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ainability?
4. How do we evaluate the blockchain
applicability of the found use cases?
5. What appropriate taxonomies of
blockchain applications can be derived to
facilitate cross-sector use case analysis?
Focus on an
application oriented
use case review
under a sustainable
and smart city
context; propose
component-based
analysis framework
and business model-
based taxonomies for
cross-sector use case
analysis
8 VOLUME 4, 2016
2169-3536 (c) 2018 IEEE. Translations and content mining are permitted for | [
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academic research only. Personal use is also permitted, but republication/redistribution requires IEEE permission. See
http://www.ieee.org/publications_standards/publications/rights/index.html for more information.
This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI
10.1109/ACCESS.2018.2880744, IEEE Access
Shen et al.: Blockchain for Cities - A Systematic Literature Revi | [
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ew
TABLE 3. Paper List for Application-oriented Use Case Review
Sector List of Papers No. of
Papers
Governance and citizen engagement [5], [61]β[78] 19
Education, culture, science and innovation [79]β[102] 24
Well-being, health and safety [103]β[130] 28
Economy [131]β[150] 20
Transportation [151]β[172] 22
Energy [173]β[206] 34
Water and waste management [207] 1
Built environment [208]β[214] 7
Natural environment [215]β[218] 4
Total number of papers 159
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] | Blockchain for Cities A Systematic Literature Review | 1,402 |
ew
TABLE 3. Paper List for Application-oriented Use Case Review
Sector List of Papers No. of
Papers
Governance and citizen engagement [5], [61]β[78] 19
Education, culture, science and innovation [79]β[102] 24
Well-being, health and safety [103]β[130] 28
Economy [131]β[150] 20
Transportation [151]β[172] 22
Energy [173]β[206] 34
Water and waste management [207] 1
Built environment [208]β[214] 7
Natural environment [215]β[218] 4
Total number of papers 159
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itions to
motivate knowledge generation, exchange and innovation by
citizens [229]. This way, the citizens themselves become the
best regulators of cities [219]. Open data offers an example
of strengthening collective intelligence of city stakeholders
to derive innovations, even though at the same time govern-
ments should carefully decide how and to which actors this
data is opened up [230] and how to protect the confidentiality,
privacy and intellectual property rights for data and model
development [22 | [
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5].
The blockchain use cases in the surveyed papers tend
to discuss solutions on the more progressive side of the
digital governance spectrum. In particular, using innovative
IT to transform existing processes and better serve citizens
(the "smart administration" model) and collaborative urban
governance (the "smart urban collaboration" model).
1) Innovative IT Transformation for Existing Processes
Under this category, blockchain-based systems have been
proposed to transform the government document sha | [
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] | Blockchain for Cities A Systematic Literature Review | 1,405 |
ring
process. Between the government and the public, [61] de-
scribes a system that stamps a government decision on the
blockchain to keep an immutable and transparent record
to be verified anytime in the future; between government
and businesses, [62] designs a system for business to share
information with government organizations in a way that
helps business both ensure the confidentiality of the infor-
mation and avoid liability; between government agencies
themselves, [63] presents an inter-agency doc | [
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of an E-
voting system is to achieve anonymity, privacy and trans-
parency [64]. Anonymity ensures the non-traceability of the
voter's vote. Privacy allows the transaction of the vote to
stay hidden, and transparency ensures the public that the
voting mechanism cannot not be tampered with. Design of
blockchain systems for voting are found in a number of
literatures [64]β[69]. Some also produced prototypes [70]β
[72]. However, an issue with all these systems is that the
authentication of voters at the per | [
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of an E-
voting system is to achieve anonymity, privacy and trans-
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stay hidden, and transparency ensures the public that the
voting mechanism cannot not be tampered with. Design of
blockchain systems for voting are found in a number of
literatures [64]β[69]. Some also produced prototypes [70]β
[72]. However, an issue with all these systems is that the
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sonal level has to be ensured
outside the blockchain.
In the area of taxation, blockchain solutions enable tax
authorities to have more control over the tax system. [73]
describes a private blockchain that can be managed by the
tax authority to monitor value-added-tax invoices and keep an
immutable record on the taxable transactions, thus preventing
tax revenue losses. The system in [74] tackles a different
scenario by using the blockchain to track the dividend paid to
stakeholders, in order to overcome | [
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the problem of duplicated
tax refund due to forged dividend payment claims.
2) Citizen-centric Collaborative Urban Governance
While the urban collaboration perspective is the dominance
of transformational ideas in literature on smart city gov-
ernance [223], an inherent issue is that the e-governance
models associated with smart city initiatives typically rely on
Internet-based online tools which are increasingly monopo-
lised by a few companies serving as de facto central author-
ities [231]. Lack of t | [
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ransparency and trust on a centralized
network infrastructure could be a key factor that hinders the
true realization of the citizen participatory governance model.
Researchers believe that blockchain has the ability to re-
decentralize the Internet [231], enable a decentralized deliv-
ery model that allows rethinking complex systems in a more
participatory manner [232], and become an important infras-
tructure for e-government [233]. Blockchain helps build so-
cietal trust with an intrinsic checks and b | [
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ransparency and trust on a centralized
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participatory manner [232], and become an important infras-
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] | Blockchain for Cities A Systematic Literature Review | 1,413 |
alance systems and
promotes a society of dignity, recognition, and respect [234]
that could be fundamental to the most transformative collab-
orative governance model.
One project illustrating this vision is [5] which concen-
trates on the area of urban policy making. The authors
state that current urban codes such as policies, planning,
regulations and standards are not up to meeting the ur-
ban sustainability challenges due to their top-down delivery
and implementation methods. Blockchain-based mechani | [
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sm
makes it possible to truly deliver and execute urban codes
bottom-up. A blockchain system [5], [75]β[77] was proposed
as a connecting mechanism to create the people's layer of
the governance systems that connects urban technologies. In
the case of policies and codes, citizens submit their urban
needs to the blockchain, which will be prioritized by a
blockchain consensus mechanism for the authorities to draft
policies. These drafts will be ratified through the blockchain
validation capabilities. Further | [
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transform of these plans into
physical forms (e.g., construction of infrastructure projects)
can be approved via voting mechanisms on the blockchain as
well. The plans and regulations can also be standardized for
replicability and scalability purpose, using the same bottom-
up approach for citizen participatory standardization.
VOLUME 4, 2016 9
2169-3536 (c) 2018 IEEE. Translations and content mining are permitted for academic research only. Personal use is also permitted, but republication/redistrib | [
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ution requires IEEE permission. See
http://www.ieee.org/publications_standards/publications/rights/index.html for more information.
This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI
10.1109/ACCESS.2018.2880744, IEEE Access
Shen et al.: Blockchain for Cities - A Systematic Literature Review
Another related blockchain project shows a citizen-
participatory decision suppo | [
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] | Blockchain for Cities A Systematic Literature Review | 1,417 |
rt framework under the health-
care context [78]. It runs an agent-based simulation model on
the blockchain, incorporating rules from expert stakeholders,
open data and anonymized volunteer participants data. The
project illustrates how such a framework can be helpful in
an infectious disease spread scenario, through improving
transparent and ethical management of individual data and
promoting evidence-based collective decision making.
B. EDUCATION, CULTURE, SCIENCE AND INNOVATION
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] | Blockchain for Cities A Systematic Literature Review | 1,418 |
ng Activities
Blockchain systems have been proposed to help maintain an
immutable record of the educational process. There are pro-
posals that record creative works or ideas to establish schol-
arly reputation [79], create continuous log of the learner's
activities across different learning organizations [80], enable
global higher educational institutions to award course credits
to students who completed courses [81], and allow issuance
and revocation of educational certificates [82]. Education and
other | [
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ng Activities
Blockchain systems have been proposed to help maintain an
immutable record of the educational process. There are pro-
posals that record creative works or ideas to establish schol-
arly reputation [79], create continuous log of the learner's
activities across different learning organizations [80], enable
global higher educational institutions to award course credits
to students who completed courses [81], and allow issuance
and revocation of educational certificates [82]. Education and
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records can be inputs to a general personal archive
management system and used by companies and services for
verification [85].
A related topic is recording of broader learning activities
such as volunteer services. [83] describes a blockchain based
system for life-long volunteering. Unlike other systems that
focus on scheduling and allocation of tasks, it fosters an open
volunteering marketplace supporting intelligent matchmak-
ing, gamification, and goal-oriented personal development.
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] | Blockchain for Cities A Systematic Literature Review | 1,421 |
records can be inputs to a general personal archive
management system and used by companies and services for
verification [85].
A related topic is recording of broader learning activities
such as volunteer services. [83] describes a blockchain based
system for life-long volunteering. Unlike other systems that
focus on scheduling and allocation of tasks, it fosters an open
volunteering marketplace supporting intelligent matchmak-
ing, gamification, and goal-oriented personal development.
Blockchain serve | [
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s to store the persistent digital footprints
for volunteering activities, assessments and acquired quali-
fications, and also gives data sovereignty to the volunteers
themselves. [84] is another system that discusses using
blockchain to record volunteer service time and activity
information.
2) Science, Innovation and IP Protection
Scientific researchers are also using blockchains to solve
problems associated with the academic community. The use
cases cover the whole life cycle from research methodology, | [
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peer review, manuscript publishing to intellectual property
protection. First, at the experimentation stage, to prevent
experimental integrity from being damaged by negligence or
intentional wrong-doings, [86] proposes a system to record
research datasets and results to blockchain and release them
when necessary, e.g., upon approval of multiple specified
signatories, thus providing an audit trail of research data.
[87] suggests using adaptable blockchain-based choreogra-
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ible in silico experiments
towards both Robust Accountable Reproducible Explained
(RARE) research [235] and Findable Accessible Interoper-
able Reusable (FAIR) results. Second, at paper authoring
stage, [88] presents a blockchain platform that preserves and
measures author contributions based on the edits that authors
commit. Third, at the peer-review stage, blockchain system
can also stimulate a timely and sustainable review process.
As described in [89], a system can reward cryptocurrency to
reviewers | [
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ible in silico experiments
towards both Robust Accountable Reproducible Explained
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stage, [88] presents a blockchain platform that preserves and
measures author contributions based on the edits that authors
commit. Third, at the peer-review stage, blockchain system
can also stimulate a timely and sustainable review process.
As described in [89], a system can reward cryptocurrency to
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publishing stage, [90] leverages prior work of semantic web
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shing system
(in contrast to the existing system centered on major pub-
lishers). By ensuring a single version of truth throughout the
paper life cycle, the system can solve the trust issues among
the different actors in the publishing ecosystem, including
authors, reviewers, publishers and relevant personnels who
use bibliometrics to evaluate performance. Last but not least,
on intellectual properties, [91] reports a blockchain system
that automatically creates a publicly verifiable timestamp
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bmitted manuscript, facilitating its origin time
record protection. Use of blockchain for intellectual property
protection extends to software as well. [92] and [93] present
design of a software licensing validation system for publish-
ers, enterprises and end users. Using ownership of crypto-
tokens to represent software entitlement, the blockchain en-
ables license validation, software updates, license transfers
and related functions. [94] discusses a system for licensing
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the model to license data on
the blockchain in order to secure the authenticity of printing
data and prevent its unauthorized use.
3) Media, Culture and Entertainment
Intellectual property protection for digital media is also a
common blockchain application [95]. The system in [96]
proposes to register self-embedding watermarking processed
images on the blockchain in order to preserve transaction
trails and content modification histories, and provide tamper
detection for digital image management and dis | [
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tribution. [97]
reports a system for multi-media rights management, allow-
ing the licensor to control permission of particular licensee
to play the designated videos. Blockchain technology appli-
cation transforms the roles of third party intermediaries in
the media industry, making artists' careers more sustainable
by improved overall transparency of the value chain [98]. But
there are also cautions on the feasibility of blockchain in the
copyright sphere [99]. [100] argues that using blockchain as
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tribution. [97]
reports a system for multi-media rights management, allow-
ing the licensor to control permission of particular licensee
to play the designated videos. Blockchain technology appli-
cation transforms the roles of third party intermediaries in
the media industry, making artists' careers more sustainable
by improved overall transparency of the value chain [98]. But
there are also cautions on the feasibility of blockchain in the
copyright sphere [99]. [100] argues that using blockchain as
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] | Blockchain for Cities A Systematic Literature Review | 1,432 |
nancialisation tool through media rights enforcement is
unlikely to empower artists but instead will curtail the critical
potential of the digital as a mode of production and artistic
expression.
Examples for blockchain in cultural and entertainment
area include [101] which implements a blockchain system
that can securely manage transfer, re-selling, validation of
concert event tickets to prevent ticket fraud, and [102], a
decentralized lottery system to ensure fairness, transparency
and privacy of the l | [
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] | Blockchain for Cities A Systematic Literature Review | 1,433 |
nancialisation tool through media rights enforcement is
unlikely to empower artists but instead will curtail the critical
potential of the digital as a mode of production and artistic
expression.
Examples for blockchain in cultural and entertainment
area include [101] which implements a blockchain system
that can securely manage transfer, re-selling, validation of
concert event tickets to prevent ticket fraud, and [102], a
decentralized lottery system to ensure fairness, transparency
and privacy of the l | [
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2169-3536 (c) 2018 IEEE. Translations and content mining are permitted for academic research only. Personal use is also permitted, but republication/redistribution requires IEEE permission. See
http://www.ieee.org/publications_standards/publications/rights/index.html for more information.
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"["
] | Blockchain for Cities A Systematic Literature Review | 1,435 |
DOI
10.1109/ACCESS.2018.2880744, IEEE Access
Shen et al.: Blockchain for Cities - A Systematic Literature Review
C. WELL-BEING, HEALTH AND SAFETY
Healthcare is a prominent area where blockchain could
found many use cases that help establish an infrastructure
to ensure transparency of medical data, analytical methods,
reproducibility of results and improved trust in translational
medical value chain [60]. As such, they have the potential
of significantly reducing the cost of developing new drugs,
diagno | [
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stic tools, and clinical regimes [236]. The following
main categories of use cases are found in the research papers.
1) Clinical Trials and Medical Records
Blockchain systems have been proposed to improve the
clinical trials process, from keeping track of each steps,
such as patient consent and any revision of the clinical trial
protocol [103], [104], to managing complex clinical trial data
and preventing them from unauthorized manipulation [105].
Many papers presented concepts and designs of systems
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] | Blockchain for Cities A Systematic Literature Review | 1,437 |
at target at enabling secure, interoperable, and efficient
access to medical records by patients, providers, and third
parties. They place emphasis on access control challenges
associated with sensitive data storage [106], preserving data
privacy and integrity [107], storage and retrieval [108] and
cross-domain medical image data sharing [109]. Blockchain
prototypes of such systems have been reported both for
general purpose medical records [110], [111] and for par-
ticular medical areas such as oncology | [
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access to medical records by patients, providers, and third
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privacy and integrity [107], storage and retrieval [108] and
cross-domain medical image data sharing [109]. Blockchain
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patient care [112]. In
addition, [113] presents a system specifically for medical data
access control between cloud service providers. The effort
in [114] ensures data access accuracy for public reference
biomedical databases by providing query notary.
Some proposed systems also include collecting medical
data in mobile environment. The systems in [115] and [116]
generate health record data from patient's smart devices
and register them to the blockchain network for tamper-
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] | Blockchain for Cities A Systematic Literature Review | 1,440 |
patient care [112]. In
addition, [113] presents a system specifically for medical data
access control between cloud service providers. The effort
in [114] ensures data access accuracy for public reference
biomedical databases by providing query notary.
Some proposed systems also include collecting medical
data in mobile environment. The systems in [115] and [116]
generate health record data from patient's smart devices
and register them to the blockchain network for tamper-
resiliency. The concept of app | [
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lying blockchain in pervasive
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lying blockchain in pervasive
social network based healthcare is explored in [117].
2) Drug and Food Supply Chain
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data generated by IoT sensors to a blockchain to prevent
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] | Blockchain for Cities A Systematic Literature Review | 1,443 |
y chain from regulat-
ing (government audits) to surveillance (by every participants
collaboratively) [119]. Another system [120] focuses more
specifically on real-time tracking of all cannabis plants from
their production to final destination in order to undermine
their illegal markets.
There are also systems that tackle the transport aspect of
medical products. Medical products require specific qual-
ity control and regulatory compliance such as assertion
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[121] built a system using IoT sensors to collect those
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topic for tracing of food and agricultural products [122],
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scheme for blockchain-based agricultural product tracking
systems [124], presented customized blockchain for agricul-
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t process.
[121] built a system using IoT sensors to collect those
transport condition parameters and log the readings to a
blockchain for public verifiability. Blockchain is also a hot
topic for tracing of food and agricultural products [122],
[123]. Researchers have focused on secure data storage
scheme for blockchain-based agricultural product tracking
systems [124], presented customized blockchain for agricul-
tural resource supply chain [125], and discussed case study of
blockchain agriculture and f | [
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ood traceability in China [126].
3) Insurance
Improving the insurance sector is also what people be-
lieve blockchain can be helpful. [127] discusses applying
blockchain to the insurance life cycle, from seeking a quo-
tation to binding a policy contract, to the claiming process,
which could help reduce fraudulent insurance claims. Ex-
perimental prototypes have been created to offer fine-grained
insurance policy control [128].
There are specific subjects of insurance that received more
attention. [129] | [
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implemented a micro-insurance use case
for managing and analyzing data in a pay-as-you-go car
insurance, which allows drivers who rarely use cars to only
pay insurance premium for particular trips they would like to
travel. [130] built a blockchain-based prototype for cyber in-
surance. The system aims to provide an automated, real-time,
and immutable feedback loop among the involved parties,
providing a secure distributed infrastructure for assessing
cyber risks.
D. ECONOMY
While we do not consider pur | [
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e cryptocurrency use cases in
this paper, nor do we discuss Initial Coin Offerings [237], we
list the following important areas we found in the surveyed
literature that blockchain is affecting the broader economy
domain.
1) Collaborative Business Processes and Service
Exchanges
Blockchain has great potential in business process manage-
ment toward building a distributed, trustworthy infrastructure
to promote inter-organizational processes [238]. [131] de-
scribes a decentralized social manufacturing plat | [
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form where
prosumers publish service demands and the manufacturing
community works to satisfy the demands. Similarly, [132]
presents a case on collaborative fulfillment of industrial
product design. Another system is discussed in [133] which
provides a platform for software development and automatic
payments, incorporating trusted Oracles for automatic soft-
ware code verification.
Blockchain facilitated collaboration can be performed not
only by human, but also by autonomous agents | [
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form where
prosumers publish service demands and the manufacturing
community works to satisfy the demands. Similarly, [132]
presents a case on collaborative fulfillment of industrial
product design. Another system is discussed in [133] which
provides a platform for software development and automatic
payments, incorporating trusted Oracles for automatic soft-
ware code verification.
Blockchain facilitated collaboration can be performed not
only by human, but also by autonomous agents | [
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] | Blockchain for Cities A Systematic Literature Review | 1,452 |
Incentivizing Secure Block Verification by Contract Theory in Blockchain-Enabled Vehicular Networks
Incentivizing Secure Block Verification by ContractTheory in Blockchain-enabled Vehicular Networks
Jiawen Kang, Zehui Xiong, Dusit Niyato, Fellow, IEEESchool of Computer Science and Engineering
Nanyang Technological University, Singapore
Email: {kavinkang, zexiong002, dniyato} @ ntu.edu.sg
Dong In Kim, Fellow, IEEESchool of Information & Communication Engineering
Sungkyunkwan University, Suwon, South Korea | [
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] | Incentivizing Secure Block Verification by Contract Theory in Blockchain Enabled Vehicular Networks | 1,453 |
Incentivizing Secure Block Verification by Contract Theory in Blockchain-Enabled Vehicular Networks
Incentivizing Secure Block Verification by ContractTheory in Blockchain-enabled Vehicular Networks
Jiawen Kang, Zehui Xiong, Dusit Niyato, Fellow, IEEESchool of Computer Science and Engineering
Nanyang Technological University, Singapore
Email: {kavinkang, zexiong002, dniyato} @ ntu.edu.sg
Dong In Kim, Fellow, IEEESchool of Information & Communication Engineering
Sungkyunkwan University, Suwon, South Korea | [
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] | Incentivizing Secure Block Verification by Contract Theory in Blockchain Enabled Vehicular Networks | 1,454 |
Email: dikim @ skku.ac.kr
Abstract β The burgeoning vehicular networks generate a hugeamount of sensing data. Data sharing among vehicles enables anumber of valuable vehicular applications to improve drivingsafety and enhance vehicular services. To ensure security andtraceability of data sharing, an efficient Delegated Proof-of-Stake(DPoS) consensus algorithm is utilized to establish Blockchain-Enabled VEhicular Networks (BEVENs). Miners in DPoS includeactive miners and standby miners. The active miners | [
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] | Incentivizing Secure Block Verification by Contract Theory in Blockchain Enabled Vehicular Networks | 1,455 |
Email: dikim @ skku.ac.kr
Abstract β The burgeoning vehicular networks generate a hugeamount of sensing data. Data sharing among vehicles enables anumber of valuable vehicular applications to improve drivingsafety and enhance vehicular services. To ensure security andtraceability of data sharing, an efficient Delegated Proof-of-Stake(DPoS) consensus algorithm is utilized to establish Blockchain-Enabled VEhicular Networks (BEVENs). Miners in DPoS includeactive miners and standby miners. The active miners | [
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] | Incentivizing Secure Block Verification by Contract Theory in Blockchain Enabled Vehicular Networks | 1,456 |
are respon-sible for block generation and block verification. However, due tothe limited number of active miners in DPoS, the compromisedactive miners may collude with each other to generate maliciouslymanipulated results of block verification. To prevent the internalcollusion among the active miners, a newly generated blockcan be further verified and audited by the standby miners. Toincentivize the participation of the miners in block verification,we adopt the contract theory to model the interactions be | [
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] | Incentivizing Secure Block Verification by Contract Theory in Blockchain Enabled Vehicular Networks | 1,457 |
tweenactive miners and standby miners, where both block verificationsecurity and delay are taken into consideration. Numerical resultsdemonstrate the security and efficiency of our schemes for datasharing in BEVENs.
Index Terms β Vehicular networks, blockchain, delegatedproof-of-stake, contract theory, security protection
I. INTRODUCTION
With the rapid development of wireless communication
technologies, vehicular networks are evolved to be an indis-
pensable platform with information interaction among veh | [
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i-
cles, road-side infrastructures and humans. Vehicles generate
a huge amount and diverse types of data through advanced on-
board devices. The vehicles share their data to improve driving
safety and enhance vehicular services, which significantly
facilitates the realization of the Intelligent Transportation Sys-
tem [1], [2]. However, there exist critical security and privacy
challenges for data sharing in vehicular networks. On the one
hand, the vehicles may not be willing to upload data to road-
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i-
cles, road-side infrastructures and humans. Vehicles generate
a huge amount and diverse types of data through advanced on-
board devices. The vehicles share their data to improve driving
safety and enhance vehicular services, which significantly
facilitates the realization of the Intelligent Transportation Sys-
tem [1], [2]. However, there exist critical security and privacy
challenges for data sharing in vehicular networks. On the one
hand, the vehicles may not be willing to upload data to road-
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infrastructures with a centralized management architec-
ture because of the concern on the single point of failure and
personal data manipulation. On the other hand, although Peer-
to-Peer (P2P) data sharing among the vehicles can solve the
issues of the centralized management architecture, it is facing
the problems of data access without authorization and security
protection in a decentralized architecture. These challenges
adversely affect the circulation of vehicle data and thus hinder
the future devel | [
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] | Incentivizing Secure Block Verification by Contract Theory in Blockchain Enabled Vehicular Networks | 1,461 |
infrastructures with a centralized management architec-
ture because of the concern on the single point of failure and
personal data manipulation. On the other hand, although Peer-
to-Peer (P2P) data sharing among the vehicles can solve the
issues of the centralized management architecture, it is facing
the problems of data access without authorization and security
protection in a decentralized architecture. These challenges
adversely affect the circulation of vehicle data and thus hinder
the future devel | [
4193,
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] | Incentivizing Secure Block Verification by Contract Theory in Blockchain Enabled Vehicular Networks | 1,462 |
opment of vehicular networks [3].
Recently, integrating blockchain technology with vehicular
networks has attracted increasing attention of researchers
and developers because of decentralization, anonymity, and
trust characteristics of blockchain. A secure, decentralized
and trusted intelligent transport ecosystem is established by
blockchain to solve vehicle data sharing problems [3], [4],
[5]. Nevertheless, there exists an exorbitant cost to establish
a blockchain in resource-limited vehicles using comp | [
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opment of vehicular networks [3].
Recently, integrating blockchain technology with vehicular
networks has attracted increasing attention of researchers
and developers because of decentralization, anonymity, and
trust characteristics of blockchain. A secure, decentralized
and trusted intelligent transport ecosystem is established by
blockchain to solve vehicle data sharing problems [3], [4],
[5]. Nevertheless, there exists an exorbitant cost to establish
a blockchain in resource-limited vehicles using comp | [
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"##putation"
] | Incentivizing Secure Block Verification by Contract Theory in Blockchain Enabled Vehicular Networks | 1,464 |
utation-
intensive Proof-of-Work (PoW) or unfair stake-based PoS [1],
[6]. Existing research attempts cannot neatly address the P2P
vehicle data sharing problem in vehicular networks [7].
In this paper, we utilize the efficient Delegated Proof-of-
Stake (DPoS) consensus scheme to develop a secure P2P data
sharing system for vehicular networks. Previous study has
demonstrated that the DPoS scheme is particularly suitable
and practical for vehicular networks [4], which performs the
consensus process on pre- | [
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selected miners with moderate cost
[8]. RoadSide Units (RSUs) as edge computing infrastructures,
which are widely deployed over the road networks and easily
reachable by vehicles, can be the miners because of having
sufficient computation and storage resources [1], [9], [7], [10],
[11]. These miners play significant roles in publicly auditing,
verifying and storing vehicle data and data sharing records in
Blockchain-Enabled VEhicular Networks (BEVENs).
However, the BEVENs based on DPoS suffers from a
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ntial attack named Block Verification Collusion: A minerdistributed along the road without sufficient security protection
may be vulnerable to be directly compromised by attackers [1],
[7]. The malicious miners may internally collude with each
other to generate maliciously manipulated results in the block
verification, even to launch double-spending attack, which
is also challenging [6], [12]. Therefore, it is necessary to
design an enhanced DPoS consensus scheme with secure block
verification to defend a | [
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ntial attack named Block Verification Collusion: A minerdistributed along the road without sufficient security protection
may be vulnerable to be directly compromised by attackers [1],
[7]. The malicious miners may internally collude with each
other to generate maliciously manipulated results in the block
verification, even to launch double-spending attack, which
is also challenging [6], [12]. Therefore, it is necessary to
design an enhanced DPoS consensus scheme with secure block
verification to defend a | [
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gainst the block verification collusion
attack in BEVENs [6].
Note that the more participating miners can lead to the
more secure block verification [13]. A miner group in DPoS
includes active miners and standby miners, e.g., 21 active
miners and 150 standby miners in Enterprise Operation System
(EOS) [14]. For the secure block verification, blocks generated
by active miners can be further verified and audited by
standby miners to prevent the internal collusion among active
miners [13]. Here, the active m | [
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] | Incentivizing Secure Block Verification by Contract Theory in Blockchain Enabled Vehicular Networks | 1,469 |
iners take turn to act as the
block manager to generate and distribute unverified blocks.
To incentivize the standby miners to participate in the block
978-1-5386-8088-9 / 19 / $31.00 Β© 2019 IEEE
verification, we utilize contract theory to model interactions
among the block manager and miners to prevent the collusion
attacks. The block manager works as a contract designer.
Meanwhile, the miners including active and standby miners
are followers to finish block verification for obtaining a part
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tion fee according to verification contribution [13].
The main contributions of this work are summarized as
follows.
β’ We propose to utilize the efficient DPoS consensusscheme to establish blockchain-enabled vehicular net-
works for secure vehicle data sharing.
β’ We present a potential attack named block verificationcollusion attack in the DPoS consensus scheme, whereinthe active miners may collude with each other to generate
maliciously manipulated block verification results.
β’ To defend against this att | [
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ack, we utilize the contracttheory to incentivize the standby miners to participate
in block verification for preventing the internal collusion
among active miners.
The rest of this paper is organized as follows. We introduce
the system model and the enhanced DPoS consensus scheme
with detailed steps for secure vehicle data sharing in Section
II. An incentive mechanism for secure block verification using
contract theory is proposed in Section III, followed by optimal
contract designing in Section IV. We i | [
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llustrate numerical
results in Section V. Section VI concludes the paper.
II. SYSTEM MODEL AND THE ENHANCED DPOS
CONSENSUS SCHEME
A. System Model and Adversary Model in BEVENs
In BEVENs, there mainly exist three kinds of entities:
data requesters, data providers and miners. Similar to the
existing work [1], [9], [7], [10], some RSUs are selected to
be active or standby miners. This is because that the RSUs
deployed along roads can ensure that the vehicles are able
to communicate with other vehicles and mi | [
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llustrate numerical
results in Section V. Section VI concludes the paper.
II. SYSTEM MODEL AND THE ENHANCED DPOS
CONSENSUS SCHEME
A. System Model and Adversary Model in BEVENs
In BEVENs, there mainly exist three kinds of entities:
data requesters, data providers and miners. Similar to the
existing work [1], [9], [7], [10], some RSUs are selected to
be active or standby miners. This is because that the RSUs
deployed along roads can ensure that the vehicles are able
to communicate with other vehicles and mi | [
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ners in a timely
fashion. As shown in Fig. 1, vehicles equipped with on-
board units and advanced communication devices can collect
local data from sensing devices [15]. The vehicles act as
data providers to share data with each other and obtain a
reward from data requesters. Next, the data providers upload
data sharing records as "transaction" to active miners, and
the miners execute the consensus process of our enhanced
DPoS consensus scheme. Finally, the vehicle's data sharing
records are stored as blo | [
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ners in a timely
fashion. As shown in Fig. 1, vehicles equipped with on-
board units and advanced communication devices can collect
local data from sensing devices [15]. The vehicles act as
data providers to share data with each other and obtain a
reward from data requesters. Next, the data providers upload
data sharing records as "transaction" to active miners, and
the miners execute the consensus process of our enhanced
DPoS consensus scheme. Finally, the vehicle's data sharing
records are stored as blo | [
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ck data and added into a blockchain,
named vehicular blockchain, for achieving efficient proof ofpresence of the data sharing.
In DPoS based BEVENs, some pre-selected RSUs working
as miners may be distributed along the road without sufficient
security protection, thus they are semi-trusted and are easy to
be compromised by attackers [1], [7]. The attackers can launch
the internal collusion attack that asks the compromised active
miners to generate false verification result (i.e., maliciously
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esults) for a certain block. If more than one
third of compromised active miners are colluded, a false
Unverified block Record transmission
Block propagationand verification
β
Corrected verification
result
False verification result
Contract items
Standby miners
Active miners Verificationresult feedback
Designedcontract items
Block n + 1 Block n + 2
Data sharing
RSUs
Data provider Data requestor
Traditional miner group with only active miners
Current blockmanager
Secure Block Verification using Contract Th | [
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] | Incentivizing Secure Block Verification by Contract Theory in Blockchain Enabled Vehicular Networks | 1,478 |
eory
Data sharingrecords
β
Block verificaion collusionamong active miners
Current blockmanager
β
β
Miner group including active and standby miners
Malicious activeminers
Vehicles
BlockheaderBlock manager i
Block data 1Block data 2
Block manager s signature
BlockheaderBlock manager i + 1
Block data 1Block data 2
Block manager s signature
β β
Feedback block verificationresult from standby miners
Feedback block verificationresult from active miners
Broadcast contractitems to miners
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er Data requestor
Vehicularblockchain
Fig. 1: The enhanced DPoS consensus scheme for BEVENs.
block verification result will be easy to occur due to the
limited number of active miners in traditional DPoS consensus
schemes [9], [13]. Thus these compromised miners may be
able to affect new vehicle data sharing records stored in
vehicular blockchain, which causes damage to the blockchain
system [6], [13].
B. The Enhanced DPoS Scheme for Blockchain-enabled Ve-hicular Networks
As depicted in Fig. 1, there are | [
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] | Incentivizing Secure Block Verification by Contract Theory in Blockchain Enabled Vehicular Networks | 1,480 |
mainly three parts in the
enhanced DPoS consensus scheme for secure P2P vehicle data
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] | Incentivizing Secure Block Verification by Contract Theory in Blockchain Enabled Vehicular Networks | 1,481 |
NoCo: An Efficient Transaction Propagation Protocol for Open Blockchains
NoCo: An Efficient Transaction Propagation Protocol for Open
Blockchains
Akash Sarda1, Vijesh Ghandare2, Aditya Malu3 and Jibi Abraham4
Department of Computer and Information Technology, College of Engineering, Pune
[email protected], [email protected], [email protected],
[email protected]
. Abstract - In the last decade, there has been an exponential
growth in the number of cryptocurrencies and th | [
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"##o",
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"E",
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"##gation",
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"##kas",
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"##1",
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"V",
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"##sh",
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"##are",
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",",
"Ad",
"##ity",
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"Abraham",
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"##tract",
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"##oc",
"##ur",
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"##cies",
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"##r",
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"in",
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"##less",
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".",
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"limit",
"##less",
"applications",
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"block",
"##cha",
"##in",
",",
"the",
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"the",
"limited",
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"##cal",
"##ing",
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"##cha",
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"##cha",
"##in",
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"##here",
"##um",
"block",
"##cha",
"##in",
",",
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"15",
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".",
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] | NoCo An Efficient Transaction Propagation Protocol for Open Blockchains | 1,482 |
NoCo: An Efficient Transaction Propagation Protocol for Open Blockchains
NoCo: An Efficient Transaction Propagation Protocol for Open
Blockchains
Akash Sarda1, Vijesh Ghandare2, Aditya Malu3 and Jibi Abraham4
Department of Computer and Information Technology, College of Engineering, Pune
[email protected], [email protected], [email protected],
[email protected]
. Abstract - In the last decade, there has been an exponential
growth in the number of cryptocurrencies and th | [
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] | NoCo An Efficient Transaction Propagation Protocol for Open Blockchains | 1,483 |
e technology
that underpins all the cryptocurrencies is the Blockchain. The
blockchain serves as a decentralized, cryptographically signed
ledger that enables payments in a trustless manner. While there
are limitless applications of the blockchain, the problem that
persists is the limited scaling of the blockchain. The bitcoin
blockchain and the ethereum blockchain, are able to process
only 7 transactions per second and 15 transactions per second
respectively. All the participating mining nodes in the blo | [
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] | NoCo An Efficient Transaction Propagation Protocol for Open Blockchains | 1,484 |
e technology
that underpins all the cryptocurrencies is the Blockchain. The
blockchain serves as a decentralized, cryptographically signed
ledger that enables payments in a trustless manner. While there
are limitless applications of the blockchain, the problem that
persists is the limited scaling of the blockchain. The bitcoin
blockchain and the ethereum blockchain, are able to process
only 7 transactions per second and 15 transactions per second
respectively. All the participating mining nodes in the blo | [
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] | NoCo An Efficient Transaction Propagation Protocol for Open Blockchains | 1,485 |
ckchain
network perform heavy computation and compete to mine a
block, but only one of them succeeds and others waste their
computation. In this paper, we propose a new node count based
transaction propagation protocol for less competitive mining
called as NoCo. NoCo distributes a transaction from a node to
the nearby miners based on the node count between them and
thereby decreasing the competition, and hence this is beneficial
for the miners as well as for the networks scalability. The protocol
tries to | [
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] | NoCo An Efficient Transaction Propagation Protocol for Open Blockchains | 1,486 |
ckchain
network perform heavy computation and compete to mine a
block, but only one of them succeeds and others waste their
computation. In this paper, we propose a new node count based
transaction propagation protocol for less competitive mining
called as NoCo. NoCo distributes a transaction from a node to
the nearby miners based on the node count between them and
thereby decreasing the competition, and hence this is beneficial
for the miners as well as for the networks scalability. The protocol
tries to | [
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] | NoCo An Efficient Transaction Propagation Protocol for Open Blockchains | 1,487 |
parallelize the mining in the network. The protocol scales
the transaction rates almost linearly.
Index TermsβBlockchain, Bitcoin, Ethereum, Cryptocurrency
I. INTRODUCTION
The emergence of cryptocurrency like Bitcoin [1] has given
the world a model of a trustless, secure and a reliable way of
transacting wealth. Bitcoin is the first decentralized cryptocur-
rency which eliminates the need for an authority to regulate.
The goal of Bitcoin and other cryptocurrencies is to devise a
system such that | [
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] | NoCo An Efficient Transaction Propagation Protocol for Open Blockchains | 1,488 |
parallelize the mining in the network. The protocol scales
the transaction rates almost linearly.
Index TermsβBlockchain, Bitcoin, Ethereum, Cryptocurrency
I. INTRODUCTION
The emergence of cryptocurrency like Bitcoin [1] has given
the world a model of a trustless, secure and a reliable way of
transacting wealth. Bitcoin is the first decentralized cryptocur-
rency which eliminates the need for an authority to regulate.
The goal of Bitcoin and other cryptocurrencies is to devise a
system such that | [
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] | NoCo An Efficient Transaction Propagation Protocol for Open Blockchains | 1,489 |
there is no single authority controlling the
network.
Bitcoin, however happened to solve the problem of central-
ization, as for Bitcoin transactions, there is no central authority
needed to validate transactions and adding it to the ledger.
Since, there is no central authority for this tasks, this is done
by establishing a consensus among all the miners of the peer
to peer network supporting Bitcoin. The global ledger of all
the Bitcoin transactions is called blockchain [1] , which is the
very h | [
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] | NoCo An Efficient Transaction Propagation Protocol for Open Blockchains | 1,490 |
there is no single authority controlling the
network.
Bitcoin, however happened to solve the problem of central-
ization, as for Bitcoin transactions, there is no central authority
needed to validate transactions and adding it to the ledger.
Since, there is no central authority for this tasks, this is done
by establishing a consensus among all the miners of the peer
to peer network supporting Bitcoin. The global ledger of all
the Bitcoin transactions is called blockchain [1] , which is the
very h | [
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".",
"It",
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"fields",
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"##er",
",",
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",",
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"##hers",
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"be",
"transfer",
"##ed",
",",
"optional",
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"start",
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".",
"Trans",
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"the",
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"on",
"the",
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"##cha",
"##in",
",",
"and",
"messages",
"are",
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"as",
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".",
"As",
"transactions",
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"in",
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"the",
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"##r",
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".",
"At",
"the",
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"##r",
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".",
"This",
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"may",
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"to",
"double",
"spending",
"attack",
"[",
"6",
"]",
"in",
"the",
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".",
"So",
",",
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"need",
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"efficient",
"information",
"propagation",
"mechanism",
".",
"B",
".",
"Information",
"Pro",
"##pa",
"##gation",
"in",
"E",
"##ther",
"##eum",
"Network",
"To",
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"the",
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"##r",
",",
"transactions",
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"blocks",
"are",
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".",
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"up",
"##to",
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"##MB",
".",
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",",
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"not",
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"/",
"block",
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"all",
"peers",
".",
"To",
"avoid",
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"E",
"##ther",
"##eum",
"network",
"only",
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"blocks",
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"'",
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"The",
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".",
"When",
"a",
"send",
"##er",
"ve",
"##ri",
"##fies",
"a",
"transaction",
",",
"it",
"does",
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"it",
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"its",
"peers",
".",
"Instead",
"the",
"send",
"##er",
"it",
"##era",
"##tes",
"over",
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"'",
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".",
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")",
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"##pa",
"##gation",
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"as",
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".",
"The",
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"of",
"a",
"block",
"depends",
"on",
"what",
"##s",
"requested",
"by",
"other",
"peers",
".",
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"is",
"requested",
"by",
"others",
"then",
"propagation",
"of",
"block",
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"place",
"same",
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"transactions",
",",
"it",
"is",
"broadcast",
"to",
"the",
"peers",
"who",
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"In",
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"propagation",
"is",
"not",
"requested",
"at",
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"only",
"availability",
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".",
"IV",
".",
"THE",
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"##O",
"##BL",
"##EM",
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"SC",
"##AL",
"##ING",
"The",
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"payment",
"systems",
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"##C",
"##ard",
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"Visa",
"can",
"process",
"up",
"##to",
"2000",
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"##co",
"##in",
"can",
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"only",
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"and",
"E",
"##ther",
"##eum",
"can",
"do",
"15",
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"per",
"second",
".",
"There",
"has",
"been",
"an",
"ex",
"##po",
"##nent",
"##ial",
"growth",
"in",
"the",
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"of",
"daily",
"transactions",
"(",
"Re",
"##fer",
"figure",
"1",
")",
"[",
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"]",
",",
"but",
"the",
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"##cha",
"##ins",
"are",
"not",
"able",
"to",
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"to",
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"time",
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"##co",
"##in",
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"was",
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"250",
"##0",
"minutes"
] | NoCo An Efficient Transaction Propagation Protocol for Open Blockchains | 1,491 |
eart of Bitcoin's decentralised ecosystem.
A blockchain is a digitized, distributed and decentralized
continuously growing list of records, called blocks, which
are linked to each other using cryptographic hash pointers.
In layman's terms, it is a ledger of all transactions since the
start, with every participant in the cryptocurrency peer to peer
network having a read and write access to it; since this ledger
is distributed amongst all the peers of the peer to peer network,
it's consistency is ma | [
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] | NoCo An Efficient Transaction Propagation Protocol for Open Blockchains | 1,492 |
eart of Bitcoin's decentralised ecosystem.
A blockchain is a digitized, distributed and decentralized
continuously growing list of records, called blocks, which
are linked to each other using cryptographic hash pointers.
In layman's terms, it is a ledger of all transactions since the
start, with every participant in the cryptocurrency peer to peer
network having a read and write access to it; since this ledger
is distributed amongst all the peers of the peer to peer network,
it's consistency is ma | [
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] | NoCo An Efficient Transaction Propagation Protocol for Open Blockchains | 1,493 |
intained by a consensus algorithm.
The cryptocurrency networks, though being robust and se-
cure still face latency in processing transactions. As compared
to their rivals VISA and MasterCard, Bitcoin falls short at 7
transactions per sec [2]. For a wide acceptance of cryptocur-
rencies this problem has to solved.
This paper proposes an Efficient Transaction Propagation
Protocol for Open Blockchains, NoCo, in which the com-
petition among miners for mining a transaction is restricted
so as to sav | [
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"[",
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"Figure",
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"[",
"1",
",",
"Section",
"5"
] | NoCo An Efficient Transaction Propagation Protocol for Open Blockchains | 1,494 |
e the miners from wasting their computation and
allowing them to mine other transactions while trying to par-
allelize the mining in the system. The term open blockchains
essentially means the blockchains which are not permissioned,
i.e. everyone is free to get the blockchain, everyone is free to
participate in it's mining. This research was conducted on the
Ethereum blockchain, as it has a widespread support and as
it allows efficient and rapid setups of private cryptocurrency
networks.
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",",
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"[",
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",",
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"3",
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",",
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".",
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"3",
",",
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"##max",
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"3",
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"#",
"i",
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"i",
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"to",
"2",
".",
"For"
] | NoCo An Efficient Transaction Propagation Protocol for Open Blockchains | 1,495 |
e the miners from wasting their computation and
allowing them to mine other transactions while trying to par-
allelize the mining in the system. The term open blockchains
essentially means the blockchains which are not permissioned,
i.e. everyone is free to get the blockchain, everyone is free to
participate in it's mining. This research was conducted on the
Ethereum blockchain, as it has a widespread support and as
it allows efficient and rapid setups of private cryptocurrency
networks.
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"an",
"upper",
"hand",
"while",
"mining",
"the",
"same",
".",
"Other",
"miners",
"experience",
"a",
"delay",
"and",
"receive",
"a",
"transaction",
"much",
"later",
".",
"This",
"delay",
"in",
"propagation",
"will",
"be",
"significant",
"with",
"increasing",
"number",
"of",
"miners",
",",
"which",
"also",
"means",
"increasing",
"competition",
".",
"Consider",
",",
"a",
"case",
"shown",
"in",
"figure",
"2",
".",
"The",
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"##s",
"in",
"the",
"system",
",",
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"transaction",
"which",
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"#",
"i",
".",
"These",
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",",
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"will",
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"prop",
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"the",
"network",
"and",
"will",
"be",
"a",
"part",
"of",
"the",
"transaction",
"pool",
"of",
"all",
"the",
"miners",
".",
"Thus",
",",
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"##r",
"will",
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"a",
"transaction",
"pool",
"[",
"#",
"1",
",",
"#",
"2",
",",
"#",
"3",
"]",
".",
"All",
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"will",
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"a",
"block",
"with",
"the",
"above",
"transactions",
",",
"but",
"only",
"one",
"of",
"them",
"will",
"succeed",
"and",
"others",
"will",
"waste",
"their",
"com",
"##putation",
".",
"Hence",
",",
"the",
"No",
"##C",
"##o",
"protocol",
"will",
"restrict",
"the",
"competition",
"by",
"restrict",
"##ing",
"propagation",
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",",
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".",
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",",
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"i",
".",
"e",
".",
"the",
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"node",
"count",
"equal",
"to",
"NC",
"##max",
",",
"which",
"is",
"supposed",
"to",
"be",
"agreed",
"by",
"the",
"network",
".",
"Here",
"in",
"Figure",
"3",
",",
"NC",
"##max",
"=",
"2",
".",
"A",
"node",
"count",
"(",
"NC",
"#",
"i",
")",
"is",
"maintained",
"by",
"each",
"node",
"in",
"the",
"system",
",",
"for",
"every",
"transaction",
"that",
"it",
"comes",
"across",
".",
"As",
"the",
"transaction",
"keeps",
"on",
"prop",
"##aga",
"##ting",
"node",
"over",
"node",
",",
"the",
"node",
"count",
"associated",
"with",
"the",
"transaction",
"will",
"be",
"de",
"##cre",
"-",
"men",
"##ted",
"by",
"one",
".",
"Once",
"the",
"count",
"reaches",
"zero",
",",
"the",
"last",
"node",
"in",
"the",
"chain",
"of",
"propagation",
"will",
"cease",
"propagation",
",",
"hence",
"the",
"number",
"of",
"miners",
"who",
"already",
"have",
"the",
"transaction",
"in",
"their",
"transaction",
"pools",
"are",
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"and",
"quite",
"close",
"-",
"by",
"?",
"to",
"the",
"origin",
"of",
"the",
"transaction",
".",
"Hence",
",",
"it",
"can",
"be",
"safely",
"assume",
"that",
"the",
"competition",
"is",
"limited",
"and",
"hence",
"the",
"nodes",
"who",
"did",
"not",
"get",
"a",
"particular",
"transaction",
"will",
"be",
"mining",
"on",
"some",
"other",
"transaction",
".",
"Consider",
"the",
"case",
"in",
"Figure",
"3",
".",
"Each",
"wallet",
"in",
"the",
"system",
"sends",
"a",
"transaction",
"#",
"i",
".",
"The",
"transaction",
"has",
"a",
"node",
"count",
"NC",
"#",
"i",
"associated",
"with",
"it",
"which",
"is",
"initially",
"set",
"to",
"2",
".",
"For"
] | NoCo An Efficient Transaction Propagation Protocol for Open Blockchains | 1,496 |
KCHAIN TERMINOLOGIES
A. Blockchain
Blockchain is a chain of blocks serving as a distributed, de-
centralized and an immutable digital ledger for cryptocurrency
transactions. Every block has some number of transactions and
their metadata. Each block has to be mined by miner using its
computational resources. As the block is mined, it is added to
the chain of blocks.
Each block is connected to previous block by hash pointer
and transactions in a block are arranged in hierarchical order
using Merke | [
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] | NoCo An Efficient Transaction Propagation Protocol for Open Blockchains | 1,497 |
KCHAIN TERMINOLOGIES
A. Blockchain
Blockchain is a chain of blocks serving as a distributed, de-
centralized and an immutable digital ledger for cryptocurrency
transactions. Every block has some number of transactions and
their metadata. Each block has to be mined by miner using its
computational resources. As the block is mined, it is added to
the chain of blocks.
Each block is connected to previous block by hash pointer
and transactions in a block are arranged in hierarchical order
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l Tree. This provides for efficient and secure
verification of the transactions. As each block is connected
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"the"
] | NoCo An Efficient Transaction Propagation Protocol for Open Blockchains | 1,499 |