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Malaysian Journal of Music Vol. 12 No. 2 (2023) | blended learning, music education, outcome-based education, Thai music history, Thai music learning, Thai music theory | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/531 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/8101 | Problems and Expectations of Students Regarding the Management of Learning in the Subjects of Thai Music Theory and History within the Thai Undergraduate Music Education Curriculum | This research aimed to investigate the problems and expectations of students regarding the management of learning in the subjects of Thai music theory and history within the Thai undergraduate music education curriculum. The exploratory and descriptive research methodology was employed. The data was collected from 103 students who enrolled in the Thai Music Education curriculum at the undergraduate level. Instruments include a documentary analysis form, and an online questionnaire (Google Form). The results showed that: (1) teaching method was lecture-based, resulting in disengaged learning and limited knowledge acquisition; (2) content was the lack of clear delineation between the content of the two subjects; in many cases, instructors mixed Thai music theory with Thai music history which made students confused and mis-concept; (3) instructional media failed to captivate students and did not facilitate comprehensive learning; (4) instructional materials, each university had different approaches to managing its teaching resources, which were both uninteresting and overly academic; and (5) context consists of the diversity of students, assignments, classroom conditions, and instructor’s preparedness. From the results, this research proposes the guideline for the management of learning in Thai music theory and history through Outcome-based education (OBE) and a blended learning approach that can apply to traditional music teaching which is familiar with the Thai culture. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/8101/4720 | [
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"Juthaset, C., & Bankrithong, S. (2021). Approaches to teaching Thai music theories to lower secondary students. Journal of Education Studies, 49(2), 1-10. ",
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"Sutthachit, N. (2023). The principles and essentials of music education (pp. 25-47). Chulalongkorn University Press. ",
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] | Weerakit Suwanphithak, Chalermpan Ruwicha, & Yootthana Chuppunnarat
1
Problems and Expectations of Students Regarding the Management of
Learning in the Subjects of Thai Music Theory and History
within the Thai Undergraduate Music Education Curriculum
Weerakit Suwanphithak1*, Chalermpan Ruwicha2, Yootthana Chuppunnarat3
Department of Art, Music, and Dance Education, Faculty of Education, Chulalongkorn University
254 Phayathai Road, Pathumwan, Bangkok 10330, Thailand
e-mail: [email protected], [email protected], [email protected]
*Corresponding Author: [email protected]
Published online: 5 December 2023
Cite this article (APA): Suwanphithak,W., Ruwicha, C., & Chuppunnarat, Y. (2023). Problems and expectations of
students regarding the management of learning in the subjects of Thai music theory and history within the Thai
undergraduate
music
education
curriculum.
Malaysian
Journal
of
Music
12(2),
1-17.
https://doi.org/10.37134//mjm.vol12.2.1.2023
Abstract
This research aimed to investigate the problems and expectations of students regarding the management of learning in
the subjects of Thai music theory and history within the Thai undergraduate music education curriculum. The
exploratory and descriptive research methodology was employed. The data was collected from 103 students who
enrolled in the Thai Music Education curriculum at the undergraduate level. Instruments include a documentary
analysis form, and an online questionnaire (Google Form). The results showed that: (1) teaching method was lecture-
based, resulting in disengaged learning and limited knowledge acquisition; (2) content was the lack of clear delineation
between the content of the two subjects; in many cases, instructors mixed Thai music theory with Thai music history
which made students confused and mis-concept; (3) instructional media failed to captivate students and did not
facilitate comprehensive learning; (4) instructional materials, each university had different approaches to managing its
teaching resources, which were both uninteresting and overly academic; and (5) context consists of the diversity of
students, assignments, classroom conditions, and instructor’s preparedness. From the results, this research proposes
the guideline for the management of learning in Thai music theory and history through Outcome-based education
(OBE) and a blended learning approach that can apply to traditional music teaching which is familiar with the Thai
culture.
Keywords: blended learning, music education, outcome-based education, Thai music history,
Thai music teaching, Thai music theory
Introduction
The essentials of learning music are divided into two main parts: (1) music content, which contains music
elements, music literature, and history, and (2) music skill, which consists of listening, singing, performing,
moving, creating, and reading. Both are always related and rely on each other (Miller, 1978; Bergethon &
Boardman, 1979; Stark, 1976; Sutthachit, 2023). Knowledge of Thai music theory and history has become
essential for students pursuing a professional career in music. A deep understanding of these subjects is now
necessary as a foundation for advancing their music education at the professional level. Consequently, these
subjects are prominently included as required subjects in every music curriculum across all institutions,
which means both are significant subjects to be learned. Not only do they support each other among Thai
music theory and history knowledge for the student, but they also support the student in learning advanced
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2
musical knowledge in other core subjects of Thai music, such as Thai musical form and analysis,
composition, ensembles workshops and conducting, and even Thai music skill, ensemble, and pedagogy
subjects. However, another important factor is the variety of knowledge sources used in music theory and
the history of Thai music, which includes concepts from various master schools. With so many different
information sources, each university in Thailand has relied on different ones, and that these are based on
the schools that each professor attended. As a result, it has been found that the teaching of these subjects at
the undergraduate level in Thailand has not been clearly standardized in terms of learning outcomes,
instructional methods, scope of content, and content details, particularly in institutions aiming to produce
professional music educators. Every subject requires the establishment of clear standards and detailed scope
contents, and each one should be current and responsive to societal changes, including the evolving learning
methods of students. However, such management and standardization have not yet been implemented with
respect to the study of music in Thailand. Evidence from research conducted in Thailand reveals a limited
focus. Juthaset and Bankrithong (2021) conducted a study on teaching approaches in Thai music theory
only at the secondary education level that aimed to investigate the differences in learning strategies of
undergraduate music education programs. Furthermore, another study by Kaewsawang (2021) investigated
the implementation of project-based learning in Thai music theory for undergraduate students at the Lopburi
College of Dramatic Art. Both studies primarily focused on presenting experimental results and teaching
approaches in Thai music theory. However, there was a lack of research investigating the current situation,
issues, and expectations of undergraduate students regarding the study of Thai music theory and history.
Additionally, the scope of study of both subjects needs to focus more on students’ understanding of the
interrelationships and distinctions among the content details, which researchers considered to be a
concerning issue that warranted prompt research. Furthermore, research conducted in foreign countries with
cultural similarities to Thailand in the past five years has predominantly focused on studying problems and
perspectives in teaching traditional music. Studies such as “Learning and Teaching Traditional Music in
Cambodia: Challenges and Incentives” by Grant (2017), “Personality and World Music Preference of
Undergraduate Non-music Majors in South Korea and the United States” by Yoo et al. (2018), and “Design
of traditional music teaching in colleges and universities from the perspective of multiculturalism” by Zuo
(2018) examined various aspects of music education and teaching in Asia. However, no research has been
found that investigates the current state and expectations regarding the teaching of music theory and history
in those specific cultures.
In this research, the necessity to examine the issues and expectations of students in learning Thai
music theory and history within Thai undergraduate music education programs is recognized. The aim was
to gather new and current data that had not been previously collected to benefit curriculum development
and learning management in higher music education, in order to be suited to the rapidly changing current
situation and the need to create innovative learning approaches that enhance efficiency and effectiveness in
music education. This research will push Thai music theory and history national standards to be raised and
will impact the Thai music educator grooming process and make it much stronger. It will allow
understanding of the same scope and clear content, and will also empower music education in Thailand,
especially to make the Thai traditional music knowledge stronger and more developed. This is the first study
of its kind in Thailand, and it provides valuable insights that can be referenced and applied to the teaching
and management of music theory and history within culturally similar contexts, yielding significant benefits.
Objectives
The research aimed to examine the problems and expectations of students regarding the management of
learning in the subjects of Thai music theory and history within the Thai undergraduate music education
curriculum. In aspects of the teaching method, the focus is upon the student’s understanding of subject
concepts, instructional media, and context. The study also seeks to identify specific challenges faced by
students in each subject and propose guidelines for teaching and learning management based on outcome-
based education (OBE) and a blended learning approach.
Benefits
The research findings can be applied to enhance and modernize the management of learning in a manner
that is highly relevant and suitable for both teachers and students in the current context. Can be encouraged
to raise the Thai music and history national standard that has not been yet in present. Moreover, these
Weerakit Suwanphithak, Chalermpan Ruwicha, & Yootthana Chuppunnarat
3
findings also benefit the teaching and learning approaches in music education across different cultural
contexts with similar issues and expectations—especially, managing the learning of global music,
multicultural music, and even ethnic music, where a better understanding of students and the context of
traditional music is highly beneficial.
Literature Review
A brief overview of the Thai music curriculum and learning evolution
Evidence shows that music education in Thailand existed in the pre-Sukhothai period (Before 1249), the
Sukhothai period (1249-1463), the Ayutthaya period (1350-1767), the Thon Buri period (1767-1782), and
the Rattanakosin Era (1783-present), and has been consistently progressing ever since. In each era,
significant transformations were witnessed in both theoretical and practical knowledge resulting from the
influence of three major institutions: households, temples, and palaces. These institutions played a crucial
role in driving the acquisition of knowledge and the practice of Thai music education.
A study by Chuppunnarat (2018) investigating the “Development of Thai Music Education
Curriculum and Teaching in Thailand” reveals that the evolution in the Sukhothai period, the Ayutthaya
period, the Thon Buri period, and the Rattanakosin Era (until the country’s administration changed in 1932)
can be divided into three periods: (1) Thai music education in the Sukhothai period, the Ayutthaya period,
and the Thon Buri period. During these periods, the teachers and learners were commoners, nobles,
courtiers, the king, and his royal family; the oral tradition was the main teaching approach, and the
curriculum consisted of the religious ritual repertoire, the masked drama accompaniment songs, and the
entertainment songs for various occasions. No evaluation method has yet been explicitly defined. However,
during these periods, no clearly defined curriculum or instructional plan was used; instead, a non-formal or
informal educational approach in which emphasis was placed on practical music skills, with theoretical
knowledge incorporated informally, was the norm. Music education in Thailand relies on the oral tradition–
learning by direct transmission (Amatyakul, 1996; Rungruang 2003; Laovanich, 2013; Chuppunnarat,
2018). This was similar to music education in other cultures worldwide, all of which relied on methods such
as rote learning, demonstration, and imitation (McPhee, 1970; Blacking, 1973; Campbell, 1991; Corpataux,
2002; Barton, 2003). Furthermore, Thai music education existed within the framework of teaching by sect
masters or in homes. Students in each sect adhered to the knowledge passed down by their respective
masters. This gave rise to a diversity of knowledge in both theoretical and practical aspects of Thai music,
where each sect master possessed distinct characteristics in terms of principles or beliefs regarding Thai
music. These characteristics differed from one master to another and were transmitted from generation to
generation; (2) Thai music education in the Rattanakosin Era (until the country’s administration changed in
1932). The teachers and learners were similar to the previous era, and the curriculum still followed the
traditional direction; and (3) Thai music education in the Rattanakosin Era (after a significant change in the
governance of Thailand, in 1932). Education was formalized more explicitly, which led to the inclusion of
music education within the national core curriculum in the formal education system (Office of the National
Education Commission, Office of the Prime Minister, 1999). In 1934, the School of Dramatic Arts and
Music was established which was named the College of Dramatic Arts as established in the present, focusing
on teaching and learning Thai traditional music, dance, and fine arts. In other words, the study of music
became a part of the fundamental subjects in the curriculum. Moreover, at present, there are a large number
of music courses offered by Thai colleges and universities.
The Thai music curriculum in the Rattanakosin Era (before the National Education Act until the
present (1892-present)) comprised 19 curriculums and 29 versions. The first curriculum was utilized in 1960
for the primary and secondary education curriculum as an elective course focusing on singing and listening
skills. Until the present, music education in Thailand still adjusted to the Basic Education Core Curriculum,
2008 in the courses of arts (Chuppunnarat, 2018; Sutthachit, 2023).
The Thai Music Theory and History Content Categorization
The term “theory” has multiple definitions provided by the various contexts in which it is used; however, a
precise and explicit definition of “Thai Music Theory” has not yet been identified. The researcher, therefore,
conducted a study based on documents, textbooks, and research papers related to the study of Thai music
theory. It was found that, besides the lack of a clear definition, the content of the theoretical aspect includes
a combination of Thai music theory and Thai music history (Sowat, 1996). If we go back in time, the study
of Thai music theory has long been integrated with practical learning. However, the Thai music learning
Malaysian Journal of Music Vol. 12, Issue 2 (1-17)
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4
culture began with learning through the oral tradition, where teachers would incorporate theoretical aspects
while teaching instrumental music without explicitly separating them. This is explained by Sirichaichan
Fakchamroon (the Thai National Artist) stating that:
…Thai music education, in reality, follows an ancient Thai approach, where we begin with practical
experience. Teachers would then teach us while we were engaged in practical activities, without explicitly
labeling them as theory. Instead, they would emphasize the relevance of these elements to our practical
application and how to utilize them. They did not categorize them clearly as distinct theoretical components,
as done in foreign practices… (Sowat, 1996, p. 60)
After the establishment of the College of Dramatic Arts, Montri Tramot (the Thai National Artist) authored
the first textbook for Thai music theory titled “Duriyangkhasatthai” (The Theory of Thai Music) in the year
1938. This textbook became the cornerstone of Thai music theory in Thailand; it served as the primary
resource for studying Thai music theory nationwide and also served as a model for subsequent textbooks.
The content book comprised three main sections: (1) music history; (2) music principles; and (3)
miscellaneous knowledge and perspectives (Department of Fine Arts, 2002). However, the details of the
content in each section can be summarized as follows:
Diagram 1. Summary diagram of the scope of content in the Thai Musicology textbook.
From the above diagram, it can be seen that there is a clear categorization of content related to the
history and literature of Thai music in the first section. The second section provides detailed rules for
practicing Thai music. The third section is relevant to the general knowledge that Thai musicians should
further study. The researcher found that the second section clearly reflects the content of Thai music theory.
Weerakit Suwanphithak, Chalermpan Ruwicha, & Yootthana Chuppunnarat
5
By comparing it with the content of Western music theory exams using the framework of the Associated
Board of the Royal Schools of Music (2020), which is globally recognized, the scope of music theory
content for Grades 1–5 can be identified as clef, time signatures, pitches, degrees of scale, keys, scales, time
values, rests, intervals, triads, chords, transposition, phrase structure, grouping, ornaments, instruments,
instrumental directions, voices, terms, and signs. It is obvious that the designated content is related solely
to the rules or order of music rather than content related to the music history part which is consistent with
the second part of Montri Tramot’s Thai music theory textbook (Department of Fine Arts, 2002). Therefore,
the researchers found that the concept of Thai music theory is about the rules and order, while music history
is about the timeline and evolution of the music. From the explicit concepts of theory and history, the
researchers synthesized and summarized six categories of Thai music theory content as follows: (1) Thai
musical instruments and ensembles; (2) sound, rhythm, melody, and genres in Thai music; (3) principles
and techniques of Thai instrumental performance and singing; (4) repertoire and Thai musical ensembles—
performance of Thai music according to seasonal conventions; (5) Thai music teacher's rituals; and (6) Thai
musical terms. From the synthesized six parts of Thai music theory, the researchers focus on the
understanding of students by providing a clear concept that arranges the content from small units to large
units. As Thai musical instruments are the sounds’ origin, and each ensemble is gathered by the instruments,
that is the reason these two contents are adjusted into the first part of learning. The second part provides the
Thai music elements that are arranged from the smallest to the largest element; sound integrated with rhythm
will be the melody, and many composed melodies will be the pieces and songs that are classified. The
following parts focus on knowledge application such as the performance practice, the use of repertoire and
ensembles on each occasion, and the Thai music teacher’s ritual management. The last part is about Thai
musical terms and meanings which cover all the parts.
Diagram 2. Summary diagram of the Thai music theory content boundary.
The content of Thai music history, although categorized within the theoretical study of Thai music, exhibits
distinct objectives and emphases. It involves the exploration of stories from the past to the present, and the
study of the development of music. This is achieved through division according to historical periods; apart
from combining theoretical content with Thai music history, it is found that the division of Thai music
history is usually based on different eras, often aligned with statism, as follows: (1) Pre-Sukhothai period
(before 1249); (2) Sukhothai period (1249-1463); (3) Ayutthaya period (1350-1767); (4) Thon Buri period
(1767-1782); and (5) the Rattanakosin Era (1783-present). To facilitate the connection with the national
historical context, it is noteworthy that there are two distinct approaches to dividing the eras of the
Malaysian Journal of Music Vol. 12, Issue 2 (1-17)
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6
Rattanakosin period. The first approach categorizes the eras based on the reigns of monarchs, from the first
reign to the present one. The second approach, on the other hand, classifies the periods based on the socio-
musical context of Thai music during different time frames. These include the Recovery Era (Reigns 1-3),
the Prosperous Era (Reigns 4-6), and the Transitional Era (Reigns 7–present). Additionally, each textbook
presents different perspectives and historical evidence, particularly regarding the contemporary aspect and
the availability of newly discovered evidence. Moreover, the compilation of evidence is found to be
scattered and not consolidated into a single comprehensive textbook. The study of Thai music history
focuses on the timeline/period and is evidence-based on aspects of Thai musical instruments, ensembles,
pieces, and context/literature evolvement (Chindawat, 1978; Jamnongsarn, 2020; Puchadapirom, n.d.;
Rungruang, 2003; Silapabanleng & Pleinsri, 2018).
Diagram 3. Summary diagram of the Thai music history content boundary.
Therefore, understanding the differences and categorization of content in Thai music theory, as well
as the history and literature of Thai music, is highly significant for comprehension. Thai music theory
focuses on the rules and regulations of music, while the history of Thai music is concerned with aspects
such as time, historical periods, and the development of music which derive from significant evidence.
However, highlighting the differences in important content between the two subjects does not imply that
they are completely unrelated. The two subjects are interdependent and rely on each other, particularly in
the details of learning where their integration is needed for better comprehension. Clear categorization and
delineation of content boundaries in an effort to emphasize the core concepts and essence of each subject
will greatly benefit learners in effectively applying their knowledge.
The current study of Thai music education
In the context of Thailand, music educational research study has various aspects and establishes research
works such as student research works, academic articles, and books. There are 3 types of music in music
education study in Thailand: The Thai traditional music, Thai folk music, and non-Thai music, which is
divided into 2 groups: western music, and non-western music.
In terms of music education graduate students' research, only master's degree theses (N=28)
could be found by searching using the keyword “music education” from the Thailand Library Integrated
System which is the online national research database platform that includes all the Thai graduate students'
master's and doctoral degree research in Thai universities. The search period was 2019 to 2023. The thesis
Weerakit Suwanphithak, Chalermpan Ruwicha, & Yootthana Chuppunnarat
7
contains the following six areas: (1) musical transmission; (2) music teaching and learning; (3) music
teacher's development; (4) music exercises and learning activities development; (5) musical knowledge
collecting; and (6) the study of success from lessons learned, as Table 1 shows below:
Table 1
Details of Thai music education theses from 2019 to 2023
Categorized area content
The study details
Type of music
Level of degrees
TH
traditional
TH
folks
Non-TH
Primary
Secondary
Under
graduate
Non-
degree
Musical transmission
2
3
-
-
-
-
-
Music teaching and learning method
1
2
6
5
5
1
Music teacher's development
-
-
1
-
1
1
Music exercises and learning activities
development
-
-
5
5
1
-
2
Musical knowledge collecting
-
-
-
-
-
-
-
The study of success from lessons learned
-
-
1
-
1
-
-
Total
3
5
13
10
8
1
3
Table 1 provides information about the clarification of Thai music educational thesis areas of study
during the previous 5 years. In the aspect of musical type, non-Thai music in the part of Western music is
the most frequently employed thesis study area in Thailand, and with reference to 4 areas of content, the
musical teaching and learning method has the largest number. Moreover, the studies at the primary student
level are strongly concentrated. As a result, the thesis study tendency of Thai traditional music at the
undergraduate level in Thailand is significantly lacking. This is related to the information from Thai Journals
Online (ThaiJO) which is the Thai national online platform as the database of Thai academic articles from
all Thai journals. It reveals that most music education research on undergraduate student study from 2006
to 2023, apparently concentrates on the music teaching and learning method, and curriculum development
of both Thai and western music. Moreover, the research aim and scope frequently only focus on case studies
in each curriculum, faculty, institute, or university. Therefore, the data were collected from a few
populations and a specific group of samples, so the findings predominantly present the teaching and learning
guidelines, or curriculum development that is proper only for each area of study. For instance, the study of
user opinions of Bachelor of Education programs in music education (4 years) (revised in 2019), Lopburi
College of Dramatic Arts (Funfuengfu et al., 2022).
For reviews and analysis of previous music education research on undergraduate students in
Thailand, there are a few research studies that examined music education in Thai traditional music which
acquired the data from various sources, covering sample groups that will have an impact upon the Thai
music education curriculum. No research has studied the issues and expectations of students in learning
Thai music theory and history within Thai undergraduate music education programs, and no research
presents the Thai music curriculum development and learning management integrated with outcome-based
education. Not only Thai music theory and history teaching and learning are very important for the learners,
but also the development of Thai music education suited to the rapidly changing current world situation and
the need to create innovative learning approaches are significant issues for the Thai music educator to take
into consideration. This research will operate as a guideline and prototype for Thai music education research
and complete the gap in Thai music education learning management to enhance efficiency and effectiveness
in music education in Thailand.
Methodology
This research aimed to investigate the problems and expectations of learners in the teaching of Thai music
theory and history within the Thai music education curriculum at the undergraduate level. From the research
aim, gathering and analyzing the findings is an important outcome to reveal the current status of these two
subjects that affect the Thai music education curriculum. Therefore, the exploratory and descriptive research
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methodology was adequately employed to explain the data from the research samples. The following are
the details of the study:
Population/Sample Group. The researchers collected data from students enrolled in the Music
Education curriculum (Thai music) at the undergraduate level in 5 universities under the Council of
University Presidents of Thailand and divided by mission groups of universities by the Ministry of Higher
Education, Science, Research, and Innovation. The sampling method employed was cluster sampling; the
researchers selected a sample group of students currently studying or having completed courses in Thai
music theory and/or Thai music history and literature (2022). The sample consisted of students (N=103)
pursuing bachelor's degrees in Thai music education.
The data collection process. This was conducted through surveys that focused on issues and
expectations regarding the teaching and management of Thai music theory and history. During the COVID-
19 situation for three months, from March 23 to May 3, 2022, the online survey links were sent to students
at each university through Line, Facebook, along with the electronic letter requesting cooperation which
was generated by the faculty.
The research instruments. It included a documentary analysis form, and an online questionnaire
approved by the Office of the Research Ethics Review Committee for Research Involving Human Subjects:
The Second Allied Academic Group in Social Sciences, Humanities, and Fine and Applied Arts,
Chulalongkorn University. Also, the research instruments were tried out with three students and three music
educators to ensure the quality of the instruments before collecting the data. In addition, using Google
Forms, researchers developed a document analysis form, as well as an online questionnaire with the
following details:
3.1. The Documentary Analysis Form, used to categorize document and electronic media sources, consisted
of two sections: Section 1: Document and Electronic Media Details, which gathered 7 items regarding the
specific details of the documents and electronic media, and Section 2: Content and Analysis Topics, which
consisted of 4 items related to the content and analysis topics.
3.2 The questionnaire was designed to gather information about students' problems and expectations
regarding their learning and teaching experiences. It consisted of two sections: Section 1: General
Information, which included six questions, and Section 2: Issues and Expectations, which comprised nine
questions focused on identifying the students' problems and expectations.
Data analysis. The researchers employed exploratory and descriptive research methods, and the
data triangulation approach was employed to verify the data collected from 103 students who enrolled from
5 universities. Moreover, the collected data were read and analyzed from the survey by using the content
analysis approach (Chantavanich, 2018) to categorize the set of data. This established inductive conclusions
and presented them in terms of descriptive data, diagrams, and tables.
Findings
The researchers presented the research findings on the problems and expectations of students regarding the
management of Thai music theory and history within the undergraduate music education curriculum in
Thailand. The findings were categorized into five aspects, with the following details:
Teaching method. Due to the extensive content and diverse sources of information about music
theory and history, it is a challenge for instructors to adequately prepare themselves with deep knowledge
and a comprehensive understanding of the subject matter. Based on the study, the majority or all of the
teaching was conducted through lecture-based methods involving one-way communication. In these
methods, the instructor speaks while the students listen. This approach is challenging and slow, and it
decreases student interest and engagement. Students get bored and lack motivation as they are passive
receivers of information without active participation in the learning process. According to the results, some
instructors lacked teaching materials for students, believing that providing such materials would lessen
students' enthusiasm for learning. Instead, they instructed students to take notes during class and review
them for exams. This approach resulted in inconsistent learning outcomes as students had to independently
connect the content and seek additional information, especially when studying outside the classroom. The
quality of their learning, then, depended on the content they managed to record. Thus, students believed that
having teaching materials as helpful tools could improve their learning experiences. Furthermore, it was
found that the majority of students desired more diverse teaching formats to facilitate authentic learning
experiences. For instance, they felt that incorporating field studies into the curriculum, especially for Thai
Weerakit Suwanphithak, Chalermpan Ruwicha, & Yootthana Chuppunnarat
9
music history, would provide opportunities for students to learn from actual historical evidence rather than
relying solely on images in the classroom. In addition, organizing discussion activities would encourage the
exchange of perspectives, allowing students to present ideas they had explored outside the classroom. This
would promote collaborative learning within the classroom, extending beyond the predefined content
provided by the instructor. The study also revealed that this issue affected students' perceptions of instructors
regarding their presentation of information. Instructors tended to focus solely on familiar data and
references, limiting the variety of information used in the learning process. This approach hindered the
exploration of new perspectives and prevented students from accessing a wide range of alternative sources
for study. Additionally, students also wanted to learn how to apply knowledge from both subject areas in
their future roles as educators. They found that, even though they acquired knowledge during their studies,
they were unable to effectively apply the knowledge in their teaching practices or conduct evaluations.
In summary, the research findings concluded that the predominant teaching method used in Thai
music theory and history in undergraduate programs was lecture-based, resulting in disengaged learning
and limited knowledge acquisition. Additionally, students expressed a desire for more field studies and
discussions as teaching approaches, along with the introduction of diverse and contemporary teaching
methods.
Content. The study revealed that the main content-related issue was the lack of clear delineation
between the content of the two subjects; that is, in many cases, instructors mixed Thai music theory with
Thai music history and literature, resulting in a disorganized arrangement of content without logical
sequencing or coherence. Due to this confusion, students had trouble picking up on and comprehending
complex ideas. The ability of students to apply knowledge in their teaching practice as well as when
instructing Thai music theory and history was hampered by unclear content boundaries. For example, the
teaching of Thai music theory includes a detailed study of the types of Thai music ensembles, their
components, and the process of assembling them. However, during the teaching process, instructors often
explained the history and literature that depicted the era in which Thai music ensembles originated. This
content fell under the domain of history and literature. This resulted in complex content. Moreover, in terms
of selecting and utilizing information, it was found that instructors only relied on familiar sources. This had
an impact on students, many of whom felt that the content was not comprehensive enough. Additionally,
the quantity of content often exceeded the available time available for learning, both with respect to an
individual period and for the semester. As a result, there was a tendency for teachers to rush through the
content at times. In terms of accessing information, contemporary students have a wide range of channels
available for obtaining information, while instructors still rely on traditional sources.
Instructors are advised to have clear boundaries for the content, as such boundaries have an impact
on the design of teaching and learning throughout the study period. Instructors are also encouraged to gather
content from diverse sources, to allow students to study materials from various perspectives, and to promote
the use of information based on reasoning. If a primary source of information is used in teaching, it is
important to explain its origin and significance to help students understand the rationale behind its selection.
Instructional media. Instructors primarily relied on PowerPoint presentations for teaching.
However, these presentations mainly consisted of text rather than utilizing visuals or videos. As a result, the
instructional media failed to captivate students and did not facilitate comprehensive learning. Specifically,
in Thai music theory, and especially regarding musical terminology, the use of images and sound is crucial
to effective learning and better understanding. For instance, when explaining different types of ensemble
performances, sounds, videos, or actual student performances should be incorporated to illustrate each
characteristic. This allows learners to truly experience and actively participate in the learning process.
Students suggested the increased integration of technology in teaching, going beyond traditional
software or websites, to enhance the learning experience, and said that some instructors had started using
platforms like YouTube and Canva as additional teaching tools, recognizing the importance of up-to-date
media in successfully delivering lessons on Thai music theory and history.
There are numerous modern teaching aids available that can be utilized to enhance teaching,
activities, and out-of-classroom learning for students. Incorporating these tools can make the teaching and
learning process more engaging and effective. Additionally, some universities have adopted some of these
instructional materials as the primary teaching media. The main teaching aids commonly used by instructors
can be summarized as Table 2 below:
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Table 2
Types of media used and the problems in teaching
Types of Media
Problems
Students’ Expectations
PowerPoint/Canva
•
Content is text-heavy
•
Outdated
•
Lack of attractiveness
•
Media content is inconsistent with
teaching content.
•
Difficult to understand
•
There should be more use
of images and VDOs in
the instructional media to
enhance visual clarity.
•
The media should be
made more engaging and
interesting.
•
The amount of text should
be reduced.
•
The media should include
references to the
displayed information
sources.
Images
•
Unclear
•
There aren't many images appearing
in the media.
VDO/YouTube
•
Very few VDOs are presented in the
media.
Instructional materials. It was found that each university had different approaches to managing
its teaching resources. Some universities provide instructional materials in the form of textbooks authored
by individual scholars with specific principles and perspectives; some universities used PowerPoint as
instructional materials for students. Overall, however, students said that the content was both uninteresting
and overly academic. Students desired more high-quality, clear, and visually appealing illustrations, such
as images, books, or manuals, not just for interest, but to enhance understanding. Such materials should
include diverse, reliable, and academically sound references, and it is important for the teaching materials
to be up-to-date, affordable for undergraduate students, and to have clear summaries of content.
Furthermore, electronic teaching materials have become increasingly popular with students due to
their ease of storage and prevention of loss. The summary of the issues and expectations of students
regarding teaching materials is illustrated by Figure 1 and 2:
Figure 1. Problems of instructional materials for Thai music theory and history classes
Weerakit Suwanphithak, Chalermpan Ruwicha, & Yootthana Chuppunnarat
11
Figure 2. Student’s needs for Thai music theory and history classes.
Context
The diversity of students played a crucial role in students' learning and advancement in music
education, especially in terms of their varying basic knowledge of music theory and Thai music history
across different universities. Those with a strong foundation in music knowledge could effectively engage
with the instruction provided by teachers, finding enjoyment in the learning process and achieving a
comprehensive integration of knowledge. However, students with limited foundational knowledge
struggled to keep pace and often fell behind, resulting in incomplete learning experiences and loss of
motivation. As a result, the instructional efforts in those instances proved unsuccessful. In addition, students
expressed a need for accommodation of this diversity by providing modern and appropriate learning tools
that would enable self-directed learning outside the classroom, allowing all students to learn at their own
pace and maximize effectiveness.
Assignments. Students felt that instructors should establish assignments from the beginning of the
semester, with those assignments clearly stated in the course syllabus. The number of assignments should
be balanced with the course content and duration throughout the academic term.
Classroom conditions. Students at some universities encountered problems with the physical
environment for onsite learning. That is, the classrooms were too small to accommodate the number of
students, limiting the ability to conduct learning activities. Moreover, substandard classroom equipment
affected students' concentration and the absence of electronic devices such as projectors, speakers, and
microphones hindered the use of multimedia teaching aids. These factors resulted in incomplete learning
experiences and an unfavorable learning atmosphere. In addition, with the shift to online learning due to the
COVID-19 pandemic, it was found that students did not favor this learning format. The majority
encountered issues with unstable internet signals, and some faced other distractions in their learning
environment that further disrupted the learning process and hindered concentration. Additionally, in online
learning, students experienced a lack of interaction with other students, leading to reduced opportunities for
activities such as questioning, expressing opinions, and conducting demonstrations. Online learning was
not considered a natural learning approach, as it diminished students' motivation and limited collaborative
engagement. Additionally, the distinct learning environment had a clear impact on students' learning
experiences.
Instructor’s preparedness. It was observed that most instructors were subject matter experts with
relevant experience; however, they lacked the ability to effectively transmit the content to the students.
Moreover, instructors often deviated from the material without considering its boundaries, resulting in a
deviation from the scheduled time and overall instructional plan. Additionally, instructors exhibited
insufficient proficiency in utilizing technology for teaching convenience and providing suitable
instructional media. Therefore, further skill development and study in these areas are necessary for
instructors.
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Discussions
Problems and Obstacles of Thai music theory and history teaching and learning in Thailand.
The teaching of Thai music theory and history still faces various problems and obstacles. There is a lack of
consensus among instructors regarding definitions and boundaries, leading to a merging of content between
music theory and music history. In reality, the content of these two subjects has different definitions and
emphases. Music theory deals with principles and methodologies, while music history encompasses the
timeline of events from the past to the present. However, the data for music history has not been properly
organized and compiled for effective teaching. Additionally, instructors seem to find the vast amount of
content confusing in terms of defining scope, organizing material, and selecting specific information from
all that is available to them. This has an impact on students, who receive incomplete and unclear content in
both areas. Moreover, the use of instructional media is a crucial element in teaching these subjects.
Instructors need to employ instructional media and demonstrative illustrations to ensure that students
develop a clear perception and comprehension of the content, leading to enhanced efficiency and
effectiveness in their learning outcomes. Many instructors lack skills in producing instructional media and
designing appealing learning materials; this was especially apparent during the COVID-19 pandemic and
its attendant online instruction of students. While theoretical and practical aspects are both emphasized in
these subjects, obstacles are less likely to arise in practical sessions. However, the specialized content
requires accurate, comprehensible, and interesting instructional media, along with suitable learning
strategies for the specific context.
However, the researcher found that the teaching methods of oral tradition and the diversity of
musical sect masters, which are inherent in Thai music education and driven by three institutions—homes,
temples, and palaces—have been passed down from the past to the present. This might be a factor
contributing to the transmission of diverse knowledge in both theoretical and practical aspects of Thai
music. In particular, the transmission of knowledge in Thai music theory through the masters has led to
conflicting interpretations on certain issues. This is compounded a lack of comprehensive compilation,
summarization, analysis, and synthesis of the scope and details of the content to establish clear national
standards, which are crucial to creating standardized criteria that Thai music professionals can collectively
reference, especially in higher education. It is essential to expedite collaborative efforts to initiate this
process swiftly as it will serve as a foundation for teaching and will strengthen the field of Thai music
education, allowing it to progress further. In addition to observations of the challenges in Thai music
education, the researcher has found that the teaching and learning of traditional music in other cultures with
similar characteristics also face multidimensional problems and obstacles. For example, the influence of
Western music culture has significantly impacted music education in Japan. Students have limited
knowledge of traditional Japanese music, which is a matter of great concern for cultural preservation in the
country. Therefore, there is an increasing emphasis on global music education to enable students to explore
music from Japanese cultures through a teaching strategy called “Learn of the Connection,” which focuses
on the similarities and differences between Japanese music and various other musical traditions. By
incorporating this approach, students have the opportunity to learn about their own national music in the
context of broader musical studies. The recent developments in school music education in Japan, as
discussed in “Crossroads for Cultural Education Through Music” by Takizawa (2008), align with the
research conducted by Beng (2008) on a paradigm shift in teaching music in Malaysian schools. Both
studies emphasize the incorporation of multicultural music in education while placing a strong emphasis on
national music to instill values and strengthen cultural identity in the face of rapid global changes.
Additionally, Jang's (2008) research on Korean music, music education, and the value of music and the arts
in education and human development reveals that Korean national music is experiencing a decreasing
influence from Western music culture, leading to a decline in popularity and a reduced focus on music
education. The researchers suggest that weak national music education systems can lead to cultural intrusion
and assimilation, particularly in Asian countries with similar cultures. As mentioned earlier, in the research
in Japan and Malaysia, adjustments were made to integrate national music with other cultural music and to
create an educational system that ensures the preservation of music within the respective cultures. Thus, the
diversity of music education in Thailand, particularly in theoretical aspects, not only represents a significant
cultural charm but also necessitates the accelerated collection, development, and standardization of
knowledge in Thai music. This is crucial for establishing a strong cultural foundation and safeguarding
against cultural intrusion while remaining connected to global society with its rich cultural diversity.
Weerakit Suwanphithak, Chalermpan Ruwicha, & Yootthana Chuppunnarat
13
The guideline for the management of learning in Thai music theory and history through Outcome-
based education (OBE) and blended learning approach
Global society is undergoing rapid changes due to various factors, notably the recent COVID-19 pandemic.
These changes have highlighted technology's crucial and indispensable role in our daily lives. It can be said
that we are living in an era of adaptation; therefore, acquiring skills that enable individuals to thrive in a
global society has become exceedingly important. Education plays a significant role in shaping the direction
of change and preparing the global population for the ‘new normal’ in the future. Consequently, the
approach to learning has shifted from traditional methods, and towards fostering essential competencies that
are necessary for sustainable and resilient living (The United Nations Educational Scientific and Cultural
Organization, 2022). Outcome-based education (OBE) is an educational approach that places the learner at
the center, focusing on learning outcomes and the necessary skills that they need to acquire based on their
individual abilities. OBE emphasizes performance assessment and learner development, requiring ongoing
monitoring and evaluation. In this context, teachers play the role of facilitators, ensuring optimal learning
experiences for students (Japee & Oza, 2021; Davis, 2003; Rao, 2020; Spady, 1994). This aligns with the
educational goals of producing individuals who are prepared for the present and future of global society.
Thailand recognizes the significance of implementing OBE in education. In 2022, the Ministry of
Education, Science, Research, and Innovation announced that all undergraduate programs must adopt the
OBE approach to align with societal changes and the needs of learners in the present era (Royal Thai
Government Gazette, 2022a, 2022b). Based on the research findings and learner expectations, it is suggested
that a shift be made away from content-based and lecture-based approaches, which primarily focus on one-
way communication and instruction. In place of these outdated teaching methods, in today's world where
knowledge is easily accessible, it is crucial to adapt teaching methods to the OBE (outcome-based
education) approach, thus ensuring that education remains relevant and meets the needs of modern learners.
OBE can address and fulfill the learning needs of Thai music theory, and Thai history by shifting away from
the traditional content-based approach and memorization-based learning. By considering the students'
problems, expectations, and contextual appropriateness, learning outcomes can be defined to maximize the
application of knowledge for each student. Research shows that lecture-based teaching is currently the
primary method used, resulting in unengaging learning environments, repetition, and one-way
communication from the instructor. Consequently, students' learning outcomes are limited.
The traditional teaching approach focuses mainly on content memorization; there should be a
fundamental change in the initial thinking and development to emphasize the student’s ability to analyze
knowledge and apply it effectively. In implementing OBE, it is crucial to prioritize learning outcomes (LO).
Researchers have found that the direction of learning outcomes needs to be aligned with OBE principles for
these two subjects. The aim of OBE is to enable students to perform and apply their knowledge effectively.
Therefore, the researchers propose that learning outcomes (LO) for Thai music theory courses targeting
undergraduate students in the music education curriculum should be revised to align with current research
findings and student needs as follows:
LO1: Students will be able to analyze Thai music theory knowledge. It is crucial for students to capably
analyze the causes and effects of theories in various aspects in order to truly comprehend the learning process.
Currently, the nature of Thai music education often involves the transmission of knowledge from one generation to
another, emphasizing student compliance without delving deeply into the origins or rationale behind the theories.
LO2: Students will be able to apply their knowledge of Thai music theory to practical skills and
teaching. This builds upon LO1. Assuming that students have a clear understanding of Thai music theory, the
application of knowledge becomes crucial and should be nurtured, as the general approach to teaching this subject
often focuses solely on the course content without emphasizing the practical application, especially in teaching.
Research has shown that students have a desire for enhanced application of knowledge as it greatly enhances their
learning experience within the music education curriculum. Moreover, blended learning, as defined by Chulalongkorn
University (2020), refers to a systematic learning process that takes place in various learning environments, including
physical classrooms and virtual platforms via the Internet. Its primary goal is to ensure that learners achieve learning
outcomes by combining online and onsite learning. This approach aligns with the OBE model, emphasizing the use of
learning outcomes as the foundation. Online learning encompasses both synchronous learning (anywhere, real-time
learning) and asynchronous learning (anywhere, anytime learning). Implementing blended learning in teaching and
learning fosters diversity and significantly increases engagement, making the learning experience more varied and
interesting. The learning process is organized into modules, and students have the freedom to choose the time and
location of their learning. This modular approach enables learners to have greater flexibility and empowers them to
participate in selecting their own learning methods. Instructors can effectively manage both content and time
throughout the semester and utilize classroom time for activities that directly impact student learning. Therefore, if
Malaysian Journal of Music Vol. 12, Issue 2 (1-17)
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instructors establish clear learning outcomes that align with the practical application of knowledge for students, it will
significantly impact the appropriate content and instructional methods for both content and student learning. For
example, in the context of Thai music theory, topics such as sound, rhythm, melody, and Thai songs can be learned
beyond the level of memorization and understanding. Students can first learn the content online through asynchronous
learning, focusing on concepts, and then engage in interactive discussions with the instructor through synchronous
online or onsite learning to solidify their understanding.
Based on the content scope of both subjects, the researchers propose a prototype and approach for managing
the blended learning of Thai music theory that aligns with the following learning outcomes:
Table 3
Thai music theory learning management through blended learning approach guidelines.
Chapter
Content
Learning Approach
Learning Strategies
Onsite
Online
Synchronous
Learning
Asynchronous
Learning
1
Introduction of Thai
music theory
• Interactive Lectures
• Group Discussion
100%
Or 100%
2
Thai musical instruments
• Concept Mapping
• Presentation
90%
• Lectures
• Assignment
10%
3
Thai musical ensembles
• Mind Mapping
• Demonstration
• Presentation
90%
• Lectures
• Assignment
10%
4
Thai musical elements:
Sound, Rhythm, and
Melody
• Concept Mapping
• Case-based Learning
• Demonstration
• Practice
90%
• Lectures
10%
5
Genres in Thai music
• Concept Mapping
• Case-based Learning
90%
10%
• Lectures
6
Principles and techniques
of Thai instrumental
performance and singing
• Concept Mapping
• Case-based Learning
• Demonstration
• Practice
80%
• Lectures
20%
7
Repertoire and Thai
musical Ensembles:
Performance of Thai
music according to
seasonal conventions
• Concept Mapping
• Case-based Learning
• Group Discussion
• Brainstorm
100%
Or 100%
8
Thai music teacher's
ritual
• Field Trip
• Practice
• Group Discussion
90%
• Lectures
• Concept Mapping
10%
9
Thai musical terms
• Case-based Learning
• Demonstration
• Practice
60%
• Lectures
• Concept Mapping
40%
Weerakit Suwanphithak, Chalermpan Ruwicha, & Yootthana Chuppunnarat
15
Based on Table 3 provided, the researcher extracted the lessons from the learning management of
the Thai Music Theory course for 103 first-year undergraduate students majoring in Music Education,
Department of Arts, Music, and Performing Arts Education, Faculty of Education, Chulalongkorn
University, during the first semester of the 2022 academic year. It was found that all students achieved the
learning outcome of the course comprehensively and demonstrated progress based on the pre-test and post-
test assessments. Therefore, a prototype of the Thai Music Theory learning management system was
presented for further study and exploration in the future. The researchers have an observation regarding the
sequencing of learning in this subject. They found that it begins with: (1) content memorization; (2) in-
depth content analysis; (3) deep comprehension of the content, and finally (4) application of the acquired
knowledge. This sequence aligns with Bloom's Taxonomy (Anderson et al., 2001), which consists of six
levels of learning: (1) remembering; (2) understanding; (3) applying; (4) analyzing; (5) evaluating; and (6)
creating. However, the lesson learned from the analysis is that once learners have memorized the content,
it is necessary to analyze the material to achieve comprehension and facilitate the application of knowledge.
This finding contrasts with the sequencing of levels 2-4 in Bloom's Taxonomy, indicating that the learning
sequence in the cognitive domain of Bloom's Taxonomy can serve as a starting framework for instructional
design. In OBE-based learning, the emphasis is on defining the learning outcomes (LO), which may vary.
Therefore, it is essential to align with the LO as the foundation and utilize Bloom's Taxonomy learning
sequence for analysis while maintaining flexibility in sequencing and instructional design to ensure
maximum effectiveness and suitability for the learners' context.
The integration of outcome-based education (OBE) with blended learning effectively caters to the
requirements of educators and learners in terms of the learning process. Unlike traditional teaching methods
that prioritize content delivery via lectures, and which limit learning to levels of memorization and
understanding only, OBE allows learners to achieve learning outcomes (LO) and develop their abilities to
a level where they can apply them effectively, which is essential for individuals in the current and future
global population. The Thai Music Theory curriculum, implemented through blended learning, presents a
table outlining how learners can study certain content independently, freeing up classroom time for
interactive activities and diversified learning experiences. This approach maximizes the effectiveness and
efficiency of learning outcomes.
Moreover, the Thai Ministry of Education's Higher Education Standards (Royal Thai Government
Gazette, 2565a, 2565b) for undergraduate programs in Thailand states that learners should reach the
application level of learning, as outlined in Bloom's Taxonomy Level 3, where knowledge is applied.
However, based on the researcher's firsthand experience as both a learner and an instructor, it has been
observed that learners can attain the analysis stage (Level 4) as well. This is because Thai music theory
involves principles and reasoning based on established criteria. Therefore, if students comprehend and can
analyze these criteria, they will be able to apply their knowledge accurately and effectively in both musical
practice and teaching. The researcher believes that the learning abilities of undergraduate learners should
not be restricted merely to the application stage but should be expanded to the analysis stage. Combining
OBE with blended learning in Thai music theory and history is a new approach in Thailand. However, the
researcher believes that integrating these learning approaches can lead to efficient and targeted management
of both subjects while also increasing student engagement and promoting the practical application of
knowledge in the modern era.
Suggestions
Instructors at the undergraduate level and music educators from different cultures should study the students'
challenges, expectations, and contextual factors related to the content of music theory and history. This will
accelerate the development of learning outcomes that align with the context of educational, economic, and
societal development plans. Strategic approaches to instruction should be designed, including the synthesis
of innovative learning methods that are diverse and tailored to the specific characteristics of each region or
nation while remaining current and aligned with national standards. These strategies should effectively
enable learners to achieve the desired learning outcomes and contribute to the sustainability of education
and the preservation of valuable knowledge in the arts and cultural domains.
Malaysian Journal of Music Vol. 12, Issue 2 (1-17)
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Acknowledgement
This research was funded by the Ratchadapisek Sompoch Endowment Fund (2021), Center of Excellence:
Siam Cultural Education: Social Innovation Research and Learning, Chulalongkorn University.
The Thai art academic development project, Chulalongkorn University.
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Biographies
Weerakit Suwanphithak is a lecturer at the Division of Music Education, Department of Art, Music, and Dance
Education, Faculty of Education, Chulalongkorn University, Thailand. His background also includes more than 10
years of teaching Thai traditional music string instruments, Thai Ensemble performances. His research interests focus
on music education in Thailand, Music Curriculum, and Thai music pedagogy.
Chalermpan Ruwicha is a lecturer at the Division of Music Education, Department of Art, Music, and Dance
Education, Faculty of Education, Chulalongkorn University, Thailand. His background also includes more than 10
years of teaching Thai traditional melodic percussion instruments and Thai Ensemble performances. He is currently a
special lecturer at the Department of Art, Music, and Dance Education, Faculty of Education, Chulalongkorn
University. His research interests focus on music education in Thailand and music pedagogy.
Yootthana Chuppunnarat is an Associate Professor at the Department of Art Music and Dance Education, Faculty
of Education, Chulalongkorn University. He has extensive experience including more than 20 years as a music
educator in the area of curriculum and instruction in Thai traditional music. His research interests include music
education in Thailand. He has published research in music education in a variety of journals, currently one was an
investigation into the status of Thailand’s music education systems and organization in the British Journal of music
education.
|
Malaysian Journal of Music Vol. 12 No. 2 (2023) | Kidung, Hindu temple performances in Bali, sacred music, Yadnya | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/531 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/8537 | Kidung: | Hindu religious ceremonies continue to be performed in Bali throughout the ages. A ceremony cannot be completed perfectly without the presence of the | https://ejournal.upsi.edu.my/index.php/MJM/article/view/8537/4748 | [
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] | 18
Malaysian Journal of Music Vol. 12, Issue 2 (18-34)
ISSN 2600-9366, eISSN 2600-9331
Kidung: Integral and Structured Parts in the Implementation of Balinese
Hindu Religious ceremonies
Desak Made Suarti Laksmi1, I Wayan Sudirana2*
Music Department, Faculty of Performing Arts Institut Seni Indonesia Denpasar
Jalan Nusa Indah, Sumerta, Denpasar, Bali, 80235
e-mail: [email protected], [email protected]
*Corresponding author: [email protected]
Published online: 17 December 2023
Cite this article (APA): Laksmi, Desak Made Suarti & Sudirana, I. W. (2023). Kidung: Integral and structured
parts in the implementation of Balinese Hindu religious ceremonies. Malaysian Journal of Music 12(2),
18-34. https://doi.org/10.37134//mjm.vol12.2.2.2023
Abstract
Hindu religious ceremonies continue to be performed in Bali throughout the ages. A ceremony cannot be completed
perfectly without the presence of the Kidung (hymn/sacred song), an integral component that cannot be separated.
The implementation of the Yadnya ceremony is connected to the ceremony’s purpose. Panca Yadnya refers to these
five types of ceremonies, divided by domain into Dewa Yadnya (ceremonies for Gods), Bhuta Yadnya (ceremonies
for Bhutakala/demon), Rsi Yadnya (ceremonies for Mahaguru, Rsi, or parents/teachers), Pitra Yadnya (ceremonies
for the deceased), and Manusa Yadnya (ceremonies for human’s life). The selection of the type of Kidung (hymn)
adapts to the five domains of the relevant Yadnya, considering the various types of Kidung with text selection for
context. Several supporting factors refer to the concept of tatwa, morals, and procedures both philosophically,
technically, and contextually. The Kidung is sung with full regard for propriety, which is believed to strengthen the
spiritual ascent in achieving sidakarya and sidapurnanya (perfectly done) by performing the Yadnya ceremony as
an expression of offerings.
Keywords: Kidung, Hindu temple performances in Bali, sacred music, Yadnya
Introduction
Kidung has the same meaning as the words chant or song, which, according to
Purwadarminta (1987, p. 30), means song or poetry that is sung. Hindu religious songs are
a form of Dharma Gita songs that are sung in offerings. Its role is very dominant in
implementing Hindu religious ceremonies in Bali, apart from being an offering and a
support for ceremonies. The makidung tradition is the activity of reading and, at the same
time, developing the text of the Kidung (2022, p. 30). The makidung tradition began in the
16th century along with the introduction of Javanese songs to Bali (Hinzler, 1981, p. 433;
Laksmi, 2022a, p. 31; Suarka, 2007, p.149). Kidung is included in the Sekar Madya group
(from four groupings of songs: Sekar Agung, Sekar Madya, Sekar Alit and Sekar Rarē).
The function of each group of Kidungs is determined by the religious ceremony that is
taking place. The literary selection sung corresponds to the domain of the ceremony taking
place. This is commonplace and is understood by most vocal Kidung practitioners, in
relation to Hindu religious ceremonial activities and artistic performances. As a sacred song,
Kidung serves not only as a musical accompaniment but also as an offering that is almost
always resounded at each performance. A ceremony is currently in progress. In all types of
Desak Made Suarti Laksmi & I Wayan Sudirana
19
ceremonies, the Kidung is always present and plays a preeminent role. The selection of
literary stanzas, types of songs with variations in tone and character play, has a very close
relationship with the Yadnya domain and cannot be confused with its use (Laksmi 2007, p.
1) so Yadnya Kidungs are suitable for use in every ceremony. It is crucial to address this to
become more stable in your spiritual ascent and concentrate on your desired goals.
All of these realities are elaborations on the ontological perspective that will be
examined in greater depth in this research. This epistemological perspective seeks to know,
comprehend, and simultaneously study descriptively and qualitatively what is occurring in
society regarding the existence of religious Kidungs. In the meantime, the value and
implications of axiology to integrate all the values in Kidung literature into human life
require respectable comprehension and awareness. Several factors necessitate the use of
Kidungs during ceremonies in Bali. In addition to contributing to the solemnity of the
ceremony, these factors pertain to the function of the Kidung in the ceremony, spiritual
norms and metaphysical impulses regarding the structure of the ceremony, and the
significance of the Kidung itself. The essential role of Kidungs in Hindu religious
ceremonies has never been documented in the form of articles, which is unfortunate.
Factors that Strengthen the Existence of Kidung in Hindu Religious Rituals
Theological Factors. Theology is regarded as a science that investigates all topics
pertaining to divinity and religious beliefs. Theologians seek to employ analysis and logical
arguments when discussing, interpreting, and instructing on religious topics. Theology
enables an individual better to comprehend his own religious tradition or other religious
traditions, facilitates comparisons between diverse traditions, preserves and renews a
particular tradition, aids in the propagation of a tradition, and applies the sources of a
tradition to a current situation or need, among other purposes.
The limitations of rational meaning have made “Gugon Tuwon; nak mule keto (that
is how it is)” a reliable shield for the general public in justifying religious autonomy. It is
understood that “Gugon Tuwon” refers to a belief in something as a truth transmitted from
generation to generation. It is essential to understand the fundamentals of the Hindu
religious framework regarding philosophy, morals, and rituals/ceremonies, which contain
philosophical, ethical, and legal connotations. It is identical to theology at the tatwa level,
which entails an expansion of divine philosophy. Previously, only certain individuals, such
as clergy, writers, and cultural figures, had access to interpretations of the aspects of
tatwa/religious philosophy; however, the general public now plays a larger role in the moral
order and procedures. The massive and rapid development of science in both the virtual and
physical worlds has an effect on the growth of mastery of the aforementioned knowledge.
Kidung, as an art offering (wali), as a support (bebali), and as a performing art (balihan)
position itself structurally alongside the sequence of events (dudonan) at each ceremony.
Numerous variables, including space, time, and circumstances, are intertwined with its
implementation and incorporation goals.
Balinese Hinduism is a blend of animism, ancestor worship, Hinduism, and Buddhism (Sudirana
2013, p. 45). Yadnya is one of the manifestations of the contents of this blend by
accommodating the Vedic teachings, the believe in nature and spirit, reincarnations, and
harmony. Since Yadnya itself is stated in the Veda, it must be carried out by Hindus
throughout their life (Sanjaya, 2008, p. 4; Laksmi, 2022a, p. 131). In this embodiment, it is
depicted in the form of symbols with the aim that the Yadnya can be more easily understood
and carried out by Hindus, as well as increasing stability in the implementation of religious
activities or Yadnya itself (Agastia, 2008, p. 4). All forms of the greatness and majesty of
God Almighty, the sincerity of the hearts or feelings of His worshippers, as well as the
forms of offerings are depicted in the form of symbols (niyasa) which are reflected in the
forms of ceremonies in the Yadnya ceremony (Laksmi, 2022a, p. 130).
The Kidung is almost always present at every Yadnya ceremony as an essential form
of offering. Kidung is derived from the Veda, the source of Hindu religious doctrines.
X.71.11 (Sanjaya, 2008, p. 4; Laksmi 2022b, p. 131) states that the Veda describes four
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Malaysian Journal of Music Vol. 12, Issue 2 (18-34)
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different ways of expressing his teachings:
Rcām tvah posamāste pupusvām, gāyatram tva gāyati sakvarisu bhahmā tvo vadati
jātavidyām yadñasya mātrām vi mimita utvah; the meaning: One person is tasked with
reciting Vedic verses, another with singing Kidungs in sakwari, another with mastering
Vedic knowledge and teaching the Vedic content, and yet another with teaching the
procedures for performing the holy sacrifice (Yadnya). (2008, p. 4 in Laksmi 2022b, p.
131).
Yadnya is done as the result of human birth and life in this world, which carries a
debt known as Tri Rna. Humans have three birth debts, which are known as Tri Rna. Firstly,
human have a debt to Ida Sang Hyang Widhi Waça (God Almighty), who created and
provided humans with all the necessities of life, also known as Dewa Rna. Second is Pitra
Rna, which refers to the debt of life owed to the ancestors, particularly mothers and fathers
who gave birth and raised their children to adulthood. Third is Rsi Rna, debts owed to
MahaRsi (teachers), and other holy persons who have contributed to teaching knowledge,
arts and culture, spiritual guidance (Agastia, 2008, p. 4). Hindus pay for the three debts in
five different types of Yadnya (Panca Yadnya): Dewa Rna was compensated with Bhuta
Yadnya and Dewa Yadnya; Rsi Rna with Rsi Yadnya; and Pitra Rna with Manusa Yadnya
and Pitra Yadnya. The offerings offered for these Yadnya(s) are associated with the
compensation of the three debts, with the additional specific chanting (Kidung) as
supplements to achieve the sidakarya, sidapurna, sidaning yasa (the successful of the debt
payment rituals).
The five Yadnya domain groupings were flexibly organized into the levels of
kanista/nista (minor/essential), madiama/madya (intermediate), and mahotama/utama
(major), also known as Nista madya utama. Kidung, as the application of Vedic teachings,
is required at every level of the Yadnya ceremony, with ceremonies based on the dresta
(unwritten rules) prevalent in the local area. If the presence of the gamelan (a traditional
music of Bali) is not required due to the low level of the ceremony, the Kidung can be
present as an integral and structured part of strengthening the achievement of the goal of
perfecting the Yadnya.
God is described, personified, and manifested visually in works of art, including
literary arts, fine arts, and performing arts, in literary works. Many of the literary texts in
song, as an integral part of religious activities, provide an approach to theological theory
about the existence of God and how people respect God. Kidung, as part of a religious ritual
linked to the existence of God, necessitates a theological examination of the text’s elements,
context, as well as practical and aesthetic elements. It is recognized that Kidung is a very
broad field in terms of scope, variety, form, function, meaning, and problem area.
Nowadays, selective Kidung poetry has spread in the form of “pocketbooks” as a practical
guiden for people who want to support religious activities. However, it should be noted that
different interpretations of the text and its context still necessitate a more thorough
theological analysis.
Even though the nature of God is still a mystery sought by mankind throughout the
universe, it has never been fully solved. The theological theory is being studied in depth by
various experts with a scalpel to interpret God’s existence. Thus, religious intelligence can
be achieved in various ways to increase spiritual ascent. Nonetheless, it should be
recognized with an open heart that the traditional concept of Gugon Tuwon (a prohibition,
taboo or advice left by ancestors and passed down to their children and grandchildren) is a
proper boundaries that cannot be rationalized, even though a theological theory cannot
reveal everything clearly and completely about the mysteries of the universe with its various
elements of God’s creation.
As Hindus’ holy book, Vedic literature forbids haphazard study and practice in all
circles of society. Previously given teachings on implementing the Vedas in the form of
Itiasa, Puranas in the form of stories from the Ramayana, Mahabharata, and other Puranas
for people who want to deepen their understanding of the Vedas. For those who read them,
Desak Made Suarti Laksmi & I Wayan Sudirana
21
all literary works are an endless “spiritual menu” to be discussed as “spiritual food.” These
teachings are contained in the art forms of Vedic teaching media. Empu Tantular (Warna,
1988, p. 38; Laksmi, 2022b, p. 138) in Arjuna Wiwaha’s kakawin (long narrative poems
composed in Old Javanese, written in verse form with rhythms and meters derived from Sanskrit
literature) describes God’s necessity as a real (sekala) and virtual (niskala) being. It is
difficult to obtain God’s precepts in their manifestation with full effort based on personal
purity. After successfully completing Tapa Yoga Semadi and receiving the Pasupati Sastra
weapon from Lord Shiva, Arjuna worshipped the Gods as written in the kakawin stanza of
Merdukomala:
It is stated in the stanza of the kakawin Merdukomala that God will not show His
grace to just anyone, especially those who are classified as dirty or filthy. However, it only
reveals its holy character and light to those who diligently purify themselves and are always
on the path of truth according to dharma teachings. The divine teachings mentioned in
Arjuna Wiwaha’s kakawin in Wirama Kakawin Totaka:
This series of kakawin verses teaches and guides Hindus that it is possible, albeit
difficult, to communicate with and witness God’s actual form. It requires physical and
mental purity, much like the moon’s shadow, which is reflected clearly only in water that
is pure and free of impurities. Similarly, as a self-reflection in capturing the moon’s
shadow’s radiance, water ought to purify purity and clarity. Under these circumstances, the
moon’s shadow will be clearly visible (Laksmi, 2022b, p. 139). Similarly, in the pursuit of
enlightenment, divine light is sought to cleanse oneself of the turbidity and filth that tend to
envelop us in darkness. Djelantik recalls the spiritual ascent of searching within oneself for
the mystery of life to comprehend God’s existence (Djelantik in Laksmi, 2022b, p. 139).
This is the opening to Geguritan Sucitana’s literary work in Pupuh Sinom:
Ong sembah ning anatha
tinghalana detriloka sarana;
Wahya dyatmika sembahing
hulun ijeng ta tan hana waneh;
Sang lwir agni sakeng tahen kadi
minyak sakeng dadhi kita;
Sang saksat metu yan hana
wwang hamuter tutur pinahayu.
Ong Hyang, The Holy God, ruler of
the three worlds, please look at my
worship;
I worship You in the mortal world
and the divine world, nothing else;
You are like fire coming out of a tree,
like oil coming out of coconut milk;
You shine out when there are people
who practice noble sacred teachings.
Çaçi wimba haneng ghata mesi
banyu; Ndan asing suci nirmala
mesi wulan; Iwa mangkana rakwa
kiteng kadadin; Ring angembeki
yoga kiteng sakala.‐
Like the shadow of the moon on a
jar filled with water; Only in clear
and clean water can the moon’s
shadow be seen clearly; Such is
the radiance of God in this life;
Only in humans who are obedient
in practicing yoga, God will show
His holy light in a real way
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Malaysian Journal of Music Vol. 12, Issue 2 (18-34)
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A summary of poetic stanzas with minimal wordplay but large concepts makes God’s
teaching admirable and beautiful. The ability of an author to select beautiful words for his
literary work has a profound, extensive, and expansive significance. If the string of words
in question is strung together with a melodious melody or according to the nature of the
song, it becomes even more beautiful. Thus, the senses are nourished by beauty, while the
mind is nourished by teachings that calm the heart. Here the role of the vocal art of
tatembangan plays an important role.
Singing is a primary human need for expressing happiness. Even though it is
acknowledged that singing expresses a variety of emotional upheavals “nawa rasa”, the
singer still sings with joy. In performing arts, when someone expresses his sadness through
singing, even though the sadness itself almost carries him away, he is not actually sad.
Similarly, other emotional fluctuations, such as anger, romance, etc., are merely emotional
expressions designed to achieve sincerity. The closest expression of happiness, the
sensation of having butterflies in the stomach, can be linked to the expression of the song.
It is odd for someone who is extremely angry or extremely depressed to express their
emotions and emotional turmoil through singing. The beautiful chanting of songs in
“sekaran” sound art conveys the fact that there has been a long-standing tradition from the
past to the present of internalizing these teachings so that they can penetrate more deeply.
In this instance, the Kidung becomes one of the most significant vehicles for conveying the
meaning of the message contained within. In addition, if the connoisseurs are willing to
engage in quasi-participation in ongoing religious ceremonies. The vessel emptied to
receive the gift of His grace can also be refined by listening to religious Kidungs.
In the Mabebasan tradition, the chanting of the song is interpreted by someone who
serves as a translator (paneges). Elaboration and collaboration in meaning utterances require
someone with a theological approach to give a broader meaning and contextualize it with
the ongoing situation, making the literary work an educational medium besides entertaining.
In a ceremony that is being held, all elements provide support for the same goal. The
Kidung of Aji Kembang provides a fusion of the position of Sanghyang Catur Sanak (the
unseen human’s siblings) within oneself with the position of Sanghyang Catur Sanak in the
universe through the pasuk wetuning indranya (spiritual connection between the microcosm
and the macrocosm). The understanding of pangider-ideran (the reference for the position
of Dewatanawasanga/gods with all shakti, position, color, urip/neptu, weapons, rides,
Bhuta, and others) is the nature of the universe’s elements, bhuwana agung (macrocosm)
which is affiliated with the small universe, bhuwana alit (microcosm) within its believers.
This is also used as a reference in various ceremonial symbols for the gods’ places (Dang
Kahyangan/Kahyangan Jagat temple). The counter-extraction and designations in Caru’s
offerings (sacrifice ritual offerings) are of various levels, the practice of the shaman, the
pocapan pengrandan (sacred mantras), which has immense power, the power of the Gods’
places in iderating if the possession is truly internalized within oneself. Here is the
theological teaching that God’s spark exists in every living creature he creates, whereas
Jenek ring meru sarira,
Kastiti hyang maha suci,
Mapuspa Padma hredaya,
Magenta swaraning sepi,
Meganda baan tisning budi,
Malepane sila ayu,
Mabija menget prakasa,
Kukusing sadripu dagdi,
Dupan ipum,
Madipa hidepe galang.
Build a monument of worship within yourself,
to worship and glorify God, flower of the heart
is used as a flower of worship, the sound of
silence beats the bells without stopping, the
fragrance of the temperament is spread, based
on good and honest behavior, rice between the
foreheads is a constant reminder of His
greatness, eliminate and burn the six the
enemy within (sad ripu); as incense is the
brilliance of the mind, heart and feelings are
always enlivened.
Desak Made Suarti Laksmi & I Wayan Sudirana
23
living creatures do not exist in Him. Therefore, living as a human being is said to be a way
to do good so that Sang Hyang Atman (the soul) can reunite with Sang Hyang Brahman
(the God).
Ethical Factors. Ethics and aesthetics are two distinct sciences but are closely related.
They are interconnected in the Balinese Hindu community and religious practices.
According to the Kamus Besar Bahasa Indonesia (Great Indonesian Dictionary), multiple
interconnected definitions of ethics exist. The first one, ethics is the study of what is good
and bad, as well as moral rights and duties. The second, ethics is a collection of moral
principles or values. According to Purwadarmita (1987, p. 237), ethics is also a value
regarding right and wrong that is adhered to by a group or society. According to Djelantik
(1990, p. 9), ethics, which is synonymous with morality, is good actions toward fellow
human beings, which includes good conduct. Djelantik further explains that ethics refers to
the behavior and responsibility of a group that must be exercised in order to clarify the
meaning and function of a religious Kidung so that its purity and holiness are maintained
as a means and support for Hindu religious ceremonies in Bali.
Nawa Widha Bhakti is nine teachings used as guidelines to increase sradha (believe)
and bhakti (devotion) of the Hindu community before God (Ida Sang Hyang Widhi Wasa).
These nine teachings include Srawanam, Wedanam, Kirthanam, Smaranam, Padasewanam,
Sukhyanam, Dahsyam, Arcanam, and Sevanam. Among the nine teachings known as
Kidung, chanting religious sacred songs is implicitly included as part of the teachings of
“Kirtanam.” Daily teaching is demonstrated by singing a Kidung (makidung) after
concluding a prayer or ceremony. Kidung also accommodates Srawanam’s teachings
regarding giving good advice or suggestions; for instance, listening to and accepting good
things from parents and teachers is simple.
The values of advice that lead to the path of truth serve as guiding principles. As a
result, the art instructor has a potent medium to convey the information in an entertaining
context. The majority of the dramatic content of an artistic performance consists of
educational and moral lessons. Kidungs are used to enhance the aesthetics of
communicating wisdom values, even in humorous parodies. Artists, including spiritual
artists such as Kidung performers, are therefore also referred to as Guru Loka when it comes
to educating the public about human values in the broadest sense.
Sevanam refers to providing quality service, such as assisting others or providing the
best service possible. Those with the ability to sing religious songs are obligated to
participate in the system of mutual cooperation without submitting a formal request to help
each other with sincerity by providing spiritual songs. As a form of devotion and a means
of legitimizing the success of family members carrying out a Yadnya, the service provided
here is not measured by material goods as a means of achieving a balance.
Chanting Kidung is a Yadnya, hard work that has certain effects on the performer’s
body. Sound vibrations can provide positive vibrations to neutralize blood circulation so
that Kidungs become a healthy therapy for devotees who can fulfill their wishes in carrying
out their Yadnya: namely seeking happiness and being physically and spiritually healthy.
The makidung tradition is the activity of reading as well as developing Kidung texts (Suarka,
2007, p. 149). The makidung tradition in Bali began in the 16th century with the arrival of
Javanese Kidungs to Bali (Hinzler, 1981, p. 443; Suarka, 2007, p. 149). The makidung
tradition, together with the makakawin, mageguritan, malawakia, and nyloka (other singing
traditions), are preserved through the mabebasan tradition, an activity of reading as well as
developing, translating and reviewing traditional literary texts (2007, p. 149). In Bali, this
tradition is increasingly alive and growing in society, so groups called themselves Sekaa
Santi or Sekaa Pesantian, collective groups who do the mebasan tradition, are formed.
Many positive and useful things can be learned by getting involved in vocal training
activities in Sekaa Santi groups, especially regarding the formation of morals and ethics.
Aesthetic Factors. Aesthetics is a science that examines all aspects of what we call
“beauty” (Djelantik, 1990, p. 6). As a concept of aesthetic beauty, it colors every aspect of
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human existence, reminding us that every action has an aesthetic basis. This concept
penetrates the human soul and subtly reflects every aspect of daily life. Aesthetics explains
the essence of beauty and the experience of beauty (Waesberghe, 2016, p. 21), whereas
Literary Arts is an art that uses language to express aesthetic intuition. In relation to the
material’s essence, the aesthetic experience of literary art appears to be a synthesis of the
auditory (hearing) and visual (appearance) aspects of language (p. 5). The songs are sung
with beautiful language formations and melodic strains, which are woven into literary and
melodic sequences. Whether we realize it or not, this song would have never been written
if the composer had not utilized aesthetic principles.
Kidung literature is formed using lingsa (conventional rules). These rules pertain to
uger-uger (framework), such as the guru wilang rule (the number of syllables in each line
and the number of lines in each stanza) and the vowel fall in each line. Considering the
concepts of logic, ethics, and aesthetics, the series of words are formed in such a way that
they become compositions bound by certain rules and contain beautiful literary
compositions. The aesthetic sensibility of the author in composing Kidung literature is
frequently influenced by the strains of love, so that a great deal of Kidung literature is
composed of a series of love-related words. As in the example of the Kidung Wilet Mayura
(see below), the feeling of love has penetrated and stimulated the author’s soul, resulting in
the creation of a very poetic literary description in beautiful literary language that touches
everyone who reads or sings it.
Wilet Mayura (panawa), laras pelog.
The beauty of love expressed in Kidungs addressed to the opposite sex, differs from
the beauty of love for the Almighty God. In describing the Kidung Malat, Vickers (1989)
mentioned aspects of the Kidung is deemed significant. This element is a painting depicting
sexual or romantic scenes (Soekatno, 2013, p. 286; Laksmi, 2022b, p. 169). According to
Vickers, composing a Kidung is also a form of worship, which may not include composing
a kakawin, but is nevertheless a form of worship in which the poet is one with the Creator.
A poet uses sexual means to compose Kidungs - emotional means, particularly those related
to feelings of love and sexuality (Teeuw, 2013, p. 286). The composition of Kidung literature
is highly dependent on the author’s pursuit of aesthetics. According to Zoetmulder and
Robson (2011), a pangawi or a poet is a seeker of beauty and a nomad. They wandered the
forests and coastlines, worshiping the God of Beauty and attempting to unite with him,
beginning with yoga and concluding with eternal liberation (Agastia, 1987, p. 82).
Aestheticians distinguish six points or categories of beauty: glorious, beautiful, tragic,
comical, pretty, and ugly. All these types of beauty can be found in all art forms
(Waesberghe, 2016, p. 7, cited in Laksmi, 2022a, p. 170). Since Kidung literature is based
on a deep sense of love from its Creator, who is said to be a hunter of beauty, we can
conclude that it contains a great deal of literary complexity. The beauty that attracts is not
Angrerimang sang ulangun,
Sang lara angunur guyu,
Sang karwa lingnya
kasemaran,
Amawas istri kaleson,
Dadyata amuwuhing
angrawit,
Sasolah irasang arum,
Sang kakung lingnya, Duh
yayi
paran
denkwa,
Amunung saking larasta.
Daydreaming creates feelings of love,
He who languishes enjoys the beauty of love,
They both show love-stricken words,
Looking at a lover who is struggling,
So it adds to the sense of beauty of love,
Her every behavior is beautiful,
The man now said,
Oh my sister, why brother,
Tempted? It's because of your beauty
Desak Made Suarti Laksmi & I Wayan Sudirana
25
only the beauty of a woman, but also the beauty of the panorama of the universe and the
beauty manifested by a feeling of love for the Creator that unites and penetrates the poet’s
soul. This event’s underlying indicators include the noble, the tragic, the beautiful, and the
ugly comic.
Agastia (1987) states in Wrtsacaya classical poetry that Mpu Tanakung is a poet who
is full of the desire to enjoy beauty and is intoxicated by it. It is also stated that one must
seek beauty in nature, which Agastia considers to be an excellent place for self-training
(1987, p. 83). According to Zoetmulder and Robson (2011), the praise addressed to God by
poets is actually a form of yoga, with God of Beauty as the focus of meditation, who is
believed to reside in the lotus of the heart during mental concentration (Koentjaraningrat,
1987, p. 84). By meditating on God’s special descent and appearance within it, what
happens to the hidden core of his sense of beauty (sandining lango), will then become
apparent, as he reveals God in his literary work as in a temple. Consequently, a kawiswara
(a poet-king) is also a siddhayogi (a perfect yogi). What a kawiswara aims for is essentially
the same as what every yogi aims to achieve: liberation (sadhana sang kawiswara asadhya
kalĕpasani sandhi ning mango) ((Koentjaraningrat, 1987, p. 84).
Song compositions are one-of-a-kind divine works of art resulting from the author’s
expressive and universal religious aesthetic creativity, which successfully moves the
audience’s emotions. The literary beauty of the song is greatly bolstered by the musical
beauty of the melodies, which bind and form an interdependent beauty. As a component of
traditional vocal music, Kidung singing is intimately connected to the melody, rhythm,
dynamics, and harmony. Taking into account that the concept of the guru dingdong or the
song’s melodic guideline which is formed according to each line and stanza concludes with
the fall of specific notes that reflect the composer’s aesthetic sensibility. The beauty of a
Kidung’s melody is highly dependent on the succession of the selected tones (murwa kanti)
that create a beautiful harmony. A Kidung composer closely relates his feelings, attitudes,
values, and behavior into the melody he wrote. In other words, a composer’s affective life
includes feelings, interests, attitudes, and emotions. In such a circumstance, composer can
freely express his emotions according to the flow of emotions surrounding him. Melody is
a continuous musical event that, in addition to being about the affective nature of a
composer, is also about intellectual power, reason, auditory power, and emotional power.
Another view that must be maintained is that there is a special relationship between sound
structure and affective and emotional life or human emotions (Waesberghe, 2016, p. 59). If
the experience of beauty already has an affective nature, then the affective nature must be
specified in great detail. Just as visual imagination turns out to be related to intellectual
power, specifically reason, auditory imagination turns out to be related to emotional power.
Therefore, music undeniably establishes a relationship with human affective life that is
more specific than any other art form (p. 59).
The beauty of a Kidung can be seen in its melodic flow, woven from a series of notes
that create an enjoyable harmony. Numerous Yadnya songs have distinctive melodic
characteristics, allowing sensitive singers to identify them easily. Unlike a statis melodic
progression (or in Bali is called ngalekeh), many Kidungs feature melodic, dynamic, and
contrasting melodies that move from high to low notes or vice versa. However, singing such
songs, especially when is sung by talented vocalists using high-quality vocal processing
techniques, the singer must keep in mind that songs with monotonous melodies, which
appear less interesting to sing, do not necessarily produce a sound that is not beautiful. The
value of a Kidung’s beauty can be determined by the perspective from which it is viewed
and the occasion for which it is sung. As in the case when the song is sung during the Dewa
Yadnya ceremony, the significance of the song’s melody can evoke solemnity and other
spiritual emotions. However, melodic, dynamic, and romantic melodies are required when
the Kidung is sung during the Manusa Yadnya (wedding) ceremony. Figure 1 is Rangga
Noja kidung and Figure 2 is Demung Gulaganti kidung, two Yadnya Kidungs with
contrasting melodies.
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Figure 1. Kidung Rangga Noja in Pelog Scale
Figure 2. Kidung Demung Gula Ganti in Selendro Scale
The two Kidungs in Figures 1 and 2 use two different tunings. The first uses the Pelog scale and the
Desak Made Suarti Laksmi & I Wayan Sudirana
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second the Selendro scale. The characteristics of these two scales are very different—like the major and
minor scales in Western music. The melodies built into the two Kidungs indicate ceremonial activities
for humans, but with different feelings that arise from the use of two different scales and lyrics according
to the ongoing ritual.
Entertainment and Education Factors. The terms entertainment and education are like
complementary currencies that add value to an artistic performance, including religious
rituals, particularly a performance of the performing arts. “Spectacle” and “guidance” is
the primary content for determining the quality of an artistic performance. In addition to its
entertaining nature, the content of meaning, philosophy, and wisdom becomes
psychological content that can be used as a guide and awakens the viewers’ awareness of
living this life. Kidung, in addition to being a subgenre of sekar madya, is a referenced and
incorporated source for enhancing dance drama presentations in performing arts. In this
instance, the intended entertainment and educational factors will extend to songs presented
in religious rituals and songs used to strengthen the dramatic structure, and content of a
performing arts performance.
Even though it is not formatted as is the case in performing arts in general, the position
of Kidung in religious rituals between the audience and the presenter is mingled with the
tasks and activities of each. It can be said that the presentation of Kidungs in religious
ceremonies is part of performing art. Two senses play an active role in appreciating it: the
sense of hearing and the sense of sight. These two senses also dominate in appreciating
performing arts presentations specifically for display. Even though the Kidung singer is
more dedicated to his expertise in the presentation, the elements of logic, ethics, and
aesthetics are the main elements that underlie the performing arts. It is not much different
from the world of performing arts, where entertainment and education are two things that
complement each other. The late I Gusti Ngurah Windia (a famous Topeng dancer of
Topeng Tugek Carangsari group from Badung regency) said that when an artist can make
the audience laugh, it indicates that their attention is focused on what the dancer is doing
on stage. At that time, it was also important to provide moral education or religious teaching
in the form of speech, philosophy of life as a reinforcement of identity and the formation of
human/society character. The title of an artist as a local teacher has power over time, place,
and opportunity to convey abilities and expertise in their field, both concerning the
presentation of the aesthetic form of the appearance of their work (dramatic form) as well
as the dramatic content (interview, January 17, 2018 before he passed away).
In accordance with the “tegak gede” tradition, a prestigious event for invited singers
at a grand temple ceremony, sekaran songs have always been an integral part of the
ceremony. It is an essential role that the songs must be performed. With a total of 18 people
representing the number of characters in the Balinese script, it indicates that the ceremony
carried out was based on the dresta literature, a local literature that has been passed down
from generations. Education based on literacy is the objective of the Yadnya. These
characters come to life and contribute significant meaning to the maprawerti (traditional
ritual singing tradition), which is permeated by a series of beautiful notes from the selected
songs. If the meaning of the song is derived from the singing tradition, it also refers to the
human life cycle, which reflects utpeti (birth), stiti (life), and pralina (death). As in
performing arts, the presenter of a religious ceremony must be aware of the selection of
Kidung lyric stanzas in order to comprehend the form and content of the ceremony. In
performing arts (in the main dance drama presentation), the dancers (pragina) choose the
appropriate and relevant Kidung to be performed so that it is consistent with the activities
supported by the presence of the art in the ceremony. If a performance at the Dewa Yadnya
ceremony focused on marriage, it would be difficult and out of context to display it. It would
be strange and distorted if the Dewa Yadnya ceremony discussed death and the recitation
process in a given context. The same awareness should be carried out by Kidung artists to
both educate and entertain the congregation attending ongoing religious ceremonies.
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Functions of Kidung in Hindu Religious Ceremonies in Bali
Functions of Kidung in Rituals. Sound (paswaran) is an essential element in a ceremony.
Conscience, intentions, and desires underlie all rituals that proceed from the beginning to
the peak as well as the completion of rituals. Organizing large-scale ceremonies; natural
sounds, human voices, and the sound of instruments/barungans, blend harmoniously
“bustlingly” as an expression of celebration. In large-scale “Dewa Yadnya” ceremonies, for
example: the sounds of nature (sunari, pindekan, penimpug, kulkul, ketipluk, panglepugan),
gentorag bell, chanting of Kidung, ritual drama, gamelan sounds, coming together to
complement each other for the successful of the ceremony. Thus, the function of sound in
religious rituals plays an important and essential role as an expression of offerings before
Him.
There are three classifications based on the function of performing arts, including
Kidung, within the ceremony: wali (sacred and religious function), bebali (ceremonial
function), and balih-balihan (secular function) (Sudirana, 2013, p. 26). The bebali function
dominates the Kidung’s more specific function. The Kidung can also serve as a wali or
balih-balihan in certain other regions. Despite the fact that we recognize this partition is not
a rigid division, it is joined flexibly, as Sudirana states ambiguity in its application (p. 30).
Kidung acts explicitly as a wali when it is an integral part of the continuity of a ritual.
Without the Kidung, the ceremony would be impossible to carry out. For example, singing
the pangundang roh Kidung (a Kidung to invite the divine soul) is essential to the
Sanghyang dance at the padudusan ceremony (grand ceremony). Combining the Kidung’s
melodies serves as a medium for the trance process. Kidung must be included in the intended
process. Without his participation, the ritual cannot be performed.
The function of Kidung as balih-balihan is clear when it has no religious ties.
Especially when Kidung is contested to improve aesthetic quality and performance
presentation, it will only functions as secular performance. Similarly, when Kidung is cited
in secular performing arts, it will position itself as a secular performing art. However, even
though there is no ritual context, Kidung is often considered a sacred vocal art by most
people because sacred values are still felt to be attached to it, even though it is sung without
any religious ceremony.
Giving Spiritual Norms and Metaphysical Encouragement To Ceremonial Structures.
The most basic thing in offering a religious ritual is that it is presented and intended for
things of a transcendental nature related to the niskala (unseen world). It is believed that
this classical nature exists and resides in the God realm (the upper realm or Swahloka) and
the Bhuta realm (the lower realm or Bhurloka). Humans live in the Bwahloka realm the
middle realm), endowed with the advantage of having a tripremana (three abilities: to think,
to move, and to speak) compared to other creatures living in the same realm. The position
of humans and other creatures in the middle realm will have the opportunity to balance the
Bhuta realm with the God realm. The middle realm is a place to carry out prawerti (noble
pathway) which can have an impact according to karma wesana (deed): namely falling into
the realm of hell due to sinful actions during their lifetime; or even being able to ascend to
the heavenly realm of mukti bhukti (virtuous deeds) and can even achieve moksha (to merge
back into the soul original “place) or in Balinese is called mawali ke sangkan paraning
numadi (merge back to God).Therefore, Kidung, with an integral function in death
ceremonies, can help guide the spirit to see the path according to the deeds carried out during
life.
Performing Obligations. In all forms of Balinese rituals, the mutual assistant or ngayah is
an integral concept of work in preparing all elements in the ritual. Most people in the society
participated sincerely in a religious ritual. This is because of their devotion, sacrificing of
work, time, and offerings to ancestors and Gods. Prioritizing the ngayah attitude from the
planning stage through the implementation of the ritual, and until the completion of the
Desak Made Suarti Laksmi & I Wayan Sudirana
29
ritual. These activities are carried out voluntarily, or away from business considerations.
There are traditional “payment” made out of offerings as a complement for particular
implements, such as sulinggih (high priest), pregina (ritual performers/dancers), and sekaa
Kidung/gong (musicians and singers). There is also an occasional reward in the form of
sesari (the reward for the essence of the work done at a ceremony). The Kidung performers,
whether coordinated in groups or individually, are also performed more based on the
dedication of the ngayah concept. Participating in ceremonial needs, such as playing
traditional instruments, dancing/memendet, makidung (situal singing), and other activities,
in order to fulfill one’s obligations, instills a sense of pride that stems from the
encouragement of sincerity in doing so. By devoting what you can do as an act of devotion,
you will be proud of yourself, and be expressed in the clan of the path of karma as an act of
gratitude for the abundance of blessings and grace.
Adding Solemnity to the Ceremony. A Balinese ritual whose domain is assigned to one
of the five Yadnya has a distinct purpose, even though the five Yadnya are an integral
component. Certain types of Kidung with specific texts related to the ritual purpose is
chosen to support the specificity of the ritual. The high priest, Ida Pedanda Gede Putra
Bajing from Geria Sumerta Denpasar, opined that the strength of the Yadnya carried out by
combining all the ritual elements will contribute to the solemnity of the Yadnya being held.
Bajing said, “the Priest’s Puja with the Panyomya Bhutakala (neutralizing the demonic
power), Vedic Puja accompanied by Baleganjur Music (Balinese marching music), Bhuta
Yadnya Kidungs (demonic theme chanting), and the bustle of the Yadnya caused the vortex
of the offerings to reach its zenith, are the excitement that occurs in rituals in Bali. When
all of these are done, the Bhutakala received their sacrificial offerings and the Bhutadinya
(demonic nature) became neutral and did not disturb the peace of the people (interview, July
22, 2018). Philosophically, this is a play on concentration on the realm of spiritual taste and
belief, as a piercing shot that concentrates or repeats the mind on a single target. The specific
Kidung for this ritual is called Pupuh Jerum (see below), and is sung during the Bhuta
Yadnya sacrifice ceremony.
Another Kidung that provides a structural picture of how God in His precarity is
depicted in the verses of the poetry called Wargasari. It is also believed that the Kidungs
sung according to what events occur at a particular ceremony will immerse the devotees in
surrender. When the ngaturang piodalan (the peak of the ceremony) is taking place, the
singers will accompany the ritual with Kidungs that glorify divine qualities. Below is an
example of the first stanza of Kidung Warga sari sung at the peak of ceremony.
Kidung pangundang ring Bhuta,
Basa lumrah pupuh jerum,
Bhuta asih widhi asung,
Caru pesajine reko,
Genep saha upacara,
Manut warna lawan ungguh,
Sekul iwak pada bina,
Olah‐olahan sadulur.‐
Bhutakala’s inviting song, Commonly
spoken in the Pupuh Jerum, God bless
Bhutakala, With sacrificial offerings,
Complete with ceremonies,
According to the color and position,
The composition and meat are different,
processed in an order according to their
relatives.-
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At the end of the ritual, the priest usually takes the tirta (purified holy water) to bless
all offerings and people who attended the ceremony. At this moment, the situation is usually
quiet and peaceful. Only the specific Kidung (the last stanza of Wargasari) is chanted.
Everyone manifests their strong will to receive good health, prosperity, joy, and to be safe
from harmful situations. For the Balinese, grace is realized by sprinkling tirta to the people.
Below is the last stanza of Wargasari that reverberates during this last ritual stage.
The Manusa Yadnya ceremony of matatah (tooth filing) is to repay the parents’ deeds
and allowing their children to be more mature. The purpose of this ceremony is to
philosophically remove bhutakala traits from adolescence who participates in this
ceremony. The symbol of removing these traits is by filing the six upper teeth (four incisors
and two canines). Below is the song of Pupuh Jerum as an example of an explicit literary
connection to the tooth-filing ritual.
Pawiwahan (marriage) is the stage of life that follows a tooth-filing ceremony. This
ceremony is a symbolic spiritual meeting of the purusa (man) and the predana (woman).
Ida Ratu saking luhur,
The Gods from above holiness,
Kawula nunas lugrane,
Mangda sampun titiang tandruh,
Mengayat Bhatara mangkin,
Titiang ngaturang pajati,
Canang suci lan daksina,
Sami sampun puput,
Pratingkahing saji.
Your servant begs for blessings,
May I clearly know,
Asking before You now,
I presents the offerings of Pejati,
Sacred Canang and Daksina,
Everything is complete,
The order of the offering ceremony.
Turun tirtha saking luhur,
nenyiratang pemangkune,
Mekalangan muncrat mumbul,
Mapan tirtha mrtajati,
Paican Bhatara sami,
panglukatan dasa‐mala,
Sami pada lebur,
Malane ring gumi.‐
Holy water descends from the
pinnacle of purity,
The one who sprinkles it is the priest,
The splash spreads all around,
Truly it is the water of life,
A gift from the Gods,
Cleanser of the ten defilements,
All are purified,
Including the filth on earth.-
Puja kalapati muwang,
sadwaja yogya pinutur,
Seri catur karo siyung,
Puja Kalapati and
Six teeth are filed,
Four incisors and two canines,
ika ngaran sarwa kawon,
Pawakaning Bhutakala,
paraganing sarwa letuh, Ngardi
wudan pejagatan,
pangrubedan isadripu.‐
All of these are called symbols of
ugliness,
The body is Bhutakala,
The symbol is all dirty,
Making trouble in society,
The turmoil of the six enemies within.
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This religious ceremony confirms the couple’s commitment to each other for life and death.
Through this ceremony, they are expected to be able to continue the family lineage. The
sequence of the ceremony begins with mabyakala (purification), which eliminates internal
impurities (leteh). After the cleansing ritual, the bride and groom perform scenes of family
responsibilities in accordance with real life, for example, grocery shopping, cooking, and
symbolically act to consume the fruits of their labor. In the literature it is explained that this
ceremony strengthened the meeting of the God Samara and the Goddes Ratih (the two Gods
of love), which represented the meeting of Sukla (man) and Swandita (woman) through
physical relations. In the Manusa Yadnya ceremony, the song from the story of Tantri
Kamandaka can be used as a reference.
The final part of the wedding ceremony is the mawinten ceremony. This ceremony
aims to purify bride and groom. This is because they will be responsible for carrying out
activities at the Pemerajan/Sanggah (family temple) in all rituals that will periodically
continue.
Madiksa is a ceremony of self-purification both physically and mentally from a
Wilaka (ordinary person) to become a holy priest or sulinggih. The Madiksa ceremony is
included in the Rsi Yadnya ceremony or sacred sacrifice ceremony. The Madiksa ceremony
is a form of expression of gratitude to the teachers or Maha Rsi who have taught religious
knowledge, sacred knowledge and led ceremonies. Madiksa is also called Madwijati, which
means second birth. A person who will become a priest is obliged to take part in this
ceremony, because it will provide teaching for himself and others. Kidung of Rsi Yadnya is
sung for this ritual. The lyrics tells when a person is raised in status from an ordinary person
to a priest.
In the Pitra Yadnya ceremony (death/cremation ritual), or traditionally also called
Mamukur, the Kidung legitimizes this ritual by confirming the implementation of the
Yadnya being held. When washing a corpse (nyiramang layon), the wirama Girisa is recited
in a choir style. Death is a cycle of life which is continued by the spirit treading a long
journey to return to its origins. This is the final physical body cleansing that is carried out
before the body’s elements are returned to their origin. Wirama Girisa is as follows:
Wuwusan Bhupati,
Ring Patali nagantun,
Subaga wirya siniwi,
Kajrihin sang para ratu,
Salwaning jambu warsadi,
Prasama hatur kembang
tawon.
There was a king,
In the land of Patali,
Famous, brave, and
respected,
Feared by other kings.
Throughout the Jambu
Dwipa region,
All of them offer tribute every year.
Nihan polahing sang tatas wiku.
Nawang bhumi langit.
Dija ento warangane.
Punika tegakan wiku.
Wulan surya lawan wintang.
Sampun kawasne ring langit.
Endi pamating ipun.
Mwang riuriping banyu asri.
Someone who understands as a priest
(dwijati),
knows the earth and the sky,
where everything is connected,
That is the foundation of being a priest, the
Moon, sun and stars,
Already mastered by the mysteries of the sky,
Where is death,
And life from holy water.
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Similarly, during the Memukur ritual, the Kidung of Aji Kembang revealed the relationship
between the bhuwana agung (macrocosm) governed by Brahman and the bhuwana alit
(microcosm) governed by Atman. A concept of life based on pasuk wetu (the inhaled and
exhaled breath), which teaches many things about seeking God within oneself.
Selecting the pupuh Kidung stanzas that correspond to the rituals of the ongoing Yadnya
ceremony will lend legitimacy to the ceremony and heighten its solemnity. The
appropriateness and propriety of vocals in specific rituals can be bolstered by selecting
various types and texts (lyrics) from the Kidung at hand.
As a Means of Ceremony. To confirm the success of a ceremony, it requires the presence
of essential elements and other supporting factors. Ida Pedanda Gede Putra Bajing said that
“a priest who performs ‘ngagem Shiva,’ a manifestation of the God Shive in his Vedic Puja
offerings, is equipped with tools that must exist, such as puja japa/mantram (the chanting
of sacred mantras), puspa (flower), tirta (holy water), fire, mudra (hand gestures), and bajra
(holy bell). This is the attitude and behavior of a sulinggih (high priest) practicing
swadharma (duty) to become yogiswaraning Yadnya (the main person who perform the
ritual). The creation of symbols from the universe is reflected in the various functions and
personifications of the upakara/banten (offerings). The flower is associated with the
Yadnya ceremony, the tinkling of the bajra gives birth to the art of percussion, the priest’s
“mudra” gives birth to the art of dance, and the priest’s puja mantram gives birth to the art
of sound. In most communities, this element is an integral part of a Yadnya. The priests
acknowledge that the means of upakara (the elements of Yadnya) are not only in the form
of the offerings but also elements of other arts such as the art of sound, percussion, dance,
and wayang (shadow puppet). These elements are inseparable parts of ascending to the peak
of spirituality and for the success of a Yadnya.
The Concept of Tatwa, Susila, Upakara. The traditional Balinese framework consists of
upacara, etika, and tattwa as a process of tradition that is highly flexible. The concept of kanista-madya-
utama, desa-kala-patra, and desa-mawacara provides a space of freedom yet is still bound by the
Bala ugu dina melah
manuju tanggal sasih,
Pan Brayut panamaya
asisig adyus akramas,
Sinalinan wastra petak
mamusti madayang batis,
Sampun puput maprayoga
Tan aswe ngemasin mati.
Wuku Bala and Ugu are good
days,
especially in the calendar
month,
It is time for Pan Brayut to
clean his teeth, bathe and
wash his hair,
wear a white dressing cloth,
it will not be long before death
comes to him.-
Ring purwa tunjunge putih,
Hyang Iswara Dewatanya,
Ring papusuh pranahira,
Alinggih sira kalihan,
Pantesta kembange petak,
Ring tembe lamun dumadi,
Suka sugih tur rahayu,
Dana punya stiti bhakti.‐
The lotus in the east is white,
Hyang Iswara is the god,
His position is in the heart, its
second stana, the journey of the
white lotus; it becomes
incarnated, happy, safe and
sound,
The philantrope is bowing down in
filial piety.
Desak Made Suarti Laksmi & I Wayan Sudirana
33
traditional Balinese framework. It is strongly linked to each other. If one element is not fulfilled, it will
lead to failure. It is in a similar manner to the “egg of life” where the three of them strengthen each other
in synergy from bakti, karma, jnyana.
As previously mentioned, sekala and niskala are the essence of offerings. As many performing
artists have cited, karma sandyasin and yoga sandyasin are two sides of the coin that complement each
other with values. An expression of offering that uses elements of nature available on this earth, as found
in the Bhagawadgita verse 26: “patram puspam phalam toyam, yo me bhaktya prayacchati, tad aham
bhakty-upahrtam, asnami prayatatmanah” (Whoever bows down to Me with an offering, a leaf, a flower,
a fruit or a sip of water, I accept as a devotional offering from a sincere person). From this procedure of
offering, culture emerges, with all its completeness and efforts should be made to fulfill it to the greatest
extent possible as expected.
In this instance, synergy between the two elements is required. When a person can
live the life of a wanaprasta (the life of a monk) and biksuka (the life of a priest) who rely solely
on the depths of jnyana to draw closer to God, the earthly offerings diminish until they are
no longer necessary.
Conclusions
Kidung as a religious song (dharmagita) is an integral and structured component of
the Hindu religious ceremony implementation. In accordance with the order of events, this
religious chant is always present at religious ceremonies. Regarding the Hindu religion in
Bali, its rebirth remains extremely difficult, given that older generations still dominate the
Kidung interpreters in its practice. However, during religious ceremonies involving the
Panca Yadnya ceremony, the Kidung will continue to exist. Although it is undeniable that
the wealth of Kidungs has undergone numerous extinctions, this fact cannot be refuted. As
a result of the fact that several Kidungs are only recorded by name and genre, it is extremely
difficult to find people who can play and sing the melody.
The government has consistently guided the younger generation through
competitions held in Utsawa Dharmagita, a venue for contesting various religious songs.
The participants included children, adolescents, and adults who sing vocally. Recording
devices, such as cell phones, greatly facilitate the learning process in today’s efforts to
develop a cadre of Kidung singers. In addition, the emergence of Kidung with a modern
touch of arrangement, accompanied by melodies from Western musical instruments, has
become an alternative innovative concept. In the context of Hindu religious rituals, every
religious ceremony is always accompanied by traditional classical music. However, the lack
of participation of the younger generation in singing religious Kidungs remains a problem
that must be addressed.
References
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Laksmi, Desak Made Suarti. (2022a). Pemahaman dan strategi pembinaan Kidung keagamaan Hindu di Kota
Denpasar. Fakultas Seni Pertunjukan, Indonesian Art Institute Denpasar Collaborating with the Citta
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with the Citta Usadhi Art Studio, Badung Regency.
Purwadarmita, W. J. S. (1987). Kamus Umum Bahasa Indonesia. Balai Pustaka.
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Malaysian Journal of Music Vol. 12, Issue 2 (18-34)
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Sanjaya, P. (2008). Acara agama Hindu. Paramita.
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Biographies
Desak Made Suarti Laksmi is a well known scholar and performer of Balinese dance, including Arja (Balinese
opera), and gamelan. She is ranked as one of few internationally renowned female composers from Bali, Indonesia.
Desak earned her bachelors degree in dance in 1984 and a post-bachelors degree (SSKar) in Karawitan in 1987 from
the National College of the Arts (formerly STSI) in Denpasar but graduated at ISI Yogjakarta. Desak has performed
in a variety of international tours in Australia, Europe, India, Japan, Canada, and the United States. She has been a
professor at ISI since 1986, and has also taught classes at Clark University, Emerson College, the Eastman School
of Music, the College of the Holy Cross, and the Massachusetts Institute of Technology where she was a co founder
of Gamelan Galaktika (MIT Community Group Gamelan).
Desak was a Luce Assistant Professor of Balinese Music, Theater, and Dance for four years and then completed
another year residency as the first Visiting Fellow in Balinese Dance and Music at the College of the Holy Cross.
She received her masters degree in music composition at Brown University in May 2005. She finished her Doctor
degree in religion and culture at Hindu University of Indonesian with coumloude predicate after presenting her
dissertation in the title of “Understanding and Training Strategy on Hindu Religious Choir in Denpasar City: A Teo-
Aesthetic Analysis in April 2020. Desak published books such as Vocal Placement in Balinese Vocal Arts, 2006;
Kidung Manusa Yadnya: Text and Context in Hindu Society in Bali, 2007; and Imba Kidung Yadnya (Dharmagita),
2022.
ORCID: 0000-0002-6308-2109.
I Wayan Sudirana is a composer and ethnomusicologist who graduated from the University of British Columbia,
Canada. He diligently studied ancient music in Bali. In addition, he also studied many world music traditions, such
as Samulnori music from Korea, ensemble drumming from Ghana West Africa, South Indian drumming traditions,
and also some Western classical music. With this experience, he developed his music with a strong foundation to
seek a new identity in the realm of new music for gamelan. Sudirana has written two books about gamelan Gong
Luang and edited a book about Gabor, a genre in Gamelan Gong Kebyar tradition. He has written many articles
published in journals with the theme of traditional approaches in studying Balinese gamelan and world music, and
new music development in Bali and Indonesia. His current research is focused on the development of new music in
Bali and the ancient Balinese manuscript of Gamelan philosophy and theory.
ORCID: https://orcid.org/ 0000-0003-2357-048X
|
Malaysian Journal of Music Vol. 12 No. 2 (2023) | distributed capitalism, eco-organology, participatory design, plastic recorder, standardisation | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/531 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/8108 | Towards Eco-Organology and Paper Flute Design to Disrupt the Plastic Recorder Industry | In this article, the concept of “distributed capitalism” (Rifkin, 2011) is used to shift power among administrators, performers and audiences to problematise the homogeneity of unsustainable instrument materials. This shift involves adopting a participatory approach where musicians as key stakeholders get to choose their materials and self-construct their instruments. Instruments, society and ecosystems have intersecting and overlapping relationships that should be studied interdependently through eco-organology (Guy, 2009; Titon, 2013; Allen, 2013; Dawe, 2016), especially when mainstream culture consumption plays a crucial role in the struggle between sustainable materials for instruments and the ecosystem. As an example, mainstream production companies such as Yamaha, Aulos and Fender have standardised the industry and cornered the market for consumers in a top-down consumption model. Educators, artists, and retailers promote the consumption of mainstream instruments, further reinforcing their power of discourse in the materials field. Contesting standardisation, eco-organology involves the study of network relations between tangible materials and aesthetics from the viewpoint of culture and society. As an alternative material, this research project shared paper flutes with elementary school students and conducted over 20 workshops in Southern Taiwan where musicians of all ages self-constructed paper flutes. Paper is readily accessible, recyclable and allows end-users to follow an instruction manual, cut a template out and fold it into a playable flute. End-users participated in material selection, instrument construction and many became critically informed about current environmental issues with the plastic recorder industry. We argue that eco-organology helps decentralise mainstream instruments by educating end-users about eco-friendly materials. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/8108/4757 | [
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] | Kang Ching-Jie & Made Mantle Hood
35
Towards Eco-Organology and Paper Flute Design to Disrupt
the Plastic Recorder Industry
Ching-Jie, Kang1, Made Mantle Hood2*
Institute of Creative Industries Design, National Cheng Kung University
email: [email protected], [email protected]*
*Corresponding author: [email protected]
Published online: 21 December 2023
Cite this article (APA): Kang, C. J., & Hood, M. M. (2023). Towards eco-organology and
paper flute design to disrupt the plastic recorder industry. Malaysian Journal of Music, 12 (2),
35-60. doi: https://doi.org/10.37134//mjm.vol12.2.3.2023
Abstract
In this article, the concept of “distributed capitalism” (Rifkin, 2011) is used to shift power
among administrators, performers and audiences to problematise the homogeneity of
unsustainable instrument materials. This shift involves adopting a participatory approach where
musicians as key stakeholders get to choose their materials and self-construct their instruments.
Instruments, society and ecosystems have intersecting and overlapping relationships that should
be studied interdependently through eco-organology (Guy, 2009; Titon, 2013; Allen, 2013;
Dawe, 2016), especially when mainstream culture consumption plays a crucial role in the
struggle between sustainable materials for instruments and the ecosystem. As an example,
mainstream production companies such as Yamaha, Aulos and Fender have standardised the
industry and cornered the market for consumers in a top-down consumption model. Educators,
artists, and retailers promote the consumption of mainstream instruments, further reinforcing
their power of discourse in the materials field. Contesting standardisation, eco-organology
involves the study of network relations between tangible materials and aesthetics from the
viewpoint of culture and society. As an alternative material, this research project shared paper
flutes with elementary school students and conducted over 20 workshops in Southern Taiwan
where musicians of all ages self-constructed paper flutes. Paper is readily accessible, recyclable
and allows end-users to follow an instruction manual, cut a template out and fold it into a
playable flute. End-users participated in material selection, instrument construction and many
became critically informed about current environmental issues with the plastic recorder industry.
We argue that eco-organology helps decentralise mainstream instruments by educating end-
users about eco-friendly materials.
Keywords: distributed capitalism, eco-organology, participatory design, plastic recorder,
standardisation
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Malaysian Journal of Music Vol. 12, Issue 2 (35-60)
ISSN 2600-9366, eISSN 2600-9331
Introduction
In broad terms, eco-organology is emerging as an interdisciplinary study involving the
interdependent areas of musical instruments, ecosystems, and societies (Guy, 2009;
Titon, 2013; Allen, 2013; Dawe, 2016). Interdependent, none of the three are
excluded from decision-making for the design and manufacturing process. All have the
potential to adversely affect sustainable materials and musical aesthetics in a mutual
way. For these reasons, the principal eco-organology research objectives are to study
network relations between tangible materials and aesthetics from the viewpoint of
culture and society. Rather than a linear relationship between music and
ecosystems, eco-organology is not only concerned with the selection of sustainable
materials, but more importantly, identifying and critiquing the power structures,
principal stakeholders, and multiple agendas of those who choose instrument-making
materials and are involved in the decision-making process.
Throughout history, musicians from various cultures have been using a variety
of materials to make musical instruments, such as gourds and spiderwebs for African
balafon, bamboo for Balinese and Chinese flutes, as well as tree trunks hollowed out
by termites for aboriginal Australian didgeridoos.
However, the mindset of “orthodox”, “authentic”, “proprietary” and “ideal”
materials was largely constructed through westernisation, modernisation, and
industrialisation. As a result, mass produced instruments tend to embrace a
homogeneity of musical instrument materials. The monopolisation of instruments and
materials not only consolidates the myth and belief of specific materials for instruments
but also contributes to the overuse of some materials. For instance, African blackwood
used for high-end oboes and clarinets as well as violin fingerboards, as well as
Brazilian rosewood for high-quality guitars are facing a shortage1 (Yamaha, n.d.; Jef,
2017).
Manufacturers are not the only stakeholders who have standardised musical
instruments such as recorder. Musicians who have adapted to current instruments,
students who learn with those musicians and teaching materials, as well as publication
houses who distribute teaching materials, are also stakeholders who standardise the
instrument. The informants, Sandy and Chan, both music educators, have mentioned
that it will be easier and more efficient to teach the recorder instead of other instruments
because teaching materials are mostly focused on the recorder, and this plastic
instrument is easier to teach and learn (personal communication, November 10, 2022;
personal communication, November 21, 2022).
First, this article introduces theoretical concepts on ecology and
ecomusicology to frame the relevance of paper flute design in the disruption of the
plastic recorder industry. Second, the article examines the current situation of plastic
recorder use in Taiwan. Third, a prototype flute was subjected to a usability test
involving 60 participants. This data was used to redesign and improve the prototype
for the next phase of this study involving a blind test, semi-structured interviews, and
elementary school workshops. The results of this study show that differing from
conventional instruments produced following consumerism and modernism models,
the paper flute was based on critical thinking in instrument design, material selection
and accessibility. As an ethnomusicology study, we employ the generic term ‘flute’ to
Kang Ching-Jie & Made Mantle Hood
37
refer to a paper aerophone, because “recorder” connotes the Western European block
flute (blockflöte) and English flute. “Flute” as a more inclusive term may refer to
Balinese suling, Irish tin whistle, or Turkish Ney as well as a self-constructed paper
aerophone. The paper flute allows people to participate in the design, self-construction,
and material selection process of the instrument in an economically affordable and
technically accessible way.
Ecology and Ecomusicology
Discourse on sustainable musical instrument design relates to ecology and
ecomusicology. In the modern era, the urgency and importance of environmental
preservation dates to the 1960s. The first large-scale eco-movement was organised
during that time, to resist mainstream values of industrialisation and “techno-
progressivism” (Whiteley, 2016, p. 100). During the 1970s, a significant change to the
environmental movement occurred with the rise of the “environmental decade” which
culminated in a complete change in public attitude and policy (Coglianese, 2001).
As a result of this dramatic change towards a strengthening eco-movement,
eco-protection ideology has become the zeitgeist for this current era of the
Anthropocene. However, ecological awareness towards the design and manufacture of
sustainable instruments among musicians and instrument players is much less obvious
(Guy, 2009). Studies on sustainability strategies employed by heritage orchestras in
Southeast Asia (Hood, 2014) and the ecology of soundscapes influenced by
diatonicisation and musical invasives (Hood, 2013) have begun to explore intersections
between music and the eco-movement. However, a green trademark on musical
instruments has not yet become a marketing priority in advertising through online
catalogues of instrument companies or brick and mortar stores as well as exhibitions.
Related to the “green economy”, ecomusicology has seen significant growth
in interest among scholars such as Guy (2009), Devine (2015), Allen and Dawe (2016),
as well as Boyle and Waterman (2016). Scholars’ ideas address varying aspects
between changing attitudes and beliefs about the current state of the environment
reflected in music and the performing arts. They critique environmental problems in
the musical world. Under the umbrella of ecocriticism (Eisley, 1969; Bateson, 1979),
tangible and intangible cultures involving musical instruments, performances and
musical activities are entry points that lead researchers to see human beings
inextricably linked to, and not separate from, the environment.
Current Directions of Ecomusicology edited by Allen and Dawe (2016), has
comprehensively discussed the definition of ecomusicology from different scholars’
perspectives. Allen (2013) defines eco-musicology as, “the study of music, culture and
nature”; Titon (2013) explains eco-musicology as, “the study of music, culture, sound
and nature in a period of environmental crises”. As Allen and Dawe suggest, the prefix
of ecomusicology is better understood as “eco-critical” referring to ecological criticism,
rather than “ecological”. Given these definitions, the current study employs the
perspective critiquing power structures in the unsustainable usage of plastic in the
manufacture of musical instruments, specifically the ubiquitously distributed plastic
recorder.
Eco-organology stands on the foundations of ecomusicology and organology
to critique ecological issues and problematise industrialised processes in the music
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Malaysian Journal of Music Vol. 12, Issue 2 (35-60)
ISSN 2600-9366, eISSN 2600-9331
instrument supply chain by offering green design for musical instruments.
Ecomusicology is often eco-critically discussed through the intersecting areas of music
(sound), culture (society) and nature (environment) (Guy, 2009; Titon, 2013; Allen,
2013). Similar to acoustemology (Feld, 1996), scholars explore the environment and
how humans react to music under environmental crisis.
Therefore, this organological study on ecology issues focuses on two
construction materials: plastic, a material commonly equated to a pollutant; and paper,
commonly recognised as a sustainable “green material”. However, in broad terms, eco-
organology is concerned with the ethical and political issues in the boundary of a given
tangible environment. Although musical instrument makers often insist on using
natural materials to create their masterpieces, many are unethical or unsustainable. For
example, the supply of python skin for making an erhu (二胡; Chinese two-string
bowed fiddle) involves environmental issues; cat and dog skin for making a Japanese
shamisen involves ethical issues; ivory for making piano’s white keys prior to plastic
involved endangered animals.
Similarly, ABS plastic resin recorders are an extension of the ubiquitous use
and abuse of the natural environment. Plastic recorders do not biodegrade. That said,
there is complexity woven into their manufacture and distribution as one of the most
prevalent instruments in education systems around the world. Mass produced by
companies such as Aulos for decades, this resin-based instrument is as common as a
plastic straw.
Taiwan’s Recorder-scape
Although one of the most ubiquitous musical instruments in the world, plastic
recorders are insulated from change largely because of government education policies
protect and consolidate the use of plastic recorders in the compulsory education system.
The “recorder-scape” of Taiwan illustrates how the plastic recorder has become firmly
entrenched in music education. The recorder is widely represented in the literature that
covers the history of the recorder in Taiwan (Xu, 1989; Wu, 1990; Wu, 2004; Lin, 2005;
Tseng, 2006) but also depicted in the anecdotes shared by informants who participated
in this study.
According to Tseng, in 1969, the KHS company began to introduce plastic
recorders from Yamaha, in Japan to Taiwan. Father Alphonse Soren started to promote
Karl Orff Schulwerk along with the recorder which further popularised the instrument.
In 1971, Luming Publication House in Taiwan started to translate the teaching
materials from other countries and produced soprano and alto recorders. These results
attracted the attention of Professor Ou-Kang from the National Taiwan Normal
University; thus, he recommended the Ministry of Education employ the recorder as a
mandatory teaching tool (Tseng, 2006, p. 62). In 1980, a “Recorder Mentoring Project”
was founded by Rong-Gui, Wu (officer of the National Taiwan Symphony Orchestra),
to train schoolteachers to be able to teach recorders in school (Tseng, 2006 p. 64).
Afterward in 1984, the Ministry of Education fixed the recorder as a mandatory
instrument. Hence, the recorder began to be regarded as the most important instrument
in the Taiwan compulsory education system (Tseng, 2006, p. 65).
Kang Ching-Jie & Made Mantle Hood
39
Recorder education issues are not only the concern of academia. A YouTube
channel “志祺七七 X 圖文不符”, interviewed several experts in recorder instrument
and music education in Taiwan. In this video, Prof. Shun-Wen, Wu of the National
Taiwan Normal University’s Department of Music, mentioned that the accessible
playing technique of the recorder is one of the important factors that make the recorder
a common teaching tool in compulsory music education in Taiwan. The initial motive
for employing recorders in Taiwan's education system was to give more people the
opportunity to learn music because piano and violin required more musical and
economic investment. Therefore around 1983, to make recorders economically
affordable, some local manufacturers in Taiwan started to develop plastic recorders. In
1993, the Ministry of Education mandatorily fixed recorder education as required
content for compulsory music education, a regulation that lasted until 2001. Although
this regulation was cancelled, most music teachers still uphold the recorder as an easy
means to teach and learn music. Moreover, the teaching materials provided by most
publishers are still readily available for recorders helping the plastic recorder maintain
its dominance (志祺七七 X 圖文不符, 2023).
However, the technical accessibility and economic affordability of recorders
also negatively impact the instrument as articulated by several participants in this study.
In the opinion of a music major named Anna who specialises in the instrument,
recorders are too ubiquitous because almost every Taiwanese has learned or purchased
at least one plastic recorder during their studies. It can be purchased almost anywhere
from online retailers, stationery stores or grocery stores. This situation makes recorders
hierarchically different from other prestige musical instruments. Moreover, the
recorder is one of the easiest wind instruments on which to make a sound. It is
employed by the education system as an “elementary tool”. Sandy, a recorder player
and music teacher in elementary and secondary school who also participated in this
study, has a similar opinion to Anna. Sandy says, “plastic recorders are cheap and
affordable” (personal communication, November 10, 2022). She complains that
students often lose their recorders, and she collects a lot of derelict recorders in her
music class every term.
Plastic recorders are commonly depicted in daily conversations in Taiwan’s
recorder-scape as disposable items. Informants provided several solutions to this
problem. Former recorder ensemble members Chen and Julia suggested collecting the
recorders from students and handing them down to younger students or recycling them.
Yuan who experienced compulsory music education growing up recommended
manufacturing plastic recorders with recyclable materials or giving them to family
members. Summer, a 10-year-old student accompanied by his father Ting remarked
that he was also aware of the ecological issues of plastic and said, “We should stop
using plastic recorders altogether” (personal communication, November 29, 2022).
One crucial difference between plastic recorders and plastic straws is people
usually do not throw away the former. In a narrow sense, abandoned plastic recorders
do not directly pollute the environment. However, in a broader sense, as long as the
demand exists, the Taiwan factories will maintain production of plastic recorders by
the millions. The “plastic recorder as an invisible but well-distributed rubbish”,
maintains the running of mould-injection machines in factories such as Yamaha and
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Aulos. However, those informants who value the plastic recorder say it is not only a
musical tool, but also embodies their wonderful childhood memories. Although Julia,
Chen and Anna do not play plastic recorders anymore, keeping them preserves
memories as an invaluable treasure. From this alternative perspective, plastic recorders
not only embody instrumental value but also offer comfort to those who attach
importance to it. As Sandy suggests, “playing a recorder releases stress” (personal
communication, November 10, 2022), an argument that musical activities socially
bridge people to a larger sense of comradery and even humanity in an effort to counter
techno-progressivism.
In Taiwan and other countries, plastic still maintains a dominant presence and
recorders are widespread in its music education soundscape. As mentioned above, this
organological study addresses ecology issues by focusing on two construction
materials: plastic, a material commonly equated to a pollutant; and paper, typically
recognised as a sustainable “green material”. However, we do not attempt to refuse the
use of plastic products by criticizing its unsustainability, because the “greenness” of a
material is often socially and technologically dependent. For instance, the initial
objective of Thulin’s invented plastic bags was to prevent deforestation caused by the
low durability of paper bags (Foster, 2019). As Taiwan musicians and educators, Sandy
and Chan both defend the value of plastic recorders and do not regard them as
dispensable items. As long as people play plastic recorders, and extend or recycle their
use, they feel plastic recorders will not be harmful to the environment. Julia and Chen
both have similar ideas to Sandy and Chan. Their experiences not only present the view
of former junior recorder performers but also represent the views of recorder
enthusiasts who see the plastic recorder as a meaningful and invaluable instrument.
But the question remains about how to find an alternative to the plastic recorder.
Employing the use of paper as an alternative material and a participatory design may
have unforeseen benefits.
Designing the Paper Flute: An Alternative to Plastic Recorder
Throughout the musical instrument industry, there are several examples that
demonstrate the ecological concern about instrument design.2 Prior to 1494, instrument
builders had constructed pipe organs featuring paper pipes (Bucur, 2019, p. 307).
However, probably due to its low durability, nowadays, paper is not commonly used
for making musical instruments, although it is an accessible material. Informants such
as Julia and Chen, question the low durability of the paper flute because it will probably
be unsustainable, just like the paper bags in Thulin’s era. However, the “long-life”
plastic recorder that is virtually absent in the recycling system and second-hand market,
although physically durable, loses its value as an instrument and is distributed in
everyone’s house as a kind of “invisible rubbish”. Moreover, as we upcycled
abandoned book covers, desk calendars, and paper bags to make all paper flutes in this
study, we encourage end-users to use leftover paper products.
Research questions in this study centre on how to use a participatory design in
the construction and assembly of musical instruments for end-users. The simplicity
over complexity approach called KISS (Keep It Simple, Stupid) (Interaction Design
Foundation, n.d.) is one of the main objectives that will inform the design of this paper
Kang Ching-Jie & Made Mantle Hood
41
flute. For convenience, the template was designed with only straight lines, thus, it was
easy to trim by end-users.
There are two terms used in this study. The first is “prototype paper flute” (see
Figure 1 and 2) which refers to the instrument first created in 2018 prior to being
examined by 60 participants in the usability test. Paper with a weight and thickness of
approximately 250 GSM3 has been selected through several pre-data collection phases
of this project to make paper flute prototypes. The 250 GSM paper is thick enough to
increase the durability of the paper flute and, based on our test, can be used for a total
of eight hours. As is the case with all wind instrument classes for children, end-users
were recommended to clean the mouthpiece before playing by using tissue or hygienic
towelette. Coated paper is recommended but not necessary. The prototype paper flute
has been recognised by a public agency, Figure 3 shows the poster of the “Paper Flute
Workshop” designed and advertised by the Southern Taiwan Maker Centre, Ministry
of Labour, Taiwan, Figure 4 shows the paper flute was performed in a forum hosted by
the Ministry of Labour.
The second term “redesigned paper flute” refers to instrument improvements
on the prototype based on the results of the usability test. The redesigned paper flute is
in the key of F5, featuring seven holes in the front, like the sopranino recorder. The
thumb hole is not considered due to the complexity of constructing the rolled-layered
paper bore structure, yet the higher octave range similar to the regular sopranino
recorder is still playable, as discussed later in the article by informants in the blind test.
While not a diatonic F major flute, it is capable of a range of F5-Bb6 and can
accommodate chromatic notes by using fork fingering (The link to the YouTube video
is on page 52).
Figure 1. Trapezoid-shaped prototype paper flute design diagram.
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Figure 2. Trapezoid-shaped prototype paper flute design diagram. Photo by the author
Figure 3. The poster of “Paper Flute Workshop” designed and advertised by Southern Taiwan
Maker Centre, Ministry of Labour, Taiwan. Screenshot from Facebook.
Figure 4. The seated performer (left) plays the paper flute at the 2nd International Forum on
Vocational Training and Maker Movement, hosted by the Ministry of Labour, Taiwan, in 2019.
Photo by Mr. Chen Jia Hong.
Kang Ching-Jie & Made Mantle Hood
43
Usability Test for Evaluating Prototype and Redesigning Paper Flute
In order to increase the engagement rate and assess the functionality of the paper flute
a usability test was employed. There were 40 participants evenly categorised by age
and gender. These participants had no specific training in handicrafts. To increase
objectivity, an additional 20 participants who were familiar with handicrafts were
invited to partake in the usability test. These participants were design students, relics
conservatory students, crafts teachers, and craftsmen. The following table shows the
categories of 60 participants:
Table 1
The participants for the usability test for prototype paper flute assessment.
Usability Test Participants for Prototype Paper Flute
No.
Categories
Gender
Age
No. of People
1
Untrained Participants
Female
11-15
5
2
Male
11-15
5
3
Female
16-20
5
4
Male
16-20
5
5
Female
21-40
5
6
Male
21-40
5
7
Female
41-60
5
8
Male
41-60
5
9
Trained Participants
20
Total
60
In this usability test, all 60 participants made the prototype paper flute with an
instruction manual and tutorial video. The process of participants constructing the
paper flute (draw, cut, roll, seal, fold, play and adjust), and sounding it was observed
and recorded for further analysis. Feedback forms were also filled up by participants
after prototype paper flute making completion. Interviews were not included in this
usability testing session due to the considerable number of participants and time limit.
There were five (5) categorical observations made on the prototype paper flute making
process which include template drawing, template cutting, bore rolling and sealing,
labium folding and windway making and playing and adjusting. The following are the
categorical observations made on modification and adjustments that were applied to
the redesigned paper flute:
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Template Drawing
Physically, pitch is affected by dimension and is proportional to the total size
of the musical instrument. For acoustical accuracy, non-integer numbers were
employed for the template drawing instructions for the prototype paper flute; however,
as some participants suggested, it would be more convenient to utilise integer numbers.
The principal consideration of redesigning the paper flute was making it
convenient and easily assembled. Therefore, a small-scale dimensional adjustment and
a higher fault tolerance were considered. For example, the width of the template
corresponds to the diameter of the bore. The bore diameter can affect the sound;
therefore, it was more important to address how much the template was rolled, rather
than how wide. Thus, the width of the template can be an integer number. With the
consideration of tone quality, wavelength and hand feeling, the redesigned paper flute
template will no longer use a trapezoid shape. A rectangle shape 10cm wide and 21cm
long will replace the trapezoid prototype shape.
In order to create a wavelength of F5, with a diameter of 2cm, the redesigned
paper flute had to be 21cm long in geometry (See Figure 5). The other consideration
was that 21cm is the width of an A4 paper, which means the template was easier to
measure and cut. The size of the windway is 1cm*1cm correlated to the size of the
window, which is 1cm*0.5cm. All the tone holes are 0.5 cm*0.5 cm, with intervals of
1cm, 1.5cm and 2cm. The dotted line seen in Figure 5 functions as the limit for rolling.
It is positioned at the bottom and top edge of the template, with a 3cm distance from
the left edge. Figure 5 shows the redesigned paper flute template, including the
mouthpiece part.
Figure 5. The template of the redesigned paper flute.
Template Cutting
Observing participants undertake the cutting process during the usability test
was unexpectedly convenient for the participants, even for the children. A utility knife
and a cutting mat were suggested for use. Scissors were not recommended to cut the
tone holes and window because they may accidentally fold the template. Inherited from
Kang Ching-Jie & Made Mantle Hood
45
the prototype paper flute, the template design excluded any curved lines and the tone
holes are square, thus it is easier to cut than a circle.
Bore Rolling and Sealing
According to usability test feedback, the process of making the prototype
conical bore was the most challenging for participants. A conical bore is more difficult
to roll than a cylindrical bore. For a small instrument, the length difference between
both bores is relatively small. After a mock-up test, we found the difference between
the prototype (conical) and redesigned (cylindrical) paper flute was the sound quality
and the playing feel, issues not about the usability, but rather adaptation and not about
quality, but rather aesthetics.
Labium Folding and Windway Making
To build a windway on a prototype paper flute, the participants were required
to fold a shallow concave at the mouthpiece area. The full process was complex as
shown in Figure 6:
Figure 6. The prototype paper flute windway making process. Design by the author.
The usability test participants often failed to make a well-concave because they
over-ferruled the bore and pressed the shallow concave into a deep V shape.
To overcome this windway design flaw, the redesigned paper flute employed
a new design to overcome the problem. The strip was inserted into the bore. The
elasticity of the paper strip maintained its own position to form the mouthpiece
windway (Figure 7).
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Figure 7. Redesigned paper flute windway construction process. Design by the author.
Observing human behaviour interactions with material properties was an
important part of the redesign. Through observation, it became clear participants were
not able to easily manipulate and adjust, but not over-ferrule the material for the
prototype paper strip. The new redesign decreases human manipulation, prioritizing
the elasticity of paper strips.
This windway-forming method changed the windway itself to a lower position.
Therefore, it was necessary to fold the labium into form. The folded labium is then
geometrically lower than the wall of the bore (Figure 8).
Kang Ching-Jie & Made Mantle Hood
47
Figure 8. Prototype (left) and redesigned paper flute (right) labium structure. Design by author.
Playing and Adjusting
The usability test provided data to improve the playing and adjustment of the
redesigned paper flute. Its making process became easier and had a lower error rate,
and even the playability became higher. It was suggested to adjust the mouthpiece to
make the redesigned paper flute conform more ergonomically to end-users because
different individuals have a variety of playing behaviours such as the speed and volume
of exhalation, angle of holding the flute as well as embouchure.
In terms of the accessibility of instrument construction technique and
knowledge, the design of the paper flute retains flexibility for end-users to explore the
interaction flow between themselves and the instrument. This is in contrast to the
commodified and ready-made musical instruments in the plastic recorder market where
consumers can only select instruments to find the most suitable one. Instead, the design
of the paper flute encourages end-users to make an instrument that conforms to
themselves.
Distributed Capitalism and the Paper Flute Redesign
The redesigned paper flute discussed above offers end-users an opportunity to
participate in the construction and material selection process under the idea of
distributed capitalism. Based on the idea of distributed capitalism and the KISS
principle, the conceptual considerations when designing the paper flute are acceptable
acoustic properties, simple structure, accessibility, usability, and impact.
With these criteria, the rate of involvement in the self-making paper flute
process was a significant and considerable determinant. Designing a self-made paper
flute is a process that involves negotiating the quality of the instrument and the degree
to which end-users participate in construction. Said differently, how much work does
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one need to do to make a paper flute? The challenges of designing the paper flute
appeared when the end-users who were non-professionals were invited to construct the
flutes. Paper flute making must consider the ability of its end-users, but the joy of
engagement could not be sacrificed too much, i.e., the making process could not be too
easy.
In a related test, the redesigned paper flute was subjected to evaluation for its
accessibility, level of engagement and most importantly the time it took to assemble.
Our enthusiastic 10-year-old musician named Summer and his father, Ting were joined
by Amy (15 years old) and Rick (10 years old), a sister and brother pair accompanied
by their mother named Yong. The following table shows the time they took for every
stage of the redesigned paper flute making process:
Table 2
Time required for four informants to complete the redesigned paper flute.
Redesigned Paper Flute
Time taken (minutes)
Making Processes
Ting
Summer
Amy
Rick
-
Template Drawing
13
24
12
9
-
Template Cutting
6
18
9
7
-
Bore Rolling
7
9
6
4
-
Mouthpiece Making
6
6
3
4
32
57
30
24
Although Summer took the longest time (57 minutes), he completed and
played the redesigned paper flute successfully. Summer and his father, Ting, felt
surprised by the similarity between the paper flute and the standard plastic recorder
and were excited to play it. They made several attempts and finally produced a
satisfying sound by reducing the amount of air exhaled. Even Ting managed to play
some simple melodies on the flute.
Rick showed his ability and confidence when making the redesigned paper
flute in just 24 minutes. When Amy occasionally glanced over to her brother Rick to
check whether her procedure was correct or not, Rick would patiently assist her. Both
were able to draw a precise template and cut it out in a short amount of time (see
Figures 9 and 10).
Kang Ching-Jie & Made Mantle Hood
49
Figure 9 and 10. Rick cutting the template and playing the redesigned paper flute template after
windway and mouthpiece adjustment. Photo by the author.
After Rick’s template was trimmed, he showed his enthusiasm to help Amy.
Rick made the bore successfully and could play some simple melodies such as “Mary
had a Little Lamb” and “Hänschen klein”.4
Blind Test: An Evaluation of Acoustics and Aesthetics
This stage of the research project to disrupt the plastic recorder industry using eco-
organology invited 13 informants for a blind test and interview. All informants have
experience with the plastic recorder and represent a broad spectrum of musicians
including educators, performers, students, amateurs and parents. The following table
shows their information:
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Table 3
Informants who participated in the blind test.
Informant(s)
Background Information
1
Julia
Former members of a recorder ensemble in elementary
school.
2
Chen
3
Nica
University students with experience in compulsory
recorder music education.
4
Yuan
5
Anna
Contemporary music student who majors in recorder.
6
Sandy
Recorder and music teacher in elementary and secondary
school.
7
Chan
Professional recorder performer and lecturer at a
university.
8
Wen
Parent of diploma students of the recorder.
9
Ting and Summer
Parent and children who engage in compulsory recorder
music education.
10 Yong, Amy and Rick
Several studies have proved the reliability and validity of the blind test in the
acoustical judgment of musical instruments, and further analyse the phenomenon of
canonizing instruments in terms of materials and history (Cho, 2014, 2017; Oleg, n.d.;
Widholm et al, 2001). These studies served as a model for the blind test for paper flutes.
The following QR code links to a short sample video of a blind test. In this video, a
major scale in F is played in ascending order and descending order by redesigned paper
flute and plastic recorder (similar to blind testing the informants).
https://youtu.be/JpvJolIajaU
The following blind tests with informants were conducted by the first author
and involved six types of fipple flutes constructed from various materials. The table
below shows the pictures and descriptions of these flutes:
Kang Ching-Jie & Made Mantle Hood
51
Table 4
Variety of fipple flutes used for interviews and blind tests.
Fipple Flute
Description
Wooden
Flute
The construction process of this flute is
similar to the redesigned paper flute.
A piece of veneer was employed for
making this wooden flute.
Metal Flute
The construction process of this flute is
similar to the redesigned paper flute.
A yellow brass sheet was employed for
making this metal flute.
Polypropyle
ne (PP) Flute
The construction process of this flute is
similar to the redesigned paper flute.
A polypropylene sheet was employed for
making this PP flute.
Redesigned
Paper Flute
A cylindrical fipple flute made of paper
in F.
Plastic
Recorder
A regular Yamaha plastic sopranino
recorder in F.
Bronze
Recorder
A bronze casted sopranino recorder in F.
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Every blind test was administered for a duration of approximately 20 minutes
in a 100 square feet room that served as the acoustic environment. Each informant sat
opposite the first author at a moderate distance from a desk. They turned around when
he played the fipple flutes for the blind test.
The results of the blind test indicate that the sound of the redesigned paper
flute and Yamaha plastic recorder are virtually indistinguishable. While three
participants were more familiar with recorder, six out of nine participants could not
distinguish the redesigned paper flute and plastic recorder including Nica, Yuan, Anna,
Sandy, Chan, and Dong.
In terms of preference, eight out of 11 informants acknowledged the quality of
sound for the redesigned paper flute. The following table are the informants and their
comments about the redesigned paper flute:
Table 5
Comments on redesigned paper flutes by the informants.
No.
Informants
Comments on redesigned paper flute
1
Julia
It has a well-tuned pitch, and the timbre is mellow and rich. It is
probably a wooden flute.
2
Chen
This is Chen’s favourite flute. The timbre is richer than the others
(wooden and metal flutes), and the sound is more stable.
3
Nica
It is a “real” plastic recorder. It is too common, so no impression
of it in the first test.
4
Yuan
It sounds “natural”, like a bamboo flute, or at least the materials
contained fewer plastic elements.
5
Anna
It is a standard Sopranino recorder, but the pitch is not so accurate.
6
Sandy
It is well-tuned, but the volume is small and limited. It sounds like
a controllable flute, probably made of plastic rated 8/10.
7
Chan
It is a bronze recorder. The lower note is out of tune.
8
Wen
The sound is better than the plastic recorder.
9
Yong
It has a mellower timbre than the plastic recorder.
10
Amy
It has a mellower timbre than the plastic recorder.
11
Rick
It has a mellower timbre than the plastic recorder.
In these interviews, informants listened to the sound of the redesigned paper
flute during the blind test. The sound quality was pleasant but also surprising to them.
Therefore, they are confident with the paper flute as a mediator with the potential to
trigger end-users’ ecological awareness of the plastic recorder industry. For instance,
Chen and Yuan both regarded the resources of recycled and regular paper with
suspicion but had changed opinions on the issue of paper material after they examined
and experienced the redesigned paper flute. The paper flute inspires informants to look
at the contrasting arguments against plastic recorders and consider their sustainability
issues, and the worldwide-scaled education trend that defines plastic recorders as a
necessary and mainstreamed teaching tool in a mandatory way.
Kang Ching-Jie & Made Mantle Hood
53
In the blind tests, most informants found the sound quality of the redesigned
paper flute was sonically appealing and musically acceptable. For some informants,
the sound quality was aesthetically more pleasing than the plastic recorder. For this
reason, we argue that acoustically and aesthetically, the redesigned paper flute has the
potential to disrupt the dominance of the recorder industry and serve as an alternative
to the plastic sopranino recorder.
Applying the Paper Flute to a Group of Elementary School Students
The following section is an observational record of the construction process of the
redesigned paper flutes by 12 elementary school students (four females and eight males,
all between nine- and ten- years old). The interactions between these students were
observed and analysed. Therefore, the time spent on each making process was not
recorded. Every individual mentioned was given an alias. We highlight in this stage of
the research a “horizontal knowledge flow” created between the designer, end-user and
paper flute. As outlined below, the design of the paper flute reserves a degree of
flexibility for end-users to contemplate alternative ways of making connections
between themselves and the instrument. This participatory design element helps
motivate musicians to make an instrument that reflects their input and ideas.
During this study several students demonstrated talent in mathematics, music,
drawing, cutting, and sealing. As a result, these individual talents helped bring the class
together and make group progress. For instance, Willy drew a precise template in a
short time and then started to help and teach other students to complete the templates.
As other students explained to the first author, Willy excelled in mathematics, so he
could assess and measure the template very precisely. Other students had learned this
basic measurement skill in their regular mathematics class, but some students still had
not mastered it and could not efficiently read the decimal places with accuracy.
However, after Willy taught them one by one to count the scales on the ruler, they
understood the measuring method and were able to read the scale and draw the template
by themselves.
Willy also considered the ergonomics of the redesigned paper flute. He
discussed with his fellow student Kenny that the last finger hole will probably not allow
their pinkie finger to cover it because the finger holes are in a straight line. Excited to
face a challenge, Willy began measuring to determine a better position for the last
finger hole. Willy physically bent the template to put his fingers around it, marking the
suitable position. Then, he drew the same finger hole but in a new position. He realised
the relationship between the horizontal and vertical axis and understood that the finger
hole can only be horizontally offset to maintain the pitch. The following figure shows
Willy finding the best position for the last finger hole and his template (see Figure 11
and 12):
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Figure 11 and 12. Willy redesigned, sketched, and trimmed the template finding a suitable
position for last finger hole. Photo by the author.
Willy and Kenny agreed that the distance between the finger holes was too
wide. Willy took out his alto recorder and measured the distance between finger holes.
He found that his alto recorder required a larger distance than the redesigned paper
flute. After Willy measured the alto recorder, he felt the finger hole distance on the
redesigned paper flute was not actually an obstacle for playing and feels confident
playing it.
In addition, Willy quickly realised the absence of a thumb hole on the paper
flute may be a disadvantage. Although the first author explained to him that this design
allows people to play an octave higher without a thumb hole, Willy believed that he
could control the pitch better by using a thumb hole. Thus, he compared the redesigned
paper flute with his alto recorder and found the relative thumb hole position for the
first and second finger holes, and finally, he added a thumb hole to his flute.
Due to the efficiency of leading the class, and to ensure the students are safe
when using a knife, they were required to consolidate assembly steps. The students
were divided into Group A (four students who are afraid to use a knife), and Group B
(eight students who are confident in using a knife). They sat together in two groups so
Kang Ching-Jie & Made Mantle Hood
55
the first author could ensure that they were safely when using the sharp knife.
Meanwhile, he invited Group A to observe the template-cutting process of Group B.
After Group B completed the trimming process, three students from Group A became
confident and said that they would attempt to cut by themselves, only one of them was
assisted by two students from Group B. Finally, they trimmed out the templates.
Only three students made the bore successfully the first time, and one student
completed the bore the second time. Other students realised the difficulties of
maintaining and sealing at the same time; thus, they asked for help. They stayed in a
pair, one child held the paper rolled into shape the bore, and the other applied the tape
to seal it. After the first author demonstrated the making process of the mouthpiece, the
students made it successfully and started to make some sounds on their flutes. Figure
13 and 14 shows Emily and Aaron playing their flute:
Figure 13 and 14. Aaron and Emily playing the redesigned paper flute. Photo by the author
After some adjustments, ten students were able to successfully sound the flutes.
Only Jacqueline and Patrick asked for the first author’s help. He taught them to make
a new mouthpiece. After some adjustment, they could also play some notes, and began
to explore songs and music with the paper flute made by them. One thing we found
interesting was kids were more careful using paper flutes because they realise that
paper-made items are more delicate and not as strong as plastic items. While some
students horse around with their plastic recorders pretending they are swords or other
weapons in mock battles, and they use their paper flutes are treated much more
delicately.
Making paper flutes is a learning-through-playing process for children.
Informants like Julia, Chen, Yuan, Anna, Sandy, Chan, Ting, Amy, and Rick were quite
confident that the redesigned paper flute would be suitable for children and as a
teaching tool for learning music and acoustics. Through applying the redesigned paper
flute to a class of 12 elementary students, we observed children like Willy and Kenny,
were not only concerned with the paper flute itself, but were able to correlate its
implications with the regular plastic recorder. They did this by comparing the structure
of both instruments and thereby engaging with organological issues they might not
have considered otherwise. Moreover, they were not only accepted the idea of the paper
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flute on its own terms, but they also examined its structure in an ergonomic way. They
then redesigned a new individually adapted paper flute. At this moment, a horizontal
knowledge flow was created between the designer, end-user, and paper flute. As
mentioned previously, the design of the paper flute retains flexibility for end-users to
explore the interaction flow between themselves and the instrument and encourages
end-users to make an instrument that conforms to their creative ideas.
Most importantly, this group activity highlighted the value of cooperation and
mutual aid in instrument making while constructing the redesigned paper flute.
Children are often excited to voluntarily help each other to complete to share
knowledge, exchange ideas and assess problems. Therefore, we argue the redesigned
paper flute achieves an eco-organological objective that strikes a balance between
usability and playability while targeting the challenge of environmental awareness by
avoiding ready-made plastic instruments in favour of pedagogically engaging self-
constructed instruments that are fun and playful.
Conclusion
Paper flutes and eco-organology as applied to the “recorder-scape”, attempt to disrupt
the current hyper-market driven plastic recorder industry in Taiwan. However, this
disruption is only a minor first step at raising awareness and inspiring much needed
debate on the contrasting arguments for and against plastic recorders, as well as to
consider sustainability issues. Through reviewing existing literature and conducting
interviews with informants, the plastic recorder was scrutinised as a ubiquitous item
due to the power structures and commercial reasons behind the compulsory education
system in Taiwan.
Informants’ responses in this study show a paper flute as a mediator has the
potential to trigger end-users’ ecological awareness of the plastic recorder industry. For
instance, Chen and Yuan both had opposing opinions on the issue of paper material
after they examined and experienced the redesigned paper flute and recycled and
regular paper resources were regarded with suspicion. In addition, the low-status
people give plastic recorders is one of the factors affecting its waste, and loss of value
as a musical instrument. As musicians and educators, Sandy, and Chan both defend the
values of the plastic recorder, and do not regard it as a dispensable item. They hold the
view that as long as people play recorders, and extend its life, plastic recorders will not
be harmful to the environment. Julia and Chen both hold similar views with Sandy
and Chan. Their experiences not only present the view of former junior recorder
performers, but also represent the views of recorder enthusiasts who see the plastic
recorder as a meaningful and invaluable instrument.
On the one hand, an abandoned and forgotten plastic recorder does not pollute
the environment so long as it does not get thrown away. On the other hand, if the
demand exists, Yamaha and Aulos factories will continue production with mould-
injection machines. What is clear is that the phenomenon of plastic recorders as a
dispensable item still exists. Chen suggested collecting the recorders from students and
reusing or using or recycle them. Yuan suggested manufacturing recorders with
recyclable materials, and to donate our plastic recorder to family members. Summer
Kang Ching-Jie & Made Mantle Hood
57
who is only 10 years old was also aware of the ecological issues of plastic. He simply
suggested to stop using plastic recorders altogether.
One of the reasons informants have confidence in paper flutes as an alternative
to mass-produced plastic instruments, is the satisfactory performance of the redesigned
paper flute. The results of blind tests show the indistinguishable sound of the
redesigned paper flute compared to a plastic recorder. Nica, Chen, Anna, Ting, Dong,
Yong, Amy, and Rick could not distinguish between the redesigned paper flute and
other fipple flutes. In terms of musical aesthetics, Wen preferred the redesigned paper
flute over plastic recorder, because the former has a “warmer and more tender” voice.
In terms of applicability, the redesigned paper flute as an engaging and
assessable self-made instrument is readily available as a downloadable template for
communities such as elementary schools. By introducing the redesigned paper flute to
these communities in Taiwan, their awareness may be raised about environmental
issues occurring in the plastic recorder industry. Understanding the diversity of musical
instrument materials against standardised instruments, and the possibility of self-
constructing paper flutes rather than buying a factory-made recorder, helps consumers
realise the mutual and interdependent relationship between industry, environment,
society, its education system, and alternative instruments designed with eco-
organology in mind.
Endnotes
1 Yamaha and Fender both face material shortage issues. However, according to the “Yamaha
Supplier CSR Code of Conduct” and “Yamaha Group Timber Procurement Policy”, Yamaha
strikes the balance between instrument purposes and environmental concern by investing in
African Blackwood in Tanzania and signing an agreement with the Okhotsk General Sub
Prefectural Bureau and the town of Engaru, Monbetsu-gun, Hokkaido. Yamaha maintains the
supply chain of timbers and avoids the reduction of specific timbers. However, the way Yamaha
practices the idea of sustainability is just a temporary solution because they still insist on the
use of specific woods, rather than a variety of choices. An official Fender statement proclaims
they are transitioning most of their Mexico-made products away from rosewood to pau ferro
for their SRV signature Stratocaster and transitioning to ebony for their American Elite series.
However, they are still using Rosewood as their main fretboard material due to the “historical
accuracy” argument.
2 The ecological construction process of a tradition-inspired djembe percussion instruments was
studied by Chen, Kuang-Jih (Chen, 2016). He advocates using multi-plank instead of lathe-
turning one-piece logwood to replicate the Mandinka djembe drum, particularly his four
principles of making djembe: reducing waste, using multi-materials, timbre heterogeneity,
using recovered wood when possible. Chang, Chia-Yin (Chang, 2012) focuses on the
environmentally friendly huqin instruments (胡琴; a family of Chinese bowed fiddles) of Hong
Kong Chinese Orchestra (HKCO). HKCO and other makers developed synthetic leather huqin
because of the inadequate supply of python, and unethically, even some makers tried dog, fish,
or other animal skin.
3 GSM (grams per square metre) is the paper weight and thickness unit.
4 “Hänschen klein” (Little Hans) is a German folk song composed by Franz Wiedemann in
1899. For the Sinophone the melody is well recognised as xiaomifeng (little bee).
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Biographies
Ching-Jie Kang (CJ Artecent) is the art director and musical instrument designer of Before
Watt. He is currently enrolled in the Ph.D. program at National Cheng Kung University's
Institute of Creative Industries Design in Taiwan. He earned a Master of Arts in
Ethnomusicology from Tainan National University of the Arts. Prior to this, he served as a
research and development engineer for a musical instrument company in Taiwan and as a music
instructor at Amber Contemporary Music Academy in Malaysia. His artworks were exhibited
and performed at the National Theatre and Concert Hall, the National Taiwan Museum, the
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Taiwan International Festival of Arts, the Tainan International Music Festival, the Taiwan
Contemporary Culture Lab, the Tainan City Traditional Orchestra, and the Ministry of Labour.
Made Mantle Hood is professor of ethnomusicology, Chair of the Graduate Institute of
Ethnomusicology and Director of the Asia-Pacific Music Research Centre at the Tainan
National University of the Arts, Taiwan. He serves as Chair (2021-2025) of the ICTM PASEA
study group. His previous posts were at Universiti Putra Malaysia (2012–2018), Melbourne
University, Australia (2011–2012) and Monash University, Australia (2005–2011). His current
research interests include ontologies of sounded movement, endangered forms of vocalisation,
tuning systems as well as music and social justice. He is currently the lead researcher in the
Taiwan Ministry of Science and Technology-funded project, ‘Decolonializing Indonesian and
Philippine Indigenous Performing Arts’ (2022–2024). He is the author of Triguna: A Hindu-
Balinese philosophy for gamelan gong gede music (2010) and co-editor of Music: Ethics and
the community (2015).
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Malaysian Journal of Music Vol. 12 No. 2 (2023) | bamboo music, Banyumas, borderland, calung, Javanese | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/531 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/8079 | Calung Banyumasan: | The music of the Banyumas region in west Central Java contains a complex blend of cultural influences, spurred on by the influence of neighbouring regions, the institutionalisation of Javanese classical music and the spread of recording technology. The bamboo | https://ejournal.upsi.edu.my/index.php/MJM/article/view/8079/4786 | [
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] | Sean Hayward & Darno Kartawi
61
Calung Banyumasan: Borderland Identity Through the Lens of Musical
Technique
Sean Hayward
California Institute of the Arts, USA
e-mail: [email protected]
Darno Kartawi
Institut Seni Indonesia Surakarta, Indonesia
e-mail: [email protected]
*Corresponding author: [email protected]
Published online: 26 December 2023
Cite this article (APA): Hayward, S. & Kartawi, D. (2023). Calung Banyumasan: Borderland identity through the
lens of musical technique. Malaysian Journal of Music, 12(2), 61-75. doi:
https://doi.org/10.37134//mjm.vol12.2.4.2023
Abstract
The music of the Banyumas region in west Central Java contains a complex blend of cultural influences, spurred on
by the influence of neighbouring regions, the institutionalisation of Javanese classical music and the spread of
recording technology. The bamboo calung ensemble is viewed as traditional; however, most of the standard techniques,
instruments and forms are relatively modern. Specifically due to this artificiality and resultant flexibility, the musical
techniques that have become standard practice in calung can be used as a lens through which to view local identity
and representation in a borderland culture. The music played by the calung ensemble distinguishes itself from the court
music of Yogyakarta and Surakarta, while drawing on its techniques as a means for development. Elements of
Sundanese music become forces for inspiration in the context of entertainment and commercialism, with expert
musicians preferring incorporation above imitation. Calung thus acts as a site for the assertion of Banyumas cultural
identity. Through interviews and musical analysis, the authors claim that Banyumas is not merely a blend of
surrounding cultures, but rather a distinct sub-cultural group.
Keywords: bamboo music, Banyumas, borderland, calung, Javanese
Introduction
In the Banyumas region, a variety of musical forms are found. However, none can be considered more
representative of regional culture than the bamboo calung ensemble. The calung ensemble is not so much
a definitive marker of Banyumas culture due to its authenticity, but rather due to its history, flexibility, and
even artificiality. Through the instrumental construction, techniques, and repertoire found in the calung
Banyumas ensemble, we do not find a monolithic entity, but rather a complex convergence of musical ideas,
heavily influenced by the music of neighbouring regions, educational institutions, and the spread of
commercial recordings.
Banyumas lies in the westernmost part of Central Java province, along the border of Sundanese
West Java. Ethnically, the resident population is predominantly Javanese. However, in many ways the
Banyumas region is culturally distinct. The Javanese dialect used varies substantially from typical Javanese,
often evading understanding by people from outside the area. While Banyumas culture is frequently referred
to Indonesians from outside the region as a blend of Sundanese and Javanese cultures, the reality is much
more complex. From the 1960s until the 1990s, calung experienced substantial growth and development
alongside an increased interest in music from the region. The institutionalisation of calung often involved
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development in the direction of Central Javanese court music, while developments toward entertainment
and commercialisation have often tended toward Sundanese influence. These developments are received
with varying degrees of enthusiasm by expert musicians, culture bearers, and casual enthusiasts. While most
Javanese court influence is viewed as positive, Sundanese musical influence is viewed with caution and
concern by many expert musicians.
The calung ensemble (Figure 1) marks an attempt to embrace, develop, and refine the unique
characteristics of the region into an archetypal musical form. John Blacking described how people use music
as part of a process of self-identification, “Thus music, which is a product of the processes which constitute
the realisation of the self, will reflect all aspects of the self” (Blacking & Nettl, 1995). As such, it serves as
a lens by which to understand how the people of Banyumas view themselves in a broader cultural framework.
Performing arts act as a means for the communication and presentation of this identity both to insider and
outsider audiences. While the classical gamelan traditions of the Central Javanese courts have been the
subject of extensive research, Javanese regional performing arts traditions have received relatively little
academic attention. Through retrospective analysis, we find the techniques that were adopted and somewhat
standardised for use in the calung ensemble provide an image of cultural values and influences.
Figure 1. Calung Banyumasan
Methodology
This research was the result of two years of research in Banyumas and Surakarta from 2019-2021. For this
project, we adopted a participant-observer methodology, described by DeWalt and DeWalt (2011) as “a
method in which a researcher takes part in the daily activities, rituals, interactions, and events of a group of
people as one of the means of learning the explicit and tacit aspects of their life routines and their culture”
(p. 1) and engaged in substantial collaborative fieldwork as outlined by Justice and Hadley (2015). The
authors in this case consisted of one culture bearer (Darno Kartawi) born and raised in the Banyumas
musical culture and one cultural outsider (Sean Hayward) albeit with extensive experience in Java. During
the process of research, the authors also maintained a teacher-student relationship. Our lessons included
ongoing conversations about the cultural context of the music being studied; these conversations formed
the basis for our fieldwork and analyses. Research methodology included direct musical study through
lessons in instrumental and vocal performance, review of extant literature, extensive interviews, recordings,
and subsequent analysis.
This form of interaction and research also serves as an extension of the bi-musicality described by
Mantle Hood (1960). The outsider author previously mentioned endeavours here to not only become
relatively fluent in the musical techniques of Banyumas, but also to actively participate in existing
conversations about cultural identity within the region. The authors of this paper have chosen to work in
this way for a variety of reasons. As researchers, we feel that insider knowledge allows for increased access
through personal connections and relationships while simultaneously avoiding the potential missteps or
Sean Hayward & Darno Kartawi
63
misunderstandings that may arise from a purely outsider perspective. Meanwhile, outsider knowledge
allows for a broader range of opinions and a fresh look at material that may be taken for granted by active
cultural practitioners. By combining our respective views, our goal has been to find a shared position that
is both ethically sound and accurate.
Terminology
The term "gamelan" in this article refers specifically to the large bronze or iron ensemble associated with
the Javanese courts of Yogyakarta and Surakarta. The term is occasionally used by Indonesian people to
refer to calung as well (i.e., "bamboo gamelan"), but we will avoid this practice for clarity. When referring
specifically to the gamelan styles of Yogyakarta and Surakarta, we opt for the term "court gamelan" as
shorthand. For additional information on debates surrounding terminology and calung in general, see
Anderson Sutton’s book, Traditions of Gamelan Music in Java: Musical Pluralism and Regional Identity.
(1991, pp. 72-73).
Gendhing is used as a general term throughout this article to refer to a piece of traditional music.
Lagu refers to song. In Banyumas, these terms may be used somewhat interchangeably. For example, when
a musician asks what gendhing will be performed next, they might ask, "Lagunya apa?" (tr. "What song?").
Calung is a term with many applications in other areas of Indonesia, and of relevance is the eponymous
bamboo music of West Java. When calung is used by itself in this article, we are always referring to the
Banyumas tradition. Banyumas is here used to refer to the Banyumas cultural region, stretching from the
border of Pekalongan in the north, to Cilacap in the South, to Kebumen in the east, to the border with West
Java to the west. The use of "-an" when attached to the name of a place is used in Java to denote a collection
of styles or characteristics specific to that location. As such, the term Banyumasan will here refer to the
musical styles of Banyumas. The use of double nouns i.e., gendhing-gendhing, lagu-lagu, etc. is a form of
plural in Indonesian and Javanese which also implies distinct items in a set.
Performing Arts as Means for Affirming Identity in Borderland Regions
For any borderland region, artistic expression may serve as a means for asserting local identity. Kun (2005)
writes about the US-Mexico border, “Outside of the grasp of the official border(s), yet informed by them,
there arises a multiplicity of unofficial borders where borderness is voiced and rescued from the willful
aphasia of official culture. Surely the aural border, the border that is narrated through sound, music, and
noise is one worth taking seriously” (p. 144). In Banyumas, the unofficial border is an ethnic one, the
separation between Javanese and Sundanese cultures is often blurred linguistically and aesthetically, but
most residents identify strongly as Javanese. Despite hundreds of years of transmigration and
communication, this border, unmarked by geographical barrier, plays an important role in the development
of performing arts.
The aesthetics of such a region may fall decidedly on one side of the border or may express a more
complex amalgamation of influences. Ayyagari’s (2012) article about Manganiyar music along the border
of India and Pakistan lays out how a complex intermingling of musical techniques and theoretical systems
create a unique musical language and an apt representation of Rajasthan’s geographical and cultural location.
Because the music has almost exclusively been described in terms of Hindustani theory by other scholars,
the characteristics which make such music unique have been misunderstood. Ayyagari (2012) writes,
Their music, while utilising elements of Hindustani raga, also draws considerably on Sindhi surs,
a body of musical/poetic texts more closely associated with Pakistani music. The Manganiyar meld
these musical systems into their own practices in order to assert their borderland identities, and
ultimately complicate broader dichotomies and binaries in South Asian contemporary music (p. 3).
While assertion implies intentionality, these musical amalgams are created both consciously and
subconsciously. A particular individual creates a piece of music necessarily as a result of the influences
which they have been exposed to (a markedly wider frame of reference after the advent of recording
technologies). However, the selection of particular materials for use will often involve conscious negotiation
of suitable musical techniques, audience/patron preferences, and cultural context. When this process is
extended to a wider community, the result is the affirmation of a particular identity or set of identities,
reflective of the area’s location geographically and culturally. Ayyagari (2012) goes on to say,
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Because of these unspoken cultural links with transborder territory, songs, stories, and cultural
imaginings are a way that Manganiyars articulate a relationship to a borderland for themselves and
their patrons as well… Music allows Manganiyar musicians to actively and creatively maintain the
cultural continuity that has been arbitrarily divided, marked, and nationalised since Partition ( p.
23).
In Banyumas, the border in question is a provincial one and not a national one. As such, state
narratives do not carry the same weight. However, the cultural and social divide along the border with West
Java is readily apparent and figures strongly into the practice of performing arts. The process of cultural
negotiation in Banyumas is most clearly visible through the calung ensemble.
The repertoire that is played by the calung ensemble is extraordinarily broad. The ensemble easily
absorbs songs from folk, popular, and classical music. Pak Sudarso of ISI Surakarta, a scholar originally
from Banyumas, writes that gendhing-gendhing Banyumasan can be divided into roughly three categories:
Kulonan (Western flavour, derived from Sundanese music), Wetanan (Eastern flavour, derived from
Javanese court music), and Banyumas asli (originally developed within the region). Pak Rasito, an expert
musician and teacher highly revered in Banyumas, preferred to identify five directions of influence: Cirebon
style to the north, Yogyakarta style to the south (through the traveling theatre groups along Java's south
coast), Surakarta style to the East, and Banyumas itself (Rasito, personal communication, January 2, 2020).
In interview with Pak Wargo, an elder musician who has been playing calung and its predecessors since
1954, he claimed that there were no such distinctions; all pieces played on calung were simply Banyumasan
(Wargo, personal communication, December 1, 2020).
All these opinions are true in their own ways. The numerous interpretations and questions about
what can really be considered original are fundamental to the nature of syncretism. While the specificity of
Rasito’s theory is useful for deeper technical study, Sudarso’s (1999) three directions are sufficient for the
positioning of calung as a cultural product. The remainder of this paper will proceed from Sudarso’s notion
of three directions and attempt to explain how the calung ensemble reflects Banyumas identity and
incorporates influences from Sundanese music and from Central Javanese court music.
The three directions theory brings another important point to light. The reductionism often
employed by the assertion that Banyumas is a blend between Sundanese and normative Javanese cultures
ignores the innovations originating within Banyumas. The distinctions employed by Banyumas people
when describing themselves serve as a means of differentiation into a third sub-cultural group, not as a
means for navigating a simple binary. Campbell (2015) points out, individuals may feel freer to engage in
particular kinds of cultural improvisations and multiplicities that transcend binary alterities or familiar forms
of hybridity, in ways that are less possible in the “heartland” of each nation/state (p. 298). The flexibility
that is afforded to Banyumas by not belonging entirely to either Sundanese or Javanese cultural groups
allows for substantial variation and innovation, free from the constraints of cultural norms and traditions.
Finally, this understanding leads us back to the truth of Pak Wargo’s assertion that all influences, whether
from outside or within are simply Banyumas itself.
Banyumas Asli: Distinguishing Facets of Regional Character
National identity and ethnic identity are not mutually exclusive (Nandi & Platt, 2015, pp. 2615–2634).
Similarly, identifying with both a majority ethnic group and a minority sub-cultural group can occur at the
same time. While most people from Banyumas are ethnically Javanese, most are eager to point out that they
are substantially different in character from the archetypal Javanese coming from the cultural centres of
Surakarta and Yogyakarta. These differences are complex, both in their presentation and in their perception.
However, these distinctions can be summarised briefly by the following four characteristic tendencies of
Banyumas people: egalitarian, agrarian, humorous, and direct in communication. These distinctions were
repeatedly pointed out by all performers we encountered, and their opinions are shared by the authors. These
characteristics extend to all parts of social life in Banyumas, including communication, ethics, and artistic
expression.
The performance practice of calung music reflects these characteristics in numerous ways.
Historically, the Banyumas cultural region is predominantly agricultural. A commonly repeated phrase goes
as follows: adoh ratu, cedhak watu (tr. "far from the king, close to the rocks"). In particular, Banyumas is
famous for bamboo production. Pak Yusmanto, a cultural researcher from Banjarnegara writes, "The
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ordinary people of Banyumas are inseparable from the bamboo tradition. It is an important part of daily life,
as a basic building material, a tool for aesthetic expression, and children’s toys" (Yusmanto, 2006, p. 123).
For precisely this reason, calung is considered by many to be more originally and authentically Banyumas
than metal ensembles. This was also the reason that calung gradually replaced its iron predecessor gamelan
ringgeng as the accompanying ensemble for the lénggér dance (Lysloff, 2002, p. 6).1 Until the present,
calung is very often performed by non-professional musicians who gain their income from farming. Unlike
the elevated, regal nature of Central Javanese gamelan with texts often written in poetic high Javanese
(krama) or old Javanese (kawi), the music played by the calung ensemble is for a general audience of all
social strata. Song texts are also written entirely in the same Banyumas dialect used in daily life. All these
factors make calung a worthwhile candidate for a symbol of regional identity.
Furthermore, the performance of calung Banyumas is typically light-hearted, encouraging
spontaneity and improvisation. Unlike Javanese court music, there are very few consistent practices (pakem)
associated with the performance of a given gendhing. Pieces may stop and start in unpredictable ways,
feature extreme shifts of tempo, spontaneous changes to text, unrehearsed vocal interjections. At first glance,
gendhing-gendhing Banyumas appear relatively simple or basic, consisting of only a few lines (Sutton,
1986, p. 126). As a result, the tradition is sometimes viewed as slight by musicians of the court gamelan
tradition which features lengthy, complex compositions. In accordance with the enormous variability found
in calung performance, the line between correct and incorrect is substantially more flexible in Banyumas.
While straying too far from standardised playing styles might be quickly labelled as ngawur (doing
something haphazardly or while lost) in Surakarta, the same kind of deviance poses no problem in calung
Banyumasan. The resultant complexity of gendhing-gendhing Banyumasan does not come from the content
of the compositions themselves, but rather through the garapan (roughly translated to arrangement) or the
spontaneous means by which the piece is worked out in live performance. This level of tolerance and
flexibility is also what makes Banyumas music particularly rich in variety, open to outside influence, and
vulnerable to shifting tastes. This vulnerability is sometimes bemoaned by older musicians, particularly
with regards to the influence of Sundanese popular music.
Kulonan: Commercialism and the Sundanese Influence
The influence of Sundanese music on the music of Banyumas is undeniable. Written records and the
prevalence of Sundanese calung (a different but related instrument) across West Java make it likely that
similar instruments first developed there before undergoing substantial transformation and adaptation in
Banyumas. Although the incorporation of Sundanese repertoire and techniques are increasingly
commonplace, the degree to which this should be acceptable is a matter of substantial debate amongst
musicians. Some of the repertory referred to as kulonan adopts only the melody of a Sundanese song, while
other pieces combine even Sundanese and Javanese lyrics (songs such as Renggong Manis or Blendrong
Kulon). Instrumentally, while there are certain, limited similarities to Sundanese calung techniques, there
are no resemblances strong enough to imply direct transference or incorporation. The only exception to this
is in the performance of kendhang (the barrel drums used to accompany music across Java (Figure 2).
For example, in Sundanese music, it is common practice to use the foot to pull ropes attached to the
head of the kendhang to shift the pitch of the drum. While the pitch shifting technique has been present in
Banyumas for a long time, it did not used to be considered an integral part of the style. According to Pak
Tamiarji (Figure 3), an expert musician and builder of calung since the 1950s, in early periods, pitch shifting
was only used sparsely as a form of coloration; the player did not use ropes but rather placed the heel directly
on the head of the drum. The drum was positioned on a level stand, requiring the player to lift their heel off
the ground to reach the head (Tamiarji, personal communication, December 5, 2020).
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Figure 2. Kendhang Banyumasan
Figure 3. Mbah Tamiarji
However, all of that changed in the latter half of the 20th century. In the 1970s, a new style of music
emerged from West Java: jaipong. This style features extremely intense drumming, using a large, rounded
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drum (now referred to simply as kendhang jaipong). This drum lends itself to extreme changes in pitch
while playing. In order to assist with this technique, the kendhang is placed at a slant, bringing the large
drumhead to the ground, closer to the foot. Through cassette recordings, jaipong rapidly became popular
throughout the archipelago, especially within Java (Sutton, 1985, p. 29).
During the 1970s, one kendhang player was influential in bringing this technique to Banyumas, Pak
Sukendar (Figure 4). Although there were innumerable calung ensembles playing in Banyumas at the time,
Pak Sukendar was running one of the most popular groups, Langen Budaya, performing almost every day.
While in a recording session in Bandung, West Java, Pak Sukendar witnessed Sundanese musicians using
this pitch shifting technique. Upon returning to his home in Banyumas, he began experimenting with pitch
shifting techniques, placing the kendhang at a slant, and placing additional drums around his set up
(Sukendar, personal communication, January 3, 2020). However, the patterns that he was playing remained
firmly rooted in Banyumas tradition. This technique has since become a hallmark of talented kendhang
players in Banyumas. By the 1980s, musicians were incorporating Sundanese instruments, particularly for
pieces that were considered Western in style.
Figure 4. Pak Sukendar (left), with musicians of Langen Budaya
However, during the 1990s, as the display of flashy technique became more highly valued than
adherence to a particular form or pattern, kendhang players began imitating jaipong directly, creating a
disconnect from the lènggèr dance and the typical drumming patterns of Banyumas music. This departure
from kendhang Banyumasan is frequently bemoaned by older musicians, who feel that the style is losing
its character (Wargo, personal communication, December 1, 2020). While the ability to play jaipong music
more or less directly is sometimes marketed as the ability to play in multiple styles, for expert musicians in
Banyumas, the ability to incorporate rather than imitate is much more impressive and valuable.
The distinction between incorporation and imitation is viewed as key to avoiding the loss of cultural
identity. Younger musicians operating outside of the institution may view this as an outdated, conservative
attitude and will often note that musicians must adhere to a changing market. However, it seems that the
loss of local identity feared by older musicians is a valid threat. The departure from musical norms in
Banyumas has become more radical with the spread of another popular music: dangdut. As a result,
combinations with drum set, keyboard, bass, and other Western instruments have become more and more
commonplace, in some cases even replacing traditional ensembles.
From this example, we can see that the height of calung performance and technique was accelerated
by the incorporation of Sundanese influences. However, that same tolerance has resulted in a perceived
watering-down of the tradition and for many older musicians, a loss of local identity. The extent to which
such incorporation is acceptable varies from one musician to the next. Thus, influence of Sundanese music
is treated somewhat cautiously and even viewed as a corrupting force. When looking to the east, we do not
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find the same phenomenon. The classical music of Central Java has been looked to consistently for
inspiration and development since the 1960s. The incorporation of musical techniques, instruments, and
styles has not been seen as a threat, but rather to elevate and expand the vocabulary of the ensemble.
Wetanan: The Influence of Javanese Court Styles and Institutionalisation
Before the 1960s, calung was a relatively simple, village art form. The ensemble was smaller, consisting of
only two gambang (a horizontal xylophone with suspended bamboo keys, in Figure 5), kendhang, and a
lènggèr dancer (also serving as the vocalist or pesindhèn). The other instruments of the calung ensemble,
including the dendem, kenong, gong bumbung, and additional gambang. can be considered to a certain
extent, auxiliary. By accounts of all elder musicians interviewed, all these additional instruments came to
their current state of development at some point before the late 1960s. Many musicians claim that their
addition was itself an attempt to elevate the respectability of calung to that of the gamelan, while others
argue that the additions were in simple service of volume, vibrancy, and strength of accented unisons (cem-
ceman) (Yusmanto, personal communication, August 4, 2020).
Figure 5. Gambang calung
Expansion of the Calung Ensemble
By the accounts of Pak Wargo and Pak Tamiarji, the earliest kenong typically had only three keys (Tamiarji,
personal communication, December 2, 2020; Wargo, personal communication, December 1, 2020). This
instrument played a simple repeating pattern which did not change according to the gendhing being played,
but rather served only to mark out the form, create a rhythmic overlay, and keep time. In contrast, the
modern kenong has six keys (Figure 6). This arrangement allows for the lowest key to function as the kethuk
(a single kettle gong), and the other five keys to function as the kenong (a series of larger bossed kettle
gongs), in direct imitation of their bronze correlates in court gamelan. Although it is entirely common for a
single player to be responsible for both the kethuk and kenong in Javanese gamelan, their combination into
a single horizontal array seems to be unique to Banyumas. A similar arrangement can be found in the
gamelan ringgeng ensemble (the iron gamelan which preceded calung as the primary accompaniment for
lènggèr).
Sean Hayward & Darno Kartawi
69
Figure 6. Kenong calung
Figure 7. Dendem calung
The dendem is the most recent addition to the calung ensemble (Figure 7). This instrument is
responsible for playing the balungan, a skeletal version of the melody in each piece of Javanese music. The
concept of the skeletal melody itself is a direct influence from Javanese court style gamelan. In calung
Banyumasan (as in other forms of Banyumas music, the vocal line is considered to be the primary melody
and there was never a strong need for any form of reduction)(Tamiarji, personal communication, December
5, 2020). The concept of balungan was projected onto Banyumas music from Javanese court music, and its
integration only became stronger with the founding of SMKI Banyumas (to be discussed later in this article).
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Figure 8. Gong bumbung
One of the most unusual instruments of the calung ensemble is the gong bumbung (Figure 8). Rather than
being a struck instrument, this is an end-blown bamboo tube gong. It consists of two bamboo pipes, one
smaller tube that functions as a mouthpiece inserted into a larger tube that functions as a resonator. Similar
blown gongs can also be found in Bali, Madura, and in East Java. In calung, it serves the function of a large
gong, marking the end of each cycle in the musical form. Despite its fascinating construction and playing
technique, one of the most interesting aspects of the gong bumbung is how often it is omitted. Without
amplification, the instrument itself is relatively quiet, almost inaudible beneath the rambunctious struck
percussion.
Additionally, when there are not enough players, it will typically be the first instrument left out of
the ensemble. This presents a stark contrast to the grand importance of the gong in gamelan. This once again
points to the primacy of the vocal line in Banyumasan. The flow of a composition is fundamentally
determined and felt through the structure of the vocal line, not the structure of the balungan or the formal
structure of the gendhing. In modern performance, amplification is commonplace. The gong bumbung is
often amplified to a ridiculous degree, imitating the often over-driven, distorted, booming tone of the metal
gong in village gamelan performances.
All these additions reveal the influence of court music and the intention to create a grander, louder
presentation, pushing calung beyond its humble beginnings. As Pak Yusmanto explained, these instruments
were added in order that the ensemble could be played in the pendhapa (a large roofed platform in Javanese
architecture, typically used for performances of gamelan). In other words, the additional instruments were
intentionally added to allow calung the opportunity to play in a more formal context where gamelan might
normally be used, rather than for pure entertainment. The development of calung and its popularity directly
led to its imminent institutionalisation.
Development of Musical Techniques through Institutionalisation
Anderson Sutton was one of the most active scholars studying the music of Banyumas in the 1980s. Sutton
(1986) describes a process of standardisation and development which occurred in the traditional arts of
Banyumas in the late 1970s and 80s; indeed, this period is now considered by many musicians to be the
peak of Banyumas performance practice. . In particular, the calung ensemble and the lènggèr dance that it
accompanies reached the height of their popularity at that time, coming to serve as symbols for Banyumas
culture. The crystallisation in question occurred in part due to the spread of recording technology and their
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71
use as teaching materials, and in part due to the development of educational institutions teaching Banyumas-
style music.
In the 1970s, the popularity of Banyumas songs exploded in Java, largely due to the influence of
Ki Nartosabdho, a dhalang (shadow puppeteer) and ensemble leader originally from Semarang, Central
Java (Petersen, 2001). The popularity of Ki Nartosabdho’s recordings and performances, along with several
successful efforts by Banyumas groups in gamelan competitions, led to a growing interest in the region as
a source of cultural wealth. This led to the development of SMKI Pemda Banyumas (now known as SMK
Negeri III Banyumas), a high school entirely devoted to the arts. The select artists who were chosen to lead
this school played a strong role in the development and institutionalisation of arts in Banyumas.
One such individual was Pak Rasito (Figure 9). In the early 1970s, Pak Rasito was tasked with
recording ten full albums of Banyumas music. Despite being born in the Banyumas Regency, Pak Rasito's
education and expertise was entirely focused on court style gamelan. In order to fulfil this request, Pak
Rasito travelled around the Banyumas area for six months collecting regional songs. Shortly thereafter, he
was tasked with organising the founding of SMKI Banyumas (Rasito, personal communication, January 2,
2020). To this day, the curriculum offered at SMKI consists of 50% Banyumas style, and 50% Surakarta
style. During our research in Banyumas, we rarely encountered a young calung musician who was not a
graduate of SMKI.
Figure 9. Pak Rasito
Although practice courses were available for Banyumas and Surakarta style classes, theory classes
were only offered for Surakarta-style gamelan, and as a result, the nomenclature from this style was
increasingly applied to Banyumas art forms (despite in many instances not being entirely
appropriate/applicable). The simple fact that all musicians trained in calung are also being trained in
Surakarta court-style gamelan along with the openness to variation and innovation in calung playing,
virtually guarantees that the styles will be closely linked. Since the inception of SMKI, the forms and
patterns of Banyumas music have undergone substantial standardisation, only furthered by the introduction
of Banyumas-style courses at the arts university in Surakarta. When the same material is taught to a larger
number of students, as in the case of a high school or college class, the resultant modes of playing generally
tend to be more similar than what might occur in traditional teaching contexts. This is made more
pronounced by the increased use of notation (as opposed to oral transmission) within educational institutions.
The primary melodic instrument of the calung ensemble is the gambang and its common playing
techniques form a particularly apt example of the court influence. There are two identical gambang used
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but are referred to as either gambang barung or gambang panerus based on the role they play in the
ensemble during performance.2The standard playing techniques of gambang fall into one of three categories:
patterns that imitate/develop upon classical Javanese gambang patterns, patterns that originate uniquely in
Banyumas, and patterns that are the spontaneous invention of the player themselves. These styles of playing
are often combined within a single piece, and their relative frequency is determined by the overall feel and
regional flavour of the gendhing.
The kendhang determines the overall tempo, and the gambang player chooses their playing
technique accordingly. The gambang barung typically has three choices depending the style of the piece,
and on the tempo at a given moment (from fastest to slowest): mbalung/ngelagu, imbal, and gambangan.
In general, the gambang player will opt for the fastest technique which they are able to play at any given
moment. In other words, if the tempo is slow enough and the gambang player is capable, they will opt for
a technique involving a more rapid division of the beat. In turn, the gambang panerus chooses their playing
technique according to the technique of the gambang barung.
In mbalung/ngelagu technique, the gambang barung plays the pitches of the vocal melody or the
balungan. It is critical to point out that a talented player will always opt to follow the vocal melody rather
than the balungan when possible and will refer to this technique as ngelagu. In interview, Mbah Tamiarji
confirmed this and stated that mbalung was not, in fact, a technique used in calung playing, but that the
player is actually following the vocal melody (Tamiarji, personal communications, December 2, 2020) This
is a specific instance of classical terminology being applied to folk arts (and in this case, in a potentially
misleading fashion which may have influenced the technique itself). This is now the least frequently used
of the three techniques, usually only occurring momentarily in unison with the voice, or at the beginning of
a particularly fast section (Figure 10).3
Figure 10. Mbalung technique
The most predominant and characteristic playing technique for gambang calung is imbal, an
interlocking technique between the gambang barung and gambang panerus (Figure 11). This technique is
said to imitate the imbal in Central Javanese gamelan, but the patterns played are exclusive to the calung
ensemble. There is a dominant basic imbal pattern and numerous common variations. The variations used
are not typically discussed beforehand but occur spontaneously during performance. The live improvisation
of new patterns during performance is also common.
Figure 11. Imbal technique
The source of the standard imbal pattern most frequently used in calung is unclear. However, two
possibilities are the most likely: 1) the pattern developed originally within the calung Banyumasan ensemble,
or 2) the pattern originally developed in the earlier gamelan ringgeng. Mbah Wargo, a ringgeng and calung
musician active since 1954, asserted with equal confidence that both were true (Wargo, personal
communication, December 1, 2020). Most of a typical calung performance will be dominated by the imbal
technique.
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73
If the tempo is relatively slow, or the piece is Eastern in style (drawn directly from court-style
gamelan), the gambang barung player may switch to gambangan. The two hands of the play long octave-
unison lines approaching important tones in the vocal melody (Figure 12). These patterns or cèngkok closely
resemble gambang playing in court-style gamelan (occasionally even identical). According to Mbah
Tamiarji, the use of gambangan is an entirely modern innovation, spurred on by the increasing influence of
court gamelan. In periods prior to 1965, the gambang played only ngelagu or imbal (Tamiarji, personal
communication, December 2, 2020). The increase of the gambangan technique in calung performance is
undoubtedly due to the institutionalisation of Banyumas style music and the growing number of trained
gamelan musicians involved with its practice. However, there remain some key differences between how
this technique is used in calung as opposed to the gamelan.
Figure 12. Gambangan technique
The primary differences for gambangan calung are the following when compared to court-style
gambang playing:
1. In calung, the two hands tend to remain together more often and have less independent movement.
However, should the player have extensive experience in other styles of music (or simply get bored),
they will often interject patterns with greater variation between hands.
2. The repertoire of cèngkok contains more extensive variation in calung Banyumas. Many musicians
have their own patterns and there is still a relative lack of standardisation, despite the increasing number
of musicians with formal education. This is partially due to the prominence of the gambang in the
calung relative to its role in gamelan. Gambang players in calung naturally develop their abilities and
patterns so as to remain continually interesting to both the audience and themselves.
3. Hanging patterns (gantungan) are used less frequently, and the player will typically opt for continual
motion. While in court gamelan, a general sense of stability with motion toward an important goal tone
is acceptable, calung requires the feeling of constant momentum and drive.
By maintaining these distinctions, the patterns of court-style gambang playing retain their
Banyumas character and are fully incorporated into the ensemble. The close relationship of calung
Banyumasan and court-style gamelan is mostly due to the backgrounds and fluencies of the players. At the
present time, there are almost no calung musicians who do not also play gamelan, and none were
encountered during our fieldwork. Despite this closeness, there seem to be no concerns on behalf of
Banyumas musicians (at least not expressed to the authors) that the tradition will be lost or corrupted due
to the influence of Javanese court music. Banyumas is Javanese and the intermingling of calung with
Javanese court styles presents no existential threat, unlike the concerns expressed regarding Sundanese
music. Through the development of gambang techniques and the addition of numerous instruments related
to Javanese court-style gamelan, we find that the calung ensemble has drawn substantially on the other
tradition, in particular Surakarta. However, this influence is not perceived as a problem, but rather as a
means to strengthen and expand the vocabulary of the ensemble. This is an affirmation that Banyumas
people consider themselves to be firmly Javanese, simply distinct in character than the Javanese of
Yogyakarta and Surakarta.
Conclusion
The Banyumas area is home to a complex intermingling of cultural influences and ideas. The reality of how
this blending emerges as a discrete local identity is different from region to region, era to era, and even
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person to person. While sometimes described as a mix between Javanese and Sundanese culture, how these
influences are expressed and incorporated into an entirely distinct cultural identity reveals greatly subtlety
in how the people of Banyumas view their position in the cultures of Java. In looking at the calung ensemble,
we find a condensed representation of how the artists of the Banyumas region wish to view and present
themselves. Tradition is often thought of as something solidified over time, but in certain instances it can
just as easily be a modern creation (Hobsbawm & Ranger, 2012). Calung is an artificial tradition to some
degree (presented as a traditional ensemble, but only coming to its current form in the late 1960s); just as
the Banyumas identity is a construction, a shared belief in a set of characteristics and ideals. Similar to what
Ayyagari (2012) observed in Rajasthan, “As musicians create their own musical and cultural boundaries
from the bottom up, defying those national boundaries determined from the top down, music is then
symbolic of those struggles over defining geopolitical boundaries” (p. 6).
The calung ensemble presents Banyumas people as firmly Javanese through their direct relationship
to the courts of Central Java. In the 1970s and 80s, this influence was emphasised and became much more
readily apparent through Banyumas music. At the current time, most of the terminology used to describe
the instruments and their techniques are directly taken from Javanese gamelan. We also find a large amount
of material that has been developed locally in Banyumas, with a strikingly different character from the
music of Surakarta and Yogyakarta.
While Sundanese influence can be heard using pitch shift in kendhang playing and the use of
Sundanese songs, these elements undergo substantial transformation when used in calung. Anytime
Sundanese musical elements are directly imitated in calung Banyumasan performance, this is viewed by
older musicians and experts as a degradation and a corruption of local identity and character. By maintaining
a certain degree of distance from Sundanese material and emphasising incorporation over imitation, the
culture of Banyumas asserts its relationship to the border with West Java. As such, Banyumas positions
itself at once as Javanese, but distinct from the "other" Javanese. Calung forms a site for Banyumas people
to emphasise the ways in which the culture differs from other Javanese subcultures through the use of
spontaneity, exuberance, humour, and an overall attitude of egalitarianism and inclusiveness. In this sense,
calung is a microcosm, a lens through which we gain a better understanding of the intricate complexities of
Banyumas culture.
Acknowledgements
The authors express their sincere gratitude to Institut Seni Indonesia Surakarta, California Institute of the Arts, The
Fulbright Program, AMINEF, and Paguyuban Ebeg Banyumas, for their sponsorship and support during this research.
Additional thanks to the musicians and cultural researchers interviewed, in particular to Pak Rasito and Pak Sukendar
for their boundless expertise and generosity.
Endnotes
1 Lènggèr is the most popular form of traditional dance in Banyumas. In earlier periods, the dancer also acted as the
vocalist or pesindhèn during performance.
2 In earlier periods the terms used varied widely. The now-standardised use of these terms is, in itself, reflective of
court gamelan influence where the terms barung and panerus are used in a variety of situations.
3 Note regarding notation: when only one line is written, it is referring to the right hand. The left hand plays the same
tones, one octave lower. When the hands differ, two lines will be written out. The notation used here is the kepatihan
notation typical for Javanese music.
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Biographies
Sean Hayward is a performer, composer, and researcher currently based in Yogyakarta, Indonesia. He has served as
a lecturer at California Institute of the Arts and University of California, Los Angeles.
Darno Kartawi is an educator, performer, and composer specialising in the performing arts of Banyumas. He currently
serves as a lecturer in calung and gamelan at Institut Seni Indonesia Surakarta.
|
Malaysian Journal of Music Vol. 12 No. 2 (2023) | emotion regulation, gender differences, music listening, strategies and mechanisms | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/531 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/8098 | Gender Differences in the Function of Music for Emotion Regulation Development in Everyday Life: | The present study employed experience sampling methodology (ESM) to examine the role of music in regulating emotions and the potential differences in music usage for emotion regulation between men and women in everyday life. The study spanned over seven days, including both weekdays and weekends, during which 28 participants (14 men and 14 women) were asked to complete a brief questionnaire 21 times a day. The questionnaire aimed to document instances of music listening in the past three hours, resulting in a total of 588 questionnaires being sent and 264 instances of music listening being analysed. Results indicate that listening to music in daily life may have a positive impact on emotion regulation and suggest possible differences in music usage between men and women for this purpose. The study's primary findings include: (1) Relaxation was the most commonly used strategy for regulating emotions with music; (2) Four primary mechanisms of music usage for emotion regulation, including emotion type, familiarity, and content of music, were found to be essential; (3) Listening to music was an effective emotion regulation strategy, particularly for regulating happiness and peacefulness; (4) Men were more likely to use music for active coping and to consider the type and content of music when selecting music; and (5) Music appeared to regulate the intensity of emotions similarly for both men and women, although men tended to report higher emotional intensity. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/8098/4808 | [
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Malaysian Journal of Music Vol. 12, Issue 2 (76-94)
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76
Gender Differences in the Function of Music for
Emotion Regulation Development in Everyday Life:
An Experience Sampling Method Study
Zheng Danhe1,3
1 Faculty of Human Ecology, Universiti Putra Malaysia, Serdang,
Malaysia
Serdang, 43400, Selangor, Malaysia
3 Department of Music and Dance, Jingdezhen University, Jiangxi, China
Jingdezhen, 333403, Jiangxi, People's Republic of China
[email protected]
Aini Azeqa Ma’rof 1,2 *
1 Faculty of Human Ecology, Universiti Putra Malaysia, Serdang, Malaysia
Serdang, 43400, Selangor, Malaysia
2 Institute for Social Science Studies, Universiti Putra Malaysia, Serdang,
Malaysia
Serdang, 43400, Selangor, Malaysia
[email protected]
Zeinab Zaremohzzabieh2
2 Institute for Social Science Studies, Universiti Putra Malaysia, Serdang,
Malaysia
Serdang, 43400, Selangor, Malaysia
[email protected]
*Corresponding author: [email protected]
Published online: 29 December 2023
Cite this article (APA): Danhe, Z., Ma’rof, A. A. & Zaremohzzabieh, Z. (2023). Gender
differences in the function of music for emotion regulation development in everyday life: An
experience sampling method study. Malaysian Journal of Music, 12(2), 76-94. doi:
https://doi.org/10.37134//mjm.vol12.2.5.2023
Abstract
The present study employed experience sampling methodology (ESM) to examine the role of
music in regulating emotions and the potential differences in music usage for emotion
regulation between men and women in everyday life. The study spanned over seven days,
including both weekdays and weekends, during which 28 participants (14 men and 14 women)
were asked to complete a brief questionnaire 21 times a day. The questionnaire aimed to
77 Zheng Danhe, Aini Azeqa Ma’rof & Zeinab Zaremohzzabieh
document instances of music listening in the past three hours, resulting in a total of 588
questionnaires being sent and 264 instances of music listening being analysed. Results indicate
that listening to music in daily life may have a positive impact on emotion regulation and
suggest possible differences in music usage between men and women for this purpose. The
study's primary findings include: (1) Relaxation was the most commonly used strategy for
regulating emotions with music; (2) Four primary mechanisms of music usage for emotion
regulation, including emotion type, familiarity, and content of music, were found to be
essential; (3) Listening to music was an effective emotion regulation strategy, particularly for
regulating happiness and peacefulness; (4) Men were more likely to use music for active
coping and to consider the type and content of music when selecting music; and (5) Music
appeared to regulate the intensity of emotions similarly for both men and women, although
men tended to report higher emotional intensity.
Keywords: emotion regulation, gender differences, music listening, strategies and
mechanisms
Introduction
Numerous empirical studies have demonstrated how music can regulate emotions in
various aspects of daily life (Carlson et al., 2021; Fancourt et al., 2019). People use
music both consciously and unconsciously to manipulate, generate, preserve, or
elevate their emotions and moods for personal benefit (Stewart et al., 2019). Giordano
et al. (2020) discovered that music listening is the second most common method for
improving mood, boosting energy, and reducing tension. Among 162 emotion
regulation strategies identified by Parkinson and Totterdell (1999), music is one of
them. Moreover, gender differences in emotion regulation have been identified in
psychology research (Goubet & Chrysikou, 2019). Men, for example, are more prone
than women to repress melancholy but less likely to suppress anger (Gross & John,
2003). In comparison, Greasley (2008) discovered that women use music more
frequently than men to regulate their emotions. Understanding how individuals use
music as a tool for emotion regulation in their daily lives is becoming a more
significant field of study. However, there is a considerable vacuum in our
understanding of potential sex differences in the use and effectiveness of music for
emotion regulation. Thus, the purpose of this study is to look at the role of music in
emotion regulation and how gender differences affect this emotional regulatory
activity. This study is noteworthy because it tries to provide insight on how people
use music to regulate their emotions in their daily lives. A greater knowledge of these
systems can lead to better emotional self-management and mental health.
Emotion Regulation in Everyday Life
Emotion regulation include altering or maintaining the duration, intensity, and
frequency of both negative and good moods (Harley et al., 2019). Individual music
preferences and choices result in distinct musical experiences, making the use of
music to impact mood complex (Chaturvedi et al., 2022). Participants in laboratory
experiments are rarely allowed to listen to their favourite music, so they may not be
listening to music that they normally love (Knobloch & Zillmann, 2002). An
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alternative research approach, such as the Experience Sampling Method (ESM),
should be used to explore emotion regulation with music in everyday life (Negishi &
Sekiguchi, 2020). ESM is one of the main methods used in everyday life research
with music, alongside diary studies and interviews (Quiñones, 2019). Self-report is
the most common and straightforward method used to measure emotions in the
context of music, as it provides information about the subjectively experienced
component of emotion (Fallon et al., 2020). However, relying solely on physiological
measures to identify emotions without participant reports is unreliable (Scherer &
Zentner, 2001). Self-report data, while useful, may also be subject to individual biases
and may not reflect habitual modes of listening (Anderson et al., 2021). ESM, on the
other hand, is a solid approach that enables direct monitoring of daily musical life
without interference (Taruffi, 2021). It entails signalling participants at random times
throughout the day using electronic pagers, with each signal prompting participants
to complete a brief answer form regarding their present or previous experience. This
method provides reliable and valid data on emotional responses to everyday musical
experiences (Greb et al., 2019). To investigate daily music listening and emotion
regulation, the present study employed ESM over one week.
Emotion Regulation Strategies with Music
There is growing interest among music psychologists in studying the functions of
music in everyday life, particularly concerning emotion regulation strategies that have
been supported by numerous empirical studies (Jakubowski & Ghosh, 2021). A
variety of emotion regulation strategies exist (Ziv & Hollander-Shabtai, 2022).
Saarikallio and Erkkilä (2007) conducted group interviews and follow-up studies to
gather data on how Finnish adolescents use music to regulate their emotions. They
discovered seven main techniques that the teenagers utilized to control their emotions:
consolation, mental work, diversion, amusement, revival, strong sensation, and
intense sensation. Adolescents use music as entertainment to set the mood and for fun
and relaxation. They frequently played background music when reading, traveling,
participating in sports, visiting friends, conversing online, doing chores or homework,
and sleeping. This strategy was used to uplift their mood and maintain a positive
attitude. The revival strategy involved using music for personal renewal, relaxation,
and energy. Adolescents would often listen to their favourite music while lying in bed
alone to experience strong sensations of enjoyment, excitement, and pleasure. The
diversion strategy involved using music to forget about negative emotions.
Adolescents would listen to peaceful or cheerful music to calm down and lift their
spirits. The discharge strategy involved using music to express and release emotions.
Adolescents used drumming, for example, to release emotional pressure and improve
their mood. The mental work strategy involved using music to facilitate
contemplation and mental imagery. Adolescents would contemplate issues while
listening to music, such as falling in love, daily events, or significant life events.
Finally, the solace strategy involved using music to offer comfort during times of
sorrow and trouble and provide a sense of connection to significant things. These
seven techniques may be utilized concurrently and interact with one another,
demonstrating the role of music in emotion control (Schäfer et al., 2020).
79 Zheng Danhe, Aini Azeqa Ma’rof & Zeinab Zaremohzzabieh
Van Goethem and Sloboda (2011) took Saarikallio and Erkkilä's (2007)
findings and compared the seven strategies with a general standardized strategy for
mood regulation. They broke down the process of emotion regulation into four levels:
goals, strategies, tactics, and underlying mechanisms. They then observed the
functions of music in emotion regulation by dividing 500 music-listening episodes
among 44 participants and collecting data on their responses through questionnaires
and interviews. Before thoroughly analysing the data, they categorised several tactics,
such as rationalizing reappraisal, optimistic thinking, and rationalization. According
to the authors, listening to music may be used to relax, divert attention, engage in
active coping, engage in introspection and vent, and engage in rational thought.
Relaxation was found to be the primary strategy for regulating mood with music,
accounting for 62.9% of participant use in the study. Although there were some
differences in the definitions of the strategies between Saarikallio and Erkkilä (2007)
and Van Goethem and Sloboda (2011), both studies showed that musical activities
can be an effective means of regulating emotions. People use music consciously or
unconsciously as a tool to adjust and enhance their emotional state in everyday life
(Saarikallio & Erkkilä, 2007; Van Goethem & Sloboda, 2011). Our study builds upon
the previously presented literature on emotion regulation strategies and investigates
which strategies were most used for music listening and emotion regulation.
Underlying Mechanisms of Music in Emotion Regulation
Juslin and Västfjäll (2008) reviewed several emotion-induction processes and
discovered six distinct mechanisms that might explain emotional reactions in
everyday life: brain stem response, evaluative conditioning, emotional contagion,
visual imagery, episodic memory, and music expectation are all examples of brain
stem reflexes. The first mechanism, known as the brain stem response, includes the
induction of emotion by music as a result of one or more basic acoustical features that
the brain stem interprets as signifying an urgent and significant occurrence. The
second mechanism, evaluative conditioning, involves the induction of emotion by a
piece of music through affective learning, emotional conditioning, or preference
conditioning. The third mechanism, emotional contagion, involves the induction of
emotion by a piece of music because the listener perceives the emotional expression
of the music and "mimics" this expression internally through feedback from muscles
or activation of emotional representations in the brain. Visual imagery, the fourth
mechanism, involves the induction of emotion in a listener by conjuring up visual
images while listening to music. The fifth mechanism, episodic memory, involves the
induction of emotion by music that evokes a memory of a particular event in the
listener's life. The sixth and final process, known as musical expectancy, is the
induction of feeling in a listener as a result of a specific aspect of the music that
contravenes, postpones, or validates the listener's expectations regarding the music's
progression. These six mechanisms offer potential explanations for how music affects
emotions (Van Goethem & Sloboda, 2011).
Van Goethem and Sloboda (2011) conducted a study to investigate the
mechanisms involved in using music as an emotion regulation tool. They collected
data from 44 participants using structured interviews and questionnaires and
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identified eight underlying mechanisms: the emotion of music, type of music,
familiarity with music, the content of music, another world, memories, music-related
activities, and music-unrelated activities. Participants said that furious, hilarious,
cheery, upbeat, joyful, pleasurable, amusing, melancholy, or romantic music helped
them control their emotions, showing that the emotion of the music was a key element.
Additionally significant factors included the type of music, musical familiarity, and
musical substance. Other techniques included music evoking memories, transporting
listeners to different worlds, and engaging in music-related or unrelated activities.
Van Goethem and Sloboda (2011) found that these mechanisms interacted with mood
regulation goals and concluded that music's mood was essential in regulating
emotions. This study aims to determine the most significant underlying mechanisms
involved in music listening for emotion regulation.
Emotion Regulation Goals with Music
It is widely acknowledged that emotions are closely linked to the pursuit of specific
goals (Baltazar, 2019). Music is used by people to help them control their emotions
and gain emotional insight and expression (Varner, 2020). Previous research has
found that the primary objective of musical encounters is to impact emotions. Music
is used by individuals to transform or release feeling, to fit their present emotional
state, to enjoy or soothe oneself, and to reduce stress (e.g., Stewart et al., 2019).
According to Saarikallio and Erkkilä (2007), the major aims of teenagers in mood
regulation are mood control and improvement, with music having a particularly
favourable influence on mood improvement. Another important objective is to
manage and self-determine one's mood, as seen by attempts to relax through calming
music, to make sense of one's thoughts and feelings, and to match mood and energy
levels to situational needs. North et al. (2004) investigated participants' daily listening
episodes and discovered three primary reasons for listening to music: to pass the time,
to enjoy it, and to create the ideal environment. According to Juslin and Laukka
(2004), there are 10 primary reasons why people listen to music, including expressing
emotions, relaxation, enjoyment, energy, and remembering. While previous research
has provided some insight into the intentions that individuals have when listening to
music, this study will concentrate on six distinct emotions: happiness, sorrow,
surprise, anger, fear, and tranquillity. These emotions were found to be commonly
experienced in everyday life, with guilt, shame, jealousy, disgust, contempt,
embarrassment, and fear being less frequently associated with music listening. This
study aims to determine which of these six emotions can be most effectively regulated
through music listening.
Gender Differences with Emotion Regulation
Emotion regulation is a critical component in any study involving emotional
expression, language, or comprehension (Montana et al., 2020). It is critical to
evaluate gender disparities in emotion regulation and to investigate the advantages of
various ways of self-regulation for different emotions (Peistaraite & Clark, 2020).
Individual variations in two typical emotion management methods, cognitive
81 Zheng Danhe, Aini Azeqa Ma’rof & Zeinab Zaremohzzabieh
reappraisal and expressive suppression, were investigated by Gross and John (2003).
Cognitive reappraisal is the process of revising one's viewpoint on an emotional
occurrence, whereas expressive suppression is the reduction of emotional expression
once one has already entered an emotional state. Gross and John (2003) used short
questionnaires to measure individual differences in these two strategies and also
studied gender effects. They found that men tend to use suppression more than women
and are more likely to suppress sadness but less likely to suppress anger. Similarly,
other studies have found gender differences in emotion regulation strategies. For
example, boys tend to display greater emotional control than girls (Underwood et al.,
1992), while women use a wider range of adaptive and maladaptive coping strategies
than men (Tamres et al., 2002).
The evidence also points to gender disparities in the control of musically
induced emotions. Men often listen to music for relaxation and diversion, and they
are more likely than women to feel negatively about the music they don't enjoy
(Saarikallio et al., 2013). However, few studies have specifically investigated gender
differences in the use of music as a mood-regulation strategy (North & Hargreaves,
2010). Despite this, some studies have found gender-related differences in the
functions of music. For instance, females tend to use music as a means of mood
regulation, while males view it as a way to establish their identity (North et al., 2000).
Moreover, girls report more positive mood changes due to music than boys (Wigfield
& Eccles, 1992).
Based on these findings, understanding how people use music for emotional
regulation is critical in the study of psychology. Music's reputation for dramatically
influencing our emotional state emphasizes the need of understanding how it is used
for this purpose, whether purposefully or unintentionally. This study also adds to
determining the usefulness of music in guiding various emotions, giving significant
information for persons seeking emotional well-being techniques and music therapy
specialists. Furthermore, investigating how different genders use music for emotional
control adds a critical layer to our knowledge of emotional management. As a result,
the purpose of this study was to look at the use of music in emotion regulation and its
relationship to gender differences. The research aims to address several crucial
research inquiries, including:
1. Which strategies were mostly used for music listening to help people regulate
emotion?
2. Which underlying mechanisms can be considered highly important in music
listening?
3. How successful is music listening, and which emotion can be most effectively
regulated?
4. Can gender differences be found in the use of music listening for emotion
regulation?
Methodology
Participants
This research was carried out in 2021. For this study, 28 people (14 men and 14
women) ranging in age from 16 to 36 years (Mean = 23.86 and SD = 2.56) were
recruited. Thirteen of the participants had received more than 3 years of musical
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training, while the remaining fifteen had no musical training. Initially, email was used
to contact potential participants in the UK and China, but due to a lack of response,
social media was used to directly contact individuals and send them information about
the study. The participants were informed that the study focused on music listening
but was not told specifically that the topic was emotion regulation. One crucial aspect
to consider is the rationale behind selecting participants from both the UK and China
in this study, as it could potentially introduce cultural variations that impact the
findings. The choice to include participants from these two distinct countries stems
from a deliberate effort to explore potential cross-cultural differences in how
individuals, specifically music students, utilize music for emotion regulation. It is
well-established that music, being deeply intertwined with culture, can hold different
meanings and functions in various societies. Therefore, including participants from
both the UK and China allows for the examination of potential variations in the
perception and impact of music on emotion regulation. For instance, music may play
different roles in emotional expression and regulation within these cultures due to
varying musical traditions, preferences, and societal norms.
Materials
The initial part of the questionnaire aims to determine if participants are currently
listening to music or if they have listened to music in the past three hours. It also seeks
to gather information about their location, activity, and reasons for listening to music
at that particular time. If a participant has not listened to music in the past three hours,
the questionnaire ends automatically. The term "music listening" is defined as times
when the participant has actively chosen to listen to music.
The second section of the questionnaire contains various items related to
music. It asks participants to identify the people they are with while listening to music
and the genre of music they are listening to. The music genre is measured using the
14-item STOMP (Short Test of Musical Preferences) scale, which identifies four
broad music preference dimensions (Rentfrow & Gosling, 2003).
Additionally, the second section asks participants to rate the emotions they
experienced before and after listening to music. The emotions include happiness,
sadness, surprise, fear, anger, and peacefulness. Participants are also asked if they
intentionally listened to music to influence their emotions and if so, what their
intention was (e.g., to change their mood). After describing how they use music to
regulate their emotions, participants are asked to tick all the appropriate emotion
regulation strategies from a list of options provided. These techniques, which include
several behavioural and cognitive techniques identified in research on emotion
regulation, were chosen based on a thorough study of the literature and two surveys
(Bushman et al., 2001; Gross et al., 2006; Salovey et al., 2002). The strategies include
rational thinking, seeking distraction, expressing feelings, active coping, and
introspection.
Procedure
The study was conducted for seven consecutive days, including both weekdays and
weekends, to capture typical everyday situations where music might be involved.
Participants were asked to fill out a questionnaire, which took approximately 2-3
83 Zheng Danhe, Aini Azeqa Ma’rof & Zeinab Zaremohzzabieh
minutes, at random times during their waking hours. The participants were required
to carry their mobile phones with them at all times and complete the online
questionnaire as soon as they received the text message with the link to it. Each
participant received a total of 21 text messages, with three texts per day. If a
participant was unavailable, they were asked to complete the questionnaire as soon as
possible. Participants who had not listened to music in the last three hours only had
to complete the first section of the questionnaire. However, if participants were
currently listening to music or had listened to music in the last three hours, they were
asked to complete all sections of the questionnaire. The questionnaire included a
section where participants could write down their thoughts if the categories provided
did not cover their experiences. Participants were informed that there were no correct
or incorrect answers and that their answers were confidential. During the first
experiment, the researcher defined each strategy to ensure that participants
understood the questions and different strategies. Definitions of the strategies were
also given in the online questionnaires, and participants had the opportunity to discuss
the strategies with the researcher to ensure comprehension. Participants were
instructed not to report any events that they initially forgot to decrease the possibility
of retrospection bias. The information sheet, which contained contact details and an
indication of normal waking hours, was filled out by participants before the first
experiment to ensure the study was as non-intrusive as possible.
Results
A total of 588 questionnaires were distributed to research participants in this academic
examination, with a selection of 264 episodes subjected to rigorous analysis. Only
episodes were considered if participants gave information on who they had been
listening to music from in the preceding three hours. Of these episodes, 213 were
identified as serving an emotion regulation purpose (80.6% of the total), and 208 were
found to have successfully regulated the listener's emotions (78.8% of the total). In
addition, it was discovered that 41 episodes (15.5% of the total) that were not initially
listened to for regulatory purposes affected the listener's emotions. These results
indicate that music listening is frequently used for emotion regulation in everyday life
and can effectively influence the emotions of the listener.
Research Question 1: Which strategies were mostly used for music listening to help
people regulate emotion?
Relaxation, diversion, active coping, introspection, venting, and rational
thinking were the six strategies investigated in the study. Suppression, denial, and
social support were removed from the investigation since they were not deemed
unambiguous processes. Participants were able to indicate which strategies they used
to regulate emotions with music and could select multiple appropriate strategies by
ticking the corresponding boxes in Question 11 of the questionnaire. The percentages
of nominations for each of the six strategies are presented in Table 1. The results
indicate that music was most commonly used for relaxation (52.7%), followed by
distraction (22.7%) and rational thinking (18.6%). Participants often reported using
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84
several strategies simultaneously or sequentially to achieve the same emotion
regulation goal, resulting in a total percentage greater than 100%.
Table 1.
The emotion regulation strategies used with music (n=264).
Research Question 2: Which underlying mechanisms can be considered highly
important in music listening?
Participants were instructed to identify the important factors in music
listening each time they listened to music. Five mechanisms related to the
characteristics of the music itself were identified as important by participants. These
mechanisms are as follows:
1.
The emotional content of the music, including its mood and whether it is angry,
funny/cheerful/upbeat, happy/enjoyable/amusing, melancholic, or romantic.
2.
The type of music, including whether the listener admires the artist, likes the
variety of the music or can pinpoint key musical features.
3.
The familiarity of the music, which participants highlighted as crucial due to
their relationship to their favourite songs or singers, frequently referring to
them as "old friends."
4.
The familiarity of the music, which participants highlighted as crucial due to
their relationship to their favourite songs or singers, frequently referring to
them as "old friends."
5.
Music's ability to create memories. Participants described how music can help
recall memories, either related to the music or not, and how music associated
with difficult events can provide strength for the present situation.
Additionally, participants noted that music can create a feeling of nostalgia.
Strategies
N nominations
% of nominations
Relaxation
139
52.7
Distraction
60
22.7
Rational Thinking
49
18.6
Venting
34
12.9
Active Coping
20
7.6
Introspection
4
1.5
Total
306
116
85 Zheng Danhe, Aini Azeqa Ma’rof & Zeinab Zaremohzzabieh
Table 2.
Nominations for each basic process in music listening (n=264)
Table 2 displays the total number of nominations for each mechanism in
music listening. A total of 448 instances of using music for emotion regulation were
reported. Table 2 indicates that the emotion, type, familiarity, and content of the music
were the most significant underlying mechanisms in music listening for emotion
regulation.
Research Question 3: How successful is music listening, and which emotion can be
most effectively regulated?
A repeated-measures ANOVA was performed on the intensity of emotions before and
after music listening, using emotion rating type as a within-subject variable. The
residuals were checked for normality and found to be approximately normally
distributed. The results, with a Greenhouse-Geisser correction, showed a significant
effect of emotion type (F(3.138, 825.364) = 340.360, p<0.001), a main effect of time
(F(1, 263) = 46.675, p<0.001), and a significant interaction between emotion type and
time (F(1.768, 465.084) = 469.089, p<0.001). Happiness and peacefulness showed a
significant increase over time compared to other emotions. A paired-sample t-test
confirmed a significant difference in the intensity of happiness and peacefulness
conditions (t(527) = 30.409, p<0.001). Figure 1 shows a linear progression of
happiness and peacefulness ratings across time, indicating that these emotions
increased after music listening. However, sadness, surprise, and fear showed little
change over time (p>0.005). In summary, the findings suggest that music listening
can most effectively regulate happiness and peacefulness emotions.
Underlying mechanism
No. nominations
% nominations
Emotion of music
108
40.9
Type of music
117
44.3
Familiarity with the music
105
39.8
Content of music
88
33.3
Memories
30
11.4
Total
448
169.7
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Figure 1. Means of participants’ basic emotion ratings separated by time and emotion types.
Error bars indicate a 95% confidence interval of the mean.
Research Question 4: Can gender differences be found in the use of music
listening for emotion regulation?
We conducted a study to investigate gender differences in three aspects of
emotion regulation, which were the strategy used, underlying mechanisms, and the
effectiveness of change. We looked at six basic emotions and analysed the data
separately for males and females. Figure 2 shows the frequency of nominations for
each emotion regulation strategy used by males and females. The most commonly
used strategies were relaxation, rational thinking, and distraction. A Chi-square test
was performed to determine if there were any differences between the genders in their
use of each strategy. However, we were unable to conduct a reliable statistical test for
the strategy of introspection as its expected frequencies were less than five. Reliable
Chi-square testing was possible because of the employment of relaxation, distraction,
active coping, venting, and logical thought techniques (Table 3). The findings showed
that there was a substantial difference in the usage of the active coping approach
between males and females, with females being more likely to report using
introspection while listening to music. However, no significant differences were
discovered between males and females in the use of the strategies of relaxation,
distraction, venting, and rational thinking.
87 Zheng Danhe, Aini Azeqa Ma’rof & Zeinab Zaremohzzabieh
Figure 2. The number of nominations for each strategy is separated by gender.
Table 3.
Crosstabulation of strategy type and gender.
Note. Adjusted residuals appear in parentheses below observed frequencies. *p<.05.
Figure 3 illustrates the number of nominations for each emotion regulation
underlying mechanism used by males and females separately. Both genders reported
that the characteristics of the music, such as its emotion, type, familiarity, and content,
were the most important underlying mechanisms in music listening. Males were more
likely than females to consider the type, familiarity, and content of the music in their
emotion regulation. Table 4 shows the observed frequencies of each mechanism and
adjusted residuals. A Chi-square test was conducted to determine if there were any
multivariate differences between males and females in their use of each mechanism.
As all the mechanisms had expected frequencies of more than 5, a reliable Chi-square
test was conducted (see Table 4 for results). The mechanisms of music type and
content of music showed significant differences between males and females (type of
music (χ2=16.676, p <0.001), and content of music (χ2=4.870, p <0.05). However, the
mechanisms of the emotion of music (χ2=0, p=1), familiarity with the music
(χ2=1.793, p =0.181), and memories (χ2=0.967, p=0.325) did not have significant
effects on gender differences in emotion regulation.
54.5
22.1
4.5
7.8
14.9
20.7
50
23.6
11.8
1.8
10
26.4
0
10
20
30
40
50
60
Relaxation
Distraction
Active Coping Introspection
Venting
Rational
Thinking
%
Female % nominations
Male % nominations
Relaxation
Distraction
Active
coping
Introspection
Venting
Rational
thinking
Male
55
26
13
2
11
22
Femal
e
84
34
7
2
23
18
χ2
0.532
0.089
4.847
1.393
3.448
p
0.466
0.766
0.028*
0.238
0.063
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Figure 3. The number of nominations for each underlying mechanism in music listening is
separated by gender.
Table 4.
Crosstabulation of each underlying mechanism and gender.
Note. Adjusted residuals appear in parentheses below observed frequencies. *p<.05. ** p<.001.
The study tested for gender differences in emotion changes over time by
conducting a repeated-measures ANOVA with a Greenhouse-Geisser correction.
Participants were asked to rate the intensity of each emotion before and after listening
to music, with time and emotion as within-subject variables. The results are presented
in Figure 4, with Graph A showing the effects of time and Graph B showing the effects
of emotion. The analysis showed significant effects of time (F(1, 262) = 55.160, p<
0.001) and emotion (F(2.319, 607.667) = 573.572, p< 0.001), as well as a significant
interaction effect between emotion and time (F(1.913, 501.220) = 0.695, p< 0.001).
Both men and women reported feeling happier and more peaceful than the other four
emotions, with men reporting a higher intensity of emotions overall. There was a non-
significant trend towards an interaction effect between time and gender (p=0.054), as
shown in Figure 3, where women responded more strongly to the music than men, but
men reported higher overall intensity of emotions. There was no three-way interaction
effect between emotion, time, and gender (p=0.482). Graph C and Graph D show that
both men and women reported changes in emotion intensity in the same way over
time.
Emotion
Type
Familiarity
Content
Memories
Male
45
65
49
45
10
(0)
(4.1)
(1.3)
(2.2)
(1)
Female
63
52
56
43
20
(0)
(-4.1)
(-1.3)
(-2.2)
(1)
χ2
0
16.676
1.793
4.870
0.967
p
1
p<.001**
0.181
0.027*
0.325
89 Zheng Danhe, Aini Azeqa Ma’rof & Zeinab Zaremohzzabieh
a. Time b. Emotion
c. Female d. Male
Figure 4. The results of gender differences in the use of music for emotion regulation.
Discussion
The goal of the study was to understand how listening to music helps people regulate
their emotions in daily life and how gender variations may affect this activity. This
topic was investigated through three levels of analysis: strategy, the underlying
mechanism, and changes in each emotion. The first research question aimed to
identify which emotion regulation strategies were mostly used in music listening. This
result supports the results of Van Gothem and Sloboda (2011). The results confirm
that the strategy of relaxation was mostly used. People are mainly listening to music
for enjoyment and relaxation in everyday life (Juslin & Laukka, 2004; Juslin et al.,
2008; Sloboda, 1999). The strategies of distraction, rational thinking, and venting are
also commonly used, but the strategy of introspection was rarely mentioned in this
study. However, several questions should be taken into account in further research.
Participants frequently selected the multiple-choice option when they could choose
from a variety of tactics for each music-listening session in this study. Although it
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seems like the relaxation approach was employed frequently, it's possible that, when
combined with another strategy, it wasn't the most crucial for establishing emotion
regulation. Therefore, even if several methods can be used at once, it is beneficial to
find out which ones are seen to be more crucial in emotion regulation with music by
limiting participants' choices.
The second research question aimed to determine the most important
underlying mechanisms in the use of music listening for emotion regulation. Four
mechanisms related to the characteristics of the music itself were identified as the
most important: emotion, type, familiarity, and content of the music. However, the
mechanism of memories did not receive enough nominations in this study. These
findings are consistent with previous research by Van Goethem and Sloboda (2011),
who also found that these four mechanisms were most frequently reported. Some of
the underlying mechanisms in this study were also identified in Juslin and Västfjäll's
(2008) study. The process of emotional contagion, for example, may be related to the
feeling of music, and episodic memory was also discovered as a memory here.
According to Juslin and Västfjäll (2008), familiarity is arousal feedback, and the style
of music is musical expectation. However, it is important to note that this study
focused on regulating the existing effects of emotions through music, while Juslin and
Västfjäll's (2008) study was based on emotions evoked by music. Therefore, it may
be challenging to directly compare the results regarding the importance of underlying
mechanisms.
The third study question assessed the efficacy of listening to music for
regulating emotions and identifying which emotions may be most successfully
controlled. The goal was to determine the effectiveness of listening to music for
regulating emotions. The results revealed a marked rise in happiness and peacefulness
over time. These findings support Juslin et al.'s (2008) observation that listening to
music tends to have primarily positive effects, indicating that music listening may
have implications for health psychology. While sadness, surprise, fear, and anger
were less affected, the overall attempts at emotion regulation were successful. To find
out how successful each method is when paired with music listening, more study is
required. The significance of music listening in emotion regulation should be assessed
in terms of its application to a variety of emotion regulation techniques as well as the
degree to which the mood shift was successful. Among the vast number of possible
strategies that can be used in emotion regulation, music listening was found to be a
frequently used strategy. However, whether music has unique applicability compared
to other strategies remains to be determined. Future research could compare the
success levels of music with other potential strategies used for emotion regulation
purposes.
The fourth study question sought to determine if listening to music for
emotional regulation varied by gender. Previous studies suggested that women report
using all emotion regulation strategies more than men, particularly rational thinking,
active coping, and suppression (Tamres et al., 2002). The study did not discover any
noteworthy differences between men and women in their use of relaxation,
distraction, venting, and rational thought. Although women were slightly more likely
than men to report using introspection in music listening, this difference was small,
only 6%. Furthermore, although both men and women considered emotion, type,
91 Zheng Danhe, Aini Azeqa Ma’rof & Zeinab Zaremohzzabieh
familiarity, and content of the music to be the most important underlying mechanisms
in music listening for emotion regulation, gender differences emerged regarding the
mechanisms of type and content of the music. Men were more likely than women to
consider the type and content of music when listening. Gender differences were also
observed in emotions and changes in emotions over time, with men reporting more
intense emotions than women. This finding is in contrast to previous research on
gender differences in emotion regulation (Augustine & Hemenover, 2009). However,
it is possible that instructing individuals to apply a certain strategy may have a similar
effect on men and women when using music for emotion regulation. Although women
are more likely to emotionally react than men (Augustine & Hemenover, 2009), music
may be an effective means of venting emotions for men, as suggested by Saarikallio
et al. (2013), who found that men use music for revival and distraction more than
women.
Limitations and future direction
This study explores gender differences and the function of music in emotion
regulation, but there are several limitations to consider. The sample used in the study
is limited to highly educated individuals in their 20s from British and Chinese
backgrounds, which may not be representative of the broader population. Therefore,
future research should include participants from diverse age groups and backgrounds
to gain a better understanding of music listening habits and emotion regulation
strategies. The study did not take into account the sort of music listened to, how much
was listened to, or how music was used in conjunction with other techniques, all of
which might reveal important differences or similarities. Future research could
investigate whether music listening can be replaced with other emotion regulation
strategies or if it has unique goals, strategies, and underlying mechanisms. For
example, the research could compare the underlying mechanisms of music with those
of other activities, such as housework, exercising, or reading. By doing so, we can
gain a better understanding of the specific role of music in emotion regulation.
Finally, it's crucial to note that the study's participants are mostly from China and the
United Kingdom, limiting the findings' generalizability to a larger, more culturally
varied population. While the study focuses on gender differences in emotion control
through music and includes individuals from various cultural backgrounds, it is
critical to explore how gender and culture interact to shape the function of music in
emotion regulation. Expanding the research to include a more diverse cross-cultural
approach with participants from various cultural backgrounds, professions, and levels
of musical expertise in the future could provide a more comprehensive understanding
of how gender and culture interact to influence the intricate dynamics of using music
to regulate emotions. This larger approach would provide more nuanced insights into
this complicated interaction and broaden the study's application across many contexts.
Conclusions
To sum up, the findings of this study indicate that listening to music is a widely
employed emotion regulation technique with a high success rate in enhancing
positive emotions by utilizing various techniques and underlying processes. Based on
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the findings of this study, suggestions are made regarding how music might be used
to control emotions in daily life. The current study's findings offer some evidence for
the role of music in emotion regulation across genders. While these findings may
provide a valuable starting point, further research should be conducted to examine the
specific role of music in emotion regulation and the relationship between emotion
regulation and gender.
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Universiti Putra Malaysia.
|
Malaysian Journal of Music Vol. 12 No. 2 (2023) | music education, Pedagogical Content Knowledge (PCK), systematic literature review | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/531 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/8081 | Investigating the Roles of Pedagogical Content Knowledge in Music Education: | Despite the growing recognition of the importance of Pedagogical Content Knowledge (PCK) in music education, there is a significant knowledge gap regarding the precise nature of its role and how it contributes to effective teaching and learning. The objective of this systematic literature review is to examine and synthesize existing research on the roles of teachers' PCK in music education. Specifically, the study aims to explore how the PCK of music educators influences their teaching strategies, curriculum development, student engagement, and assessment practices. The research seeks to examine how these roles may vary across different scenarios and the implications of these variations for teaching and learning, especially in the context of music education across various educational settings. By synthesizing findings from diverse educational levels and cultural contexts, this review seeks to offer profound insights into the optimization of music education across various educational settings. The study follows the Preferred Reporting Items for Systematic Review and Meta-Analysis (PRISMA) guidelines. The analysis focused on the research question and identified themes related to the PCK in music education. The analysis revealed four emerging themes: understanding of music concepts, pedagogical strategies, student-centered teaching approaches, and assessment practices. These findings provide insights into effective practices for music curriculum designers and instructors in designing and developing strategies in teaching and learning in music education. These insights can inform the development of effective teaching strategies, curriculum design, and assessment practices in music education, ultimately enhancing the quality of instruction and learning experiences for students. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/8081/4811 | [
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] | Mat Yusoff, Mohamad Marzaini, Hassan & Zakaria
95
Investigating the Roles of Pedagogical Content Knowledge in Music
Education: A Systematic Literature Review
Shahazwan Mat Yusoff1*, Anwar Farhan Mohamad Marzaini2, Muhammad Hafiz Hassan3, &
Noorhayati Zakaria4
1Department of Curriculum and Instructional Technology, University of Malaya,
Kuala Lumpur 50603, Malaysia.
2Academy of Language Studies, Universiti Teknologi MARA, 13500, Permatang Pauh, Pulau Pinang, Malaysia.
3University Teknologi MARA Cawangan Sarawak, Kampus Samarahan, 94300 Kota Samarahan,
Sarawak, Malaysia.
4Department of Language and Literacy Education, University of Malaya, Kuala Lumpur 50603, Malaysia.
e-mail: [email protected], [email protected], [email protected],
[email protected]
*Corresponding author: [email protected]
Published online: 29 December 2023
Cite this article (APA): Mat Yusoff, S., Mohamad Marzaini, A. F., Hassan, M. H. & Zakaria, N. (2023).
Investigating the roles of pedagogical content knowledge in music education: A systematic literature review.
Malaysian Journal of Music, 12(2), 95-114. doi: https://doi.org/10.37134//mjm.vol12.2.6.2023
Abstract
Despite the growing recognition of the importance of Pedagogical Content Knowledge (PCK) in music education,
there is a significant knowledge gap regarding the precise nature of its role and how it contributes to effective
teaching and learning. The objective of this systematic literature review is to examine and synthesize existing
research on the roles of teachers' PCK in music education. Specifically, the study aims to explore how the PCK
of music educators influences their teaching strategies, curriculum development, student engagement, and
assessment practices. The research seeks to examine how these roles may vary across different scenarios and the
implications of these variations for teaching and learning, especially in the context of music education across
various educational settings. By synthesizing findings from diverse educational levels and cultural contexts, this
review seeks to offer profound insights into the optimization of music education across various educational
settings. The study follows the Preferred Reporting Items for Systematic Review and Meta-Analysis (PRISMA)
guidelines. The analysis focused on the research question and identified themes related to the PCK in music
education. The analysis revealed four emerging themes: understanding of music concepts, pedagogical strategies,
student-centered teaching approaches, and assessment practices. These findings provide insights into effective
practices for music curriculum designers and instructors in designing and developing strategies in teaching and
learning in music education. These insights can inform the development of effective teaching strategies,
curriculum design, and assessment practices in music education, ultimately enhancing the quality of instruction
and learning experiences for students.
Keywords: music education, Pedagogical Content Knowledge (PCK), systematic literature review
Introduction
The dynamic interplay of teacher knowledge, student engagement, and learning outcomes forms the
nexus of the educational process. Within this complex interplay, the concept of Pedagogical Content
Knowledge (PCK) has taken a central role, particularly in the context of music education. PCK, as a
96
Malaysian Journal of Music Vol. 12, Issue 2 (95-114)
ISSN 2600-9366, eISSN 2600-9331
critical component of teaching expertise, refers to the specific set of knowledge and skills that teachers
need to provide quality instruction and foster meaningful learning experiences (Manila, 2020). In the
realm of music education, PCK encompasses not just a deep understanding of music theory and
technique, but also a rich toolkit of teaching strategies, student engagement approaches, curriculum
implementation skills, and evaluative methods for assessing student aptitude across diverse aspects of
music (Wacker, 2020).
Extant research in music education has spotlighted several arenas wherein PCK is crucial.
Cross-national studies exploring student music teachers' perceptions of PCK-in-action in three different
countries have shown its significant role in shaping pedagogical perspectives and teaching effectiveness
(Mateiro, et al., 2012). Further, there is a growing body of evidence illustrating the significant role
music plays in developing children's phonological awareness, language skills, and future reading
abilities. This underscores the importance of PCK in music education, particularly for elementary school
teachers, and highlights the potential broader implications for general educational outcomes.
In terms of the content of PCK in music education, emerging research with Dutch specialist
preschool music teachers has identified a new form of bodily-based PCK. This entails instructional and
representational gestures and guiding movements that contribute to creating a multisensory learning
experience (Bremmer, 2021). This indicates that PCK is not just about what teachers know, but also
how they communicate and demonstrate this knowledge in the classroom. Despite the growing
recognition of the importance of PCK in music education, there is still much to be understood about the
precise nature of its role and how it contributes to effective teaching and learning. Jossan et al. (2021)
asserted that The efficacy of specific teaching methodologies anchored in PCK can be subjective. Their
success can vary depending on student demographics, individual learning styles, and cultural contexts.
Despite anecdotal evidence supporting various methods, there's a dearth of empirical research that
systematically evaluates which PCK-driven techniques resonate most effectively with diverse student
groups in the realm of music education (Bond, 2017; Hart, 2019; Wacker, 2020).
Moreover, music is a multifaceted discipline that goes beyond mere rhythm and melody. It's a
tapestry of emotions, historical narratives, and cultural significances (McCarthy, 2007; Song, 2023).
Understanding how educators with a robust PCK framework can seamlessly weave these elements into
their teaching practices, offering students a holistic music education experience. The influence of PCK
doesn't end at teaching; it also potentially shapes assessment practices in music education (Payne et al.,
2019). The extent and efficacy of PCK's role in assessment remain areas of further inquiry. The
incorporation of PCK into assessment practices is essential because it ensures that assessments are
grounded not just in technical competence but also in contextual comprehension and interpretive nuance
(Mat Yusoff et al., 2023). A PCK-driven assessment can place more weight on a student's ability to
communicate the emotional or historical significance of a work than just flawless performance. A PCK-
based holistic assessment approach like this promotes a more thorough comprehension of music and
acknowledges the complexity of musical competence (Vadivel, 2021). These gaps are particularly
noticeable in the exploration of teachers' PCK roles across different educational levels and in diverse
cultural contexts. A robust understanding of these roles can potentially guide the development of
professional development programs for music educators and inform curriculum design and pedagogical
strategies.
The current study aims to address this knowledge gap and extend the understanding of the roles
of teachers' PCK in music education and thus to address the knowledge gap and extend the
understanding of the roles of teachers' PCK in music education. Specifically, the study aims to explore
how the PCK of music educators influences their teaching strategies, curriculum development, student
engagement, and assessment practices. The research seeks to examine how these roles may vary across
different scenarios and the implications of these variations for teaching and learning, especially in the
context of music education across various educational settings. Given the multifaceted nature of PCK
and the diverse contexts in which music education occurs, it is crucial to examine how these roles may
vary across different scenarios and the implications of these variations for teaching and learning. In
particular, the study seeks to explore how the PCK of music educators influences their teaching
strategies, curriculum development, student engagement, and assessment practices. The potential
implications of this study could offer profound insights into the optimization of music education across
a range of educational settings.
Mat Yusoff, Mohamad Marzaini, Hassan & Zakaria
97
Literature Review
Shulman's (1986) theory of Pedagogical Content Knowledge (PCK) underscores the crucial role that
teachers play in translating subject matter into effective learning experiences for students. This concept
becomes particularly salient within the context of music education, as teachers are required to integrate
their understanding of musical concepts with instructional strategies, curriculum development, student
engagement strategies, and appropriate assessment practices. In light of the importance of PCK, this
article seeks to delve into its relevance and application within the field of music education.
Effective teaching strategies, born from the integration of musical understanding and
pedagogical expertise, represent a crucial aspect of teachers' PCK in music education. In line with
Swanson (2013), the deployment of innovative teaching strategies that move beyond mere rote learning
is vital. Such strategies could include problem-based learning, where students are encouraged to explore
real-world musical issues, fostering a deeper understanding and critical engagement with the subject
matter. Alongside these innovative methods, the integration of technology into teaching strategies is
paramount. Utilising tools such as digital audio workstations, music composition software, and
interactive music learning apps can significantly enhance the delivery of lessons, making musical
concepts more tangible and engaging for students (Tsugawa, 2022).
Another vital component of teachers' PCK is their involvement in curriculum development. The
teacher's expertise allows for the design of a curriculum that covers a broad spectrum of musical genres
and cultures while balancing between theory and practice. Sungurtekin (2021) emphasises the
importance of experiential learning opportunities within the music curriculum, such as ensemble
playing, concerts, and field trips to music concerts or music composition projects. These activities
enhance students' practical skills while expanding their understanding and appreciation of music's
multifaceted nature.
A teacher's PCK in music education also shines through in their ability to foster student
engagement. A stimulating and inclusive learning environment created by the teacher can enhance
student involvement and understanding (Rizk & Hillier, 2022). Diverse teaching materials and
resources, such as popular music or film scores, can be used to contextualise musical concepts and
capture students' interests. Additionally, a technique such as the 'flipped classroom', which allows
students to study materials outside of class and then use class time for discussions and practising, can
significantly enhance student engagement. Engagement shouldn't be confined to the classroom, and
students should be encouraged to participate in extracurricular music activities, such as school
orchestras or choirs.
Lastly, teachers' PCK plays an essential role in the execution of appropriate assessment
practices in music education. As Yan and Carless (2022) highlights, effective assessment should capture
both the process and product of students' learning. Formative assessment strategies, such as ongoing
feedback during music rehearsals or compositions, provide students with timely, actionable feedback.
Simultaneously, promoting peer and self-assessment practices aids in developing students' ability to
critically reflect on their own work and others, fostering a sense of responsibility and independence in
their learning. In conclusion, teachers' PCK in music education is multi-dimensional, encompassing a
deep understanding of effective teaching strategies, curriculum development, student engagement
strategies, and assessment practices. By elucidating these aspects, this article hopes to provide practical
insights to educators and those involved in curriculum design and policymaking, contributing to the
enhancement of music education.
Theoretical Foundation of Pedagogical Content Knowledge
Pedagogical Content Knowledge (PCK) is a fundamental principle highlighting that effective teaching
extends beyond merely delivering Content Knowledge (CK) to students. As Shulman (1987)
emphasized, PCK is the distinguishing factor between content specialists and educators, providing the
pedagogue with a unique, multifaceted understanding of knowledge transmission (p. 8). Shulman
(1986) introduced the concept of Pedagogical Content Knowledge (PCK) as a distinct and significant
form of knowledge specific to teachers. PCK is characterised by teachers' capacity to effectively connect
their pedagogical knowledge, which pertains to their understanding of effective teaching methods, with
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their subject matter knowledge, which reflects their expertise in the content they teach. Pedagogical
Content Knowledge (PCK) can be understood as the integration of two distinct domains, wherein
teachers utilise their expertise in subject matter to enhance instructional practises. Since its inception in
the 1980s, the concept of PCK has been intensively explored, particularly in science and mathematics
education, to uncover its specific components. Research has underscored several key aspects of PCK
that teachers need to possess. These include understanding students' interests (Ball, et al., 2008; Hill, et
al., 2004), recognizing common challenges students face in grasping content (Koehler & Mishra, 2009;
Tamir, 1988), and utilizing specific strategies tailored to teaching concepts within their discipline
(Magnusson, et al., 1999; Rowan et al., 2001). On top of that, Cochran, DeRuiter, and King (1993)
conducted a revision of Shulman's original model in order to better align it with a constructivist
viewpoint on the processes of teaching and learning. The authors of the study proposed an expanded
framework for Pedagogical Content Knowledge (PCK), which presents a model that arises from the
seamless integration of four key components which are known as;
•
subject matter knowledge
•
and pedagogical knowledge.
•
Teachers' understanding of students' abilities and learning strategies, ages and developmental
levels, attitudes, motivations, and prior knowledge of the concepts to be taught.
•
The other component of teacher knowledge that contributes to pedagogical content
knowledge is teachers' understanding of the social, political, cultural and physical
environments in which students are asked to learn.
This model enhances our comprehension of the strategies employed by teachers to effectively
communicate subject matter to their students as illustrated in Figure 1 below.
Figure 1. Components of PCK Model
Moreover, PCK requires educators to sequence instruction appropriately (Hill et al., 2008),
comprehend typical student errors and common misunderstandings of content (Hill et al., 2008), and
interpret student performance and work effectively (Ball, et al., 2008; Hill et al., 2004). These PCK
aspects, although initially studied in science and mathematics education, have been extended and
Mat Yusoff, Mohamad Marzaini, Hassan & Zakaria
99
applied to other fields, including music education. This broad application of PCK principles across
disciplines underscores their universal relevance and the necessity for educators to acquire these
multifaceted skills. A robust understanding of PCK enriches the teaching process, enabling educators
to provide instruction that is not only knowledge-rich but also tailored to their students' unique needs
and learning styles. This reinforces the assertion that effective teaching necessitates a profound grasp
of both content and pedagogy, embodied in the concept of PCK.
In music education, Pedagogical Content Knowledge (PCK) is uniquely defined as the
knowledge of teaching strategies in music, engaging students meaningfully with music, effective
implementation of the music curriculum, assessment of student abilities across music's different facets,
and the ability to demonstrate and explain musical concepts (Ballantyne & Packer, 2004, p. 302). PCK
extends beyond the realm of Content Knowledge (CK) by focusing on how to teach musical concepts
rather than just the knowledge of these concepts. For instance, if a teacher recognizes that a clarinet
player is not properly playing tenuto markings, they are applying CK. PCK, however, involves knowing
how to instruct the player on tongue placement, air usage, and note duration to achieve the correct tenuto
articulation. Research in music education has deeply explored the elements of teaching that encompass
PCK and its application in implementing music curricula (Haston, 2018; Millican, 2012; Raiber &
Teachout, 2014). Additionally, researchers have investigated various rehearsal skills such as providing
feedback (Goolsby, 1999; Incognito, et al., 2022), pacing (Price & Byo, 2002; Worthy, 2005), and error
detection (DeCarbo, 1982; Forsythe & Woods, 1983). These studies aim to better understand the
preparation of preservice educators and its impact on teaching.
Applying Shulman's PCK framework, Millican (2013) explored the thought processes of expert
beginning band teachers. The findings revealed that these expert band directors identified elements of
PCK while analyzing videotaped performances of beginner bands. The most frequently observed
elements were mental imaging/modeling, understanding how to manipulate variables to positively
impact student performance, and collecting and interpreting specific data to help students master
performance principles. Supporting these findings, Forrester (2018) conducted interviews with
experienced school band directors. Her results suggested that instrumental music teaching calls for a
specialized form of knowledge that merges teaching and conducting, advocating for an integrated
approach rather than teaching these aspects separately.
In-service teachers concur on the significance of PCK in teaching music (Millican, 2008, 2013),
stating that preservice teachers need to strengthen their PCK through experiences like observing and
interacting with experienced teachers (Millican, 2008; Paul, 1998). Such opportunities can be created
through field experiences (Wolfgang, 1990), lab classes (Butler, 2001; Paul, 1998), and reflective
teaching and planning activities (Barry, 1996). These experiences provide preservice teachers with
successful applications of PCK, which can then be replicated in their classrooms. Further research is
needed to investigate the most effective methods for developing PCK and Technological Pedagogical
Content Knowledge in preservice music teacher preparation.
Music education demands a diverse range of PCK applications, with leading a rehearsal as a
significant example. This activity involves various skills such as beat pattern and gestural techniques
(Silvey, et al., 2020; Johnson & Fredrickson, 1995; Mayne, 1992), conceptual understanding of the
musical score (Lane, 2006; Silvey et al., 2017), and instrumental fingerings and repair techniques
(Millican, 2008). Knowledge of secondary instruments is also a vital aspect of PCK in music education
(Millican, 2017). Another essential aspect of PCK in music education revolves around score study. This
area has been extensively researched, shedding light on how both expert and novice musicians
internalize music (Lane, 2006; Gromko, 2021) and how PCK influences novice musicians' preparation
for rehearsals (Silvey & Montemayor, 2014; Wacker, 2018). While the methods of score study may vary
among conductors, the importance of this practice remains consistent in preparing to lead a rehearsal.
Historically, music education research focusing on instrumental ensemble preparation has
predominantly addressed PCK (Crowe, 1996; Lane, 2006; Montemayor & Moss, 2009; Sætre &
Zhukov, 2021). However, having a high level of PCK is not the sole determinant of a music teacher's
success (Millican, 2008). Some music educators believe that more explicit instruction on private lesson
teaching might enhance their practice (Bresler, 2021; Villarreal, 2010). Even though PCK is crucial in
teaching, the mere possession of knowledge doesn't guarantee the teacher's ability to effectively impart
this knowledge to students (Loughran et al, 2012; Oztay & Boz, 2022). Thus, knowing how to teach the
content can be as significant and impactful as knowing the content itself.
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Methodology
The Systematic Literature Review (SLR) is a method to identify, assess, interpret, and analyse existing
research findings related to a specific topic, research question, or phenomenon. The objective of this
study was to conduct an SLR to summarise the literature on the roles of PCK educational settings to
support teaching and learning. The review was conducted according to the guidelines of Preferred
Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) (Moher et al., 2009), which
consist of four steps: identification, screening, eligibility, and inclusion criteria. The identification step
involves finding relevant articles using keywords and database searches. The screening step involves
selecting articles based on predetermined criteria, and the eligibility step involves evaluating articles to
ensure they meet the inclusion criteria. The final step is the inclusion criteria, where the remaining
articles are analysed. There are several benefits of using PRISMA as a guide for conducting an SLR, as
its searching procedures are systematic, it provides a clear understanding of the process, and it makes
the evaluation of the sources of information easier (Mohamed et al., 2020). Figure 2 below illustrates
the process of conducting the SLR in this study.
Figure 2. Stages of analysis (Adapted from Moher et al. 2009).
Total numbers of records
identified through database
searching
N = 51
Science Direct (n = 32)
Web of Science (n = 24)
Screening
Included
Eligibility
Identification
Assessment of title and abstract
N = 48
Full-text articles (N = 34)
Excluded due to:
Text didn’t justify the title,
Not delve into PCK and
music education
Studies retained for review
N = 11
Full-text articles assessed for
eligibility
Search narrowed by removal of
Duplicates, Articles published before
2014, Language not in English,
conference paper, chapter in books,
review articles
Records excluded (N = 3) in
the criteria:
Not in the educational
settings,
Participants are not school
educators
Mat Yusoff, Mohamad Marzaini, Hassan & Zakaria
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Identification
The initial step in conducting the SLR using PRISMA is the identification process, where the main
keywords are expanded by identifying and listing synonyms to retrieve as many articles from the
database as possible. The researcher used the WOS and Science Direct databases at Universiti Malaya
to generate search strings using the keyword “ PCK in music education “. The search strings were then
entered in the Advanced menu’s Enter query string. This allowed for the documents to be retrieved in
the first phase.
Screening
The second stage is the screening process, where articles are selected or discarded based on criteria
established by the researcher and obtained from the database. Articles that meet the criteria are referred
to as “included articles”, while those that do not meet the criteria are removed and are referred to as
“excluded articles.” The search was carried out in WOS and Science Direct using the keyword “PCK
in music education” from 2014 to 2023, with a restriction to studies written in English. The inclusion
and exclusion criteria are summarised in Table 1.
Table 1.
The Inclusion and Exclusion Criteria
Criteria
Inclusion
Exclusion
Types of Articles
Journal (research articles)
Conference paper, chapter in
book, review articles
Language
English
Non-English
Timeline
From 2014 until 2023
Published before 2014
The researcher continued the process by selecting "article" as the type of document in the database and
limiting the search to those in the English language. This was accomplished by clicking on the left side
box of the website interface and selecting the "Limit to" button at the bottom of the checkboxes. This
resulted in 97 articles being produced from the screening process. The researcher then analysed the
distribution of the articles, considering the year of publication, subject area, authors, countries, and
universities the authors were affiliated with. Out of the 48 articles, 3 were excluded for reasons such as
being irrelevant to the study context, lack of access to the full text, as well as insufficient information
in the abstracts regarding the results and a comprehensive understanding of the topic.
Eligibility
The next step in the SLR process was the eligibility phase, where 45 articles were chosen. The articles
were thoroughly assessed by reading through the titles, abstracts, methods, results, and discussions to
make sure they satisfied the inclusion criteria and were aligned with the current research goals. The
selection of articles to be reviewed was carried out in three stages. The first stage involved screening
the titles and abstracts, the second stage involved analysing the articles based on established selection
criteria and organising the results into a table, and the third stage involved reading and synthesising all
results into one document. The researcher only included articles that were relevant to the research
questions and excluded those that did not examine PCK in music education. After eliminating articles
that were not applicable to the study of PCK in music education, 11 articles remained and were deemed
suitable for analysis. Table 1 summarises the review of research on PCK in music education.
The study employed thematic analysis, a qualitative technique, as its chosen methodology.
According to Xu and Zammit (2020), qualitative analysis is synonymous with synthesis through
interpretation and explanation. The process began with a comprehensive review of all 16 publications,
focusing specifically on the abstract, findings, and discussion sections. The data was then abstracted
based on the study topics. Relevant data from the investigations that could address the research
questions were collated and abstracted for further evaluation. Thematic analysis was then conducted on
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the abstracted data, involving tasks such as identifying similarities, counting, clustering, detecting
patterns and themes, and establishing linkages. The aim of thematic analysis is to identify and analyze
key elements of the data, guided by the research question (Clarke & Braun, 2013). Thematic analysis is
considered the most effective method for synthesizing data from an integrative (mixed research design)
approach (Flemming et al., 2019). The author employed both deductive and inductive thematic analysis.
Deductive thematic analysis involved identifying themes related to the research question initially, while
inductive thematic analysis involved identifying themes based on patterns observed in previous
research.
Results
The research resulted in 51 hits, however, only 11 studies satisfied the inclusion criteria and were
analysed. Table 2 shows the themes of these 11 studies. The studies included in the review were
conducted in Philippines (1), Australia (3), United States (5), Finland (1), Spain (1), and China (1). They
were published between 2014 and 2023, with the majority being published in 2022. The sample sizes
of the studies varied and the data was mainly collected through interviews and surveys. The systematic
review uncovered four main themes related to the PCK, with a focus on the understanding of music
concepts, pedagogical strategies, student-centered teaching approaches, and assessment practices (as
shown in Table 2).
Table 2.
Review of the research on the pedagogical content knowledge in music education
Author &
Year
Country
Respondents
Theme 1
Understanding
of music
concepts
Theme 2
Pedagogical
strategies
Theme 3
Student-
centered
teaching
approaches
Theme 4
Assessment
practice
Manila, B.
M. (2020)
Philippines
54 elementary
teachers from the
District of
Mariveles, Bataan,
Philippines
/
Yin (2022)
China
100 music teachers
from colleges and
universities in
China
/
Lee, D. A.
(2018)
Australia
15 Australian
electric guitarists,
including
professional
musicians, music
educators, and
students
/
Hart Jr., J. T.
(2019)
United
States
100 music
education faculty
and conducting
instructors from
colleges and
universities in the
United States
/
Haston, J. L.
(2018)
United
States
5 in-service
secondary band
teachers from the
United States
/
Shaw, R.
(2016)
United
States
2 urban choral
music educators
/
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103
Beltman, S.,
Glass, C.,
Dinham, J.,
Chalk, B., &
Nguyen, B.
(2015)
Australia
125 pre-service
music teachers from
an Australian
university
/
Tsugawa, Y.
(2022)
United
States
16 undergraduate
music education
students and 5
current and former
teaching assistants
from a university in
the United States
/
Draves, T. J.
(2019)
United
States
a first-year music
educator in the
United States
/
Calderón-
Garrido, D.,
& Gustems-
Carnicer, J.
(2021)
Spain
335 compulsory
education music
teachers from Spain
/
Partti, H.,
Westerlund,
H. & Lebler,
D. (2015)
Finland
and
Australia
Program leaders
from the Sibelius
Academy in Finland
and the Queensland
Conservatorium in
Australia
/
Understanding of Music Concepts
To make music comprehensible to students, teachers need to have a deep understanding of music,
including its historical, theoretical, and practical aspects. However, research specifically investigating
Pedagogical Content Knowledge (PCK) in Music Education remains limited, as noted by Manila
(2020). Manila conducted a descriptive research study in Mariveles, Bataan, during the 2019-2020
school year, involving 54 elementary teachers selected purposively. The study utilized both
questionnaires and interviews to gather data, which were analyzed using the SPSS software. The
findings revealed that the respondents demonstrated insufficient knowledge of elementary-level music
content and pedagogy, posing a significant barrier to effective teaching and learning in music education.
Teachers identified challenges such as their lack of subject knowledge, negative student attitudes
towards music, inadequate facilities, and a lack of teaching resources. Manila (2020) emphasizes the
importance of teachers improving their content and pedagogical knowledge in music and highlights a
positive correlation between teachers' content knowledge and the number of relevant seminars and
trainings they attended. Moreover, pedagogical knowledge variations were influenced by teachers'
specialization and the number of relevant seminars and trainings they attended, further highlighting the
need for professional development opportunities to enhance PCK and improve music education quality.
While Manila's study underscores the vital role of PCK in grasping music concepts, it seems to
indirectly suggest that the mere accumulation of content knowledge may not translate to effective music
pedagogy. The intricate nature of musical concepts demands not just knowledge, but a nuanced
understanding and the ability to contextualize them for students of varying competencies. Besides, the
emphasis on seminars and trainings, although beneficial, might overshadow the essential experiential
and reflective processes that facilitate a profound comprehension of music concepts in pedagogical
scenarios.
Another study by Yin (2022) underscores the critical role of PCK in deepening content
understanding in music education, particularly in the context of modern music instruction. Yin proposes
an innovative approach that integrates PCK with information fusion-oriented multimedia technology to
enhance teaching effectiveness. By studying music teachers' practices in colleges and universities, a
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theoretical framework was developed to equip them with strategies to augment their PCK and enhance
students' comprehension of music content. The study also presents the construction of an intelligent
music teaching system based on multimedia technology and PCK principles. This system aims to create
a more immersive and enjoyable learning environment by recharacterizing subject knowledge in a way
that appeals to students. The results of the experiment indicate a significant positive impact when PCK
and information fusion-oriented multimedia technology are applied in music education, leading to
improved educational outcomes in modern music. Integrating PCK into music instruction not only
promotes a deeper understanding of the content but also increases student engagement in the learning
process. Furthermore, although multimedia can support instructional strategies, a heavy reliance on
technology could take away from the experiential, hands-on component of music education, which is
essential for deeply internalising and comprehending musical concepts.
Lee (2018) focuses on the development of an up-to-date pedagogical canon for electric guitar
in popular music education in Australia. The study employed both quantitative and qualitative
methodologies, analyzing data from various industry sources. It revealed a significant cultural insight
into Australian music education, showing that the development of electric guitar culture in Australia
was heavily influenced by international trends from the United States and the United Kingdom.
However, the study highlights the importance of Pedagogical Content Knowledge (PCK) in considering
the specific cultural and contextual factors that influence students' engagement with and understanding
of music. The findings suggest a potential gap in the content understanding aspect of PCK in Australian
music education, as the focus on international content may hinder the growth of a distinct Australian
electric guitar culture. Lee emphasizes that PCK in content understanding should involve considering
the cultural context and tailoring instruction to better reflect and incorporate local influences, thereby
making music education more engaging and relevant for learners and promoting a deeper understanding
of the subject. This study emphasises the nuanced nature of teaching electric guitar in Australia, but it
also highlights concerns about striking a balance between indigenous musical traditions and global
influences. International trends certainly influence music education, but it's crucial to acknowledge and
celebrate Australia's own musical legacy and original ideas. A wider lesson for music education
worldwide is implied by the focus on PCK's cultural context adaptation: be cautious of universal
pedagogies that could unintentionally homogenise musical training, therefore dilution of regional
musical expressions and traditions.
Pedagogical strategies
Studies also show the importance of not only content knowledge but also effective pedagogical
strategies in teaching music, specifically conducting. However, limited real-world conducting
experiences suggest a need for more practical applications of Pedagogical Content Knowledge (PCK)
in this field to improve music education outcomes. Hart Jr. (2019) conducted a study examining
conducting courses completed by undergraduate music education majors, focusing on course structure,
content, pedagogical values, and the emphasis instructors placed on various areas of teacher knowledge.
The study utilized Shulman's PCK framework as a guiding structure. The findings revealed that music
education divisions generally required two conducting courses across different degree specializations.
Instructors were predominantly male, highly educated, and held assistant or full professor ranks, with
significant college teaching experience. However, their experience in K-12 music teaching was
comparatively limited. Both music education faculty and conducting instructors emphasized the highest
importance on music content knowledge, followed by music PCK and general pedagogical knowledge.
Despite this emphasis, opportunities for students to conduct in authentic learning contexts were
minimal. These findings highlight the role of PCK in music education, particularly in the context of
pedagogical strategies. Instructors recognized the value of PCK in effectively teaching specific content
to students, which involves different teaching strategies, understanding student learning processes, and
addressing common difficulties. However, the limited opportunities for authentic conducting practice
suggest an area for improvement. Enhancing these opportunities could facilitate a better application of
PCK by providing students with real-world experiences to connect their content knowledge with
effective pedagogical strategies. Thus, the role of PCK in music education extends beyond content
understanding to encompass mastering pedagogical strategies for effective teaching. It is essential for
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105
future practices, policies, and research to address these aspects and ensure a comprehensive and
practical approach to music education.
Pedagogical strategies in music education are derived from a combination of professional
training, personal intuition, and social interactions. These strategies are tailored to effectively teach
music content to students, underscoring the critical role of PCK in shaping practical teaching
approaches. Haston (2018) investigated the perceived sources of PCK used by five in-service secondary
band teachers. The teachers participated in an exercise involving planning, teaching, and video-
recording a 30-minute band rehearsal. The researcher identified instances of PCK application, which
were confirmed by an independent researcher. All participants agreed with the identified instances. The
findings revealed diverse sources of PCK among the participants, including observation apprenticeship,
methods courses, intuition, peer influence, and cooperating teachers. These varied sources indicate that
PCK in music education is derived from a range of experiences and influences. This study emphasizes
the importance of PCK as a guiding framework that informs and shapes teaching approaches used by
band teachers in real-world settings. The reliance on various sources of PCK demonstrates how teachers
tailor their pedagogical strategies to effectively teach music content. Additionally, the participants
acknowledged the positive impact of metacognition on their teaching practices. Reflecting on their
sources of PCK and observing it in action facilitated a deeper understanding of their teaching strategies.
This awareness, along with their expressed interest in future reflection on PCK, highlights the ongoing
role of PCK in shaping and refining pedagogical strategies in music education.
Teachers showcased their ability to adjust their pedagogical strategies based on their
Pedagogical Content Knowledge (PCK), employing different approaches to accommodate each
classroom's distinct characteristics. This highlights the critical role of PCK as a flexible tool in tailoring
teaching methods to optimize student learning outcomes. Shaw (2016) investigated the contextual
knowledge possessed by urban music educators about their students, schools, communities, and broader
cultural contexts. The study observed two urban choral music educators working in multiple,
demographically diverse classrooms each week, allowing for an examination of how these teachers
adjusted their pedagogical strategies based on their understanding of each unique context. PCK played
a prominent role in this scenario, as teachers modified their approach according to the unique
characteristics of each classroom. This demonstrates the application of PCK as an adaptable tool that
teachers utilize to customize their teaching strategies to suit their students' needs, acknowledging the
influence of the wider school, community, and cultural contexts. Despite these context-based
adjustments, consistent elements in the teachers' practices were observed across different settings,
reflecting their underlying pedagogical principles. This further underscores the role of PCK in shaping
teaching practice in music education. Notably, the teachers employed culturally relevant and anti-racist
pedagogies, highlighting the critical role of PCK in addressing the complexities of urban and
multicultural learning environments. The application of PCK in this sense enhances not only content
understanding but also promotes inclusivity and responsiveness to cultural diversity, crucial aspects of
contemporary music education. The study concludes by discussing the implications of these findings
for music teacher education, emphasizing the importance of equipping future music educators with the
skills to adapt their PCK to the unique demands of various urban contexts.
Student-centered teaching approaches
PCK plays a crucial role in developing the identity of teachers, fostering positive relationships, and
creating enjoyable learning experiences, thereby emphasizing a student-centric teaching approach.
Beltman (2015) conducted a study on the formation of professional teacher identity among pre-service
teachers in an Australian university, using drawings as a method to understand their perception of
themselves as future teachers. The findings revealed that the participants envisioned themselves as
teachers who foster positive student relationships, create enjoyable learning experiences, and exude
confidence. This study highlights an important aspect: student understanding. The pre-service teachers'
drawings indicate their intention to focus on the student experience, indicating their recognition of the
need for student-centered teaching strategies. This understanding is a vital component of PCK, which
emphasizes the adaptation of teaching strategies to meet the needs and learning styles of students for
effective instruction. However, the study also identified a potential gap in the pre-service teachers'
understanding of the complexities and challenges of teaching, which are critical aspects of the PCK
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framework. This suggests that while they grasp the need for student-centered pedagogy, they may not
fully comprehend the multidimensional nature of teaching and the significance of content knowledge,
contextual factors, and pedagogical skills. This finding presents a challenge to music teacher educators
to strike a balance between preparing pre-service teachers for the realities of the profession while
preserving their enthusiasm and positive approach. It underscores the need for music teacher education
programs to enhance students' PCK by integrating content knowledge with an understanding of
pedagogical strategies and the realities of the teaching profession.
In addition, by understanding and adapting to generational differences, teachers can effectively
engage and connect with their learners, enhancing their pedagogical content knowledge and preparing
them for future careers in inclusive and diverse music education. This is demonstrated in a study by
Tsugawa (2022) that explored the intergenerational dynamics between pre-service music teachers and
senior adult musicians in a New Horizons ensemble as part of a university's music teacher preparation
program. Through an intrinsic qualitative case study methodology, data from 16 undergraduate music
education students and interviews from 5 current and former teaching assistants were analysed to
understand how younger teachers adapted to generational differences, the PCK acquired through their
teaching experiences, and the impact of these experiences on their future careers. The findings
underscored the importance of aligning the goals of music teacher education programs and adult
ensembles while fostering opportunities that prepare students for adult music education. It also
emphasized the need to reimagine partnerships between New Horizons and music teacher education to
encourage greater national, racial, cultural, and musical diversity.
Furthermore, studies highlight the significance of teacher identity development in music teacher
education programs and its impact on student learning experiences. Draves (2019) conducted a
particularistic case study that followed the journey of Paul, a first-year music educator, focusing on the
development and transformation of his teacher identity. Drawing from Olsen's sociocultural view of
teacher identity, the research examined Paul's personal teaching beliefs, their interaction with his
professional development experiences, and how he perceived himself as a teacher. The study revealed
three significant themes: Becoming Student Focused, Learning to Be Myself as a Teacher, and Taking
Ownership. The findings emphasize the need for increased awareness and activities promoting teacher
identity development in music teacher education programs. The researcher suggests that more
scholarship on teacher identity focused on music student teachers and beginning music educators would
be beneficial. In terms of student understanding, this study underscores the profound impact a teacher's
evolving identity can have on pedagogy and student outcomes. As Paul developed a student-focused
approach and took ownership of his role, it likely influenced the way he communicated and interacted
with his students, shaping their learning experiences. Moreover, by learning to be himself as a teacher,
Paul likely created a more authentic, relatable educational environment. This authenticity could enhance
student engagement, fostering a more productive and enjoyable learning environment. In essence,
understanding the transformation and nuances of a teacher's identity is pivotal not only for the teachers
themselves but also for significant implications for student learning.
Assessment Practice
The COVID-19 pandemic prompted a sudden shift to remote education in Spain, significantly impacting
music education. Calderón-Garrido & Gustems-Carnicer (2021) conducted a study involving 335
compulsory education music teachers, which found that their adaptation to remote teaching involved
contemplative activities, with notable disparities among public, private, and semi-private institutions.
While teachers reported increased contact with students, the learning primarily took place
asynchronously. Significant differences emerged in the content taught, including musical styles,
instrument playing, singing, and physical expression. Interdisciplinary teaching was underutilized,
despite the potential benefits offered by digital technology. The study also revealed a gender gap in the
perception of online teaching advantages, with more male teachers seeing benefits. Advantages included
increased organization, family participation, and time for students, while concerns included inadequate
content coverage, lack of government instructions, and evaluation challenges. The pandemic
highlighted the importance of emotional aspects in music education and its role in emotional well-being.
Teacher age significantly influenced their evaluation of remote teaching. Despite concerns about job
security, most teachers felt they had learned something from the experience and recognized the need
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107
for post-pandemic investment in schools. These findings underscore the urgent need for enhanced
support for teachers in crisis-induced transitions to online education, including pedagogical skills
development, reflective practice, and addressing social divides among students. Importantly, these data
highlight the value of pedagogical content knowledge (PCK) in assessing student learning in music
education, even in remote settings. PCK can be instrumental in navigating online teaching challenges,
particularly in effectively evaluating students' musical abilities and understanding, thus ensuring a
comprehensive, meaningful, and efficient learning process.
Another study by Partti et al. (2015) explores the potential for innovative assessment practices
in higher music education, considering the role of PCK and positioning assessment as a participant in
the learning process. The study conducted an instrumental case study comparing assessment practices
in folk music education in Finland and popular music education in Australia. Drawing on theories of
communities of practice, the researchers aimed to understand assessment as learning and the
development of professional identity through student participation in assessment processes. Qualitative
data was collected through semi-structured interviews with program leaders from the Sibelius Academy
in Finland and the Queensland Conservatorium in Australia. The interviews were treated as narratives,
transcribed, and analysed, focusing on the development of assessment practices, goals, and success
criteria. The results highlighted the learning value derived from participatory assessment practices and
the contrast between the current state of the community and its aspirations. In this context, pedagogical
content knowledge (PCK) plays a crucial role in assessment practices, allowing educators to effectively
design and adjust assessment tasks to the specific context, fostering a deeper understanding of the
subject matter, and aiding students in their professional identity development. This case study
illuminates the potential of integrating PCK in assessment practices within higher music education.
Discussion
The findings from the studies by Manila (2020), Yin (2022), and Lee (2018) highlight the critical role
that Pedagogical Content Knowledge (PCK) plays in fostering a deep understanding of music concepts
in education. Manila's research illustrates the significance of PCK in delivering quality instruction and
facilitating meaningful student learning in music education, underlining that a lack of such knowledge
presents a significant barrier to effective teaching and learning. The study illuminates that teachers'
content and pedagogical knowledge in music can be greatly improved through professional
development opportunities, like seminars and training sessions, emphasizing the importance of
continuing education for teachers to enhance PCK. Manila (2020) emphasizes the importance of PCK
in delivering high-quality music instruction. This resonates with earlier studies, such as Shulman
(1986), which introduced the idea of PCK and highlighted its crucial role across different subject areas,
not just music. While it underscores the necessity of professional development to boost PCK, previous
research by Opfer & Pedder (2011) points out that the effectiveness of professional development varies
based on its duration, focus, and active learning opportunities. Therefore, simply advocating for more
seminars and training may not be sufficient. The content and nature of these training programs, as well
as their adaptability to different teaching environments, should be thoroughly assessed.
Yin (2022) provides insight into how PCK can transform music education when combined with
innovative technologies such as multimedia, proposing an intelligent music teaching system based on
multimedia technology principles and PCK. This system, by restructuring subject knowledge in ways
that appeal to students, aims to create a more immersive and engaging learning environment,
demonstrating the potential of PCK in modernizing music education and making it more effective.
Although this study showed that integration of PCK with multimedia technologies in music education
is a progressive move, previous research like Mayuni and Dhieni (2022) on multimedia learning,
suggests that well-designed multimedia resources can significantly enhance learning. However, as
pointed out by Mercader and Gairín (2020), there are barriers to technology integration in education,
such as lack of resources, training, and institutional support. Thus, while Yin's intelligent music teaching
system sounds promising, its broad applicability and the prerequisites for its effective implementation
should be studied further.
Lee's study focuses on the need for a culturally responsive PCK in music education, particularly
in the context of electric guitar culture in Australia. The research suggests that the lack of a distinctively
Australian guitar culture could be due to an insufficient understanding and consideration of the cultural
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context in the pedagogical content knowledge applied in music education. This indicates the importance
of integrating cultural awareness into PCK for it to be truly effective in engaging learners and fostering
deep understanding. The study focuses on culturally responsive PCK, especially concerning electric
guitar culture in Australia, aligns with Donahue-Keegan et al. (2019)'s research emphasizing culturally
responsive teaching as a means to engage diverse learners better. Not only that, Abacioglu et al. (2020)
has previously discussed the importance of teachers understanding their students' cultural backgrounds
to make content more relevant and engaging. While Lee's study on the lack of a distinct Australian
guitar culture is an important observation, it would be beneficial to consider broader cultural elements
beyond just the guitar culture. In summary, these studies emphasize the transformative potential of PCK
in music education, whether by enhancing teacher competency, integrating with modern technology, or
adapting to cultural context, thus fostering an enriched understanding of music concepts among
learners.
The pivotal role of Pedagogical Content Knowledge (PCK) in developing and deploying
effective pedagogical strategies within music education is amply demonstrated in the studies by Hart
Jr. (2019), Haston (2018), and Shaw (2016). Hart Jr.'s research underscores the importance of providing
authentic learning contexts, such as opportunities for student conducting, to facilitate the practical
application of PCK in music education. It reveals that despite an emphasis on music content knowledge,
there is a clear recognition of the value of PCK, underlining the importance of coupling content with
effective pedagogical strategies. This study reflects earlier findings by Ekiz-Kiran and Boz (2020),
which discussed the intricate interplay between subject matter knowledge and pedagogical techniques,
emphasizing the importance of PCK. Also, Mat Yusoff et al. (2023) argued that practice-based
opportunities in real classrooms are vital for the development of effective teaching. While the highlights
the limited opportunities for authentic conducting practice, it's worth to understand that even in
authentic settings, the quality of the experience matters. Further, Kong et al. (2020) denotes that the
authenticity of practice must be combined with reflection and expert feedback for maximal impact on
developing PCK.
Similarly, Haston's study provides insight into the multifarious sources of PCK that shape music
educators' teaching approaches, including apprenticeships, intuition, peer influence, and the impact of
a cooperating teacher. This underscores PCK as a flexible, adaptable framework informed by a variety
of influences and experiences, capable of refining music education strategies. Shaw's study extends the
scope of PCK in music education, emphasizing its role in adapting pedagogical strategies to unique
classroom, school, and community contexts, further enhancing its relevance and application. This
demonstrates PCK's dynamic role in not just enhancing content understanding but also promoting
inclusivity and cultural responsiveness. Collectively, these studies illuminate the multifaceted nature of
PCK in shaping effective pedagogical strategies in music education. They highlight the need for music
educators to possess a robust PCK that integrates deep content knowledge with versatile teaching
strategies, informed by a broad range of experiences and adaptable to diverse learning contexts. Haston's
findings resonate with the notion that PCK is a complex, multifaceted construct, a perspective well-
documented by Kind and Chan (2019). They argued that PCK evolves from a blend of content
knowledge, pedagogical knowledge, and knowledge of context. While diverse sources of PCK (like
peer influence, methods courses, etc.) are highlighted, it would be beneficial, as Shulman (1987)
suggests, to discern which sources are most impactful in developing robust PCK. Not all experiences
or influences contribute equally to effective pedagogical strategies. Hence, PCK serves as a vital
framework guiding the continual refinement and adaptation of music education strategies to ensure
optimal learning outcomes.
The studies conducted by Beltman (2015), Tsugawa (2022), and Draves (2019) distinctly
underscore the role of Pedagogical Content Knowledge (PCK) in shaping student-centered teaching
approaches in music education. Beltman's study delves into the emerging teacher identity among pre-
service teachers, highlighting their intention to cultivate positive relationships and enjoyable learning
experiences for students. This points to a crucial element of PCK: the understanding and adaptation of
teaching strategies based on student needs and learning styles. However, it also uncovers a potential
gap in comprehending the multi-dimensional aspects of teaching, such as content knowledge and
pedagogical skills, which are integral to PCK. Beltman's focus on pre-service teachers' teacher identity
formation is similar to Maaranen and Stenberg (2020) research on teacher identity. They asserted that
the process of forming a teacher's identity is continual and affected by environmental, professional, and
Mat Yusoff, Mohamad Marzaini, Hassan & Zakaria
109
personal factors. Further, Sevinc (2023) highlighted that PCK is not just about content or pedagogy, but
the intersection of the two. While Beltman underscores the importance of cultivating positive
relationships, the study could benefit from a deeper exploration of how these intentions translate into
effective PCK development, especially when adapting to diverse student needs.
Tsugawa's study takes this a step further by examining intergenerational dynamics, emphasizing
the necessity to adapt teaching methods to cater to generational differences in learners. This not only
amplifies PCK's scope by incorporating diverse learning needs but also lays emphasis on inclusivity
and diversity in music education, enhancing teacher preparedness for versatile learning environments.
The study focuses on intergenerational dynamics in teaching is in line with Jarrahi and Eshraghi’s
(2019) digital native versus digital immigrant dichotomy, emphasizing the evolving learning
preferences across generations. Although Tsugawa emphasizes the need to understand generational
differences, researchers like Rudolph et al. (2021) have warned against overgeneralizing and labeling
entire generations. Hence, while PCK should indeed adapt to cater to different learners, care should be
taken not to make broad assumptions about generational learning needs without considering individual
contexts.
Draves' study rounds up this exploration of PCK's role in student-centric teaching approaches,
tracing the transformation of a teacher's identity and its consequent influence on pedagogy and student
learning experiences. It posits that a teacher's evolving identity, characterized by a student-focused
approach and authenticity, impacts the learning environment and student engagement, underlining a
teacher's identity as a vital facet of PCK. The interplay between teacher identity and pedagogy finds
resonance in Meesuk et al. (2020) work, suggesting that one’s understanding of oneself is central to
being an effective teacher. While Draves emphasizes the transformation of teacher identity, Labbaf et
al. (2019) argue that teacher identities are continually evolving, influenced by both internal and external
factors. Understanding how these dynamic identities interact with the development and application of
PCK would provide a more comprehensive picture. Together, these studies reinforce the role of PCK as
a guiding framework that encompasses content knowledge, pedagogical strategies, and a deep
understanding of student needs to craft effective, student-centered teaching approaches in music
education.
The studies by Calderón-Garrido & Gustems-Carnicer (2021), Payne et al. (2019) and Partti et
al. (2015) strongly highlight the critical role of Pedagogical Content Knowledge (PCK) in shaping and
executing effective assessment practices in music education, be it remote or traditional, across different
levels of education. Calderón-Garrido & Gustems-Carnicer's research into remote music teaching
during the COVID-19 pandemic underscores the need for PCK in evaluating student learning even in
virtual environments. By incorporating PCK, teachers can better navigate the challenges of remote
teaching, enabling a more holistic understanding of students' musical abilities. Their study of PCK in
remote music education during the pandemic is consistent with the TPACK approach developed by
Koehler & Mishra (2009), which emphasises the integration of content, pedagogy, and technological
knowledge. While Calderón-Garrido & Gustems-Carnicer stress the importance of PCK in virtual
learning, Greenhow et al. (2022) points out that technology-mediated environments introduce new types
of interactions, requiring an evolved form of PCK. The study might benefit from incorporating TPACK
principles more explicitly to address the unique challenges of remote music education.
Payne et al. (2019) underscore the importance of a systematic six-step assessment process to
enhance student performance and guide instructional decisions in music education. Here, PCK acts as
the foundation that allows educators to create customized assessment tasks, scoring devices, and
feedback mechanisms that closely reflect and support individual students' musical progress. The
systematic six-step assessment process mirrors Hassanien et al. (2013) work, which suggests that
assessments should be interwoven with teaching to optimize learning. Payne et al. (2019) emphasize
structured assessment. However, as Matsunobu (2023) notes, the danger is that a too rigid structure can
sometimes sideline the essence of musical creativity. There's a balance needed between a systematic
approach and fostering an organic, creative learning process, which may not have been deeply explored
in this study.
Meanwhile, Partti et al.'s study delves into higher music education, exploring the potential of
innovative assessment practices that view assessment as part of the learning process. Through the lens
of PCK, educators can better design and adapt assessment tasks to specific contexts, deepening students'
understanding of the subject matter and aiding in their professional identity development. Partti et al.'s
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approach to viewing assessment as part of the learning process resonates with Oliveira et al.’s (2019)
argument for embedding assessment within the pedagogical process for it to be truly transformative.
However, de la MoraVelasco and Hirumi (2020) caution that innovative assessments in music, without
proper calibration to reflect true learning outcomes, can sometimes mislead educators. There might be
a need to balance innovation with validity and reliability in assessment methods. Overall, these studies
emphasize that a nuanced understanding of PCK, combined with effective assessment strategies, could
significantly elevate the quality and efficacy of music education, regardless of the teaching and learning
environment. As a dynamic and adaptable framework, PCK plays a central role in shaping assessment
practises that are tailored to the specific requirements and circumstances of music students, thereby
fostering their musical growth and development.
Conclusion
This systematic literature review elucidates the multifaceted nature of PCK in shaping and influencing
effective pedagogical strategies in music education. The review draws together insights from a range of
studies, highlighting the interplay between PCK and various elements of music education, such as
teacher competency, understanding of music concpets, pedagogical strategies, student-centered
approaches, and effective assessment practices. A notable conclusion from this review is the recognition
of PCK as a dynamic and adaptable framework that, when properly understood and applied, can
significantly enhance the teaching and learning processes in music education. In the landscape of music
education, PCK has demonstrated its transformative potential. It is clear from the literature that a deep
understanding of both content and pedagogical knowledge is essential for effective music instruction.
This amalgamation becomes particularly potent when combined with innovative technology, as it offers
an engaging, immersive, and modernized learning environment. Furthermore, it's evident that PCK
must be culturally responsive to resonate with learners' experiences and contexts, a factor that can
significantly influence engagement and understanding. PCK also plays an instrumental role in shaping
student-centric teaching approaches, which accommodate diverse learning needs and styles, thereby
fostering a more inclusive and effective learning environment.
Nonetheless, gaps and challenges in the effective application of PCK remain. There is a need
for more professional development opportunities, like seminars and training sessions, to equip music
teachers with the necessary PCK. Similarly, the review identifies the need to enhance music teachers'
cultural responsiveness, integrating it into their PCK to reflect local influences better. Also, the necessity
for educators to adapt their PCK to the unique dynamics of each learning environment, be it traditional
or remote, is evident, particularly in the design and execution of assessment practices. In conclusion,
the role of PCK in music education, as revealed in this systematic literature review, is undeniably
significant. It serves as a cornerstone for delivering quality instruction, fostering a deeper understanding
of music concepts, ensuring effective pedagogical strategies, and enhancing assessment practices. For
the potential of PCK to be fully realized in music education, there is a pressing need for targeted
interventions aimed at addressing the identified gaps, including improved professional development
opportunities, increased cultural responsiveness, and adaptable pedagogical strategies tailored to
diverse learning environments. Only then can the transformative potential of PCK be fully harnessed,
leading to an enriched, effective, and inclusive music education for all learners.
However, the study also acknowledges several limitations. It identifies the potential for
language bias due to the restriction of the search to English language articles, and the temporal
limitation, with only articles published between 2014 and 2023 being included. Furthermore, the
variance in methodology, sample size, and intervention design across the studies could affect the
comparison and synthesis of findings, thus presenting another limitation of this review. Despite these
potential limitations, the study's findings offer valuable insights into the role of PCK in shaping the
learning within music education.
Acknowledgements
This research was not funded by any specific grant from public, commercial, or non-profit sectors. The authors
declare no potential conflict of interest.
Mat Yusoff, Mohamad Marzaini, Hassan & Zakaria
111
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Biographies
Shahazwan Mat Yusoff is an English teacher at SMK Damansara Damai 1 in Selangor, Malaysia. He recently
earned his Ph.D. in Education, specializing in Curriculum and Instruction, from the University of Malaya,
Malaysia. In addition to his expertise in education, Shahazwan has a keen interest in music education research.
This interest is reflected in his innovative teaching methods, where he integrates music into his English language
curriculum.
Anwar Farhan bin Mohd Marzaini is an English language lecturer at Universiti Teknologi MARA in Pulau
Pinang. He is currently pursuing his Ph.D. in Education at UiTM. In addition to his academic pursuits, Anwar
Farhan is deeply interested in exploring the intersection of music and language education. His research focuses
on how music can be used as a dynamic tool in teaching English, particularly in enhancing language retention and
improving pronunciation skills.
Muhammad Hafiz bin Hassan, a graphic design lecturer with a Master's in Design Technology, is not just
passionate about visual arts and education, he is also deeply interested in music. His scholarly pursuits also
encompass an avid interest in music, exploring its elements and their interplay with design technology. Alongside
his work in crafting educational tools for children with autism, Hafiz integrates musical elements into his teaching
approach at Universiti Teknologi MARA, Sarawak.
Noorhayati Zakaria is a teacher at Tenby International School and is currently pursuing her Ph.D. in Education,
focusing on Language and Literacy Education at the University of Malaya. Her research delves into the literacy
of EAL integrated with music. She explores how music can support and enhance literacy development, positing
that musical elements like rhythm and melody can reinforce language patterns and structures. Her innovative
approach aims to examine the effectiveness of incorporating music into literacy instruction to improve student
engagement and achievement in language learning.
|
Malaysian Journal of Music Vol. 12 No. 2 (2023) | Biedermeier style, chamber music performance, Rattanakosin era, social context, Thai music | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/531 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/7776 | Proximity to Daily Life: | In every culture and time period, music has always been a medium of expression that gathers people together. In Thailand, the | https://ejournal.upsi.edu.my/index.php/MJM/article/view/7776/4816 | [
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] | Kim, Chantanakajornfung & Suwanpakdee
115
Proximity to Daily Life: Parallel Musical Functions in the
Austrian Biedermeier and Early Thai Rattanakosin Eras
Margaret Hayne Kim1, Apichai Chantanakajornfung2, Suppabhorn Suwanpakdee3*
School of Music, Princess Galyani Vadhana Institute of Music
2010 Arun Amarin 36, Bang Yi Khan, Bang Phlat, Bangkok, Thailand
e-mail: [email protected], [email protected]
*Corresponding author: [email protected]
Published online: 29 December 2023
Cite this article (APA): Kim, M. H., Chantanakajornfung, A., & Suwanpakdee, S. (2023).
Proximity to Daily Life: Parallel Musical Functions in the Austrian Biedermeier and Early
Thai
Rattanakosin
Eras.
Malaysian
Journal
of
Music,
12(2),
115-134.
doi:
https://doi.org/10.37134//mjm.vol12.2.7.2023
Abstract
In every culture and time period, music has always been a medium of expression that gathers
people together. In Thailand, the Sadhukarn, ceremonial music from the early Rattanakosin
era (1782-1851), expressed a bodily and mental salutation to heavenly spirits, reinforcing a
unified belief system before the start of an event. In a parallel era in Central Europe, the music
of the Biedermeier period (1815-1848) also had a unifying function as it grew out of societal
conditions in which the distinction of classes became less pronounced. In order to more fully
engage with these concepts, a concert was devised featuring an ensemble of instruments that
would commonly have been played in a Viennese salon during the Biedermeier era. The
repertoire studied and performed for this research were serenades written for the relatively
rare and under-performed combination of guitar, violin, and viola by Biedermeier-era
composers Leonard von Call, Wenzeslaus Matiegka, and Anton Diabelli, as well as a newly
created arrangement of the Thai Sadhukarn for the same combination of instruments. Upon
investigation of the role that music written in the Austrian Biedermeier and Thai Rattanakosin
cultural contexts had in the broader community, it was found that both cultures were strongly
driven by the middle class, resulting in a conception of music that emphasised accessibility
and functionality, highlighting its proximity to daily life. The performance of these works
aimed to transfer knowledge about the social function of this music to contemporary audiences
of today.
Keywords: Biedermeier style, chamber music performance, Rattanakosin era,
social context, Thai music
Malaysian Journal of Music Vol. 12, Issue 2 (115-134)
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Introduction
Chamber music has proved itself resilient through the ages and has historically
survived through the harshest of conditions. In contrast to large-scale productions
such as symphony orchestras, operas, and ballets, which require a framework of
economic stability, chamber music has the advantage of mobility and flexibility,
which renders it adaptable to various occasions and situations. It has consistently been
able to weather the shifting tides of change, be it political conflicts, economic
downturns, or global health crises. The present and ongoing need for more options in
chamber music has propelled our interest in diversifying the genre, moving beyond
the well-known territory of more standard chamber ensembles of the 18th and 19th
century–such as the string quartet and piano trio–and bringing attention to chamber
music repertoire outside of the typical mainstream fare.
As of today, little is known about music for violin, viola, and guitar, a genre
that grew out of middle-class domestic music-making practices and salon culture in
early 19th century Vienna. The period from 1815-1848, known as the “Biedermeier”
period, saw the growth and expanding influence of the newly affluent middle class.
In the previous decade, the Napoleonic Wars (1803-1815) had left many aristocratic
families in financial ruin, weakening their political influence, as well as their ability
to give patronage to the arts. The void they left was filled by financiers and
industrialists, who grew in prominence and began to have a heightened role in shaping
the culture of the times.
This social shift occurred in tandem with changes in musical life. Emulating
the aristocratic music salons of the past, the middle class also began to feature music in
their homes, whether as entertainment at parties and gatherings, or as a way for young
men and women to show their skill and accomplishment to climb up the social ladder.
Music in that period was a highly ubiquitous social activity; there was at least one
amateur musician in every household in Vienna, and music publishers sought to ensure
that attractive and accessible music would be readily available to the Viennese public.
Popular instruments for the home included flute, violin, viola, guitar, and keyboard
instruments.
The aftermath of the French Revolution and the ensuing political tensions of
the day resulted in the Austrian government’s strict censorship of all the arts.
Publications, theatrical works, and music with text containing the slightest
implications of political or religious undertones were heavily policed by the state
during this time. With limited options for social activities, music in the home provided
a welcome diversion alongside card-games and dancing. Wordless instrumental
music perfectly met the need in Viennese society for harmless pastimes. Thus, the
Biedermeier ethos in music was characterised by simplicity and accessible elegance;
music and the arts offered an escape from turbulent global events and the various
turmoil of contemporary life. Bringing the concept of Biedermeier into the context of
Thailand, similar ideas can be found in the role and function of Thai music in the
same period. In Thailand, the Biedermeier period correlates to the early Rattanakosin
period. Occurring between the reigns of King Rama II (1767-1824) and King Rama
III (1788-1851), the Rattanakosin period was a golden age of culture in which many
writers and poets contributed important works.
Kim, Chantanakajornfung & Suwanpakdee
117
The lifestyle of the Siamese people in the early Rattanakosin period reflected
the beliefs, religion, and rituals of Buddhism and its teachings on impermanence as a
way of bringing humans into awareness of the reality of death (Tsomo, 2006, p. 31).
Daily life revolved around the temple, which acted as a centre for preserving and
disseminating culture and knowledge. Traditions and rituals were always related to
the societal context; every social event carried the significance of auspiciousness and
holiness, thus strengthening the morale of the people. Rattanakosin-era entertainments
such as drama, music, and dance allowed people to feel involved and connected
(Puchadapirom, 2003), promoting sentiments of unity among the people gathering and
participating in the event.
In defining culture, American anthropologist Clifford Geertz refers to
“a system of inherited conceptions expressed in symbolic forms by means of which
men communicate, perpetuate, and develop their knowledge about and attitudes
toward life” (Geertz, 1993, p. 89). The ‘symbolic forms’ in this case being the medium
of music, the principal aim of this research is to explore the proximity of musical
practices and daily life, observing parallels between the European Biedermeier and
Thai Rattanakosin cultures.
Conceptual Framework
In order to study the music, culture, and social context of the Biedermeier
period (1815-1848) in Austria, the compositions selected for the research and
performance are pieces written for the violin (originally flute), viola, and guitar
combination written by three different composers of the Biedermeier period. The
instrumentation, and especially the use of the guitar, is a point of particular interest;
before the advent of technological innovations on that piano the led to a surge in piano
literature in the 19th century, the guitar was a popular domestic instrument that was
ideally suited for chamber music; no other period in music history produced more
chamber music with guitar than the Biedermeier period. The chosen repertoire was
written by composers Leonhard von Call, Wenzeslaus Matiegka, and Anton Diabelli,
all of whom had idiomatic knowledge of the guitar and were active in Vienna, Austria
during the height of Biedermeier era. An additional component of the research is to
find connections between the cultures surrounding Biedermeier music and Thai
classical music from the same time, the Rattanakosin era. After exploring and
documenting the connections between the two, the research team will present the
findings in a lecture recital. The performance of the pieces will aim to accessibly
communicate the ideas to the audience. The research will focus on three stages:
literature review, practice, and performance/presentation. The first stage, literature
review, will focus on how the European historical context between the years of 1815-
1848 affected musical life in the Biedermeier era, and compare the findings with the
role of music in societal culture of the Thai early Rattanakosin period using the
anthropology concept of Clifford Geertz. In the second stage, practice, musical works
with the instrumentation of violin, viola and guitar by various composers based in
Vienna during the Biedermeier era will be examined and selected for study and
performance. Using the same combination of instruments, violin, viola, and guitar, an
arrangement of a Thai musical work from the Rattanakosin period will be created in
order to investigate a performance-based approach to understanding the two musical
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cultures. Rehearsal of the selected and arranged pieces will be in process during this
stage, focusing on elements of performance practice in the respective periods. The
third and last stage will feature a lecture recital, combining the musical selections with
a spoken presentation of the research findings interspersed throughout, using each
piece as a topic of discussion to direct the audience’s attention to specific elements
from the research (see Figure 1).
Figure 1. Conceptual framework.
On The Biedermeier Era
The term Biedermeier was coined in the late 19th century as a somewhat
derogatory reference looking back to the seemingly conservative years in the first part
of the century. Gottlieb Biedermeier was the name of a fictional character that was
invented by two contributors to the satirical magazine Fliegende Blätter in the 1850s.
The name, roughly meaning “God-loving common man” in German, began as a
humorous epithet of the ordinary every man, and was subsequently used to refer to
German and Austrian culture and artistic aesthetics during a time characterised by
conservatism, political stability, and the rise of the middle class.
The Biedermeier era began in 1815 with the defeat of Napoleon and the
Congress of Vienna and ended with the Revolutions of 1848. Although the
conservative attitudes of the time may seem at odds with the free-spirited and
emotionally charged works of art, literature, and music that are usually associated
with 19th century Romanticism, the Biedermeier sensibility was very much a socio-
political response to the tumultuous events of the preceding years. In Austria,
attempting to restore order after the Napoleonic Wars, the government made heavy
use of police, secret police, and informers to discourage political dissent and
problematic intellectual notions. Travel was restricted for Austrian citizens, and strict
censorship was enforced in the arts as well; the aim was to create a stable
Kim, Chantanakajornfung & Suwanpakdee
119
administration by compelling people to live simple lives. This caused people to retreat
into their homes, and a new focus on domestic life permeated the culture of the times.
As such, the art of this period reflects a mood of escapism and a post-war search for
peace and restoration. Paintings by well-known painters of this era, such as those by
Joseph Franz Danhauser, Peter Fendi, and Ferdinand Georg Waldmüller, often depict
domestic scenes, families with children, and simple ordinary everyday life (see Figure 2).
The concept of functionality also influenced the music of this period. Music
was already a popular pastime in Vienna, and now that the newly affluent members
of the middle class were able to afford instruments, music lessons, and sheet music to
play in their homes, music became an indispensable part of social life. The number of
amateur musicians abounded in this period, increasing the demand for small chamber
works that could be performed in salon concert settings. Common genres included
sonatas, theme and variations, programmatic pieces, lieder, and orchestral
transcriptions for piano. Dance music such as the waltz, polka, ländler, galopp, and
tanze were abundant, with well-known composers such as Franz Schubert, Johann
Strauss Sr., and Joseph Lanner writing in these genres as well. In addition to providing
entertainment in the home, music was also a means of climbing the social ladder; for
young women, singing and playing the piano were ways to be put forth in society for
a favorable marriage, while for young men, playing music served a “recommendation
in good society” (Hanson, 1985, p. 118). The rise of the middle class – the dominance
of the “ordinary common man” – gave birth to new customs and trends surrounding
music, and it is from this more socially focused context that the distinctive aesthetics
of the Biedermeier style emerged.
Figure 2. Kersting, G. F. “Embroidery Woman” (1817). ed. Dorota Folga-Januszewska
(2006). National Museum in Warsaw. Galleries and Study Collections.
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The Influence of Biedermeier Culture on Music
Throughout history until the present there have been various discourses
regarding the function and the aesthetics of European art music that cause its creators
and consumers to question whether this music can have appeal be for the masses, or
just an initiated few. The genesis of this discourse can be traced to the drastic changes
in the political landscape and social customs during the Biedermeier era. This era is
particularly of interest for its reaction to and dismantling of previous structures that
had been in place.
The Middle Class. Whereas the aristocracy had been the primary patrons of the arts
in the previous century, the costly Napoleonic Wars rendered them no longer able to
afford the opulent entertainment of the past. As they met their financial ruin, the 18th
century model of the court musician crumbled, making way for a democratisation of
the music industry, and setting the stage for modern practices of musical life that
continue on to this day. With the rise of the middle class came the idea of the musician
as a free agent, not dependent on commissions from the wealthy ruling classes.
Musicians began earning a living through public performances, teaching, composing on
commission, and publishing music. Needing to compete in an open market, musicians
increasingly became niche specialists; whether on one instrument, in the case of
performers, or in one genre, as in the case of composers (Burkholder et al., 2014, p.
588). Conservatories gave easier and more open access to music education, and music
journals and criticism circulated ideas about music to the public.
Censorship. In addition to the socio-economic shifts of power among the classes,
political factors also had a significant impact on the music of this period. The French
Revolution had powerfully challenged the institution of monarchy in Europe, and as
a result, the Austrian government, still under monarchs, was strict with censorship.
For the arts, this meant that all literary, theatrical, or musical works that contained
any hint of political undertones or revolutionary ideas had to be censored (Hanson,
1985, pp. 41-7). Under these restrictive circumstances, the artistic output that emerged
from this period favored the simple and idyllic. This aesthetic of simplicity was an
early permutation of escapism (Yates, 2001, p. 558), a theme that continued to be
present in the Romantic aesthetic of the idealised and the transcendent that would
bloom later in the century. The government also kept an organised system of both
public and secret police to regulate the behavior of the citizens and prevent potentially
problematic public gatherings, which contributed to the effect of the home becoming
the center of cultural life in this period.
Salon Music. The Biedermeier era was distinctive for its culture of private
consumption of music at home. The salon concert was highly popular, especially in
the earlier part of the century. Taking over patronage of the arts from the aristocracy,
wealthy bankers and middle-class bureaucrats began shaping the musical outlook of
the times. An emblematic example of the impact of salon culture can be found in the
works of Franz Schubert, whose intellectual middle-class friends famously organised
salon concerts known as Schubertiades (see Figure 3). While also writing more formal
genres of music for his aristocratic patrons, Schubert generated many lieder, dances,
Kim, Chantanakajornfung & Suwanpakdee
121
and piano duets for informal entertainment among his circle of friends. Schubertiades
included meals, games, and dancing, all of which were “equally important” as the
music-making, according to eyewitnesses (Hanson, 1985, p. 121). The duality of
serious art music and music for lighthearted entertainment in Schubert’s prolific
output gives a telling insight into the musical customs of this time. This puts Schubert
in marked contrast to Beethoven, who also lived in Vienna during the Biedermeier
era but whose serious late works were falling out of fashion with the tastes of the
Viennese public towards the end of his life (Hanson, 1985, p. 184). Salon culture also
contributed to the introspective quality of Romantic music. Fryderyk Chopin was
known for his strong preference for giving private salon concerts over public
performances (Goldberg, 2020). The development of Nachtmusik (night-music) –
which began in the 18th Century as a genre of frothy party music related to the
serenade/serenata (evening music) – into the dark, moody nocturnes made famous
by Chopin, occurred largely in the informal, intimate, and improvisatory atmosphere
of the salon (Taruskin, 2005, pp. 64-75).
Figure 3. Schwind, Moritz. “A Schubert Evening at the Home of Josef Spaun” (1868), Vienna,
Historisches Museum der Stadt Wien (History Museum).
Elitism. The proliferation of the musically initiated middle class resulted in
divided tastes in music, the beginnings of a self-aware elitism in music. The educated
middle class tended toward nationalism, favoring art music of a serious calibre by
Austrian and German composers (Hanson, 1985, p. 183), while musical philistines
were fond of fashionable genres such as the Viennese waltzes of Johann Strauss Sr.
and Jr. and music imports such as Italian opera (Hanson, 1985, p. 188). In tandem
with the prominence of intimate salon concerts was a new cult of the virtuoso
performer, exemplified by international artists such as Niccolò Paganini who
astounded audiences with his dazzling displays of technique. Whereas the
19th-century salon was initially a respectable and prestigious venue associated with
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the educated and culturally elite, after a while, the salon fell into disrepute. Over time,
salon concerts came to be associated with music that was shallow and superficial –
the petty bourgeoisie’s cheap imitation of the grand bourgeoisie. Adding to the stigma
surrounding salon concerts was the fact that they were often run by women, causing
salon music to be considered effeminate and inferior (Hanson, 1985, p. 78).
The derogatory connotation of the term “Biedermeier” stems from the rapidly
changing and often paradoxical values of the 19th century, and in fact many of these
negative undertones associated with so-called salon music have lasted until the
present day. Beginning with an attitude of escapism and a search for simplicity in a
post-war period, and going on to empower a new class of the educated elite, the
cultural shifts of Biedermeier era housed the seeds of many new developments in
the 19th century, several of which still have residual influence on the way we perceive
European art music today.
Comparative Study: Biedermeier and Thai Cultural Societal Context
American anthropologist Clifford Geertz’s definition of culture as “a system of
inherited conceptions expressed in symbolic forms by means of which men
communicate, perpetuate, and develop their knowledge about and attitudes toward
life” (Geertz, 1993, p. 89) forms the basis for an exploration of the role that music has
played in the lives of the people, in the respective cultures of both the Biedermeier
era and in the Thai Rattanakosin period. In 1782, during the early Rattanakosin period,
King Phraphutthayotfa Chulalok (King Rama I, 1737-1809) moved the capital of
Thailand – then known as Siam – to Bangkok (Phongpanitanon, 1989, pp. 193-5).
This was the starting point of the revival, reformation, and transformation of Siam. In
1805, a complete written version of Thai laws appeared for the first time, attesting to
the strength of the government's administration during this transitional time.
The effects of the Napoleonic wars were felt in Southeast Asia through the
expanding power of European nations and their interest in colonising new territories
to strengthen their economies. For instance, it was during this era that the French
became interested in Vietnam to use as an army base to expand its power into the
Yunnan province of China (Duk, 1996, p. 18). Historian Sujit Wongthes has
mentioned that, in order to avoid British colonisation during the reign of King Rama
I, the Siamese people began to adapt and incorporate elements of Western culture into
their society (Wongthes, 2010, p. 132). After King Rama I’s reign focusing on
administration and rebuilding stable social structures, the reigns of the subsequent
kings Rama II and Rama III saw a golden age in culture and the arts. As in
Biedermeier Austria, the rise of the bourgeoisie resulted in a powerful middle class
that drove the economy and culture in Thailand (Wongthes, 2010, p. 123). It was
during this time of cultural flourishing that the idea of music for listening and
individual appreciation began to clearly materialise (Wongthes, 2010, p. 125).
Thai Music
From the Ayutthaya period (1350-1767) up until the early Rattanakosin
period, the fields of art, literature, music, and drama were becoming increasingly
Kim, Chantanakajornfung & Suwanpakdee
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standardised. Pi Phat (ปี่พาทย์) ensembles were widely used in ceremonial events in
which the main repertoire was vocal music, and the Mahori (วงมโหรี) ensemble became
standard in the middle of the Ayutthaya period. Although Thai people already had
had contact with Western culture from the middle of the Ayutthaya period, Western
music styles appear not to have influenced Thai music until the reign of King Rama
IV of Bangkok (1851-67), when the military band tradition became prominent
(Roongruang, 2001, p. 327). Thai classical music composed for royal functions and
aristocratic courts is well documented, but beyond the court were many other kinds
of music that related directly with the lives of the people. The Pi Phat ensemble
played an important role and function in connecting Thai people’s culture, beliefs,
and lifestyles. Music was always a part of temple festivals, rituals, and other important
traditions, guaranteeing that people would approach music in some form or another.
An example of late Ayutthaya/early Rattanakosin music is a theatrical work
for Pi Phat ensemble, the Homrong-yen (โหมโรงเย็น), or Evening Prelude. The playing
of this prelude was how a performance was announced to the public. The Evening
Prelude ensemble score of Prince Damrong Rajanubhab (1892-1915) was revised in
1935, funded by the Fine Arts Department of Thailand and published in 1954 by
J. Thibouville-Lamy & Company (Wongthes, n.d.). The music consists of seventeen
songs, beginning with Sadhukarn. It was notated in the Western music notation
system and the publication included descriptions in both Thai and English by Phra
Chenduriyang (Peter Feit, 1883-1968), offering a comparison of Thai and Western
music tuning systems and featuring principles of Thai music in brief (see Figure 4).
Figure 4. Cover of score, Evening Prelude by Prince Damrong Rajanubhab, Princess
Galyani Vadhana Institute of Music Library Archives.
Music professor Natcha Pancharoen has referred to the outgrowth and the
functioning of creative work as a source of inspiration for people in each generation,
contributing to new dimensions of sustainability in music; creative work is the
extension of knowledge to practice and thus at its core is pragmatically driven
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(Pancharoen, 2016). The empowerment of the middle class as creative agents was a
phenomenon in both Biedermeier and early Rattanakosin society, and the effects of
the cultural shifts caused by these developments can still be felt today.
Notes on the Performance and Repertoire
In the Biedermeier era, the democratisation of music and the increase in the
number of capable musicians and amateurs resulted in changing practices concerning
music notation. Whereas performers of previous centuries had largely been expected
to use their best judgment and apply their own taste in regards ornamentation and
other issues of execution (Brown, 1999, p. 459), the expanding domain of music
necessitated more clarity and specificity in composers’ markings and indications. This
has resulted in modern-day practices of score study and the investigation of
composers’ intentions as an integral aspect of interpretation. Nevertheless, these
changes towards more precise notation were affected over a long period of time.
Notational practices in the early 19th century were still largely inconsistent, a
situation that was exacerbated by ongoing disagreement between theorists,
composers, and performers (Brown, 1999, p. 467), as well as variability within a
composer’s own habits (Brown, 1999, p. 506). Approaching Biedermeier-era music
as a performer, this has been an important insight to keep in mind. The music studied
and performed for this research contains a plethora of symbols for ornamentation, and
decisions had to be made on the method of their execution amid conflicting opinions
from historical sources.
In addition to ornamental considerations, bowing articulations for the violin
and viola were an important point of investigation. The springing spiccato was not
yet a widely used stroke in the early 19th century, and the upper half of the bow was
more extensively used instead (Brown, 1999, p. 262). For the purposes of this
research, following what was likely to be the preferred style in the Biedermeier era,
on-the-string bow strokes in different parts of the bow were explored to achieve
various articulations. A stroke best described as a cross between brush-stroke and
martelé, applicable at the beginning of the second and fourth quarters of the bow,
became useful as an alternative to the modern spiccato, allowing for a full and singing
sound while also providing detachment and space between the notes. Not limited in
utility to the Biedermeier repertoire, this stroke also proved suitable for imitating the
Thai ranad, a mallet percussion instrument, in the arrangement of Sadhukarn that was
created as a part of this research.
Repertoire. Of particular interest for this research was chamber music with guitar, a
genre that was at its peak in the Biedermeier era before the technological innovations
that led to the rise of the piano and its dominance in later 19th century chamber music.
The search for composers who were active in Biedermeier Vienna and had
particularly idiomatic knowledge of the guitar led to the selection of the following
composers and repertoire: Leonhard von Call (1767-1815) - Serenade, Op. 75,
Wenzeslaus Matiegka (1773-1830) - Serenade (Trio), op. 26 and Anton Diabelli
(1781-1858) - IIIème Grande Sérénade, Op. 66.
The selected pieces were composed for flute, viola, and guitar. Music for
combinations of instruments that could easily be found in the home were popular at
Kim, Chantanakajornfung & Suwanpakdee
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that time, suiting the culture of domestic music-making either as a pastime or as
entertainment for social gatherings. Owing to the flexible nature of this musical
culture, it was common practice for the treble part of these pieces to be performed
interchangeably on flute or violin. The flute parts were played on the violin for this
research.
The serenade was a popular genre of music during the Biedermeier era.
Originating from the Italian word serenata, meaning evening, the usage of serenade as
a musical term evolved throughout the centuries. In the Middle Ages, it referred to quiet
evening love songs, usually performed with lute. In the Baroque era, it denoted a genre
of outdoor instrumental music with voice, similar to the cantata. During the Classical
period, Mozart wrote several famous serenades for celebratory occasions, also usually
taking place outdoors. In the 19th century, it was absorbed into concert music, but
retained the light-hearted nature of the original intention.
The structure of the Serenade, Op. 75 by Call is straightforward, using simple
musical forms. It has five movements, following a multi-movement structure typical
of the serenade genre: an Andante in sonata form (see Table 1), a Menuetto and Trio,
a slow and lyrical Adagio, a bright Allegro, and a concluding Marcia. The earliest of
the three serenades, the piece was selected as a standard example of the uncomplicated
and lighthearted Biedermeier ethos.
Matiegka’s Serenade, Op. 26 was selected for its notable differences in
contrast to the serenade by Call. It is in three movements, borrowing from the more
soloistic concerto tradition, and features more virtuosity in the writing for each
instrument as well as interesting modifications to standard compositional form,
especially in the second movement. While marked as a Scherzo-Trio, the movement
can be considered as being in sonata form rather than the generic compound binary
form of a traditional scherzo–owing to the A section containing two main themes, the
latter of which is in the dominant key. Moreover, the B section can be heard as a
development section as the theme is obviously derived from the first main theme. The
A’ or recapitulation section correlates to sonata form in that the two main themes
repeat in the tonic key (see Table 2).
Occupying somewhat of a middle ground between the traditional serenade of
Call and the more innovative one by Matiegka, the compositional structure of IIIème
Grande Serenade, Op. 66 by Anton Diabelli follows a five-part structure like the Call
but in a more decorated style. The piece includes five movements: Andante sostenuto
e cantabile, Menuetto moderato-Trio, Andante cantabile, Rondo Pastorale-Allegretto,
and Marcia-Allegro. The first movement, marked Andante sostenuto e cantabile, is
especially dramatic, featuring a lengthy dominant pedal and non-diatonic chord
progressions that mark a break away from the galant-style harmonies of the 18th
century and begin to head into the chromatic expressions of the 19th century.
Modifications are present in the form, as well; for example, the third movement,
Andante cantabile, demonstrates an expansion of binary form, with a transition
between sections A and B as well as a coda section after B. All the material is then
repeated, but in different key signatures (Table 3).
Responding to the research objectives, the researchers also presented an
arrangement of Sadhukarn from Thai traditional music to represent the relationship
between Biedermeier and Thai cultures, and to situate the event in a Thai context.
Connected to Buddhist and Hindu beliefs, the term Sadhukarn means “Utterance to a
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triple gem.” Originating from the Rattanakosin period (1782-1851), Sadhukarn was
traditionally performed in royal ceremonies and general rituals such as ordinations,
house-blessing, and homage to music teachers. The playing of Sadhukarn signals that
the event will begin and is a performance to summon deities to the auspicious
ceremony.
In traditional Thai culture, this music has several functions: it serves as a
greeting and dedication to music gurus of the past, welcomes the audience, and
provides the musicians an opportunity to warm up before a performance. Sadhukarn is
a good entryway piece for musicians who are learning to play Thai music for the first
time; the complex structure requires a high level of concentration from the
performers. The researchers programmed this piece first in the lecture recital so that
the concert would begin following the implication of Sadhukarn. In arranging this
music, originally written for Pi Phat (ปี่พาทย์) Thai traditional ensemble, for guitar-violin-
viola trio, the researchers sought a dialogue between Western Classical instruments and
the idioms of Thai music.
While Sadhukarn is music that has sacred and ceremonial implications, it
also serves very practical purposes for the performers and for the public. In addition,
it is a piece of music that can be enjoyed for its own sake. Much in the same way, the
serenades of Call, Matiegka, and Diabelli were pieces that would have been for
practical use either in private settings or as entertainment for a social gathering. The
three pieces vary in the range of complexity, offering a view of the diversity of
musical output during this time; Biedermeier-era music served a wide range of levels
from the amateur to the professional, and was written for enjoyment and leisure. In
both the Rattanakosin and Biedermeier eras, the changes in social life and the
importance of the public sphere had an increasingly significant impact on musical
genres.
Kim, Chantanakajornfung & Suwanpakdee
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Table 1.
L.v. Call, 1st Movement Analysis
Form:
Sonatina
Exposition
Development
Recapitulation
Theme 1
Theme 2
Theme
Transition
Theme 1
Theme 2
Measure
1-26
27-52
53-62
63-66
67-90
91-120
Expression
Andante
Key Signature
A major
E major
C major
E major
A major
A major
Time Signature
3/8
Table 2.
W. Matiegka, 2nd Movement Analysis
Form:
Scherzo & Trio
Scherzo
Trio
Exposition (A)
Development (B)
Recapitulation (A’)
A
B
A’
Coda
Theme 1
Theme 2
Transition
Theme
Transition
Theme 1
Theme 2
Transition
Coda
Measure
1-20
21-43
40-62
63-81
82-100
101-127
128-150
151-169
170-187
188-
203
204-
231
232-
239
240-
254
Expression
Presto
Key Signature
C major
G major
G major
Eb Major
Dominant
preparation
to G
G major
C major
Dominant
preparation
to C
C major
F major
F major
F major
F major
Time Signature
3/4
Table 3.
A. Diabelli, 3rd Movement Analysis
Form: Binary
Section A
Transition 1
Section B
Coda 1
Section A’
Transition 2
Section B’
Coda 2
Measure
1-28
29-43
44-51
52-73
77-88
89-96
97-104
105-123
Expression
Andante
Key Signature
D major
A minor
A major
A major
D major
D minor
D minor
D major
Time Signature
2/2
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Sadhukarn: Arrangement for violin, viola and guitar
The comparative study of the Austrian Biedermeier and the early Thai Rattanakosin
periods showed that both eras were defined by cultural transition. Both Vienna and
Bangkok saw the phenomenon of the middle class rising in power and driving society;
concepts of nationalism and liberalism were growing stronger as the bourgeoisie
became the new leaders of culture and economy. The impact that these changes had
on culture and lifestyle created reverberations in musical practices as well. In addition
to documenting the transitioning style of the early 19th century from Classical
elegance to Romantic expression, the chamber music of Biedermeier Vienna also
reflects the need for music to be innovative and attractive in order to be marketable
to an increasingly musically adept and literate public. In Rattanakosin-era Bangkok,
the wealth and stability of the middle class created a culturally flourishing
environment which resulted in an increased appreciation of the arts. Music played an
important role in ceremonies, rituals, and auspicious events, in addition to providing
entertainment in temple fairs and other daily activities.
Arrangement. Awareness of the essence of the original traditional music was the
principal guide for the style, tempo, and musical idioms. The arrangement
transformed music written for the Pi Phat ensemble to be played on violin, viola and
guitar. Traditional Pi Phat instrumentation consists of the following: Pi Nai, a
wooden wind instrument with a cylindrical bore and six finger holes; Ranad Ek, a
high-pitched xylophone on boat-shaped wooden resonators; Gong Wong Yai, circular
gong-chimes with 16 tones, which plays a primary role in a traditional performance
of Sadhukarn by providing a stable rhythm in the background; Gong Wong Lek,
circular gong-chimes with 16 tones, smaller than Gong Wong Yai; Ranad Thume, a
low-pitched xylophone with 16 keys on metal box-shaped resonators; Thume Lek, a
metallophone that consists of flat metal slabs placed over a rectangular wooden
resonators; and additional optional percussion instruments: Ching, Tapone, Klong
Thad, Charb Yai or Mong. The arrangement kept the melody and the essential roles of
each part. The melody was described by simultaneous variations of monophonic or
heterophonic lines in the Sadhukarn. At the beginning, the Pi Nai, Gong Wong Yai and
Thume Lek parts were selected to form the introductory material (Figure 5). Throughout
the piece, the violin, viola, and guitar alternated roles providing melody and rhythmic
patterns, showing the idea of heterophony (Figure 6). The octave pattern repeatedly
appears in each part, corresponding to repetitions in Thai traditional music of the same
musical idioms in different variations (Figure 7).
Kim, Chantanakajornfung & Suwanpakdee
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Figure 5. Introduction, selected parts from Pi nai, Gong Wong Yai and Thume Lek.
Figure 6. Alternation of roles by each instrument.
Figure 7. Variations of octaves.
The arrangement featured the common Thai musical idiom Lon (ล่อน), which
is playing with articulation without interrupting the other lines. Another idiom,
Luk Khat (ลูกขัด) is a syncopation applied to the melody for a more exquisite flavour
and exciting sound (see Figure 8). In the coda, musicians gradually play faster, an
element of Thai performance practice known as Lok Mhod (ลูกหมด). It signals to the
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audience that the music is coming to an end. The character of the music becomes more
exciting and shows the musician’s skill in playing (see Figure 9). At the very end, there is
a gradual slowing of the tempo; it is the last section of Lok Mhod (see Figure 10).
Figure 8. Example of element of Thai traditional music Lon (ล่อน) and Luk Khat (ลูกขัด).
Figure 9. Demonstration of Lok Mhod, represented as accelerando in Western music notation.
Figure 10. Demonstration of ritardando, gradual slowing of tempo until the end.
Kim, Chantanakajornfung & Suwanpakdee
131
As Thai music always contains the idea of heterophony, each line in the
arrangement performs different roles and functions. The melody transforms under
constant variations but is always spoken clearly in the music while the
accompaniment changes rhythmic patterns. Performance terms from Thai traditional
music, such as Luk Khat and Luk Mhod, were included in the score to help musicians
with interpretation. In creating the arrangement, the researchers endeavoured to keep
the essence of Thai traditional music from the original score of the Evening Prelude
by Prince Damrong Rajanubhab. Transforming the instrumentation from the
Pi Phat ensemble to the violin, viola, and guitar trio gave a new experience of Thai
music to the audience, creating an auditory juxtaposition of Thai musical idioms
performed on Western instruments and Austrian Biedermeier chamber music
performed in Thailand.
Performance. The research findings were presented in a lecture recital, held on the
2nd March, 2022 in the Thailand Asian Music Centre at Princess Galyani Vadhana
Institute of Music (PGVIM). Taking inspiration from Biedermeier culture, the
performance concept endeavored to emulate the relaxed and informal environment of
the Biedermeier salon concert, and to disseminate knowledge about the research
findings in a simple and engaging manner. Paying tribute to Thai musical practices,
the concert began with the musicians already in their places and performing
Sadhukarn while audience members were still taking their seats and was followed by
a spoken introduction to the concert and explain the connection between Thai and
Biedermeier music. Each of the following pieces on the program was preceded by
spoken portions in which specific topics regarding various aspects of Biedermeier
culture were introduced. The Serenade, Op. 75 by Call was preceded by a discussion
of the changing styles of music from 18th century Classicism to 19th century
Romanticism, the growing middle class in both Thailand and Vienna as well as
Biedermeier concert practices and salon music culture. Matiegka’s Serenade Op. 26
followed an explanation of the type of salon concerts that were made popular by more
well-known composers such as Schubert, who had been familiar with Matiegka’s
work. Diabelli’s IIIème Grande Sérénade focused the discussion on middle-class
musicians who no longer had to rely on the patronage system of the past and pursued
entrepreneurial activities in the music industry in addition to composition.
The concert took place on-site and was streamed live on Facebook and
YouTube. Academic documentation, audio recordings, and a video recording of the
full concert can be found on the website: www.pgvim.ac.th/research/biedermeier
(Figure 11).
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Figure 11. Performance on 2nd of March 2022 at Thai-Asian Music Centre, PGVIM.
Conclusion
Through the study, rehearsal, and performance of the pieces investigated for
this research, it was found that the music of both the Austrian Biedermeier era and
the parallel Thai Rattanakosin period played significant roles in social functions. The
rise of the middle class as the new driving force of culture was a phenomenon that
occurred in both contexts. In Biedermeier Vienna, where music was a popular
pastime, the newly affluent middle class was able to purchase instruments and devote
time to music lessons. This led to an increase in amateurs and an expanded market for
music publishing. Salon concerts flourished during this time; music played an
important role in providing entertainment for social gatherings in the home. In early
Rattanakosin Thailand, where music was integrated with functions and rituals in daily
life, the rise of the bourgeoisie occurred in tandem with a cultural golden age,
resulting in an abundance of literary and artistic works and the emergence of the idea
that music could be listened to and enjoyed on its own. In a transitional phase between
two important musical eras, the style of Biedermeier music contains elements of both
the preceding Classical era in its preference for the tasteful and restrained, and the
succeeding Romantic era in its lyricism and dramatic expression. The distinctive
aesthetic of Biedermeier music reflects a focus on simplicity and elegance, as music
was widely used as pleasant entertainment during a post-war era in Europe in which
the prevailing sentiment was to seek a restoration of stability and a new order of peace.
The escapist undertones in this very intentional invocation of simplicity have
resonance with Thai Buddhist beliefs of transience and the search for meaning beyond
the various turmoil of the material world.
Although there was a plethora of compositions being published during the
Biedermeier era to meet the demands of the market for the growing number of
amateur musicians, the guitar-violin-viola trio was the focus of this research to
represent an ensemble of typical household instruments. The research brought
attention to bring attention to three composers’ contrasting approaches to writing for
the guitar-violin-viola trio, and especially in the genre of the serenade, which has been
Kim, Chantanakajornfung & Suwanpakdee
133
the quintessential music for entertainment throughout history. These pieces would
likely have been performed in domestic settings or social functions, contributing to a
culture of music being practiced and performed for enjoyment. Thai Rattanakosin-era
ceremonial music, also, had practical functions for allowing musicians to get into the
spirit of music-making together. In both cultural contexts, music was an integral part
of daily life that facilitated social activities.
The pieces selected for study required careful examination of notation and
performance practice in order to be performed effectively. Several issues of
performance had to be resolved, such as adapting early 19th-century articulation
practices for modern instruments and understanding the changing nature of
ornamentation in the transitional period between the Classical and Romantic eras. In
the previous centuries, matters of style had largely been left to the taste and the
discretion of the performers, but the rise of amateur musicians in the Biedermeier
period necessitated more precision from composers and a new focus on the
scholarship of composers’ intent. The Biedermeier period marked the beginnings of
new attempts to standardise and clarify, but notational practices were still largely
inconsistent during the time. Considering these discrepancies, as well as the
transitional nature of this period, elements of both Classical and Romantic
performance practice were incorporated into the interpretation of the works.
Such adjustments made by the performers, however, can be seen as a
simulation of how Biedermeier music may have been practiced in its day. The
Biedermeier era was a time in which music very much belonged in the hands of the
public; the relatively informal settings in which much of the music of the time was
being played created spaces in which music could be shared and enjoyed as a part of
daily life. Similarly, Thai customs from the early Rattanakosin era brought music
closer to the daily practices of public life, as it was included in a range of formal and
informal events. While acknowledging and affirming the lofty ideals that music can
convey, the exploration of the more practical side of music was an important focus of
this research. The unique ability of music to gather people together around common
shared beliefs and values can be seen in two completely disparate cultures,
Biedermeier Vienna and early-Rattanakosin Thailand. The music of these cultures are
precious for being close to the practices of daily life – it is thus that music will
continue to live on beyond memory and history.
Acknowledgements
We are deeply indebted to numerous individuals whose help and support has made this
research possible. We would like to thank Silpathorn artist Anant Nakkong for his insightful
supervision of the Thai music portion of this project and for challenging us to promote Thai musical
traditions in new contexts. For the Romantic guitar that was used in preparation for the concert, we
would like to thank Naris Charaschanyawong for offering us an authentic instrument made in 1837
by the legendary French guitar builder René François Lacôte. We are grateful to PGVIM for
providing us with the funding and support to complete this project.
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Biography
Margaret Hayne Kim, Apichai Chantanakajornfung and Suppabhorn Suwanpakdee are
faculty members at School of Music, Princess Galyani Vadhana Institute of Music (PGVIM),
Bangkok, Thailand. See more information about us please visit our website
www.pgvim.ac.th/research/biedermeier.
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Malaysian Journal of Music Vol. 12 No. 1 (2023) | audience perception, audience profile, contemporary classical music, music consumption, music sociology, musical taste | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/491 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/7390 | Audience’s Profile and Perception Towards Contemporary Classical Music: | Contemporary Classical Music (CCM) emerged from Classical Music (CM) in the early 20th century; however, it has received mixed reception from both audiences and institutions. Due to its low acceptance among the mainstream CM audience, CCM composers need to take their own initiative to boost the visibility and exposure of their creative output. In addition, more musicians in recent decades have gradually specialised in this genre and perceived it as a potential career path, in addition to the competitive CM performing market. However, there is limited research on the CCM audience, both globally and locally. Therefore, this study aims to investigate the audience profile and their perceptions towards specific styles of CCM based on social status, educational level, musical background, and interest. An exploratory case study was employed to investigate the audience profile of the first International Composers' Symposium 2021 (ICS2021), which was a collaboration between Universiti Malaya, the National Band Directors Association of Malaysia and funded by the Japan Foundation of Kuala Lumpur. An online survey was distributed to the participants at the end of the webinars. Following the analysis of the 73 surveys, it was found that respondents consisted mostly of students and young working professionals. Although many were encouraged to participate due to teacher-student relationships and other social connections, they generally held a positive and open-minded view towards CCM and viewed the event as an opportunity to experience CCM and learn new knowledge about it. The study also informed possible factors that attract the CCM audience. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/7390/4404 | [
" is currently a senior lecturer at the University of Malaya and she holds a Doctor of Musical Arts degree in piano performance from the University of Arizona under the tutelage of Professor Tannis Gibson. She has also recently achieved the Applied Credential in Dalcroze Education at the Longy School of Music, Boston. Dr. Poon conducted music and movement sessions for dementia patients, senior citizens, children, and high school bands. Her research interest in music and movements was evident in her recent article publications both locally and internationally.",
" is a senior lecturer at the University of Malaya. He holds a Doctor of Musical Arts degree in piano performance from the University of Minnesota and a Master of Music in Piano Performance from the Peabody Conservatory of Johns Hopkins University. He has an interest in mindfulness and has been applying the concept and practice of it in teaching and research. His recent interdisciplinary research projects encompass music, sociology, and mental well-being. ",
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] | Poon Chiew Hwa & Wang I Ta
1
Audience’s Profile and Perception Towards Contemporary Classical Music:
An Exploratory Case Study of an Online International Composers’
Symposium in Malaysia
Poon Chiew Hwa1, Wang I Ta2*
Faculty of Creative Arts, Universiti Malaya
50603 Kuala Lumpur, Malaysia
e-mail: [email protected], [email protected]*
*Corresponding author: [email protected]
Published online: 1 June 2023
Cite this article (APA): Poon, C. H. & Wang, I. T. (2023). Audience’s profile and perception towards contemporary
classical music: An exploratory case study of an online International Composers’ Symposium in Malaysia. Malaysian
Journal of Music, 12(1), 1-16. https://doi.org/10.37134//mjm.vol12.1.1.2023
Abstract
Contemporary Classical Music (CCM) emerged from Classical Music (CM) in the early 20th century; however, it has
received mixed reception from both audiences and institutions. Due to its low acceptance among the mainstream CM
audience, CCM composers need to take their own initiative to boost the visibility and exposure of their creative output.
In addition, more musicians in recent decades have gradually specialised in this genre and perceived it as a potential
career path, in addition to the competitive CM performing market. However, there is limited research on the CCM
audience, both globally and locally. Therefore, this study aims to investigate the audience profile and their perceptions
towards specific styles of CCM based on social status, educational level, musical background, and interest. An
exploratory case study was employed to investigate the audience profile of the first International Composers'
Symposium 2021 (ICS2021), which was a collaboration between Universiti Malaya, the National Band Directors
Association of Malaysia and funded by the Japan Foundation of Kuala Lumpur. An online survey was distributed to
the participants at the end of the webinars. Following the analysis of the 73 surveys, it was found that respondents
consisted mostly of students and young working professionals. Although many were encouraged to participate due to
teacher-student relationships and other social connections, they generally held a positive and open-minded view
towards CCM and viewed the event as an opportunity to experience CCM and learn new knowledge about it. The
study also informed possible factors that attract the CCM audience.
Keywords: audience perception, audience profile, contemporary classical music, music consumption,
music sociology, musical taste
Background of Contemporary Classical Music
According to Mencke et al. (2022), Contemporary Classical Music (CCM) emerged from Classical Music
(CM) in the early 20th century. An important turning point was in 1889 when music shifted from
romanticism to the development of new musical styles established by composers like Debussy and
Schoenberg.
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Many non-Western performing artists participated in the International Paris Exposition and the
exchange initiated at the event created an exploration of sound and styles (for example, the influence of
Gamelan on composers like Debussy and Mahler). From that point till 1920, tonality had been shaken up
by the chromaticism advocated by Liszt and Wagner. Schoenberg followed suit and constructed his works
by stressing the motivic use and textural design. Compositional language became more atonal and highly
chromatic. His contemporaries continued to develop in new ways, such as Stravinsky’s experimentation
with innovative rhythms that created asymmetry and unsettled patterns, Debussy’s focus on the exploration
of sonority and use of novel scales instead of the conventional developmental formal structure and
chromatic tension and resolution. Those innovative compositional approaches deviated from tonality and
structural and formal hierarchy, broke the regularity of rhythm and meter, and often contained dissonance
(Schwartz & Godfrey, 1993). Schwartz and Godfrey stated, “Music composed since 1900 can be described,
even by its proponents, as angular, biting, and discordant. Some pieces even seem deliberately created to
provoke the listener, as though the composer had set out to distort every traditional definition of music” (p.
3). Because of this, CCM is enjoyed by niche audiences (Mencke et al., 2019), which might be due to the
difficulty of auditory retrieval (Schulze et al., 2012) and attaining familiarity (Prior, 2013).
According to Morgan (1991), the radical environmental changes after the Second World War also
affected the musical arts. In North America, we saw experimental music by John Cage, Harry Partch, and
Lou Harrison who explored the intonational possibilities, instrumental properties and performance formats
that inclined towards Asian culture (Schwartz & Godfrey, 1993). French composer Pierre Boulez pointed
out that early 20th-Century composers had not fully achieved the musical revolution after the loss of tonality
(e.g. Schoenberg’s twelve-tone theory) and started to employ other musical elements in the creative process,
e.g., “rhythm, dynamics, texture, and ultimately form itself—according to strictly serial procedure”
(Morgan, 1991, p. 334), which marked the start of serialism. Boulez and his contemporaries such as Olivier
Messiaen and Karlheinz Stockhausen refined the idea of fragmentation of those elements to create an avant-
garde music style. In the 1950s, Indeterminacy, “the intentional utilization of some degree of chance in
composition” (Morgan, 1991, p. 359), amplified the ideology of serialism. The most notable composer of
this genre, John Cage, believed that “each musical unit existed for itself, essentially independent of any
relationship it might have with other units. A sound was not derived from the sounds that preceded it, nor
did it imply those that followed” (Morgan, 1991, p. 362). His encounter with Zen Buddhism inspired
Indeterminacy and this resulted in the minimal use of compositional materials. His “4’33”” prefigured the
minimalism that emerged in the 1960s. Representative composers include John Cage, Steve Reich, and
Philip Glass.
According to Schwartz and Godfrey (1993), there were trends influencing the development of CCM
after 1945. Some composers started to value and adopt non-Western musical materials; they started to use
“noise” as the sound property in compositions such as John Cage’s “Credo in Us”. The percussive timbre
was explored among composers like Henry Cowell and Bela Bartok. Some composers also broke the
boundaries of the twelve equal temperaments and explored smaller subdivisions to create particular
intonations. The sound properties of the instruments were maximised to achieve “coloristic orchestration”
(Schwartz & Godfrey, 1993, p. 15), as seen in works such as Alban Berg’s opera Wozzeck and Anton von
Webern’s Klangfarbenmelodie. Instruments rarely seen in art music, such as cowbells, sleigh bells,
mandolins, anvils, and whips; altered instruments such as prepared pianos and alternative instruments such
as radios and phonograph turntables have also been experimented with for their acoustical possibilities.
Experimentations also extended to dramatic or visual elements, such as the novel placement of performers
or the selection of performance venues.
According to Schwartz and Godfrey (1993), compositional innovation and radicalism peaked in the
late 1960s and many composers started to question the necessity of being innovative and avant-garde in
their creations. They felt that so-called originality, such as dissonance, experimental intonation and
instrumentation and complex coding (i.e., serialism), had become predictable. Therefore, a new trend
emerged that went back to the tonal past and linear musical textures. However, Schwartz and Godfrey
continue, this rekindled enthusiasm for tonality did not refer to the period from 1700 to 1900, but rather to
the concept of using "persistent pulse, clear rhythm patterns, consonant sonorities, lyrical melodic phrasing,
and diatonic scale relationships" (p. 264). Moreover, CCM extended its boundaries to incorporate other
genres such as jazz, rock, and popular styles (Schwartz & Godfrey, 1993). Cultural hybridity was also
embedded in CCM during the post-modern era (Adler, 1998), when economic, social, and political changes
were influencing classical music (Yang, 2007). The appearance of ethnic sources was not unusual (Schwartz
& Godfrey, 1993).
Poon Chiew Hwa & Wang I Ta
3
According to Norman (2002), the momentum of adopting non-Western classical music genres has
continued into the 21st century. Norman says that this trend is largely due to globalisation, which has been
driven by technological advancements, the promotion of pop culture and a “de-emphasis on fine arts” (p.
73). To reach wider audiences, composers and performers in the current era have incorporated elements of
other music genres into their work. Additionally, composers in the 21st century are not afraid to embrace
their cultural identities, which are reflected in their musical output. As a result, multiculturalism has become
a significant feature of 21st century CCM (Chatman, 2010).
The current case study investigates the audience and their perceptions of CCM through the first
International Composers' Symposium 2021 (ICS2021). In this study, CCM refers to the works composed
by living composers whose output is not considered avant-garde and may fall into the narratives of 21st
century CCM composers, as described by Norman (2002) or Chatman (2010). The invited composers
presented their works covering styles such as neo-tonality, multiculturalism, and fusions of other music
genres. However, it is important to note that the representation of CCM in this event did not cover all the
diverse styles of CCM.
Literature Review
According to Ross (2021), 21st century CCM composers came from diverse geographical and cultural
backgrounds and had different compositional styles, including progressive composers who were inclined
towards experimental music and modernism, as well as those who stuck to more traditional uses of harmony
and forms. While recent creative output by CCM composers has been vigorous, it is unclear how they can
sustain their professional stream. Ross added that institutions such as orchestras or opera houses held a
reserved attitude towards adding new works to concert programs. Robin (2018) stated that, despite the
conservative attitude of the public, since the 1960s, there has been an emergence of groups such as Ensemble
of Intercontemporain, Bang on a Can and London Sinfonietta as well as composer-led groups such as Fires
of London, Steve Reich and Musicians and Philip Glass Ensemble. Ross (2012, 2016) noted that CCM
festivals such as Donaueschingen Festival, Warsaw Autumn in Europe and Big Ears in the US have also
attracted thousands of younger and niche audiences. Ross (2021) observed that composers have had to find
channels to promote their creative output and musicians have gradually accepted that specialising in
performing new music as a viable path besides performing in the competitive CM market. Additionally,
Ross said, the audience has been younger groups that "come from a cohort of intellectually curious people
who are receptive to current trends in various art forms" (p. 41).
Globally, contemporary music was less accepted by most audiences (Ross, 2010). As mentioned by
Schwartz and Godfrey (1993), listeners would rather stay in their comfort zone and listen to music that they
are familiar with. CCM might require listeners to perceive and even participate in music differently. Music
sociologist Adorno commented that when listening to Schoenberg's works, listeners had to become
"compositional partners" because the deconstruction of hierarchical tonal and structural organisation
engages them in "active sense-making" (DeNora, 2003, p. 19). When listening to John Cage's music, "The
listener as active participant in the composition process leads to observing situated specificity of music
materials" (DeNora, 2003, p. 19). This might explain why the audience for CCM are adventurous
individuals who look for something "different", "new", "challenging", "unexpected", "not commercial" and
"not a commodity" (Gross & Pitts, 2016, p. 16). However, according to Pitts and Price (2020), the
contemporary arts only have a small audience, and they lack support from cultural champions in embracing
new music. In a study by the Audience Agency, the ratio of contemporary classical music audience members
to classical music ones on average was about 1:3 (Bradley, 2017). However, it is unclear what the
demographics of the audience are as well as their experiences and motivations for attending CCM events.
Grebosz-Haring and Weichbold (2020) pointed out that the audience for CCM concerts and festivals
comprises social elites and education-driven individuals who regularly consume CCM in the initiation of
knowledge exploration, experience, and involvement in the genre. Menger (2017) also reported three
compounding factors that contributed to their attendance of CCM concerts and events, which includes their
strong musical background, high social status, and education level.
In contrast to the younger audience of CCM, Boghossian (2021) stated that the cultural reliance of
CM is limited to a small number of aging, mostly white, audience members. Due to the conservative attitude
of this group, which makes up a significant portion of paying consumers, the addition of new compositions
to concert programming could result in a reduction in ticket sales. However, programming new
compositions may be more accepted by younger audiences. Boghossian recommends that attention should
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be paid to integrating mainstream classical music and new music audiences by exploring or tailoring the
“concert venue”, “format” and “protocols” for the sustainability and development of CCM (p. 44).
The activities of CCM in Malaysia, as stated by Tajuddin et al. (2021), were prompted by the
establishment of the Malaysian Philharmonic Orchestra (MPO) in 1999. The organisation called for
commissioned works by local composers from 2001 to 2003 and organised the MPO Composer’s Forum in
2007. Subsequently, the HSBC Young Composers Workshop and the KL Contemporary Music Festival
were held in 2008 and 2009 respectively, followed by the first UiTM-klpac Malaysian Composers Series,
which was launched in 2010. Besides those events at the domestic level, the Soundbridge Festival 2013 and
the SPECTRA Festival 2014 reached out to their international counterparts. In addition, according to Gan
(2014), there were three musical societies founded to promote CCM in Malaysia: the Malaysian Composers
Collective in 2007, the Society of Malaysian Contemporary Composers in 2010 and the Classical Music
Society Selangor and Kuala Lumpur in 2010. The Society of Malaysian Contemporary Composers (SMCC)
hosted a variety of workshops and concerts of CCM, featuring local and foreign composers (Khoo, 2014).
Moreover, Malaysian composers have been active at the international level in performance (performing
works in 31 countries) and competitions (winning or becoming finalists in 20 competitions) (Tajuddin et
al., 2021). The achievements of Malaysian CCM composers over the last decade demonstrate the
development and maturity of CCM. However, Tajuddin et al. (2021) have noted that efforts to fund and
promote CCM to a wider audience in Malaysia are largely lacking. Although the development of CCM in
Malaysia can be traced back to the 1950s, the progress of development is slow compared to other Asian
countries such as Japan and China (Gan, 2017). The slow growth of acceptance and popularity of CCM in
Malaysia might be due to the musical features of CCM addressed in this article, which might not be easily
understood and received among musicians and non-musicians. Although CCM development in Malaysia
has been examined in only a handful of studies (Gan, 2014; Khoo, 2014; Gan, 2017; Tajuddin et al., 2021),
to the best of the researchers’ knowledge, there has not been an investigation into the audience profile and
perceptions towards CCM in Malaysia.
Globally, the audience profile of CCM is an under-researched topic. Therefore, the researchers have
reviewed past studies on CM to discover possible issues applicable to CCM and to construct a feasible
methodological approach to generate the required data in response to the research queries. Large-scale
population surveys in the United States (Brown et al., 2002), the United Kingdom and the United States
(Kolb, 2001) and the Netherlands (Meijjer & Warntjes, 2005) found that the audience of CM concerts was
generally well-educated and from the higher social status population. Further research was completed by
Roose (2008), validating that the audience of CM is mostly well-educated. Similarly, Menger (2017)
discovered that the Parisian audience of classical music and opera was generally older, with an above
average social status and had an above average education profile.
Whereas in Malaysia, there has been a lack of research about the Malaysian audience profile of CM
in general. The most recent research was Loo (2009), a case study conducted on the Malaysian audience
profile in selected art music concerts: a symphony, a musical and a concert version of opera. By employing
surveys and intercepted interviews at the performance venues, Loo found that the audiences were
predominantly students and generally below 30 years old. The audiences were mainly students of tertiary
education as well as primary and secondary schools. The blooming of student orchestras, wind bands and
Chinese orchestras in the education sector cultivated the younger concertgoers. In addition to the
environmental impact, it was also observed that the teacher-student social connection motivated those
young concertgoers to attend musical performances. According to Loo, this phenomenon contrasts with the
aging population commonly seen in the concert arena in the West. The author also examined the musical
background of the audience. According to statistics, the ratio of musically trained to untrained audience
members was approximately 1:1. However, for the Beethoven Symphony No. 9 concert, 64% of the
audience was musically trained, while in the musical category, which was based on a Chinese folk story,
70% of the audience was untrained. The latter also attracted a wider age range of attendees, from 21 to 60
years old, which indicates that the acceptance of art music concerts was influenced by genre and familiarity
with the context of music production (i.e., older audience, particularly Chinese who were familiar with the
folk story). The study suggested that, even though art music is not commercially viable, the audience is the
key stakeholder in the concert production. Therefore, it is crucial to understand how various genres are
perceived and received by the audience. The current study holds the same rationale and attempts to conduct
an exploratory investigation on the Malaysian audience's profile and perceptions towards CCM.
In conclusion, CCM is comprised of diverse compositional languages and limited studies suggest
that its audience is comprised of younger generations seeking new experiences and knowledge. Despite
Poon Chiew Hwa & Wang I Ta
5
slow growth, Malaysian composers have achieved visibility and recognition, with local and international
activities taking place. However, little is known about the demographics and reception of the audience
towards CCM in Malaysia. Furthermore, it remains unclear whether the audience profile and perceptions
towards CCM differs from the West, given the unique cultural and social contexts of Malaysia.
This study on the audience demographics for CCM could provide readers with preliminary
information about the audience's musical tastes and perceptions towards CCM. Understanding the
audience's needs through this study is especially important for those who are looking to develop CCM
performances and events in the country. Furthermore, the International Composers Symposium 2021
(ICS2021) is the first online symposium of international composers in Malaysia, and it provided
fundamental demographic data about the audience for future research. Based on Menger’s (2017) three
compounding factors that contribute to CCM’s audience, the current study aims to explore the audience
profile through social status, education level and musical background, using ICS2021 as an exploratory case
study and a starting point. The audience’s musical interests towards CCM were also explored to strengthen
and deepen the research findings. Through surveys, the collected data addressed two research questions: (1)
Who is the audience for ICS2021, an online contemporary classical music symposium, in terms of social
status and educational level? and (2) What are the audience’s musical background and interests towards
contemporary classical music?
Methodology
This exploratory case study aimed to examine the audience profile through demographic questions to
investigate social status, education level, musical background, and interest by using an online survey.
Through contextual and experiential questions, we aimed to gain a deeper understanding of the audience’s
perceptions towards CCM, such as the reasons for participating in a CCM symposium (motivation), how
they are involved with CCM and how it relates to them at a personal level (experience), as well as their
thoughts about CCM as a musical genre (perception). The symposium was held online for one month and
therefore the researchers faced time constraints in data collection, as respondents were spread across
multiple cities in Malaysia and China. An online survey was undoubtedly a convenient and efficient tool to
use.
There was a lack of study and research instruments on the audience profile survey relating to
specific genres such as symphonic wind bands. Besides, many studies on music audiences, such as Crawford
et al. (2014), Kolb (2000), O’Sullivan (2009) and Dobson (2010), utilised a qualitative method instead of a
survey. Hence, this study adopted a survey method and convenience sampling. The respondents were the
attendees of the online International Composers Symposium 2021 hosted by the Music Department of
Universiti Malaya, in collaboration with the National Band Directors Association of Malaysia and funded
by the Japan Foundation of Kuala Lumpur. The event consisted of four webinars by different composers:
Lee Feng-Hsu (Taiwan), Eiji Suzuki (Japan), Daisuke Shimizu (Japan) and Marzelan Salleh (Malaysia). In
this study, the researchers collected 73 completed surveys by the end of ICS2021. The online survey was
distributed to the audience at the end of each webinar and Google Forms was used as the medium for the
survey questionnaires. The content of the questionnaires was adapted from the survey distributed by The
Paris Autumn Festival in 2014. The Paris Autumn Festival is an annual international festival that is
dedicated to multi-disciplinary contemporary arts that also hosted performances by elite CCM composers.
Grebosz-Haring and Weichbold (2020) employed the Paris Autumn Festival questionnaire as part of their
instrument to investigate the audience profile of contemporary art music. They discussed their findings in
relation to the homology of music sociology, proposed by Pierre Bourdieu, and music consumption patterns,
related to lifestyle theories by Gerhard Schulze. Additionally, the questionnaire was largely general as it
was adapted to various types of concerts, such as large and small ensembles, multimedia performance, choir
or vocal concerts and others. The questions were flexible, had high adaptability and supported the aims of
our study. They were modified and selected based on the three compounding factors of CCM audiences
stated by Menger (2017): social status, education level and musical background. Additionally, musical
interest was added to understand the CCM audience’s musical taste and intentions at a deeper level.
The first webinar was conducted by Lee Feng-Hsu, where he explained how he constructed and
composed his saxophone pieces with creative use of motives and materials. Lee is a prolific composer with
many commissioned works, and he has won numerous international composition awards. This was followed
by Eiji Suzuki’s webinar on explaining the orchestration techniques of his works. Suzuki has an
international reputation as a world-renowned composer, especially for his contribution to wind orchestra
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works. His works were premiered and performed by many major orchestras around the world. Next, the
third webinar showcased Daisuke Shimizu, a specialist in wind band, who shared his inspiration for creating
his well-known piece “Seas of Wisdom”. Shimizu is also a well-known composer in wind orchestra and his
works were commonly performed by wind bands in Japan and other countries. In the last webinar, Marzelan
Salleh talked about how he incorporated intercultural and Gamelanistic elements in his compositions.
Transcultural compositional techniques are one of the unique styles that set him apart from other composers.
His compositions have been performed in major music festivals internationally.
Result and Discussion of Findings
Audience Profile
The results were organised according to Menger’s (2017) three compounding factors that contribute to the
audience of CCM concerts and events: social status, education level and musical background. Musical
interest was added to the category of musical background to enrich this audience study. The data analysis
of social status consisted of age, gender, occupation, publicity, and level of demand for CCM events. Next,
the education level of respondents was presented. The final part of the presented results were the musical
background and interest of respondents in the order of percentage of attendance for each webinar, intention
of respondents, perspective of ICS2021, interest in attending similar future events, previous CCM
experience, involvement with CCM, personal perspectives towards CCM and personal relation with CCM.
Social Status
In discussions of pluralism in musical aesthetics, Schulze (1992) and Van Eijck (2001) both discovered that
education level and age of the audience might accurately predict their musical taste. As shown in Figure 1,
the group aged 18 and less (35.6 %) and the one aged 30 and above (32.9%) contributed to the higher
portions of respondents. The 18 and less group represented the students at the pre-college level. This was
due to the student's involvement in school bands and the fact that there were two webinars conducted by
two well-known band composers and conductors. The 30 and above group were working professionals,
including music educators, band directors, kindergarten and day-care teachers, musicians, and IT engineers.
The 19 to 23 (16.4%) group included students with a bachelor’s degree while the 24 to 30 (15.1%) group
were in postgraduate study, both in music-related fields. The two groups comprise 31.5% of total
respondents. We can see that over 66% of respondents were under 30. This is in line with Loo’s (2009)
study in two aspects: (1) students from tertiary education and high schools make up a significant portion of
participants in art music events; (2) audiences are involved in school band or orchestra. Figure 2 shows that
the majority of respondents’ gender was female (62.6%) versus male (38.4%).
Figure 1. Age distribution of ICS2021 attendees
Poon Chiew Hwa & Wang I Ta
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Figure 2. Gender of ICS2021 attendees
Figure 3 shows that 42.5% of respondents were students across different education levels. This,
again, demonstrated that the student population was the major group in this event, which was consistent
with Loo (2009). However, this contrasted with Grebosz-Haring and Weichbold (2020), where most
attendees of three CCM festivals had obtained a high level of education. Bourdieu (1984) and Schulze
(1992) discovered that a high level of education is a typical criterion of lifestyle and social class. Bourdieu
(1984) observed that CCM was usually listened to by a highly educated and privileged elite.
Figure 3. Occupation of ICS2021 attendees
Figure 4 shows that most respondents became aware of ICS2021 through the promotion in their
school or university (53.4%) and social media (52.1%). This figure also implies that the networking of
respondents can be considered as one of the factors in social status. It was not surprising to encounter a high
percentage of publicity through school or university because of the lecturers and band directors who were
encouraging their students to attend such events. Additionally, social media has been widely and
increasingly used to promote music events (Chen & Lei, 2021). The reason may be that social media served
as one of the most direct and cost-efficient ways to reach out to audiences locally and internationally.
Although this event had been advertised in newspapers, it was obvious that it did not reach the target
audience, because only 4.1% of respondents discovered this event through newspapers. This indicates that
newspapers might not be the most effective channel to advertise CCM-related events. Oklobdžija (2015)
claimed that traditional media is declining as one of the marketing strategies in the current trend. The limited
effectiveness of newspaper advertising in this study has undoubtedly supported this claim.
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Figure 4. The publicity of ICS2021
In Figure 5, just over half of respondents (50.7%) rated similar CCM events as moderately
demanded in Malaysia, whereas 27.4% reported such events as highly demanded and 21.9% felt they were
very highly demanded. None of the respondents thought that they have low or very low demand in Malaysia.
Rizkallah (2009) discussed classical music performing organisations in the United States, which were
having difficulties in attracting concertgoers and this had a significant impact on the sustainability of the
performing arts business. With the positive responses to this question, there is a high potential to attract
more attendees to CCM, perhaps branching out from the conventional performance venues of CM, creating
an innovative concert format or delivery, as suggested by Boghossian (2021).
Figure 5. Levels of demand for CCM events
Note: 1 stands for ‘very low demand’; 2 stands for ‘low demand’; 3 stands for ‘moderately demanded’; 4 stands for
‘highly demanded’; 5 stands for ‘very highly demanded’
Educational Level
Figure 6 shows the education background of respondents. Over half of them were students, 41.1% in high
school or lower, 37% were studying for a bachelor’s and 6.8% studying for a diploma, master’s or doctorate.
Though there was a wide distribution of education backgrounds, high school students made up a significant
portion of respondents because the symposium was held in collaboration with the National Band Directors
Association of Malaysia. The association helped connect the research team with the two Japanese
composers and promoted the events to their respective students. The linkages between them were clear, as
the student-teacher relationship was one of the main factors. On the other hand, there was a relatively high
percentage of bachelor’s students (37%). In addition, respondents holding a master’s degree and above took
up 13.6 %. Over half of respondents came from a bachelor’s degree and above. This result was supported
by many other studies, where most of the audience of CCM had obtained a higher level of education (Zehme,
2005; Menger, 2017; Grebosz-Haring & Weichbold, 2020).
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Figure 6. Education background of ICS2021 attendees
Musical Background and Interest
As shown in Figure 7, the number of attendees was significantly higher in the webinars of the two Japanese
composers, which focused on band compositions. This suggested that the motivation for attending the
webinars related to student involvement in music learning (e.g., participation in band or orchestra) and
teacher-student social relationships (Loo, 2009).
Figure 7. Percentage of attendees for each webinar
Figure 8 shows the intentions and motivations of respondents in attending ICS2021. In the multiple-
choice question “What makes you come to this particular event?”, 80.0% selected “To develop/educate
myself”, which aligned with Grebosz-Haring and Weichbold’s (2020) findings that the CCM audience seeks
knowledge exploration. The second-highest choice was “I want to listen to both the speaker and the
compositions”, which could be interpreted as a sign of teacher-student social interaction in a CCM event
because the band teachers advertised and encouraged their students to attend ICS2021. In addition, many
audience members were also students of the two composers from Taiwan and Malaysia. This is similar to
Loo's (2009) finding that the teacher-student social relationship plays a crucial factor in motivating
concertgoers. The third-highest choice was “I want to experience something new” (63%), which was in line
with Gross and Pitts (2016), which stated that the CCM audience is adventurous in exploring “something
new”, “challenging”, “different” and “unexpected” (p. 16). Other popular choices were “Music-related
professional reasons” (52.1%), “I want to listen to the speaker’s compositions” (46.6%) and “I am interested
in Contemporary Classical Music” (42.5%) (See Figure 8).
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Figure 8. The audience’s intentions in attending ICS2021
Figure 9 shows that most respondents strongly agreed that ICS2021 was a place for educational
enrichment, served as a space to explore various compositional styles and was a platform to support national
and international CCM (A, B, C, D). It was motivating to discover that respondents thought positively of
ICS2021. This result also indicated that most attendees were not intimidated by this type of event, which
was entirely about CCM. These results might contradict the acceptance level of CCM music reported in
other research, as some CCM can be challenging to follow due to its complex tonalities and unpredictable
rhythmic structure at times (Mencke et al., 2022; Schulze et al., 2012; Prior, 2013). De La Fluenta (2010)
discussed how CCM has not been successfully communicated to critics, audiences and sometimes even the
performers themselves. However, there is a possibility that the music educators and lecturers had frequently
exposed their students to CCM, which might have served as an additional support and preparation for CCM
in terms of musical sound and knowledge about CCM.
Figure 9. Audience perspectives on ICS2021
Note: (A) stands for “ICS2021 is a place for education enrichment”; (B) stands for “ICS2021 is a platform to support
national CCM”; (C) stands for “ICS2021 is a platform to support international CCM”; (D) stands for “ICS2021 serves
as a space for exploring various compositional styles”; (E) stands for “ICS2021 is for experts only”.
Another positive sign of the audience’s willingness to attend CCM event is shown in Figure 10.
Most respondents stated that they will be attending similar CCM events in the future (87.7%), which was
much higher than the respondents who answered “maybe attending” similar CCM events in the future
(12.3%). It is an optimistic result that none of the respondents answered “No” or not interested at all in
attending similar events in the future.
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Figure 10. Audience interest in attending similar future events
In Figure 11, more than half of those surveyed reported that they had experienced CCM events
through workshops (58.9%) and concerts (57.5%). Many respondents attended festivals (41.1%) and
symposiums (37%) about CCM. Some attended CCM-related forums (13.7%), conferences (11%) and
competitions (20.5%). Only a few (2.7%) indicated that they did not have any experience with CCM events.
As a result, many ICS2021 attendees had experience and exposure to CCM events, which resonates with
Mencke et al.’s (2019) claim that the CCM audience is a niche group with previous experience in CCM.
Figure 11. Previous experience of attendees with CCM events
Most respondents (45.2%) reported that they were moderately involved with CCM, followed by
28.8% who were involved with CCM (Figure 12). 6.8% indicated that they were not involved, while 6.8%
reported that they were very intensely involved. These responses were similar to Sakin (2016), where a
large majority of the music major students listened to CCM sometimes, which was similar to the moderately
involved respondents.
Figure 12. Level of involvement of attendees with CCM
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Note: 1 stands for “not involved”; 2 stands for “somewhat involved”; 3 stands for “moderately involved”; 4 stands
for “involved”; 5 stands for “intensely involved”.
As shown in Figure 13, most respondents watched and listened to recorded CCM (90.4%). 52.1%
attended CCM events and 45.2% played CCM. Meanwhile, only 5.5 % composed CCM, 2.7% wrote about
CCM and the same frequency was reported for respondents who were not devoted to CCM. Sakin (2016)
revealed that music performance majors considered CCM technically difficult, and this was one of the
factors that affected their exposure to learning and playing it.
Figure 13. Exposure of attendees to CCM
In response to the statement “CCM is hard to understand”, option A in Figure 14, the majority of
respondents felt that CCM can be understood moderately. Sakin’s (2016) research in Turkey demonstrated
that the level of understanding of 20th and 21st Century classical music of university music major students
was insufficient and that this was one of the factors why CCM was not the most preferred musical style
among all the different classical music periods. Many respondents disagreed that CCM is for experts only
(option B). Most also disagreed that CCM is much less important for the development of classical music
prior to the 20th Century (option C). Regarding option D, the majority agreed and strongly agreed that CCM
is innovative and creative and stimulates one's imagination. Respondents also agreed that CCM challenges
one's musical habits (option E). Most of them strongly agreed that CCM combines elements of traditional
and new music (option F). They also agreed that CCM is an art form that is mixed with other arts and media
(option G). According to the personal perspective of respondents, we observed that they positively accepted
CCM, considered the genre as innovative and challenging (Gross & Pitts, 2016) and perceived it as a hybrid
of something traditional and new (Ross, 2021) as well as a combination with other art forms and media.
Figure 14. Personal perspectives of attendees towards CCM
Note: (A) CCM is hard to understand; (B) CCM is for experts only; (C) CCM is much less important for the
development of CM prior to the 20th century; (D) CCM is innovative, creative and stimulates one’s imagination; (E)
CCM challenges one’s musical habits; (F) CCM combines elements of traditional and new music; (G) CCM is mixed
with other arts and media.
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Figure 15 shows that a majority of respondents agreed with seven descriptions about what CCM
stands for them personally. They agreed that CCM enhances their personal development, entertains, and
relaxes them, is a thought-provoking impulse and an expression of their way of life. They also agreed that
CCM stimulates exchange with other people and is very approachable for them. Most felt moderate about
CCM being related to expressing rebellion and serving as an indispensable part of their lives. The openness
and willingness to accept new music supported the aesthetic pluralism discussed by Grebosz-Haring and
Weichbold (2020), which noted that “aesthetic pluralism and openness” to new music can possibly lead to
social class change (p. 74). The expectation was one of the key factors for listeners, who were motivated by
the unexpected and surprising moments of CCM, which contrasted with classical music. The aesthetic
experiences of listeners were also evident in the discussion of Mencke et al., (2022).
Figure 15. Personal relation of attendees to CCM
Conclusion
The current study had two main research objectives: (1) to explore the social status and education level of
the audience for the online Contemporary Classical Music Symposium (ICS2021); and (2) to understand
the audience's musical background and interest in contemporary classical music (CCM). The respondents
were composed of two main age ranges, 18 years old or less (35.6%) and 30 years old or above (32.9%).
The majority was female (61.6%) and most had a high school education or lower (41.1%) or a bachelor's
degree (37%). 50.6% held a bachelor’s degree and above. Regarding occupation, 60.3% were students while
the rest were working professionals. The survey data collected showed that respondents had a positive and
open view of CCM, with 86.3% indicating that they would recommend ICS2021 to their friends.
Respondents embraced CCM music and most attended with the purpose of experiencing and learning
something new from these events. They did not feel intimidated by CCM, and most were neutral when
asked whether ICS2021 was for experts only. Although frequency of exposure to CCM was not explicitly
asked about in this study, it was clear that a significant portion of respondents had moderate to high levels
of exposure to CCM through various means such as recordings, concerts, and personal musical learning
journeys. It can be concluded that the overall acceptance level of CCM among the audience in Malaysia
ranged from moderate to high. Respondents also expressed a desire to have more opportunities to learn
about CCM from professionals and participate in CCM events in Malaysia.
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Practical Implications
The data revealed a phenomenon that could be valuable to researchers, performers, and musicians for
organising and marketing future events. The study indicates that newspaper advertising was not an effective
way to reach the target audience for ICS2021. Detailed consideration should be given to the choice of
newspaper and the frequency of advertising when selecting newspapers as one of the publicity strategies.
Social media and recommendations from teachers or friends were found to be the most effective
promotional strategies for events such as ICS2021. It was also noted that respondents enjoyed events that
emphasised educational value. During ICS2021, attendees expressed that they were inspired and motivated
when composers shared their music and compositional techniques in real-time, which enabled them to
develop knowledge and understanding. This is consistent with Gross and Pitts’ (2016) observation that the
audience enjoys and values being in proximity with the artist and being "part of that world" (p. 12).
Limitations and Further Research
The results and findings of this study are subject to a few limitations. For instance, the sample size that was
employed was small and it was limited to one CCM event. This case study does not encompass the broad
spectrum of genres in CCM, given that CCM is highly individualistic in compositional style. Hence, this
study does not intend to represent the entire CCM field. Another limitation is the geographical location of
the event organisation, which was based in Kuala Lumpur. Even though ICS2021 was an online event that
had the possibility of foreign audience participation, due to the time difference and limitations of
connectivity, it was mainly attended by a local audience in Malaysia. An additional uncontrolled factor is
the possibility that some audience members were strongly encouraged to attend the event by their
instructors, which may have resulted in biased opinions when they responded to the survey questions.
Therefore, it is recommended that a larger sample size and more even distribution of geographical locations
be employed in future studies. Physical CCM concerts, events and festivals that are on a larger scale and
with greater variety could generate more specific and rich data that represents local or global views.
Additionally, more research will need to be done to understand and determine audience perceptions and
preferences towards CCM, which would contribute significantly to the sustainability and development of
CCM locally and internationally.
Acknowledgments
This research was funded by the Japan Foundation of Kuala Lumpur. The authors would like to express
their gratitude to JFKL for supporting ICS2021.
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Biographies
Poon Chiew Hwa is currently a senior lecturer at the University of Malaya and she holds a Doctor of Musical Arts
degree in piano performance from the University of Arizona under the tutelage of Professor Tannis Gibson. She has
also recently achieved the Applied Credential in Dalcroze Education at the Longy School of Music, Boston. Dr. Poon
conducted music and movement sessions for dementia patients, senior citizens, children, and high school bands. Her
research interest in music and movements was evident in her recent article publications both locally and internationally.
Wang I Ta is a senior lecturer at the University of Malaya. He holds a Doctor of Musical Arts degree in piano
performance from the University of Minnesota and a Master of Music in Piano Performance from the Peabody
Conservatory of Johns Hopkins University. He has an interest in mindfulness and has been applying the concept and
practice of it in teaching and research. His recent interdisciplinary research projects encompass music, sociology, and
mental well-being.
|
Malaysian Journal of Music Vol. 12 No. 1 (2023) | 5 Early Songs, meter, music theory, Razak Abdul Aziz, theoretical analysis | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/491 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/7303 | What’s the Time? Deciphering “Meter” in Razak Abdul Aziz’s 5 Early Songs | The concept of meter in music has existed probably as old as music itself. Scholars had a variety of ways of categorizing meters in music. Recent investigations on the element of meter in contemporary art music show that scholars were more Europe-American-centric and only | https://ejournal.upsi.edu.my/index.php/MJM/article/view/7303/4406 | [
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"Krebs, H. (1999). Fantasy pieces: Metrical dissonance in the music of Robert Schumann (1st ed.). Oxford University Press. ",
"Lerdahl, F., & Jackendoff, R. (1982). A generative theory of tonal music. MIT Press. ",
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"Rosenblatt, L. M. (1994). The reader, the text, the poem: The transactional theory of the literary work. Southern Illinois University Press. ",
"Schumann, S. C. (2021). Asymmetrical meter, Ostinati, and cycles in the music of Tigran Hamasyan. Music Theory Online, 27(2), 1-14. ",
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"Straus, J. N. (2016). Introduction to post-tonal theory (4th ed.). W.W. Norton. ",
"Sullivan, J. (2018). Meter, melodic parallelism, and metric manipulation in post-tonal music [Doctoral dissertation, University for Rochester]. Eastman School of Music. ",
"Temperley, D. (2001). The cognition of basic musical structures. MIT Press. ",
"Wiessner, P. W. (2014). Embers of society: Firelight talk among the ju/’hoansi Bushmen. Proceedings of the National Academy of Sciences, 111(39), 14027-14035. ",
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"Zamani, M. F., Idrus, M. M., & Lin, G. Y. (2019). Razak Abdul Aziz: The Forgotten Composer. Asean Journal of Management and Business Studies, 1(1), 76-83. ",
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"Zamani, M. F. (2020). Magunatip and wayang kulit: The influence of Malaysian traditional performing arts in Razak Abdul Aziz’s 10 Pantun Settings. International Journal of Applied and Creative Arts, 3(1), 01-09. ",
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"Zamani, M. F., & Abd Gani, A. F. (2020). Razak Abdul Aziz’s 10 Pantun Settings: Imagery behind the chosen texts. International Journal of Academic Research in Business and Social Sciences, 10(6), 959-990. ",
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"Zamani, M. F. (2021a). Performing music by a living composer: Understanding the musical inspirations of Razak Abdul Aziz in selected piano works [Doctoral dissertation, Universiti Pendidikan Sultan Idris]. Fakulti Muzik dan Seni Persembahan. ",
"Zamani, M. F. (2021b). Music of Razak Abdul Aziz: Preparing chosen solo and collaborative piano works for two academic recitals. Wacana Seni Journal of Arts Discourse, 20, 79-85. ",
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"Zamani, M. F., & Idrus, M. M. (2022). Music as poetry and performance: Arranged marriages, past instabilities, and Razak Abdul Aziz’s musical performance. 3L The Southeast Asian Journal of English Language Studies, 28(1), 1-15. ",
" "
] | Mohd Fairuz Zamani, Nur Fadilla Nadia & Tan Jin Yin
17
What’s the Time? Deciphering “Meter” in Razak Abdul Aziz’s 5 Early Songs
Mohd Fairuz bin Zamani
School of the Arts, Universiti Sains Malaysia
11800, Gelugor, Pulau Pinang, Malaysia
email: [email protected]
Nur Fardilla Nadia binti Abu Bakar
Faculty of Applied and Creative Arts,
Universiti Malaysia Sarawak
94300, Kota Samarahan, Sarawak, Malaysia
email: [email protected]
Tan Jin Yin
School of the Arts, Universiti Sains Malaysia,
11800 Gelugor, Pulau Pinang, Malaysia
email: [email protected]
*Corresponding author: [email protected]
Published online: 5 June 2023
Cite this article (APA): Zamani, M. F., Abu Bakar, N. F. N. & Tan, J. Y. (2023). What’s the time? Deciphering
“Meter” in Razak Abdul Aziz’s 5 Early Songs. Malaysian Journal of Music, 12(1), 16-33.
https://doi.org/10.37134//mjm.vol12.1.2.2023
Abstract
The concept of meter in music has existed probably as old as music itself. Scholars had a variety of ways of categorizing
meters in music. Recent investigations on the element of meter in contemporary art music show that scholars were more
Europe-American-centric and only 10 Pantun Settings and Maria Zaitun by Razak Abdul Aziz were previously discussed
academically, hence justifying the need to conduct this investigation. 5 Early Songs by Razak Abdul Aziz were written in
1980 (3 songs) and 1988 (2 songs). The researchers had chosen to conduct a systematic theoretical analysis of the chosen
work using music theories proposed by Kostka et al. (2013), Kostka and Santa (2018), and Locke (2010). The analysis
found that the use of the metric element is more complex in the two songs that were composed in 1988, suggesting that
the 8-year gap the composer had given him time to acquire more musical materials, maturing over the years. It is hoped
that this investigation would spark some interest among other scholars to conduct studies on the similar or other work(s)
of Razak Abdul Aziz and possibly expand this to other Malaysian contemporary composers.
Keywords: 5 Early Songs, meter, music theory, Razak Abdul Aziz, theoretical analysis
Introduction
Meter in music refers to the pattern of beats that are consistent throughout a passage (Kostka et al., 2013), as it
is also a perceptual phenomenon that is usually characterized in terms of an internal sense of accent or strong
and weak beats (Lerdahl & Jackendoff, 1982). The concept of music meter has probably existed as early as the
music itself. Wiessner (2014) proposed that humans in the pre-historic era had danced to music as early as
40,000 years ago, suggesting that there were patterns of beats used to play dance music for social functions.
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Killin (2018) argues that the timeline goes far back than Wiessner suggested, as he documented the findings on
musical activities of pre-historic humans through archaeological artefacts from 400,000 years ago, stating that
the function of music during this pre-historic era was similar to what Wiessner proposed, hence agreeing to the
existence of pattern of beats during the said era. This concept is still relevant to this day, as composers and
music theorists had developed it to be more complex and intricate.
Though Kostka et al. (2013) proposed that these patterns of beats are consistent throughout a passage,
Kostka and Santa (2018) argued that meter for most tonal pieces is relatively consistent and easy to comprehend,
unlike its post-tonal (sometimes called “contemporary art”) counterpart where meter and rhythms are frequently
varied and complex. Hasty (1981) acknowledged the difficulty of theorizing rhythm in twentieth-century music,
as well as the central role of meter. He stated “A useful place to begin is to ask what is meter if this music can
depart from it (in various degrees) yet still be rhythmic” (p. 185). This is consistent with Sullivan (2018) when
he discusses the opposing perspectives of Krebs (1999), Temperley (2001) and London (2012) when discussing
the use of meter in Barber’s At Saint Patrick’s Purgatory from Hermit Songs, Op. 29. Krebs (1999) argues that
the perception of multiple metrical layers in this song is possible, stating that the layer could exist in two ways:
metrical consonant or metrical dissonance. Temperley (2001) states that (when discussing the said piece) “It is
difficult to entertain two metrical structures at once, even in cases where either one can readily be entertained
on its own” (p. 228). London (2012) disagrees with Krebs and Temperley, stating that such attending (of two
metrical structures) is not possible.
Benward and Saker (2009) generalised the types of meter into two categories: (i) changing meter –
referring to the frequent change of meter within a piece of music, (ii) asymmetric meter – referring to meters in
which the beats are not grouped into units divisible by two or three. Though this categorisation is easy to
comprehend, this oversimplification does not represent the real situation. Kostka et al. (2013) and Kostka and
Santa (2018) categorized meters in greater detail, that are:
1. Asymmetrical meter – based on regular recurring pulses could not be subdivided into groups of two (2)
or three (3). This includes the use of 5 or 7 in the numerator of a meter, with common denominators 4,
8 or 16.
2. Composite meter – indicates recurring irregular subdivisions on its numerator, such as 3+2+3, 2+2+3
and 3+3+2, while the common denominator is 4, 8 or 16.
3. Mixed meter – refers to the rapid change of meter in succession within a piece of music. As the name
suggests, the “mix” could include symmetrical meter, asymmetrical meter and composite meter.
4. Polymeter – happens when more than one music meter is used simultaneously. This involves two (2)
or more types of meters being executed concurrently.
5. Ametric music – Music that lacks an aurally perceivable metric organization. It does not seem to imply
a regular series of recurring pulses (visibly and/or aurally), despite some ametric music using meter.
6. Metric modulation – used to describe an immediate change in tempo created by equating a particular
note value to another note value, usually located in the next bar. Elliott Carter is generally credited with
being the first to use this particular method of changing tempos.
Kostka et al. (2013) and Kostka and Santa (2018) also discussed the rhythmic characteristics of post-
tonal/contemporary art music, mentioning additive rhythm, non-retrogradeable rhythm, polyrhythm, and
displaced accent (among others) that were developed during this music era.
As this paper intends to conduct a systematic investigation on the use of meter in Razak Abdul Aziz’s
5 Early Songs (1980-1988), we would not be discussing rhythmic characteristics as proposed by Kostka et al.
(2013) and Kostka and Santa (2018). It is vital that we focus the investigation on the use of meter in this piece
so that the readers would have a clear comprehension of how the composer perceives meter in this work and
not be deviated.
Razak Abdul Aziz (b. 1959) is arguably one of the earliest contemporary art composers in Malaysia
(Zamani et al., 2019). He received his academic trainings at Skidmore College (USA) as an undergraduate and
at Columbia University (USA) and University of Edinburgh (UK) at postgraduate levels. Zamani and Gani
(2020) documented the list of works by Razak Abdul Aziz as follows:
1. 5 Early Songs for voice and piano (1980-1988)
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2. Quintet for strings (1981)
3. 10 Pantun Settings for combinations of soprano solo, alto solo, SATB chorus, violin, piano four hands
and two pianos (1981-1990)
4. For Violin and Piano for violin and piano (1982, revised 2019)
5. The Wedding for Orchestra (1986)
6. Do Take Muriel Out for soprano solo, alto solo, SSAA chorus and orchestra (1994)
7. Etudes for solo piano (2002)
8. Maria Zaitun for voices and chamber orchestra (2002)
9. The Fisherman for solo voice, chorus and chamber ensemble or piano (2015)
10. Pepatah Episodes for solo piano (2019)
11. Prisms No. 1 and 2 for 1 piano 4 hands (2019-2020)
12. Haiku for soprano solo, SATB chorus and piano (2020)
His compositions had received premieres and performances on national and international platforms.
Among notable performances of his work include The Wedding by the Shinsei Nihon Symphony Orchestra at
the Tokyo Metropolitan Art Space (20 November 1986), For Violin and Piano at the Asian Contemporary
Music Festival in Seoul, Korea (20 October 1993), selections from the 10 Pantun Settings by the Zelanian
Ensemble in Wellington, New Zealand (2 December 1992) and Fairuz Zamani PhD Recital 2 – Music of Razak
Abdul Aziz in Kuala Lumpur, Malaysia (26 July 2019) (Zamani et al., 2019; Zamani, 2021b).
This article will now be focusing on the review that would consist of recent studies of meter in post-
tonal music and existing studies on Razak Abdul Aziz. As we shall see later, the review will reveal the gap in
the literature (specifically in understanding the elements of meter in the said work), providing a necessity for
this investigation to take place, hence, making this investigation relevant and contributory towards
understanding the elements of meter in Razak Abdul Aziz’s 5 Early Songs, specifically, and enriching academic
documentation on Razak Abdul Aziz, in general.
Review
The review would be divided into two themes: recent investigations of time in contemporary art music and
existing studies on works by Razak Abdul Aziz. The first theme discusses the importance of understanding the
element of time and meter in contemporary art music by 20th and 21st century composers such as Arnold
Schoenberg, Elliot Carter, George Crumb, Tigran Hamasyan, and Craig Taborn. This is then followed by the
second theme that would discuss existing studies on works by Razak Abdul Aziz by scholars that would
ultimately disclose the need of investigating his 5 Early Songs from a metrical perspective.
Recent investigations of time in contemporary art music
Contemporary art music consists of tonal and post-tonal music. Grebosz-Haring and Weichbold (2020) defined
contemporary art music as “Current genres and aesthetics connected with or departing from earlier European
art music and its tradition” (p. 74), which “Developed principally in the 20th century and occupied a niche in
the post-war decades” (p. 60). Hence, this section of the review would be discussing recent investigations of
time on tonal and post-tonal contemporary art music of the 20th and 21st centuries.
Sullivan (2018) develops a theory of meter that responds to the rhythmic irregularities of post-tonal
music by seeking metric regularity at a moment-to-moment level in his dissertation. In doing so, Sullivan adopts
Danuta Mirka’s theory of meter perception. Mirka (2009) developed a model to account for meter perception
and the manipulation of meter. Though she used the chamber music of Haydn and Mozart in developing this
model, it suitably adapts and handles meter perception in a wide variety of music, including rhythmically
irregular post-tonal music. Adopting this model in a more recent context, Sullivan analysed selected 20th
century post-tonal works by Western composers Webern, Bartók, Britten, Barber, and Adés. Through this study,
Sullivan made four primary contributions to the field of music theory:
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1. Developing a precise, rigorous. and testable model of meter perception for a repertoire in which meter
often proves elusive.
2. Developing the perceptual relationship between meter and streaming and between meter and melodic
parallelism.
3. Extending the perceptual and historical purview of three specific metric manipulations typically
associated with 18th century theory and practice: imbroglio, close imitation, and free fall.
4. Applying its theoretical machinery in the analysis of familiar and under-studied works.
Boyle (2021) analysed three pieces (The Broad Day King, Avenging Angel, and Neverland) from Craig
Taborn’s solo piano album Avenging Angel (2011). As a result, she coined the term “flexible ostinati” which
comprises a repetitive, omnipresent stream within the overall texture, provides a rapid isochronous pulse and
implies higher-level metric levels, as opposed to strict ostinati. In The Broad Day King, Boyle mentioned that
the deceptively simple ostinato persists for the entire piece. Boyle describes this ostinato as “A single upper-
register pitch that repeats in a few basic durations” (p. 6). One might label this piece as “minimalistic” and like
many minimalist works, the essence of this piece is in its dynamic metric sensations, which allow constant
reinterpretation of its recurring pitch materials. However, the flexible ostinato never succumbs to a single metric
interpretation. Instead, with its shifting rhythms, deceptive simplicity and delicate articulation, it floats freely
above the texture, compelling entrainment to possible pulse streams. Avenging Angel utilises two contrasting
ostinato (coined as Ostinato 1 and Ostinato 2). While Ostinato 1 is in the low register and strongly projects a
simple quadruple meter, Ostinato 2 is the opposite of Ostinato 1 in almost every way–complex and freewheeling
bassline, prominent with the use of dyadic thirds, fifths and sixths, suggesting tertian chords that interlock in a
flexible manner. This piece is structured around the interaction between both ostinati in three phases, with
Ostinato 1 becoming the material for the first phase. In the second phase, fragments of Ostinato 2 begin to
intrude and destabilise Ostinato 1. Finally, in the third phase, Ostinato 2 emerges as dominant, cycling
continually without variation. In Neverland, Boyle describes the flexible ostinato as “subtle and short-lived”,
as opposed to the first two songs where the ostinati are “long-lasting and obvious” (p. 15). Within the overall
composition, the flexible ostinato serves as “An unusual climax, briefly offering a particular focus and
momentum that stand in stark contrast to the heady counterpoint of the piece’s opening and the diaphanous
pianism of the middle phase” (p. 17). Yet, a stable groove remains constantly out of reach, probably depicting
the distant and carefree Neverland.
Schumann (2021) studied the use of asymmetrical meter, ostinato and cycles in the music of Tigran
Hamasyan by identifying, transcribing, and analysing at least 39 cycles from 137 tracks from 13 studio albums
of Hamasyan’s compositions from the year 2006-2020. Schumann discovered that the use of cycles only
becomes prominent after Hamasyan’s third album Red Hail, while the use of asymmetrical meter and ostinato
has been consistent throughout his 13 albums. Hamasyan’s use of asymmetrical meter can potentially be thought
of as deriving from two sources related to his musical background: the folk music of his native Armenia and
his love for progressive genres. Schumann found that the use of cycle in the selected works of Hamasyan could
be divided into three categories: phrasal cycle, structural cycle, and developmental cycle. Compositions using
phrasal cycle use one metric layer throughout most of the piece, while another layer is introduced in the middle
of the composition to conflict with the first layer, creating a cycle. Compositions with structural cycles are
constructed using metric dissonances throughout a significant portion of the composition and are defined in part
by the tension created by multiple cycles. Pieces in the developmental cycle category introduce one ostinato at
the beginning of a piece that is later juxtaposed with a second ostinato to create a cycle. Schumann concluded
that although this article demonstrated asymmetrical meter, ostinato and cycles play an important role in
Hamasyan’s music, it only scratches the surface of Hamasyan’s approach to rhythm and meter, inviting
additional study of other aspects of Hamasyan’s music.
Despite the growing number of theoretical works on the music of George Crumb, Knowles (2022)
criticises scholars for almost disregarding the elements of rhythm and meter in the said scholarly body. As many
scholars have addressed many features of Crumb’s music such as the use of set classes, transpositional
combination and unique timbral language (among others), relatively few scholars have discussed his use of
rhythmic and metric elements. Knowles analysed selected works of Crumb such as “Notturno I” from Four
Nocturnes, “When Lilacs Last in the Dooryard Bloom’d” from Apparition, excerpts from “Ancient Voices of
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Children” and “Notturno V” from Night Music I to investigate the rhythmic gestures in each work that generates
varying levels of metricality. A detailed analysis of rhythm, time, and meter of Sea Nocturne (…for the end of
Time) from Vox Balaenae was made. From this analysis, Knowles found that Crumb used the elements of metric
ambiguity, metric emergence and ametric in composing this work that is written in Arch form. Knowles
concluded that approaching the music of Crumb through the lens of metrical spectrum draws attention to
manipulations of the recurrence and consistency of a perceived pulse and conflicts in rhythmic groupings –
highlighting an array of rhythmic and metric structures. Knowles also described her study as “An initial inquiry
into Crumb’s use of rhythm and metre, sketching the outlines of how these temporal elements are applied
throughout his (Crumb’s) oeuvre” (p. 49).
Hahn (2021) investigated the projections of higher-dimensional lattices in Scott Joplin’s music using
the description of generated rhythm (Pressing, 1983) and metric matrix (Locke, 2009, 2010). Pressing (1983)
in Hahn (2021) stated that:
For a rhythm to be generated, every onset in the rhythm must be connected to every other onset in the rhythm
by an unbroken chain of onsets that are separated by a constant duration called the “generative interval”.
Generated rhythms are said to be prime generated rhythms when the generative interval’s length in pulses is
coprime with the number of total pulses per repeated cycle of music (p. 4).
Locke (2009, 2010) developed metric matrix to quantify the simultaneous multidimensionality of
African music. To simplify, the metric matrix is similar to hemiola, but with more ability to characterize off-
beat pulse. In hemiola, we can assume that the rhythmic ratio is 3:2 and will coincide together on the downbeat.
However, this is not often the case in African music. To solve this, Locke introduced the metric matrix system
that could notate the rate of the notes unfolding and the temporal displacement relative to the downbeat. Hahn
adapted Pressing (1983) and Locke (2009, 2010) into investigating the projections of higher-dimensional
lattices in Joplin’s music and concluded that analytical insight into Joplin’s music could be gained through
lattice structures as proposed by Hahn. Though Hahn selected a set of Joplin’s late works for this study, he
claimed that this method of understanding Joplin’s music is applicable throughout the composer’s body of work.
Existing studies on works by Razak Abdul Aziz
Academic studies on the works of Razak Abdul Aziz are scarce, despite starting to gain academic attention in
recent years. This section will discuss the existing studies of the works of this composer and ultimately reveal
the need to undertake the investigation of this academic paper not just to decipher the meter in 5 Early Songs
but to also enrich the academia in matters relating to Razak Abdul Aziz.
The composer’s 10 Pantun Settings has been a favourite subject in a few academic papers. Zamani and
Idrus (2022) analysed chosen texts from this song cycle. As the texts were an adaptation of Ahmad Abdullah’s
Nyanyian Kanak-Kanak (1938), Razak Abdul Aziz selected ten (10) sets of pantun (rhyming poems in couplets
or quatrains) and arranged them in certain orders to narrate a story. Zamani and Idrus contextualised the text
analysis from the perspective of social (in)stabilities in arranged marriages. They concluded that the analysis
and interviews with the composer had revealed “The pervasiveness of wretchedness, peripheralisation and
disappointment across arranged marriages that provides real-life snapshots of loss and grief” (p. 13). Though
Zamani and Idrus only selected and analysed texts from five songs (No. 1, 2, 3, 5, and 10), they were seen as
an adequate representation of the story and argued that “10 Pantun Settings provoked a nostalgic saudade and
past instabilities of what it means growing up married in preconfigured environments” (p. 13).
Investigation on the texts of 10 Pantun Settings was also made by Zamani and Gani (2020). Unlike
Zamani and Idrus (2022) who had analysed chosen text from this work and incorporate social exchange theory
to understand the underlying nuances of this song cycle, Zamani and Gani (2020) were interested in
understanding the imagery behind the chosen texts of the said work by Razak Abdul Aziz and how these
imageries were translated into music notations. The data for this study were mainly obtained from interviewing
the composer, revealing that each song had its own imagery/ies association. These associations were a
recollection of the composer during his earlier years, when he observed and participated in certain activities in
Penang, Malaysia–the place he grew up in. Though the study focused on the imagery/ies of each song, the
authors suggested that 10 Pantun Settings was about an abandoned wife who was daydreaming while swaying
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her child in a cradle and only returned to reality at night when she realised that her husband was never coming
back.
Zamani (2020) focused on the elements of Malaysian traditional performing arts, magunatip (bamboo
dance popular in Sabah) and wayang kulit (shadow puppet play popular in Kelantan) found in two of the songs
in 10 Pantun Settings – No. 4 Jangan Tengok Kami and No. 6 Pinjam Dandang, respectively. As academic
investigations on this matter were scarce, Zamani (2020) obtained most of his data from interviewing the
composer, besides operating music analysis on these songs to relate and connect the data to the output from the
interviews. Zamani (2020) also encouraged further investigations on other local compositions that are inspired
by Malaysian traditional performing arts such as Ramlan Imam’s Putera and Tazul Izan Tajuddin’s Puteri
Saadong.
Opera Maria Zaitun, the composer’s adaptation of the short story Perkembalian Seorang Yang
Bernama Maria Zaitun by Fatimah Busu is the centrepiece in Batubara et al. (2021). The analysis of the
transformational process of adapting a novel into an opera was recorded by these researchers. Highlighting the
selected parts of the short story, Razak Abdul Aziz had made some revisions in the original text to be suited to
the libretto and music he wrote. Batubara et al. also discussed how the revised texts were then transformed into
music notations, analysing the pitch series and metric and rhythmic elements used in some parts of the opera.
Zamani (2021a) had written an extensive dissertation on the inspirations of Razak Abdul Aziz in
selected solo and collaborative piano works. As the major component of his doctoral degree was the academic
recitals as documented by Zamani (2021b), he adopted Louise Rosenblatt’s Transactional Theory (1938, 1994)
into translating these inspirations in the performances of the selected works, being the co-creator of the said
works. Rosenblatt said that “the reader brings to the work personality traits, memories of past events, present
needs and preoccupations, a particular mood of the moment and a particular physical condition” (1938, p. 31).
She revisited this later when she adapted the theory into musical performance, stating that:
…even better analogy for the re-enactment of the text is the musical performance…it’s only an indication of
how the composer was able to come in transcribing her exact thoughts on paper. Beyond that point, the
interpreter is on her own (1994, p. 14).
Adapting the theory to the academic recitals, Zamani (2021b) recorded the process as an artist project.
Programmes for both recitals were included and preparations for each selected work were documented. He also
mentioned that these recitals were the first ones to be dedicated entirely to a Malaysian composer. Both recitals
received positive feedback from the composer and other attendees, encouraging more performances and studies
on the composer as well as other Malaysian composers.
Reflection
Looking at the review, recent investigations by scholars on the element of time in contemporary art music have
been conducted, either in tonal music such as the music of Scott Joplin, Tigran Hamasyan and Craig Taborn,
or post-tonal music such as the music of George Crumb, Anton Webern, and Bela Bartók. These scholars
investigated various elements of time in their respective research, ranging from analysing the use of meter and
rhythm to developing theories to understand the element of time in the selected works. However, the composers
and works investigated in this study were heavily leaning towards European and American-centric, not giving
any shoutout to composers outside the said region.
Existing academic studies on Razak Abdul Aziz are scarce, to say the least. Only scholars like Zamani
and Idrus (2022), Zamani (2021a, 2021b), Batubara et al. (2021), Zamani (2020), Zamani and Gani (2020) and
Zamani et al. (2019) had conducted such studies on this composer. Though his work 10 Pantun Settings became
a centrepiece for a few academic investigations, the same could not be said for his other works. Hence, this
paper intends to study 5 Early Songs by conducting a systematic theoretical analysis on the use of meter by
adapting common music theory as mentioned in Kostka et al. (2013) and Kostka and Santa (2018) and possibly
integrating Locke (2009, 2010) in one of the songs.
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Analysis
The analysis begins with a brief background of 5 Early Songs, mentioning the composition year and texts used.
It is then followed by the systematic theoretical analysis as proposed by Kostka et al. (2013) and Kostka and
Santa (2018) for all songs and integrating Locke (2010) for the fourth song in this cycle. The analysis will reveal
the use of meter in each song, hence enhancing the understanding towards the element of time in this cycle.
Background of 5 Early Songs
This song cycle was written in the years 1980 and 1988 – “A Song”, “Dead” and “Grace for a Child” in 1980
and “In Winter in the Woods” and “Requiem” in 1988. The texts for these songs were adapted from poems by
Percy Bysshe Shelly (1792-1822), William Wordsworth (1770-1850), Robert Harrick (1591-1674), Robert
Frost (1874-1963) and Robert Louis Stevenson (1850-1894), respectively. The complete cycle has received a
recent performance at Fairuz Zamani PhD Recital 2 at Akademi Seni Budaya dan Warisan Kebangsaan
(ASWARA) in February 2020, besides its inclusion as part of standard contemporary vocal repertoire at this
institution (Zamani, 2021a).
A Song. The first song in this cycle, “A Song”, was written for solo voice and cello or piano. Either
way, the music is written using two (2) types of meters – mixed meter and polymeter (implied). The use of
mixed meter is apparent throughout the song. However, measures 8-10 display the most rapid change of meter
in the entire song (see Figure 1).
Figure 1. The rapid change of meter in “A Song” (measures 8-10).
At all times, the solo and collaborative parts are using similar meters. Nevertheless, at closer inspection,
the collaborative part has light accents at odd places throughout - displaced accents. These displaced accents
mostly happen in a cycle of three (3) as shown in the figure below, implying the use of polymeter (3/8 meter
on the collaborative part against 4/4 meter in the solo part) (see Figure 2).
Figure 2. Displaced accents on collaborative part implying polymeter.
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Although the accents are mostly displaced, there are instances where the accents are placed, hence
terminating the polymeter suggestion (see Figure 3).
Figure 3. Placed accents terminating the suggestion of polymeter (measures 13-14).
Dead. The second song in the cycle is written for solo voice and piano (similar to the rest of the songs
in this cycle with the exception of “A Song” as mentioned earlier). There are two types of meters found in this
song – asymmetrical and mixed meter. The use of asymmetrical meter is found as early as the first bar of the
song (see Figure 4).
Figure 4. The use of asymmetrical meter at the beginning of the song (measure 1).
The meter changes at almost every measure in this song, hence fulfilling the criterion of mixed meter
– rapid change of meter. The “mix” also consists of symmetrical and asymmetrical meters (see Figure 5).
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Figure 5. The use of mixed meter (symmetrical and asymmetrical meter).
Grace for a Child. Possibly the simplest in terms of the use of meter, “Grace for a Child” utilizes
mostly common time 4/4. Though there are instances where the composer implied displaced accents at certain
spots in the music by beginning the phrases at different beats between voice and piano creating different tactus
and probably resulting in polymeter, this was not as clear as the first song in this cycle (see Figure 6).
Figure 6. Phrases begin at different beats creating an illusion of displaced accent (measures 10-11).
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There is also an asymmetrical meter of 5/4 used in this song, which could be found in the last two
measures of the song (measures 13-14) (see Figure 7).
Figure 7. Asymmetrical meter at the end of “Grace for a Child”.
In Winter in the Woods. At cursory examination, the fourth song in this cycle utilises mixed meter
throughout as the change of meter occurs at the beginning of almost every measure in this song, using simple
duple, triple and quadruple meters interchangeably. The following excerpt demonstrates the said use (Figure
8).
Figure 8. An example of the interchangeable use of simple duple, triple, and quadruple meters.
On closer inspection, the composer used complex rhythmic ratios in this song, such as 3:2:1, 4:3:2 and
6:3:2 (among others). These rhythmic ratios result in interlocking. To analyse this, the author would like to
adopt metric matrix as proposed by Locke (2009, 2010). Metrix matric is a concept where structured patterns
of accentuation are exchanged among instruments (in this case, among solo voice and R.H. and L.H.
collaborative piano part), resulting in a set of beats of different durations and locations within a fixed period.
This concept is developed to enable discussion of the rhythmic design with precision. Locke also argues that
this concept also “points towards a systematic explanation for musical expressiveness in compositions and
performance” (2010). Though Locke introduced metric matrix to quantify the complexity of African music, the
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author found this concept helpful in understanding the rhythmic complexity of certain measures in this song.
For instance, the opening measure of this song begins with 3:2 and then evolves to 3:2:1, as shown in Figure 9.
Figure 9. The rhythmic complexity in the opening measure of “In Winter in the Woods”.
Translating this excerpt into Locke’s metric matrix, this is the result (see Figure 10):
Figure 10. The opening measure in metric matrix in simple triple time.
Complex rhythmic patterns are also found in other measures of the song. The author had chosen two
(2) more excerpts to demonstrate this complexity and translate them into Locke’s metric matrix. Measure 4 (see
Figure 11) begins with 3:1 in the first beat and evolves to 4:3 on the second beat, before escalating and becoming
more complex on the third beat 6:3:2.
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Figure 11. Measure 4 of “In Winter in the Woods”.
As demonstrated through the metric matrix in Figure 12, it reveals that the rhythm used in the voice
part coincides with the piano part on the second beat and on the upbeat of the third beat, where the last quaver
on the voice coincides with the fourth note in the sextuplet group on R.H. piano.
Figure 12. Measure 4 in metric matrix in simple triple time.
Possibly the most complex rhythmic design in the entire song (and entire cycle), measure 17 (see Figure
13) begins with 2:1 in the first beat and evolves to 3:2 on the second beat, before escalating and becoming more
complex in the third beat 4:3:2 and 6:3:2 in the fourth beat. Despite this complexity, the metric matrix reveals
that the rhythm used in the voice part coincides with the piano part (with the exception of the first and third
quaver), as shown in Figure 14.
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Figure 13. Measure 17 of In “Winter in the Woods”.
Figure 14. Measure 17 in metric matrix in simple quadruple time.
Requiem. The last song in the cycle utilises the most metric elements in the entire cycle and consists
of four (4) distinctive sections – A, B, C and D. Sections A, B and C make recurrences in similar or slightly
different fashions. Section A is in simple triple meter 3/16 (see Figure 15).
Figure 15. The use of simple triple 3/16 meter in Section A.
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Section B uses a simple quadruple meter of 4/4. However, due to the vast gap between the denominator
of meters in the first section (denominator 16) and the second section (denominator 4), the composer chose to
utilise metric modulation, shown on the top left corner of Figure 16 (
). This could be perplexing as each
semiquaver in Section A represents one (1) beat, whereas each semiquaver in Section B is treated as one-fourth
of a beat for the voice while the collaborative part is playing in groups of semiquaver sextuplet.
Figure 16. The use of metric modulation at the beginning of Section B (measure 7).
Section C is chiefly written with mixed meter, as the change of meter occurs at the beginning of every
bar in this section. Figure 17 exemplifies this change.
Figure 17. Excerpt from Section C (measures 9-11).
Section D occurs at the end of the song and is written in simple duple time 2/4 (apart from the 2-bar
extension) (see Figure 18).
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Figure 18. Excerpt from the beginning of Section D (measures 33-34).
The 2-bar extension at the end of this section (Figure 19) has an indication of metric modulation (
). Although, on the surficial level, this metric modulation looks similar to the one in Section B (as shown in
Figure 16), upon closer inspection, the metric modulation here derives from the tempo from Section D (65
crotchet bpm) rather than 60 dotted quaver bpm in Section A. To measure these two tempi using crotchet as the
common denominator, Section D is in 65 crotchet bpm and Section A is 45 crotchet bpm.
Figure 19. Metric modulation at 2-bar extension.
Conclusion
After thorough examinations of each song in 5 Early Songs, we could conclude that the first three songs used
mixed meter, implied polymeter, symmetrical and asymmetrical meters. The use of meter is more sophisticated
in the last two songs, where more complex rhythmic and metric organisations are used such as rhythmic ratios
that were analysed using Locke’s metric matrix and the use of different types of metric organisation and
manipulation in different parts of a song. As the first three songs were written in 1980 and the last two songs
were in 1988, the gap of 8 years probably had matured the composer to learn and master more music materials,
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specifically concerning the element of meter. The maturing up of this composer in the said musical element is
apparent throughout his compositional life. This is evident if one were to take a glance at the works by Razak
Abdul Aziz after 5 Early Songs. The element of meter progressively becomes more complex with time,
ultimately reaching its pinnacle in works such as the opera Maria Zaitun, Etudes for Piano Solo and Pepatah
Episodes.
As stated earlier in this paper, Razak Abdul Aziz has quite an extensive list of compositions. However
(with the exclusion of this paper), only 10 Pantun Settings and Maria Zaitun had been studied by scholars, as
discussed in the review section. This calls for more research and investigations on other works by this composer
from various perspectives such as compositional, analytical, and philosophical (among others) as he is regarded
as arguably the earliest contemporary composer in Malaysia (Zamani et al., 2019). It is hoped that the
investigation this paper undertook would inspire other scholars to conduct studies in similar and/or different
area(s) of interest or composition(s), academically documenting more works of this composer and/or other
contemporary Malaysian composers.
Acknowledgments
The authors would like to thank the composer, Razak Abdul Aziz, for giving the permission to use the music
scores and to conduct this study. This work was supported by Short-Term Grant of Universiti Sains Malaysia
with Project No.: 304/PSENI/6315693.
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Biographies
Mohd Fairuz Zamani is currently attached to the School of the Arts, Universiti Sains Malaysia as an academic. He
received his PhD in Music Performance from Universiti Pendidikan Sultan Idris, Master of Performing Arts (Music) from
Universiti Malaya, and Bachelor of Music (Composition) and Diploma in Music from Universiti Teknologi MARA,
besides professional diplomas from London College of Music (FLCM and LLCM in Pianoforte Performance). Apart from
being a scholar and an academic, Mohd Fairuz also regularly performs with the National Symphony Orchestra of Malaysia
and composes and arranges music for various establishments and events such as the National Choir of Malaysia, Malaysian
Composer Collectives for Freehand Piano Festival 2022, and Malaysian Composer Series for Jalur Kita Cerita Kita 2022.
Nur Fardilla Nadia Abu Bakar (better known as Dia Fadila) graduated from Universiti Malaya in 2018 with a Master in
Performing Arts (Music). With over 15 years of teaching experience as a vocal instructor, she has been working in public
and private higher education institutions such as Akademi Seni Budaya dan Warisan Kebangsaan, Universiti Pendidikan
Sultan Idris and Twintech International University College of Technology. Currently serving as a full-time lecturer at
University Malaysia Sarawak (UNIMAS), she is also active in conducting vocal classes and choir for various private and
government agencies such as Radio dan Televisyen Malaysia and ASTRO. She has released 3 albums under Warner Music
Malaysia and has won ‘Best New Female Artiste’ at Planet Music Award 2005 in Singapore, gold and silver medals for
pop and folk/traditional categories respectively at ASEAN Golden Melodies Festival 2008 in Vietnam and 1st runner-up
for Gegar Vaganza 2015, ASTRO.
Tan Jin Yin has Master of Arts degrees in Vocal Performance and Music Pedagogy and Performance from Nanjing
Normal University and Universiti Sains Malaysia. She studied opera singing with Professor Lu Qi, Khoo Hooi Lay, and
Chin Loke Chun. She has taken workshops and masterclasses with famous vocal trainers and pianists such as Low Siew
Tuan, Graham Johnson, Hein Boterberg, Michael Hampton, Roy Holmes, and Stacey Tappan of the Chicago Lyric Opera.
In her career, she has performed in several opera productions and concerts with international and local artists and has won
multiple awards in international and national singing competitions. As a faculty member of the Music Department School
of the Arts USM, Jin Yin founded the USM SOTA Chamber Choir, which has won international choral competitions. She
also coordinates the Penang Philharmonic Chamber Choir and coaches the Penang Chinese Girls' High School Chorus,
which has received international prizes under her direction.
|
Malaysian Journal of Music Vol. 12 No. 1 (2023) | folk music heritage, folk music in indigenous cultural festivals, folk music in life cycle events, Ta Oi people, Thua Thien-Hue, Vietnam | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/491 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/7291 | Preserving Folk Music in Community Cultural Events as a Method of Preserving Traditional Heritage: | The Ta Oi people in Thua Thien-Hue province continue to preserve and promote numerous unique indigenous music genres. However, these invaluable cultural heritages are at risk of vanishing from their cultural life in the future if there is no comprehensive and scientifically backed protection policy in place. My first-hand fieldwork and surveys have demonstrated that folk music is integral to the Ta Oi people’s way of life, being practiced at every stage of their lives, in significant cultural events within the community, and during religious rituals. Music serves as a distinct language, fostering connections among individuals, between people, and between people and spirits within specific cultural spaces, thereby forming a remarkably distinctive cultural mosaic among the Ta Oi people. Utilizing qualitative research methods, this study focuses on conducting in-depth interviews with skilled local artisans and participating in folk music performances within the Ta Oi community. The findings of the study reveal that significant community events play a crucial role in the practice, preservation, and maintenance of the Ta Oi people’s traditional musical culture. The study asserts that preserving folk music within the cultural life of the community serves as the most effective approach to safeguarding the indigenous folk art of each distinct community. This progression would enable the maintenance of the musical heritage of each ethnic group within contemporary society. Such endeavors necessitate support from the government, researchers, and local authorities. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/7291/4579 | [
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34
Malaysian Journal of Music Vol. 12, Issue 1 (34- 47)
ISSN 2600-9366, eISSN 2600-9331
Preserving Folk Music in Community Cultural Events as a Method of
Preserving Traditional Heritage: A Case Study of the Ta Oi Ethnic Group
in Thua Thien-Hue Province, Vietnam
Nguyen Dinh Lam
Lecturer, University of Social Sciences and Humanities,
Vietnam National University, Hanoi.
Email: [email protected]
*Corresponding author: [email protected]
Published online: 7 August 2023
Cite this article (APA): Nguyen, D. L. (2023). Preserving folk music in community cultural events as a method
of preserving traditional heritage: A case study of the Ta Oi ethnic group in Thua Thien-Hue Province, Vietnam.
Malaysian Journal of Music, 12(1), 34-47. https://doi.org/10.37134//mjm.vol12.1.3.2023
Abstract
The Ta Oi people in Thua Thien-Hue province continue to preserve and promote numerous unique
indigenous music genres. However, these invaluable cultural heritages are at risk of vanishing from their cultural
life in the future if there is no comprehensive and scientifically backed protection policy in place. My first-hand
fieldwork and surveys have demonstrated that folk music is integral to the Ta Oi people’s way of life, being
practiced at every stage of their lives, in significant cultural events within the community, and during religious
rituals. Music serves as a distinct language, fostering connections among individuals, between people, and between
people and spirits within specific cultural spaces, thereby forming a remarkably distinctive cultural mosaic among
the Ta Oi people. Utilizing qualitative research methods, this study focuses on conducting in-depth interviews with
skilled local artisans and participating in folk music performances within the Ta Oi community. The findings of
the study reveal that significant community events play a crucial role in the practice, preservation, and maintenance
of the Ta Oi people’s traditional musical culture. The study asserts that preserving folk music within the cultural
life of the community serves as the most effective approach to safeguarding the indigenous folk art of each distinct
community. This progression would enable the maintenance of the musical heritage of each ethnic group within
contemporary society. Such endeavors necessitate support from the government, researchers, and local authorities.
Keywords: folk music heritage; folk music in indigenous cultural festivals; folk music in life cycle
events; Ta Oi people; Thua Thien-Hue, Vietnam
Introduction
The Ta Oi people, with a population of 34,960 individuals, are an ethnic group who have long resided
in the Truong Son area and its surroundings, specifically the South-Central region. They are
predominantly concentrated in A Luoi district (Thua Thien-Hue), Dak Krong, and Huong Hoa district
(Quang Tri). The Ta Oi people also have other branches and names such as Pa Co, Ta Uot, Kan Tua,
and Pa Hy, and their languages belong to the Mon-Khmer group within the Austroasiatic language
family.
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35
In A Luoi district (Thua Thien-Hue), the Ta Oi people constitute a significant population of
26,000 individuals, accounting for approximately 66% of the district’s total population of 36,880 people
(Nguyen, 2009: 14-21). They are considered the primary ethnic group in this district. The main
occupation of the Ta Oi people is hillside and mountain rice cultivation, along with other food crop
cultivation. Additionally, they engage in fishing, hunting wild animals, and maintain the tradition of
Zèng weaving (Tran & Nguyen, 2003). The Ta Oi people continue to preserve numerous forms of
traditional culture until now.
Figure 1. A dance and singing performance at the Rong house
The house holds significant cultural symbolism for the Ta Oi people, serving as an essential
cultural space for organising various cultural events, where folk music plays an integral role. The
traditional Ta Oi house is designed as a long stilt house, often accompanied by a Rong house, which
serves as a communal cultural space. The house has an oval shape with two sloping roofs, featuring two
main doors at both ends of the stairs and two middle doors. Typically, traditional houses consist of five
compartments without walls, each measuring approximately 1.6 meters in length. The main door,
windows, and roof sides of the house are adorned with platforms and courtyards. It is customary to
attach two buffalo horns or two dragon heads to the gables of the communal house.
Like many other ethnic groups in Vietnam, wedding customs hold significant importance in the
Ta Oi people’s life cycle rituals. Weddings serve as crucial events where folk music is created, practiced,
preserved, and passed down through generations. The marriage process among the Ta Oi people involves
three main steps: (i) the meeting of the bride and groom’s families; (ii) the engagement ceremony; and
(iii) the official wedding ceremony. The most formal and solemn ritual is the wedding covenant, which
includes offerings such as silver, precious stones, onyx, ear jewelry, necklaces, bracelets, and food items
sourced from four-legged animals like pigs, cows, deer, and dogs. Following the covenant ceremony is
the engagement ceremony, during which the two families discuss the specifics of the wedding date. The
third and final step is the wedding ceremony itself, which involves various rituals, including the
welcoming of the bride, the demographic cutting ceremony (where the bride’s name is removed from
her family’s list and added to the husband’s family list), and a thanksgiving ceremony to the deities for
bringing the couple together through fate.
In the realm of sacred culture, the Ta Oi people annually organise numerous festivals to express
gratitude to heaven, earth, Jang (an important deity of the village and mountains for the Ta Oi people),
and other sacred gods (Jang). These festivals serve as significant spaces and occasions for the creation
and development of various folk music genres. Among the festivals, the most essential and grandest
ones of the year are the season offerings (super aya). It is a ritual to express gratitude to the gods for a
year of abundant crops and prosperous businesses. The offerings for this ceremony include not only
buffaloes, cows, chickens, fish, and other livestock, but also a variety of plants that have been utilized
by the people throughout the year. During the ceremony, a buffalo stabbing ritual takes place,
accompanied by lively and enjoyable forms of entertainment.
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In the spiritual and cultural life of the Ta Oi people, funerals hold great significance as one of
the important religious rituals and the final rite in the people’s life cycle. Funeral folk songs are practiced
and flourish during these ceremonies and events. Funerals among the Ta Oi people involve two main
stages: the funeral ceremony and the grave removal and abandonment ceremony. The coffin used for
the deceased is a significant cultural artifact that warrants observation and study. Ta Oi coffins are
crafted from solid wood, with the interior of the chosen tree hollowed out to form the coffin. Once the
coffin is completed, a ceremony is conducted to place the deceased inside it before proceeding with the
burial. The Ta Oi people do not allow the deceased’s body to remain in the family home for an extended
period.
Therefore, the tangible and intangible cultural heritages, including rituals and beliefs, of the Ta
Oi people not only serve as cultural symbols but also provide important cultural spaces for the practice
of performing arts, particularly folk music. Folk music is an indispensable element within these cultural
events. Its appearance varies depending on the different spaces and performance contexts, displaying a
rich and distinctive character. Thus, it becomes crucial to explore the core elements of Ta Oi folk music,
its presence in community cultural events, perspectives on the importance of folk music heritage in
social life, and approaches to preserving the folk music heritage within the Ta Oi community.
To discover and clarify the characteristics of the folk music heritage of the Ta Oi people in their
cultural life and traditional festivals, I will utilize the stakeholder theory introduced by R. Edward
Freeman (1984). The theory of stakeholders, originally analysed in administration and business, has
now been applied by several scholars in cultural heritage conservation. For instance, Aas, Ladkin, and
Fletcher (2005) explored a collaborative approach in the relationship between heritage management and
tourism development in Luang Prabang, Laos. They aimed to examine the cooperation and management
roles of stakeholders, as well as the interdependence of heritage conservation and tourism development.
Another study by Simengwa and Makuvaza (2015) discussed the legal frameworks for heritage in
Malawi. The authors argued that conflicts often arise from managing heritage sites with the interests of
multiple parties, emphasizing the need for stakeholder theory to guide management practices and
address these conflicts. Similarly, Tosun (2000)’s research, and Huibin and Azizan Marzuki’s study
(2012) reviewed previous studies on community participation in tourism and innovation systems,
analysing the specific characteristics and current situation of cultural heritage tourism in Penang,
Malaysia. Chirikure and Pwiti (2008) and Fouad and Messallam’s (2018) research focused on the role
of community participation in heritage conservation and promotion. These studies provide insights into
the importance of involving communities in preserving and promoting heritage values.
The theoretical framework investigates the key stakeholders, including (i) management
agencies; (ii) local communities as heritage creators; (iii) researchers; and (iv) media agencies. The folk
music heritage and traditional cultural events of the Ta Oi people will be at the centre of this analysis,
and the relevant agencies will have an impactful and supportive relationship with each other to preserve
and develop the heritage of this tribe.
Literature review
According to the International Council of Folk Music, folk music is “the product of a musical
tradition that has been developed through oral transmission” (Pegg, 2001). Thus, folk music should be
viewed as a product of traditions transmitted orally. Every folk music tradition has outstanding artists
within the community who contribute to the creation, practice, and preservation of the music across
generations.
Shepherd and Wicke (1997) along with others, have tackled the challenge of comprehending
music as a form of human expression. They argue that music is the foundation of social life. It serves a
role beyond mere relaxation or entertainment – it is central to the formation and reproduction of human
society. Music, especially folk music, participates in almost all human activities, and in human cultural
life by its special function and power. Merriam (1964: 219-227) has found common functions, which in
my opinion are relatively universal and suitable for most cultural and social contexts of people,
including: (i) emotional expression; (ii) aesthetic enjoyment; (iii) entertainment; (iv) communication;
(v) symbolic representations; (vi) physical response; (vii) enforcing compliance to social norms; (viii)
Nguyen Dinh Lam
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validation of social institutions and religious rituals; (ix) contribution to the continuity and stability of
culture; and (x) contribution to the integration of society.
Music deeply reflects ethnic cultural identity through aesthetics that have been created and
maintained in the community for generations. Folk music serves to protect the identity of each
community and has connections to social movements and racial identities (Roy, 2002). American folk
music has played a role in both overturning and solidifying the racial divisions between blacks and
whites in twentieth-century America. The concept of aesthetic identity refers to the cultural association
of art genres with social groups, wherein these groups feel that the genres represent their own art, music,
and literature. According to Roy, before being labeled as folk music, Native American music exhibited
more racial integration compared to the society surrounding it, drawing influences from both European
and African sources.
Furthermore, folk music has been recognized as a tool of racial solidarity during times of racial
polarization, particularly by American communists and their allies (Roy, 2002). According to To (1981),
a prominent expert in ethnomusicology in Vietnam, folk music has not only been influenced by changes
in feudal dynasties but has also experienced interruptions and loss of historical continuity. The historical
continuity of folk music contributes to the creation of a national musical tradition that withstands cultural
assimilation attempts by invading forces. Folk music serves as a repository for preserving ancient
traditions and plays a crucial role in the cultural adjustment and support of national musical culture
(Nguyen, 1980). Therefore, folk music holds a significant position within a culture, and according to To
(2007), it serves a unique function in the social life of each ethnic group, which cannot be replaced by
other types of music or modern musical forms.
Preserving the heritage of folk music in contemporary social life poses an important challenge
for researchers and managers in this field. Wang (2014) proposes the concept of “preserving heritage by
exploiting it”, which aligns with the law of development and the spirit of adapting to the times. This
approach aims to find radical solutions in the protection and development of traditional music heritage
and traditional culture rather than preserving it solely as a “museum type”. Instead, the focus is on
establishing measures such as museums that actively preserve and promote the cultural heritage of
traditional music.
In relation to the preservation of folk music heritage, Gillan (2004) discusses the role of village
festivals in safeguarding the local ritual repertoire. Chapter six of Gillan’s work delves into the analysis
of a song called “Tubarama”, which holds relevance to conservation issues. These village festivals serve
as a platform for the expression, continuation, and preservation of indigenous folk music from one
generation to another. Regarding the preservation and promotion of music during festivals and cultural
events, Burns (2008) argues that the popularity of British folk music since the early 1970s can be
attributed to its performance as music. British folk rock, with its connections to cultural and music
industry marketing and promotion techniques, along with its inclusion in world music festivals during
the 1990s, has contributed to its increased audience appeal since the mid-1990s. The challenge of
preserving folk music is closely linked to educational activities. Lykesas et al. (2018) suggests that the
transmission of folk music and dance should rely on traditional methods, such as oral tradition passed
down from one generation to the next. This approach allows future generations to gain a more profound
understanding of their country’s history and culture, enabling them to embrace their own identity, draw
from the past, and strive for a brighter future. Nguyen (2014) emphasizes that the traditional
characteristics of music primarily reside in folk music, encompassing musical instrument performance,
folk singing, and various artistic expressions. Additionally, improvisation is highlighted as an important
value in traditional performing arts, as it adds to the unique charm of traditional music. Similarly, in
India, improvisation in the creation and performance of traditional music is considered a defining
characteristic, enhancing the distinctiveness and allure of this musical form (Suppiah & Khan, 1993).
In folk art, the artist plays a central role. Dave (2009) emphasizes the need to elevate the level
and awareness of folk artists and overall artists to defend folk music and folk art. He also highlights that
street plays today serve the purpose of awakening citizens to their rights. However, this folk legacy is at
risk of extinction as young people are increasingly drawn to Western culture and art. Thus, there is an
urgent need to preserve the endangered Kathiawari art and literary forms.
And preserving cultural heritage in general, and folk music art in particular, requires the special
support of stakeholders (Doan, 2021). The preservation and promotion of folk music from an ethnic
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group can only be achieved with the support of management agencies, local communities (as heritage
creators), researchers, and the media.
Vietnam, with its rich cultural tradition spanning thousands of years, has managed to maintain
and preserve its own identity in traditional music, particularly among ethnic groups. Despite facing
challenges from foreign musical cultures, Vietnamese traditional music finds the strength to protect
itself and engage in self-creation to reach higher levels (Vietnam Academy of Music, 2003). To (2007)
emphasizes that folk music, rooted in the old agrarian economy, exists and flourishes within
communities and societies. It is closely tied to the daily activities, production, and life of farmers,
reflecting their thoughts, feelings, and experiences. Folk music is often performed and received
simultaneously, created by artists without prior preparation or composition. Importantly, folk art often
takes the form of a collective possession within the community.
Witnessing the passion of elderly artisans in preserving folk music has further motivated the
researcher to contribute to the preservation of this endangered heritage. The future of Ta Oi folk music
in the community relies on its practice by the next generation. Throughout this experience, important
factors in the conservation process have been identified, which will be explored in the following
sections.
Methodology
This study will adopt an interdisciplinary approach encompassing cultural anthropology,
musicology, and ethnomusicology. The focus of the article is to identify the role and significance of folk
music in the cultural life of the Ta Oi people, particularly in cultural events. Additionally, the study aims
to determine strategies for preserving and safeguarding this musical heritage for future generations of
the Ta Oi community. Consequently, the study will not primarily focus on musicological analysis.
I conducted the fieldwork in specific communes such as Nham, A Ngo, Huong Lam, and Hong
Trung, which are areas with a concentrated population of Ta Oi people and rich cultural and folk music
traditions. The research involved in-depth interviews with 25 elderly artisans, labeled as Artisan 1 to
Artisan 25, three village elders, three village heads (Village Heads 1 to Village Heads 3), two civil
servants responsible for cultural management (Staff 1 and Staff 2), and two experts specializing in Ta
Oi ethnic culture (Expert 1 and Expert 2). The selection criteria for the in-depth interviews focused on
talented folk singers and musical instrument performers who possess extensive experience, a deep
understanding of local culture, and are advanced in age. Additionally, interviews were conducted with
village elders, village heads, and other folk artists to gain further insights into migration patterns,
community living, and general cultural characteristics of the Ta Oi people in the region. These
interviews provide valuable information regarding the importance of folk music in the cultural life of
the Ta Oi people and shed light on their creation, practice, and preservation of various forms of folk
music. Furthermore, interviews were conducted with participants and artists during festivals and folk
music activities of the Ta Oi people in the local area. These interviews offer a closer observation of the
relationship between music and the cultural and religious life of the community.
The study employs an ethnomusicological approach to identify the musical characteristics of
the Ta Oi people, exploring the distinctive folk songs and musical instrument families that are
interrelated. The research delves into understanding how these elements are interconnected within
different performance spaces and environments specific to the Ta Oi people. The field research
conducted in the locality, combined with analysis, synthesis, comparison, and contrast methods, allows
for a comprehensive understanding of various aspects of music in the cultural and religious life of the
Ta Oi people.
Results
Folk songs in life-cycle events
Folk songs play a significant role in the major events of the Ta Oi people's lives, from birth to
death. Depending on the specific life events, folk songs serve different functions and hold influence in
shaping and preserving the Ta Oi cultural identity.
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Lullabies, known as Nui y col, are a genre of folk songs associated with the early stages of life.
Ta Oi parents often sing lullabies while carrying their children on their backs during work in the fields
or to lull them to sleep at home. Lullabies serve not only as a means of soothing children to sleep but
also have an educational function. They serve as the initial music lessons for Ta Oi children.
Additionally, lullabies contribute to the artistic development and formation of Ta Oi folk music in the
community. Expert 2 further elaborates:
The folk music of the Ta Oi people demonstrates distinctive characteristics that are evident across various
genres, ranging from lullabies to love songs. These shared traits include the melodic structure and the
timbre, creating a sense of cohesion and unity throughout their folk music repertoire. Therefore, it can be
stated that folk songs, including lullabies, serve as the foundation for shaping the overall folk music of
the Ta Oi people.
The lullabies of the Ta Oi people hold significant value as a cultural heritage that the community
strives to preserve and pass down to future generations. These lullabies are not merely songs with
soothing melodies, but they also encompass profound lyrical content that reflects the philosophy of life,
folklore beliefs, and traditional values held by the Ta Oi people. In the lyrics of Ta Oi lullabies, one can
find expressions of a mother’s love, moral values, aesthetic sensibilities, and the importance of
upholding customs such as good parenting, harmonious neighborly relations, and communal solidarity
in the face of life's trials and tribulations. These are the important contributions of music that have also
been pointed out by Merriam (1964) in the basic functions of music, here the emotional expression
function, enforcing conformity to social norms, and contribution to the continuity and stability of
culture, in human society. Those standards, still practiced and maintained by the Ta Oi mothers in their
cultural life, are still practiced today.
For example, one of the recorded lullabies from artisan 18 contains the following content:
“Put your baby to sleep well, baby, sleep well, baby / Go to the forest, up the mountain, pick fruits and
vegetables, burn bees / Oh my baby... oh... when I grow up, I'll study well so that I can have a good future
for society in the future / When I grow up, I will weave a warm and happy future.”
Lullabies continue to be utilized in the Ta Oi community to soothe children to sleep. However,
there is a pressing concern that these lullabies might fade away from the cultural fabric of the community
if appropriate and timely conservation methods are not implemented. Staff 1 highlights:
Lullabies are still preserved within the Ta Oi community by mothers and grandmothers, who have taken
on the responsibility of passing them down to younger generations within their families. However, there
is a growing trend among young people to prefer singing modern and soothing songs to their children.
This preference stems from their desire to express their contemporary vitality through modern songs from
other nations or imported from abroad. As a result, there is a risk that the traditional lullabies of the Ta
Oi people might gradually be overshadowed by these modern influences.
This is an issue that needs to be discussed in depth.
In my opinion, based on many years of research and fieldwork, lullabies and many other folk
songs are found in almost all ethnic groups in Vietnam. They have been created and maintained by the
locals for centuries. These genres of folk songs express their unique identity and have a stable structure.
The musical melody remains fixed, while people add lyrical content to adapt it to different contexts. For
example, the same tune may be used to sing a baby lullaby, but the lyrical content will vary when a
mother sings in the field compared to singing to the baby in the house. Similarly, when a love song is
sung at a wedding, the lyrical content will differ from when it is sung at a community festival, even
though both are performed on the same musical structure.
The creative feature of the folk music of the Ta Oi people, as well as other ethnic groups in
Vietnam, lies in improvisation on the spot, rather than pre-composing like professional musicians do.
Improvising on the spot means that people will spontaneously incorporate lyrical content into an existing
musical melody, regardless of the time or place, without prior preparation. Therefore, the folk songs of
the ethnic groups in Vietnam, up to the present time, possess a unique identity. Each ethnic group has
created these songs with the desire to maintain and preserve them for future generations.
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Stakeholders, especially researchers, play a crucial role in providing information to management
agencies and media outlets to support the community in raising awareness about the cultural and musical
value of their heritage. However, whether the heritage is preserved and maintained ultimately depends
on the community - the very subject that creates the heritage. Therefore, stakeholders need to interact
and participate together in the process of preserving the heritage of lullabies particularly, and indigenous
folk music, in general, within their ethnic groups. In the discussion, one of the important issues that will
be explored in depth is the decline of traditional folk songs following the lullaby genre. Folk songs,
which are associated with folk games and intended for children between the ages of 10 to 14, are
gradually disappearing from the cultural practices of the Ta Oi community. Most local artisans and
cultural managers acknowledge that this genre now exists only in the memories of the elderly, as the
younger generation no longer sings and engages in traditional folk games accompanied by these songs.
Based on surveys and retrospective interviews with specific artists, it is evident that folk songs
not only enhance the appeal of folk games, but also play a crucial role in fostering the creative abilities
of young individuals. They contribute to the development of new and diverse folk games, while
enriching the folklore of the Ta Oi people. Folk songs also serve as a means of instilling values of
kindness and honesty among young individuals, nurturing the Ta Oi community. Expert 1 adds:
How to restore music for this age group is an important issue because historically, this genre of music has
had a great effect on the formation of personality, intelligence, courage, and love for people – as children
create and practice this kind of music together. However, folk games are now in danger of disappearing,
being replaced by electronic games that appeal to young people. The state’s task is to revive, preserve,
and maintain the best young folk music genres, introduce them into community life, and teach them in
primary and secondary school departments.
Thus, the responsibility for preserving and maintaining folk games lies with policymakers,
researchers, local authorities, and other relevant parties. This study will be further discussed in the next
section.
The folk music of the Ta Oi is closely associated with various adult events, including love and
response songs. The distinctive melodies of the Ar boch and Co Loi genres form the essence of Ta Oi
folk music. The Ar boch can be sung in the form of a collective response, or sometimes as a reciprocal
song between two individuals. When sung alone, this song serves as a medium for Ta Oi people to
express their emotions, sorrows, and joys of life and human existence. According to Artisans 1, 2, and
6, they explained:
During family gatherings, the Ta Oi people engage in personal singing, expressing their individual joy.
There are also moments when they sing alone, particularly when they face sadness and unhappiness in
life. Singing alone becomes a means for them to share their pain and sorrow stemming from the loss of
something significant. Furthermore, they incorporate verses into their songs as supplications to the gods,
seeking assistance in their daily lives and wishing for good fortune and happiness.
The Ta Oi community actively promotes Ar boch songs during village cultural events and youth
artistic activities. Ar boch can be performed in various forms. Young men and women utilize Ar boch
as a medium for expressing love, showcasing their talents, and sharing emotions with one another,
regardless of gender. They sing together to foster connections, introduce each other during weddings,
and participate in village festivals. Artisan 13 emphasizes:
During village weddings, friends of the bride and groom are invited to participate. These friends engage
in singing love songs to one another, showcasing their talents, and sharing their thoughts. Remarkably,
there have been instances where couples have formed and eventually married as a result of these wedding
events and the profound connections established through these unique love songs.
Love singing at community cultural events, particularly at weddings, plays a significant role in
fostering social morality, nurturing cultural development, and preserving indigenous traditions,
including folk art, folk songs, and languages. The lyrics of the song performed by artist 19 encompass
the following content:
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41
My friend, you work hard, you should rest under the shade of the trees in the forest. Drink
a lot of clear spring water in the forest. You eat many sweet ripe fruits in the forest. Don't
let your parents worry. You are strong enough to make rice, earn money to support your
parents and marry a girl. Friend, did you hear me say…
Norton (2010), in his study on the folk music of Prespa Alpany weddings, observed that musical
performances played a crucial role in establishing social and moral order, while also naturalizing the
differences between women and men. Traditional performance settings and the inspiration derived from
the love experiences of young individuals contribute to the creation of reciprocal love songs that hold
significant cultural and linguistic value, representing the ethnic group’s identity. This process also
shapes the ethnic poetic identity. Notably, poetry and music share an inseparable connection, with the
creation of folk melodies heavily reliant on elements of traditional folk poetry. In line with this, Proschan
(2010: 613), in his study on love songs among the Khmu and the Vietnamese, emphasizes that, typically,
the individual who demonstrates the greatest inspiration is the one who skillfully combines a significant
number of verses. They arrange these verses in a harmonious manner, employing a plethora of rhymes,
utilizing diverse word groups, incorporating vivid imagery, and employing contrasting or
complementary elements.
Ar boch, along with other forms of love and response folk songs, play a crucial role in the
development of ethnic languages and folklore, not only among the Ta Oi people but also in many other
ethnic communities in Vietnam. Field investigations conducted among the artisans reveal that,
fortunately, the Ta Oi people in A Luoi district continue to uphold the tradition of Ar boch singing in
their community life. During village festivals and various cultural and recreational activities, people still
engage in reciprocal singing, which fosters and strengthens love relationships.
In addition to songs that serve entertainment and educational purposes, there are also folk songs
that serve ritual functions, following the Co Loi melody. These songs hold significant importance in
festivals and religious ceremonies of the Ta Oi people, particularly during the harvest festival when the
community has completed their harvest. The Co Loi songs act as a vital connection between the Ta Oi
people and their Jang gods, symbolizing their spiritual bond. Artisans 1, 2, 18, 21, and 23 express their
insights on this matter:
People sing Co Loi songs as expressions of gratitude to Jang for bestowing a prosperous harvest and
favorable business outcomes. These songs are a means for the Ta Oi people to seek the gods’ assistance
in maintaining a balanced climate – neither excessive rain nor excessive sun – and to safeguard their rice
crops from diseases. By offering these prayers through the medium of Co Loi songs, the Ta Oi people
aspire to ensure an abundance of food during harvest time and to prevent any hardships or poverty. Co
Loi songs hold a significant role as the Ta Oi people’s heartfelt prayers to our gods, Jang.
The singing of Co Loi songs holds particular significance when performed by the elderly
members of the village, as they convey important messages about traditional values to future
generations. Woma (2012) highlights that music, including funeral music, is a collection of activities
that support cultural norms and symbolically represent them through public performances facilitated by
cultural practitioners. This ensures the acceptance and reinforcement of the fundamental characteristics
of the community. Funeral music, in particular, carries a highly political nature, as those who engage in
its practice address social issues. Thus, politics and the social context play a governing role in funeral
music, while funeral music itself holds a significant place within society.
Furthermore, within a religious setting, Co Loi songs are also sung during house inaugurations
as a means of praying to Jang and other gods for the owner’s wellbeing, happiness, and prosperity.
Typically, the singing of Co Loi songs is accompanied by the beat of a drum and the resonance of a
gong. Artisan 21 expresses insight on this matter:
After the completion of building a house, it is customary for my family to invite both family members
and neighbors to join in the celebration and share the joy. During this gathering, our family and neighbors
come together to sing songs of happiness and to offer prayers to the gods for our family’s continuous
happiness and financial prosperity. Through our songs, we express our wishes for our children to grow
up quickly and for our family and neighbors to experience everlasting happiness and joy.
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Thus, in the important events of the Ta Oi people, from festivals to weddings, funerals, or building a new
house, folk music is always present with an important position and role. Therefore, preserving the musical
heritage in community events is of utmost importance. The decisive factor in the conservation process
must be the community, followed by the stakeholders. The relationship among stakeholders will help
maintain the heritage in the social life of each ethnic group.
Lastly, folk songs play a particularly significant role in a crucial event in the lives of the Ta Oi
people, the funeral. When a Ta Oi individual passes away and returns to their ancestors, folk songs serve
the important function of guiding and accompanying them on this journey. The Ta Oi people have a
custom of singing and crying when paying respects to the deceased. Mourning songs, known as Raroi,
provide a means for the living Ta Oi community to express the pain of losing a family member or a
beloved neighbor, reminiscing about the shared moments they had together. These songs also serve as
a means of connecting the living with the departed. Artisan 7 provides insights into this aspect of Ta Oi
culture:
We hold a strong belief that through these songs, the departed can hear their words. We believe the spirits
of the deceased will provide us with strength and support, enabling us to attain prosperity for our families
and the village. Singing these songs serves as a way to bid farewell to the departed and express the hope
that the spirits will continue to assist us and guide us throughout our lives.
Indeed, every cultural tradition holds its unique philosophies surrounding death, as well as
distinct cultural habits and customs for honoring the deceased based on the rites of their community.
Previous research has demonstrated that modern funeral rites are interconnected with the concept of
“living religion”, which explores how religious beliefs and practices are integrated into daily life, both
within and beyond institutionalized settings. The connection between the living and the deceased is not
severed but continues through these rites. Funeral music, which often references themes of heaven and
angels, can be seen as an integral element of the funeral ritual (Bruin-M., 2019).
Figure 2. A Ta Oi sings at a cultural event of his ethnic group
In addition, the Ta Oi people also sing Cha Chap folk songs. The village elders have also
adopted Cha Chap songs to impart emotions and traditional morality to the younger generation of the
Ta Oi community. During village events, ranging from weddings to village festivals, the Ta Oi people
continue to sing Cha Chap songs, expressing their thoughts and feelings towards one another and their
deities. It is worth noting that there are ongoing debates regarding the copyright of the Cha Chap genre
between the Ta Oi and Pa Ko people. Local surveys and studies indicate that both ethnic groups
acknowledge that the genre was created by their ancestors. However, it is highly likely that the Ta Oi
people “borrowed” this song from the Pa Ko people, preserving it since ancient times and considering
it of utmost importance in their cultural life. The phenomenon of acculturation or borrowing in folk art
Nguyen Dinh Lam
43
is a common occurrence that I have observed during my field trips studying folk music for nearly 20
years. To determine the copyright of this folk song, I planned to conduct a follow-up study to delve into
the issues related to the acculturation of ethnic minorities in this area.
The folk songs of the Ta Oi people have been integral to the cultural and social events of the Ta
Oi community up to the present day. The elders within the community wish for these folk songs to be
preserved for future generations because they possess not only pleasing melodies that align with the
community’s culture, but also because they were created by their ancestors. Moreover, the content of
these folk songs holds significant value in terms of moral education and cultural traditions for the Ta Oi
people’s future generations.
It should be emphasized that the folk songs of each ethnic group in Vietnam are the products of
collective creation, collective practice, and maintenance from generation to generation. The melodies of
the Ta Oi people's folk songs, from lullabies to ritual songs, have all been created and maintained by the
Ta Oi community; it is not created by an individual, so personal factors, especially the creative
involvement of professional artists, can be the risk that their folk songs will be stretched and distant
from the world their traditional identity. Therefore, I strongly feel that we need to respect the
community's own aesthetic and identity in creating, practicing, and maintaining the folk music of each
specific ethnic group. Preserving folk tunes does not mean being conservative in maintaining and
promoting our cultural identity, but in essence, we seek to find our identity and develop distinct
characteristics in the music and culture of each community in Vietnam and the music culture of ethnic
communities as well. This is also the view of To (2007), one of the member of the Standing Committee
of the International Council of Traditional Music ICTM-UNESCO, a leading expert on ethnography in
Vietnam.
It should be noted that, with the 53 other ethnic groups in present-day Vietnam, the folk music
of the Ta Oi people showcases their unique identity through a relatively fixed melodic structure. These
musical melodies are created collectively by the Ta Oi community, rather than by individuals. The
copyright for these tunes belongs to the community. Those who engage in folk song performances
creatively incorporate different lyrical content into these fixed melodies, resulting in a richness and
allure of the folk songs. While personal factors play a significant role in professional music composition,
the creation of Ta Oi folk music emphasizes the importance of community elements and community
creativity.
Discussion
Folk music is an important heritage for every nation or ethnic group (Folkestad, 2002; Merriam,
1964; Pegg, 2001; Revill, 2004; Shepherd & Wicke, 1997; To, 2007; Woma, 2012). For the Ta Oi
people, and for the diversity of Vietnamese culture in general, folk music continues to be maintained in
the community’s cultural events. However, this heritage is at risk of disappearing and not being passed
down to future generations. The elderly Ta Oi people, who are in their 70s, 80s, and 90s and have been
involved in creating, preserving, and promoting the folk music of this ethnic group, are eager to preserve
and maintain this precious legacy for their future generations. Artisan 12 expressed concerns about the
increasing popularity of songs from other cultures among young Ta Oi people:
The content of these songs does not align with the traditional culture of the Ta Oi people. As older
individuals, we may find these songs inappropriate, but we still consider our traditional folk songs
significant because they convey educational content that aligns with our cultural traditions. We are
uncertain whether future generations will continue to sing the songs that our ancestors created.
In my opinion, the younger generation is entitled to perform modern songs imported from the
West or other cultures into the Ta Oi community. However, management agencies, researchers, and
media need to raise awareness to help local communities gain a more profound understanding of the
issue of national identity created by their ancestors. Preserving the cultural identity of their ancestors is
not conservative, but rather a means to maintain good customs and cultural traditions for future
generations of the Ta Oi people.
Based on over 50 years of experience in fieldwork and collecting Vietnamese folk music, To
(2007) believes that the creators of folk art hold the key to successful preservation of traditional and folk
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Malaysian Journal of Music Vol. 12, Issue 1 (34- 47)
ISSN 2600-9366, eISSN 2600-9331
products. Only creative individuals and communities can effectively maintain and preserve their art. I
concur with To (2007)’s perspective. Drawing from nearly 20 years of experience in fieldwork and
research on folk music in Vietnam, I believe that we should preserve folk music within the community
and restore the right to preserve and maintain this heritage to the community. However, we should
professionalize this form of conservation.
We should establish folk performing arts clubs in the villages of the Ta Oi people, as well as in
other ethnic minority communities in Vietnam. Why? The reasons are quite simple: (i) folk art carries
historical significance derived from the cultural, economic, and contextual living characteristics of the
past. Previously, folk art creators composed folk songs and instrumental music on the spot, drawing
inspiration from cultural events within their community. For example, wedding songs were composed
to express promises about the future and the joyful emotions between the bride and groom. Funeral
dirges conveyed mourning for the deceased when paying respects at funerals. All song content was
created spontaneously without prior preparation, unlike today's professional music. Therefore, the lyric
content and methods of folk songs are rich and representative of the Ta Oi ethnic identity. While the
younger generation today can only re-perform the folk songs and traditional tunes of their ancestors by
learning from the older artisans in the village, they no longer engage in direct creation as before. They
are now practitioners and performers, rather than creators; (ii) present-day young people often have to
seek employment in industrial companies to support their families. In other words, their economic
activities differ from those of previous generations, making it challenging to find time for artistic
creation and practice. Artisan 14 commented:
I am very passionate about the folk music and dance of my people, but I have to work in the economy to
support my family. My children need money to attend school, and I also require money to sustain our
livelihood. We can only find time to practice together during the festivals in our village. Sadly, many of
the folk songs taught to me by my parents are fading from my memory.
Therefore, we need to establish a policy that supports the creation of clubs. In this framework,
the state and local authorities should allocate salaries and funds to these clubs to ensure their
development and creativity. Club members would be akin to professional artists, with their primary
responsibility being the continuous creation, learning, and preservation of the folk performing arts
passed down by their ancestors. During cultural events, they would serve as performers, introducing and
guiding the younger generations in the preservation and practice of their traditional folk music; and (iii)
professionalizing folk music through clubs would facilitate the government and the central cultural
sector in managing and preserving the musical identity of each ethnic group. Researchers and cultural
managers at both the central and local levels would have easy access to these clubs, enabling them to
provide guidance and direction on the best methods to preserve the folk music heritage of each ethnic
group. This approach also ensures the preservation of folk music for each ethnic group in Vietnam,
avoiding the risk of hybridization and the dilution of each group’s distinct identity. In addition to the
community’s ecological environment, music education in high schools plays a crucial role. Ćalić and
Durdanović (2020) emphasize the importance of nurturing traditional folk music within families, as it
can enhance students’ motivation to learn content related to traditional folk music. Students recognize
that listening to folk music within the family is an underutilized resource.
The preservation of folk art, in general, and the folk music of the Ta Oi people, in particular,
should prioritize the role of artisans. Artisans play a vital role in preserving folk music, as they possess
talent in creating and transmitting their culture to future generations of the Ta Oi people. Extensive field
research has confirmed that artisans are crucial in maintaining ethnic identity and passing on this legacy
(To, 2007). To ensure the preservation and development of folk music, it is important to provide
adequate support to artisans, particularly the elderly and experienced ones within ethnic groups. Vietnam
currently has policies in place to honor artisans, but there is a lack of financial support, especially in
economically disadvantaged and remote areas.
Finally, the preservation of folk music heritage requires the role of stakeholders, including
researchers, management agencies, local communities, and the media. Researchers are instrumental in
surveying and conducting fieldwork, enabling them to identify talented artisans and understand the
reality of local musical cultures. They can play a pivotal role in saving endangered folk music traditions
within each community. By considering the insights of researchers, the government and local authorities
Nguyen Dinh Lam
45
can effectively preserve and maintain folk music in a sensible manner. The responsibility of the state
and local authorities lies in creating policies to manage and encourage the preservation and development
of folk music, aiming to unify the diverse cultural identities of the country. China serves as an example
of a country that has made significant progress in this regard. Tang (2021)'s research on Chinese folk
music in the 21st century demonstrates how centralized control has helped shape musical traditions from
various ethnic and regional groups into a pluralistic heritage, contributing to the unity of the ancient
Chinese state. Effective coordination between researchers, the state, and local authorities will be a
crucial factor in preserving and nurturing the folk music art of the Ta Oi communities in Vietnam,
particularly in the southern region.
And, to maintain the folk music and cultural heritage of a community, the local community -
the owner of that heritage has a particularly important role, they will be the ones to maintain this heritage
until the next generations. To accomplish this, media agencies need to continuously provide information
and awareness about heritage for local communities, managers, and researchers to understand.
Conclusion
Folk music accompanies individuals throughout their life cycle, from the moment of birth until
death. It serves as a lullaby for children while simultaneously imparting emotional and moral education
from early infancy. Ta Oi folk music also acts as a means for young boys and girls to express love for
one another. Moreover, music plays a significant role in the transmission of wisdom from the elderly to
the younger generation during festivals and weddings, emphasizing the importance of familial and
national love.
With its sacred nature, music acts as a sacred bridge connecting humans with the divine (Jang).
It serves ceremonial purposes and holds great significance during funerals, allowing the Ta Oi people
to express their grief and sorrow upon the loss of a loved one or community member. In village festivals
and traditional religious rituals, village elders and chiefs utilize music melodies and prayers to
communicate their desires to the gods. They seek blessings for their families, the prosperity of their
village merchants, bountiful harvests, successful businesses, and overall happiness.
The melodies of folk songs hold significant cultural value within the Ta Oi ethnic group. They
serve as integral components of important cultural events and express the distinct cultural nuances of
the Ta Oi people. Through their system of melodies, scales, and rhythms found in folk songs such as Ar
boch, Co Loi, and Cha Chap, as well as their instrument system, the Ta Oi culture is vividly represented.
The traditional folk music heritage of the Ta Oi people has evolved over centuries, shaped by
their ancestors, and passed down through generations. It is an essential aspect of community life,
contributing to the unique identity of the Ta Oi people compared to other ethnic groups in the region.
Close links between regulators, the media, researchers, and local communities and stakeholders
are also needed to support the conservation and promotion of the musical heritage and folklore of the
Ta Oi people, as well as that of many other ethnic groups in Vietnam management agency. Management
agencies are to maintain this cultural heritage in line with its historical roots, as it is crucial to focus on
community-centred preservation efforts, particularly during festivals and cultural events specific to the
Ta Oi ethnic group. As history progresses, it becomes essential to devise effective conservation methods,
including the establishment of folk music clubs within communities to professionalize folk music.
Moreover, supporting both young and elderly artisans with regular financial assistance is vital, enabling
them to dedicate their time and efforts to preserving and developing the folk art of their communities.
A close collaboration between researchers, the central government, and local authorities is essential. By
working together, they can successfully preserve the folk music heritage of the Ta Oi people and other
ethnic communities. This collaborative approach ensures the continuity of folk music from one
generation to the next, sustaining and promoting the unique musical and cultural identities of each
community throughout different historical periods.
Acknowledgments
This study is solely funded by the Academic Publishing Fund of VNU-University of Social
Sciences and Humanities, Hanoi, under project number USSH-2023.12.
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Biography
Nguyen Dinh Lam, who obtained his PhD in Religious Studies in 2014 from the Vietnam Academy of
Social Science, specializes in Religious Music. He holds a Bachelor of Musicology from the Vietnam National
Academy of Music, which he received in 2005. With over 10 years of experience in folk music research at the
Vietnamese Institute for Musicology, he has dedicated his research to various ethnicities such as the Tay, Nung,
Thai, Ta Oi, Kho Mu, Co Tu, Pa Co, Cham, Cao Lan, and H Mong. Currently, Nguyen Dinh Lam teaches
Vietnamese Traditional Performing Arts at the University of Social Sciences and Humanities, Vietnam National
University, Hanoi. His research interests primarily revolve around religious music and Vietnamese traditional
performing arts. Throughout his academic career, he has contributed to the field by publishing more than 70
scientific articles in both national and international scientific journals.
|
Malaysian Journal of Music Vol. 12 No. 1 (2023) | Javanese Gamelan, mṛdaṅgam , music education, performance pedagogy, world music ensembles | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/491 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/7979 | Sounds of Wisdom: | This article explores the transformative power of musical instruments on pedagogical strategies within music ensembles, with a focus on world music ensembles at the tertiary level. Drawing from my unique perspective as an international graduate student in the U.S. and having had no prior exposure to world music ensembles, I share my experiences with the | https://ejournal.upsi.edu.my/index.php/MJM/article/view/7979/4594 | [
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] | 48
Malaysian Journal of Music Vol. 12, Issue 1 (48-65)
ISSN 2600-9366, eISSN 2600-9331
Sounds of Wisdom: Unveiling the Hidden Pedagogical Power
of Musical Instruments of World Music Ensembles1
JinXing (Gene) Lai
Répertoire International de Littérature Musicale (RILM)
365 Fifth Avenue, New York, New York 10016-4309
e-mail: [email protected]
*Corresponding author: [email protected]
Published online: 18 September 2023
Cite this article (APA): Lai, JX. (2023). Sounds of wisdom: Unveiling the hidden pedagogical
power of musical instruments of world music ensembles. Malaysian Journal of Music, 12(1),
48-65. https://doi.org/10.37134//mjm.vol12.1.4.2023
Abstract
This article explores the transformative power of musical instruments on pedagogical
strategies within music ensembles, with a focus on world music ensembles at the tertiary level.
Drawing from my unique perspective as an international graduate student in the U.S. and
having had no prior exposure to world music ensembles, I share my experiences with the saron
metallophone from the Javanese gamelan and the mṛdaṅgam, the principal rhythmic
instrument of South Indian Karṇāṭak music ensemble. I argue that the interaction of sound
between instruments and learners offers a deeply enriching, immersive educational journey.
Recognizing this sonic interaction broadens our understanding of world music education and
suggests that instruments inherently carry pedagogical value. By embracing this notion,
educators can cultivate a more holistic teaching methodology, enhancing the pedagogical
landscape within and beyond world music ensembles.
Keywords: Javanese gamelan, mṛdaṅgam, music education, performance pedagogy,
world music ensembles
Introduction
World music ensemble educators play a crucial role as intermediaries, enhancing
cultural comprehension and facilitating a compassionate exploration of an array of
global musical terrain. Their significant responsibilities include honouring and
49
JinXing (Gene) Lai
correctly
contextualising
diverse
musical
traditions
to
prevent
cultural
misrepresentation. Through a diligent and ceaseless commitment to teaching the
genres of their expertise, these educators empower their students with the requisite
knowledge and instrument-playing techniques to encapsulate the spirit of the music.
Nevertheless, their mission is often hampered by the substantial challenges set by
their parent academic institutions. These hurdles encompass restricted time frames
typically bound by the academic calendar, high student turnover rates, and the implicit
demand to produce outstanding performances. Collectively, these aspects add a
multifaceted layer of challenges to the world music ensemble curriculum (Lu, 2023;
Solis, 2004a).
World music ensemble educators form the basis of their student’s musical
progression. They offer essential guidance, an abundance of resources, and
supplemental assistance encompassing notation, multimedia materials, and additional
tutorials beyond the prescribed class schedule. Utilising creative pedagogical
strategies, they adeptly impart vital skills, techniques, and culturally pertinent
knowledge related to the musical tradition. As a result, they cultivate what Solis
(2004b, p. 17) referred to as “meaningful and coherent performative worlds” through
constant adaptation and transformation and what Kisliuk and Gross (2004, p. 253)
articulated as “interpretations of the musical tradition rather than merely replicating
original ensembles.” The educator is essential in delivering guidance, educational
materials, and innovative teaching methods to enrich students’ experiences in the
vibrant world of music ensembles.
In addition to their comprehensive responsibilities in teaching and
performance, numerous world music ensemble educators undertake research work
and administrative tasks within their institutions. These commitments necessitate
students’ active engagement in self-directed learning and consistent practice,
allowing them to refine their instrumental skills through sonic interaction. This
interaction involves attentive listening, familiarising required movements and
gestures, and discerning feedback manifested through the auditory output of the
musical instruments. Thus, in this context, musical instruments can also be viewed as
nonhuman educators.
In this article, I explore the interplay between physical movements, focused
listening, and the learning journey of musical instruments within world music
ensembles. At the heart of this exploration is my personal experience, offering
insights into the educational alchemy that took place. As an international graduate
student, I embarked on a musical journey with world music ensembles at Wesleyan
University, a liberal arts college in Middletown, Connecticut. What became
fascinating to me through firsthand encounters is the universality of learning
experiences across musical traditions. One such learning experience is the sonic
interactions between students and their musical instruments. Whether the balungan
instruments of the Javanese gamelan, the South Indian mṛdaṅgam barrel drum, the
violin of the Western symphony orchestra, or the drumkit of a jazz trio, musical
instruments can emerge as nonhuman mentors, each imparting distinct lessons, and
educational values. By weaving together my firsthand accounts of immersion in world
music ensembles at Wesleyan, my goal is to illuminate these insights and inspire
scholars, educators, and ensemble directors of diverse musical genres to appreciate
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Malaysian Journal of Music Vol. 12, Issue 1 (48-65)
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the common pedagogical essence of musical instruments. Whether one is part of a
jazz ensemble, a brass band, or a Japanese gagaku ensemble, instruments have an
innate ability to guide, challenge, and teach. As this paper focuses on world music
ensembles within an academic context, I will present a brief historical overview of
world music ensembles in the academy.
Mantle Hood’s Notion of Bi-Musicality and World Music Ensembles
For over six decades, world music ensembles have established themselves as pivotal
pillar within universities and global educational institutions. Their presence has
brought about a profound augmentation of the academic journey for students and
scholars by presenting a broad palette of performance and research possibilities.
These ensembles serve as a dynamic platform that stimulates a deeper engagement
with the multitudinous musical traditions worldwide, thereby enriching the academic
realm.
In 1954, Mantle Hood took up a faculty position at the University of
California, Los Angeles (UCLA), and ingeniously introduced the notion of bi-
musicality.2 Hood emphasised the importance of cultural immersion using music,
dance, and rituals to achieve a more profound understanding. These activities forge
strong connections that transcend language barriers, as the link between traditional
music and its culture provides remarkable authenticity and unambiguous
communication without the need for translation or transliteration (Hood & Trimillos
2004, pp. 285-288). To this end, UCLA incorporated master musicians as artists-in-
residence within the music department, empowering them to impart their musical
traditions to the student body.
Building on UCLA’s pioneering work in the early 1960s, Robert E. Brown,
a disciple of Mantle Hood, adapted the UCLA model for implementation at Wesleyan
University. Brown contends that engaging with a different culture necessitates a
profound commitment to genuinely appreciating and nurturing that culture,
leveraging all available resources to support and nourish the valued musical traditions
(Brown, 1997). In 1962, Brown invited his mṛdaṅgam teacher, T. Ranganathan, to
serve as Wesleyan’s inaugural artist-in-residence. He later broadened the program to
include additional artists-in-residence representing diverse global cultures.3 Brown’s
unwavering
devotion
fueled
the
extraordinary
growth
of
Wesleyan’s
ethnomusicology program, which now boasts an eclectic array of world music
ensembles, ultimately elevating it to a distinguished status within the United States.
As the 20th century gave way to the 21st, an extraordinary upswing in world
music ensembles enlivened the campuses and concert halls of educational institutions
worldwide. This growth was fueled by a burgeoning enthusiasm for ethnomusicology
and the unwavering commitment of universities to nurture multiculturalism within
their curricula. Academic institutions across the United States, Europe, and Asia
embraced ensembles celebrating an extensive array of world music traditions. These
ensembles offered students a platform to learn and perform traditional music and
fostered cultural exchange and understanding between participants and audiences.
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JinXing (Gene) Lai
A crucial element of world music ensembles is the cooperative engagement
with instructors who exemplify the cultural traditions inherent in the music being
taught, promoting skilful leadership within these groups. These educators personify
the “teacher as text” concept (Racy, Marcus, & Solis 2004, p. 3), offering an
opportunity to examine the transmission of musical knowledge beyond the constraints
of Western, language-centred pedagogy. Moreover, by emphasising demonstration
and repetition over questioning and explanation, world music ensembles create a
supportive environment that encourages teachers to primarily use kinesthetic and
auditory techniques for sharing knowledge (Trimillos, 2004, p. 39). This teaching
approach not only fosters a more profound appreciation of different cultures but also
facilitates the growth of vital skills among students, thus cultivating an enriched and
immersive learning experience.
The immersive learning process in world music ensembles helps students
deeply understand and connect with the music, allowing it to become part of their
intellectual and cultural identities (Harnish, 2004, p. 127). The ensemble
environment, with its unique spatial layout, interesting artefacts such as musical
instruments, and engaging social interactions, supports and enhances the teacher’s
goals and actions. Students must grasp the teacher’s expectations and desired
outcomes to become skilled in their roles in the ensemble. The learning process
involves carefully listening, following clear instructions, and imitating the teacher’s
sounds and physical movements.
Auditory, tactile, and kinesthetic learning are essential components in
disseminating musical knowledge. These components render world music ensembles
a profoundly impactful and transformative educational experience. By embracing a
holistic approach to music education, students can become versatile musicians with
heightened cultural awareness and empathy. In the following sections, I will explore
the pedagogical significance of incorporating physical movements, gestures, and
listening while learning an instrument.
Learning Physical Movements in World Music Ensembles
In his landmark work, “Techniques of the Body,” Mauss (1973) explores the concept
of body techniques, framing them not as isolated habits but as entities deeply entwined
with sociocultural factors. These include educational practices, contemporary fashion
trends, and societal status. Building on Mauss’s foundational theory, Crossley (2022,
p. 10) highlights the pivotal role that physical movement plays in a musician’s early
learning trajectory. Through this transformative journey, Crossley suggests that
burgeoning musicians not only gain competency in their chosen instrument but also
develop and refine critical physical techniques and movements. These proficiencies
can ultimately lead to unlocking the full potential of their instrument. The journey of
learning a musical instrument is anchored in acquiring and mastering intricate
physical instrument playing techniques pivotal for proficient performance. Through
diligent and focused practice, students in world music ensembles hone the unique
physical movements that each instrument demands, enabling them to perform with
enhanced proficiency and emotional depth.
World music ensembles vividly underscore the significant impact of
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corporeal motions, manifested through unique instrumental techniques, nurturing an
understanding and appreciation of music that transcends the varied sociocultural
origins of its participants. This universal orchestration is palpable within world music
ensembles around the globe. For instance, irrespective of the diverse backgrounds of
the Wesleyan and National University of Singapore gamelan ensembles, performers
continue to uphold the traditional physical actions required to execute complex
gamelan techniques. This viewpoint is further reinforced by the research conducted
by ethnomusicologists. Hesselink’s (2004) study on South Korean Samul Nori drum
ensembles, Brashier’s (2013) exploration of the embodiment of Balinese gamelan
knowledge at the Eastman School of Music, and Lai’s (2023) investigation of
Damaru, the Singaporean pan-Indian folk drumming ensemble, all converge on this
point. These research endeavours illuminate the timeless resonance of specific bodily
movements within instrumental techniques, underscoring their enduring relevance.
Despite geographical disparities, evolutionary shifts in ensembles, and ongoing
musical innovation, these movements persist, demonstrating their crucial role in
preserving and enhancing the depth of these profound musical traditions. They stand
as a testament to the intrinsic value and powerful influence of physical movement in
shaping and propelling the spirit of world music traditions forward.
Learning these movements can pose formidable challenges for students,
particularly if such gestures are unfamiliar due to their cultural background. However,
the necessity of acquiring proficiency in these movements for participation in a world
music ensemble cannot be overstated. Slobin (1996, p. 23) emphasises that
engagement in a world music ensemble requires students to surpass their physical and
mental limits. They may face unfamiliarity with specific movements and gestures due
to their unique backgrounds. By immersing themselves in this process, students set
upon a journey of personal evolution and cultural enlightenment. This enriching
journey enhances their appreciation of the myriad of musical expressions and deepens
their understanding of the diverse and lively world of music.
The path to learning a musical instrument surpasses mere physical dexterity.
It also necessitates the refinement of sharp listening skills. The following section will
explore the intricate interplay between physical techniques and enhanced auditory
perception, illuminating the significance of both components in mastering a musical
instrument.
Engaged Listening in World Music Ensembles
Beyond mastering the physical techniques required to play an instrument, active
listening emerges as an equally vital element in world music ensemble pedagogy.
Sumarsam (2004, p. 86) emphasises the importance of attentive listening in gamelan
instruction. He advocates for a pedagogical approach that launches without the
reliance on notation, subtly guiding students into a sensory dive into the distinctive
sounds and unique tuning nuances intrinsic to gamelan music. Notation, as Sumarsam
further elaborates, is an effective aid when retaining compositions poses a challenge
to students, bolstering their learning expedition (ibid.). This immersive methodology
nurtures a profound appreciation for the nuances of the musical tradition, thus paving
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JinXing (Gene) Lai
the way for students to augment their understanding and foster a deep admiration for
the musical practice.
During their acquaintance with the unique sounds and tunings of a musical
instrument, students embark on a journey resembling what Campbell et al. (2021, p.
16) identify as “engaged listening.” World music ensemble students are urged to be
active participants in various musical aspects—whether singing a melody,
maintaining rhythm, performing a rhythmic composition, or executing a dance
sequence (ibid., 52). Further, Campbell et al. posit that engaged listening heightens
students’ sensitivity towards the subtle intricacies within a composition (p. 53). This
enhanced perceptiveness empowers them to discern elements, including distinctive
styles, specific instrumental or vocal timbres, and the fusion of harmonic constituents
with a heightened concentration.
In the quiet solitude of individual practice sessions, students meticulously
refine their senses tuned to the nuanced dance of physical exertion on the musical
instrument and its resulting sonic feedback. This auditory exchange exemplifies the
art of active listening and physical adjustments according to the instrument’s sound.
It unearths a deep-seated phenomenon: musical instruments transcend their
fundamental role as mere sound generators.
Yung (1984) eloquently posits that the true essence of a musical instrument
encompasses much more than simply producing sound. His thesis underscores the
crucial role of kinesthetic elements in the musical experience of instrumentalists,
especially within the context of guqin performances. Yung’s proposition on the
kinesthetic component of music performances broadens our understanding of musical
instruments and enhances the sensory experience of playing them. Bates (2012)
complements Yung’s ideas, furthering the discourse on the relationship between
physical movement and music. He asserts, “Our appreciation and comprehension of
music can be significantly elevated by deepening our understanding of the methods
of sound production, concurrently demanding a focus on the interplay between
objects and instrumentality.” Bates’ assertion accentuates the profound influence of
the tactile experience on sound perception when playing an instrument, fostering a
more intimate connection between the musician and the instrument.
The synthesis of Yung and Bates’s perspectives affirms the multifaceted
nature of musical instruments. They surpass their fundamental role as sound-
generating artefacts, becoming conduits of musical experiences for the musicians.
Their true potential is unlocked when we delve deeper into the intricate interplay
between the tactile and the aural, the musician and the instrument.
The significance of physical movements and active listening in mastering a
musical instrument is highlighted in this section, underscoring their educational value
within the framework of world music ensembles. The ensuing discussion will delve
deeper into the role of musical instruments as dynamic elements within the social
structure of world music ensembles, dissecting their pedagogical input and building
a robust case for acknowledging them as nonhuman educators.
Instruments as nonhuman
Musical instruments innately embody pedagogical qualities, serving as alternative
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educators in the absence of a human instructor. Recognising these instruments as
nonhuman mentors within world musical ensembles, we can perceive their unique
contribution to instruction. Their pedagogical impact amplifies the complexity of
social exchanges, an integral facet of world music ensembles, thus underscoring their
invaluable role in this setting.
Bennett introduced the concept of “thing-power” to describe the capacity of
inanimate objects to animate, influence, and generate both dramatic and subtle effects
(2010, p. 6). This idea has served as a cornerstone for recent studies to consider
musical instruments more seriously within the field of Ethnomusicology. Scholars,
including Yamin (2019), Rees (2017), and Bates (2012), have demonstrated that
musical instruments possess social lives, much like humans, which contribute to the
social dynamics within music culture, thus making them valid subjects for research.
Adapting Bates’ (2012, p. 364) argument regarding the social lives of musical
instruments to the realm of world music ensembles, a musical instrument is
intertwined within intricate networks of relationships among students, teachers, and
instruments themselves. These connections encompass interactions between student
and student, student and teacher, student and instrument, teacher and instrument, and
instrument and instrument.
By attributing the core principles of autonomy and individuality to musical
instruments, akin to those granted to human subjects, researchers can better
comprehend the active instructional function they serve within the social dynamics of
global music ensembles. The instructor demonstrates the necessary techniques for
playing the instruments while the instruments generate sounds corresponding to the
educator’s actions (see Figure 1). Conversely, students learn and emulate these
techniques and sounds on their instruments. During individual practice sessions, when
a human teacher is absent, the instruments assume the role of the mentor by offering
auditory feedback, guiding students to refine their techniques, and harmonising with
the ensemble (see Figure 2).
Figure 1. The Social Relationship Network of the World Music Ensemble based on Bates
(2012, 364).
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JinXing (Gene) Lai
Figure 2. The Social Relationship Network of the World Music Ensemble in the absence of
a human teacher.
Thus far, I have examined the critical role that physical movements and active
listening play in learning a musical instrument and provided an in-depth analysis of
the profound educational influence that such instruments exert within the framework
of world music ensembles. In the remaining sections, we glean insights from an
immersive engagement with two instruments: the Javanese gamelan’s saron and the
South Indian mṛdaṅgam drum. These explorations underscore the teaching merits
inherent in the rich, dynamic sonic exchanges between a learner and their musical
instrument.
Javanese Gamelan instruments as a nonhuman teacher
The Javanese hold the gamelan in extraordinary esteem, perceiving it not merely as a
musical instrument but as an ancestral treasure imbued with enigmatic and mystical
energy. Sumarsam vividly captures this sentiment in his writing:
Often, the Javanese consider a gamelan set as pusåkå, an inherited object endowed
with supernatural power. An honorific title, Kyai or “The Venerable Sir,” and a
name is assigned to the gamelan. An offering is provided periodically, and incense
is burned before the gong. For this reason, the Javanese always show respect for the
instruments (2023, 8).
The Wesleyan World Music Hall is home to two unique gamelan sets. The
five-tone sléndro gamelan set is called Kyai Mentul, or “Bouncing,” and the seven-
tone pélog gamelan set is named Kyai Pradhah, or “Generosity” (see Figure 3). Before
every semester-end concert, a performer offers flowers, food, and coffee to these
instruments (see Figure 4). Ethnomusicologist Maho Ishiguro, a former gamelan
member of the Wesleyan Javanese gamelan ensemble, shared that the instruments
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expressed their desire for coffee as an offering through a dream (Maho Ishiguro,
personal communication, December 2, 2016). These anecdotes highlight the
extraordinary character of the gamelan instruments.
Figure 3. The Wesleyan Javanese Gamelan Ensemble with Gamelan sets Kyai Mentul and
Kyai Pradhah (Courtesy of I.M. Harjito).
Figure 4. Offerings for the gamelan (Courtesy of Maho Ishiguro)
In the spring of 2015, I found myself venturing into the mesmerising realm
of Javanese gamelan music, captivated by its rhythmic allure and instrumentation. In
the first gamelan class, I was introduced to the saron and the demung, both exquisite
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JinXing (Gene) Lai
forms of metallophones. Both instruments are part of the balungan playing
instruments, aptly considered the musical spine of any Javanese gamelan ensemble.
Professor Sumarsam, an authority on gamelan music, guided us through this
intricate exploration. With his profound wisdom, we embarked on understanding the
subtle art of striking and damping, an essential technique when playing the saron or
demung. This playing technique involves a swift sequence of actions: a key is struck
by the mallet held in one hand, and almost simultaneously, the sound of the previously
struck key is subdued by the other hand. The damping is accomplished by pinching
the key between the left thumb and index finger (see Figure 5). If the precision falters,
the sounds could interweave, resulting in a muddled musical output. Interestingly,
some experimental compositions purposely employ such a melding of sounds.
Initially, mastering this damping technique was daunting, but consistent practice
gradually transformed it into an intuitive part of the playing process.
Figure 5. The strike and damp techniques. The player damps the dhådhå (key number 3)
while striking the gulu (key number 2).
Following his illuminating demonstration, Professor Sumarsam provided us
with the latitude to explore our respective instruments while he preoccupied himself
with preparing the kendang drum for ensemble rehearsal. As the ensemble initiated
their performance, I wrestled with keeping tempo, simultaneously attempting to
perfect the strike and damp techniques. Inevitably, I put the daunting task of damping
aside and proceeded to play the saron in a manner reminiscent of a xylophone for the
rest of the session. Although my initial efforts were disheartening, I resolved to arrive
earlier for future rehearsals, pledging extra hours for solitary practice to refine my
technique and elevate my musical understanding.
A few weeks into my dedicated practice sessions, my attention began to
centre on the saron’s acoustic subtleties as I refined the strike and damp technique. In
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this auditory dialogue with the instrument, I strived for a fluid sound transition,
damping the previous key at the exact instance of striking the next. Premature
damping interrupted the saron’s seamless melodic flow, while delayed damping
generated an echoing resonance that distorted the following note. As my body
acclimated to these precise movements and gained fluency in developing a seamless
sound from the saron, the strike and damp technique transformed from a deliberate
action into an instinctive manoeuvre.
Weeks into this immersive practice, I began to decode the delicate nuances
of the saron’s sound, continually honing my strike and damp techniques. Engaging in
this auditory dialogue with the instrument, my goal was to create an uninterrupted,
melodious flow. This technique required damping the previously struck key at the
exact moment the following note was sounded. If I damped too swiftly, the melodious
continuity of the saron was disrupted, creating a jarring auditory experience.
Conversely, if I damped too leisurely, the resultant resonance interfered with the
subsequent note, creating a dissonant echo that blurred the intended melody.
As I became more attuned to the intricate choreography required to produce
a harmonious sound on the saron, the strike and damp technique organically
transitioned from a conscious endeavour to an instinctual process. This evolution
allowed me to fine-tune my technique, forging a deeper connection with the
instrument. Free from the constraints of mechanics, I was now able to immerse myself
fully in the music, resonating with the emotions conveyed through each piece. This
intuitive approach augmented my technical prowess and enriched my emotional
engagement with the music, fostering a deeper connection with the instrument and
the enthralling realm of Javanese gamelan music.
As this intuitive connection grew, my body absorbed the movements,
gradually achieving the fluidity necessary for a continuous sound on the saron.
Applying the strike and damp technique became second nature on all balungan
instruments, including the demung, pekin, and slenthem. Notably, during our sonic
interaction, the responsive nature of the gamelan instruments provided us with vital
feedback, signaling sound anomalies such as a key failing to resonate when struck or
the buzzing sound caused by the contact of two or more keys. These acoustic cues
prompted us to make necessary adjustments, maintaining the instrument’s desired
sound.
In the context of Javanese gamelan social relations, performing the imbal, or
interlocking patterns, on the saron or demung presented a unique sonic interaction
involving two instruments and two players (see Figure 6). The complexity of the strike
and damp technique is further amplified when executing the imbal on the demung.
The performer must not only master the technique of playing the demung but also
attune to the partnering demung player, adjusting the precise timing of the strike and
damp process. This challenge escalates when playing the imbal melody at the
composition’s most intricate and rapid sections. Any discrepancy in speed or volume
between the demung players could disrupt the imbal melody, detracting from the
desired harmony in Javanese gamelan performances. When the performers
synchronise their movements, the two demungs unite, creating a single repeating
melodic pattern.
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JinXing (Gene) Lai
Figure 6. Performing the imbal on two sléndro sarons. The player (on the left) damps the
dhådhå (key number 3) while striking gulu (key number 2). The other performer (on the right)
damps the higher barang (key number 1) while striking nem (key number 6).
My journey in learning the striking and damping techniques of the balungan
instruments and executing the intricate interlocking patterns known as imbal has
illuminated the essential synergy between physical movements, active listening, and
the sonic feedback from these instruments. This sonic exchange between the student
and the instrument vividly exemplifies the instrument’s profound capacity as a
nonhuman teacher. In the following section, I will present my encounter with the
South Indian mṛdaṅgam drum, further emphasising the instrument’s role as a
remarkable instructor beyond human realms.
The mṛdaṅgam instruments as a nonhuman teacher
In the fall of 2014, my academic journey took an exciting turn as I commenced my
first semester as a graduate student at Wesleyan University. My journey into the world
of South Indian percussion was initiated under the guidance of Professor David
Nelson. My studies began with mastering the basics of the mṛdaṅgam, a two-headed
barrel drum used as the primary accompanying percussion instrument for karṇāṭak
music, the South Indian rāga-based music.
Esteemed mṛdaṅgam performers, such as U. Sivaraman, hold their instrument
in high regard, equating its sanctity with revered instruments like the viṇā and the
veṇu, a flute endemic to Karṇāṭak music (Sivaraman cited in Devnath, 2003, p. 45).
This profound reverence is often expressed through religious rituals, with performers
conducting pujas or prayers for their drums. Notably, some artists begin their
Karṇāṭak music concert with a brief prayer for their drum, epitomising the deep
spiritual bond between the performer and their instrument.
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During my initial foray into mṛdaṅgam playing, I was introduced to two drum
strokes unique to this instrument, the cāppu and arai cāppu. It is the arai cāppu stroke,
the important drum stroke that sets the Putukkōṭṭai mṛdaṅgam playing style apart from
its Tanjavur counterpart,4 that presents me with an intriguing challenge. Achieving
the distinctive, metallic tone characteristic of the arai cāppu stroke is no easy process.
It demanded an intimate interaction with the instrument rather than merely following
the prescribed instructions from the mṛdaṅgam teacher.
My learning journey was characterised by persistent efforts spanning several
months as I strived to perform the arai cāppu stroke flawlessly. During this period,
my mṛdaṅgam teacher, Professor Nelson, emphasised the importance of independent
learning in mastering the stroke, as he believed it was something that could not be
imparted but rather discovered by the student. The months of trial and error were
testing, yet they were instrumental in developing my understanding of the unique
relationship between the drummer and the drum.
Every day, I engaged in a sanctified ritual: practising for a dedicated hour to
perfect the complex arai cāppu stroke on my mṛdaṅgam. This practice evolved into
an enlightening exploration of the profound relationship between a student and the
instrument. In this journey, I discovered that even minute alterations to the position
of my hand could profoundly transform the tonal quality of the stroke, underlining
the vital role of continual adjustment and adaptation.
By playing the stroke and listening attentively to its sound, I would adjust my
hand in direct response to its tonality. If the sound seemed too dull (see Figure 7), I
would draw my hand closer to my body. Conversely, if the fundamental tone was
overly pronounced (see Figure 8), I would distance my hand from my body. This
subtle sonic dialogue between my mṛdaṅgam and me proved invaluable. It took a year
to understand the physical movements and locate the unique spot on my mṛdaṅgam
to execute the arai cāppu correctly (see Figure 9).
Figure 7. The striking spot on the right drumhead where the drum produces a dull sound.
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JinXing (Gene) Lai
Figure 8. The striking spot on the right drumhead where the drum produces too much
fundamental tone.
Figure 9. The correct striking spot on the right drumhead where the drum produces the
characteristic metallic sound of arai cāppu drum stroke.
Having learnt the fundamentals of the arai cāppu stroke, my training evolved
to encompass the more challenging tam stroke. This stroke is a harmonious fusion of
two actions: implementing the arai cāppu stroke on the right drumhead while
concurrently striking the left drumhead with the ta stroke. The ta stroke involves a
powerful strike on the drumhead using four fingers (see Figure 10).
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Figure 10. David Nelson demonstrates the ta drum stroke on the left drumhead.
This progression introduced a fresh set of challenges. My responsibility lay
in ensuring the prominence of the arai cāppu stroke over the ta stroke and seamlessly
blending the two into a single, unified sound (see Figure 12). Given my once-a-week
mṛdaṅgam lesson with Professor Nelson, it was imperative that I attentively listen to
the auditory feedback from the drum, subsequently modifying my technique to perfect
it.
Figure 11. The tam drum stroke consists of arai cāppu on the right drumhead and the ta
stroke on the left.
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JinXing (Gene) Lai
To deal with these difficulties, I started recording my practice sessions. This
way, I could listen back, examine the different sounds of the drum, and check my
technique. I then tweaked my timing, strength, and accuracy as needed. This back-
and-forth process between me, the drum, and the recording device became a valuable
learning aid. It felt like a conversation in sound, which helped me grow as a
mṛdaṅgam player. This experience showed me the importance of interaction, both in
sound and socially, in learning to play an instrument. It built a deep, rewarding
connection between me and the drum.
Conclusion
The guidance of a teacher appears to be particularly beneficial in introducing the
expansive world of musical knowledge and honing techniques within world music
ensembles in higher education institutions. However, one can't overlook the potential
significance of an individual's journey with their instrument. As my anecdotes
suggest,
certain
instrumental
techniques
might
benefit
from
personal
experimentation, potentially eluding full capture through traditional teaching alone.
Recognizing the constraints of instructional time and the aim to reach performance
readiness, students might sometimes explore their instruments in their own unique
ways.
While many scholars and instructors place considerable value on direct
human-to-human teaching methods in world music ensembles, there could be a
worthwhile discussion about the mentorship role instruments might play. It might be
worth considering instruments not merely as tools, but possibly as nonhuman
contributors to the learning process, adding another dimension to our understanding
of ensemble learning. World music ensembles aim to meet, and at times, exceed
institutional standards. Yet, the essence of truly understanding an instrument might
not always align perfectly with these academic pressures. Some instruments, such as
the saron and mṛdaṅgam, could offer lessons akin to a teacher’s guidance.
The potential connection between students and their instrument, highlighted
through sonic communication, could merit further exploration. This relationship
might enhance the overall learning experience and foster a deeper connection between
musician and instrument. These reflections might prompt a more flexible
understanding of the role of musical instruments within world music ensembles.
By acknowledging the possible instructional qualities of musical instruments,
we might be opening doors to diverse teaching strategies in world music ensemble
education. This perspective could offer a more comprehensive look at the learning
dynamics within these ensembles and hint at a teaching approach that embraces
multiple facets of musical education.
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Endnotes
1 This article is a revised version of the paper titled “The Pedagogical Life of Musical
Instruments,” which was originally presented as part of the organised panel Bi-musicality, Tri-
musicality, and Beyond: Reconsidering World Music Ensembles Today at the 2021 Society for
Ethnomusicology Annual Meeting.
2 I adhere to Mantle Hood’s original spelling of “Bi-Musicality” instead of “Bimusicality”
(Hood: 1971).
3 In an interview with T. Viswanathan and Jody Cormack, Brown emphasised the cultural
significance of the artists he selected to perform at Wesleyan. He acknowledged that these
artists represented their regions’ “classical” musical traditions. Brown further revealed that he
faced a huge dilemma when choosing the musical traditions that most effectively capture the
essence of each geographical area at Wesleyan (Robert E. Brown cited in Viswanathan and
Cormack 1997).
4 The Putukkōṭṭai and Tanjavur styles are the two main styles of mṛdaṅgam playing in
Karṇāṭak music. At Wesleyan University, David Nelson teaches his students the Putukkōṭṭai
style.
Acknowledgement
I am deeply grateful to David P. Nelson, Sumarsam, I.M. Harjito, and Maho Ishiguro for their
invaluable insights. My sincere thanks to Lee Tong Soon for his feedback and to the
anonymous reviewers for their constructive critiques, all of which significantly enriched this
article.
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Yearbook of Traditional Music, Asian Music, and Ethnomusicology Forum.
|
Malaysian Journal of Music Vol. 12 No. 1 (2023) | contingency, one-to-one piano lessons, scaffolding process, young beginners | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/491 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/7913 | Examining Scaffolding Process in One-to-One Piano Lessons for Young Beginners | In piano education, the initial stages of teaching young beginners establish the foundation for future endeavours. Due to the necessity of collaborative effort, piano lessons can be a complex process for both the teacher and the student. A balance must be found whereby the teachers can administer information in a way that is compatible with the student’s learning style. Therefore, the teacher must adapt their instruction to the level of the student. This exploratory case study investigates how scaffolding process is adapted into piano education in private setting to enhance the learning process of young beginner students. 10 teacher-student dyads, with students ages between 5-7 years, were recruited. Weekly lessons over a span of four weeks were observed and documented. Interviews with participants were conducted to find out more insights on their perspectives of teaching. Video data analysis was conducted based on the three characteristics–contingency, fading of support and transfer of responsibility–from the conceptual model of scaffolding. The findings indicate that two types of scaffolding process were applied in piano lessons–consistent and contingent, with the latter prevailing in most of the lessons. It was also observed that the three characteristics of scaffolding emerges within the same lesson and across several lessons, influenced by students’ readiness and response. Whilst there were differences among the contingency strategies used, certain tendencies recured across the teachers. Among these, modelling stood out as the as the predominant strategy and that teachers rely primarily on their perspectives and intuition when it comes to scaffolding. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/7913/4616 | [
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] | 66
Malaysian Journal of Music Vol. 12, Issue 1 (66-79)
ISSN 2600-9366, eISSN 2600-9331
Examining Scaffolding Process in One-to-One Piano Lessons for Young
Beginners: An Observational Analysis
Wong Yiing Siing1, Wang I Ta 2, Mohd. Nasir Hashim3
Universiti Malaya
50603 Kuala Lumpur, Malaysia
e-mail: [email protected] [email protected] [email protected]
*Corresponding author: [email protected]
Published online: 07 October 2023
Cite this article (APA): Wong, Y. S., Wang, I. T., & Hashim, M. N. (2023). Examining scaffolding process in one-
to-one piano lessons for young beginners: An observational analysis. Malaysian Journal of Music, 12(1), 66-79.
https://doi.org/10.37134//mjm.vol12.1.5.2023
Abstract
In piano education, the initial stages of teaching young beginners establish the foundation for future endeavours. Due
to the necessity of collaborative effort, piano lessons can be a complex process for both the teacher and the student. A
balance must be found whereby the teachers can administer information in a way that is compatible with the student’s
learning style. Therefore, the teacher must adapt their instruction to the level of the student. This exploratory case
study investigates how scaffolding process is adapted into piano education in private setting to enhance the learning
process of young beginner students. 10 teacher-student dyads, with students ages between 5-7 years, were recruited.
Weekly lessons over a span of four weeks were observed and documented. Interviews with participants were conducted
to find out more insights on their perspectives of teaching. Video data analysis was conducted based on the three
characteristics–contingency, fading of support and transfer of responsibility–from the conceptual model of scaffolding.
The findings indicate that two types of scaffolding process were applied in piano lessons–consistent and contingent,
with the latter prevailing in most of the lessons. It was also observed that the three characteristics of scaffolding
emerges within the same lesson and across several lessons, influenced by students’ readiness and response. Whilst
there were differences among the contingency strategies used, certain tendencies recured across the teachers. Among
these, modelling stood out as the as the predominant strategy and that teachers rely primarily on their perspectives and
intuition when it comes to scaffolding.
Keywords: contingency, one-to-one piano lessons, scaffolding process, young beginners
Introduction
One-to-one instruction, or private lessons (Kennell, 2002) is commonly used as a mode of instruction in
music and piano education (Carey et al, 2013; Coutts, 2019), from a beginner’s level, all the way to
advanced professional training. The initial stages of teaching young beginners in piano education establish
the foundation for future endeavours (Abdumutalibovich, 2020; Isekeeva et al., 2016). This early phase is
vital as it moulds the child’s perception of music and the creative process as a whole. According to Thomas-
Lee (2003), a child’s musical experiences during the formative years significantly impact their later musical
development, underscoring the importance of effective piano education right from the outset (Isekeeva et
al., 2016). The piano teacher plays a central and influential role in the learner’s musical journey, serving as
a key figure in shaping their overall development and progress (Davidson & Jordan, 2007; Yeh, 2018).
Due to the necessity of collaborative effort, piano lessons can be a complex process for both the
teacher and the student. It is crucial to find a balance where teachers can deliver information in a manner
that aligns with the student’s learning style (Maldjian, 2015; Yeh, 2018). Therefore, one of the fundamental
principles of teaching is that the teacher must adapt their instruction to the level of the student. This principle
Wong Yiing Siing, Wang I Ta & Nasir Mohd Hashim
67
is central to constructivist teaching, specifically the concept of scaffolding. Based on Vygotsky’s work
(1978), scaffolding in learning refers to temporary support provided by an adult to assist the child with a
task that is just beyond their current level (Granott et al., 2002; Wood et al., 1976). After successful
scaffolding, the support can be scaled back gradually to ensure that the child has agency over the learning
process.
Scaffolding in the context of learning an instrument
Scaffolding is pivotal in the learning of an instrument at a young age. Lehmann et al. (2007) state that all
early music instruction requires adult intervention, because most children under six years old have yet to
achieve a level of competence that allows independent or self-directed study on an instrument. Current
literature in music education defines musical development in terms of complex, non-linear, individual
trajectories and the influence of various factors and environmental interaction (McPherson et al., 2012).
Studies in educational settings (Ensing et al., 2014; Steenbeek et al., 2012) show how complex transactional
patterns in teacher-student interaction emerge on the micro-level and contribute to different learning
outcomes on the macro-level.
However, from a review of the available literature reflects the lack of detailed descriptions of the
real-time processes that occur in music lessons. Küpers, van Dijk, & van Geert (2014) mentioned that this
should be a focal point for future research. Based on this suggestion, the current study will explore and
describe the real- time scaffolding process that occurs during the music lessons. Although few methods and
procedures already exist to analyse the information encompassed within instrumental lessons, they focus on
interpersonal and gestural behaviours (Creech, 2012; King et al, 2019; Simones et al, 2015), lesson planning
and scaffolding models (Chai & Koh, 2017; Rusznyak & Walton, 2011), motivation and determination
outcomes (Küpers, van Dijk, McPherson, & van Geert (2014) and student autonomy (Küpers et al., 2015).
The above literature supports the notion that teaching a piano beginner effectively from the
beginning is important for the later development. Relevant literature also indicated that scaffolding is
effective in helping students to learn or acquire certain skills. Based on these, it appears that scaffolding in
the early stages of piano lesson would be beneficial for a young student. However, none of the studies
surveyed in the literature review observed young beginner’s piano lessons in the context of teacher’s
scaffolding. Thus, this study hopes to fill the gap of the literature by observing young beginner’s piano
lesson and providing real-time descriptions of the scaffolding process that emerges during the private lesson.
A conceptual model of scaffolding
Figure 1. Scaffolding process between teacher and student (adopted from “Scaffolding in Teacher-Student Interaction:
A decade of Research” by van de Pol et al., 2010)
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The conceptual model of scaffolding (see Figure 1) by van de Pol et al. (2010) identified three key
characteristics of scaffolding – contingency, fading and the transfer of responsibility. Contingency is the
adaptation of the support to the level of the student. The teacher should be proactive in tailoring their
teaching to the level of the student at any point in the lesson (van de Pol et al., 2010; Lajoie, 2005). van
Geert and Steenbeek (2005) posit that there is an optimal distance between the level of the teacher and that
of the student, which is not fixed as it is subject to the teacher-student dyad. To maintain this optimal
distance, teachers adapt their support according to the shifts in the student’s performance level.
Diagnostic strategies assist the teacher in providing contingent support. This begins with
determining the student’s current level of competence to adapt the support provided. Many authors have
supported the use of diagnostic strategies in music lessons, referring to it variably as: dynamic assessment
(Lajoiec, 2005; Macrine & Sabbatino, 2008; Pea, 2004; Swanson & Lussier, 2001), formative assessment
(Shepard, 2005), online diagnosis (Palincsar & Brown, 1984), or monitoring and checking students’
understanding (Garza, 2009). The second characteristic of scaffolding is the gradual withdrawal of support
over time: fading (Pea, 2004). The rate at which fading occurs should be adjusted according to the student’s
rate of development (van de Pol et al., 2010; van Geert & Steenbeek, 2005). The third characteristic involves
transfer of responsibility. With gradual fading, the responsibility for learning is eventually transferred back
to the student. In this review, responsibility refers broadly to the students’ state at a certain point of learning,
be it cognitive, metacognitive, or affective. Successful transfer of responsibility occurs when the student
gains agency over their learning process, leading to autonomous competence (Reigosa & Jiménez-
Aleixandre, 2007).
In sum, scaffolding is an intrinsically dynamic process occurring over repeated interactions between
music teacher and student. For effective scaffolding, these interactions need to be contingent. Over time, a
transfer of responsibility occurs as the teacher fades out the level of support according to the student’s
progress to promote independence. This process is repeated for subsequent sub-goals. This conceptual
model of scaffolding will be the analytical framework for this current study.
Problem Statement
Scaffolding in one-to-one piano lessons positively influences student’s skill development, confidence,
critical thinking abilities, musical expression and autonomy in their musical journey. It facilitates skill
acquisition by offering appropriate support and guidance, breaking down complex tasks into manageable
steps (Wood et al., 1976). This personalised support enhances students’ confidence, motivating them to
practice, explore new challenges and achieve musical goals (Bandura, 1997). Furthermore, scaffolding
promotes critical thinking and independent problem-solving by gradually reducing support and allowing
students to make decisions (Vygotsky, 1978), thus fostering autonomy and self-regulation (Küper, van Dijk,
McPherson, & van Geert, 2014). Overall, scaffolding in one-to-one piano lessons has a significant impact
on students’ musical development, especially in the initial learning (Meissner & Timmers, 2020).
Although scaffolding has shown potential as an effective teaching method, the disparity in the
extent of practical application calls for further research to be conducted in everyday educational practice.
Existing literature on scaffolding in music education predominantly focuses on teachers/student’s
behaviours and their contributions to certain forms of learning and motivational outcomes and the
application of specific methods conducted in the settings of tertiary education or intermediate/advanced
level. Additionally, previous research on young beginners’ piano learning mainly centres on the content
analysis of method books (Ballard, 2007; Kanaeva, 2021; Rad & Azadeh, 2022; Sung, 2017; Thomas-Lee,
2003).
To date, there is a notable lack of studies investigating the issue of teacher’s scaffolding methods
in young beginners within the private piano lesson setting. Therefore, it was the purpose of the present study
to bridge this gap by investigating and describing the real-time scaffolding process and teaching strategies
employed by independent piano teachers in Klang Valley within the settings of private piano lessons. Based
on the conceptual model of scaffolding by van de Pol et al. (2010), the specific objectives of this research
are: 1) To analyse the dynamic interplay of the three key characteristics of scaffolding – contingency, fading
of support and transfer of responsibility – as they manifest in real-time during private piano lessons, 2) To
elucidate the specific instructional and scaffolding strategies utilised by piano teachers to facilitate the
student’s learning during the lesson. The research seeks to answer the following research questions:
Wong Yiing Siing, Wang I Ta & Nasir Mohd Hashim
69
1. How do the three characteristics of scaffolding – contingency, fading of support and transfer of
responsibility – unfold in the piano lessons?
2. How do piano teachers implement scaffolding strategies to support the student’s learning during
the lesson?
Methodology
Participants
Participants for this research were recruited through mixed sampling (a combination of purposeful and
snowball sampling. Purposeful sampling was used to determine the student’s inclusion criteria which were
determined after a preliminary survey conducted among the teacher participants. The survey results
indicated that beginners were typically 5-7 years old, therefore this age range was established as one of the
inclusion criteria for student participants. Another inclusion criterion was that students should have less
than one year of learning experience to be considered as a beginner. Initially, a number of 5 teacher-student
dyads were selected in the first step of the sampling process to establish a foundational pool of individuals
with relevant expertise or experience. Subsequently, as the research progressed, additional participants were
identified through a snowball sampling approach, leveraging the connections and recommendations of the
initial participants. This iterative process continued until a total of 10 teacher-student dyads were included
in the study and data saturation was achieved, wherein further sampling did not yield significantly new
insights or perspectives. The selected pairs were based on student’s inclusion criteria and teachers were
good mix representatives of the Malaysian piano teaching contexts. Teaching experience ranged from 3-14
years and teaching backgrounds vary with trainings in various areas such as early childhood music
education, group class instruction, Kodaly methodology and elementary piano teaching. Most of the
teachers held an undergraduate degree in music, while five out of ten teachers had completed a graduate
degree in music. By including teachers with diverse teaching background and experience, this study aimed
to gather comprehensive insights into the dynamics of one-to-one piano teaching. Pseudonyms were given
to the participants to ensure their anonymity.
Procedure
The research design of this study is exploratory case study that adopts a qualitative methodology.
Naturalistic, non-participant observation was conducted due to its ability to capture authentic and unfiltered
interactions within their real-life context (Creswell & Poth, 2018). In the context of the current study, this
approach allows the researcher to witness the dynamics between the piano teachers and the student as they
engage in spontaneous teaching and learning moments. In addition, the researcher can gain insights into the
subtle cues, verbal and non-verbal communication and the gradual adjustment of instructional support,
which are all vital components of the scaffolding process. This method ensures that the observations remain
ecologically valid and provides a comprehensive understanding of how scaffolding unfolds organically in
a genuine learning setting. 10 teachers video-recorded their weekly lessons with the beginner students over
4 weeks of lessons. A total of 40 video recordings, 4 videos from each pair of teacher-student dyads, were
collected and documented in this study. To encapsulate the learning process in its essence, neither the
teachers nor the students received any instructions prior to or during the lessons. Ethics clearance (Ref:
UM.TNC2/UMREC– 675) and participants’ written consent was obtained before the recording begun. Next,
teachers were interviewed to get more insights on their perspectives on their teaching in general as well as
related to the lesson videos.
Data analysis
The 40 lesson videos were assessed and manually coded, with the findings recorded into an excel
spreadsheet. The deductive analysis was carried out to identify the three characteristics of scaffolding
(contingency, fading of support and transfer of responsibility), teachers’ teaching strategies, students’
response and other unanticipated themes that emerged. Subsequently, narrative interviews were conducted
with the teachers to triangulate the data. To provide a glimpse into the piano lessons, sample vignettes
illustrating four representative scaffolding process were provided below. Subsequently, all videos were
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Malaysian Journal of Music Vol. 12, Issue 1 (66-79)
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compared to identify any shared themes that emerged among the collective cases of teacher-students. The
themes are discussed in the discussion section.
Findings
The sample vignettes below represent the four general scaffolding process that emerged during the
observation. The scaffolding process was analysed based on the conceptual model of scaffolding by van de
Pol et al. (2010). According to them, scaffolding process consists of three key characteristics–contingency,
fading of support and transfer of responsibility.
Vignette 1: Learning a new scale with a different fingering (within same lesson)
Teacher Kor is about to teach the student the F major scale which involves a different fingering pattern on
the right hand compared to the previous keys learnt. Previously, the student has learnt C, D and G major
which uses the same fingering patterns in both hands. The teacher started by explaining that F major has a
different fingering on the right hand, and then proceed to place the student’s right hand on the keys, and
then pointing to the fingers on the key and explain the fingering. Then, the teacher holds the student’s finger
one by one and place them on the key to play the F major scale. When the student struggled with the
fingering that was different than the other keys, the teacher held her hands and fingers and moved them
while giving verbal instructions and explaining why the fingering is so. After that, the teacher asked the
student to play the ascending F major scale again. They played one octave several times. Next, the teacher
asked her to attempt the descending section, while also moving her fingers and reminding her of the
fingering in the same section. Then, the student was asked to play both ascending and descending F major
scales. The student attempted to figure it out by herself, with minimal help from the teacher. She was also
asked to attempt playing two octaves, of which she succeeded on her own.
Vignette 2: New technical exercise (within same lesson)
In the second lesson, Win assigned her student with the task of playing a new piece of technical exercise
titled ‘Jumping over the bench’. Before playing it, Win instructed (while also modelling the action) the
student to stretch her right hand straight forwards and then crossing the left arm across the right arm and
back to the left in a half- arch shape. The teacher then demonstrated this action on the piano and explained
the connection between the movement and the title of the exercise. The teacher then proceeded to play the
technical exercise. For the next step, Win asked the student to play the right-hand part, while she played the
left-hand part which crosses over. After that, the teacher explained the movement again before switching
parts. After doing that twice, teacher asked her to try playing with both hands on her own. The student did
as instructed, while the teacher continued modelling the action while she played. After that, the teacher
asked the student to try playing again, without any modelling or verbal instructions, which the student
succeeded.
Vignette 3: Rhythm and Aural (across several lessons)
In teacher Hing’s second lesson, the student learnt a new song called Doggy doggy. The first step of learning
the song was to echo after the teacher sang each verse. Next, the student was asked to sing the melody while
tapping the pulse together with the teacher. Then, the student was asked to sing the melody while tapping
the rhythm instead of the pulse. When the student could do all those steps, the teacher asked the student to
clap the pulse while she clapped the rhythm, all the while singing the melody, and vice versa. In the next
step of contingency, the teacher provided a diagram with images of whole heart shapes that are divided into
halves and told the student that these are heartbeats. The teacher then asked the student to point to the
heartbeats (according to the pulse) while singing the melody. The next step is similar, but this time the
student is asked to point according to the rhythm of the melody, instead of the pulse, while singing. After
all these steps, teacher Hing explained that each heartbeat is a crotchet, and half a heartbeat is a quaver.
After the explanation, a new diagram was shown to the student, this time with crotchets and quavers written
in the heartbeats and she asked the student to point to it (according to pulse first, followed by rhythm) while
singing the melody.
Wong Yiing Siing, Wang I Ta & Nasir Mohd Hashim
71
The next lesson began with the same Doggy doggy activity. This time, the teacher gave a starting
pitch and tempo, and the student sang the melody while tapping the pulse with sticks, with the teacher
tapping along with the student. Next, the student is asked to point to the heartbeats with crotchets and
quavers, both according to the pulse as well as the rhythm. This time, the teacher asked the student to notate
the rhythm of the melody using the crotchet and quaver notes while singing it. The student attempted to
notate it while singing the melody and managed to do it with some help from the teacher.
Based on the same activity, teacher Hing asked the student to identify the solfege in the melody.
This is focus listening and singing occurring simultaneously. After identifying the solfege, the student was
asked to sing the melody, this time gesturing with the Kodály solfege hand signs. In this scenario, the student
could identify the solfege almost immediately with almost no help from the teacher.
In this same lesson, a new song was introduced through the same contingency strategies. The
teacher started by writing down the lyrics for the student to refer to, before singing it verse by verse while
echoed by the student. The next step, similar to the previous song, is singing the melody while tapping the
pulse, involving both teacher and student.
In the next lesson, teacher Hing activated the metronome and asked the student to sing the melody
of the new song while tapping the pulse according to the metronome’s speed. It is observed that the student
can do so. Following that, the student sang and clapped the rhythm while the teacher clapped the pulse, and
vice versa. Pointing to the ‘heartbeats’ while singing comes next, but this time instead of singing the words,
the student was asked to sing in the Kodaly rhythm language. Finally, the student was asked to notate the
rhythm using crotchets and quavers. After that, to make the activity more engaging, the teacher asked the
student to sing (in rhythm language) and clap the rhythm, but this time, only singing the quavers while
clapping the whole rhythm. The student tried and managed to accomplish the task albeit with slight
confusions which he quickly recovered from.
Vignette 4: Rhythm (across several lessons)
In the first video from teacher Kor, the student was asked to play a piece titled “The Little Frog”. This piece
was assigned to the student in the week prior to the first recording. In the first video, the student struggled
with the starting rhythm of the piece. Upon seeing this, teacher Kor responded by asking her to count the
rhythm and then writing down the rhythm on the book. Next, the teacher and the student clapped the rhythm
together while counting out loud. After these contingency steps, the student was asked to play the same part
on the piano, but the student still struggled and could not play the correct rhythm. Thus, the teacher repeated
the previous contingency steps of clapping the rhythm while counting out loud. After that, the student was
asked to play again on the piano, with the teacher playing and singing along with her. After several attempts,
the student managed to play it with ongoing support and assistance from the teacher. However, she still
could not play it on her own without support from the teacher.
In the next video, the student was asked to play the same piece again. This time, the student played
it with the wrong rhythm at the beginning of the piece again. Teacher Kor then repeated the contingency
steps by asking her to count the rhythm, and then clapping the rhythm together several times. This time, the
teacher added in an additional contingency step of tapping the rhythm on the student’s arms so the student
could feel the rhythm. After all the contingency steps, the student attempted to play on the piano again and
although she played it with the wrong rhythm at the start, she played the piece with the correct rhythm
following a reminder from the teacher.
In the third video, when the student was asked to play this piece again, the teacher reminded her to
pay attention to the starting rhythm, and she managed to play it correctly without any aid from the teacher.
Discussion
Two types of scaffolding process emerge through the observation–contingent scaffolding and consistent
scaffolding. It was also observed that the three characteristics of scaffolding process unfold within the same
lesson as well as across several lessons and is affected by students’ readiness. In general, despite some
variances among the contingency strategies used, certain tendencies recurred across teachers and modelling
was observed to be the prevalent contingency strategy. It was also discovered that teachers provide
scaffolding based on their intuition and students’ response. A more detailed discussion of findings follows
the tabulation of the sample vignettes based on the three characteristics of scaffolding.
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Table 1
Tabulation of vignettes based on the three characteristics of scaffolding
Contingency
Fading of support
Transfer of
Responsibility
Vignette 1:
Learning New
Scale
Explanation of different
fingering (modelling) →
Place student’s hand on the
keys and manoeuvre the
fingers to play the
scale while explaining the
fingering (kinaesthetic) →
repeat this several times
Student attempted to play
descending with some
guidance and assistance
from teacher (modelling)
Student was able to
combine ascending and
descending → student
able to play two octaves
ascending and descending
(Student is able to apply
the previously
learnt knowledge into
similar keys)
Vignette 2:
New technical
exercise
Verbal
and
physical
modelling of the action away
from piano (modelling) →
Verbal
and
physical
modelling on piano and
relate the movement to the
title of the piece (modelling)
→ Demonstrate playing the
piece with the movement
(modelling) → Teacher plays
one hand while the student
plays
the
other
hand
(modelling)
Student attempted to play
both hands, while teacher
continued modelling the
action
(without
any
verbal explanation).
Student attempted to play
this on her own without
any assistance from the
teacher.
Vignette 3:
Rhythm
(1st lesson)
Verbal echo → Sing melody
while tapping pulse → Sing
melody while tapping rhythm
→ student sing and tap pulse
while teacher taps rhythm
and vice versa → Introduce
heartbeats (in crotchet and
quaver beats) → sing and
point to the hearts in pulse →
sing and points to heartbeats
in
rhythm
→
relate
heartbeats to crotchet and
quaver notation → point to
crotchet
for pulse, and
quavers for rhythm while
singing
(2nd lesson)
Student sung melody and
tapped pulse with sticks,
teacher tapping pulse
along → point (pulse and
rhythm) to heartbeats
with
crotchets
and
quavers while singing
Student notated the rhythm
while singing the melody
(3rd lesson)
Sing and tap pulse with
metronome → student
sings and claps rhythm
while teacher claps pulse
and
vice
versa
(reinforcement) →Point
Notation of the melody
using
crotchets
and
quavers
Wong Yiing Siing, Wang I Ta & Nasir Mohd Hashim
73
to heartbeats and singing
Kodaly rhythm language
Vignette 3:
Aural
Teacher sing, student echo →
Teacher
sing,
student
identify solfege
Student sing and gesture
with Kodaly solfege hand
signs
Singing and echo new song
(modelling) → singing and
tapping
pulse
(reinforcement)
Vignette 4:
Rhythm
(1st lesson)
Counting rhythm out loud
and write rhythm on the book
→ clap rhythm and count out
loud (T&S) → student still
could not play → Repeat →
Teacher sing and play along
with student (repeat several
times)
(2nd lesson)
Count and clap the rhythm
together several times →
teacher tap rhythm
on
student’s arms → student
played but still wrong, but
manage to correct after
reminder (slight fading of
support)
(3rd lesson)
Student was able to play correctly on her own with just
a reminder from teacher
Emergence of contingency, fading of support and transfer of responsibility within the same lesson
and across several lessons
In line with van de Pol et al.’s (2010) conceptual model of scaffolding, the lessons demonstrated the presence
of three characteristics during the scaffolding process. Notably, it was observed that the emergence of these
characteristics occurred within the same lesson as well as across multiple lessons, and their manifestation
was influenced by an external factor – student’s practice/readiness. Based on the observations in the videos,
it was evident that when students did not practice or demonstrate the desired learning outcomes, it took a
longer time or greater number of lessons for the transfer of responsibility to take place. Vignette 1 and 2
demonstrates the scaffolding process within the same lesson, with all three characteristics detected within
the same lesson. In both vignettes, both teachers were about to teach something new to the student and had
to scaffold it by explaining and allowing the student to experience it while also guiding the student. This is
the first characteristic, contingency. After several attempts, student then attempted on their own with some
reminders and hints from the teacher – this is the fading of support stage. In vignette 1, the student was
given some responsibility to attempt the descending scale with less guidance from the teacher. Finally, when
the student is able to do it entirely on their own, and apply the same knowledge to similar situations, transfer
of responsibility has occurred. In the scenario of Vignette 1, the student was able to apply the newly taught
knowledge when asked to connect both ascending and descending sections, as well as play two octaves of
the scale.
Vignette 3 and 4 depicts the scaffolding process across several lessons. In these scenarios, only one
or two characteristics emerge within the same lesson, and it takes several lessons for the student to reach
the stage of transfer of responsibility. Vignette 4 depicts the scaffolding process that spans across three
lessons when the student struggled with a particular rhythm. In the first lesson, after the teacher had taken
several contingency steps to teach the rhythm to the student, the student still could not play it correctly on
her own, indicating an absence of transfer of responsibility. The same situation occurred in lesson 2 (despite
a hint of fading of support), and finally, in lesson 3, the student could play the rhythm correctly without any
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assistance from the teacher, indicating the transfer of responsibility. From the observations, it was revealed
that students’ readiness affected the process of scaffolding. Students who did not practice, takes a longer
time/more lesson to achieve the transfer of responsibility. However, when the students practised a decent
amount, a huge progress can be noticed from the following lesson, and the transfer of responsibility is
observed. In more than one scenario, the transfer of responsibility was only observed after two or three
lessons. When the teacher praised and talked to the student, it was revealed that the student practiced and
therefore managed to achieve the transfer of responsibility.
Contingent and consistent scaffolding
Upon analysing the lesson videos with respect to the three characteristics outlined in van de Pol et al.’s
(2010) conceptual model of scaffolding, two distinct forms of scaffolding process were identified, which
the researcher termed as contingent and consistent scaffolding. Contingent scaffolding is the process where
teacher scaffolds intuitively based on the student’s reaction/response whereas consistent scaffolding is the
process where the teacher scaffolds systematically across a long period of time to attain specific goals. It
was observed that contingent scaffolding is more prevalent in most of the lessons. Most teachers conducted
contingent scaffolding based on the student’s response during the lesson. The contingency step is taken
when student faces difficulty during the lesson and the scaffolding process is conducted based on the
students’ response. In this study, only two teachers conducted consistent scaffolding, which was intended
for aural and rhythmic development.
Vignettes 3 and 4 illustrate the difference between these two-scaffolding process in rhythmic
scaffolding. In Vignette 4, teacher took contingency steps when the student encounters some difficulty
during the lesson. Based on the student’s response, the teacher took contingency steps to scaffold the rhythm
for the student.
In contrast, Vignette 3 depicts a consistent scaffolding process of rhythm through several
contingency strategies across several lessons. The scaffolding was provided with the intention of conveying
and teaching the concept to instil long-term understanding that could be applied in future tasks. The Doggy
doggy activity was utilised to scaffold both rhythm and aural. When the Doggy doggy rhythmic activity was
first introduced in the second video, only contingency was observed as the teacher scaffolded the process
in various ways. In the next video, fading of support was observed when the student did the activities with
minimal support from the teacher, and finally transfer of responsibility emerges when the student was able
to apply the knowledge form the previous activities into notating the rhythm. This scenario illustrates how
the scaffolding process unfolds across several lessons.
In the same lesson, when the aural aspect was conducted for the same activity only contingency,
and transfer of responsibility occurred. The student could immediately identify the pitches upon being asked
to do so. This is the result of the consistent scaffolding that teacher Hing has done at the early stages of
music lessons. During the interview with teacher Hing, she brought up the importance of aural (listening
and singing) and stated that she allocates approximately 15 minutes to aural activities in each lesson. This
implies that the contingency steps for tonal recognition were executed consistently across the lessons from
the early stages of learning; therefore, only transfer of responsibility was observed here as the student could
immediately recognize the pitches without any assistance. This also infers that consistent and systematic
scaffolding across a period is important to internalize the intonation and rhythm into the students from an
early stage. Win shares the same point of view as Hing when it comes to aural. According to her, the child’s
ears are more sensitive and active when they are younger, so it is best to train it when they were younger:
“The musical ear is more sensitive when they were young. It starts to ‘close’ as they grow older, from as
early as 8 years old, therefore making it harder to develop the aural skills.”
In the second rhythmic activity that was introduced in the third video, it is observed that the
contingency steps required a much shorter time compared to the first. Furthermore, the student was able to
do the activities with minimal to no support from the teacher, even when the teacher added some different
tasks to the activity. Once more, this shows the importance of scaffolding in the student’s learning as they
would be able to apply what was taught to a new, but similar activity. Despite recommendations from
researchers to support learning through a systematic process in order to achieve learning goals (Rosenshine
et al., 2002), this study uncovered that a majority of teachers did not follow this approach.
Wong Yiing Siing, Wang I Ta & Nasir Mohd Hashim
75
Contingency relies primarily on teacher’s perspectives and intuition
Although there were variances among the contingency strategies used, certain tendencies recurred across
the teachers. For example, in the scenario of learning a repertoire, almost all teachers used a similar
contingency step by reviewing the notation of the piece. Some teachers did this by asking the students to
identify the starting note and the fingering/hand positions, while some went into more detail by asking
students to identify the dynamics, articulation as well as the structure of the whole piece. Teachers Yip and
Lai stated that it is important for the student to understand the whole piece so that they can identify similar
sections as well as find out about the character of the piece. Yip added that this is important in helping the
student to know how to pre-analyse a repertoire in the later stages. After that, the teacher will count the
starting tempo for the student to play while playing or singing along with the student throughout the whole
piece. Some teachers, such as Yip, Kor, and Ash, had additional contingency steps by pointing out certain
sections and guiding the student to clap the rhythm before playing it on the piano.
However, one teacher, Win, used an approach that was completely different from the others. Instead
of teaching a new repertoire by reviewing the notation on the score, she used an aural approach by singing
and playing the piece first, then asking the student to echo after her. In the interview, Win stated that it is
important for the child to experience the piece by listening and singing before playing it on the piano. It
enables the student to relate to the piece more and thus be able to convey it better when playing it on the
piano.
Rhythmic scaffolding is another good example to illustrate this observation. Similar strategies were
employed with some variations depending on the student’s response. Most teachers utilise modelling
(through clapping or tapping) as their first step of contingency, but based on students’ responses, the
teachers then employ other variations such as tapping on the student, asking student to tap pulse while
teacher taps rhythm and vice versa, or even applying the rhythmic language by pedagogues such as Zoltán
Kodály or Edwin Gordon.
In scaffolding physical techniques, most teachers utilise modelling as their contingency steps,
although there might be a variance in the way they conduct the activity. For example, in vignette 1, teacher
Kor uses modelling while providing physical support to the student, while teacher Win in vignette 2 utilises
only modelling without any physical support. In the interview, Kor stated that he believes that physical
support is essential in scaffolding at the beginning stage as it prevents students from developing the wrong
habit in physical technique. Win, however, shares a contradictory view that student could become reliant
on the direct physical support, and they would not know how to do it on their own without physical support
later on. Therefore, physical support is her last resort if all other modelling contingency fails.
This discussion reveals that piano teachers rely primarily on their perspectives and intuition upon
facing the students’ response, aligning with the findings of Han et al’s (2017) study. As a result, their ways
of teaching vary accordingly.
Strategies used during the scaffolding process
The predominant observation was that most teachers employed modelling as their initial contingency
strategy in the scaffolding process. As described by Single (1991), teacher modelling plays a significant role
in helping students distinguish between an ideal performance and their own performance by providing a
reference point. Typically, this modelling was accompanied by verbal instructions during the first
contingency step. Research has indicated that combing modelling with verbal explanation yields the most
effective results (Sweller et al., 2021). The findings also revealed that teachers utilised various modelling
strategies during the scaffolding process. These strategies included modelling with explanation,
demonstrating both correct and incorrect versions and sometimes even employing modelling without
explicit verbal explanations. However, some teachers employed physical support, such as manoeuvring the
student’s hands, as the first contingency before gradually transitioning to modelling with verbal instructions
and eventually relying on modelling solely. Additionally, teachers also engage students in activities such as
signing, chanting, conducting and rhythm clapping during contingency. These activities align with the
progressive approach identified by Hallam (2006) and Rosenshine et al. (2002) for introducing new
knowledge. These interactive activities provide students with hands-on experiences and opportunities to
actively engage with the musical concepts being taught. By incorporating these activities, teachers create a
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dynamic and immersive learning environment that supports students’ understanding and acquisition of new
musical knowledge.
As students progressed in their learning, directed and sequential instructions were frequently
employed, often accompanied by non-verbal cues such as nods or hand gestures from the teachers, during
fading of support. Additionally, it was observed that modelling, in the form of tapping the pulse, singing, or
gestures, was utilised as a means of support and accompaniment while the student was playing the
instrument. Studies in the context of instrumental music lessons has shown that modelling has a positive
influence on student performance (Meissner & Timmers, 2020; Zhukov, 2012).
During the transfer of responsibility, as students gradually take over the responsibility of their
learning, teachers reduced scaffolding support (van de Pol et al., 2010) and instead, employed questioning
and prompts to facilitate students’ independent thinking to problem-solve the tasks at hand. This is
particularly evident in consistent scaffolding, as observed in vignette 3, where the student successfully
notated the rhythm with only minimal prompts and questions from the teacher. By utilising questioning and
prompts, the teacher encourages the student to think critically, analyse the task at hand and formulate their
own solutions. This approach promotes autonomy and self-regulation in the student’s learning process,
allowing them to develop independent problem-solving skills ((Küper, van Dijk, McPherson, & van Geert,
2014). The teacher’s role becomes that of a facilitator, guiding and supporting the student’s thinking rather
than providing direct answers or solutions (Vygotsky, 1978). This method empowers students to take
ownership of their learning and develop the confidence to tackle musical challenges on their own (Hmelo-
Silver, 2004).
The following figure illustrates the summary of findings from the observations (see Figure 2).
Figure 2. Illustration of the summary of findings from the observation
Conclusion and suggestions for future research
Teaching beginner piano students can be a riveting yet daunting process. The teacher has an important role,
particularly in the early stages of piano education. Over the course of the lessons, the teacher must ensure
that the student develops an extensive skillset, and their methods will have a great impact on the outcomes.
By observing real-time piano lessons, this study has unveiled two distinct forms of scaffolding process –
contingent and consistent scaffolding. Modelling was observed as the prevalent contingency strategy during
the lessons. The scaffolding process is influenced by the readiness of the students, while the contingent
steps in the scaffolding process rely on teacher’s perspectives and intuition. For those reasons, further
Wong Yiing Siing, Wang I Ta & Nasir Mohd Hashim
77
research into music education should be conducted from the perspectives of piano teachers’ scaffolding
process. Larger samples and longitudinal studies are needed to verify the reported results in order to expand
on the theories brought up in regard to musical scaffolding in the initial stage of piano learning. Since
teacher’s teaching experience or music training background may influence the way,they teach (Ünal &
Ünal, 2012; Al-Harthy et al., 2013; Dewaele et al., 2018; Han et al., 2017; Podolsky et al., 2019), further
research could also investigate if teaching experience or music training background have a correlational
effect on teaching styles. Through the observations and analyses conducted in this study, it is hoped that the
findings will help piano educators and pre-service piano teachers to become reflective practitioners and
develop scaffolding strategies to effectively guide students in their learning.
Acknowledgement
The authors wish to extend their appreciation to the individuals who willingly participated in this research and
generously shared their valuable insights.
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Biography
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from ethnomusicology, musicology, music education and inter-disciplinary experimental research between music and
medicine.
|
Malaysian Journal of Music Vol. 12 No. 1 (2023) | indigenous music, musical creation, musical succession, musical transmission, Orang Asli, Semai | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/491 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/7772 | Demystifying Knowledge on Music Transmission, Creation, and Succession Among the Indigenous Semai of Malaysia | The Semai are a group of indigenous minorities, collectively known as the Orang Asli of Peninsular Malaysia. They are well-known for their dream songs or | https://ejournal.upsi.edu.my/index.php/MJM/article/view/7772/4675 | [
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Malaysian Journal of Music Vol. 12, Issue 1 (80- 98)
ISSN 2600-9366, eISSN 2600-9331
Demystifying Knowledge on Music Transmission, Creation, and Succession
Among the Indigenous Semai of Malaysia
Clare Suet Ching Chan*
Department of Music, Faculty of Human Ecology,
Universiti Putra Malaysia, 43400 Serdang, Malaysia
e-mail: [email protected]
*Corresponding author: [email protected]
Published online: 5 November 2023
Cite this article (APA): Chan, C. S. C. (2023). Demystifying knowledge on music transmission, creation, and
succession among the indigenous Semai of Malaysia. Malaysian Journal of Music, 12 (1), 80–98.
https://doi.org/10.37134//mjm.vol12.1.6.2023
Abstract
The Semai are a group of indigenous minorities, collectively known as the Orang Asli of Peninsular Malaysia.
They are well-known for their dream songs or jenulak that is taught by the gunik (spirit guide) to halak (shaman).
The knowledge of how jenulak is transmitted, created, and succeeded becomes important today when researchers
collaborate with culture bearers to sustain their musical heritage. This knowledge is integral to the sustainability of
Semai musical heritage, indigenous concepts, and values. This article examines (1) how jenulak is transmitted from
one generation to the next generation; (2) how Semai musicians create music; and (3) who can succeed as the next
generation of Semai musicians. It utilises the revisiting ethnography methodology in which the researcher re-
examines case studies through data from past transcribed fieldnotes and interviews with Semai musicians over a
span of 10 years. In this article, I argue that the learning of jenulak is not limited to the transmission from gunik to
halak—it can be learned by anyone who has strong interest in the music. Second, Semai musicians do create new
jenulak devoid of supernatural transmission after learning to sing those with spiritual origins. Third, the potential
for being a Semai musician, creator, and successor is “achieved” rather than “ascribed”.
Keywords: indigenous music, musical creation, musical succession, musical transmission,
Orang Asli, Semai.
Introduction
The Semai are one among 18 groups of Orang Asli (orang: people, asli, original), the indigenous
minorities of Peninsular Malaysia. They number 60,438 (29 percent) of a population of 206,777 Orang
Asli in Malaysia (Jabatan Kemajuan Orang Asli, 2020). Each Orang Asli group has their own musical
heritage that comprise songs for healing ceremonies, rites of passages and recreation (Chan, 2012a,
2012b, Mohd. Jalaluddin, 2003; Roseman, 1991). Their mysterious healing songs taught by a gunik
(spirit guide) to halak (shamans) through a reciprocal teaching and learning process during dreams has
intrigued researchers for many years. These songs are sung to summon the gunik to aid in diagnosing
illness during healing ceremonies. The halak was a powerful person who had the ability to heal, enchant
Clare Suet Ching Chan
81
and incur sickness among the people through their connection with the spiritual world (Lim, 2016, p. 5).
Some examples of healing ceremonies are the pinloin among the Jahai (Schebesta, 1973); belian, Mah
Meri (Karim, 1981); and kebut, Semai (Mohd. Jalaluddin, 2003). Among the Semai, dream songs are
known as jenulak and are sung during sacred kebut (healing) ceremony. Jenulak can also be sung for
secular festivals such as dian (durian) and paddy harvest festival, annual ancestral day celebrations and
other recreational events. It may also be performed as entertainment for local and international visitors
for tourism events.
Statement of Problem
In traditional societies, music is transmitted through an enculturation process that occurs over a length of
time. During the learning processes, young musicians are also ingrained in the concepts and values of the
society. For the past two decades, I have conducted research on the music of several Orang Asli groups,
namely the Semelai, Jahai, Semai, Mah Meri, and Jakun, in their cultural context. In a recent Semai
music advocacy project, I have collaborated with the culture bearers to advocate for the sustainability of
the Semai musical heritage. It was incumbent on me to understand how indigenous music was encultured
to sustain the indigenous values inherent in the community. I encountered several issues and challenges
involving the transmission, creation, and succession of the traditional music. Firstly, traditional music is
transmitted through the oral tradition which includes a dynamic process of learning through observing,
imitating, remembering, and recreating. Till date, there is scarce documentation on how Semai oral
traditions are transmitted from one generation to another. I have only conducted one research to examine
the music pedagogy of a Semai musician through a non-interventive research approach. I discovered that
the Semai musician practiced teacher-student mobility, freedom of choice, intuitive responses,
integration of cultural concepts, flexibility, and adaptability in response to the children’s character
(Chan, 2015).
The learning processes in traditional societies are usually summarised as “rote learning”—
listening, observing, and imitating. Current literature on rote learning relegates it to imitative learning
through repetition and memorisation without creative thinking processes: regurgitation, cramming,
mugging, and parroting of knowledge. These definitions are rather decondensing and does not consider
the entire enculturation process of learning, creating, and succeeding as a musician. During my music
advocacy workshops with the Semai, I had many questions that required deeper understanding of Semai
transmission processes such as “How did the elder musicians correct the young musicians when they did
not achieve the musical aesthetics or desired sound? Do the elder musicians teach by demonstrating the
music phrase by phrase or as a whole piece?
Secondly, I encountered issues in identifying the creator of the music which I had recorded.
Since I intended to publish some of my Semai music recordings online, the “composer” and “lyricist”
categories provided by the intellectual property organisations for royalties did not fit into how traditional
music is organised. The “creator” of oral traditions differs from the “composer” as known in western
classical and popular music. In western classical music, the creator of the music is an individual
composer whose work is premiered and presented as a final product. Among the Orang Asli, the Jahai
and Mah Meri recreate traditional secular songs through spontaneous improvisations of song text,
melody, and rhythm. As each individual musicians repeatedly embellish secular songs in various ways,
the song will eventually sound like a new song with tinges of the original tunes (Chan, 2016; Chan,
2023). This process of creation is noted by Nettl (1954) who emphasises on the importance of
“communal recreation” in improvisation, which involves “improvising over a previously existent
melody, or changing and varying it (p. 82). This phenomenon supports Rice’s (2017) statement who
asserts that even though songs and music may be created based on group interaction in communities,
“individual agency” in the creation of music is also an aspect to be considered. He emphasises on
“formative processes where people historically construct, socially maintain and individually create and
experience music” (Rice, 2017). However, acknowledging a “creator” is not of paramount importance in
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Orang Asli society.
In the case of the Semai, jenulak is derived from supernatural origins. As such, the answers to
creation and ownership becomes complicated. If the gunik is the teacher of the jenulak, how do we credit
a spirit guide? In addition, did the halak change any of the music and song texts he acquired from his
predecessor who acquired them from the gunik? Would these modifications credit him as a “creator”? The
identification of ownership, copyrights and intellectual property becomes important today when
publishing music online makes it susceptible to public sampling, modification, and commercialisation
without proper attributions.
The third issue in my music advocacy projects was the aura of mysticism that surrounded the
origins of jenulak, which is believed to be taught by a gunik to a halak (shaman). According to (Domhoff,
1985), “The song becomes the property of the dreamer, who may use it to summon the gunik. The gunik
may then be called upon to assist the singer and his kinsmen and co-villagers in a variety of ways, but
especially in curing illnesses and warding off other kinds of attacks…” (p. 27). In my musical advocacy
project, I encountered issues with the grandchildren of the shaman who did not want to replace their
grandfather as the “lead” singer. They believed that jenulak can only be sung by the halak (shaman) and
rearrangement of the original text is forbidden. There is also fear that when a particular jenulak is
performed, its owner, the gunik will be summoned. Their grandfather, the shaman, informed me that only
a halak with proper qualification can summon a gunik, therefore he gave me consent to teach his jenulak
to the public (Bah Kang Bah Mat, personal communication, May 6, 2017). However, one of his
grandchildren insisted that singing the jenulak without their grandfather would invoke involuntary
responses from the gunik. The contradiction between Bah Kang’s approval for me to transmit his jenulak
and his grandchild’s differing opinion led me into a confusion and hindered the progress of my project.
Hence, this article attempts to clarify some taboos associated with jenulak. A deeper analysis of
these varied perceptions may lead to a better understanding of how jenulak can or cannot be transmitted to
the public.
Objectives
The aim of this research is to examine (1) how Semai songs and music are transmitted from one
generation to the next generation; (2) how Semai musicians create songs and music; and (3) who can
succeed as the next generation of Semai musicians and composers?
Semai Concepts and Indigenous Values in Music
In traditional societies, the concepts and values of a society are integrated into the enculturation of music
processes (Merriam, 1964). The term “enculturation” is defined as the aspects of the learning experience
… by means of which, initially, and in later life, [man] achieves competence in his culture (Herskovits,
1948, p. 39). Enculturation refers to the process in which the “individual learns his culture, and it must be
emphasised that this is a never-ending process continuing throughout the life span of the individual”
(Merriam 1964, p. 146). In learning music, one is encultured in the concepts of the culture.
The Semai are an egalitarian society that practices the concept of sharing and working together
(Baer, 2006). The egalitarian concept is embodied in their singing structure. For example, the halak is
never highlighted as a soloist with exceptional talent—the end of the halak’s solo phrases is overlapped
by the heterophonic singing of the centong chorus (bamboo stamping tubes) (Chan, 2012; Mohd
Jalaluddin, 2003). Another Semai concept of paramount importance is tulah that renders everyone
responsible for all humanity. There should be no hurt, harm or deprivation inflicted on another individual
(Nicholas, 2010, p. 81). Therefore, no Semai children are forced to learn any musical instruments if they
were not interested in it. Semai concepts of egalitarianism and tulah are encultured into the Semai through
Clare Suet Ching Chan
83
the process of learning music.
Literature Review
In this section, I discuss some of the literature about transmission, creation, and succession in traditional
music of various societies. Much of the literature are from older sources as there has not been many
scholars that have examined these three processes in recent years.
Transmission
The section provides some examples of the transmission process in the diverse cultures of the world.
Merriam (1964) and Nettl (2005) are among the earliest ethnomusicologists that have addressed issues of
transmission and creation in the late 20th century. Merriam states that formal training is given to
youngsters who demonstrate potentials to become “real” musicians in the society. Musicianship is a
special skill that requires directed learning. Future specialists are identified and undergo special
instructions and training in the musical skills (Merriam 1964, p. 150). Densmore (1930) describes the
learning of music among American Indians in general as:
… the young men “sit with the singers at the drum and learn the songs in that way.” They are allowed to
pound on the drum with the others, and they sing softly until they learn the melodies (p. 654).
On the Nupe of Nigeria,
… you may see small boys practicing drumming on little toy-like instruments under the eye of the father.
They will go with him wherever he is called to perform, watching him, and when they are sufficiently
advanced, accompanying him on their own drums” (Nadel, 1942, p. 301).
According to Lord (1960), Yugoslavian male youth learn oral epics by “listening closely to an elder,
imitating his singing and finally, having acquired the necessary expertise, starting to perform at informal
gatherings (pp. 22-24). Densmore (1930), Nadel (1942) and Lord (1960) reveals a close relationship
between the teacher and the student in the learning process. In a more recent literature on Balinese
music, Kitley (1995) discusses the complex teacher-student relationship in which the teacher and pupil
have an idealised relationship whereby dedication, love, and loyalty mean more than money” (p. 49).
In some cultures, punishment is also a method used in training musicians. Nketia observed that
Akan musicians of Africa “were not always patient with their pupils. Master drummers have memories
of the smacks received when they faltered and of other hardships” (Nketia, 1954, p. 40).The cult
drummers of Brazil in South America are “put to public tests before the gods themselves, but any
deviation from the strict rhythm will be punished by a sharp rap over the knuckles, administered by the
player of the larger drum, who uses his drumstick for the purpose” (Herskovits, 1944, p. 489)
Blacking’s (1957) observation of children’s singing games demonstrates their ability to learn
tonal systems and rhythms beyond those introduced in Western Music Education. Venda children could:
acclimatise to singing the heptatonic melodies and more complex rhythms which are so common in Venda
music… it would be wrong to say that Venda children learn tetratonic songs before embarking upon
pentatonic and hexatonic song…There is a factor of taste, which is always hard to explain: the hexatonic
“Ndo bva ba tshidongo” is everywhere very popular, so that in spite of certain musical and linguistic
complexities, it appears to be one of the first songs that children learn, simply because they hear it more
often.
Irawati (2019) states that the transmission of kêlèntangan, music performed by the Dayak Bênuaq
of
Indonesia
requires
different
mechanisms
(Irawati,
2019).
These
mechanisms
include
bêkajiq (listening), kintau (imitating), and tameh (improvisation) (p.108). Hand (2017) discusses the term
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kupingan or “ear”, as an approach to learning that derives from the learner’s keen interest in learning
through listening. In kupingan, the student’s takes the lead in learning even without any specific teacher
who provides personal attention (p. 32). Harisna (2010) emphasises that “learning by ear” can only be
successful if it is “supported by perseverance and the willingness of individuals to repeat the results of
their observations” (p. 42). Harisna (2010) and Waridi (1997) examined how Indonesian gamelan
musicians learn by ear, self-discipline, and ascetic activities. Blacking (1957), Irawati (2019), Hand (2017)
and Harisna (2010) reveals a student driven self-directed approach to learning music.
In a recent literature, Treloyn (2022) argues for the importance of intergenerational knowledge in
music transmission and ethnomusicological praxis. She states the process in music transmission is
complex and changing—and is not necessarily passed along in a vertical manner among the indigenous
Aborigines Australia (Treloyn, 2022). This revelation is quite interesting as the younger generation who
have mastered a traditional musical skill may impart it to an older generation.
The literature on transmission provides some basic understanding to how music was transmitted
from the elders to the young. However, the transmission of song from the spirit guide of the supernatural
to human world continues to be shrouded in mystery.
Creation
In traditional societies, creation is shaped by public acceptance and rejection. Nettl (1954) argues that
creation among nonliterate people is the product of the mind of an individual and a group of individuals
(Nettl, 1954, p. 81). However, the Grimm brothers argues that “folklore (including music) is the
expression of an entire people that the group of reference as an entity is the creator of each folklore item”.
Grimms states that there is no individual creation and that any item of folklore is created from bits and
patches contributed by the people and put together into a cohesive entity at the time of creation (Merriam,
1964, p. 165). However, Merriam (1964) argues that there are:
… processes of compositions which groups of individual's works together, but in all cases, there are
individuals working creatively. Items of culture do not simply appear out of nowhere, there must be
contributions from specific individuals, whether these contributions can or cannot be pinpointed after the
fact of composition” (Merriam, 1964, p. 166).
While creations of non-literature societies have not been studied and written about in as detail as
the music of “high” cultures, Merriam contends that there is much evidence to support that nonliterate
people know creation, recognised it as a distinct process and some are able to discuss it. The Ibo
musicians “must learn all tunes by ear, or compose his own, which he frequently does” (Basden, 1921,
p. 190). Each adult male relatives among Mangaia in Polynesia must recite a song, if they cannot
compose a song, they will have to pay someone to provide him with a suitable song (Andersen, 1933, p.
155).
Roseman (1991) states that the Temiar, a group of Orang Asli, had come to engage with the
spirits of modernity—the airplane spirit and canned sardine spirit during the Japanese occupation of
Malaya through song. She deconstructs the notion of an “authentic” Orang Asli that does not change over
time. The Temiars channelled their disadvantaged status into creative song creations—“they may be
forced to eat canned sardines instead of freshwater fish, but they can dream and sing the power of its
spirit” (Roseman, 2006, p. 201). Whether or not they are submitting to their disenfranchisement through
an illusory inversion of disempowerment, Temiar shamans communicate with the spirits of modernity in
seeking remedies for illnesses (Roseman, 2006). This is one of the earliest types of evidence on the global
mobility and fluidity of song text creation.
In a most recent literature, Cannon (2022) states that creativity in performing nhac tai tu in
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85
Vietnam is an ongoing process. Musicians in these ensembles integrate new elements of music inspired
by the momentous sounds. For example, inspired by the construction sounds in the building next to the
performance venue, Vietnamese musicians match the pitch of the nails hammered into the wall with the
pitches on musical instruments (Cannon, 2022).
These literatures review that creation occurs in traditional societies in gradual, subtle ways.
Therefore, attributing a single “composer” to a traditional piece does not fit into the way traditional
music changes over time.
Succession
Among the Semai community, jenulak is believed to be taught by a gunik to the halak through dreams.
The ability to be a halak that receives jenulak from a gunik is an interesting component discussed in this
article. In traditional societies, the identification of a potential musician through the inheritance of “talent”
or development of musical abilities impinges upon the concept of “ascribed” and “achieved”. Linton
defines these two terms as follows:
“Ascribed” status is those which are assigned to individuals without reference to their innate differences
and abilities. They can be predicted and trained from the moment of birth. The “achieved” status is, as a
minimum, those requiring special qualities, although they are not necessarily limited to these. They are
not assigned to individuals from birth but are left open to be filled through competition and individual
effort. (Linton, 1936, p. 115).
There are many literatures that talk about how songs are received from a divine power. On the
Pawnee, an American Indian group, Densmore (1929) states:
A young man received this song in a dream, while mourning for his parent who had died. He saw a
woman coming toward him and said, “Mother is coming.” The woman said, you have seen me, now
you must learn this song.” The young man learned the song, lived a long time afterward, and took part
in the Bear Dance (Densmore, 1929, p. 37).
However, there is also evidence that suggests that there is a process of conscious creation even
when there are claims of visitations from supernatural forces. For example, Crashing Thunder, a
Winnebago Indian says that he falsely claimed a visitation from the supernatural. Therefore, his “new”
song that went with the visitation may have been pre-composed, or perhaps as an aftermath of an
unsuccessful petition (Radin, 1926, p. 26).
On a recent interview with a Semai musician, Gladis (personal communication, August 10, 2022)
stated that the sacred jenulak is also sung by his village folks during secular events. He informed me that
the Semai in his village (north Perak) often improvise new song text based on the jenulak tunes related to
sacred rituals to sing during different rituals. Some jenulak may have origins from a gunik but over time,
these jenulak evolve from sacred to secular contexts. He said this may not be allowed in Kampar, Central
Perak, but it is common in his hometown, Pos Kemar, Gerik, northeast of Perak. There are occasions
where Semai musicians who are not halak improvise new tunes over current jenulak tunes. Gladis’
testimony shows that jenulak can also be rearranged by any Semai in the community.
Methodology
The article utilises revisiting ethnography as a methodology to examining current issues in my work on
applied ethnomusicology. It is a re-examination of my past fieldnotes, interviews, and experiences
acquired during my research on the Semai group from Perak. I divide my findings into four cases studies
from different Semai villages in Central Perak including Kampung Ulu Geroh, Gopeng (2011), Kampung
Bukit Terang, Kampar (2018), Kampung Batu 15, Tapah (2012) and Kampung Sungai Tisong, Sungkai
(2022).
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Discussion
Case 1: Saripah binti Ngah of Kampung Ulu Geroh, Gopeng
From 2011-2012, I conducted research on the traditional music of the Semai of Kampung Ulu Geroh in
Gopeng, Perak.1 The villagers introduced me to Saripah binti Ngah, an elderly lady, who led the sewang
dance group (Chan, 2011, p. 36). I thought Saripah was a female halak but she informed me that she was
an Anglican Christian and had no connections with the supernatural world. Since her husband did not
want to learn jenulak, Saripah decided to learn the jenulak titled “Wak Dayang” from her late mother-in-
law, Wah Weng. Wah Weng had learned it from her late husband, Bah Tum. Bah Tum was well known as
the village halak. Saripah said she could only understand a few words from the “Wak Dayang” jenulak
such as tempat dayang (the lady-in-waiting’s abode), guru (teacher), ineng di tah (look above), ineng kuil
(look to the right and left) (Figure 1) (Chan, 2012). Unlike Bah Tum, who learned jenulak from visitations
by specific gunik, Saripah learned jenulak due to her own interest. This case demystifies the perception
that healing songs are directly transmitted from the gunik to the halak and can only be sung by them. It
shows that jenulak with origins from a sacred context has evolved into a secular context.
Besides “Wak Dayang”, Saripah created her own jenulak known as “Dendang Dendang”. Some
of the song texts include “Dendang Dendang (to sing)” and “guru” (teacher) (Figure 2). Saripah said she
used a more rancak (energetic) and livelier “samba” rhythm pattern to perform this jenulak. “Samba” is a
rhythmic pattern derived from Brazil. I believe Saripah used the term “samba” to relate to a more lively
energetic rhythm in her new song. There are some similar musical elements between “Dendang
Dendang” and “Wak Dayang” such as (1) the rhythmic pattern of combined quavers and semiquavers
conjunct melodies (a) and (2) a perfect 4th interval rise or drop (b) before long phrases of conjunct melody
(c) (Figure 2 and 3). Saripah’s testimony demystifies the perception that jenulak is solely transmitted from
divine inspiration to a shaman. It shows that jenulak can be transmitted to anyone interested. It can also be
sung in a secular context by a common person without summoning the gunik. This testimony also shows
that Semai musicians create new jenulak which is inspired by the individual’s local and globally mediated
experience through mass media.
Figure 1. Ulu Geroh, Gopeng, Perak sewang dancers. From left: Saripah binti Ngah, Long Pinpin d/o Bah Can, Long
Baru d/o Bah Gubing, Wak Te Oi, Linda, Waran and Kerelim (Chan, 2011, p. 36).
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Figure 2. Excerpt from Wak Dayang (Chan, 2012a, p. 64).
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Figure 3. Excerpt from “Dendang Dendang” (Chan, 2012a, p. 65).
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Case 2: Bah Kang Bah Mat of Kampung Bukit Terang, Kampar, Perak
From 2011-2012, I conducted research on advocating the music of Bah Kang a/l (son of) Bah Mat
(Figure 4) of Kampung Orang Asli Bukit Terang, Kampar, Perak. Bah Kang (Figure 4 and 5) is a
pawang, the most powerfully ranked shaman in his village.2 He was born in Kampung Orang Asli Batu
16, Jalan Tapah during the beginning of World War II (1939-1945). His grandmother, the late Enjau, was
a well-known pawang, who was able to summon specific gunik to aid in childbirth and the curing of
illnesses. Bah Kang inherited the art of shamanship through genuine interest and immersion into the role.
Before he was approached by any gunik, he had learned some jenulak mainly from his sister-in-law, who
had learned it from Enjau, who was already quite elderly then. Bah Kang says that not everyone can
inherit the art of showmanship. It is a role that required strength of heart and mind, sincerity, and
integrity (Bah Kang a/l Bah Mat, personal communication, 6 May 2017).
Figure 4. From left: Bah Muda, author, Bah Kang. (photo
by Clare Chan, May 9, 2004)
Figure 5. Bah Kang. (photo by Clare Chan, July 1,
2017)
During this research period, Bah Kang allowed me to record and learn to sing four of his jenulak.
The four jenulak are “Sangkut Dipulai yang Debor”. “Wak Genamun”, “Wak Jenudi” and “Tok Barat”
(Chan, 2019). On a discussion of the jenulak “Wak Genamun”3, Bah Kang said he learned this jenulak
from his sister-in-law, who learned it from his grandmother, Enjau. Enjau received the song from the
gunik known as Wak Genamun. After he began to learn the jenulak seriously, Bah Kang said that Wak
Genamun began to appear in his dreams and friendship is developed.
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On the question of how Bah Kang acquired the songs, he replied:
Wak Genamun… nenek saya dulu, dia dapat saya belajar. Wak Jenudi … arwah kakak ipar saya, tapi
saya belajar dia punya sewang tu, baru dia masuk. Kalau tak belajar tak dapat pun, mmm teruk, teruk
sewang ni.
Wak Genamun… from my grandmother, she got it and I learned it from her. Wak Jenudi … my late
sister- in-law, I first learned her sewang before ‘it’ (the gunik) came to me. If I didn’t learn, I wouldn’t be
able to get it … hmmm difficult … (Bah Kang Bah Mat, personal communication, May 6, 2017).
Bah Kang was attracted to learning jenulak from an early age. He stated that a gunik will only
choose to approach those who demonstrate genuine interest and diligence in learning jenulak and
sustaining a relationship with it. Bah Kang explains how he acquired the jenulak:
Bukan saya dapat sendiri, saya belajar dulu baru dia letak dia punya … apa tu … dekat saya, macam
ni, dia punya bunga
I did not obtain this myself, I learned it first, then only did the gunik place the … what do you call that
… in me… like this... her flowers (referring to ornamented melodies) (Bah Kang, personal
communication, February 3, 2018).
Malam-malam belajar, baru dia letak dia punya benda itu hari-hari, setiap malam, bukan kira bulan,
tahun-tahun. Darah kami panas, benda dia sejuk, benda dari gunung, (Bah Kang Bat Mat, personal
communication, 1 February 2017).
I learned the song for many nights, and then only did it place the song in me every day every night,
sometimes over a few months, even years. Our blood is warm, the spirit guide is cool, it comes from the
mountains. (Bah Kang a/l Bah Mat, personal communication, February 2, 2017).
Initially, Bah Kang had learned “Wak Genamun” by imitating his late sister-in-law. With
continued interest and hard work at learning “Wak Genamun”, he stated that the female gunik, Wak
Genamun, had begun to approach him in his dream and lay down more verses … not in one dream, but in
a succession of dreams. Bah Kang acquired his status as a musician partially through the “achieved” and
“ascribed” status. He mainly acquired his musical skills by learning through listening and observing. Bah
Kang says he did not alter any of the lyrics and music he learnt from the gunik. Therefore, I acknowledged
Bah Kang in my music transcriptions of his jenulak using the term “as performed by” (Chan, 2019). The
musical characteristics of “Wak Genamun” are a repeated rhythmic pattern consisting of dotted crochets
and quavers played by the centong (bamboo stamping tubes)(a), a typical perfect 4th pitch rise or drop (b)
before a long conjunct melody (c) (Figure 6).
Bah Kang allowed me to document, record and teach his jenulak to the public because I had come
to learn from him to gain a deeper understanding of his jenulak and sought his permission to disseminate
his jenulak to the public. He informed me that he had inform his gunik on this matter.
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Figure 6. Excerpt from “Wak Genamun” (Chan, 2019, p. 21).
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Case 3: Alang Bah Kang from Kampung Orang Asli Batu 15, Tapah, Perak
Alang a/l (son of) Bah Kang (Figure 7 & 8) is the third son of Bah Kang Bah Mat. He lives in Kampung
Batu 15, Tapah. Alang is prolific at playing pensol (nose flute). He learned to play pensol from a relative
when he was already an adult. Alang is a self-taught musician who learned to sing jenulak from his father.
Alang has no connection with his father’s gunik. He is an example of a musician who learned music based
on his own interest and initiative. In 2013, he created a jenulak titled, “Semain” (Chan, 2019, pp. 35–36).
He said it was a song of “prayer” for peace and happiness. He offers this jenulak to whom he calls, the
‘Most Powerful/ Omnipotent’ for blessings of goodwill and protection from catastrophe and sickness
(Alang Bah Kang, personal communication, March 5, 2017). Alang acquired his musical and creation
skills through listening and observing. Therefore, Alang’s status as a musician is “achieved” and not
“ascribed.
The musical characteristics of “Semain” has some similarities with “Wak Genamun” such as the
repeated dotted crochet rhythmic pattern (a) played by the centong and a typical perfect 4th (b) pitch rise
or drop sung by the singer. “Wak Genamun” combines conjunct melodies (c) with more “tuneful” melody
(d) (Figure 9).
Figure 7. Alang Bah Kang (left) on the rebana.
(photo by Clare Chan, May 9, 2004)
Figure 8. Alang Bah Kang. (photo by Clare
Chan, July 1, 2017)
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Figure 9. Excerpt from “Semain” (Chan, 2019, p. 35).
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Case 4: Bah Ajis Bah Labu from Kampung Sungai Tisong, Sungkai, Perak
In 2022, my research team and I recorded five jenulak from the Semai of Sungai Tisong, Sungkai, Perak
(Chan, 2022).4 The lead singer was Bah Ajis bin Bah Labu, an elderly Semai who often sung for visitors at
tourism events (personal communication, August 23, 2022). Bah Ajis clearly informed us that he is not a
shaman and has no knowledge of healing. I recorded two jenulak created by Bah Ajis titled “Daun Nipah
Mahu Jari Nipan” and “Berjalan di Ulu Liang”. In addition, I recorded two jenulak which Bah Ajis had
learned from a deceased elder, Bah Pagar son of Bah Abus —“Dik Dik Berbuai” and “Selamat Guru
Lalu”. On a discussion of the fifth jenulak “E Manik Ju Koyan” jenulak, Bah Ajis said:
… saya punya pakcik, yang Manik Koyan tu … hujan daripada Koyan tu … pakcik saya la … dulu saya ikut
suara dia la … saya belajar, saya ingat, adat budaya kita Orang Assli, kalau saya tak belajar saya punya
pakcik, nanti kita pupus, kita lupa, kita takdak tahu apa-apa.
… it belongs to my uncle, the Manik Koyan, the rain from Koyan … it is from my uncle ... last time, I
imitated his voice... I learned, I remember, the customary traditions of our people, if I don't learn from my
uncle, then it will disappear, we forget, we don't know anything then (personal communication, August
23, 2022).
Bah Ajis had learned “E Manik Ju Koyan” from a now deceased uncle, Yok Chep. Yok Chep was
a well-known halak in their village. Bah Ajis said he memorised the song texts and did not change them.
When asked whether Yok Chep acquired it from a gunik, Bah Ajis said:
… Itu Yok Chep, itu dia, dia dapat, terpulang sama dia, dari mana dia dapat, saya boleh tak tahula … sebab
orang dulu, kita tak dapat sampai, macam mana dia punya nasib … tapi untuk saya, saya ikut juga ... tok
halak, memang tok halak. Tapi sampai saya takdak tok halak la. Minat, saya minat lagu …
That's Yok Chep, that's him, he got it, it's up to him, where he got it, I don't know... because they are people
from the past, we cannot reach them, their luck in life… but for me, I just follow… he was a shaman, really a
shaman… but when it got to me, I am not a shaman… I am just interested in the song (Bah Ajis, personal
communication, August 23, 2022)
Bah Ajis is unsure of the origins of the jenulak he had learned from the people who had already
passed on. He said he just imitated the jenulak from Yok Chep because he was interested in it. Bah Ajis’
interest in learning jenulak is also driven by a love and nostalgia for his people. He states that even though
Yok Chep has passed away, he misses his voice, the people of the past, the voices of his ancestors.
Dah meninggal, tak dak… saya ikut dia punya suara, saya rindu, sebab saya orang dulu, kita, walaupun
tidak pakai baju… tapi saya ingat suara kita orang asal juga.
He has passed away, does not exist anymore… I just imitate his voice, I miss it, because our people, we,
even if we do not wear clothes… but I remember the voices of our ancestors too.
Bah Ajis informed us that he had created two of the jenulak that we recorded—“Daun Nipah Jari
Lipan” and “Berjalan Ulu Liang”. He said:
… saya sendiri bikin, suka hati mau bikin nyanyi la …. belajar sendiri, saya suka cipta lagu, saya takdak
ada guna, saya cakap terus terang, bukan berhalak, saya tiada.
(Bah Ajis, personal communication, August 23, 2022).
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… I created them myself; I enjoy creating the music to sing … I learned by myself, I like to create new
songs, I tell you honestly, I don’t have any shamanistic ability, I am not a healer, I am not (Bah Ajis,
personal communication, August 23, 2022).
Itu saya lagu sendiri, itu mula pertama, lepas tu saya, dua … daun nipah itu lagu saya sendiri. Bukan sama
siapa, saya dapat, saya cipta la… (Bah Ajis, personal communication, 23 August 2022)
It is my own song, my first song, then second … daun nipah is my own song. It is not from anyone, I made
it, I created it la … (Bah Ajis, personal communication, August 23, 2022).
Figure 10. Bah Ajis a/l Bah Labu. (photo by Clare Chan, June 2, 2022)
When I asked Bah Ajis about the meaning of the two jenulak he created, he could give me lengthy
descriptions about them. When asked about the meaning of three jenulak he learned from Yok Chep and
Bah Pagar a/l (son of) Bah Bei, Bah Ajis says he does not know what the elders wanted to deliver in the
jenulak. Bah Aji insists again that he did not change any text from the jenulak he learned from Bah Pagar.
On the jenulak “Dik Dik Berbuai”, Bah Ajis said:
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… berbuai saya pun tak tahu … saya ikut juga… serupa biasa juga… saya dengar itu macam, serupa saya
nyanyi itu macam juga... serupa penyanyi kalau P. Ramlee... itu macam, orang baru, macam juga ikut ...
Kita orang asli juga mana kita punya pakcik nyanyi itu macam, tak boleh, tak mau berubah.
… about “berbuai”, I also don’t know... I just follow... just like normal... I heard it like that, so I sing it like
that too... like the singer P. Ramlee… everyone also just follows... We are Orang Asli also, our elders sing
like that… cannot change, I don't want to change it too (Bah Ajis, personal communication, August 23, 2022)
Bah Ajis’ testimony that he is not a shaman and has no healing powers show that jenulak can be
learned by anyone interested in singing them. Therefore, learning music is “achieved” and not “ascribed”.
Bah Ajis’ insistence that he did not change any of the song text tells us that jenulak that is learned from
their predecessors are like lyrics of popular songs that we memorise today. On his own creations, Bah Ajis
feels that he has the freedom to alter and change the text of the song.
Conclusion
This article demystifies the perception created by the Semai and previous academic literature that the
transmission of jenulak is limited to spiritual encounters. It also deconstructs the notion that only people
with “spiritual” status can learn to sing jenulak. Therefore, the ability to sing or play music among Semai
musicians is achieved and not ascribed. A musician succeeds as one through individual efforts, interest,
and diligence. The approach in which the four musicians learn jenulak demonstrates that learning is an art
that is self-directed. The learner is the most important person in the learning process. This approach
adheres to the Semai concept of tulah which states that no human should be forced to practice anything
beyond their will This learning method is similar to Hands (2017)’s description of kupingan and Harisna
(2010) details on learning with perseverance in Javanese art of learning. This argument is supported by
my fieldwork encounters with three Semai musicians—Saripah, Alang, and Bah Ajis. They are Semai
musicians who did not have spiritual encounters with gunik when learning jenulak.
These testimonies prove that singers who formerly learned sacred jenulak had created new
jenulak that was different from the previous sacred version. This proves that there is individual agency in
creating songs among in Semai society. Testimonies from the interviewees reveal that they have not
changed any of the song text, melody, rhythm, and style from the previous jenulak with supernatural
origins. The article also shows that there is a sense of sacredness in jenulak that was taught by gunik to
halak. However, this article also shows that Semai musicians who have learned and experienced jenulak
that have supernatural origins have created their own new jenulak. These new jenulak are created from
their experience of the melody, rhythm, and style of sacred jenulak. Newly composed jenulak
demonstrate the inclusion of new rhythmic patterns and broader melodic structures.
This article is limited to testimonies from elderly musicians from Central Perak, who learned
jenulak from their deceased halak predecessors. The performance of sacred jenulak may change today as
the concept of jenulak with sacred supernatural origins becomes a memory of the past. Each time jenulak
is performed, it may subtly evolve based on the singer’s habitus—their identity, creativity, and artistic
aesthetic as well as their interaction with the local and global forces. As jenulak is passed down to the
next generation as an oral tradition, it may be modified based on the musician’s musical aesthetics. Gladis
(personal communication, August 10, 2022) informed me that the Semai in his village, Pos Kemar,
located in Northeast Perak, often improvise new song text based on the jenulak tunes related to sacred
rituals to sing during different rituals. Some jenulak may have origins from spirit guides but over time,
these jenulak evolve from sacred to secular versions. These versions may be classified as new
“arrangements” of jenulak. (Anthony Seeger, personal communication, July 23, 2022,). However, I have
no evidence to affirm this belief at this point of time. This will be research for future researchers who
may refer to my music score and recordings of the current jenulak. This article is not able to address
Clare Suet Ching Chan
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intricate details of how music is transmitted and composed. I recommend close observation of these two
approaches for future studies.
The recontextualisation of music that once served a now declining sacred healing context finds its
survival as secular songs performed as identity representation of the Semai today. Culture bearers that
continue to perform Semai music today do not necessarily have relations with the supernatural, but they
played an important role in the sustainability of the Semai musical heritage. This phenomenon may
perhaps be the Orang Asli’s organic, natural, or even subconscious action toward the sustainability of
musical heritage.
Endnotes
1 This research was titled “Modernization and Tourism: Reshaping the musical aesthetics of the Orang Asli (Semai)
of Ulu Geroh, Gopeng (2011)” funded by the Geran Penyelidikan Universiti (GPU), Universiti Pendidikan Sultan
Idris.
2 Shamans are ranked by degree of adeptness—from the lowest to the highest are the bomoh, dukun and pawang.
3 This research is titled “Advocating the development of contemporary traditional Orang Asli music as an approach
to cultural sustainability” (19 October 2016 - 18 October 2017) and funded by the Geran Penyelidikan Universiti
(GPU), Universiti Pendidikan Sultan Idris. Wak Genamun is a mountain princess, a gunik that resides in the
mountains of Batu 7, Kuala Woh in Tapah, Perak. In this song, Wak Genamun is gleefully playing among the clouds
in the sky with her mother. She swings high and low on a swing in the “heavens”.
4 The music recording was funded by a grant from Cendana Independent Musician (2020-2022). The music album
titled “Songs and the Music of the Semai of Tisong” was published online through Apple
https://music.apple.com/cy/artist/semai-of-tisong/1644319967, YouTube
https://www.youtube.com/channel/UCM0sF0Dl7tq-tpuNqsHw3LQ?themeRefresh=1, and many other channels.
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Pos Woh, Perak. [Unpublished Master’s Thesis]. Universiti Sains Malaysia.
Nadel, S. (1942). A black byzantium. Oxford University Press.
Nettl, B. (1954). Notes on composition in primitive culture. Anthropological Quarterly, 27, 81-90.
Nettl, B. (2005). The study of ethnomusicology: Thirty-one issues and concepts. University of Illinois Press.
Nketia, J. K. (1954). The role of the drummer in Akan Society. African Music, 1, 34-43.
Radin, R. (1926). Crashing thunder: The autobiography of an American Indian. McGraw-Hill.
Rice, T. (2017). Modelling ethnomusicology. Oxford University Press
Roseman, M. (1991). Healing sounds from the Malaysian Rainforest. University of California Press.
Schebesta, P. (1973). Among the forest dwarfs of Malaya. Oxford University Press.
Treloyn, S. (2022). Intergenerational knowledge: Changes and continuity in music transmmission and
ethnomusicological praxis. Music Research Journal, 3, 1-27.
Waridi, R. L. (1997). Martopangrawit, empu karawitan gaya Surakarta, sebuah biografi. [Unpublished master’s
dissertation]. Universitas Gadjah Mada, Yogyakarta, Indonesia.
Biography
Clare Suet Ching Chan is an associate professor of Ethnomusicology at the Department of Music, Faculty of
Human Ecology at Universiti Putra Malaysia. Prior to this she taught at the music department of Universiti
Pendidikan Sultan Idris from 2002-2022 and held appointments as the deputy dean (research and graduate studies)
(2011—2017) and chief editor (2015-2021) of the Malaysian Journal of Music. Clare served as the International
Council of Traditional Music (ICTM) national liaison officer from 2018-2019. She is now an executive committee
member of the Southeast Asian Directors of Music (SEADOM). Clare graduated with a PhD in Music
(Ethnomusicology) from the University of Hawai`i at Manoa (2010); Master of Arts (Ethnomusicology) in 2002 and
Bachelor of Arts (Music) in 1998 from Universiti Sains Malaysia, Penang. She was awarded a Fulbright Scholarship
(2005-2007), the Asia–Pacific Graduate Fellowship in Ethnomusicology from the University of Hawai`i at Manoa
(2005-2007), the East-West Center Graduate Degree Fellowship (2008-2010) and the Sumi Makey Scholars Award
for Arts and Humanities (2008) for her PhD studies. Her research interests include applied ethnomusicology,
sustainability, heritage advocacy, tourism, modernisation, and globalisation of music.
|
Malaysian Journal of Music Vol. 11 No. 1 (2022) | methods, pedagogy, piano, Rolf-Dieter Arens, teacher | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/431 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/5033 | Organic Concept in Rolf-Dieter Arens’s Piano Teaching Strategy | Rolf-Dieter Arens is a distinguished and revered musical figure with a career spanning more than fifty years as a concert pianist, chamber musician, and educator. His innovative teachings have influenced professional pianists, teachers, and students worldwide. The purpose of this study is to document and explain Arens’s distinct piano teaching approach. Data collection methods were participant observation, interviews with students and communication with Arens. Arens’ teaching strategies involve ideas such as the establishment of goals, modelling, listening, visualisation, deconstruction of the musical structure, and subdivision support. However, a major distinction in Arens’s teaching as compared to others is the notion that techniques and artistic interpretation are a holistic unit and are taught simultaneously rather than compartmentally is common. Another major aspect of Arens’s teaching approach involves what is called the “organic” flow which is an understanding of how the musical structure should regulate the artistic and technical decisions for performance. This study provides a substantial guide and reference to pianists and pedagogues who wish to expand their perspectives in the process of music-making as well as improve their teaching and performance techniques. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/5033/3487 | [] | A. Yonathan
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Organic Concept in Rolf-Dieter Arens’s Piano Teaching Strategy
Aylwin Yonathan
College of Music, Mahidol University,
25/25 Phutthamonthon Sai 4 Road Salaya, Phutthamonthon Nakhonpathom, 73170 Thailand
E-mail: [email protected]
Published online: 29 April 2022
Cite this article (APA): Yonathan, A. (2022). Organic concept in Rolf-Dieter Arens’s piano teaching. Malaysian
Journal of Music, 11(1), 1–13. https://doi.org/10.37134/mjm.vol11.1.1.2022
Abstract
Rolf-Dieter Arens is a distinguished and revered musical figure with a career spanning more than fifty years as a
concert pianist, chamber musician, and educator. His innovative teachings have influenced professional pianists,
teachers, and students worldwide. The purpose of this study is to document and explain Arens’s distinct piano
teaching approach. Data collection methods were participant observation, interviews with students and
communication with Arens. Arens’ teaching strategies involve ideas such as the establishment of goals, modelling,
listening, visualisation, deconstruction of the musical structure, and subdivision support. However, a major
distinction in Arens’s teaching as compared to others is the notion that techniques and artistic interpretation are a
holistic unit and are taught simultaneously rather than compartmentally is common. Another major aspect of Arens’s
teaching approach involves what is called the “organic” flow which is an understanding of how the musical structure
should regulate the artistic and technical decisions for performance. This study provides a substantial guide and
reference to pianists and pedagogues who wish to expand their perspectives in the process of music-making as well
as improve their teaching and performance techniques.
Keywords: methods, pedagogy, piano, Rolf-Dieter Arens, teacher
Introduction
Many piano teachers at the tertiary level desire to produce well-trained students who in turn can go forth
as performers and teachers themselves. Numerous piano pedagogues and authors have exhaustively
examined the components of piano playing including techniques, articulations, stylistic interpretation,
memorisation, and performance techniques (Jacobson, 2015). Piano instructors frequently teach these
components in a fragmented (Heavner, 2005) or intuitive fashion (as cited in Holmgren, 2020, p. 108).
Among some of the problems with teaching these components separately is that the student has
disconnected knowledge about these components of piano performance, and they may also struggle to
apply them in actual performance.
Rolf-Dieter Arens, a prominent piano pedagogue, has an approach that addresses the concern of
fragmented piano instruction. His strategy involves a synthesis of the cognitive (musicianship and stylistic
interpretation), affective (expressive elements and emotion), and psychomotor (techniques, tone
production, and rhythmic impulse) in a holistic manner. His pedagogical philosophies have proven widely
influential as evidenced by his responsibilities as a jury in international piano competitions, masterclasses
held worldwide as well as his students’ outstanding success. Hence, Arens’s approach to piano teaching
merits scholarly attention as it has wide-ranging benefits for performers and pedagogues alike.
Nonetheless, there is a dearth of materials that seeks to investigate and explain Arens’s approach to piano
instruction. Thus, the purpose of this study is to examine Arens’s teaching strategy focusing primarily on
how he synthesises different components of piano playing in a holistic manner. This study could benefit
piano teachers by providing an alternative way of piano pedagogy for teachers who are helping with their
students’ piano performances. Furthermore, this will help students to understand the process of integrating
these components into a singular idea for performance.
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Literature Review
Rolf-Dieter Arens is a pianist and pedagogue who has influenced many performers and piano teachers
through his teaching at schools of music in Leipzig, Weimar, and Salaya, and numerous master classes
and adjudication duties involving various music festivals and competitions such as the International
FRANZ LISZT Piano Competition. Before this document, there had not been any study undertaken to
illustrate Rolf-Dieter Arens’s contributions to piano pedagogy. Information about his life and professional
activities are available from various sources on the website such as the International FRANZ LISZT Piano
Competition Weimar-Bayreuth (https://www.hfm-weimar.de), Liszt Utrecht (https://www.liszt.nl), Summer
Music
Academy
in
Hundisburg
(http://www.sma-hundisburg.de),
and
discographies
(https://www.discogs.com). However, these resources gave no information concerning his teaching
techniques. The study of Arens’s life, teaching, and contributions will provide invaluable information and
acumen for pianists and pedagogues.
There is substantial literature devoted to examining the teaching strategy and philosophies of
prominent piano pedagogues. Ernst (2012) studied the teaching approach of Marvin Blickenstaff as well
as described Blickenstaff’s philosophy, lesson content, and teaching techniques. A complete listing of
publications and recording of his lessons, classes, interviews, and surveys were all well documented and
discussed thoroughly. Research studies on other eminent pedagogues in the United States of America
include Marrienne Uszler by Beres (2003), Jane Bastien by Burns (2011), James Lyke by Choi (2012) and
Clarence A. Burg by Owen (1997). The studies of renowned concert pianists who dedicated their lives to
teaching include Arthur Schnabel by Sossner (1986), Claudio Arrau by von Arx (2006), Olga Samaroff by
van Beck (2004), Mieczyslaw Munz by Lee (2016), and Ann Schein by Gray (2021). Each of these
studies has a similar focus to Ernst’s (2012) with an emphasis on the pedagogue’s life, contributions,
philosophy, and piano techniques, but only a few of them explain teaching strategies in detail.
Surveys on the teaching elements of piano techniques from distinguished piano pedagogues and
authors of methods books were evaluated by Knerr (2006). The findings of Knerr’s (2006) study were
organised into six technical components of piano teaching with their subdivision, which are: 1)
Philosophy: techniques and teaching; 2) Basic components: posture, hand position, tone production, and
playing apparatus, contraction and relaxation, mind/body relationship; 3) Exercises: gymnastic exercises
and exercises; 4) Movement at the keyboard: physical and lateral movement; 5) Fundamental forms: five-
finger pattern, rotation, and scales; 6) Basic musical inflection: articulation (legato and staccato), rhythm,
dynamic and tonal control, tone quality, and tempo. This categorisation is used as a guide for organising
this research study.
Selected studies on prominent pedagogues from South-East Asia also provide valuable
perspectives. Santoso (2013) discusses the contribution of Indonesian pianist Iravati Sudiarso with a great
deal of information containing biography, professional activities, teaching content, and approach. The
multifaceted concert pianist and pedagogue Reynaldo Reyes was examined by Porticos (2017). In the
study, Porticos (2017) shared a fresh perspective on Reyes’s concepts and techniques in performance and
teaching strategy. The mechanism, position and movements of the playing apparatus (the fingers, wrist,
elbow, and shoulder) are extensively discussed as well as the formation of a sound image that is based on
stylistic performance practice. Similar to Arens’s perspective, Reyes emphasises the importance of rhythm
and pulse, which serves as the driving force for motion (Porticos, 2017).
Brown (2009) described the life and professional activities of the German-born Menahem
Pressler. Brown (2009) discussed Pressler’s teaching philosophy, technical approach (which includes
strong fingers technique), the concept of relaxed arms (which includes exercises), and principles for
achieving expressive performance through emotion, phrasing, rhythm, tone quality, and colour.
Furthermore, the document includes examples of Pressler’s words and technical instructions that can be
used as a performance and practice guide. Pressler’s teaching exhibits some resemblance to Arens’s.
Von Arx (2006) elaborated comprehensive discussions on the teaching of renowned performer-
teacher Claudio Arrau. The study examines Arrau’s philosophy, techniques, artistry, and interpretation as
well as student recollections of Arrau’s teaching. One of Arrau’s major teaching points is that the primary
factor in achieving optimal artistic expression is for the performer’s body and mind to work in unison
(von Arx, 2006). Arrau’s ability to produce expressive sound, round tone, and flexibility, according to von
Arx (2006), is dependent on relaxation. The relaxation which liberates a performer from muscle stiffness
lays the groundwork for the emotional and physical responses to work in harmony (von Arx, 2006).
Relaxation does not imply weakness but rather a state of firmness without stiffness. Arrau’s concept of a
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unified and coordinated flow of physical mechanism, artistic intention and technique served as a critical
reference point for the study.
According to Sandor (1981), the way a pianist attacks the keyboard or the way the motion is
employed will determine the sound production. This implies that technique and music-making are not
separate concepts. The ability to use appropriate techniques while performing great compositions is one of
the primary goals of performers. Furthermore, the essential factors that transform techniques into artistry
include pedalling techniques, the art of practising, memorisation, musical expression, and well-informed
public performance (Sandor, 1981). Nevertheless, the most crucial aspect of piano techniques is not only
the physical aspect or technical drill but also the mental aspect which includes the clarity of tonal image,
musical idea, and listening to oneself while playing (Kochevitsky, 1996). The mental-physical
relationship is further clarified by Li and Timmers (2021) who stated that the production of piano timbre
is realised effectively only by co-constructing conceptions between the teachers and the students, which
are enacted through bodily experience and embodied through performance actions. The conceptual
framework of this idea serves as the foundation for this study.
Given the strong correlation between artistry and stylistic interpretation, it is critical that this
research is connected to performance practice through an examination of various nationalistic piano
schools. Lourenço (2010) evaluated technical and interpretative elements, repertoire preference, sonority,
tempo, pedal use, and pedagogical approach in three distinct European nationalistic piano schools:
Russian, German, and French. In regard to the German school, he stated that this school favoured dynamic
balance, consistent tempo, respect for rhythmic structure, clarity of lines, voice leading, phrasing, and
articulation (Lourenço, 2010). One of the well-known concert pianist-teachers who represents the German
tradition is Arthur Schnabel. In the discussion about Schnabel’s interpretative approach, Wolff (1979)
systematised Schnabel’s idea by relating it to technical and interpretative aspects such as melodic
structure, musical direction, and articulations, which consist of melodic, harmonic, metric, and rhythmic
articulations. Wolff (1979) explained and clarified some interpretative and expressive aspects of
Schnabel’s which are difficult and intricate to explain. Schnabel’s approach to teaching which dwells
upon the formal aspect of the music rather than piano techniques was examined by Sossner (1986).
With the complexity of the physical and mental processes associated with piano playing and
instructional strategies, the following research questions are explored in this study:
1. What makes Rolf-Dieter Arens’s approach to pedagogy unique and beneficial for performers and
pedagogues?
2. What specific teaching strategies does Rolf-Dieter Arens use to implement his pedagogical
approach?
3. How does he implement the teaching strategies in his piano lessons?
Methodology
Based on the fact that this research does not begin with a hypothesis but rather seeks to explore, describe,
and analyse Rolf-Dieter Arens’s pedagogical content and approach, descriptive case study approach is the
most appropriate research design. This research comes as a part of the thesis for a doctoral program in
performance and pedagogy at Mahidol University. Rolf-Dieter Arens, four of his professional colleagues,
and thirteen of his former and current students took part as participants. Interviews and observational data
were gathered during the data collection period that began in June and ended in October 2019.
There are two types of interviews: one with Arens and one with his students and colleagues. The
interview with Arens is categorised into five components: Arens’s personal background, educational
background, his career as a performer, his career as a pedagogue, and miscellaneous queries that support
the study (e.g., his experience as a piano competition adjudicator). The researcher interviewed Arens at
Mahidol University’s College of Music, Salaya Campus, Thailand where he served as a guest professor
during this period. This interview was videotaped for archival purposes. The interview with his students
and colleagues was designed to elicit respondents’ personal experiences with Arens including thoughts
and perspectives on his significant contribution to piano pedagogy as well as a description of Arens's
concepts, artistry, performance, technique, and teaching strategies. Thirteen students and four colleagues
of different nationalities (Germany, Japan, Philippines, Indonesia, and Thailand) participated in the
interview. A single interview session was held with each participant. The interviews took place at the
College of Music, Mahidol University Salaya Campus, Thailand. Former students and colleagues who do
not live in Thailand as well as students who live in Thailand but were unable to participate in the face-to-
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face interview were given a written interview. The researcher collected interview responses either in
written form or via audio recording. When further clarification or questions were needed, the researcher
contacted participants via email, instant messaging platform or video call.
The empirical data were gathered by observing Arens’s lessons with other students, master
classes, chamber rehearsals, and Arens’s private practice sessions. These observations were documented
through written notes and video recordings. The researcher substantiated the findings by collecting
commentaries, notes, and marked music scores from the researcher’s three years of weekly private lessons
with Arens. The score analysis was selected from the repertoire list of the researcher’s private studies with
Arens, namely Wolfgang Amadeus Mozart’s Piano Sonata No. 10 in C major, K. 330, Robert
Schumann’s Faschingsschwank aus Wien, Op. 26, Johannes Brahms’s Variations and Fugue on a Theme
by Handel, Op. 24 as well as Franz Liszt’s Grandes Études de Paganini, S.141 and Sonata in B minor, S.
178.
The collected data were classified into two categories: stated and observed. All of Arens’s stated
and observed philosophies, concepts, techniques and teaching strategies on performance, and pedagogy
were subject to evaluation. Participant observations of Arens’s unstated but demonstrated practical
instructions or suggestions were recorded and paraphrased using the researcher’s own terminology,
narration, and description.
The researcher gained information about Arens’s concepts and techniques by observing him
teaching, practising, and rehearsing. Six teaching strategies were identified and decided as a result of these
observations. The findings were verified and clarified during the interview with Arens. This interview
explained his teaching and performance philosophy, piano techniques, teaching approach, life
experiences, and contributions to the piano world. The interviews with Arens’s students and colleagues
substantiated the data by providing details about Arens’s performances, piano techniques, life experience
working with Arens as well as perspectives on his teaching. Each student mentioned Arens’s teaching
strategies, which were collectively represented in six distinct strategies.
Result
The research finding reveals that Arens’s core philosophy of music-making is distinct and based on the
concept of “organic”. This concept refers to a relationship between elements that essentially allows them
to coexist harmoniously and exhibits continuous and natural development as a unified entity. This notion
implies that technique is a means to express human thought and feeling, and their relationship cannot be
done separately from artistic interpretation. This organic concept not only applies to the context of
performance (which includes interpretation, artistry, and technique) but also in teaching.
The foundation of Arens’s teaching includes the coordination of the playing mechanism with
mental image, emotion, listening, and rhythmic impulse. The development of a mental image of the music
which also includes stylistic interpretation is associated with the cognitive domain. The translation of the
mental image to one’s emotion through expressive elements (dynamics, tempo, and articulation) is related
to the affective domain. Lastly, physical coordination along with rhythmic impulses belong to the
psychomotor domain. To synthesise and unify the different components, he employs six teaching
strategies. These teaching strategies include establishing goals, modelling, listening, visualisation,
deconstruction of musical structure, and subdivision support. These six techniques encapsulate the
spontaneous flow that Arens advocates in his teaching.
Establishing Goals
Establishing goals is the process of identifying and setting measurable objectives and time frames to
achieve the desired outcomes. This strategy does not mean only learning and dividing the musical piece
into sections or movements that the student will focus on during a lesson. For Arens, goal setting is more
about the image of the sound one wants before actual playing. This happens through the analysis and
assimilation of the structural elements of the music (such as melodic, harmonic, and rhythmic aspects) and
the expressive elements (dynamics, time, and articulations). The assimilation process of these components
should not be viewed in isolation but rather as a process that occurs in conjunction with one another.
As a prerequisite for excellent artistic performance, he reinforces this strategy in every lesson and
music-making to ensure that the artistic goal will be vivid in the student’s mind. Arens stated, “Know
what you want, know how to do it, know what you are doing, and know how to practise it” (personal
A. Yonathan
5
communication, September 13, 2019). Through this notion, it is clear that the body mechanism and their
movements are largely determined by the interpretation or image formed by the pianist. The formulation
of this interpretation must not be an abstract form but ought to be specific and concrete with musical
intent. Without this solid intention, the body would not know how to move accordingly, or it would only
move intuitively rather than with clear intention. Thus, unclear goals in the pianist’s mental image, as well
as physical movements, may cause nervousness and insecurity during a performance.
Modelling
Modelling is an instructional strategy in which the teacher demonstrates a new concept or approach to
learning while students observe (Salisu & Ransom, 2014). Arens shares his musical ideas by
demonstration and explanation at the same time. His instructions are always specific and clear in the
context of the music. During the interview, he made his point about the importance and benefit of
modelling as a strategy: “It is very important for teachers to be able to demonstrate or perform for the
students, so students will learn by listening and seeing the movements” (personal communication,
September 13, 2019).
The modelling strategy allows the student to learn by observing the working force of the
mechanism visually and the outcome aurally as different movements of the playing mechanism affect the
sound production. Thus, the student will be able to grasp the various concepts of piano playing as one
holistic unit. Nevertheless, it needs to be clarified that the purpose of modelling is not to impose his own
musical interpretation or to promote thoughtless imitation and repetition. Arens appreciates each student’s
individuality and creativity as long as the principles of natural flow are fulfilled. Thus, thoughtful
modelling will synthesise and assimilate what they see and hear into their own playing.
Arens frequently imitated the way students played and asked whether this was the intended
outcome. If the sound was not what the student intended, he would make an adjustment. Thus, the student
can draw comparisons between the sound ideal in mind and the real outcome of the performance. It is
necessary to emphasise that the modelling strategy will be successful only if the pianist has a clear
understanding of the musical ideal. The role of modelling strategy assists students in hearing and
visualising the desired outcome vividly as well as serving as a guide for students’ inner hearing (sound
ideal), physical movement, and control, all of which are evaluated through attentive listening.
Another kind of modelling strategy that Arens employs to assist his students to improve their
artistry and musicality is to have them listen to recordings of great pianists or, more specifically, to have
them listen carefully while Arens plays. Through listening, students will internalise an overall concept of
the music.
Listening
Listening is a strategy for acquiring information by paying close attention to the sound production. Arens
repeatedly mentioned to his students that “One must learn how to listen for their own playing. Practise by
playing the melody alone and control the musical lines. Condition the ear by listening, feeling, and finding
the balance” (personal communication, September 13, 2019).
Listening to one’s own playing might be very difficult. Many times, the focus of attention is
diverted to what one sees rather than the actual produced sounds, especially in highly technical passages.
According to Arens, intense listening to each melodic line while practising each hand separately is crucial
for gaining control of all musical layers or lines (personal communication, September 13, 2019).
Participant TG recalled, “he [Arens] told me to listen to all the lines, which means playing each line with
a separate hand and listening until all the individual lines are clear in my mind” (personal communication,
February 13, 2019). Listening to one’s own playing is valuable to achieve control, the right nuances, and
balance. In other words, the function of listening is to evaluate whether the actual sound produced
matches the desired sound.
In the interview, Arens stated that attentive listening during a performance is not an easy task. To
perform successfully while listening, a performer must have excellent body coordination, a high degree of
relaxation, a vivid mental image of the sound ideal, an emotional connection, and the ability to feel the
body, mind, and emotions moving in unison. Without these abilities ingrained in the student, the listening
process will be disrupted (personal communication, September 13, 2019).
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Visualisation
Visualisation is an instructional approach that employs the formation of mental images or pictures in the
mind to acquire clarity of musical concepts as well as accuracy in the performance. Visualisation through
visual imagery has been an effective way to communicate both abstract and concrete ideas as well as
increase critical thinking (Cohen, 2016). To facilitate learning, Arens uses visualisation technique,
especially for students who have trouble understanding musical concepts. This strategy is invaluable in
assisting students to mentally internalise the musical concept and body movement. Thus, visualisation will
promote coordination between the mind and the body.
Observation reveals that Arens’s strategies in employing visualisation techniques are established
by focusing on three different directions. First, his focus is directed at the score in mind or photographic
memory (Ford, 1996). In this strategy, he sees the score in his mind like a series of photos or a clip of film
(personal communication, September 13, 2019). All the notes with the details are clearly pictured.
Secondly, Arens encourages his students to focus on the tactile and spatial aspects of piano
playing by mentally visualising their hand positions and movements including the touch and stroke on the
keyboard. Often, pianists rely solely on their eyes to perform accurately. As a result, their ears are closed
to listen and their eyes are used exclusively to control their body movement. Accuracy can be improved
by mentally visualising the target ahead. Concentrating on sight may impair the flow of piano playing
particularly during extremely fast movements. Thus, pianists should avoid relying on their eyes to guide
their hands and bodies but rather use their “mind’s eyes”. According to one of his students, “During the
difficult sections particularly when there are a lot of skips, Arens told me to visualise where the hands
must go and to feel the distance and position of the hands prior to the actual playing” (personal
communication, November 27, 2018).
Finally, the third aspect focuses on sound production. This involves clarifying the musical
intention and strategising about how to achieve the sound ideal which is critical during rehearsals. Arens
repeatedly said that “one must learn how to listen to their own playing, condition the ear by listening and
at the same time feeling the movement of the body and find the balance to achieve the desired sound”
(personal communication, September 13, 2019). Accurate execution, as well as a smooth and powerful
performance, can be achieved when the notes, sounds, and body motions are clear in the mind and the
hands and body know where and how to go.
To improve tactile perception and coordination between the body, ears (listening), and imagery,
Arens employs the technique of practising with his eyes closed. The researcher was permitted to observe
Arens during his practice sessions particularly when he was preparing for a recital. He practised at a slow,
medium or fast tempo with his eyes closed. Occasionally, it was performed with both hands or with each
hand separately.
To teach the concept of “organic”, Arens teaches his students to visualise the musical design as a
whole as well as in detail. He emphasises expressive sounds by looking at their elements which are
dynamics, tempo, and articulations. Every contour of melodies and phrases is pictured in the imagination
and felt in the heart (personal communication, September 13, 2019). He would ask the student to visualise
the harmonic changes to find the direction of the nuances.
To demonstrate Arens’s teaching concept, the researcher created excerpts of marked music scores
represented in Figures 1 to 10. Figure 1 illustrates the harmonic structure and harmonic changes that
Arens wants his students to imagine. To maintain an organic flow, Arens suggested visualising the
melodic line and harmonic structure in the inner hearing as illustrated in Figure 2. Figure 3 illustrates how
Arens visualises the synthesis of phrase structure and dynamic gradation.
Figure 1. Schumann, Faschingsschwank aus Wien, Op. 26, Allegro, mm. 340–347
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Figure 2. Schumann, Faschingsschwank aus Wien, Op. 26, Allegro, mm. 341–346
Figure 3. Schumann, Faschingsschwank aus Wien, Op. 26, Allegro, mm. 276–324
The nature of articulation is always directly related to the shape of the musical structure rather
than to the single element of the phrase (Wolff, 1979). The researcher noted that one of the difficulties in
achieving organic flow is the disruption caused by the agogic sensation of the finger, arm or even
bodyweight. To control this unnecessary accent and refine the melodic line, Arens employs the
visualisation strategy. Figure 4 is an example of how he visualises the phrase outline. The encircled notes
are the area in which the pianist should exercise control due to the agogic sensation of the thumb.
Figure 4. Schumann, Faschingsschwank aus Wien, Op. 26, Allegro, mm. 1–8
To establish the proper tempo and tone production in the opening section, he would instruct the
student to visualise himself conducting an orchestra or choir and feeling the cue gesture of the entrance.
He described the procedure as follows (with gestures of conducting): feel the tempo inside – preparatory
cue – breath – execution. One of his students recalled his advice, “do not be a pianist, but a musician; play
as if you are a conductor; listen attentively to what you play” (personal communication, May 26, 2019).
Deconstruction of Musical Structure
Deconstruction of the musical structure is a teaching strategy that involves dissecting, analysing, and
simplifying the basic construction of the piece. This strategy reduces and simplifies the task of the pianist,
allowing the mind to focus on a specific task or objective. The focus of the attention may be on a single
melodic line, melody-bass relationship, tempo, change of dynamic levels or gradation of intensity. This
procedure assists students in internalising musical syntax in great detail, paying close attention to
technical detail, and solidifying interpretation.
As part of the deconstruction strategy, Arens places the perspective into a vertical-linear
relationship while examining details and connecting them to the broader view of the entire score.
Participant HY mentioned,
He [Arens] aims for his students to see the big picture or big plan of the music first, then focus on
little details such as wrong notes. Many teachers focus on the small details first and therefore
losing the big picture. But, Arens deals with the difficulties of the meticulous detail later after the
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big picture is established. (personal communication, June 10, 2019)
This strategy scrutinises the overall construction of the piece as a whole and then breaks it down into
smaller components such as sections, periods, phrase units, and short motives or segments. Following an
in-depth examination, the pianist is encouraged to bring back the small components to the broader
context. This is the point at which the various components of music-making become unified into a single
idea. This strategy serves as a gateway for the formation of a new perspective on musical performance.
The deconstruction method is a very essential strategy to achieve a higher level of artistic
performance for all the details conveyed and highlighted. Arens would deconstruct the homophonic
passage into different layers and articulate each layer expressively as if it were a polyphonic texture. The
vertical aspect of harmonic progression—for instance, the bass part—would be perceived horizontally as
an inner melody or countermelody. A similar conception featured in Schnabel’s interpretation that
seemingly static pedal point must be articulated well because it still has a melodic substance (Wolff,
1979). Figure 5 shows an example of how he deconstructs the homophonic passage into layers.
Figure 5. Liszt, Sonata in B minor, mm. 367–369
Subdivision Support
Subdivision support is a strategy in which the teacher provides accompaniment in an ostinato pattern that
has a smaller value than the part played by the student. This subdivision support may also be played by
the student himself by maintaining the melodic line and substituting the original version of
accompaniment with a new simplified ostinato in a smaller value. Arens uses subdivision support for the
following purposes:
1. To assure the accuracy of rhythm or tempo.
2. To create awareness of the smooth connection between notes and the change of dynamic colour
throughout the melodic line.
3. To reinforce the feeling of natural pulse in the body and mind.
This strategy is often used when students lose the natural pulse of music or when the long line is
disconnected or disrupted by unnecessary accents. One of his students stated, “In music-making, Arens
put importance on feeling the hidden pulse. Feeling the pulse within is helpful in solving many musical
problems” (personal communication, June 10, 2019).
Apart from providing the accompaniment in an ostinato pattern on a second piano, he frequently
reinforces the concept by instructing the student to play the subdivision or simplified accompaniment on
the left hand and the melody on the right hand, both of which should be played in a very musical manner
with all the different dynamic levels and nuance. This strategy assists in conditioning the ear to hear the
smooth connections within the musical passage, remembering the natural flow of the body and reducing
significantly disconnected lines or unmusical accents.
The formation of the rhythmic impulse within will not only contribute to the accuracy of tempo or
rhythm and reduce the disruption of the smooth melodic line in one’s performance, but also solve some
technical and execution problems such as stiffness of the body and inability to play at the given speed.
A. Yonathan
9
Arens regards the formation of rhythmic impulses as part of the expressive element. Figures 6 and 7
demonstrate how Arens applies this strategy.
Figure 6. Liszt, Grandes Études de Paganini, No. 3, S.141, accompaniment support
Figure 7. Liszt, Grandes Études de Paganini, No. 3, S.141, mm. 21–23, subdivision
The interpretation of the opening section of the Sonata in B minor by Liszt is one example of how
the visualisation strategy interlinks with the subdivision or accompaniment support strategy. Figure 8
shows the dynamic outline of what Arens suggested. To achieve this visualised goal, Arens employs the
subdivision strategy to ensure organic progression of dynamics and inflection (Figure 9). For practice
purposes, playing subdivisions in the left hand will assist students to feel the pulse. Although there is a
rest in between the notes, the dynamic progression must be perceived as one line.
Figure 8. Liszt, Sonata in B minor, mm. 8–11
Malaysian Journal of Music Vol. 11, Issue 1 (1–13)
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Figure 9. Liszt, Sonata in B minor, mm. 8–11
Discussion
In establishing artistic goals in piano playing, Arens would make the student understand the musical
concept, tone quality, and how to achieve it. In a way that is similar to what Arens does, Kochevitsky
(1996) explained the importance of goal establishment:
When a pianist realises a given musical idea, the tonal image, the auditory stimulation (conditional
stimulus), must always precede the motor reaction (unconditional stimulus), in performance as
well as in practising. The musical incentive has to be a signal provoking the motor activity.
Otherwise the latter, the technique, can easily become an end itself. (p. 28)
Further, Kochevitsky clarifies his point with a scheme: see hear inwardly move hear actually
control (Kochevitsky, 1996). The second link of the process, which is hearing inwardly, is the starting
point for formulating the musical idea and serves as a conditional stimulus that will stimulate body
movement to produce the sound. The visualised tonal timbre in piano playing is deeply connected through
in-the-moment body movement and sensation (Li & Timmers, 2021). Thus, creating the sound ideal in
one’s inner hearing is crucial for physical motion and control. Integrated with this listening strategy, the
established sound ideal will be compared and contrasted with the actual sound production. The
performance actions and gestures are adjusted and driven by auditory anticipation as an action-perception
loop (Li & Timmers, 2021). The activity of matching one’s mental image of sound to the real sound is
what Arens understands as control. However, what distinguishes Arens from Kochevitsky is that Arens
considers emotion to be one of the most important factors in formulating sound ideals. As he stated, “The
sound image or musical concept must be vivid in the mind, experienced in the emotion, and felt in the
body motion as a unity of synchronised process” (personal communication, September 13, 2019).
In the relationship between the notes and melodic lines, there is a striking resemblance between
Pressler’s teaching and Arens. Pressler commented:
Pianist must pay careful attention to the relationship of the notes, such as the decay in volume of a
long note and matching the following note’s attack to the decay … Always, after a long note, start
softly. Otherwise, you accent. (as cited in Brown, 2009, p. 68)
In handling the unnecessary accent on a long musical idea, Arens suggests a similar case by visualising a
plan for dynamic change. Figure 10 illustrates how he lays out the dynamic plan. Through this
visualisation, the vivid musical intention will generate coordination in the playing mechanism.
A. Yonathan
11
Figure 10. Mozart, Piano Sonata No. 10 in C major, K. 330, 2nd movement, mm. 1–4
Arens’s interpretative concept belongs to the German tradition exemplified by Edwin Fischer and
Arthur Schnabel. In regard to melodic direction, Arens has a very identical approach to Schnabel’s.
Schnabel uses three forms of melodic direction, which are upward, downward, and stationary direction
(Wolff, 1979). Although Arens did not use those technical terms, Arens was able to elaborate and clarify
the concept by employing modelling and subdivision support strategies. In particular, the subdivision
support is very instrumental in enforcing the rhythmic pulse and gradation of dynamic change.
To create awareness of the smooth melodic line, one should feel the natural pulse in the body and
mind. The interaction between rhythmic impulses and body motion is initiated by breathing. Arens stated
that “breathing is so important for performance control, tempo setting, nuance making, facilitating body
movement to produce a beautiful tone and as a tool for nervousness control” (personal communication,
September 13, 2019). The importance of breathing is also mentioned by Arrau in the interview with his
pupil Ena Bronstein-Barton: “The tone quality comes from inside, it doesn’t even come from the arms, it
doesn’t come from dropping in the arms; it comes from your breathing, through the arms ... So it gives
ease and freedom” (as cited in von Arx, 2006, p. 87). Thus, breathing should be visualised in the mind and
felt in one’s body before the music is performed.
In essence, all of Arens’s teaching strategies are methods for synthesising disparate elements into
a unified entity that moves, grows, and flows naturally. This is what he means by the word “organic”,
which he repeatedly mentioned during lessons. In the interview, one of Arens’s students stated:
“Organic” is the word that I always hear from him in almost every piano lesson. Organic
crescendo, organic ritardando, organic ending, etc. It refers to how natural we feel and approach
the music, that the music has its own direction and moves in a natural way. (personal
communication, May 29, 2019)
Limitations and Implications
The study of Arens’s philosophy of music-making, pedagogical content and teaching strategy may inspire
young pianists as well as piano teachers. In the future, it would be fascinating to conduct a deeper study of
Arens’s life in a full biographical document and make it available in print. Data acquisition might be a
challenge due to a lack of documentation. However, it is still possible by employing a historical research
method. In the area of piano pedagogy, this study can be developed further by focusing on the
methodology and curriculum based on Arens’s concept of techniques and artistry. A systematic approach
should be laid out so that the implementation of the concepts can be applied at different levels and age
groups.
Piano pedagogy research that emphasises a balanced synthesis of the various components of piano
playing is presently needed to assist piano teachers in structuring their teaching and unifying fragmented
instructions. Thus, the documentation of Arens’s teaching, especially the way he translates abstract
concepts into practical and detailed teaching strategies, becomes invaluable information that can serve as
an illustration and living example to anyone who aspires to be an excellent teacher.
Conclusion
Rolf-Dieter Arens’s contributions and successes as a mentor and performer serve as examples for serious
pianists and piano teachers who would like to apply a holistic approach to performance and piano
teaching. Arens’s fundamental concept of music-making is “organic” flows, which implies bringing
together the relationship of different elements as a unified entity that moves, connects and develops in a
natural flow. To inculcate the “organic” flows of music-making, he employs some teaching strategies that
synthesise different components of piano playing into concrete instructions. These strategies are the
establishment of goals, modelling, listening, visualisation, deconstruction of musical structure, and
subdivision support. These six strategies are invaluable to piano teachers and performers who would like
to instil mastery over their playing mechanism and body motion that move in correlation with their mental
image (an artistic interpretation), emotions, listening, and rhythmic impulse of the music. The blend
between artistry and technical aspect of piano playing takes place when the ideal musical image is vivid in
the mind, experienced in the emotion, and felt in the body as one organic flow of a synchronised process.
Malaysian Journal of Music Vol. 11, Issue 1 (1–13)
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The pedagogy of piano, which is based on the synthesis of the cognitive (musicianship and
stylistic interpretation), affective (expressive elements and emotion), and psychomotor (techniques, tone
production, and rhythmic impulse) should be incorporated into the curriculum and teaching plan by piano
teachers. It is the piano teacher’s responsibility to connect the dots of knowledge into one body. By so
doing, the components of piano playing will be understood holistically and have direct relevancy to
achieving the main goal of excellent performance.
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13
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Malaysian Journal of Music Vol. 11 No. 1 (2022) | English song lyrics, Corpus computational tools, diachronic study, f-word, spoken English | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/431 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/5905 | Diachronic Analysis of the Profane Words in English Song Lyrics: | This diachronic study aims to explore the linguistic phenomena of the verb | https://ejournal.upsi.edu.my/index.php/MJM/article/view/5905/3489 | [
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] | 14
Malaysian Journal of Music Vol. 11, Issue 1 (14-32)
ISSN 2600-9366, eISSN 2600-9331
Diachronic Analysis of the Profane Words in English Song
Lyrics: A Computational Linguistics Perspective
Flora Goyak1, *Mazura Mastura Muhammad2, Muhammad Fadzllah Zaini3
Faculty of Languages and Communication, Universiti Pendidikan Sultan Idris
35900 Tanjung Malim, Perak Darul Ridzuan, Malaysia
e-mail: [email protected], [email protected], [email protected]
Wesam Mohamed Abdelkhalek Ibrahim
Department of Basic Sciences, Community College,
Princess Nourah bint Abdulrahman University, Saudi Arabia
Department of Foreign Languages
Faculty of Education, Tanta University, Egypt
e-mail: [email protected]
Ardi Gunsuh
Talent Corporation Malaysia Berhad
e-mail: [email protected]
*Corresponding author: [email protected]
Published online: 03 May 2022
Cite this article (APA): Goyak, F., Muhammad, M. M., Zaini, M. F., Ibrahim, W. M. A.,
Gunsuh, A. (2022). Diachronic analysis of the profane words in English song lyrics: A
computational linguistics perspective, Malaysian Journal of Music, 11(1), 14-32.
https://doi.org/10.37134/mjm.vol11.1.2.2022
Abstract
This diachronic study aims to explore the linguistic phenomena of the verb f-word in English
song lyrics across genres and time via various corpus computational tools. A specialised
corpus named Diachronic Corpus of English Song Lyrics (DCOESL) consisting of Country,
Pop, Rhythm and Blues (R&B), and Rock genres from the years 1960 to 2009, was built for
the analysis. Linguistics analysis of English song lyrics corpus was used as the research design.
Computational corpus instruments were adopted to generate data. The findings reveal that
corpus computational tools it has provided an avenue for researchers to explore languages
across time. Additionally, the study shows that f-word in English song lyrics experience
ascending trend since the 1980s, with highest occurrences in R&B (38pmw). F-word in
DCOESL has strong collocational strength with personal pronoun me (17321pmw),
MI=3.442. Personal pronoun me is very significant to the node f-word, T-score=3.274. F-word
in DCOESL has highest significant lexical association with f-word in the spoken register of
Flora Goyak, Mazura Mastura Muhammad, Muhammad Fadzllah Zaini,
15
Wesam Mohamed Abdelkhalek Ibrahim & Ardi Gunsuh
COCA, G2COCASPOKEN=102.40, df=1, p<.0001. It exhibits that the highest occurrences of
f-word in DCOESL reflects social actions and a high preference for simple present tense, and
simple sentence structure. In conclusion, the computational corpus analysis of f-word in
English song lyrics has found that f-word prominently co-occur with personal pronoun in
simple sentence structure and in simple present tense, in order to mirror English conversational
discourse. The implication of this study is English song lyrics, especially from R&B genre,
are a potentially authentic corpus resource for exploring spoken English.
Keywords: English song lyrics, corpus computational tools, diachronic study,
f-word, spoken English
Introduction
Computational Linguistics is an interdisciplinary field that provides a computational
perspective of the natural language and it automates various linguistics tasks which
previously were carried out manually such as text analysis, lexical mapping and
information extraction and retrieval. Researchers are now able to explore and analyse
a massive amount of natural occurring language such as song lyrics.
Songs are an effective teaching tool through which learners can learn
language in an entertaining, active and stimulating way. The combination of language
and entertainment shows to learners that language learning can be fun (Domoney &
Harris, 1993; Lo & Fai Li, 1998). Besides that, the repetitive nature of songs promotes
memory retention since the rhythm and rhyming patterns help students to recall lexis
and syntactical chunks (Schoepp, 2001). Additionally, songs enhance the use of
English language that learners will face in real life contexts and students are able to
hear vocabulary and phrases in a natural and meaningful context (Eken, 1996).
Scholars such as Bartle (1962), Richards (1969) and Jolly (1975) have been asserting
for use of songs as an affective language learning tool for both their linguistics
advantages and motivational impacts that they are capable to generate in language
learners. This is aligned with the second language acquisition theory namely the
Affective Filter Hypothesis developed by Krashen (1982) as a foundation that relates
applied linguistics study as a contribution to teaching and learning practice of the
English language.
The use of taboo words is a fraction of daily language use. Recent studies by
Goddard (2014, p. 55), Ljung (2011), McEnery (2006), and McEnery and Xiao (2003)
have addressed the taboo f-word and various aspects of f-word. However, the
aforementioned studies focus on written and spoken registers that do not include song
lyrics. For instance, McEnery and Xiao (2003) investigated the use of f-word in
written section of British National Corpus (BNC) with respect to a subset of the
metadata namely domain, author gender, author age, audience gender, audience age,
audience level, reception status, medium of text and date of creation (p. 504). The
researchers discovered four main characteristics of written f-word; it is used among
lower level of audience comparative with speech from the lower class, it is a marker
of male readership or authorship comparative to a marker of male speaker, used more
frequently by younger writers comparative to as a word regularly spoken by younger
speakers, and correlate with more informal types of writing particularly imaginative
writing (McEnery & Xiao, 2003, p. 511). Other than that, McEnery (2006) used the
16
Malaysian Journal of Music Vol. 11, Issue 1 (14-32)
ISSN 2600-9366, eISSN 2600-9331
Lancaster Corpus of Abuse (LCA) which is based on the spoken BNC to investigate
categories of Bad Language Word (BLW) use and gender. They discovered that male
speakers use f-word twice more frequent (68.28pmw) than the females (32.75pmw)
with LL value of 48.98 (p. 29). The aforementioned intriguing findings are unlimited
to linguistics uses of f-word, by including the elements of social class, gender, and
age to their investigation. The current study developed a corpus song lyrics namely
the Diachronic Corpus of English Song Lyrics (DCOESL) in massive size to cater for
the available slit in including song lyrics for the linguistics investigation of f-word.
DCOESL also opens opportunities for exploring the origin of f-word down the history
and ways native speakers use the taboo word.
Previous corpus studies on song lyrics by Logan et al. (2004) and Taina
(2014) include words distributions by genre. Logan et al. (2004) included Country,
Reggae, Newage, Rap and Rock, whereby swear words namely nigga and shit are
identified in Rap (p. 2). Although Logan et al. (2004) claimed that their study is
mainly on semantic analysis, their results and discussions are more towards clusters
classification of popular songs through lyrics. A more detailed discussion on
linguistics items such as collocations and sentence patterns would be intriguing. For
instance, although lyric-specific words such as I’m and love occur in each genre,
detailed discussion on describing the semantic reasons behind these occurrences are
not provided in their research. The current study employs semantic analysis to identify
and discuss in detail the semantic categories and meanings of f-word in song lyrics.
Taina (2014) discovered that f-word and shit are common in Thrash Metal, and thus
assumed to be the stylistic feature characteristic of the subgenre (pp. 49-54). Note that
the study conducted by Taina (2014) is based on metal genre. The disadvantage of a
single genre corpus is findings are not able to be wholly generalised to linguistics
features in general. While the findings can be representative of linguistics features of
specifically metal songs in general, the corpus is not reliable enough to represent
similar linguistics features of other music genres or registers in the English language.
As asserted by Lindquist (2009), representativity is comparable because it differs
among corpora and certainly not absolute. The usefulness of the findings can be
submitted for comparative analysis with general reference corpora. For example, the
current study utilised BNC for comparative analysis. The grammatical aspects namely
collocations and sentence patterns, and statistical test results are used to generalise
song lyrics as a spoken-like register of the English language. These studies do include
swear or profanity words, but lack of in depth focus on each lexical item. Bridle
(2018), Motschenbacher (2016), Saarinen (2013), and Petrie et al. (2008) are among
other studies that is based on a single genre corpus. These researchers are focusing on
Blues, Pop, Metal, and Rock respectively. For this study, DCOESL was analysed and
the focus is on the phenomena of f-word across four popular music genres and time.
The use of corpus linguistics in this research benefits teachers who want to use songs
as effective authentic teaching and learning materials for their students; more
specifically songs to avoid in their teaching.
Methodology
Flora Goyak, Mazura Mastura Muhammad, Muhammad Fadzllah Zaini,
17
Wesam Mohamed Abdelkhalek Ibrahim & Ardi Gunsuh
Corpus Description: Diachronic Corpus of English Song Lyrics (DCOESL)
Diachronic study of language via corpus-driven approach was employed to analyse f-
word that are used in English song lyrics across genres and time. Diachronic study
was selected to diachronically study the emerging linguistic changes of most frequent
pronouns in English song lyrics across the span of five decades and four music genres.
Corpus-driven approach was employed to analyse the large and principled collection
of naturally occurring English song lyrics that function as the empirical basis in
studying linguistic phenomena of pronouns in the diachronic corpus. Tognini-Bonelli
(2001) described that with this type of approach, the “descriptions aim to be wide-
ranging with respect to corpus evidence” and linguistic categories are derived
systematically from the “recurrent patterns and the frequency distributions that
emerge from language in context” (p. 87). In this study, f-word is under lexical
category. The f-word was investigated for frequency distribution and collocational
analyses. Data interpretation and discussion were carried out in respect to the
emerging findings from the diachronic corpus.
Diachronic Corpus of English Song Lyrics or DCOESL was built by
compiling and organizing a total of 5000 song lyrics from the years 1960 to 2009
comprising of 25 songs for every year of each genre, generating of approximately one
million running words. In order for texts to be considered as a corpus, there is no
minimum or maximum size required (Sinclair, 2015). DCOESL is intended to be a
dense song lyrics corpus for the purpose of covering a wider range of emerging
linguistics variations than what smaller corpora could do. Accordingly, DCOESL
must be large enough to sufficiently represent the occurrence of f-word in English
song lyrics.
Specialised corpus type is selected for this study. A specialised corpus is
inclined to be domain or genre specific (McEnery et al., 2006). DCOESL consists of
four distinct music genres namely Country, Pop, Rhythm and Blues (R&B), and Rock.
The song lyrics from the aforementioned genres were selected because of their
popularity and free access via the internet. The songs for this study were carefully
chosen based on popularity from every decade and genre. Among the many options
available in the cyberspace, chart songs rank highly in popularity (North et al., 2004).
Hence, the Top 100 Billboard Charts (www.billboard.com), an online extension of
the Billboard magazine, serves as a suitable platform for retrieving popular song lists.
Billboard is a well-known magazine for publishing pieces such as news, opinion,
reviews, styles, videos, and music charts. Song lyrics needed for this study were
compiled from MetroLyrics (www.metrolyrics.com), a licensed lyric-based website
that provides database of over one million songs performed by over sixteen thousand
artists. Table 1 contains numerical description of DCOESL.
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Table 1
Numerical Description of DCOESL
Research Instruments
McEnery et al. (2006) asserted that computer helps to process and manipulate corpus
data rapidly at minimal cost, avoids human bias to achieve reliability, and allows
further automatic processing to be performed for various metadata enrichment.
Computer-aided analysis via the aforementioned five corpus analysis instruments,
makes it possible for this research to be carried out. First, AntConc is a freeware
corpus analysis toolkit for concordance and text analysis developed by Professor
Laurence Anthony. The software comprises of seven corpus tools namely
concordance, concordance plot, file view, clusters or n-grams, collocates, word list,
and keyword list. In this study, AntConc was utilised to generate frequency lists of f-
word and its adjacent collocations, and concordance lines. Second, CLAWS POS
Web Tagger is a reliable program for automated part-of-speech tagging that was
developed by University Centre for Computer Corpus Research on Language
(UCREL) at Lancaster University. Song lyrics in DCOESL were tagged by using C7
Tagset, including f-word, which is tagged as VV0, a tag that stands for base form of
lexical verb. Third, Lancaster Statistics Tools online was used to automatically
calculate the complex formulae of three statistical tests of significance namely Log-
likelihood (G2), Mutual Information (MI), and T-score. The Chi-square (X2) test was
conducted via Social Science Statistics online calculator. Last, similar to CLAWS
POS Web Tagger, USAS was developed along with its own tagset. USAS consists of
21 major discourse fields. In the current study, USAS functioned to identify semantic
categories of f-word and its most frequent adjacent collocates in DCOESL. Prominent
discourse fields tagged in DCOESL are S (social actions, states, and processes), B
(the body and the individual), and E (emotion).
Reliability and Validity
To ensure that the occurrences of verb f-word in DCOESL are not mainly based on
raw frequencies alone, four statistical measurements were used namely normalization
of frequency counts, Log-likelihood (G2), Mutual Information (MI) test, and T-score
test.
Genres
Year
Number of song lyrics
for every year
Tokens
Country
Pop
Rhythm and Blues (R&B)
Rock
1960-2009
25
25
25
25
290 278
357 770
460 545
303 828
Total
50
5 000
1 412 601
Flora Goyak, Mazura Mastura Muhammad, Muhammad Fadzllah Zaini,
19
Wesam Mohamed Abdelkhalek Ibrahim & Ardi Gunsuh
First, the raw frequencies of DCOESL were normalised to 1 million words or
per million words (pmw). Second, comparisons of frequency counts between
DCOESL and the reference corpora BNC and COCA were conducted to determine
the extent the findings can be generalised to the language as a whole. G2 was carried
out to measure of strength of associations between f-word in DCOESL and f-word in
the reference corpora. Third, to measure collocational strength, Mutual Information
(MI) test was carried out. The higher the MI score, the stronger the link between two
items (McEnery et al., 2006, p. 56). Finally, T-score test was done to measure the
significant of a collocate to the node. T-score test in this study is used to identify
words that are vital for the node f-word.
Findings and Discussion
Distribution of F-word and F-word Variations in DCOESL
In this section, both quantitative and qualitative results of DCOESL are presented and
discussed. The findings consist of three types namely frequency count, annotation,
and comparative analysis. First, the frequency counts of f-word and its adjacent
collocates are tabulated in the forms of tables and graphs. Next, song lyrics in
DCOESL underwent part-of-speech and semantic tagging for annotations. Last,
comparative analysis of frequency counts with general corpora namely the British
National Corpus (BNC) and Corpus of Contemporary American English (COCA).
With the aim to begin the analysis, the number of counts for f-word in
DCOESL were generated via AntConc. Table 2 shows the frequency and percentage
distributions, and Table 3 shows the frequencies of f-word variations in DCOESL.
Figure 1 illustrates the distribution of f-word across genres and time in DCOESL.
Table 2
Frequencies and Percentage Distributions of F-word in DCOESL
Genres
RF
NF
%
Country
0
0
0
Pop
15
11
0.0011
R&B
55
39
0.0039
Rock
34
24
0.0024
Total
104
74
0.0074
Note. RF = Raw Frequency, NF = Normalised Frequency, % = Percentage of Distribution.
The figures for % are rounded off to the nearest four decimal places.
The f-word was searched separately for its variants which are fuck, fucked, fucks,
fuckin(g), and fucker(s) in order to attain clearer view of their distributions in each
music genre over a span of five decades of the whole DCOESL.
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Table 3
Distribution of F-word Variants in DCOESL
DCOESL
vs. BNC
vs. COCA
Form
POS
Tag
Genre
RF
NF
G2
Sig.
Level
G2
Sig.
Level
fuck
VV0
County
0
0
79.55
<0.0001
62.71
<0.0001
Pop
15
11
R&B
55
39
Rock
34
24
fucked
VVD
County
0
0
10.97
<0.001
10.97
<0.001
Pop
4
3
R&B
10
7
Rock
3
2
fucks
VVZ
County
0
0
0.25
<1.0
0.36
<1.0
Pop
0
0
R&B
0
0
Rock
0
0
fucking
VVG
County
0
0
0.95
<1.0
1.06
<1.0
Pop
1
1
R&B
0
0
Rock
1
1
fucker(s)
NN1,
NN2
County
0
0
7.30
<0.01
5.85
<0.05
Pop
2
1
R&B
2
1
Rock
9
6
As can be seen from the table, for all the word forms under investigation, the
lexical verb f-word has the highest occurrences with a total of 74 counts per million
words (pmw). The difference between DCOESL against BNC and COCA is
statistically significant at the level <0.001. F-word in DCOESL occurs about 24 times
more frequently than in BNC, and about 10 times more frequently than in COCA. The
second most contrast is found for the past tense form, f**ked, which is used about 12
times more frequent than f**ked in BNC and COCA.
Flora Goyak, Mazura Mastura Muhammad, Muhammad Fadzllah Zaini,
21
Wesam Mohamed Abdelkhalek Ibrahim & Ardi Gunsuh
Figure 1. Distribution of Lexical Verb F-word across Genres and Time in DCOESL.
Based on Figure 1, it can be observed that the frequencies of lexical verb f-
word in DCOESL are showing an ascending trend. In the 1960s and 1970s, f-word
was not used at all in song lyrics across the four genres. However, in the 1980s, the f-
word begins to emerge with only one occurrence. This occurrence increases to 8 in
the 1990s, before it surges to 63 in the 2000s. The findings also revealed that the
lexical verb f-word is most prevalent in the R&B genre with 30 counts pmw, followed
by Rock and Pop with 24 counts pmw and 11 counts pmw respectively. Interestingly,
there was no occurrence of the lexical verb f-word in the Country music genre. The
common description of Rock music genre is that it is a genre of foul language and
constant exposure to this genre has led to juvenile delinquency, undesirable attitude,
stereotyped sex-roles and sexual violence (Marsh, 1993; Sutcliffe, 2011). The
findings in this research have shown that this description is true to some extent. On
the contrary, it was found that R&B contains higher f-word, than Rock and as well as
Pop.
The study showed that the lexical verb f-word emerged in the 1980s, and
continued to gain popularity in its use in the following two decades. At a glance of
R&B history background, the genre begun from the American African community in
the late 1940s. Ripani (2006) stated that R&B, a popular music genre primarily
created by and for black Americans, prefers spoken song text and the lyrics contain
slurred speech (as in f**k you), with implicit and explicit sexual contents especially
since the 1980s (p.129). These explain the high preference of f-word for its adjacent
collocates of personal pronouns I, you, me, and ‘em (them), and the high counts of f-
word itself in R&B. Tagged with USAS, R&B lyrics in DCOESL reflect mainly social
context whereby intimate or sexual relationship is involved. This is because the genre
is constantly associated with sexual topics (Hajdu, 2016). Based on the identified
collocates of f-word in Table 6, f**k me and f**k ‘em are highly significant to the
0
0
0
1
10
0
0
1
7
30
0
0
0
1
23
0
5
10
15
20
25
30
35
1960-1969
1970-1979
1980-1989
1990-1999
2000-2009
nORMALISED fREQUENCY
YEARS
Country
Pop
RnB
Rock
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node f-word. The aforementioned collocations possess strong association, and also
the collocates me and ‘em are attested to be vital to f-word in song lyrics. The list of
songs containing occurrence of these two collocations were retrieved from the
diachronic corpus as shown in Table 4.
Table 4
List of Songs in DCOESL with F**k me and F**k ‘em
No.
Collocation
No. of
Occurrences
(RF)
Artist
Song Title
Gender
Decade
f**k me
1
20
Ludacris
Splash
Waterfalls
Male
2000s
f**k ‘em
2
1
50 Cent
Ah!
Male
2000s
3
1
Ludacris
Move Bitch
Male
2000s
4
1
Jay-Z
I Just Wanna
Love You
Male
2000s
Note. Collocations f**k me and f**k ‘em are well attested for MI score and T-score. Thus, the two
collocations have established a prominence feature as vital lexical verb f-word collocations in
reflecting English language use in R&B song lyrics.
Collocation f**k me is mainly found in Ludacris’ contemporary R&B (or Hip
Hop) song; Splash Waterfalls. Meanwhile, collocation f**k ‘em is found in three
songs; 50 Cent’s Ah!, Ludacris’ Move B**ch, and Jay-Z’s I Just Wanna Love You.
The list illustrates two noticeable similarities in terms of gender and decade. All the
song lyrics were sung by male black artists in the 2000s. The song lyrics contain both
implicit (splash waterfalls) and explicit (the bitches want me to fuck ‘em) sexual
contents, with women as their objects. The hostility of black male singers towards
black women in song lyrics can be closely linked back to the 1950s, the era of the
Civil rights movement by the African Americans in the United States which lasted
until year 1968 (Glasrud & Wintz, 2019). In general, this 15 years-long struggle was
dedicated to attain equal rights and treatment of African Americans in the US, with
many black female leaders, which brought up sexual politics into the lyrics of R&B
(Ward, 1998, p. 71). The matriarchal nature of black society and the emasculation of
black male contributed to the aggression towards the black women (Ward, 1998, p.
73).
This was explained by Moynihan (1995), whereby he traced the emasculation
of black men to slavery when they were perceived as an incapable breadwinner and
protector of their families (as cited in Ling & Monteith, 2014, p. 42). As Civil rights
movement opened doors in job market for black women, black men struggled for the
economic opportunity and political power to restore their patriarchy status. Black
women were blamed for their political participations (Burrel, 2004, p.69). Otherwise
Flora Goyak, Mazura Mastura Muhammad, Muhammad Fadzllah Zaini,
23
Wesam Mohamed Abdelkhalek Ibrahim & Ardi Gunsuh
explained, the availability of job vacancies in the US for black women enabled them
to be the functional head of their families. This caused resentments by the black males
towards black women, which became male blues tradition to degrade black women
for their ‘quest for greater riches and better sex’ in an attempt to exert ‘male control’
(Ward, 1998, p. 75).
Comparative Analysis of F-word in DCOESL with F-word in BNC and COCA
To further investigate on the use of f-word in DCOESL, comparative analysis with
the reference corpora of BNC and COCA was carried out. This measure helps to
identify which English language register does song lyrics most likely to mirror in
general. Values for G2 were calculated and tabulated in Table 5. The interpretation of
results is based on the following two hypotheses by taking into account the
significance values provided by McEnery et al. (2006, p. 55):
1. Null hypothesis, HO: There exist no significant association between the
occurrence of f**k in DCOESL with f**k in the reference corpora.
2. Alternative hypothesis, Ha: There exist a significant association between
the occurrence of f**k in DCOESL with f**k in the reference corpora,
G2>6.63 at p < 0.01 or 1% level, G2> 10.83 at p < 0.001, G2> 15.13 at p
< 0.0001.
Table 5
G2 of F-word in DCOESL with F-word in Spoken and Written Registers of BNC and COCA
Subcorpora
RF
NF
G2
Sig. Level
BNCSPOKEN
106
10.18
54.61
<0.0001
BNCWRITTEN
225
2.56
83.70
<0.0001
COCASPOKEN
4
0.01
102.40
<0.0001
COCAWRITTEN
4266
7.55
62.74
<0.0001
G2 test reveals that the difference between the corpora is highly significant. F-word
in DCOESL is highly associated with f-word in the spoken register of reference
corpora, G2BNCSPOKEN = 54.61 and G2COCASPOKEN = 102.40, df=1, p<0.0001. F-word in
DCOESL is highly associated with f-word in the written register of reference corpora,
G2BNCWRITTEN = 83.70 and G2COCAWRITTEN = 62.72, df=1, p<.0001. Based on the scores,
the verb f-word in DCOESL shows highest resemblance to spoken register of the
English language. To support the aforestated results, the researchers took a closer look
at the emerging findings of adjacent collocations provided by the current diachronic
corpus.
Adjacent Collocations of F-word
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The top three adjacent collocations of the lexical verb f-word in DCOESL were
calculated for the Mutual Information (MI) scores to assess the importance of the
collocations to the node and show a clearer picture of the relationship between words
(collocate + node) than that given by a simple collocation list alone. For BNC and
COCA, the MI scores for f-word collocations are retrieved from their freely accessible
websites.
To be certain that the collocations are the results of more than vagaries,
another collocation measurement was calculated; the T-score. To avoid misleading
results from the MI scores, T-score is utilised to analyse and validate MI scores by
giving clearer insight to which words have a strong attraction to the lexical verb f-
word and which do not occur frequently in DCOESL are not given high significance.
Table 6 shows the MI and T-score values for f-word collocations in DCOESL. The
interpretation of results for MI is based on the following two hypotheses by taking
into account the significance values provided by Hunston (2002, p. 71):
1. Null hypothesis, HO: F-word and the adjacent collocate occur randomly with
each other, MI < 3.
The interpretation of results for T-score is based on the following two hypotheses by
taking into account the significance values provided by Hunston (2002, p.72):
1. Null hypothesis, HO: The adjacent collocate is not significant to the node f-word,
T-score < 2.
Table 6
MI and T-score Values for F-word Collocations in DCOESL (Window Span: -1, +1)
Rank
-1
RF
NF
MI
T
+1
RF
NF
MI
T
1.
2.
3.
I
you
can’t
11
9
3
8
6
2
0.369
0.042
2.261
0.638
0.071
1.119
me
it
‘em
18
7
6
13
5
4
3.442
2.124
7.078
3.274
1.723
1.985
As shown in Table 6, the collocate first person singular subjective personal
pronoun I occurs most frequent directly to the left of f-word with 8 occurrences pmw.
However, collocate I has an MI score of 0.369 and a T-score as low as 0.638. This
means that I, is not a significant collocate and it has very weak attraction to f-word.
The second most frequent collocate is the second person personal pronoun you with
MI score of 0.042 and T-score of 0.071. Although identified at rank 2, you is not a
significant and strong collocate of f-word. Similar goes to can’t and it in terms of
collocational strength and collocates significance. Table 7 shows the top three most
common word forms in DCOESL.
Table 7
Flora Goyak, Mazura Mastura Muhammad, Muhammad Fadzllah Zaini,
25
Wesam Mohamed Abdelkhalek Ibrahim & Ardi Gunsuh
Top Three Most Common Word Forms in DCOESL
Rank
Word
RF
NF
%
1
I
66637
47173
4.717
2
you
57569
40754
4.075
3
the
45214
32008
3.201
Personal pronouns I and you occupy 4.717 per cent and 4.075 per cent
respectively of the entire DCOESL. In other words, the words I and you are very
frequent in the English language as a whole. They tend to occur near the top of many
collocate lists simply because it is so frequent overall. Likewise, personal pronouns I
and you are very common in BNC and COCA. Table 8 shows the distribution of top
two pronouns in overall of BNC and COCA and Table 9 shows the distribution top
two pronouns in subcorpora of BNC and COCA.
Table 8
Distribution of I and You in Overall of BNC and COCA
Corpora
BNC
COCA
Word
Rank
NF
%
Rank
NF
%
I
14
8660
0.9
11
9797
1
you
19
6787
0.7
14
7869
0.8
Table 9
Distribution of I and You in Subcorpora of BNC and COCA
Subcorpora
BNCWritten
BNCSpoken
COCAWritten
COCASpoken
Word
NF
%
NF
%
NF
%
NF
%
I
6223
0.6
29241
2.9
6650
0.7
3147
0.3
you
4538
0.5
25780
2.6
4148
0.4
3720
0.4
Based on Table 8 and Table 9, the personal pronouns I and you are both in
the top 20 of common word forms of BNC and COCA. COCA has the higher
occurrences of I and you, with 9797 and 7869 occurrences respectively. For BNC, I
and you in the spoken register are higher than written register by 2.3 percent and 2.1
percent respectively. On the other hand, COCA, I in the spoken register is lower than
written register by 0.4 percent. You has about the same occurrences, which amount
to about 0.4 percent of total occurrences in both registers.
The third most frequent collocate to the left of f-word is contraction can’t,
which has an MI score of 2.261 and T–score of 1.119. The scores are not adequate
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enough (MI < 3 and T < 2), to prove that can’t is a highly significant collocate of fuck.
In DCOESL, can’t amounts to 2820 occurrences overall in DCOESL. Figure 2 shows
a concordance set of can’t fuck in DCOESL.
Figure 2. Concordance Set for Can’t F**k (Pronoun+VerbBase) in DCOESL.
For window span +1, the collocate objective personal pronoun, me, shows
significant MI score of 3.442 and T-score of 3.274. The aforementioned scores
indicate that me is an important collocate to f-word. The T-score reveals that the
occurrences of f**k me are not purely due to chance. In other words, we can be certain
that the association of f**k me is highly non-random. The reduced form of third
person plural objective personal pronoun them, which is ‘em, has a high MI score of
7.078. The T-score is 1.985, which is not high enough to prove that ‘em is a strong
collocate. This means that the association between collocate ‘em and node f-word are
highly non-random. However, the T-score highlighted that ‘em is not strongly
associated to the node f-word. Figure 3 shows a set of concordance lines for colocation
f**k me. F**k me occurs in R&B with 16 counts (lines 2 until 18) and Rock with one
count (line 1) within the 2000s. F**k me does not occur in Country and Pop.
Figure 3. Concordance Set for F**k Me (VerbBase + Pronoun Word Order) in DCOESL.
The collocate impersonal pronoun, it, has an MI score of 2.124 and T-score
of 1.723. The aforestated scores are not high enough (MI < 3 and T < 2) to prove that
it is a significant collocate. In other words, it has not a very strong association and
attraction to the node fuck. Figure 4 below shows a set of concordance lines of f**k
it.
Flora Goyak, Mazura Mastura Muhammad, Muhammad Fadzllah Zaini,
27
Wesam Mohamed Abdelkhalek Ibrahim & Ardi Gunsuh
Figure 4. Concordance Set for F**k It (VerbBase + Pronoun Word Order) in DCOESL.
The reduced form of third person plural objective personal pronoun them,
which is ‘em, has a high MI score of 7.078. The T - score is 1.985, which is not high
enough to prove that ‘em is a strong collocate. This means that the association
between collocate ‘em and node fuck are highly non-random. However, the T-score
highlighted that ‘em is not strongly associated to the node fuck. Figure 4 below shows
a set of concordance lines of fuck ‘em.
Figure 5. Concordance Set for F**k ‘em (VerbBase + Pronoun Word Order) in DCOESL.
Figure 6. Distribution of F-word + Pronoun across Genres and Time in DCOESL.
Based on Figure 6, f-word begins to emerge in the 1980s, particularly in R&B.
Note that the attested occurrences of lexical verb f-word in DCOESL are mostly
combined with personal pronouns such as me and ‘em. This attribute of extremely
0
0
29
-10
-5
0
5
10
15
20
25
30
35
1980-1989
1990-1999
2000-2009
No. of Occurrences (Raw
Frequency)
Decade
Pop
RnB
Rock
Linear (RnB)
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common occurrences of personal pronouns and emotive verbs (f-word is categorized
as verb of emotion via USAS) resembles spoken English, which Biber et al. (1999)
described as the characteristics of conversation register. The spoken-like
characteristics of R&B through the use of lexical verb f-word marks the beginning of
transition in vocal style from gospel in early 1980s, to spoken word which became
very prominent by late 1990s (Burnim & Maultsby, 2014, p. 266). This explains the
surges of f-word + Personal Pronouns phenomena in DCOESL as can be seen in
Figure 6.
Out of 104 sentences in the lyrics containing the lexical verb f-word, this
pattern covers a total of 41 occurrences or 39.42 percent of the sentences. This pattern
is found to be significant when the top three collocation of f-word was generated via
AntConc. The use of personal pronouns including I and you has been traditionally
associated with informality (Wales, 1996, p. 107). The Personal Pronoun +
VerbLexical construction is associated with informal talk (Trillo, 2008, p. 71), to
express informality and speaker’s personal involvement, which is typical of informal
registers such as fiction and informal speech (Březina, 2018, p. 164) as can be found
in BNC and COCA. For DCOESL, I and you are frequently used for their significance
in illustrating strong personal involvement of the artists with the addressees as they
convey their stories through song lyrics, and make the audience feel like they
“participate” in those stories (Griffee, 1992, p. 4). Semantically tagged, I f**k and
you f**k in DCOESL generally refer to artists’ intimate or sexual relationship, human
anatomy and physiology, and carefree attitude.
The phrase ‘f**k with’ as in ‘f**k with somebody’ means ‘mess with’ which
means to ‘treat somebody badly in a way that makes them annoyed’ (Hornby et al.,
2010, p. 605). In DCOESL, can’t f-word means ‘can’t mess’ with something or
somebody. The contraction or negation can’t is a sign of colloquialization and it is
very common in non-academic language (Iosef, 2013; Biber et al., 1999; Biber et al.,
2002). This is true in the case of COCA whereby can’t is the highest with 593pmw in
written fiction register, but lowest with 55 occurrences in academic writing register.
For BNC, can’t amounts to 1239 occurrences in spoken register and 197 occurrences
in written register. Thus, it can be said that DCOESL contains high use of negative
contraction can’t and its combination with taboo word f-word (Negation + VerbBase:
can’t f**k) proves that DCOESL is a written genre which contains informal speech-
like feature.
If f**k me was to be interpreted according to literal meaning, it could be
defined as a request from someone to have sexual intercourse with him or her.
However, this is not the case for f-word me in DCOESL. Table 10 shows semantic
categories of f-word in DCOESL.
Table 10
Semantic Categories of F-word in DCOESL
Flora Goyak, Mazura Mastura Muhammad, Muhammad Fadzllah Zaini,
29
Wesam Mohamed Abdelkhalek Ibrahim & Ardi Gunsuh
Word
POS Tag
USAS Semantic
Tag
Category
f-word
VV0
S3.2/B1 E6+
S
:
Social actions, states and
processes.
S3.2
:
Relationship: Intimate/sexual
B1
:
Anatomy and physiology
E
:
Emotion
E6+
:
Confident
Semantically tagged using the USAS English tagger, f-word mainly refers to
social action, states and processes, particularly intimate or sexual relationship. It also
refers to anatomy and physiology. Interestingly, f-word as in f**k me also refers to
positive emotion, that is to express confidence. This could be black men’s way of
exercising their masculinity power. This finding is contrast to the definition given by
Stuart-Hamilton (2007), that is to express surprise, although he also noted that ‘f**k
me’ is not to be taken literally (p. 94).
Conclusion
Computational Linguistics provides great possibilities for linguistic investigations as
compared to traditional research methods. The corpus computational tools have
become indispensable as automatic linguistic annotation, flexible query and
quantitative and qualitative analysis of large text corpora can be conducted to gain
deeper understanding of the natural language. The lexical verb f-word in DCOESL is
proven as a marker for informal spoken English. In term of statistical test of
significant against reference corpora, f-word resembles the spoken register of COCA
the most. Its frequent collocates are consisting of pronouns I, you, me, it, and ‘em,
and colloquial language signs; contractions such as can’t and ‘em. From the semantic
tagging applied to DCOESL, f-word in song lyrics generally reflect social actions,
states and processes. This taboo verb is very prominent in the RnB genre because
lyrics of Rhythm and Blues never stray far from the topic of sex (Hajdu, 2016). The
history background of f-word in R&B song lyrics could be traced back to the Civil
rights movement which caused black men’s hostility towards black women. From the
findings in DCOESL, lexical verb f-word does not necessarily to be defined by its
literal definition, but also can be interpreted as an expression of confidence namely
f**k it, f**k ‘em, and f**k me.
Funding Acknowledgment
This work is supported by the research grant 2020-0201-107-01 from Universiti
Pendidikan Sultan Idris under the Research Management Centre entitled ‘The
Development of Malaysian National Spoken Corpora (My-SPOCA) in Negeri
Sembilan and Malacca Based On Speakers of Different Age, Geolocation and
Gender’.
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ISSN 2600-9366, eISSN 2600-9331
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Biography
Flora Goyak holds a Master's degree in TESL from Sultan Idris University of Education. Her
specializations are Corpus Linguistics, Computational Linguistics and TESL.
Mazura Mastura Muhammad is a senior lecturer at the Department of English Language
and Literature, Universiti Pendidikan Sultan Idris and her areas of specialization are Corpus
Linguistics, Language Assessment and TESL.
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ISSN 2600-9366, eISSN 2600-9331
Muhammad Fadzllah Zaini is a lecturer in the Department of Malay Language and
Literature, Universiti Pendidikan Sultan Idris (UPSI). His areas of specialization are Corpus
Linguistics and Computer Applications in Language Education.
Wesam Mohamed Abdelkhalek Ibrahim is a senior lecturer at the Department of Basic
Sciences, Community College, Princess Nourah bint Abdulrahman and the Department of
Foreign Languages, Faculty of Education, Tanta University, Egypt.
Ardi Gunsuh holds a Bachelor’s Degree in International Business majoring in International
Finance from Universiti Malaysia Sabah and is an integral figure within TalentCorp’s
Graduate and Emerging Talent department where he focuses on campus engagement activities,
actively engaging with the public and private institutes of higher learning. He co-leads
TalentCorp’s Structured Internship Programme, collaborating with employers to ensure that
Malaysia’s graduates are ready for the workforce. Since joining TalentCorp in 2013, Ardi has
contributed to various departments, including the Industry Partnership team where he
established meaningful partnerships with key industry players to benefit Malaysia workplace
and workforce via TalentCorp’s initiatives.
|
Malaysian Journal of Music Vol. 11 No. 1 (2022) | Asian Culture, Asian Minimalists, John Cage, minimalism, Tan Dun | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/431 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/5600 | The Mutual Influence between Asian Cultures and American Minimalist Music: An Essential Channel for Aesthetic Exchange | https://ejournal.upsi.edu.my/index.php/MJM/article/view/5600/3663 | [] | Pastor, F. M. & Ho, A-C, K.
33
The Mutual Influence between Asian Cultures and American
Minimalist Music: An Essential Channel for Aesthetic Exchange
Fernando Martin Pastor1 & Ang-Cheng Kris Ho2
Music Performance Programme, Division of Culture and Creativity
BNU-HKBU United International College, China
e-mail: [email protected], [email protected]
*Corresponding author: [email protected]
Published online: 4 August 2022
Cite this article (APA): Pastor, F. M. & Ho, A-C, K. (2022) The mutual influence between Asian
cultures and American minimalist music: An essential channel for aesthetic exchange. Malaysian
Journal of Music, 11(1), 33–52. https://doi.org/10.37134/mjm.vol11.1.3.2022
Abstract
This research aims to show the mutual influence between Asian cultures and American minimalist
music. This cultural exchange that started with John Cage, before continuing with Toru Takemitsu
and then, Tan Dun, has been a fruitful channel of communication for new compositions in both
continents. The paper explores the close connection between early minimalist composers (Reich,
Glass, La Monte Young, and Terry Riley) and Asian music and philosophies (Zen Buddhism and
Spirituality) as well as some of the ramifications of these traditions over the past five decades. The
concept of minimalism was first applied in the arts as a return to simplicity, in tune with Asian
philosophies. For some artists, the practice was already present in Asian arts before it appeared in
the West. The minimalistic endeavour starts with the experimental works of Cage and Feldman;
followed by the movement “Fluxus”. This coincided with what is often considered early
minimalism, leading to the great variety of styles and mix of compositional techniques employed
by current Asian composers influenced by American minimalism. This paper also analyses the use
of minimalism in the Western and Asian curriculum.
Keywords: Asian culture, Asian minimalists, John Cage, minimalism, Tan Dun
Introduction
Minimalism is often considered the most significant musical movement of the late 20th
century as it is the contemporary style most performed in concert halls today (Peterson,
2014). The style originated in United States during the 1960s and its roots can be traced
to philosophical ideas from Asia. However, despite its popularity in the West, minimalism
is somehow new to Asian audiences. This paper aims to fill this gap of research by
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examining its aesthetic ideas and links to Zen Buddhism, Asian visual arts, and culture.
In this way, future Asian performers will be able to connect the style to their own musical
and cultural experience.
The Influence of Asian Cultures in Minimalist Music
In recent years, minimalism has been described as “the single most important idea of the
last century, the one that made possible virtually all that we now listen to ... from punk
and techno to ambient and grime” (Sande, 2010). The term “minimalism” was first used
by Michael Nyman in 1971 (Duckworth, 1999, p. 293). The movement began in the
1960s, not as a coherent aesthetic but more as an eclectic practice dominated by the visual
arts. Meyer (2001) defined this movement as a practical field in the arts (p. 6).
A key feature of minimalism has been the influence of non-Western cultures
(Gann, 2004). During the 1960s, four Asian traditions were the main influence of the
style: Indonesian gamelan, Indian classical music, Japanese gagaku and the philosophies
of Zen Buddhism. It should be noticed that in the last years the style has been under
scrutiny and for some Asian artists this practice was already in use in some countries
including Japan before it appeared in the West.1
This new aesthetic was adopted in the late 1960’s by several New York-based
composers: La Monte Young (b. 1935), Terry Riley (b. 1935), Steve Reich (b. 1936),
and Philip Glass (b. 1937). These musicians became the first of minimalist composers
at a time dominated by European styles (serialism, neo-classicism, nationalism, and the
avant-garde) (Schwartz & Godfrey, 1993, p. 263). These American composers were
heavily influenced by the visual arts and brought multiple non-Western influences into
their compositions such as: Indian Hindustani music or the Balinese gamelan. Zen
Buddhism is also an influential element in their philosophical and aesthetical approach.
From the beginning of the movement there has been a strong link to Asian cultures and
some of these composers had performed with Asian musicians like Ravi Shankar.2
John Cage and the Influence of the Zen Philosophy
Buddhism has been present in the United States from the mid nineteenth century since
the arrival of Chinese, Japanese, and Korean immigrants to Hawaii and the West Coast.
From the late nineteenth century, an elite group of artists and intellectuals including the
philosopher Ralph Waldo Emerson (1803–1882) became close to Buddhist practices
(Burgan, 2012). The 1950s and 1960s saw a “boom” of Zen Buddhism in the United
States (Burgan, 2012). Painters like Mark Rothko, Barnett Newman, the sculptor and
painter Ron Bladen, or the minimalists Tony Smith and Agnes Martin had spiritual
practices close to either or both Judeo-Christian and Asian philosophies (Chave, 2008).
1 A recent exhibition, Minimalism: Space. Light. Object, held at the National Gallery in
Singapore, re-examined the origins of minimalism in Southeast Asia. A Cambodian minimalist
artist, Sopheap, proposed that the Asian tradition of minimalism is far older in Asia than in the
West and that minimalism was “happening in Japan way before the word was created” (National
Gallery of Singapore, 2018).
2 Ravi Shankar and Philip Glass collaborated in the album Passages in the late 1960s.
Pastor, F. M. & Ho, A-C, K.
35
John Cage (1912-1992) was the first Western composer to apply in his music
some of the concepts related to Zen Buddhism and other Asian philosophies. His aesthetic
ideas had a great impact on American composers and the visual artists, particularly on
minimalists. Cage, who had studied Zen with Daisetsu Teitaro Suzuki, believed that
music’s true purpose of art was to “sober and quiet the mind” (Brown, 2000, p.1). This
approach to art is in tune with Zen Buddhism and some techniques of meditation and
performance practices in South and East Asia, such as the Japanese Shinto chanting or
the Hindu ecstatic devotional music (Kirtan and Namawali Bhajan) (Henry, 2002).
Before his learning of Zen, Cage had approached Indian classical music in the
1940s, studying the concept of rasa, the mood or character of a musical scale or raga. His
pieces at this time experimented with Indian rhythmic structures, as well as with the
different rasas, and have a particular contemplative character. The culmination of this
period is his String Quartet (1950) where he introduces concepts related to Indian culture:
“the view of the seasons, which is creation, preservation, destruction, and quiescence;
also, the Indian idea of the nine permanent emotions, with tranquillity at the centre”
(Kostelanetz, 2003, p. 66).
During these years, Cage also composed music for mediation imitating the
structure and sounds of the Indonesian gamelan music. In his set of works for prepared
piano (started in 1938), nine of these pieces are given a gamelan-like treatment and one
of them is a short “Prelude for Meditation” (1944) composed only on 4 tones. Cage is
also a pioneer in using new technology and collaborating with other artists, mixing music
with other media (dance, theatre, and the visual arts). His collaboration with the
choreographer Merce Cunningham produced a type of music theatre in which he explores
the sound of the prepared piano to imitate the Indonesian gamelan. Music for Marcel
Duchamp is his masterpiece of the time and a major influence on the minimalist
composers.
In the 1950s, after the study of Zen Buddhism, Cage looked inward towards a
pure music, emphasising the importance of silence and isolated sounds: “I’ve thought of
music as a means of changing the mind. I saw art not as something that consisted of a
communication from the artist to an audience, but rather as an activity of sounds in which
the artist found a way to let the sounds be themselves” (Kostelanetz, 2003, p. 42). Silence
in Cage’s music become pervasive as opposed to areas of sound, in a clear influence of
the Japanese philosophy of the simultaneous presence and absence of all things. His
passion for silence in music comes both from his interest in Eastern and Western
spirituality. His readings on the Hindu mystic Sri Ramakrishna, and on the medieval
German mystic Meister Eckhart, who emphasised silence as expression of the divine
(Retallack, 2015).
For Cage, silence and duration are the essential elements of music structure as
opposed to Beethoven’s preference for harmony (Shultis, 1995). In his search for new
means of expression during these years, he composed poetic texts that follow musical
ideas, creating a clear connection between poetic and music structures. For example, in
his Lecture on Nothing (1959), this text is organised musically from a set of durations,
proportions, and groups of rhythmic structures or musical measures (Figure 1). The text
is written in four columns to show the structure: "There are four measures in each line
and twelve lines in each unit of the rhythmic structure. There are forty-eight such units,
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each having forty-eight measures. The whole is divided into five large parts, in the
proportion 7, 6, 14, 14, 7” (Cage, 2011, p. 109).
Figure 1. Excerpt from Lecture on Nothing by John Cage (Cage, 2011, p. 109)
A few years before this text, Cage had started composing music with no intention
or goal, following the I-Ching or Book of Changes. This is an ancient Chinese book of
divination that provides answers and guidance. Used by Buddhists as well as Taoists and
Confucians to make moral decisions, it has a long history of interpretations and is
considered a book of wisdom. Cage’s reading of the I-Ching led him to a new style of
composition, chance music or indeterminacy, music with no intentionality, as in his Music
of Changes (1951).
The search for “indeterminacy” or aleatoric music comes directly after his study
with D.T. Suzuki and his reading of the Huang Po Doctrine of Universal Mind. Cage
realised the inherent opposition between Western and Eastern musical aesthetics, whereas
Western classical forms aim for narratives with clear goals and expectations, Eastern
aesthetics propose a contemplative (non-goal oriented) experience.
At the core of this conflict lies causality and intentionality: “In the course of a
lecture … Suzuki said that there was a difference between Oriental thinking and European
thinking, that in European thinking things are seen as causing one another and having
effects, whereas in oriental thinking this seeing of cause and effect is not emphasised but
instead one makes an identification with what is here and now” (Cage, 2011, p. 46).
Pastor, F. M. & Ho, A-C, K.
37
The Zen composer needs to free himself of his intentions and the new “chance
music” would be Cage’s answer to this aesthetic search (Timmerman, 2009).
This doctrine of non-obstruction means that I don’t wish to impose my feelings on other
people. Therefore, the use of chance operations, indeterminacy, etcetera, the non erection
of patterns, of either ideas or feelings on my part, in order to leave those other centres
free to be the centres (Kostelanetz, 2003, p. 224).
Cage uses the I-Ching to make musical decisions regarding notes, structure,
instrumentation, or rhythm, but not as a book of wisdom (Kostelanetz, 2003 pp. 17 & 83).
Pieces like Music of Changes (1951), Imaginary Landscape No 4 (1951), and Cheap
Imitation (1969) use the I-Ching to decide the musical components of the compositions.
In this aleatoric music the composer is only part of the compositional process, as Cage
sets the initial conditions and throws the dice, he is not making decisions but only
contemplating the random result of this process. The I-Ching for Cage is also a book to
reflect on his music, “Very often you can ask a question and then find out that it gives
you an answer that makes you aware of another dimension you haven’t thought of”
(Kostelanetz, 2003, p. 17). The aesthetic result of these chance-controlled compositions
was foreign to Western ears, as the pieces lack directionality, expectations, or goals.
Against this type of criticism, Cage had a favourite quote showing his awareness of the
aesthetic differences between the East and the West: “In Zen they say, If something is
boring after two minutes, try it for four. If still boring, then eight. Then sixteen. Then
thirty-two. Eventually one discovers that it is not boring at all” (Cage & Gann, 2011, p.
93).
Like Cage, minimalist composers like La Monte Young, Terry Riley, and Steve
Reich continued applying in their compositions, numbers and musical processes, new
technology, and an emphatic use of silence as well as aesthetic elements derived from
Asian philosophies. The importance of Cage in bridging the gap between Asian and
Western culture goes both ways, as in 1961 he visited Osaka to give several lectures on
the composers of the New York School of the time (Earle Brown, Morton Feldman, and
Christian Wolff) and his new chance music. Two Japanese leading composers attended
these lectures, Toshi Ichiyanagi (1933) and Toshiro Mayuzumi (1929-1997), and they
were exposed to a “self-evaluation of their own culture” (Heifetz,1984, p. 451). A young
Toru Takemitsu (1930-1996), influenced by Toshi Ichiyanagi, was initially shocked by
Cage’s music but later acknowledged that thanks to Cage he had learned to appreciate his
own musical culture (Burt, 2001, pp. 92-109). This cultural trip of Cage from West to
East and the issue of influence, Takemitsu seems to embrace the dialogue between
cultures as he claims, “It has now been agreed that there is not much point in arguing
which influenced which first in terms of mutual circulation of cultures” (Takemitsu, 1992,
p. 27).
From the mid-1950s, some major Asian composers influenced by Cage also
applied the Chinese I-Ching and the concept of yin and yang to find variety and create
balance in their compositions. This is the case of Toru Takemitsu, as well as the American
Chinese composer Chou Wen-Chung (1923-2019), and the Korean composer Isang Yun
(1917-1995) (Kim, 2022). These three composers also added other Asian elements to their
aesthetics: Isang Yun often applied the yin and yang and Chinese calligraphy in his works.
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Chou Wen-Chung composed musical gestures derived from the Chinese calligraphy and
used the I-Ching and the yin and yang, as in his piece Metaphors (1961) (Zhang, 2015).
Toru Takemitsu also composed music using water in a symbolic way as in his piece
Toward the Sea (1981), in which each letter of the word “sea” is associated to a pitch-
class set within the scale (Zhang, 2015). Chou Wen-Chung and Takemitsu would play an
important part in shaping future generations of Asian composers as both were mentors of
Tan Dun and Bright Sheng and other composers of the Chinese New Wave (Chou, 2019).
This will be discussed later.
The European Avant-Garde’s Discovery of Asian Music
It is worth mentioning that the European avant-garde composers at that time had also
“discovered” Asian music in the 1950s, but they had focused on sonorities more than
philosophies, concentrating on sound and timbre qualities. The influence of Asian music,
especially East and Southeast Asia, was widespread use of extreme registers of the
instruments, portamento and timbre effects, microtonal fluctuations, extreme dynamic
range, and new instrumental techniques (Mayuzumi, 1964). In Asia, these instrumental
practices have a clear aesthetic purpose and often a transcendental significance, whereas
in Europe the sounds were conceived as extended possibilities of the instruments to
experiment with or, in other words, new sounds deprived of their aesthetic content.
An example of this type of appropriation is an instrumental technique derived
from a Japanese Zen medieval practice, the Suizen ritual practiced by the Komusō (Fuke)
monks. In this ritual, the mendicant monks play single sounds on the shakuhachi, focusing
on precise breathing control and the tuning of these sounds, as a form of meditation. This
instrumental technique used by the monks utilises microtonal inflections of isolated
sounds. This technique, as well as many other instrumental techniques used in Japanese
traditions or Indian classical music, became part of the extended instrumental techniques
appropriated by European composers since the 1960s. This appropriation focuses on the
sound quality forgetting the ritual, contemplative, and spiritual meanings that the sounds
themselves represent (there are some exceptions, as the Italian composer Giacinto Scelsi
(1905-1988), who was close to Hindu and Buddhist philosophies (Kirchert, 1998).
The European avant-garde seemed reluctant to a synthesis or fusion of musical
aesthetics between both continents, as Pierre Boulez shows in the 1960s, “The musical
systems of East and West cannot have any bearing on one another, and this will be quickly
realized by experienced composers of character” (Heifetz, 1984, p. 444). American
minimalist composers, however, are interested both in the new sounds and the aesthetics
behind these ritual practices, although, except for Cage and Riley, do not seem to mention
in their works the spiritual value of these sounds. The aesthetics derived from Zen
Buddhism is appealing to American minimalist composers as they can be applied to
music.
Pastor, F. M. & Ho, A-C, K.
39
Spiritual Dimensions in Buddhism and Music Applications in the West
The connection between the early minimalists and Asian cultures goes beyond aesthetic
preferences or a search of a new musical experience. Comparing minimalist pieces to
Japanese and Korean Zen music, we find similar elements:
•
The use of minimal rhythms and instrumentations, particularly in the accompa-
niment of the monk’s chant.
•
The use of simple rhythmic patterns that can last for a long time.
•
The use of repetitive melodic or rhythmic patterns
Figure 2. Comparison of main features of minimalist and Buddhist Music.
Zen music has been part of the Japanese Buddhist repertoire from the Kamakura
period (1185-1333) until today. Previously, Mahayana Buddhism had been brought
from China to Japan and Korea during the Tang Dynasty (618-907), altogether with a
new development in musical performance and the invention of instruments and genres
as the Gagaku court music (“Traditional Music of Japan,” n.d.)
The spiritual values of Buddhism as well as the religious chants are well present
in South and East Asia. These values and traditions include not only the repertoire but
many music practices. For example, Japanese music education has historically been
linked to Buddhist, Confucian and Shinto aesthetics and practices (Keister, 2008).
Below there is a summary of some of the spiritual dimensions and their
application to music performance (Figure 3 and Figure 4):
•
•
The full experience of the moment, the here and now, with the aim of enlighten-
ment.
•
Tuning and resonance with the outside and inside.
•
The flow of consciousness and complete immersion in performance of a task.
•
Focus on body sensations.
•
Consciousness and connection with others and oneself.
Figure 3. The five dimensions of Spirituality in Buddhism (Hay, 2006, pp. 65-70)
•
• The music performer is focused on the moment, the production of sounds and
nuances of the instrument, as well as the passing of time and the emotional
content expressed.
• In a group performance each player is in tune with the others and with his own
instrument. Resonance is a key element particularly in music for several strings,
as sounds of similar frequencies (or natural multiples of them) resonate
together, reinforcing tuning and instrumental blending.
•
• The performance flow enables the players to create an impression of a piece as
a whole flux of sounds in time.
• The players focus on aural and bodily sensations, the ear perceives and the
fingers and body react and adapt to each moment.
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•
• Consciousness and connection are key elements among performers. Orchestra
conductors often refer to “connection” as the state of mind that enables them to
anticipate other musician’s responses and interpretations.
Figure 4. Application to music of the dimensions of Spirituality in Buddhism
This state of consciousness, however, can be easily mistaken with a Western
concept, the “aesthetic state”, an idea developed by the philosopher Friedrich Nietzsche
(1844-1900) in relation to artists’ creativity. For Nietzsche, the “aesthetic state” is an
altered state of consciousness that takes place during the artistic creation. Nietzsche’s
philosophy had a great impact on post-modern art and the New York School, becoming
mainstream in the 1960s and 1970s, to the point that a US president, Richard Nixon, read
Nietzsche with “curious interest” (Crowley, 1998, p. 351). One key figure of the New
York School and close to the minimalists, Mark Rothko, was heavily influenced by
Nietzsche.
These two philosophical influences, Nietzsche’s “aesthetic state” and Zen
meditative practices, are often referred to or even interlinked by Western artists in the
1960s. Cage, for instance, explains the meaning of meditation as “to open the doors of
the ego from a concentration on itself to a flow with all of creation” (Kostelanetz, 2003,
p. 20). Minimalist composers were familiar with Zen Buddhism from their contact with
John Cage, but they tend to separate the cultural from the spiritual phenomena and the
Zen values (except Terrey Riley). Scores are notated in a more experimental way
(Feldman) or in a more conventional way (Reich or Glass), but in most cases the
transcendental approach to the sounds, the ritual of meditation, is left aside.
Unfortunately, this type of mislead approach to this type of transcendental repertoire is
quite common in Western appreciation of Eastern values (Matsunobu, 2011).
Early American Minimalism and Asian Music and Philosophies
The reception of the first American minimalists has been a mixed bag. The style has often
been described as “ritualistic music”. Tom Johnson, a music critic who coined the term
‘minimalism’, described Philip Glass’ music as “hypnotic” (Johnson, 1989). The pioneers
of minimalist music (La Monte Young, Terry Riley,1 Steve Reich, and Philip Glass) were
initially described as members of the “New York Hypnotic School” (Kostelanetz &
Flemming, 1999, p. 114).
The ritual element in the music comes from the constant repetition of minimal
patterns, extreme simplicity, slow melodic and harmonic unfolding, a pervasive use of
silence, long drone notes, sustained dynamics, and avoidance of sharp contrasts. All these
elements are often part of trance rituals (Becker, 2004). However, little has been discussed
on the spirituality behind this “ritualistic music”.
Early minimalism (late 1960s and early 1970s) uses repetition in a stricter way
and its aim is to achieve a state of “stasis” (especially Young). This early style is the
closest to Asian practices and rituals, as it proposes a search of “static non developmental
forms” (Fink, 2005, p.m14). As the style evolves in the 1970s, composers found that the
label of “minimalism” was “less satisfactory” (Bernard, 2003, p.112).
1 Riley, although part of this school, was based in California, not New York.
Pastor, F. M. & Ho, A-C, K.
41
The ritualistic music composed by the first minimalists was also linked to the
output of John Cage and Morton Feldman (1926-1987) at the time, independent
forerunners of the new style. Whereas Cage had been close to Asian philosophies aiming
to liberate the sound of intentionality, Feldman was aiming to:
“Disrupt the dialectical continuity of music by removing all teleological and
logical elements: ‘I make one sound and then I move on to the next’, he has said.
Traditional causality is replaced by an atomised succession” (Mertens, 2007, p. 106).
Feldman’s compositions show a simple notation, sometimes using graphics, and
a minimal sonority close to the minimalists. His melodies are often repetitive and slow
evolving, using simple harmony and long, soft, and meditative sounds. The spiritual mood
in these pieces link them to Buddhist music and had a great impact on minimalists’ works
such as Riley’s In C, Reich’s Clapping Music, and Glass’s Strung Out.
This commitment to individual sounds, isolated durations and lack of
intentionality is a clear influence of Cage and Feldman on La Monte Young, as we can
see in his Composition 1960 # 7 (Figure 5). The piece consists of only one sound that can
be held for a long (unspecified) duration, in consonance with Cage’s 4’33” and the
constructive use of durations and silence in his compositions.
Figure 5. Score of La Monte Young’s Composition 1960 # 7 (Young,1960)
Apart from minimalism, La Monte Young was also involved with the movement
“Fluxus”, initially a visual art movement. “Fluxus”, which in Latin means “flow” or
“flowing” was also a network of artists and composers founded by George Maciunas
(1931-1978). “Fluxus” and experimentalism were initially interconnected in the 1960s.
Only after the influence of John Cage, “Fluxus” became part of experimentalism in New
York (Tate, n.d.). This movement was not defined by an aesthetic dogma but by the
artists’ sharing of creations and experiences (Revich, 2018). Within “Fluxus”, several
artists developed an interest in Zen, like Cage, La Monte Young, or the influential New
York art critic Arthur C. Danto (b. 1924) who was inspired by Zen Buddhist Ching Yuan
(Best, 2006). La Monte Young explores the connections of “Fluxus” between the arts,
sound, and music in the 1970s. He introduces the concept of “stasis” that he defines as
sameness. Opposite to this concept is differentiation, variation, contrast, or change, what
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he calls “fluxus”. For Young, “stasis” and “fluxus” are both necessary to achieve a higher
goal, the static goal, the triumph of ‘stasis’ or sameness. Young was also inspired by
Gagaku music (traditional Japanese court music), imitating in his Trio the timbre structure
and colours of this ancient music (Strickland, 1993, p. 125).
Terry Riley was influenced by Indian Classical Music, Indonesian gamelan and
Jazz. After experimenting with tape loops and recorders he composed in C (1964),
considered the first minimalist work. His approach to minimalism is based on short
motives or cells that are repeated and superimposed in several musical layers. These cells
are conceived as modular, as the player has certain freedom on repeating them more or
less times. For Riley repetition aims to “rouse emotional vibrations in the listener”
(Mertens, 2007, p. 37). Gamelan music was a source of inspiration to many of his works.
His commitment to Indian Music is also present through the use of a very personal modal
approach to music. His modes have a peculiar sonority and a mood that, similar to Cage’s
works in the 1940s, resemble the Indian’s rasa or mood (atmosphere) of the ragas. Riley’s
thought is closer to Buddhism, as he claims: “music has to be the expression of spiritual
categories like philosophy, knowledge and truth, the highest human qualities. To realise
this, my music necessarily radiates balance and rest” (Mertens, 2007, p. 45).
Philip Glass studied yoga and Buddhist meditation in the 1960s. During 1966-
1967 he stayed in Tibet and India, growing an interest in non-Western music (Mertens,
2007). He believes that there are many commonalities between a musician and the
teachings of dharma as “both require students to learn the basics, pay attention to details,
and make an effort to improve. Buddhist artists often note how their meditative practices
bolster their creative efforts” (Burgan, 2012, p. 53). Glass’s music is organised following
additive principles of rhythm in Indian Music. He took tabla lessons with Alla Rakha, a
performer in Ravi Shankar’s ensemble (Potter, 2006).
Steve Reich started his career experimenting with tape loops (like Riley). In the
early 1970s he studied Indonesian gamelan and West African drumming techniques,
which he soon used in more sophisticated pieces like Violin Phase. The interlocking
rhythms of the Gamelan and their repetitive cyclic structures are featured in his works of
this period (Tenzer, 2019).
From the 1980s, minimalism has continuously evolved and become an
international eclectic style, open to individual styles and modifications, and merging with
other musical traditions. The term post-minimalism has been often used to describe a style
in which diatonic harmony, musical processes, and a strict pulse are in consonance with
the “motto” of the early minimalist artists: “Make it pure and simple” (Strickland, 1993).
“The idea of minimalism is much larger than many people realise. It includes, by
definition, any music that works with limited or minimal materials: pieces that use only
a few notes, pieces that use only a few words of text, or pieces written for very limited
instruments … It includes pieces that move in endless circles” (Johnson, 1989, p. 5).
After all this survey of Asian influences and transcendental values in American
minimalist composers, it should be mentioned that in the 1980s a group of Eastern
European composers embraced a new type of “mystic” minimalism.
The Eastern European and Russian “Mystic” Minimalists
Pastor, F. M. & Ho, A-C, K.
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This group includes the composers Henryk Górecki (1933-2010) (Polish), Sofia
Gubaidulina, (b.1931) (Russian) and Arvo Pärt (b.1935) (Estonian). From the 1990s their
music has been received more as “mystic” than as minimalist: Pärt’s music “unfolds with
a quiet rapture, small units shifting and turning with a ritualistic mysticism” (Rockwell,
1993, p. 24).
Pärt’s mysticism is in tune with the Eastern Orthodox Church, Gubaidulina is a
Russian Orthodox and Górecki was a Catholic. For all of them the meditative style is clear
in their music content: “The ‘spirituality’ inference, however, often comes from clues
within the score. The soprano’s text in the second movement of Górecki’s Third
Symphony is a plea to the Virgin Mary from an inscription on a wall in Auschwitz, and in
the third movement is a poem portraying Mary pleading to Jesus at the foot of the cross.
Pärt’s catalogue is dominated by works on Christian texts in a variety of languages”
(Potter, 2016, p. 319).
These composers’ spirituality is closer to a Christian mysticism than to Asian
practices. It is worth noticing, however, how the minimalism style which had long roots
in Zen philosophies from its beginning has finally found a mystic expression, as if this
repetitive style was waiting for composers to match this music language with its original
spiritual content. This music is based on ritual repetitions, long drones, simple melodies
and harmonies, a “spiritual” use of silence and the avoidance of contrast. The influence
of Zen Philosophy seems to find its own modus vivendi in this type of “mystic music”.
Somehow, the success of these mystic composers makes us wonder if musical styles are
much more than organised sound or a list of aesthetic preferences, as if the sounds needed
to be guided by profound concepts or spiritual philosophies.
The Influence of Minimalists on Asian Composers
Most Asian minimalists have developed their career in the United States. As the style
became widely spread from the late 1990s, composers have used some of these techniques
in the last 30 years, especially in orchestral pieces or concertos with orchestra, integrating
minimalism with other compositional techniques and their own personal style.
Yoshimasa “Yoshi” Wada (b. 1943) is a Japanese composer living in the United
States, a student of La Monte Young and a pioneer in the late 1960s of the “Fluxus”
movement, after meeting its founder George Maciunas. His music at the time was very
close to that of the American minimalists with a particular use of drones (repeated or
sustained notes for a long period of time). He has experimented with sound installations,
conceptual art, and electronic music (Eppley, 2015). Uzong Choe (b.1968) is a Korean
eclectic composer with deep roots in Austria and France. His works have shown a great
variety of musical styles and traditions, including Korean aesthetics from early music to
more contemporary popular music and he has worked with the street theatre troupe Yo-
Hee Dan since 1994 (College of Music Seoul National University, 2015). Minimalism is
one of the styles he has made use of in his pieces (Song, 2017). The style is not essential
in his creation but one more set of techniques in the palette of the composer.
From the 1980s, minimalism has contributed to an open approach to music and
arts, free of dogmas and formalisms (Fink, 2005, pp. 16-20). Composers often mix
musical traditions and explore individual styles utilising a great variety of compositional
techniques. This open approach to arts liberated of dogmas is an indirect influence of
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minimalism in the first Chinese New Wave of composers, who found at this time their
own compositional response after being immersed in both American and Chinese
cultures.
The Chinese First New Wave of Composers
The composers Wang Xilin, Zhou Long, Chen Yi, Bright Sheng, and Tan Dun are part of
the “New Wave” group of Chinese composers who went through the Cultural Revolution
in the period 1966-76 and later became representative figures of the Chinese music scene.
Although this is a heterogeneous group with very different styles, the New Wave
composers feature the use of traditional Chinese and Western avant-garde musical
elements and compositional techniques (Liu, 2010, p. 510).
The influence of minimalism is clear in Tan Dun and in some pieces of Wang
Xilin, less in the other three composers who have used minimalism occasionally in their
output (Dong, 2020). Cage is also a major influence of Tan Dun (van Raat, n.d.).
This group of composers became the first generation of Chinese composers to
explore Western compositional techniques introduced in twentieth century music. From
the mid 1980’s the group was known as a “New Wave” (Xin Chao). Since these
techniques were drawn from the Modernist and Avant-garde composers in Europe and
USA, the acceptance of this Western influence also meant a loss of some of their music
national (Chinese) character. With time, each composer in this group also developed an
individual style (Liu, 2010). These individual styles contrast with the previous forty years
of “compositions in a similar style” in China (Liu, 2010, p. 516).
These New Wave composers attended the Beijing Central Conservatory in the
late 1970s and early 1980s and later moved to the United States. At that time, Chou Wen-
Chung and Toru Takemitsu had been invited in several Chinese conservatories to give
lectures on Western contemporary compositional techniques and both had a strong impact
on the New Wave young generation composers (Dong, 2020). Bright Sheng and Tan Dun
were mentored by Chou Wen-Chung (1923-2019) at Columbia University (Chou, 2019),
who also recruited Chen Yi to study at this prestigious university (Chang, 2007). Chou
Wen-Chung became a mentor to these composers and firmly believed in a confluence of
Western and Eastern musical ideas (in clear opposition to Pierre Boulez’s thoughts in the
1960s mentioned above), “It is my conviction that we have now reached the stage where
the very beginning of a re-merger of Eastern and Western musical concepts and practices
is actually taking place” (Chou, n.d.).
The New Wave composers reflect this confluence from popular modern styles
such as “neo-romanticism or minimalism adapted for Chinese instruments”. For example,
Tan Dun uses Renaissance music, a romantic style, and Chinese folk music in his opera
Marco Polo (1995) (Dong, 2020, p. 19). Wang Xilin (b. 1937) is a Chinese composer
who become well-known since the Mid 1990s. He was heavily influenced by the Amer-
ican minimalist John Adams (b.1947) and his piece for orchestra Harmonielehre (1985),
in the creation of his Symphonic Cantata Hai de chuanqi (Legends of the Sea) (Op.35)
(Liu, 2010). During the Chinese Revolution he was in contact with local folk music that
became for him an important source of inspiration. “Wang’s passion for studying and for
teaching himself new techniques has meant that he has been able to keep abreast of the
times and has become one of the composers most able to communicate between China
Pastor, F. M. & Ho, A-C, K.
45
and the rest of the world” (Liu, 2010, p. 502). Wang Xilin believes that the symphonic art
tradition is “high art” and regards his production as a “pathway to the edification and
purification of Chinese listeners.” (Liu, 2010, p. 640). Among his major works are the
symphonic suite Yunnan Tone Poem No 1, Spring Rain in a tea plantation (1963) and the
Three Symphonic Murals- Legends of Sea, Op.35 (2009) (Wang, n.d.-a, n.d.-b). Wang
Xilin’s music has evolved from a Romantic style in his first two symphonies to modernist
techniques in the early 1980s drawn from Schoenberg, Bartók, and Stravinsky. In the late
1980s and 1990s he moved to more contemporary techniques close to Penderecki and
John Adams (Liu, 2010).
Chen Yi (b. 1953) is a Chinese American composer who was a finalist for the
Pulitzer Prize in Music. She has used a great diversity of compositional techniques, in-
cluding serialism and minimalism, combined with the use of Chinese tunes. She has com-
posed mainly for orchestra, chamber groups, choir and piano and her style mixes both
Chinese scales and Western tonality with other contemporary techniques (Liu, 2010). In
her “Sparkle” for octet (1992), Chen Yi blends Western and Chinese cultures by the “per-
petual rhythmic motion, the continuously flowing melodic line”, combining a Chinese
tune and elements of Western serialism (Xin, 2002). She has also used minimalism tech-
niques in the cadenza of the Flute Concerto (1997): “in my mind it’s kind of a minimalism
approach: a very long, very even phrase with non-stop repeated patterns. Eventually the
outcome was good because I told her (the player) to keep fluently going and she worked
it out” (Smith, 2012, p. 68).
The Chinese American composer Zhou Long (b. 1953), husband of Chen Yi, also
shows an openness to use minimalism techniques in compositions, although he cannot be
considered a minimalist composer. He considers minimalism as a style to be as useful in
his production as other contemporary styles: “I listened to minimalist music when I ar-
rived in New York ... Even minimalism—the wood, those kinds of repeated patterns. So
in my music, I don’t reject anything, but you have to do it well” (Smith, 2012, p.79).
The music of Bright Sheng (b. 1955) has strong Chinese and Asian influences as
in his pieces Tibetan Dance (2000) and Seven Tunes heard in China (1995), as a result of
his diligent study of Asian musical cultures for over three decades. Bright Sheng studied
at Columbia with Chou Wen-Chung and Mario Davidovsky, and he initially shows influ-
ence from Bartók, Hindemith, Ravel, Stravinsky, Ligeti, and Chinese folk music. Finally,
he has fully developed his exceptional compositional skills into his own language (Chang,
2006).
In 2008, he was invited to compose music for the opening ceremony for the Bei-
jing Olympic Games. He has composed pieces for orchestra of Chinese traditional instru-
ments as well as pieces mixing Chinese and Western instruments, as his “Three Songs for
Violoncello and Pipa” (1999). Among his major works are: H’un (“Lacerations”) for Or-
chestra (1988) and his violin concerto, Let Fly (2013) (Sheng, 2016).
In his essay “Melodic migration of the silk road: Music samplings of Northwest
China”, he claims his influence as a mixture of cultures “from European classical music
to jazz, folk, pop, new age, Asian, and African music. This multiculturalisation makes it
possible for composers like Lou Harrison and me to have an audience” (Sheng, 2019).
Tan Dun (b. 1957) is an American Chinese composer of an international reputa-
tion. Famous for his film scores and his symphonic music, his main influences are Cage,
Takemitsu, Reich and Glass. In his early works, there is a strong inspiration of using
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unusual sound materials to perform music, in tune with the philosophy and experimental-
ism of John Cage, especially in his early operas (Zhang, 2015). For example, while Cage
played with water sounds and experimented with noises on his homemade instruments,
Tan Dun also experienced with similar sounds recalling back to his life experience while
working in the farm with laborers.
The influence from Cage, including the use of a prepared piano, is clearly shown
in his 1994’s tribute work C-A-G-E. The piece seems to put together a “Chinese voice in
an otherwise Western modernist language”. On this occasion, the piano, the most
representative instrument of Western music, has been transformed in its sonority. His
prepared piano writing includes various skills drawn from the Chinese pipa repertoire, as
the pianist has to strike and mute strings, or play with bare fingers on the piano to create
different sounds (van Raat, n.d.). He has also experimented with mixing multimedia with
the sounds of Chinese folklore to compose his works. He has also mixed Chinese and
Western instruments in the form of Concertos. His Ghost Opera blends Western avant-
garde and Chinese ritual culture as well as his personal musical experiences to create a
very personal atmosphere. This opera was later expanded to become his Pipa Concerto
(Smith, 2004). His latest opera, Buddha Passion (2018), shows a clear integration of
Western and Asian cultures, in which the main characters speak in Chinese, English and
Sanskrit (Los Angeles Philharmonic, 2019). The main theme of the opera is Spirituality,
in connection with Zen Buddhism and his mentor John Cage, for whom, music was meant
“to sober and quiet the mind, thus rendering it susceptible to divine influences” (Brown,
2000, p. 1).
Tan Dun’s film composition has shown an influence from both his mentor Toru
Takemitsu and the minimalist composer Philip Glass. As in his concert works, his film
music normally shares elements from Western and Eastern cultures. He also applies his
Chinese heritage and philosophy as well as Chinese scales and instruments in most of his
film scores, as in Crouching Tiger, Hidden Dragon (van Raat, n.d.). Tan Dun has made
his own explanation of minimalism. For him, his major inspirations start with the letter
“M”. The first capital “M” in Tan Dun’s vocabulary stands for “Minimalism”. In 1986,
during his years at Columbia University, he discovered minimalist and post-minimalist
composers such as Philip Glass and John Adams. The Second capital “M” in Tan Dun’s
vocabulary stands for Mozart. He explains, "But Mozart is minimalist” (as in Mozart’s
piano sonatas, the music shows clear melodic line and the continuous repetitive left-hand
pattern) … and Eastern music (is also minimalist), from the Indian sitar to Chinese monks
singing is often just endless minimalist patterns” (Dart, 2006).
These New Wave composers have applied their cultural heritage into their works.
Their writing normally demonstrates their dual heritage, absorbing Western musical skills
on one side and combining them with non-Western philosophy and aesthetics, particularly
in their orchestral works (Smith, 2012). Their personal life in China had a strong impact
in their later works. For example, Tan Dun adds to his music the scenes and colours of
his stay in a farm, Bright Sheng applies Buddhist dance and folk tunes, Zhou Long and
Chen Yi acclaim rural surrounding sounds (Smith, 2004).
Appendix: Minimalism in the Western and Asian curriculums
Pastor, F. M. & Ho, A-C, K.
47
Western music has been widely spread for several generations now in Asia, as “students
increasingly attended schools in Japan and Europe, bringing back European ideas and
training upon their return home” (Lau, 2008, p. 3). However, minimalist music is new to
most students in the continent as it is not part of the curriculum yet (except in some music
schools in Japan and South Korea). College students are familiar with Western music
history from Baroque to Classical and Romantic music but lack a familiarisation with 20th
or 21st century music. For example, teachers of the major and more influential music
centres in China like the Central Conservatory of Beijing or the Shanghai Conservatory
do not commonly teach this repertoire. On another hand, Asian students are most familiar
with Rock or Jazz styles than other contemporary styles in the West (Fung & Chung,
2000).
Pedagogically, minimalism has an advantage over other modern and
contemporary styles as this style is only relatively new to Asian ears; students are familiar
with the style in many current films and documentaries like Philip Glass’s “Dreaming of
Fiji”, “Truman sleeps” or “The hours”, as well as other contemporary film music. This
last movie soundtrack, “The hours”, was a strong influence for Tan Dun, composer of the
soundtrack to “Crouching Tiger, Hidden Dragon” (Oteri, 2007).
Minimalism is already part of the music curriculum in Europe, Australia, and the
U.S. Students at secondary school are exposed to this contemporary style and learn how
to analyze basic minimalist techniques like ostinato, layering or phasing. Instructors
normally introduce the historical background in class and selected musical works by
Terry Riley, Steve Reich, Philip Glass, John Adams, the British composer Michael
Nyman (b.1944) or the Dutch composer Louis Andriessen (1939-2021). Students often
perform accessible pieces in class like Riley’s In C or Reich’s Clapping Music.
It is also common to use minimalism in the classroom to learn basic musical skills
even from primary school, due to the simplicity of some of the pieces. Some teachers
propose to use this style from primary to tertiary level of music education through
composing activities with the aim of applying a “post-modernist perspective in music and
its cultural and social context in the teaching strategy and classroom plan” (Blom, 2003,
p. 87).
Minimalism can build a bridge between contemporary Western and Asian music.
It can introduce Asian students to Western contemporary music and help them develop
new skills such as aural and instrumental skills or audio recording processing. It is also a
relatively simple style to perform with strong connections with Western, African, and
Asian cultures. The style can provide a global cultural immersion in a diverse musical
world, or a way of connecting with contemporary music in a globalised world. Teachers
can introduce minimalist music and composition techniques in classroom activities, as
the style contains various musical influences that will enrich a student’s ability and
creativity in learning modal and stationary harmony, musical processes, timbre effects, or
interlocked rhythms (i.e., rhythms constructed by the interaction of several musical parts
to create a complex texture). Performers can also play this repertoire as the required skills
are heavily based on conventional techniques. Playing this music not only examines a
student’s fundamental techniques and aural training but also improves their physical and
mental control abilities. The style requires a good level of training but, most importantly,
great concentration and muscle memory.
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Minimalist music might initially look simple on the surface, but it requires a
particular understanding of the music and a precise technique to interpret it. As Albert
Einstein once said: “Everything should be made as simple as possible, but not simpler”.
The style aims initially for simplicity and some pieces like Clapping Music by Steve
Reich are not complex to perform but others require a high level of proficiency in a new
set of skills: tempo mastery, performance of accurate repetitions, high degree of
independence of musical parts, or extreme speeds. Minimalist music also demands a high
accuracy of intonation and tempo keeping as the music is often based on exact repetitions
of short fragments that the listener will easily follow, expecting a high degree of precision
in the repetitions. As Moncrieff notices: “The repetitive nature of minimalist music makes
it easy to get lost” (Moncrieff, 2009, p. 22). These repetitions (often at a high speed) will
also demand a great control of muscle relaxation, tempo accuracy, and concentration,
“Concentration is paramount to the success of the playing of minimalist music. It also
requires players to focus on the changes that should be made throughout the music”
(Moncrieff, 2009, p. 15). Performing minimalist music requires a sharp concentration in
both practice and performance. It is different from other styles in which difficult passages
alternate with others of lower difficulty. In this style, performers may lose the
concentration in counting repetitions or somewhere in the middle of the process, only
performing out of muscle memory. Listening is also a key skill to perform this music.
According to Philip Glass minimalism proposes a new type of listening to music: “What
you hear depends on how you focus your ear. We’re not talking about inventing
a new language, but rather inventing new perceptions of existing languages”
(Reich, 2018).
Listening is also discussed by Steve Reich, who emphasizes the experience of
listening to complex textures in his piece Violin Phase,
The violinist should regard him or herself as a listener in the practice. All these patterns
are really there; they are created by the interlocking of two, three, or four violins all
playing the same repeating pattern out of phase with each other. Since it is the attention
of the listener that will largely determine which particular resulting pattern, he or she will
hear at any one moment, these patterns can be understood as psychoacoustic by-products
of the repetition and phase-shifting” (Moncrieff, 2009, p. 26).
Minimalism can also introduce students to less conventional playing techniques
and skills, enhancing the level of concentration, muscle memory and relaxation, tempo
accuracy, or aural perception as, in this music, the technical skills are as relevant as the
mental and physical states of the performer.
Conclusion
The concept of “minimalism” was first applied in the visual arts as a return to simplicity,
in an aesthetic search in tune with ancient Asian philosophies (Zen Buddhism). Early
minimalist music focuses on the aesthetics of simplicity and contemplation in circular
repetitions of time and, consequently, as a means to reach a trance-like state of flow or
meditation. Culturally, the minimalist style has created a bridge of communication
between Asian and American cultures, as contemporary composers in both contexts have
been influenced by philosophies or aesthetics developed in each of their continents.
Pastor, F. M. & Ho, A-C, K.
49
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Acknowledgements
This research is sponsored by the BNU-HKBU United International College.
Biography
Dr Fernando Martin Pastor was a Fulbright Fellow in Music and studied at the University
of California and University of Washington. He later received the AHRB fellowship from
the UK government at Southampton University to complete his PhD in composition. He
also studied contemporary music at King's College London, Conservatorio Superior in
Madrid (Spain), and IRCAM Centre Pompidou in Paris.
Ang-Cheng Kris Ho is an associate professor in Music Performance Programme at BNU-
HKBU United International College, China. She completed her PhD in violin perfor-
mance and pedagogy at the University of Tasmania, Australia. Her research focuses on
areas of contemporary music history, string pedagogy, and minimalism.
|
|
Malaysian Journal of Music Vol. 11 No. 1 (2022) | balungan gending, inner melody, Jawatimuran karawitan, music notation, organology, slendro | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/431 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/6363 | Slendro Culture, Balungan Concept, and Inner Melody of Jawatimuran Karawitan | This study aims to reveal the development and distribution of the slendro tuning and analyze the concept of | https://ejournal.upsi.edu.my/index.php/MJM/article/view/6363/4105 | [
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53
Slendro Culture, Balungan Concept, and Inner Melody of Jawatimuran
Karawitan
Aris Setiawan*
Ethnomusicology Department, Indonesia Institute of the Arts, Surakarta
Email: [email protected]
*Corresponding author: [email protected]
Published online: 28 November 2022
Cite this article (APA): Setiawan, A. (2022). Slendro culture, balungan concept, and inner melody of Jawatimuran
karawitan. Malaysian Journal of Music, 11(1), 53–67. https://doi.org/10.37134/mjm.vol11.1.4.2022
Abstract
This study aims to reveal the development and distribution of the slendro tuning and analyze the concept of
balungan gending and the inner melody of gending in Jawatimuran karawitan. It became essential to do as an
effort to build a scientific milestone in Jawatimuran karawitan. This study uses the participant method, which is
an effort to involve the researcher in the study he is studying thoroughly. In-depth observations and active
interviews were carried out so that the data obtained from the participant method could continue to be
contextualized with reality. The researcher tries to place the resource person as a speaking subject, not a passive
object. As a result, apart from Malang, almost all Jawatimuran karawitan cultures use slendro gamelan with a
unique side and distinctive character. The concept of balungan gending and the inner melody result in the gendings
in Jawatimuran karawitan having complex musicality dynamics, in contrast to other musical styles, Surakarta and
Yogyakarta, for example.
Keywords: balungan gending, inner melody, Jawatimuran karawitan, music notation, organology, slendro
Introduction
Jawatimuran karawitan in terms of concepts and theories so far has not been fully discussed. The
discussion regarding the world of karawitan is more centered in Surakarta and Yogyakarta (Setiawan,
et al., 2017). Therefore, efforts to develop the scientific side of Javanese musical instruments continue
to be encouraged. One of the main reasons is the absence of a "patron" or "cosmic world" such as the
palace in Surakarta and Yogyakarta. As a result, the musical culture in East Java developed communally
(Sugiarto 2013). Therefore, various musical styles emerged, such as Surabayan, Malangan,
Mojokertoan, Porongan, Pandalungan, etc., not concentrating on one particular style point (Setiawan,
2021a). Not all areas in East Java refer to the Jawatimuran karawitan (Munardi 1983:4–6). This is due
to the strong influence of the palace culture in Central Java, Surakarta to be exact, with the areas of East
Java being part of the legitimacy of its power. Regarding this, Anderson Sutton wrote:
in the “central Javanese” [Jawa pusat], region of the province one finds a continium in musical style
from very nearly Solonese, around Madiun. Recording of Solonese pieces from town such as
Trenggalek, Tulungagung, Blitar, [Kediri, Ngawi].. scholars and performers from Central Java with
extensive experience in the province of East Java, also consider the Surabaya-Mojokerto-Malang
triangle as a distinctive region, whose people share the dialect of Javanese language identified “east
Javanese” (Jawa cara wetanan or Jawatimuran) along with their own musical style. (1991: 121-122).
Sutton tries to identify that the East Java style consists of three main areas: Surabaya,
Mojokerto, and Jombang. But in practice, the East Javanese style is broader, covering the areas of
Gresik, Jombang, Malang, Mojokerto, Surabaya, Sidoarjo, and Lamongan (in the terminology of the
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local community known as Gerbangkertasusila) as well as Lumajang, Probolinggo, Pasuruan, Jember
(commonly called Pandalungan). Other regions, such as Banyuwangi (Osing culture), have a different
and very distinctive musical style, with different techniques and instruments (Rahayu, 2010). Uniquely,
almost all of these areas use the slendro-tuned gamelan as their musical expression (Supriyono, 2006).
Slendro is a pentatonic tone system without a semitone. The concept is that the distance between
the tones (intervals) that are formed is relatively the same (Mistortoify, Haryono, Ganap, & L.
Simatupang, 2014). In its implementation, the slendro tone system grows and develops in various types
and characters in every cultural area, every sub-culture to communities and individuals. Apart from
Malang, almost all regions in East Java that adhere to the concept of Karawitan Jawatimuran (East
Javanese) use slendro gamelan. Sukesi Rahayu (2017) explains that the music in East Java (Surabaya,
Gresik, Jombang, Lamongan, Sidoarjo, Mojokerto, even Madura) focuses more on the slendro tuning
and is classified into four pathets namely sepuluh, wolu, sanga and serang. The existence of this slendro
gamelan becomes interesting to study further related to the early traces of its emergence and
development (Hastanto, 2016).
Jawatimuran karawitan as a musical culture has a unique concept and character, which tends to
be different from the musical style in other areas (Nugraha et al., 2009). As in the notion of balungan
(gending) and the inner melody, Jawatimuran karawitan has a distinctive conceptualization. Therefore,
it is essential to present the Jawatimuran karawitan in other karawitan arenas in the archipelago
(Setiawan, 2013). Scientific studies on Jawatimuran karawitan continue to be encouraged to build the
ideal foundation of musical science. Of course, it should start immediately. However, this does not
mean there is no acculturation between Jawatimuran and Surakarta karawitans.
The traces of gamelan-culture-interaction between East Java and Central Java (and even
Yogyakarta) have continued for a long time. Regarding this, Sumarsam wrote:
In his policy of expansionism, Sultan Agung confronted the mighty state of Surabaya, a powerful and
rich state because of its intensive trading (with Gresik as its harbor). It took Sultan Agung five years
(1620-1625) to defeat Surabaya. Like any other assault, the treasures and royal princesses became the
booty of war. Realizing the importance of Surabaya, however, Sultan Agung brought the king’s son,
Pangeran Pekik, to Mataram, married him to his sister, and reinstalled him as ruler of Surabaya. This
marriage diplomacy made Surabaya a close ally of Mataram for a long time to come. Continuing his wish
to rule all of Java, Sultan Agung, in collaboration with Sunan Pekik, destroyed Giri in 1636. (2014:337)
Sumarsam explained that Sultan Agung faced Surabaya (East Java), a strong country, because
of its intensive trade (with Gresik as its port). At least it took Sultan Agung five years to conquer
Surabaya. Realizing the importance of Surabaya, Sultan Agung brought Prince Pekik (son of the king
of Surabaya he defeated) and married him to his sister. After marriage, Prince Pekik was returned to
Surabaya, and thus Surabaya directly became an “extension” or ally of Mataram (Central Java).
Marriage diplomacy is not only a matter of politics and power but also about cultural issues, where art
(in which gamelan is involved) becomes a bridge between the two. After becoming an ally of Mataram,
Surabaya in the 17th century was at its peak after previously successfully controlling Gresik (Giri) in
1636.
Sumarsam, through his thesis, views that in the context of the conquest, there was a cross-
cultural crossing. Because of that, many gendings had the same name, even though they developed
locally and had different tastes, adapting to their character and environment. Furthermore, East Java,
especially Gresik, according to de Groot (1852), was originally the center of gamelan making in Java.
Gresik is an area that has quite advanced arts, including wayang, dance, dance drama, and gamelan. In
their analysis, Groot and Sumarsam emphasize that at first, the arts developed quite rapidly in the coastal
areas (ports) of East Java because of the contacts that occurred between the natives and immigrants,
missionaries and traders.
Setiawan, A.
55
Figure 1. Gendings in Gresik (East Java) 17-18 centuries, taken from Groot (1852). These gending names are also
commonly found in Surakarta (even Yogyakarta). This proves the existence of a cross between gamelan cultures.
It must be admitted that the scientific foundations of Jawatimuran karawitan are not as solid as those of
other musical cultures (Surakarta and Yogyakarta). This is partly due to art schools (and colleges) for
the first time in Surakarta (Sumarsam, 1995). Meanwhile, in East Java, Surabaya in particular only
recently took similar steps (Sutton, 2001). And even then, almost all of the teachers were brought in
from KOKAR (Konservatori Karawitan [karawitan conservatory]) Surakarta, so the material taught
mainly focused on Surakarta-style karawitan (Soenarto, personal communication, October 24, 2017).
The case had significant implications for formulating the scientific concept of Jawatimuran karawitan,
which is no longer genuine. The study of pathet, for example, is still widely viewed from a scientific
point of view in Surakarta karawitan, so that the original pathet names of East Java are replaced with
pathet names in Surakarta (Setiawan, 2021b).
Likewise, many researchers are trapped in being unobjective by interpreting balungan gending
and the inner melody. Therefore, this study attempts to investigate Jawatimuran karawitan by looking
at the most elementary musical problem, namely the tuning system (laras) and the inner melody of
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Jawatimuran karawitan from the insider's point of view. It is hoped that new discourses, concepts, and
theories regarding the musicality of Jawatimuran karawitan can emerge as a stepping stone to be
developed and elaborated more comprehensively in the form of further research afterward. The culture
of slendro, balungan gending, and the depth of musical theme are musical events that do not stop at the
problem of sounds. But involve the conceptualization of how Jawatimuran karawitan grows and
becomes a musical culture that is believed to exist by the community that owns it.
Methodology
This study uses the participant observation method, which is an effort to involve the researcher in the
study he is studying thoroughly (Kawulich, 2005). Researchers are actively engaged in various
Jawatimuran karawitan performances together with resource persons within a certain period to achieve
valid data. The "researcher body" is thus a source of data that deserves to be explored (Thomas, 2019).
But from the beginning, full awareness has been raised regarding the limits of when to act as a researcher
and when to be part of a musical community. This is important, considering that the researcher is part
of the music community he is researching. Thus, the awareness to take that position from the beginning
must be realized so that the data obtained are not biased. The participant observation is quite helpful in
analyzing and understanding musical phenomena (Mohajan, 2018), such as; what musicians think when
they are faced with musical notation, how they know the problem of balungan gending. Active
participation also has consequences in uncovering issues that have been difficult for the original
musicians (native) to explain, such as the difficulties that arise when describing the depth of gamelan
melodies. This research is also based on "practice-led research", in which the practice and involvement
of researchers are directly used to create an evidence base for something that is demonstrated or found
(Mäkelä, 2007).
In-depth observations and active interviews were carried out so that the data obtained from the
participant observation could continue to be contextualized with reality (Ciesielska et al., 2018). The
researcher tries to place the resource person as a speaking subject, not a passive object (Baker, 2006).
This approach makes it possible to reveal discoveries that have not yet emerged. In such a context, this
research seeks to present a “voice from within” (Oyebode, 2017). Researchers become a bridge by
knitting emic data (native) to correlate with the ethics side (Rosa & Orey, 2012). Thus, this research is
like experimental space, trying to present data as objectively as possible with measurable scientific
considerations. The research results are always returned to the community that owns the music culture,
not only as a form of scientific contribution but also to get criticism and suggestions. The data obtained
and analyzed, then compiled into research results, are shown to the owner of the music culture. This is
done so that the research results are valid from the "researcher's point of view" and get similar
confirmation from the people who own the music culture. This continues to be done so that research
results can be accounted for and convey what is appropriate to be voiced.
Results and Discussions
Slendro Culture
Tasman Rono Admojo and Diyat Sriredjo recorded Jawatimuran gendings in the early 1980s, the results
of which were published in a book entitled Notasi Gending Mojokerto-Suroboyo in 1981. In the book,
156 gendings from various levels were collected. Of the 156 gendings, all of them are slendro-tuned.
Soenarto also did the same thing through his book entitled Teknik tabuhan karawitan Jawa Timur
Surabaya-Mojokerto (2011), collecting 44, all of which were also in slendro tunes. Recently, Adiyanto
through his book Balungan gending Jawatimuran (2016) recorded as many as 142 gendings. Of the 142
gendings, only seven are in the pelog tune, and the rest are in the slendro tune. The pelogs tune are
Bango Mati Pathet Nem, Endol-Endol Pathet Barang, Pacol Gowang Pathet Barang, Slukat Pathet
Barang, Srundeng Deken Pathet Barang, Sweep Jagat Pathet Nem, Sumyar Pathet Barang. Kunst
(1973), in the decade of 1920, recorded East Javanese music, mostly slendro-tuned, and described the
Setiawan, A.
57
distribution of gamelan in East Java, including Surabaya, Mojokerto, Jombang, Lumajang, and Malang.
The results can be seen in the following figure.
Table 1
Distribution of slendro gamelan in five areas of East Java. Source extracted from Kunts (1973: 564-566)
In addition to the Malang area, the slendro gamelan seems to dominate the four regions, namely
Surabaya, Mojokerto, Jombang, and Lumajang. Even today, in the Klakah Lumajang sub-district and
some areas in Probolinggo-Pasuruan, local people regard the pelog gamelan as “gamelan rusak [broken
gamelan]” (Hartono, personal communication, September 12, 2017). In other words, the presence of
the pelog gamelan has not been entirely accepted, especially by the Pandalungan community (Jember,
Lumajang, Probolinggo, and surrounding areas). In some cases, in Sidoarjo, a young, well-known East
Java puppeteer named Ki Yohan Susilo. Uniquely, Ki Yohan cannot perform the sulukan or vocals of
the puppeteer in the pelog tune. During the performance, all night long, the puppeteer only performed
the slendro-tuned gamelan. During an interview with Yohan Susilo (personal communication, May 17,
2018), he explained that when he was studying (nyantrik) with his teachers, namely Ki Surwedi, Ki
Bambang Sugiyo, Ki Supeno, and Ki Suleman, Yohan had never received a vocal in the pelog tune.
Inheriting the views obtained from his teachers, he considers that puppetry and musical instruments
from East Java (except Malang) are slendro tunes, not pelog.
Yohan had difficulty when he had to bring the vocals in the pelog tune. The pelog tuning vocals
(sulukan) in the Jawatimuran puppetry is allegedly due to the influence of the Surakarta-style puppetry
culture. Ki Surwedi (personal communication, September 16, 2017) explained that the existence of
pelog vocals in Jawatimuran puppetry began to develop in the early 1990s because some puppeteers
considered performing sulukan in pelog tunes was a challenge in itself. Meanwhile, Wartini and Tina
(personal communication, February 4, 2018), as waranggana (dancers and vocalists in tayub
performances) who are pretty well known in Lumajang and surrounding areas, stated that at first, they
had difficulties when they had to sing in pelog tunes. Almost all of the kèjhungan patterns and traditional
gendings in the tayuban are slendro-tuned, so the tunings are very familiar to their ears. The rest, they
are required to sing in the pelog tuning when there are campursarian (Javanese pop songs).
Especially for Tina, a waranggana who was raised in a strict Madurese culture, her contact
with the slendro-tuned gamelan is so deep that it still feels when she performs vocals outside of that
tone strange. Mistortoify (2015:234) emphasizes that Madurese culture has long practiced the slendro
tuning and does not like the pelog tune, so that the pelog tuned gamelan is not found, except in new
gamelan groups that are contemporary. Therefore, the view that suggests that the pelog tuning in some
Pandalungan communities is considered a damaged or wrong tuning seems to find a justification. Next,
in Mojokerto and Jombang there are famous ludruk namely Karya Budaya and Budi Wijaya. Eko Edy
Susanto (personal communication, May 21, 2018) as the leader of Ludruk Karya Budaya, explained
that ludruk groups in Mojokerto, Jombang, even Surabaya and Lumajang still use the slendro gamelan
in their performances. In Ludruk Karya Budaya under his leadership, the slendro gamelan used in the
beginning was not as complete as it is now. To find bronze gamelan (because the average gamelan is
iron), Eko has to rent it far away in Kedamean District, Mojokerto Regency. Even then, there is only
one demung, two saron, peking (saron penerus), bonang barung, bonang penerus, slentho (slenthem),
gender penerus, kenong, kempul with the tone ma (5), and gong ageng.
Compared to gamelan made of bronze, gamelan slendro of iron has a sound frequency that is
relatively loud, shrill, and "crispy" compared to gamelan bronze which is gandhem or soft (Prasetya,
Region
Slendro
Pelog
Addition of gamelan from 1920 to
1973
Surabaya
101
16
70 slendro
Mojokerto
106
8
40 slendro, 8 pelog
Jombang
189
51
98 pelog “miring”
Lumajang
131
42
Malang
106
232
54 slendro, 56 pelog
Total
633
349
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2012). Iron gamelan then became the prima donna (idol), although another reason was the relatively
lower price to manufacture than bronze gamelan. Almost every ludruk group uses it, and this happened
before the 2000s. The iron gamelan used is also considered more flexible and easy to carry anywhere
because of its relatively lightweight. In the late 1990s and early 2000s, the iron gamelan was seen as
not having prestige for the ludruk group. Bronze gamelan is seen as more "dignified" to raise the name
and reputation of ludruk. Bronze gamelan is seen as more elegant, beautiful, shiny when compared to
iron gamelan. By having a bronze gamelan, the related ludruk is seen as more special or honorable.
This was triggered and initiated by using a bronze gamelan called Kiai Macan Putih by the Ludruk
group of RRI Surabaya in that decade (Setiawan, 2020).
Until now, the distribution of slendro gamelan made of bronze has occurred massively in almost
all ludruk and shadow puppet groups in East Java. Sutton (1991:127–129) states four characteristics of
slendro gamelan in East Java musical instruments. First, there is the Jekdongan drum (which in Sutton's
terminology is called kendang gambyak). Second, there is the ponggang instrument, also known as the
penembung. The shape is smaller than kenong but bigger than bonang. Third, a slentho instrument is a
slenthem with a mound above the rectangular key (pencu). They are arranged in a device (rancakan)
that is assembled like compiling a gender instrument (the simple analogy is gender keys with pencu,
but the shape is more oversized). Fourth, there are balungan instruments such as the saron and demung
with a resonator like a gambang (xylophone) instrument, with a design like a gravestone.
Figure 2. Characteristics of Jawatimuran karawitan instruments. Description in the image above: A. Kendang
Jekdong (drum), B. Saron with a wooden body shaped like a traditional Javanese gravestone, C. Slentho, D.
Penembung. Photo by Aris Setiawan (2008), and Kukuh Setyo Budi (2022).
Meanwhile, Kartamihardja (1978:32) added that at first, the slendro gamelan in East Java consisted of
only one kempul with the tone of nem (6) or ma (5) and one gong suwukan with the tone of ro (2) and
a gong ageng or gong gedhe. Currently, the slendro gamelan is proliferating, marked by the increasing
number of existing instruments. Kempul does not consist of only one tone, but almost all tones—
including garap instruments such as gender barung, rebab, siter, and gambang. Musicologically, the
placement of the tones on the ricikan key (ricikan is a term for a particular instrument in gamelan) is
A
B
C
D
Setiawan, A.
59
also different from the slendro gamelan in Surakarta and Yogyakarta styles. In the ricikan saron and
slenthem, for example, it can be seen in the figure below.
Figure 3. the arrangement of the tones on the saron dan demung keys of the three styles
In the figure above, the tones are arranged in the slendro saron instrument in three gamelan cultures. It
is necessary to distinguish between tone pitches and scales in this context. Tone pitch is the tones used
in slendro gamelan (for example, do not use a tone of 4 because it is a tone in the pelog tune), while the
scale is a sequence of tones from the lowest to the highest (one octave). Therefore, the tones are arranged
coherently in the scale, using a lower point for low tones and an upper point for high tones. One octave
can be interpreted as one interval.
The existence tone of 2̇ is interesting to review, considering that in the construction of
Jawatimuran musical culture, the high tones of its presence is quite essential. For example, in the
shadow puppets tradition, almost all kembangan (patterns) of saron instrument orchestration always
reach the high tones, such as in Gending Krucilan, Alap-alapan, Gemblak, and Ayak. The use of high
tones also characterizes the Jawatimuran musical style (Supriyono, 2006). Today, gamelan slendro is
intertwined with Surakarta culture. In other words, many slendro-tuned gamelan instruments in East
Java are imported from Central Java and are tuned and arranged like the slendro gamelan in Central
Java, especially Surakarta (Sutton, 1991). Therefore, it is currently quite difficult to trace the traces of
slendro gamelan in East Java which are relatively "original" with the arrangement and point of view
described above. Surwedi (personal communication, September 16, 2017) and Kartolo (personal
communication, August 2, 2017) explained that basically, the slendro gamelan in Jawatimuran
karawitan has a lower tuning size than Surakarta or Yogyakarta (see frequency table below). In
Jawatimuran karawitan, although it uses many high tones in its vocals, it is still in the low range when
applied to the slendro gamelan in Surakarta. In a sense, the tone of 2̇ in Jawatimuran karawitan, for
example, is almost the same as the tone of 1̇ in Surakarta, or slightly higher.
This becomes a particular problem when a Jawatimuran puppeteer performs using a slendro
gamelan tuning from Surakarta. The high tones will feel much more heightened. On the other hand, low
tones will feel much lower. This case, for example, was experienced by Ki Surwedi when he had to
perform shadow puppets with Surakarta-style gamelan. He found it difficult to reach the high-pitched
areas. In this context, Sri Hastanto's book entitled Kehidupan Laras Slendro di Nusantara (2016) is
essential to present. In his book, Sri Hastanto explains the range or interval in slendro tones in the
archipelago (nusantara), which varies, especially in Java. As a comparison of what Sri Hastantao wrote,
this study then tries to measure the ambitus (high and low tones) or the interval of the slendro gamelan
(in hertz or Hz) on the saron instrument in Lumajang in the Tayub Panji Laras groups, Tayub Endah
Laras groups, and the Ludruk community of RRI Surabaya and Karya Budaya Mojokerto. The results
can be described in the following table.
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Table 2
The frequency of slendro tones in Lumajang, Probolinggo, Surabaya, and Mojokerto
Compare the frequencies of several slendro gamelans in Surakarta and its surroundings in the
table below
Table 3
Frequency of slendro gamelan in Surakarta and its surroundings. Taken from Hastanto's book
(2016:40–42)
By looking at the figure above, it can be emphasized that the slendro gamelan in the East
Jawatimuran karawitan culture has a lower frequency than that in Surakarta and its surroundings.
Therefore, the Jawatimuran karawitan has its unique slendro gamelan, which is different from the
slendro gamelan culture in other areas, especially in Central Java.
Setiawan, A.
61
Balungan Concept and Inner Melody Theme of Jawatimuran Karawitan
Sumarsam, in his book Hayatan Gamelan, Kedalaman Lagu, Teori dan Perspektif (2002), reviews the
possibilities for determining the inner melody. The main question that arises is, where is the depth of
the gamelan melody themes? What instruments can be used as a reference in this regard? From the
outset, many Western theorists suspected that Javanese gamelan melodies were contained in the saron
melody. Kunts (1973:167,274) and Hood (1954:17) view that the instrument assigned to carry the depth
of the central theme is a reasonably significant gamelan element. Before the word balungan gending
was coined, Western scholars used the terms nuclear theme, cantus firmus, principal melody, fixed
melody (Sumarsam, 2002: 12). Of course, the view that places the melodies of saron, demung, and
slenthem (commonly called the balungan instrument) as the main melodic theme of gamelan is met
with opposition and criticism from indigenous scholars. How is it possible that a saron, which has only
a limited range of tones, can cover all the abstractions of the melody of the gending (Sumarsam, 1975).
To answer this question, first, the origin of the word balungan will be explained so that the
correlation or connection with gending (so-called "balungan gending") can be interpreted clearly
(Perlman, 2004). Sumarsam (2003:207–220) describes the history of when the term balungan appeared
in the gamelan world. The search carried out by Sumarsam in this context is essential to see and read
the traces of karawitan scholarship to penetrate the Jawatimuran sub-style. In addition, to open up other
possibilities, the same symptoms in interpreting the balungan gending, the main theme, and the contours
of the gamelan melody also occur in Jawatimuran karawitan gamelans. Or are there other dimensions
and interpretations, which explain that Jawatimuran karawitan tends to have differences and distinctive
characters?
Serat Centhini, Serat Sastramiruda, and Gulang Yarya, which were written in the 19th century,
cover many gamelan and gending, but the term "balungan" is not found. According to Sumarsam (2003:
211), the term balungan first appeared in the book Layang Anyumurake Pratikele Bab Sinau Nabuh
Serta Panggawene Gamelan (1913) by Djakoeb and Wignyaroemeksa. The term balungan gending is
used without profound meaning, only mentioned once in the first chapter. In the book, what is meant
by balungan gending is the abstraction of the melody played by the slenthem instrument. In other words,
balungan gending refers to the range of tones owned by the slenthem instrument. Furthermore, Seolardi,
through his book entitled Serat Pradongga (1918), explained balungan gending as the main element of
gending, which was realized in the form of notation.
The term balungan gending then often appears in books about gamelan. As Hardosoekarto
wrote entitled Titi Asri (1925), Wirawiyaga with his books entitled Serat Lagu Jawi (1935) and Serat
Mardu Swara (1939). Until the 1930s, the discussion of balungan (gending) became increasingly
important to translate the depth of the melody into a series of written numbers that could be read and
interpreted further. Can balungan gending be written? When referring to the information above, writing
about balungan gending is seen as urgent, which Dewantara (1936:47) calls an effort to learn to play
the gamelan. As a result, there are simplifications of the musical complexity of the gamelan into a series
of simple songs by the saron, demung, and slenthem instruments. Because of its role and function, the
unity of the instrument is referred to as the "balungan instrument."
According to Supanggah (1990), although he did not mention in detail how important balungan
gending is to be written, it must be admitted that the discussion of balungan gending has sparked other
intellectual discourse issues in the gamelan world, one of which is related to notation. The history of
notation in the world of karawitan in Surakarta and Yogyakarta has been explained quite well by
Sumarsam (2003) and Rusdiyantoro (2019). Gamelan notation is an attempt to document gamelan
gendings. Gamelan notation also encountered quite a long polemic, especially on the question of which
instrument pattern is appropriate to be notated? Is gamelan notation able to cover all aspects of the
musical in gamelan? As explained above, notation is extracted from the instrument playing that is
considered closest to the balungan gending, namely saron or balungan.
Rahayu Supanggah (2009:31) suspects that balungan gending is a new phenomenon, or at least
emerged after the existence of ricikan balungan. Supanggah's explanation is quite reasonable
considering that the discussion about balungan gending reached its peak when the art education
institution was established so that issues related to discourse and karawitan science were tried to be
raised, including the phenomenon of balungan gending. However, it must be admitted that such a
discussion made things even more complicated (in other words, it was confusing)—) understanding of
a gending. Balungan gending, vaguely though not fixed or precise, are musical notations, whether on
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blackboards, paper, or traded notation books. The balungan gending notation is created after the gending
exists. This means that balungan gending is more effort to find a formulation to read the musical essence
of a gending. Then were born notes or notations, which are not intended as standardization of a gending,
like today.
Initially, the interpretation of the musical notations had sharp differences between one musician
and another. This is due to their ability to transform gending into a series of signs and specific codes.
Moreover, every musician has an imaginary power that is different in building a musical perception of
a piece (gending). A musician who has mastered the rebab instrument will undoubtedly be other from
a musician who masters gender instruments. As a result, the casting of balungan gending in the form of
a sign or notation becomes different. The notation can only be interpreted, read, and understood by the
musician who created it. The same thing also happens to other musicians. When art education
institutions were established, methods were needed to make learning gamelan easier and more practical.
What is known as the transcription of balungan gending, which is often very personal and in the pocket
of the musicians, is then mass-produced with the same contents.
At least there is a different work pattern between balungan gending, a musical abstraction from
musicians in the form of fixed codes that are very personal with the balungan gending notation currently
circulating. The first way of working, the music first exists (fixed), but because a musician's memory is
very limited, unsystematic notes are made that only he can understand. These notes are often tucked
away in a pocket or purse, usually written on cigarette packs, small pieces of paper, and the like. The
second way of working is reversed; although the gending has existed and is present, for today's
musicians, the gending is not fully real in their imagination. The gending becomes present and accurate
when they read the notation. The activity of reading notation is not just reading numbers, but at the
same time, “klenéngan gamelan” or a complete gamelan concert is playing in their imaginations or
minds. If the first method of working balungan gending is made when the gending already exists, while
the second way of working is reversed, so that the gending exists, it must read the notation.
The second way of working becomes urgent to be reviewed because it directly correlates with
the concept of balungan gending in Jawatimuran karawitan. The notation of gamelan raises efforts in
understanding the reading so that the gending can be interpreted equally between one musician and
another. In Surakarta karawitan, the notation is made based on the form, classification, and structure of
the gending (for example, lancaran, ketawang, ladrang, ketuk loro kerep, and so on) by accenting the
kempul, kenong, ketuk, and gong signs. As a result, a Surakarta-style musician can immediately
interpret the gending well by only reading specific notations. Moreover, patterns of a rebab, gender,
kendang, and so on are also standardized, or formulas are made. Therefore, a Surakarta Style gending
notation can immediately 'become an orchestra' in the imaginary power of a musician or composer. This
then gives rise to uniformity of interpretation between one musician and another. If they play outside
the existing notation, then it is considered wrong. This way of working is more like Western music's
concept (notation), which emphasizes strict accuracy and precision.
Art education institutions in East Java such as STKWS (Sekolah Tinggi Kesenian Wilwatikta
Surabaya [Surabaya Wilwatikta College of Arts]) and SMKI (Sekolah Menengah Kesenian Indonesia
[Indonesian Arts High School]) Must be recognized as agents who “legalize” the abovementioned
standards. This issue is not fully understood in the construction of musical culture in East Java or
Jawatimuran karawitan. The recording of karawitan notations was done, but the distribution was not as
massive as the Surakarta and Yogyakarta musical styles. The recording of Jawatimuran gendings refers
to the workings in Surakarta, namely trying to give signs, make classifications, shapes, and structures
of gendings. Soenarto (2011), Mudiyanto (1981), Tasman Ronoatmojo, A. (1981), Suwarmin (1984),
and Adiyanto (2016) are some of the researchers who carried out this method of work. However, efforts
to make musical abstractions in the form of notation did not work as well as in Surakarta karawitan. As
explained earlier, a musician in Surakarta can immediately interpret the notation of gending as “the
whole gending” in their imagination which is then translated into real gending or klenéngan. But this is
not the case in Jawatimuran karawitan. Gending Morosebo Slendro Sepuluh, for example, is a gending
successfully notated by Tasman in 1981, but today not many musicians can play it, even by reading the
available notation.
Setiawan, A.
63
Figure 4. Gending Morosebo Slendro Sepuluh. Teken from Tasman’s book (1981)
Many musicians have difficulty when faced with the existing notations. Even though the music
classifications have been made in sufficient detail and clarity, musicians have not been able to make it
into a "complete gending" in their minds and imaginations. Even just muttering (rengeng-rengeng) is
often difficult. This means that the gendings of Jawatimuran carry a unique character and taste from
one another even though they have similarities in structure and form. Gending Cokronegoro, Ijo-ijo,
and Walang Kekek are examples. Have the same shape and size but are different in presentation.
Figure 5. Three gendings have the same structure but differ in their presentation. A. Gending Cokronegoro
Slendro Sanga, B. Gending Ijo-ijo Slendro Sanga, C. Gending Walang Kekek Slendro Wolu
The three gendings above can be classified in the same form, but uniquely, each musician processes
them differently. Gending Walang Kekek, for example, is performed at a relatively faster tempo with a
tighter and louder drum pattern. In this context, the differences in musical analysis between the three
gendings cannot be explained due to the limited space and the word count. The interpretation made in
playing garap instruments is based on the main tones used, especially on heavy beats (seleh abot
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Malaysian Journal of Music Vol.11, Issue 1 (53-67)
ISSN 2600-9366, eISSN 2600-9331
[Javanese], in karawitan, it is called ulian). For example, if a song has the main tone or sentence: .1.6
.3.2 .6.5 .3.2, the heavy tones are the second tone of each gatra or phrase. More details can be described
as follows:
Table 4.
Heavy beats on the song sentence of the Cokronegoro gending
Song sentence
1
6
3
2
6
5
3
2
Light beat (padhang)
1
3
6
3
Heavy beat (ulian)
6
2
5
2
Garap instruments (such as the rebab and gender) can improvise to a certain level, as long as
the improvisation leads to heavy tones. One musician may improvise differently than another but lead
to the same ending tones. Thus, in this context, the notation above is used as a means of reminder or to
provoke the imagination of musicians in doing improvisational work. The ideal measure for musicians
to play Jawatimuran gendings among many variations is to be able to present the character and taste of
the gending being played. It will be difficult for musicians who have never played related gending,
while he only has notation. Armed with only notation, he does not know how slow or fast the tempo
must be, at what rhythm the gending is performed, and the mechanics of musical building between the
tones (musical interaction and communication on the garap instrument, for example).
Returning to the issue of balungan gending, both Sumarsam (2002) and Rahayu Supanggah
(1990, 2009), Sri Hastanto (1985) reject the view that the saron melody cannot be considered as
balungan gending because of the limited tone area compared to for example gender instruments,
bonang, rebab, and gambang. Therefore, the circulating gamelan notations can not necessarily be
considered or referred to as balungan gending. On the one hand, the view is true that saron has tone
limitations, so the writing of notation refers to the area of ambitus of existing tones. This simple example
was once expressed by Becker (1980:83), if there is a melody contour with the tone 1̇ 2̇ 1̇ 6 when played
by saron, it will be 1216. As in the example above, the melody contour with a tone that the saron
instrument can not accommodate causes simplification. However, there has been no further research on
whether the simplification by saron of the gending melody affects the musical quality of the gending as
a whole or not.
On the other hand, although it has limitations in reaching all gamelan tones, the saron melody
can be read implicitly in a definite or fixed interpretation and meaning. In other words, although high
and low notes cannot be entirely written in saron tones (high tones, such as 2̇ 3̇ 5̇ 6̇ but musicians who
have high virtuosity can interpret them better. Far away, and will play garap instruments with tones
beyond the range of the saron instrument, although the saron tones is still used as a reference. The
notation of the saron melody does not merely guide the playing of the saron instrument but becomes a
form of new numbers waiting to be interpreted. For rebab, gender, gambang and bonang players, for
example, by just looking at the saron tones, in their imagination, they will process it into a much more
complex one, adjusting the garap on the instrument they want to play.
Based on this view, the statements of Sumarsam, Rahayu Supanggah, and Sri Hastanto in this
context can be refuted. The saron melody is the ideal medium in writing balungan gending.
Alternatively, it can be said that the saron melody is balungan gending, and the notations that base their
writing on saron notes (or balungan instruments) can therefore also be called balungan gending.
Because of this, Adiyanto even specifically uses the title Balungan Gending Jawatimuran (2016) for
his book, which contains notations of Jawatimuran karawitan based on the tones of saron or balungan
instrument.
The most recent research concerning balungan gending was written by Khafiizh Hastuti
through his article entitled "Identification of the note pattern from balungan gending lancaran using
Apriori algorithm" (2015: 287-292). In her writing, Khafiizah uses the word balungan gending, which
Setiawan, A.
65
is nothing but the notation of saron. Uniquely, balungan gending tries to relate algorithm problems
regarding the dictum of time and space precision. What is quite interesting is that, based on the balungan
gending, a musical musician within the limits of his imagination can imagine the complete klenéngan
process and space and time. Furthermore, more comprehensive research can question whether
“imaginary klenéngan” is directly proportional to the “real klenéngan.” Moreover, the statement of the
saron melody representing the balungan gending in this context can be justified.
The same thing also happens in the Jawatimuran karawitan tradition. The writing of the saron
melody is seen as balungan gending. However, the way of interpreting it is different from that of
karawitan in Surakarta. The notation (again) cannot be used as a reference in processing, garap,
elaborating Jawatimuran gendings. In Jawatimuran karawitan, gending notation is often left as numbers
that are too difficult to interpret further. There are several main reasons why notation cannot be used as
the primary reference in playing Jawatimuran gending. First, the Jawatimuran karawitan culture is the
latest in recognizing the notation system compared to the two major styles, Surakarta and Yogyakarta.
Second, no method can accurately summarize the sounds in Jawatimuran musical into notation; so far,
the recording or notation still refers to similar steps in Surakarta and Yogyakarta. In fact, every musical
culture, including gamelan, has a different unique character and side, so it cannot be forced to be the
same. Third, Jawatimuran gendings (as previously mentioned) developed orally, thus allowing the same
gending to have different musical compositions between regions, groups, and musicians. As a result,
one gending notation can be read or played by musician A but not by musician B. Fourth, because one
gending can produce many different characters and musical compositions, the ideal step is not only to
notate it but also to the involvement of the musicians' experience directly playing these gendings. It is
the same as tasting the taste of food; although one person can read the word "salty," it will be difficult
to explain if he has never tasted it. Therefore, the effort to document Jawatimuran gendings, especially
for now, apart from the availability of notation, is to take advantage of the development of audio-visual
technology.
Conclusion
The slendro gamelan in karawitan Jawatimuran was not as complete as it is today. Many arts
communities, such as ludruk and wayang, use iron slendro gamelan instead of bronze. Iron gamelan is
considered to be louder, apart from being cheaper. Several references show that kendang, ponggang,
slenthem, saron, kempul, and gong are the main instruments often used as supporting music for dance
performances, ludruk, and wayang. Gradually the slendro gamelan instruments became more complete,
both in terms of the tones and the number of instruments. The iron gamelan, which was initially an idol,
was replaced with a bronze gamelan. The use of bronze gamelan is considered more capable of
enhancing the show's image (call it ludruk and wayang) because its shiny shape feels more elegant and
expensive. The development of the times and intercultural influences have caused many slendro
gamelans to be imported from Surakarta today. As a result, the slendro gamelan with distinctive East
Javanese characters is increasingly marginalized. The main characteristic of the East Javanese slendro
gamelan is the high notes that can still be tolerated by the vocals of a dalang or tayub singer. In contrast,
the ambitus of the slendro gamelan in Surakarta tends to be higher or shrill. The simple analogy is tone
2 in Jawatimuran slendro gamelan, similar to or the same as tone 1 in Surakarta slendro gamelan.
The recording or transcription of balungan gending into more massive notation is carried out
in Jawatimuran karawitan. This refers to a similar activity in Surakarta, where gending documentation
is manifested in numbers (notations). However, the gending notation in Jawatimuran karawitan
instruments does not play a significant role in building the melodic theme of the gending. A
Jawatimuran musician, for example, will find it challenging to play Jawatimuran gending, even though
the notation is already available. This can happen as long as the musician has never previously played
and heard the related gending. Such a case is different from the theme of the gending melodic in
Surakarta. A musician can instantly imagine a musical concert in his mind by simply reading the
notation. This shows that the notation, balungan gending, has not played a comprehensive role in
Jawatimuran karawitan. The sensitivity and depth of the melodic theme are built from the experience
of the musicians, not the reasoning in interpreting the gending from the notation he reads.
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Biography
Aris Setiawan is an ethnomusicologist and lecturer at the Indonesia Institute of the Arts in Surakarta. He is also
a journalist who writes a lot about music and culture issues in Indonesia. He graduated in a doctoral program
majoring in Performing Arts Studies, Gadjah Mada University (UGM) Yogyakarta in October 2020. Aris has just
published his latest book entitled "Semesta Bunyi Kata: Essays on Music and Gamelan" in August 2021. He is
currently preparing his latest book on biographies of music maestros in Indonesia.
|
Malaysian Journal of Music Vol. 11 No. 1 (2022) | Digital Musical Instruments, Human Computer Interaction, Malay gamelan, music interaction, user requirements, virtual bonang | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/431 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/6917 | Playing Gamelan Bonang in the Air: User Requirements for Designing a Digital Musical Instrument for the Malay Bonang | In recent years, computer technologies have been impactful in the design and development of Digital Musical Instruments (DMIs). As music interaction became prominent in the Human-Computer Interaction (HCI) field, emphasis on user requirement upon the design of musical interfaces has also grown since the last decade. Although designing new DMIs is becoming very popular, it is often determined by the designers and often not reflective of users’ needs. In this study, we explored user requirements for the design of a virtual musical instrument of the Malay | https://ejournal.upsi.edu.my/index.php/MJM/article/view/6917/4203 | [
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] | 68
Malaysian Journal of Music Vol. 11, Issue1 (68-83)
ISSN 2600-9366, eISSN 2600-9331
Playing Gamelan Bonang in the Air: User Requirements for Designing a
Digital Musical Instrument for the Malay Bonang
Khatriza Ahmad Saffian1, Noris Mohd Norowi2*, Lili Nurliyana Abdullah3, Puteri Suhaiza Sulaiman4
Faculty of Computer Science and Information Technology,
43400 Serdang, Selangor Darul Ehsan, Malaysia
Universiti Putra Malaysia
[email protected], [email protected], [email protected], [email protected]
Ahmad Faudzi Musib5
Faculty of Human Ecology
43400 Serdang, Selangor Darul Ehsan, Malaysia
Universiti Putra Malaysia
[email protected]
*Corresponding author: [email protected]
Published online: 21 December 2022
Cite this article (APA): Ahmad Saffian, K., Mohd Norowi, N., Abdullah, L. N., Sulaiman, P. S., & Musib, A. F.
(2022). Playing gamelan bonang in the air: User requirements for designing a Digital Musical Instrument for the
Malay bonang. Malaysian Journal of Music, 11(1), 68–83 https://doi.org/10.37134/mjm.vol11.1.5.2022
Abstract
In recent years, computer technologies have been impactful in the design and development of Digital Musical
Instruments (DMIs). As music interaction became prominent in the Human-Computer Interaction (HCI) field,
emphasis on user requirement upon the design of musical interfaces has also grown since the last decade. Although
designing new DMIs is becoming very popular, it is often determined by the designers and often not reflective of
users’ needs. In this study, we explored user requirements for the design of a virtual musical instrument of the Malay
bonang, an instrument found in the Malay gamelan ensemble. The requirements were elicited from a group of gamelan
experts to establish the bonang playing techniques to be mapped to the virtual instrument which we called Air Bonang.
Findings revealed that in designing the Air Bonang that is natural and expressive, the fundamental playing techniques
of the bonang should be integrated into the system using mid-air interaction. In addition, exploratory techniques might
also be integrated into the Air Bonang to leverage musical expression. The outcome of the study proposes design
criteria that encompass three aspects of a natural Air Bonang, namely, embodiment, expressiveness, and feedback.
Keywords: Digital Musical Instruments, Human Computer Interaction, Malay gamelan, music interaction,
user requirements, virtual bonang
Introduction
Computational technologies have profoundly influenced many aspects of music. The interaction between
humans and Digital Musical Instruments (DMIs), known as music interaction, is prominent in the field of
Human-Computer Interaction (HCI). Discourse on music interaction is taking place progressively
highlighting the trends in various aspects of music interaction including philosophy, design, development,
methodology, and evaluation. Designing new DMIs has become very successful and popular among
researchers, musicians, and developers, however, they are determined by the designers (Bowen, 2013; Cohé
& Hachet, 2012; Wobbrock et al., 2009) and are often exploratory and in a constant state of development
(Morreale et al., 2018). This is probably due to various motivations and purposes when designing DMIs
Khatriza Ahmad Saffian, Noris Mohd Norowi, Lili Nurliyana Abdullah,
69
Puteri Suhaiza Sulaiman & Ahmad Faudzi Musib
such as to develop new sounds, improve audience experiences, as well as making DMIs accessible for
novices to make musical performances (Emerson & Egermann, 2020; McPherson et al., 2019).
In this study, we wanted to reimagine a traditional musical instrument, the Malay bonang, in a
virtual environment. We aim to preserve its traditional identity and naturalness by simulating its playing
gestures as well as to explore affordances of the bonang DMI. To realize this, we gathered requirements
from potential users, namely professional gamelan musicians to give insights into designing the virtual
bonang. In music interaction, user requirements are elicited in various types of projects such as mid-air
interaction (Brown et al., 2018; Leng et al., 2018), gesture recognition (Françoise & Bevilacqua, 2018),
motivations for building new DMIs (Emerson & Egermann, 2020), user-defined gestures (Leng et al., 2017),
as well as evaluations of DMI (Brown et al., 2020). In our work, we seek to find out the requirements to
design a natural virtual musical instrument of the Malay bonang. Our motivation stemmed from the unique
playing gestures of the bonang and the lack virtualization of traditional Malay musical instrument. We hope
to design a bonang DMI that is meaningful, engaging, and relevant for all users.
The Malay bonang is a knobbed-gong instrument found in the Malay gamelan ensemble, also
known as gamelan Melayu. Made from bronze, iron, and wood, in terms of physicality, it is a relatively
large, heavy, often custom-made, and expensive instrument as shown in Figure 1. Its unique gestures and
playing techniques, often deemed to be technically challenging among beginner learners, has never been
explored for the design of a digital musical instrument (DMI).
There is a variety of virtual gamelan bonang developed namely mobile applications (Anshori, 2014;
Hassan et al., 2020) and hardware-based DMIs (Naber, 2016), however, there is little discussion on how the
bonang’s playing gestures and techniques are incorporated in these designs. For example, the mobile
application of the bonang would be ubiquitous and accessible. However, the touchscreen interaction of the
application does not simulate the hand movements of the bonang gestures due to the limitations of mobile
devices (K. A. Saffian & Norowi, 2021). With hardware-based digital gamelan (Naber, 2016), although the
striking gesture of the bonang is physically done with the hands, it is only designed as one gong instead of
the complete set of gongs found in the bonang. In this study, the roles and techniques of the Malay bonang
are explored by gathering user requirements in determining possible mappings for the bonang DMI.
The Malay bonang has unique gestural playing techniques where it requires good coordination of
both hands, which can be potentially simulated to a DMI. Once a court ensemble, the Malay gamelan has
evolved over the last decade where innovations are taking place on its composition, performance,
instruments, as well as playing techniques (Mohd Shah & Poheng, 2021). Furthermore, playing techniques
from the Western and other non-Western musical instruments have also been explored and incorporated
into the Malay bonang, challenging its affordance (Tanaka, 2010), as well as appropriation where
performers came to define the identity of the instrument through their working relationships with it (Zappi
& McPherson, 2014). These can be further explored in the design of the Air Bonang. From this study, we
propose the design criteria for a virtual Malay bonang which we call the Air Bonang to help guide other
research in developing a natural yet explorative DMI for the Malay gamelan in general.
Figure 1. The Malay bonang also known as keromong
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The Malay Bonang
The gamelan is a type of orchestra that originated in Indonesia. There are various types of gamelan
ensembles within the Southeast Asia region including the Malay gamelan, which is the gamelan music in
the style of Malaysia. Its origin was traced back to 1811 when a group of gamelan musicians and dancers
from Riau-Lingga was brought to the state of Pahang to perform at a royal wedding. The Malay bonang,
also known as keromong, is a five-tone knobbed-gong instrument found in the Malay gamelan ensemble. It
consists of 10 gongs (known as canang) made from iron or bronze which are arranged in two rows, with
five pots in each row. In reference to Figure 2, the bottom row is arranged from left to right with ascending
tones (12356) while the top row is arranged from left to right with descending tones (65321). The top row
gongs have higher pitches than the bottom row gongs, almost in an octave-like relationship but with slight
variations in frequencies due to their non-harmonic spectral content (K. Saffian, 2014). The five-tone scale
of the Malay bonang is often loosely described as a major pentatonic, known as slendro (Hamdan et al.,
2020). All of the bonang gongs are hung on stretched strings across a wooden frame and raised a few inches
above the floor. This physical structure of the bonang requires the player to sit on the floor to play it. The
bonang gongs are struck with a pair of wooden mallets in unique left-and-right-hand coordination, for
example, striking two gongs on different rows simultaneously or alternately. Traditionally, the bonang leads
the gamelan ensemble by playing the introduction of the song and giving cues to other gamelan instruments
before going into new sections of the songs.
Figure 2. Bonang gongs and pitches.
Teaching and learning of gamelan music are heavily rooted in oral tradition which differs from
location to location and from teacher to teacher (Shah, 2013). Hence, there is no standardization of
terminologies pertaining to its playing techniques unlike learning Western musical instruments. The hand
gestures made when playing the bonang are not necessarily given names but rather to realize gamelan
melodies. Therefore, to design the Air Bonang, gathering user requirements from the gamelan experts will
determine and establish the bonang techniques and gestures so that they can be simulated into the Air
Bonang. The size and dimension of the bonang are also not standardized and vary from one gamelan maker
to another. Despite this, replicating the size and dimension of the bonang instrument as shown in Figure 3a
and 3b, will ensure a natural transition from the virtual instrument to the acoustic counterpart.
Figure 3a. Bonang wood frame dimensions.
Khatriza Ahmad Saffian, Noris Mohd Norowi, Lili Nurliyana Abdullah,
71
Puteri Suhaiza Sulaiman & Ahmad Faudzi Musib
Figure 3b. Bonang gong dimension. All the top gongs have similar dimension while the bottom gongs vary slightly.
Existing virtual gamelan instruments are mostly based on variations of the Indonesian gamelan
ensembles, namely the Balinese gamelan (Aryadana et al., 2019; Diatmika et al., 2015; Dwipayana et al.,
2019) and Javanese gamelan (Permana et al., 2019; Revana et al., 2020). Virtualizing the Malay gamelan
instrument has mostly been focused on the mobile application of the bonang instrument developed for the
learning of the instrument (Hassan et al., 2020). Many of these virtual gamelan systems are mostly focused
on the learning aspects of the ensemble where the systems are developed to provide only general information
about the gamelan, rather than as DMIs. Not much has been discussed about the musical expression aspects
as well as the naturalness of these gamelan virtualizations. Despite integrating the different types of
technology in developing these virtual gamelans, such as mobile technology, augmented reality, and virtual
reality, however, the mapping of users’ gestures is not fully leveraged to optimize natural musical
expression and interaction. For example, the virtual reality Gong Kebyar (Aryadana et al., 2019) is a mobile
application based on the Balinese gamelan ‘gong kebyar’ ensemble. This VR-Android-based application is
developed as a learning tool to introduce the Balinese gamelan through visual displays rather than
interactive ones, where the users get to play the VR instruments. Meanwhile, a game-based VR application
called the Go-Byar (Dwipayana et al., 2019) incorporated gestural aspects of playing the gamelan
instruments where the users can either choose to play in freestyle mode or with accompanied music. Despite
being interactive, the details of the gestural interaction are not discussed especially pertaining to its mid-air
interaction.
Mid-Air Interaction in Musical Performance
Mid-air interaction in musical performance is anything but new. It goes back to the invention of the
theremin, an electronic musical instrument controlled without physical contact developed in 1920. In recent
times, technological advancement as well as commercial production of motion capture and gesture tracking
technologies such as the Leap Motion, Microsoft Kinect, and virtual reality displays such as Oculus Quest,
has taken mid-air interaction to a new level where it can be experienced by a wider group of people.
Mid-air interaction in DMI performances have been explored by many researchers. Some related
works include user-defined mapping of musical performance using data glove (Brown et al., 2018), using
the Leap-Motion sensor to design a piano-based and a percussion-based DMIs (Han & Gold, 2014), and
exploring haptic feedback in AirPiano (Hwang et al., 2017). Considered as a natural and an intuitive
interaction, it provides an unmediated form of control with no constraints on human movement (Brown et
al., 2018). Despite being unconstrained in movement, other issues arise with mid-air interaction such as
lack of control, feedback, tactility, and latency. In terms of feedback, haptics technology has been coupled
with mid-air interaction as it can recreate real physical sensations (Rakkolainen et al., 2020). Mid-air
technologies such as hand controllers and data gloves, for example, can make up for the lack of tactility,
and head-mounted displays (HMD) can provide visualization for more effective mid-air interaction. Many
of these technological advancements are constantly addressing latency issues to ensure a more fluid
interaction. Mid-air interaction research often includes user requirements study, typically on gesture
elicitation to identify appropriate gestures suited to the context of use and design issue (Koutsabasis &
Vogiatzidakis, 2019). This becomes the central of this study where the simulations of the potential bonang
gestures are determined through this user requirements study which forms the proposed design for the Air
Bonang.
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Methodology
A user study was conducted to elicit user requirements on playing techniques and gestures of the
Malay bonang that can be mapped to the DMI that will be developed. The study aims to answer three
research questions: (1) what type of bonang playing gestures can be mapped for a DMI, (2) how users
determine effective bonang gestures in terms of spatial, angle, and distance with mid-air interaction, and (3)
how to design an Air Bonang that is natural.
Participants
Six gamelan experts were recruited through the purposive sampling technique (Palinkas et al., 2015)
together with the snowball sampling technique (Coss, 2018). They comprised gamelan instructors,
practitioners, and musicians from various universities, music academies, and gamelan performance groups.
The experts involved were three males and three females with a mean age of 42.7 years old. The criteria in
recruiting the experts are they must have at least five years of experience playing the gamelan and have
played both traditional and contemporary gamelan music, presented in Table 1. The mean years of
experience of the experts recruited are 18.3 years. The gamelan experts were invited via text messages using
the WhatsApp application. This medium was chosen over other types of invitation as it is the most direct
and convenient way of sending and receiving messages. The study was conducted in a remote setting via
online interview, due to the restricted movement order of the Covid-19 pandemic. The interview sessions
took two days to complete with a duration of an hour for each respondent.
Table 1
Profiles of the gamelan experts
Expert
(E)
Sex
Age
Related Formal Education
Gamelan
Background
(in Years)
Gamelan Experience
E1
F
46
Doctoral of Education (Music)
23
Musician, judge, facilitator
E2
M
32
Bachelor Degree of Music
(Arranging and Composition)
25
Music director, musician, lecturer,
composer, arranger, tutor
E3
F
57
PhD in Music Education
31
Musician, music director, judge,
organizer, and researcher
E4
F
42
PhD in Ethnomusicology
17
Musician, tutor, judge, lecturer, and
organizer
E5
M
31
Bachelor Degree (Malay
Gamelan)
18
Musician, lecturer, tutor, composer,
and arranger
E6
M
49
-
26
Musician, reference expert, tutor
Interview
The study began with an interview followed by a request for the respondents to demonstrate basic techniques
of the bonang. The semi-structured interview had three following themes: (1) respondents’ musical
background, (2) background and techniques of the Malay bonang, and (3) design ideas and requirements
for the Air Bonang. This interview structure was chosen so that a deeper understanding of user requirements
can be obtained from the respondents (Lazar et al., 2017).
Observation
For the demonstration, the experts were requested to demonstrate the hand gestures of playing techniques
of the bonang. The hand gestures are video recorded within the same session of the interview displayed in
Figure 4. All the respondents had given consent for their participation. The study has also been given an
ethics clearance. There were two tasks involved: (1) playing single notes of the bonang in ascending (12356)
and descending (65321) in mid-air, and (2) playing the notes along with singing the melody of a Malay
Khatriza Ahmad Saffian, Noris Mohd Norowi, Lili Nurliyana Abdullah,
73
Puteri Suhaiza Sulaiman & Ahmad Faudzi Musib
gamelan tune entitled Timang Burung in mid-air. For both tasks, the experts were asked to repeat their hand
movements three times so that movements can be compared. The music notation for the tune was provided.
Figure 4. Recorded interview of the study.
Data Analysis
For the interview, the grounded theory method (Corbin & Strauss, 2014) was used to analyze the interview
data to explore any themes from the overall feedback of the respondents. Based on the interview questions,
several themes emerged pertaining to the fundamental techniques of the bonang, as well as design
requirements which are discussed in the following section.
As multimedia information can provide a rich pool of data (Lazar et al., 2017), the images of the
experts’
hand
gestures
were
screenshotted
and
edited
using
an
online
photo
editor
(https://overlay.imageonline.co/) to produce image overlays of the hand poses. This was done to see the
difference in alignment of the note-striking position in terms of spatial, angle, and distance between repeated
bonang notes. Two images of the hand poses representing two corresponding bonang notation were digitally
laid on top on one another. Static objects in the images such as cabinets, chairs, or tables, were used as
reference points when overlaying the images to ensure that the alignment is accurate. To measure the
difference of alignment between the note-striking positions, an application to measure angles on images
called Angulus was used.
Results and Discussions
The results are discussed and divided into three sections namely the fundamental techniques of the Malay
bonang, ergonomic issues in the bonang, and mapping design for the Air Bonang.
Fundamental Techniques of the Malay Bonang
The study aims to gain experts’ feedback in terms of the roles of the Malay bonang as well as its fundamental
playing techniques. Due to its oral tradition, there was no standardization in its technique nor terminology
that comes with it. From the experts’ feedback, it is important that the fundamental bonang techniques are
clearly established so that they can be simulated into the Air Bonang. From the interviews, four fundamental
playing techniques of Malay bonang are identified as the following: serentak, berselang, bertingkah (or
meningkah), and bunga which are displayed along with music notation in Figure 5. Each technique may be
introduced to beginner players in a sequence displayed in Figure 6 where the level of difficulty of the
technique increases.
Figure 5a. The first four measures of basic melody for the gamelan tune Timang Burung.
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Malaysian Journal of Music Vol. 11, Issue1 (68-83)
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Figure 5b. Serentak technique. Playing two notes simultaneously with both hands.
Figure 5c. Berselang technique, demonstrated by the alternating left- and right-hand movements.
Figure 5d. Bertingkah technique with additional repetitive notes in circle to create rhythmic variations from the basic
melody.
Figure 5e. A variation of the bunga technique.
Khatriza Ahmad Saffian, Noris Mohd Norowi, Lili Nurliyana Abdullah,
75
Puteri Suhaiza Sulaiman & Ahmad Faudzi Musib
Figure 6. Fundamental bonang techniques.
Ergonomic Issues in Bonang
The bonang is played using a pair of mallets, hence, the way the mallets are held by the player influences
the way the knobbed-gongs are struck. The bonang mallet is made of wood with curvatures and wrapped in
thick red thread at the tip. The bonang knob is struck using the threaded part of the mallet. Two mallets are
flexibly held with both hands to ensure that the desired tone can be produced. According to the experts,
there is no specific way of holding the bonang mallet, however, one has to be flexible enough to ensure
appropriate grip control, force of strike, arms’ reach as well as agility to ensure the desired tone is produced
and meet the musical demands of the song. Most of the experts prefer to hold the mallet in the middle
displayed in Figure 7 to ensure balance with some variations depending on their styles in Figure 8.
Figure 7. The most common and preferred way of holding bonang mallets.
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Figure 8. One variation of holding the bonang mallet, by using the index fingers to further secure the grip
As with many acoustic musical instruments, the bonang is notorious for being unergonomic. It is played in
a sitting position where the player sits on the floor or on a custom-made stool. In this position, both arms
are extended in front of the player to strike the gongs as shown in Figure 9. The player’s body tends to bend
forward to reach out to the bonang gongs which causes a ‘stress position’ and ‘overuse’ when playing in a
fast tempo manner (León et al., 2015). To accommodate people of smaller sizes or with shorter arms, an
extension might be added to the mallets so that the gongs can be reached. This was practiced in the past
during gamelan lessons at the courts.
Figure 9. Sitting position of playing the bonang.
Other than the shape and size of the instrument, factors such as instrument quality and musician’s technique
could also contribute to ergonomic issues (Fogliano, 2020). Traditional bonang techniques require both
hands to move in a contrary motion, according to how the gong pitches are laid out in Figure 10. This hand
coordination is deemed to be challenging where the player must ensure striking accuracy only of the knob,
therefore moving outward and inward while playing could potentially cause fatigue to the arms and wrists
which is known as the ‘gorilla arm syndrome’. The ‘gorilla arm syndrome’ refers to arm fatigue caused by
prolonged unsupported arm position commonly found with vertical touchscreen and mid-air input gestures
in human-computer interaction (Hansberger et al., 2017; Hincapié-Ramos et al., 2014). Furthermore,
contemporary gamelan music challenges this practice by demanding a higher level of playing skills for
manipulation of playing techniques to meet the requirement of certain compositions (Mohd Shah & Poheng,
2021) which would implicate more ergonomic issues.
Khatriza Ahmad Saffian, Noris Mohd Norowi, Lili Nurliyana Abdullah,
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Puteri Suhaiza Sulaiman & Ahmad Faudzi Musib
Figure 10. Left- and right-hand movement of playing the bonang.
Mapping Design
The mapping design of the Air Bonang is divided into mapping gestures, design features, mid-air
interaction, and bonang dimensions.
Mapping Gestures
In understanding user requirements pertaining to the bonang gestures that will be mapped into the Air
Bonang, all the experts agreed that it is important to keep the techniques or gestures to the fundamentals.
The experts saw the Air Bonang to virtually preserve and sustain the bonang instrument especially for users
who want to learn to play it, therefore, it should incorporate the four basic playing techniques mentioned
previously (serentak, berselang, bertingkah, and bunga). It must also allow for users to incorporate the left-
and right-hand coordination of playing the bonang as this will be the natural way of playing on the real
instrument. Some of the experts are more open to integrating contemporary gamelan techniques such as
moving the individual gongs around the wooden frame for exploratory purposes, especially to cater for
composers, arrangers, and professional gamelan musicians. However, it must be carefully designed as
contemporary techniques are ambiguous depending on the composition.
Design Features
The experts interviewed were also asked about design features that they would like to include in the Air
Bonang. Visuals of the bonang gongs seemed to be the most important feature to have as this will be helpful
for novice users to learn to play the Air Bonang along with video tutorials with basic information on the
gamelan instruments. Three experts suggested that the system should have a play-along feature where the
Air Bonang can be played with pre-recorded gamelan tracks. They believed that this can be an effective
way of educating the users on the traditional repertoire of the Malay gamelan. Since the bonang is not a solo
instrument, unlike the violin or piano, having a play-along feature will give the user the sense of playing in
the gamelan ensemble. In order to design a virtual bonang that is natural, some experts suggested
considering the sitting position of the system as well as having control for dynamics. In addition, other
features that can be integrated into the Air Bonang include detection of wrong notes or movements,
customization features such as changing the key/tuning and/or layout of the gongs, as well as being able to
provide physical feedback.
Mid-Air Interaction
The key feature of the proposed Air Bonang is a DMI that is natural, hence, we believe that the mid-air
interaction would be the most suitable interaction as the hand movements are not restricted. With technology
such as virtual reality displays, hand controllers can be used to represent the bonang mallet which gives
control of the striking gestures. From the interview, the experts agreed that the bonang gestures can be
effectively executed with mid-air interaction. In terms of the dimensions of the mid-air gestures, two experts
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emphasized keeping the dimension of the gestures according to the real bonang instrument. They believed
that this would ensure a natural transition from virtual playing to playing on the real bonang. Others were
opened to the flexibility of re-sizing the dimension of the bonang gestures according to the users’ arms’
reach and body sizes.
Mapping of Bonang Dimensions
To determine the dimension of the bonang gestures in terms of spatial, angle, and distance with mid-air
interaction, the images of the experts’ hand demonstration were analyzed using the image overlays
technique. With respect to the expert own self, the overlaid images of him/her ‘striking’ on the same bonang
pitches are compared to see if he/she can ‘strike’ on the same note position at every single round of the
demonstration or that there is a misalignment of the striking position. Using the angle measuring
application, Angulus, the hand positions of the first image and the second image, identified as the
hypotenuse and adjacent respectively, determined the cosine (cos θ) or the angle of the misalignment. The
angles measured will give an insight into mapping the appropriate dimensions of these gestures into the Air
Bonang shown in Table 2.
Table 2
Angle (in degrees) of experts’ hand positions
Bona
ng
Pitch
E1
(Without mallet)
E2
(Without
mallet)
*E3
(With mallet)
E4
(With mallet)
*E5
(Without
mallet)
*E6
(Without
mallet)
1
4.9
10.8
2.2
11.9
7.8
24.9
2
7.2
2.7
11.8
28
8.7
23.5
3
3.1
27.8
12.5
15.4
9.3
4.6
5
10.5
4.9
7.8
14.3
19
16
6
3.2
-
4.6
16.5
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11.8
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an
5.78
11.55
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Out of six experts, only two experts (E3 and E4) used a pair of bonang mallets to demonstrate the
bonang techniques as shown in Figure 11. By using the bonang mallets, a clearer position of where the
strokes ended can be seen compared to bare-handed as the threaded part on the mallets must touch the
bonang knob for effective striking as displayed in Figure 12. For E1 and E2, the angles are measured from
their shoulders to their fists which mimic the gestures of holding the mallets as shown in Figure 13.
Meanwhile, E4’s angles are measured from the arm to the tip of the mallet where it should represent the
mallet touching the bonang knob. This explains the larger angles for E4 in general as holding the mallets
requires some control. As the demonstration was done via online video calls, the positioning of E3, E5 and
E6 cameras of the interviews had hindered them from displaying the bonang gestures at the proper playing
positions, hence the angles might not be accurate.
Having been trained to play the bonang for many years, the experts have probably developed some
kind of “muscle memory” or automatic motor control, which had enabled them to gauge the positioning of
the bonang gongs even when there is no physical bonang presented (Lam, 2020). This explains the relatively
small angles of ≤ 28° across all hand positions, which is an accepted value for the hand positions. From this
data, it can be concluded that it is rather difficult for the experts to maintain consistent note-striking positions
at every round, perhaps also due to the absence of visual cue.
Khatriza Ahmad Saffian, Noris Mohd Norowi, Lili Nurliyana Abdullah,
79
Puteri Suhaiza Sulaiman & Ahmad Faudzi Musib
Figure 11. E4 hand demonstration using bonang mallets.
Figure 12. Threaded part of the mallet (in red) touching the bonang knob.
Figure 13. E2 hand demonstration without bonang mallets.
Proposed Design Criteria
From the user requirement study, a set of criteria for designing the Air Bonang is proposed. The experts
believed that it has to embody the musical and practical essence of the Malay bonang instrument. The
proposed design criteria for the Air Bonang highlight three aspects, namely, embodiment, expression, and
feedback.
Embodiment
Embodiment in DMIs refers to the desired transfer of physical energy into a sound-producing device,
typically accomplished through the incorporation of a more nuanced, continuous form of control (Emerson
& Egermann, 2020). With the Air Bonang, the embodiment is represented through the bonang playing
techniques using the proposed mid-air interaction. We believe it can represent the natural gestures of these
techniques more effectively compared to other types of interaction. At this point of the study, the
embodiment is imagined through muscle memory when performing the bonang gestures. In addition, the
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ISSN 2600-9366, eISSN 2600-9331
mid-air interaction captures a three-dimensional spatial mapping of the bonang gestures according to the
bonang’s size and dimensions. Here, the x-axis is mapped to the width of the instrument and the movements
between the bonang gongs for different pitches, the y-axis is mapped to the dynamics of the ‘striking force’
in relation to its loudness, and the z-axis is mapped to the different top and bottom bonang registers as
shown in Figure 14. In comparison to other forms of interaction such as touch screen, button, or switch,
mid-air interaction is not constrained by these components. This way, gestures can be mapped and tracked
more naturally and intuitively.
Figure 14a. Mapping of gestures for the Air Bonang
Figure 14b. 3-dimensional bonang gestures that will be mapped into the Air Bonang
Expressiveness
Expressiveness refers to aspects that can be controlled by the user in making the Air Bonang more intuitive
and expressive. In most DMIs, controllable expressive parameters are mapped to musical elements, such as
dynamics, timbre, vibrato, and time (Brown et al., 2018; Tanaka, 2010) which are realized by the gestures
made. In the Air Bonang, there are three aspects of expressiveness of the system that is controllable, namely
music, visual, and customization. Being able to control the music means having control of the bonang’s
musical dynamics by the amount of striking force, as well as having a realistic timbral quality of the Malay
bonang that is responsive to the striking gestures and the location of strike. Visuals refer to the visualization
of the bonang gongs and users’ preferences on UI/UX of the system. Both music and visuals will influence
the third aspect of expressiveness in the sense that the user can customize the system according to their
preferences.
Feedback
Feedback refers to the feedback that can be provided through haptics to ensure accuracy of strikes on
different bonang gongs as well as to mimic the tactile sensation of hitting on the bonang knobs. The haptic
feedback is responsive to users’ gestural input in terms of force, spatial, time, and position.
One of the important questions raised by the experts of the Air Bonang is the purpose of the DMI
as well as the target users. The experts foresee the Air Bonang as a virtual musical instrument that is intended
Khatriza Ahmad Saffian, Noris Mohd Norowi, Lili Nurliyana Abdullah,
81
Puteri Suhaiza Sulaiman & Ahmad Faudzi Musib
for the preservation of the Malay gamelan’s tradition and identity, hence, the mappings should be kept to
its fundamental techniques. This is to ensure that the users will have a seamless and natural transition to
play the bonang instrument. In addition, to make it more intuitive and expressive for those who are already
skilled at the bonang, additional or borrowed techniques that are practiced in contemporary gamelan such
as using the Balinese mallet as well as applying the Javanese gamelan techniques on the Malay gamelan
instruments, which can also be integrated into the Air Bonang so that it can be utilized not only as a musical
learning tool but also for creative purposes such as music composition and performance.
Conclusions and Future Work
In this study, six gamelan experts were interviewed to elicit user requirements for the design of the
Air Bonang, a DMI based on the Malay bonang instrument. The main findings of the study highlight the
fundamental techniques of the Malay bonang along with mid-air gestures that can be mapped to the virtual
Air Bonang. Four fundamental bonang techniques were established to be mapped and simulated into the
Air Bonang, namely, serentak, berselang, bertingkah, and bunga. We proposed mid-air interaction as an
effective and natural way to execute these bonang gestures. In designing DMIs based on traditional musical
instruments, we believe that preserving the original identity of the instrument has to be put as a priority. In
the meantime, more flexibility and accessibility can also be offered through explorations of new techniques
and gestures to leverage musical expression. The design criteria were proposed for the Air Bonang:
embodiment, expressiveness, and feedback, cover the naturalness aspect of the DMI as well as provide
expressive features for the users. The current design of the Air Bonang is being developed into a virtual
reality musical instrument with two modes of playing: (1) natural mode, where user can play the VR bonang
similar to its acoustic counterpart, and (2) exploratory mode, where users can customize the settings of the
bonang pots and playing technique in 3-D. These two modes will be able to cater to users of different levels
of expertise, namely the novices for basic playing and gamelan experts for more advanced musical creation.
Throughout the study, we faced some challenges. The inability to conduct face-to-face observation
in a controlled environment had hindered us from obtaining a more detailed observation of the hand
demonstrations. From the analysis of the image overlays, although most experts were able to maintain their
hand positions of the bonang gestures, however, there were inconsistencies in the demonstration methods
as they had to adapt to their surroundings. There were also some issues with camera position and angle,
internet connection, study equipment used, and physical environment. Future work will involve prototype
testing to determine effective bonang gestures in terms of spatial, angle, and distance with mid-air
interaction.
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Biography
Khatriza Ahmad Saffian is a PhD student at the Faculty of Computer Science and Information Technology,
Universiti Putra Malaysia. She holds a Diploma in Music and Bachelor’s in Music Performance from UiTM, Malaysia.
Subsequently, she did her Masters in Music Technology from New York University, USA. She is also a Senior
Lecturer at Fakulti Muzik, Universiti Teknologi MARA where her areas of expertise include music technology, music
production, aural skills, and keyboard skills. Her research interest includes music technology, Malay traditional music,
teaching and learning of aural skills, and Malaysian independent music. She is currently pursuing her PhD under the
supervision of Dr. Noris Mohd Norowi with a research focus on Music Interaction.
Noris Mohd Norowi is a Senior Lecturer at the Multimedia Department, Faculty of Computer Science and Information
Technology, Universiti Putra Malaysia. She holds a PhD in Computer Music from the University of Plymouth, United
Kingdom, as well as a Master of Science in Multimedia Systems and a degree in Computer Science (Majoring in
Multimedia), both from the Universiti Putra Malaysia. As a member of the Human-Computer Interaction Research
Group at UPM, her research includes Artificial Intelligence in Music, Music Interaction, Immersive Technologies,
Sound Cognition, and Sound Synthesis. Currently, she is the Treasurer of the ACM SIGCHI Kuala Lumpur
Chapter,known as myHCI-UX. She has a deep passion for traditional Malaysian music, where she had worked on
several projects to automatically classify them into respective genres as well as developing virtual musical instruments
for the kompang.
Lili Nurliyana Abdullah is a Senior Lecturer at the Multimedia Department, Faculty of Computer Science and
Information Technology, Universiti Putra Malaysia. Her areas of expertise include Image Processing, Information
Visualization, Virtual Environment, Multimedia Systems, Animation, Human-Computer Interaction, as well as Video
Processing. Her research includes image recognition and retrieval in various contexts such as agriculture, clothing,
and building among others. She is also an active member of several organisations namely, Association for Computing
Machinery (ACM), International Association of Computer Science and Information Technology (IACSIT), and
European Association for Signal and Image Processing (EURASIP) among others.
Puteri Suhaiza Sulaiman is a Senior Lecturer at the Multimedia Department, Faculty of Computer Science and
Information Technology, Universiti Putra Malaysia. She holds a PhD in Computer Graphics from Universiti Putra
Malaysia. Her areas of expertise include computer graphics and geographical information systems. Other than teaching
and research activities, she has also been involved in consultation projects with the industry, namely, Virtual Reality
Learning Space (5G use case) with Digi, Cyberview Sdn Bhd and SKMM, CIDB IBS Virtual Reality for Innovasia
Sdn Bhd, and Smart Quran Braille for PERTIS to name a few.
Ahmad Faudzi Musib is a Senior Lecturer in the Music Department, Faculty of Human Ecology, Universiti Putra
Malaysia. He graduated with a PhD in Music from Universiti Putra Malaysia. His areas of expertise include Sound
Studies, Audio Engineering, Electronic Music, and Sound Preservation. His research works include the timbre
spectrum of gamelan instruments from the Malay gamelan ensembles, time-frequency analysis of peking gamelan, and
understanding the different tone qualities in a bonang set. As an audio engineer, he has also been involved in music
production works with EMI Records as well as LIFE Records to name a few.
|
Malaysian Journal of Music Vol. 11 No. 1 (2022) | singing achievement, solo-style keroncong, undul usuk | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/431 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/6270 | The Learning Stages of Ngroncongi/Undul usuk: Achieving the Original Solo Keroncong Singing Style | The hegemony of advanced keroncong figures in keroncong singing has made the Solo keroncong singing style more recognised by the wider community with its lilting characteristics. However, for the Surakarta people (Solo), there is something more essential than that, namely ngroncongi, also known as undul usuk. This term is often given to keroncong singers as an assessment of the quality of their singing. Hence, this research aims at identifying and describing undul usuk and its achievement process by employing descriptive qualitative methods. Observation, interviews, and documentation studies were used to collect the data, while the triangulation technique was used to test the data’s validity. The findings show that the undul usuk concept is a sub-concept of the ngroncongi basic concept. There are various hierarchical stages in the achievement of Solo keroncong singing, which consist of the beginner stage, the average stage, the skilled stage, the specialist stage, and singing ngroncongi as the highest achievement or expert stage. To achieve this, some rules and tips need to be followed, which requires effort and time. Singers are required to be effortless in aligning skills, thoughts, and feelings. This study manifests a society that preserves the essence of keroncong singing through development and preservation dualism.The novelty of this research is on how it can be used as a reference for the performer and connoisseurs of keroncong music. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/6270/4269 | [
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] |
Malaysian Journal of Music Vol. 11, Issue 1 (84-108)
ISSN 2600-9366, eISSN 2600-9331
84
The Learning Stages of Ngroncongi/Undul Usuk: Achieving
the Original Solo Keroncong Singing Style
Yudi Sukmayadi*, Hery Supiarza, Mustika Andini
Universitas Pendidikan Indonesia
E-mail: [email protected]
*Corresponding author: [email protected]
Published online: 31 December 2022
Cite this article (APA): Sukmayadi, Y., Supiarza, H. & Andini, M. (2022). The learning stages
of ngroncongi/undul usuk: Achieving the original solo keroncong singing style. Malaysian
Journal of Music, 11(1), 84-108. https://doi.org/10.37134/mjm.vol11.1.6.2022
Abstract
The hegemony of advanced keroncong figures in keroncong singing has made the Solo
keroncong singing style more recognised by the wider community with its lilting
characteristics. However, for the Surakarta people (Solo), there is something more essential
than that, namely ngroncongi, also known as undul usuk. This term is often given to keroncong
singers as an assessment of the quality of their singing. Hence, this research aims at identifying
and describing undul usuk and its achievement process by employing descriptive qualitative
methods. Observation, interviews, and documentation studies were used to collect the data,
while the triangulation technique was used to test the data’s validity. The findings show that
the undul usuk concept is a sub-concept of the ngroncongi basic concept. There are various
hierarchical stages in the achievement of Solo keroncong singing, which consist of the
beginner stage, the average stage, the skilled stage, the specialist stage, and singing ngroncongi
as the highest achievement or expert stage. To achieve this, some rules and tips need to be
followed, which requires effort and time. Singers are required to be effortless in aligning skills,
thoughts, and feelings. This study manifests a society that preserves the essence of keroncong
singing through development and preservation dualism.The novelty of this research is on how
it can be used as a reference for the performer and connoisseurs of keroncong music.
Keywords: singing achievement, solo-style keroncong, undul usuk
Introduction
In terminology, music in every culture is described as a social identity that must be
preserved. Every ethnic group in this world has a diverse terminology in musical
culture, and the meaning of music in a culture is seen as a social symbol for
sustainable meaning creation (Widdess, 2012). This research seeks to examine one of
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85
the many musical terms in Indonesia by focusing on the achievement of singing the
Solo-style keroncong, which is known as ngroncongi (undul usuk). Ngroncongi
(undul usuk) has multiple interpretations and is used as a simple diction to express
the pinnacle of keroncong aesthetics, especially the Solo-style. In another word, it is
a concept with a role in the highest phase, since there are hierarchical building blocks,
elements, or layers. The formation of a ngroncongi music aesthetic is supported by
individual and collective ngroncongi achievement (Andini et al., 2021).
Ngroncongi/undul usuk is a personal and interpersonal musical quality that
contributes to the development of ngroncongi musicality (Prabowo, 2018). Its quality
is related to the techniques, characteristics, and musical abilities possessed.
Meanwhile, the experience is related to how much and how long a person has been
involved in the keroncong mentoring and training processes, and other related
experiences. Moreover, the experience gained has an impact on the musical intuition
that each individual has. It is related to other musical terms in individual ngroncongi
achievements, such as nyendaren in flute playing, ngglali in violin playing,
mbanyumili in guitar playing, sintiran and gojek in cak and cuk playing, and undul
usuk in singing (Andini et al., 2021; Prabowo, 2018).
The term undul usuk (or also usuk) is used as a term for singing that achieves
the aesthetics of keroncong/ngroncongi (Andini et al., 2021). Furthermore,
ngroncongi is collectively formed as a whole unit. There are internal and external
factors in its achievements that serve as building and supporting factors. Internal
factors are related to intrapersonal skills and interpersonal skills. Meanwhile, external
factors are related to the quality of the songs, audio-visual, and socio-cultural
environment. Ngroncongi is not only formed by one or two people as individual
achievements, but by all players and singers who are involved in an ensemble (Andini
et al., 2021). This was also stated by Prabowo (2018, p. 8) that “Every keroncong
artist has ensemble awareness, in which the harmonisation of keroncong music is
formed on the basis of interpersonal relations.” Therefore, the competence possessed
by keroncong artists is not to show personal virtuosity. Judith Becker (Fikri, 2017, p.
259) states that keroncong is directly related to the Javanese gamelan tradition. In
Central Java, keroncong is “gamelanized,” both in terms of connotations and
associations in terms of music and meaning, which makes keroncong appreciated.
The accompaniment tools, in addition to playing “um-ching” as the simplest
arrangement of keroncong, also use melodic figurations and patterns like some
gamelan instruments (Supiarza, 2019).
The development of keroncong music in Indonesia is inseparable from the
role of Surakarta City (Solo), which seriously maintains its cultural heritage up to this
day. The cultural heritage in Solo is divided into two types, namely tangible and
intangible. Keroncong is an intangible inheritance (Nugraha et al., 2016). Solo has
hegemonized keroncong music in Indonesia, which is indicated by the emergence of
various standards legitimised by previous keroncong figures and maestros (Christy et
al., 2019; Supiarza & Sarbeni, 2021). For example, the standard covers the four
formats of the keroncong music repertoire, as well as the rules for the style of playing
and singing the Solo Keroncong. The keroncong singing styles are divided into two
singing styles, namely the Tugu style and the Solo-style (Andini et al., 2021; Soladi,
2019). The Solo singing style is a keroncong singing style, which is generally
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performed at a moderate or slow tempo, giving the impression of a lilting performance
(Widyanta, 2017). These two styles are the most dominant singing styles in keroncong
singing. The dominance of the Solo singing style occurs due to the holding of festivals
and keroncong singing competitions where the judges refer to the Soloan Surakarta
singing style. In addition, many keroncong singers from Surakarta dominate the
recording industry of keroncong music (Mulyadi & Indira, 2019; Puguh, 2018;
Supiarza & Sarbeni, 2021). Meanwhile, the Tugu singing style is explained in the
results of research by Prof. Victor Ganap (Keroncong Tugu, 2017), Pinta Resti Ayu
Ayunda (Singing style in Tugu kerontjong music “Saartje Michiels style analysis”).
At every festival or competition of singing keroncong, the Solo keroncong
style is often used as a reference in the judges’ evaluations, in which the rules and
regulations are considered the standard for judging (Supiarza & Sarbeni, 2021). Up
to now, there is still a stigma about the difficulty of singing keroncong in society,
which reduces interest in learning to sing keroncong. Technically, the stigma is related
to several rules mastered by someone who wants to sing keroncong music, these
technical rules include; breathing techniques, dexterity that must be flexible,
peculiarities of ornamentation, and intervals (long range of notes). To stay dynamic,
it takes a little liberation without losing the essence (Supiarza & Sarbeni, 2021).
The innovation and creativity of the Solo keroncong musicians is one of the
factors supporting the rapid development of Solo keroncong music. This evidence can
be found in the Solo history of keroncong music (Christy et al., 2019). Many
innovations and the new terms that emerged as a result of their inventive and creative
ideas are evidenced by the existence of the term ngroncongi. The term is frequently
used by Solo keroncong artists and people, particularly when practising or performing
keroncong music. Prabowo (2018) explains that ngroncongi is a musicality that
indicates the distinctive nature of keroncong music. This will be achieved when it is
in accordance with the aesthetics and culture of keroncong music. During a
performance, when a singer has reached ngroncongi, he can fully convey musical
messages. In addition, for the accompaniment (music player) and audience, they can
feel the atmosphere of ngalaras — a feeling of being sumeleh/semeleh (feeling calm,
surrendering to God), said Yanti Sapto (personal communication, 18 July 2019).
In addition to being known as a way of playing keroncong music, the term
ngroncongi is often used to describe keroncong singers as an appraisal of the quality
of the Solo-style keroncong singing. There are several figures who explain the stages
of achievement for singing ngroncongi/undul usuk. However, an in-depth study of
how to indicate a singer has reached the stage of being capable of singing ngroncongi
and how the process must be followed has not been found. Therefore, this research
examines singing ngroncongi (undul usuk) as an achievement in Solo-style keroncong
singing by identifying and describing the process of achieving it, especially in
carrying out the original keroncong repertoire.
The formation of a Solo-style singing character or style, is related to the
creative culture of the people of Solo coupled with Soekarno’s political tendencies,
who established Lokananta as the first recording company in Indonesia, so that a
mixture of karawitan (classical gamelan music and performance practise in Javanese
music) and keroncong music can be published throughout Indonesia through RRI
(Radio Republik Indonesia/Radio of Republic Indonesia) (Puguh, 2018; Supiarza,
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2019). Javanese (Solo) karawitan art first lived in the midst of the Solo people, while
keroncong music entered Solo around the 1920s (Suadi, 2017). This becomes the
reason that Solo has its own characteristics and dominance when compared to
keroncong from other regions in Indonesia.
This study documents an important example of a community that preserves
the essence of singing keroncong in the dualistic process of development and
preservation. In particular, this research aims at examining the rules and highest
achievements in singing Solo-style keroncong and the social and cultural contexts of
Solo people. Thus, the implications of this research are on (a) how it can become a
new discourse for the repertoire of keroncong music as hybrid music in Indonesia and
(b) knowledge for keroncong singers regarding the highest achievement in singing
Solo-style keroncong.
How to Achieve Singing
Theoretically, the achievement of every singer is to make their presence in every
performance able to attract the attention of the audience (Ning, 2017). To achieve
this, every singer must go through a long process, including developing technical
skills and emotional maturity. In an investigation of a singer’s problem, the singing
achievement processes, such as emotion, memory, and knowledge, can be influenced
by the singer’s consciousness (Lv, 2018). The basis of a person’s talent in singing or
not can be determined from the tone accuracy, which is related to repetitive practice,
the exercise performed, age-specific adjustments, and training in playing music,
including instrumental training that is independently correlated with singing accuracy
(Pfordresher & Demorest, 2021).
The research conducted by Meloni (2021) entitled Foreign Sindhen in
practice: New teaching strategies and the impact of practice-led research on
Javanese female singing adopted a truly participatory ethnographic approach. Since
the researcher is a Javanese Sindhen or a female singer who sings in gamelan
ensembles and performs arts accompanied by gamelan with certain repertoires and
qualities, she positioned herself in this research as a Sindhen, not as a doctor. The
research results succeeded in naturally revealing the formulation of the research
problem by proving that there is an internal relationship between the achievement of
singing ngroncongi/undul usuk in keroncong music and the achievement of singing
in Sindhen as a gamelan tradition in Javanese culture (Meloni, 2021, p. 28). The most
typical acculturation of keroncong music with Javanese gamelan music is in Solo,
especially the adaptation of the keroncong instrument with musical instruments in
gamelan (Soladi, Mintargo, & Kiswanto, 2020). The internalisation of gamelan in
keroncong music then created a new genre of keroncong music, namely Langgam
Jawa (Rachman & Utomo, 2019; Ratnasari, 2015; Skelchy, 2015). It is natural for an
outside type of music that develops in a new area to influence and imitate each other,
with the potential to create an eclectic type of music (Nuccio et al., 2018). The cultural
internalization of Javanese music singing into keroncong music (Javanese style) is
explained and proven in the Javanese poetry (Macapat) (Skelchy, 2015). Based on
several of the aforementioned explanations in the research, the finding in Meloni’s
research is in line with this research. This is supported by an explanation of the
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requirements of a Sindhen, such as the ability to sing and elaborate melodic patterns
(cengkok), as well as specific ways of behaving to realise the ideals of hyper-feminine
Javanese (related to some norms about language, costumes, and manners, such as the
way they sit on the stage and interact with musicians and audience) (Meloni, 2021).
In Javanese karawitan works, ornamentation is widely used in ngroncongi
singing performance. Regarding the achievement, it was actually adopted from a term
often used by Javanese karawitan artists. Ngroncongi is a musical sub-concept. The
habit of creating diction as an expression in Javanese karawitan was also carried over
when keroncong entered Solo. Diction that later became a musical sub-concept term
in karawitan includes; nggalali, nyendaren, samenspelen, luk, gojek, and mbesut.
While the musical symptoms are technical in nature, they are; mbanyumili, sintiran,
isen-isen (Andini et al., 2021; Prabowo, 2019).
The research on ngoroncongi has been conducted by Prabowo (2019) entitled
Personal quality in achieving the aesthetic of “ngroncongi.” This research examined
the relationship between the term ngroncongi and the aesthetics of keroncong music
in general. This research found several important aspects in achieving personal
quality so that a person can reach the ngroncongi stage, namely knowledge
accumulation, song interpretation, competence, and personal disposition. His research
also reveals the realisation of total cooperation in the Keroncong music ensemble and
how the feeling is manifested into a single entity through the artists’ interpersonal
relationships. To achieve a sense of ngroncongi, every individual is required to have
(a) accumulated knowledge; (b) competence; and (c) song interpretation (Prabowo,
2018). In fact, in other types of music, these conditions must be met to achieve the
aesthetic quality of musical presentation in the form of an ensemble. As explained by
Solis, in her book entitled Performing ethnomusicology: Teaching and representation
in world music ensembles, she completely describes the requirements of artists in a
musical ensemble. In general, the research on ngroncongi conducted by (Prabowo,
2019) is quite interesting, especially with the existence of locals and his findings.
However, the research specifically did not find the essence of ngroncongi itself as a
peculiarity of keroncong music in the context of ensembles. Hence, this present study
seeks to provide a more in-depth study in the context of ngroncongi as the main
feature in keroncong music by exploring the term from the perspective of the singing
style.
Methodology
This research employs a descriptive analysis method with a qualitative approach. In
this research, the researchers described the phenomena that occurred in the field as a
whole and naturally as they are. The research consisted of three stages, namely the
early stage, the implementation stage, and the final stage. The three stages of this
research were adopted from the qualitative research paradigm as the process of
collecting all research data, and the research stages are needed in qualitative research
as a way to obtain research data comprehensively (Creswell, 2014; Sukmayadi et al.,
2022). In the early stages, the activities consisted of planning, preparation, review,
and initial study. Meanwhile, in the implementation stage, the activities consisted of
Yudi Sukmayadi, Hery Supiarza, Mustika Andini
89
data collection, data analysis, and understanding. Lastly, in the final stage, the
activities were evaluation and preparation process.
Early Stage
The researchers prepared a research plan, research guidelines, and everything else
needed, reviewed the research site for adaptation, recorded important phenomena, and
conducted initial studies by looking for various relevant and credible references. This
research was conducted specifically in Solo involving singers, musicians, and
keroncong figures both as connoisseurs and activists. Several keroncong singers
participated in this research, for example, Mini Satria, Yanti Sapto, Kus Landung,
Waldjinah, and Subardjo HS. In addition, the figures and keroncong artists who also
participated in this research were Wartono, Ary Mulyono, Sapto Haryono, Danis
Sugiyanto, Imoeng Cr., Erie Setiawan, Sapto Ksvara Kusbini, and Soladi.
Implementation Stage
Data collection in this research was carried out using observation, interviews, and
documentation studieswhile the triangulation technique was used to test the validity
of the data. During the observation process, the researchers carried out complete
participatory observation, in which the researchers were fully involved in what the
data sources were doing in a more natural atmosphere. Furthermore, informal
interviews were also carried out using questions that depended on the spontaneity of
the questioner and used the research objectives as interview guidelines. In this
research, the documentation study consists of sound recording documents,
discographies of legitimised keroncong singers, especially Mini Satria’s discography
in Bintang Radio 1982 and Ismanto’s discography from Album Emas Keroncong
Ismanto, scores of keroncong songs, both sheet music, the original and the transcript
of Kr. Senandung Bidari song, photos and videos of supporting documentation,
keroncong music books, theses, dissertations, journals, and other written works about
keroncong music.
The criteria used to select the singers came from references given by the
Surakarta keroncong community. They state that Mini Satria is considered to have
achieved the quality of singing ngroncongi. This data is based on the results of
interviews with informants, namely Danis, Yanti Sapto, Sapto Haryono, Kus
Landung, and Soladi (personal communication, July-August 2019). The researchers
also adopted triangulation for data collection techniques and data collection sources.
Analysis Procedure
The researchers carried out data analysis procedures by making transcripts of data
from observations, interviews, and documentation studies, then sorting and selecting
the main and important data, making categorizations to get a clearer description of
ngroncongi as an achievement in singing the Solo-style keroncong. Afterwards, the
data were presented in the form of descriptive text in a narrative and systematic way
so that it was clearer and easier to understand. Furthermore, the researchers made
conclusions from the research results, referring to the research questions for
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verification. A conclusion was credible if it was supported by valid and consistent
evidence, as well as with considerations from various related parties.
Final Stage of Research
The evaluation and preparation activities were still related to the implementation
stage. The evaluation process was carried out to find out the advantages and
disadvantages of the research results, if there was still data requiring supporting data
or if there were other shortcomings, it could therefore be completed in tandem with
the preparation process.
Result
Following the completion of the research on undul usuk as an achievement of singing
the Solo-style keroncong, the following research findings were obtained:
Process of Achieving Singing Ngroncongi
Based on the findings of observations and interviews related to the history of
keroncong music in Solo, it was discovered that the fluctuating existence of
keroncong music in Solo had an impact on the development of the Solo-style;
keroncong in terms of playing musical instruments and singing in its own unique way.
When the existence of keroncong music was receding, the emergence of Mus Mulyadi
and Rama Aiphama had a significant influence on the development of Solo-style
keroncong singing.
These two singers made a very important contribution to the image of
keroncong music in the industry. Mus Mulyadi was a popular singer in the keroncong
music genre around the 1970-1990s. He is often nicknamed “The King of Keroncong”
because of his vocal ability in processing and improvising songs, which has a
distinctive twist as a representation of the Soloan style. At the beginning of his career,
Mus Mulyadi changed the original keroncong song entitled Dewi Murni into a pop
keroncong style, so that it was more easily accepted by the market (Mulyadi & Indira,
2019). Meanwhile, Rama Aiphama can be said to be a singer who tries to present
fresh air for the development of keroncong music by collaborating the reggae style
with keroncong music, as well as creating an eccentric performance style (Arbie &
Bandung, 2022).
With their characteristics, the existence of keroncong music rose again, to the
extent that the Solo-style began to develop. Mus Mulyadi with his cengkok keroncong
singing pattern became a novelty in the development of Solo-style keroncong singing.
Many in the Solo Keroncong community, on the other hand, rejected Mus Mulyadi’s
style as unorthodox and far from the standard of singing Ngroncongi.
The research participants stated that the term ngroncongi was formed from
the culture of the Solo keroncong community and had existed for a long time.
Ngroncongi was often expressed by previous people as an image to give a certain
musical identity outside of the existing musical terms, because these terms were still
considered less representative. This statement is in line with Prabowo (2018) who
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states that ngroncongi is a musicality indicating the distinctive nature of keroncong
music. Ngroncongi will be achieved if it is in accordance with the aesthetics and
culture of keroncong music.
The keroncong performance can be classified based on its purpose, namely
the conservative aspect and the entertainment aspect. The conservative aspect is when
the rules in singing keroncong music must comply with the five levels of the concept
of solo keroncong singing, namely; ngroncongi/expert, specialist, skilled, average,
and beginner stages, while the entertainment aspect is just enough to reach four
aspects, namely; specialist, skilled, average, and beginner. Both have different targets,
and a balance is needed for both the preservation and development of keroncong
music. In this case, the keroncong singers need to be aware and able to position
themselves based on that goal. In the conservative aspect, there are things that need
to be considered as agreed in special provisions, prioritising the preservation of
keroncong music without losing its essence. Meanwhile, in the entertainment aspect,
it prioritises aspects based on market interests.
Figure 1. Ngroncongi Concept Chart (January 2021)
Ngroncongi has a conservative aspect, but it can also have an entertainment
aspect when it is presented to certain audiences who can enjoy and feel entertained
by the ngroncongi music presentation. This can be seen in Figure 1 chart, where it is
impossible to create Solo-style Keroncong music by combining just one or two
elements. Although the keroncong music is all about singing and music playing, this
study discusses specifically on the singing style.
Figure 1 shows that there are five levels where ngroncongi is at its peak. The
five levels listed above represent the study’s findings based on the results of all
interviews conducted. Currently, a National-level singing competition, known as the
National Student Art Week (PEKSIMINAS, Pekan Seni Mahasiswa Nasional), which
Performance and Aptitude
of Keroncong Music
Entertainment
Conservative
Quality
Individual
Experiences
Collective
Internal
Factors
External
Factors
Ngroncongi
Good
Capable
Learning
Correct
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is held every two years, continues to use these levels for keroncong vocal
competitions. In our observations, we have not seen developments in the format of
the jury’s assessment for the keroncong music competition if the competition is a
competition entitled Keroncong music singing competition, said Henrikus Mulyadi
(Imoeng), one of the judges for the national keroncong competition (personal
communication, 28 August 2019).
Thus, ngroncongi is seen as the highest achievement. Therefore, to achieve
this, it takes various efforts that require consistency and hierarchical stages. This
concept is also formed from the results of interviews that discussed factors, elements,
or layers under the ngroncongi with each layer having its own benchmark. This can
refer to various theories of the highest achievement, such as the concept of makrifat
as the highest spiritual achievemet of humans. Based on this concept, the following
describes the stages and benchmarks in singing the Solo-style keroncong.
Stage of Learning to Sing (Beginner Stage)
The stage of learning to sing is the most fundamental stage in achieving Solo-style
keroncong singing. This stage indicates that this stage is intended for people who
already have an interest, desire, and intention to learn to sing keroncong and then
realise it in the learning process. In this stage, there are no special demands to achieve
a certain singing quality because the urgency is to attract interest so that people enjoy
learning to sing keroncong. The learning process must continue to be carried out as
the foundation of every step towards higher stages.
Stage of Being Capable to Sing (Average Stage)
After going through the stages of learning to sing, the next stage is being capable of
singing keroncong. Regardless of his/her shortcomings, a person can be classified in
this stage if he is capable of singing to the accompaniment of keroncong music and
various keroncong songs. At this stage, they should have understood the form and
structure of the keroncong song that he was singing.
Stage of Singing Correctly (Skilled Stage)
In this stage, the singer can be considered to have stepped onto the stage of true
singing, if he can sing the keroncong song correctly and in accordance with the
provisions, especially in the original keroncong repertoire. Singing correctly means
that the person can sing the melody of the song according to the notation, use the
correct singing technique, use the style of personality and ornamentation, and self-
evaluate and realise when he finds mistakes in singing keroncong.
Stage of Good Singing (Specialist Stage)
This stage is indicated by a person who can sing correctly, beautifully, and alive but
still does not have the characteristics of singing ngroncongi. At this stage, they have
begun to pay attention to the aesthetic elements of the song rendition and are capable
of interpreting the song content, but it cannot be fully enjoyed by the audience.
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Singers already have good musical skills and can use their analytical skills for the
aesthetic benefit of a song. However, sometimes there are singers who carry
characters from other music genres, for example, pop, jazz, karawitan, etc., hence, the
character of the keroncong is dismissed. This stage is the highest in the entertainment
field, and many keroncong singers stop at this stage.
Stage of Singing Ngroncongi (Expert Stage)
As previously mentioned, singing ngroncongi is the highest achievement of the Solo-
style of keroncong singing. In this stage, there are various rules, supporting factors,
and tips that must be followed to achieve the singing quality that fulfils the sense of
keroncong. This stage has reached the highest aesthetic, which the audience can
enjoy.
Based on the results of observations and interviews, the formation of the
ngroncongi quality is supported by its individual and collective achievements. This is
in line with Prabowo (2018) who explains that musical quality, both personally and
interpersonally, is a supporting element in building a chronological musicality. The
achievement of individual ngroncongi is shown by the ngroncongi quality of each
musician and singer. It is formed from the quality and experience of each musician
and singer individually. The quality in question is related to the technique,
characteristics, and musical abilities possessed. While experience relates to the extent
to which a person is involved in the field of keroncong music, the process of
mentoring and training, and other experiences.
Based on the interview results, ngroncongi is seen as the aesthetics peak of
keroncong music that needs to be achieved through certain stages and built by certain
elements of ngroncongi quality. This term has been used for a long time, but it is not
certain when and who first originated it. This is a cultural practise of the Javanese
people to give special terms or identities to things. The use of ngroncongi term is
more often found in the process of rehearsing and percussion to measure the success
of the quality of achievement of a player and singer. People who have the right to say
they have reached the ngroncongi level are people who are considered teachers in a
keroncong community. For the keroncong community outside Solo, especially in the
areas of West Java, East Java, Jakarta and even elsewhere in Indonesia, they do not
really put much importance on this. Especially, for today’s young generation,
ngroncongi is not a reference in singing keroncong. The younger generation’s desire
to learn keroncong does not imply a refusal, but rather that they are unaware of it.
Furthermore, ngroncongi are formed collectively as a unity. In collective
ngroncongi achievements, there are internal and external factors that are building and
supporting factors for ngroncongi achievements. Internal factors are related to
intrapersonal skills (positioning and controlling themselves) and interpersonal skills
(the ability to interact and respect both in musical and affective). Meanwhile, external
factors are related to the quality of the song (the musical elements that make up the
song or the composition of the song), audio-visual quality (audio: the influence of
organology, room acoustics, sound system settings; visual: appearance, dress, stage
style), and the socio-cultural environment (habits carried out for the formation of
chemistry, according to the culture of the noble Solo community).
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Singing Ngroncongi (Undul usuk)
Figure 2. Ngroncongi Singing Concept Chart (January 2021)
Singing ngroncongi is a sub-concept of ngroncongi. Singing ngroncongi can
be defined as a musical identity in the highest achievement of the conceptual Solo-
style keroncong singing. There are several interrelated perspectives to discuss the
concept of ngroncongi singing, namely singing ngroncongi as the highest stage;
singing ngroncongi as a quality of achievement; and ngroncongi as a characteristic of
the Solo-style keroncong singing. The quality of achievement in singing ngroncongi
is related to the rules and tips for achieving the Solo-style keroncong singing. This
quality can also be referred to as undul usuk/turut usuk, which is used to express the
quality of singing keroncong at its highest achievement. From this explanation, it can
be concluded that undul usuk and singing ngroncongi have similar meanings.
Undul usuk is a term that has multiple interpretations. Undul can be
interpreted as heading, bouncing, or towering up high. Usuk is a long piece of wood
or bamboo that is installed as the rib roof of the house. Thus, undul usuk can be
interpreted as an expression of the high quality of singing keroncong. Undul usuk is
related to aesthetics and is built from the values of a singer’s musicality.
Ngroncongi/undul usuk is a term of Javanese origins. Keroncong becomes
the root word, then at the beginning of the word it gets the prefix “ng-” and at the end
it gets the affix “i-” so that initially keroncong is a noun and turns into an adjective.
In essence, ngroncongi is a musicality that has characteristic of keroncong music.
Ngroncongi will be achieved if it is in accordance with the aesthetics of keroncong
Skills
Feeling
Thoughts
Ngroncongi Singing
Effortlessness
Characteristics
Quality of Ngroncongi Singing
Accomplishment: Undul Usuk
Stages
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music. Meanwhile, the term undul usuk was briefly mentioned by Soladi (2019, p.
33) with the term “tuk usuk”, which is used as a term for singing that achieves the
aesthetics of keroncong/ngroncongi.
This is in accordance with interviews and the exposure result of Soladi (2019)
who expresses that the aesthetic peak of singing keroncong is called turut usuk. This
concept is usually multi-interpreted, and can be understood from any point of view
related to musical values in singing keroncong songs. Furthermore, turut usuk is a
term in keroncong music in which singing achieves the aesthetic of
keroncong/ngroncongi (Soladi, 2019, p. 72).
The quality of the undul usuk achievement requires the singer’s flexibility in
harmonising three elements, namely skills, thoughts, and feelings. The skills are
related to musical skills, intrapersonal skills, and interpersonal skills. Then, the
thought is related to cognitive abilities in a singer’s musical knowledge and insight,
thinking and analytical abilities, and memory. In this case, the singer’s feeling is
required to harmonize, ensoul, love the song being sung, and feel the strains of the
accompanying keroncong music, so that the character can be enjoyed by oneself and
reaches the audience. The concept of achieving undul usuk is based on the results of
observations and interviews, and refers to the discussion (Prabowo, 2019), in which
the elements that develop personal qualities are knowledge accumulation;
competence; interpretation of the keroncong song; and personal demeanor.
Based on the observations and interview results, the singing technique used
to achieve undul usuk emphasises body posture, breathing techniques, phrasering,
intonation, articulation, and voice registers. This is in line with Nafisi (2014), who
states that various singing techniques include body posture, breathing techniques,
voice positioning techniques, pronunciation techniques, and expressions.
In breathing techniques, the “keroncong breath,” or “longer and stronger
breaths,” is required. This is related to phrasering, which is the correct technique for
decapitating sentences when taking a breath. Then, intonation and voice registers need
to be considered when finding extreme pitch jumps to get the tone right and produce
smooth characteristics. Singers must be able to connect the process of switching voice
registers, so it does not create an uneven or streaky timbre, and is not too loud/rough.
In other words, the resulting timbre does not change. Meanwhile, the body posture is
closely related to the history of its development, namely the rules for singers’
microphones not to be held during competitions. It is considered an assessment
material for posture when singing. Even with a limited range of motion, singing
quietly in place by only giving gestures and body movements is considered an
advantage for some singers to focus more and prioritise the quality of their singing.
Then, this rule is also related to the technical ability to use a microphone. Singers
must understand the distance between the mouth and the microphone along with the
strength of their voice when singing.
Singing the Solo-style keroncong has distinct performance characteristics,
which are denoted by the terms cengkok, gregel, portamento and gandul (Soladi et
al., 2020). Singing the Solo-style keroncong has special characteristics in its
performance, as known by the terms cengkok, gregel, portamento, and gandul. After
reviewing various literature, observations, and conducting interviews, various
confusions were found in these terms. Various terms adapted from these musical
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terms often lead to misperceptions. Therefore, most of the keroncong practitioners in
Solo often mention the tone ornamentation or improvisation named cengkok
keroncong accompanied by nggandul.
To achieve undul usuk, there are various provisions in interpreting the song.
The use of ornamentation and the nature of nggandul must be in accordance with the
portion. Nggandul is a term in keroncong music and other music used to refer to an
inaccurate pitch twist when the beat falls. Apart from gandul/nggandul, there are other
terms, namely; cengkok, gregel, luk and mbesut. These terms only exist in Solo-style
keroncong. Cengkok (twist) is an arrangement of additional notes to beautify the song
(Soladi, 2019), all forms of tonal arrangements (ornament), or in short, the size of the
melody that beautifies and enlivens the song (Fikri, 2017). Specifically, the notes
ornament on the main tone that moves up then moves down and returns to the main
tone. How to sing cengkok keroncong is different from the typical techniques of other
keroncong styles, in general, cengkok is sung quickly but still effortlessly. In original
keroncong songs, not all phrases have cengkok, usually in one song, there are only
one or two cengkok touches on different phrases. Gregel cengkok is an ornamental
cengkok that is sung by slightly lowering the tone by one or half of the intervals, and
usually the gregel is performed after the luk. Gregel often occurs at the end of a phrase
but can also be found in the middle of a phrase. Luk is an ornamental tune in singing,
sung occasionally before gregel. Mbesut is a way to beautify song sentences when
singing keroncong by inserting vocal melody ornaments using the glissando
technique. In principle, the way to sing mbesut is to propagate from one note to
another, either towards a higher note or a lower tone. A singer, when he does mbesut,
consciously understands how to cut syllables in a song sentence, which is used as a
long note to be filled with the composition.
Moreover, if it is too much or excessive, it will eliminate the characteristics
of the ngroncongi singing. For example, a nggandul pattern that is too excessive to
match the tempo of the accompaniments, usually known as nglewer or kenggandulen.
This is in line with Pambajeng et al., (2019) statement that in large orchestras, the
Gandul technique tends not to be used often because it will lose the sense and meaning
of the song, and the singing tempo will lag behind the tempo of the accompaniment
(kenggandulen). Likewise, excessive use of ornamentation will give the impression
of “does not sound like keroncong” or even lead to other musical genres. Sometimes,
this leads the singer to stray away from the original notation. Singers must interpret
without changing the main melody that has been created.
The nggadul implementation should be the result of ornamentation use and
the singer’s flexibility in bringing the keroncong song. In addition, there is a rule that
at the beginning of the song entry (the introduction part), the notes and beats must be
correct, and it is not allowed to use ornamentation. This is a challenge for singers,
because some keroncong songs start with a high note and cannot be glided, or using
glissando or legato techniques. Regarding the technique used in ngroncongi singing
ornamentation, Prabowo (2018) introduced it to the term mbesut for the use of the
glissando and luk technique for the legato technique.
Undul usuk can not only be achieved with skill. In a keroncong music
presentation, a singer does not only sing, but is included in the ensembleship and must
have a burgeoning position by having a bargaining value on music. All of this must
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be based on musical knowledge, insight, and analytical thinking skills in keroncong
music. Singers can provide input and determine what kind of keroncong music game
should be presented. For example, in determining the accompaniment pattern used,
setting the tempo, and so on, it takes unity between the singer and the accompanist to
create a quality ngroncongi.
Furthermore, the most essential aspect for achieving the quality of undul usuk
is feeling. In other words, singing is not just a physical technique but has entered the
realm of human psychology. Singers must be able to ensoul the meaning of the song
they are singing. The singer’s flexibility will form the achievement of feeling, where
flexibility is formed as an accumulation of experience and process. The characteristics
of ngroncongi singing are lilting, smooth, aesthetic, and essential.
As the visual of every keroncong music performance, the singer’s appearance
is important to consider. In the past, keroncong singers were synonymous with
wearing kebaya for women and suits for men. Kebaya, which is also the identity of
Javanese women, adds to the essence and aesthetics of keroncong music as a hyper-
feminist embodiment (Meloni, 2021). The rules in this way of dressing are in line
with those put forward (Mulyadi & Indira, 2019) in which for singers and keroncong
musicians, female singers usually wear a kebaya with their hair tied in a bun, and
male singers usually wear batik or a suit. Nowadays, it is rare to find keroncong
singers with such appearances, but being polite and neat is still prioritised. As the
quality of undul usuk has been achieved, if you look inappropriately, it will certainly
reduce the essence and aesthetics of the ngroncongi.
Several sources found that the quality of singing ngroncongi (undul usuk) can
only be achieved in the original keroncong repertoire. Therefore, the researchers are
still limited to the realm of the original keroncong repertoire. Based on the
observations, the song Kr. Senandung Bidari created by Sapari/WS. Nardi, sung by
Mini Satria in Album Bintang-Bintang Radio 1982, was chosen as an example of the
achievement of singing ngroncongi (undul usuk). As previously explained, song
quality is one of the external factors that form the quality of ngroncongi. As
previously explained, the song quality is one of the external factors that form the
ngroncongi quality. Prabowo (2018) explains that the composition of the song that
forms the feeling of ngroncongi is formed by its song, main melody, and tone interval.
The song Kr. Senandung Bidari can be proven as a song that forms the characteristics
of ngroncongi.
Discussion
Keroncong Song Entitled Senandung Bidari
The song Kr. Senandung Bidari consists of 28 bars (excluding the intro and coda),
4/4 rhythm with an andante tempo or medium slow. This song certainly has a sentence
form consisting of three parts, namely, part A (“Angkatan” or the introduction) on
bars 1-6, part B (“Ole-ole” or middle) on bars 11-20, part C (“Senggaan” or end) on
bars 21-28, with two sequences. On bars 9-10, there is a middle section called the
middle spell (interlude). This is in accordance with the original keroncong repertoire
format proposed by Widjajadi (2007). The following is a transcript of the original
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notation Kr. Senandung Bidari with an A major tonality in accordance with Mini
Satria’s character. The description of the original score and the researchers’
transcription score are presented in Figure 3 and 4.
Figure 3. Original Notation Kr. Senandung Bidari
Figure 4. Notation Transcript of Kr. Senandung Bidari (January, 2021)
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The tonal area of the song Kr. Senandung Bidari is quite wide, with a range
of almost 2 octaves, from e (lowest note) to c#2 (highest note) in A major tonality. In
this song, there are also pitch intervals, extreme pitch jumps, and extreme pitch jumps.
For more details, the following is a piece of phrases in the first 4 bars of the song Kr.
Senandung Bidari in the forms of a table and graph. This phrase is considered
sufficient to represent the whole song. In the vertical column, it describes the beats
from bar 1 to bar 4 at every half beat. While the horizontal line describes the notes
starting from a small octave to octave 2 (from bottom to top).
Figure 5. Tone Region Graphics Kr. Senandung Bidari (January, 2021)
The red colour in Figure 5 shows extreme pitch jumps, namely from 5 (sol)
in octave 1 to 3 (mi) in octave 2. The leap notes in red appear several times in this
song, and indicate major sector intervals that are 4½ notes. Furthermore, the yellow
colour in the chart still represents the extreme pitch jump, but the extreme tone is
passed gradually past the other helpful notes. The jump in the extreme yellow tone is
6 (la) in octave 1 by going through tones 5 (sol), 3 (mi), 1 (do) to 5 (sol) in small
octaves. Then, it is continued from 5 (sol) in a small octave by going through the notes
of 1 (do), 3 (mi), 5 (sol) in octave 1 to 2 (re) in octave 2. Furthermore, the green colour
in Figure 5 indicates the playing of tonal intervals. In the form of the song, the wide
range of notes, the playing of note intervals, and the extreme pitch jumps are found
in this song. Therefore, it proves that Kr. Senandung Bidari has the characteristics of
a ngroncongi song.
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Figure 6. Mini Satria Sings in My Motherland Golden Earth Concert (2019)
Based on the results of observations, interviews, and analysis of the study
documentation, the researchers used an audio recording of Mini Satria in this research
as an example of a singer who was considered to have achieved ngroncongi/undul
usuk. The song Kr. Senandung Bidari sung by Mini Satria was used as a text analysis
to reveal the principles of building undul usuk achievements. In the audio recording
that the researchers used as material for analysis, she has achieved the vocal quality
of ngroncongi in singing Kr. Senandung Bidari. His performance is very flexible and
in harmony with the principles of developing the ngroncongi vocal quality. The
interpretation can be seen in the following comparison. Her interpretative notation is
not exactly what it is, but it is close to that. This is because of his flexibility in
performing songs coupled with his distinctive character.
Interpretation of Senandung Bidari Song
Figure 7. Notation Transcript of Bar 11-12 Kr. Senandung Bidari (January 2021)
Figure 8. Notation Interpretation of Bar 11-12 (January 2021)
From this notation, the interpretation of Mini Satria is in accordance with the
principles of ngroncongi vocal, meaning that ornamentation should not be given at
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the beginning of the first beat, and that it is appropriate for stressed beats. At the
beginning of the song, she sang right on the 2nd beat of thesis and right on the note
of e1 without being glided or given any other ornamentation. For mungkret, her beats
used triplets. Almost the whole song, triplets are used. In nggandul, it can be seen
clearly from her beats that don’t bring out the same as the beats in the original
notation. Several times, at the beginning of a sentence other than at the beginning of
the song, she starts with nggandul, which is entered on the 2/4 beat. For example, on
bar 3 beat 3, she clears ¼ beats before entering the song. Then, there are many uses
of ornamentation symbolised by mordent, one of which is in the syllable “du.”
According to Kusbini’s theory, this ornamentation is called gregel, when it is sung as
follows:
Figure 9. Notation Interpretation of Bar 17 Kr. Senandung Bidari (January 2021)
Furthermore, on bar 2, beat 4, Mini Satria provides ornamentation by gliding
the tone towards the target tone with the portamento technique or commonly known
as luk, and some call it embat naik. Luk is a characteristic of a keroncong singer. The
implementation of singing with luk in the context of ngroncongi is different from luk
in Javanese karawitan. Luk in the context of ngroncongi is flexible. Embat naik is the
term for adding the nearest note above the main note. In writing, appoggiatura is used
on one note below the intended tone. In the whole song, it was found that there were
many tones, which were given luk ornamentation by her and transcribed with various
kinds of writing. As is the case in verse 1, bar 3, beat 4 on the wang syllable, there is
a g#1 note marked with a slur leading to the a1 note. The way to sing it is still the
same with the ornamentation, but the pronunciation is different.
Figure 10. Notation Transcript of Bar 11-12 Kr. Senandung Bidari (January 2021)
Figure 11. Notation Interpretation of Bar 11-12 “Senandung Bidari” (January 2021)
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The notation above is a transcript of the notation on bar 11 and bar 12. After
being analysed, as before, Mini Satria started on the 2nd beat of the thesis again and
then used triplets. Then, it was found that there was acciaccatura on bar 11 beat 3,
which was sung with the glissando technique to the main note. On bar 12, there was
a cengkok keroncong ornamentation, which has also been written in the original
notation. She then interpreted it with a difference in beats. For the main melodic
notation, there was no difference. If it is not stated in the original notation, cengkok
can be written using the grouppetto symbol. Regarding the character of the voice and
the style of the stage, Mini Satria is known as a beautiful woman who is cheerful and
coquettish. Her vocal performance is more improvisational, she disagrees with how
to sing according to the notation. She is more concerned with interpretation by using
luk to sound sweeter and more effortless.
Someone can definitely guess that it is Mini Satria’s voice when hearing it.
In this song, she inserted her trademark, which was so obvious, namely on the 17th
bar. With nggandul and ornamentation that is very flexible and has character, it can
emphasize the coquettish impression that is the unique characteristics of Mini Satria,
even though it only listened to audio without seeing its visual appearance. The
following is a transcript of the notation:
Figure 12. Notation Interpretation of Bar 17 Kr. Senandung Bidari (January 2021)
This 17th bar can also prove Mini Satria’s high musical thinking and analysis
skills. From the interval playing and the sound length of the “ra” and “ma” syllables,
she used it to provide ornamentation that gave the impression of being coquettish
following the lyrics of the song “seirama lenggang,” which could support the
atmosphere. Mini Satria always placed ornamentation in the right parts and not
excessively so that it had a high aesthetic value.
The specialty of Mini Satria is also found in its intonation technique. She also
always sings with feelings. She always said that when singing, the song must be loved.
Thus, she can enjoy the song, and it also makes the feeling reach the audience and
listeners and be memorable and equally delicious. Mini Satria’s appreciation for the
song is undeniable, even she can convey the contents of the song with her style and
character.
There are two sequences of the transcript of Mini Satria’s carrying notation,
each with 28 bars. Mini Satria can do a second sequence by using ornamentation in
the same place, and it was almost the same as the first sequence. There is only a slight
development of ornamentation in the second sequence of the ole-ole section, as shown
in the transcript of the notation in bars 11-14:
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First Sequence
Second Sequence
Figure 14. Comparison of Sequences 1 and 2 “Kr. Keroncong Bidari” (January 2021)
There is an ornamentation development carried out by Mini Satria by adding
luk ornaments to bar 12 beat 3, bar 13 beat 1½, and bar 14 beat 3½. The rest of the
song’s ornamentation was exactly what was performed in the first sequence. Mini
Satria proved the use of memory in performing two sequences of songs with the same
ornamentation and type placement. This is related to the concept previously explained
that memory is one of the factors that form the quality of ngroncongi vocals.
In addition, this proves and strengthens Sapto’s statement (personal
communication, July 22, 2019) that ancient people could repeat the cengkok that had
been sung. ‘Madam, cengkok like earlier’ ‘Sing ngendi toh? Sing iki?’ Yes. Because
they have sense/feeling. The important aspect is sense/feeling first. Therefore, it
becomes skill, brain, and heart. The transcript of the entire notation of Kr. Senandung
Bidari by Mini Satria can be found in the appendix.
In performing the song Kr. Senandung Bidari, Mini Satria mostly used
glissando and legato techniques with microtomic tones to add to the impression of
flexibility in her performance. The character of her voice is very inherent, and she has
achieved the quality of ngroncongi vocals with his very flexible demeanor. She can
balance the elements of skill, thought, and feeling. Its aesthetic quality has reached its
peak, or is called undul usuk. All of that is formed from her long experience in the
world of singing, especially keroncong. Mini Satria deserves to be legitimized as a
singer who has achieved ngroncongi vocal quality. At the end of this research, the
researchers concluded that there are six absolute requirements for a keroncong singer
to achieve the ngroncongi/undul usuk level as follows:
Original Notation
Learning and understanding the original notation is the most important tip because
of its urgency, which is often overlooked. Technological advances in music notation
software make it possible to clearly see the relationship between written and sound
notation (del Mar Galera et al., 2013). The original notation became the initial
benchmark in studying keroncong songs. It was known that in singing keroncong, it
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was necessary to harmonise the main melody with the original notation, although
the performance and other ornamentations were adjusted based on the singer’s
interpretation. Most importantly, there is no original notes that should be changed.
However, the majority of singers who study keroncong use the listening method
more than understanding the notation first.
Listening to Song
In the surrounding environment, there are many audio recordings of keroncong
songs sung by various keroncong singers. However, sometimes there are singers
who change the original notation. Listening to keroncong songs must be from the
right source. Understanding the notation can help ensure that the audio samples are
chosen correctly. In addition, if you want to have ngroncongi vocal characteristics,
it is important to listen to singers who have achieved ngroncongi vocal quality. The
impact of learning a song from the wrong source is to be carried away in the habit
of listening and singing as an example.
Practice
Regular practise is also one of the efforts to develop and improve the vocal quality
of ngroncongi. In the training process, it is necessary to have a target so that it
continues to increase until it reaches the desired quality. The practises can be done
individually or with a keroncong music group.
Experience
As previously mentioned, experience is one of the factors that form the quality of
ngroncongi individually. By increasing the experience of singing, it will certainly
affect the quality of achievement, especially ngroncongi vocals. Therefore, singers
are expected to increase their experiences by following various jam session, singing
at weddings, and so on but it is still in the context of singing keroncong. In addition,
unique incidents in singing can also be used as learning and affect the quality of
someone’s singing.
Senior Support
The entire learning process cannot be separated from the guidance of senior
keroncong figures, both figures who are fluent in keroncong and senior keroncong
singers who are considered to have ngroncongi vocal qualities. Singers should be
able to learn a lot by discussing and asking for input for improvement if there are
still shortcomings. The seniors will also always guide with sincerity, and will feel
happy because there are those who want to learn and preserve keroncong music.
Concept Understanding
As a keroncong singer, it is necessary to understand the concept of ngroncongi and
the concept of its vocal. By comprehending this, singers can evaluate themselves,
and it will be easier to achieve their achievements quality because they will
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understand what aspects have not been achieved and what factors are needed. In
addition, the singers can also position themselves, as stated in the concept. For
example, the burgeoning position that a singer must have to achieve ngroncongi
vocal quality.
Conclusion
The history and development of keroncong music in Solo have had an influence on
the fluctuating quantity and quality in the realm of solo-style keroncong vocals. Mus
Mulyadi, as a reformer, greatly influenced the existence and musicality of keroncong
at that time. Every player or singer must have an awareness of the purpose of each
keroncong music presentation, which is aimed at the realm of entertainment or
conservatives. In the conservative aspect of playing and performing Solo-style
keroncong, there is the term ngroncongi as a concept of the highest achievement in
keroncong music. The concept is built from various sub-concepts within it.
Ngroncongi vocals can be defined as a musical identity in the highest
achievement of conceptual Solo-style keroncong vocals. There are several
interrelated perspectives to discuss the concept of its vocals, namely ngroncongi
vocals as stages; ngroncongi vocals as a quality of achievement; ngroncongi vocals
as a characteristic. The concept of ngroncongi vocals as stages explains that there are
hierarchical stages of solo-style keroncong vocals. The most basic stage starts from
the stage of learning to sing, the stage of being capable of singing, the stage of singing
correctly, the stage of good singing, and finally the singing ngroncongi stage.
The quality of ngroncongi is formed individually and collectively. Individual
ngroncongi is formed from quality and experience. Meanwhile, collective ngroncongi
is formed from internal factors, including intrapersonal and interpersonal skills; as
well as external factors, including song quality, audio-visual quality, and socio-
cultural environment. The concept of the quality of ngroncongi vocal performance is
related to the principles and tips for achieving solo-style keroncong vocals. The
quality of ngroncongi vocal performance requires the flexibility of the singer to
harmonise three elements; skills, thoughts, and feelings. The skills referred to in the
concept of the quality of vocal ngroncongi achievement are musical skills,
intrapersonal skills, and interpersonal skills.
In addition, the cognitive abilities in the musical knowledge and insight of a
vocalist, thinking and analysis abilities, and memory also have an important role.
Vocalist’ feelings are required to make them able to relate, animate, and love the song
being sung, as well as feel the accompaniment of the keroncong music, so that the
performance can be enjoyed by not only by themselves and but also by the audience.
A flexible nature in singing can create ngroncongi’s vocal characteristics known as
lilting, smooth, tender, aesthetic, and essential. Furthermore, the singer’s attractive
appearance as the visual element in a Keroncong music performance supports
ngroncongi’s vocal characteristics. It cannot be denied that the vocal achievements of
ngroncongi cannot be separated from the voice gift from God Almighty. However,
there are several tips to achieve ngroncongi vocals, including; (a) understanding the
notation and listening to the song from the correct source, then interpreting the song
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while still paying attention to the original notation, (b) doing regular exercise, (c)
getting more experiences, (d) learning a lot, discussing and asking for improvement
input from seniors, and (e) understanding of concepts.
The existence of ngroncongi and ngroncongi concept and vocal is actually to
provide a musical identity and as a form of originality of keroncong music. The
community believes that the ngroncongi vocals can be used as a benchmark for
singing Solo-style keroncong. The most important benefit is achieving peace and
equanimity, which is called sumeleh or semeleh. They revealed that the ngroncongi
quality of keroncong relieves fatigue and burden after a tiring day’s work. It can have
implications for the development and preservation of keroncong music and can be
done by enriching the repertoire of Solo-style keroncong music, especially in the
vocal domain, with various musical concepts and identities. However, providing a
solution to the problem of certain standard claims makes keroncong very stiff. The
results of this research provide flexibility for practitioners to adjust the playing and
performance of keroncong music based on entertainment and conservative goals in
various situations and conditions. Thus, it eases the keroncong singers’ ability to self-
evaluate their quality and achievements in singing keroncong, especially in
performing the original keroncong repertoire.
Singing ngroncongi is the highest achievement in the Solo-style keroncong
singing in its conservative aspect, some figures called it undul usuk. This achievement
applies especially to the original keroncong repertoire. In addition, further research is
needed in other keroncong music repertoires. It takes a process and time to achieve
undul usuk with various rules and tips that must be implemented. In the process of
achieving it, there are various stages of achievement in the Solo-style keroncong
singing that can be used as a reference for singers to measure their abilities. It is
important for singers to be able to position themselves to harmonise the preservation
and development of keroncong, especially in the realm of singing.
This research recommends that the next researchers to do further research on
keroncong music, especially in the vocal domain, both in the method used and the
material to be studied. From the results of this research, there are several things that
can be studied in-depth. This research can be used as a reference and source of
information about keroncong vocals, particularly the solo style, by future researchers.
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Biography
Yudi Sukmayadi is an Associate Professor of the Music Education Study Program at
Universitas Pendidikan Indonesia in Bandung. His research focuses on teaching and learning
music, performing arts, traditional music, and contemporary music.
Hery Supiarza is a lecturer at the Film and Television Study Program, Universitas Pendidikan
Indonesia. His research interests are in media implementation music studies, music learning
in film and television, and the urban culture of keroncong music. He is also a practitioner of
keroncong music as well as film music scoring.
Mustika Andini is a master’s student in cultural studies at Universitas Padjadjaran Bandung.
She is a keroncong singer and a researcher who focuses on keroncong music as well as women
and keroncong music.
|
Malaysian Journal of Music Vol. 11 No. 1 (2022) | Bespoke Music-Narration, composition, interdisciplinary, methodological design, performance, practice-based research | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/431 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/7281 | Practice-Based Methodological Design for Performance-Composition and Interdisciplinary Music Research | Practice-based research has gained increasing prominence in the field of creative arts enquiry. Its engagement has fueled disruptive discourse on its nature, methodology and application in music research. Textbooks and journal publications on practice in arts-based research and a host of eminent practitioner-scholars have contributed to this nascent field of study. Several of these publications focus on the creative arts industry with fewer discourse on practice-based research approaches in the subdomains of music. This article deliberates on the multi-facets of practice-based approaches in performance, composition, and interdisciplinary music research. It shares the process of crafting methodological designs that encapsulate research in and of practice. Keywords that frame practice-based techniques include terms such as praxis, divergent and multi-methodological processes, design thinking, and research about/through/for practice as represented by performative-compositional artefacts and their accompanying discourse. Two exemplars are discussed. It argues that practice-oriented research transcends discipline borders encompassing interdisciplinary domains within multidisciplinary co-creational practice. In the author’s music-health studies, she views the interdisciplinarity of science-arts research as interpolated dimensions of collaborative scientific knowledge within an embodied cultural space that yields transformative creativities of translational research to reach its targeted community of users. Practice-centred research in music therefore embraces spheres of investigations with research-informed practice as its focus and its artefacts and discourse as inputs of and outputs from that research, incorporating the overarching paradigms of practice-led research, practice-based research, and creative research in the performing arts. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/7281/4270 | [
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] | Valerie Ross
109
Practice-Based Methodological Design for
Performance-Composition and Interdisciplinary
Music Research
Valerie Ross
College of Creative Arts,
Universiti Teknologi MARA
E-mail: [email protected]
Published online: 31 December 2022
Cite this article (APA): Ross, V. (2022). Practice-based methodological design for
performance-composition and interdisciplinary music research. Malaysian Journal of Music,
11(1), 109–125. https://doi.org/10.37134/mjm.vo11.1.7.2022
Abstract
Practice-based research has gained increasing prominence in the field of creative arts
enquiry. Its engagement has fueled disruptive discourse on its nature, methodology and
application in music research. Textbooks and journal publications on practice in arts-based
research and a host of eminent practitioner-scholars have contributed to this nascent field of
study. Several of these publications focus on the creative arts industry with fewer discourse
on practice-based research approaches in the subdomains of music. This article deliberates
on the multi-facets of practice-based approaches in performance, composition, and
interdisciplinary music research. It shares the process of crafting methodological designs that
encapsulate research in and of practice. Keywords that frame practice-based techniques
include terms such as praxis, divergent and multi-methodological processes, design thinking,
and research about/through/for practice as represented by performative-compositional
artefacts and their accompanying discourse. Two exemplars are discussed. It argues that
practice-oriented research transcends discipline borders encompassing interdisciplinary
domains within multidisciplinary co-creational practice. In the author’s music-health studies,
she views the interdisciplinarity of science-arts research as interpolated dimensions of
collaborative scientific knowledge within an embodied cultural space that yields
transformative creativities of translational research to reach its targeted community of users.
Practice-centred research in music therefore embraces spheres of investigations with
research-informed practice as its focus and its artefacts and discourse as inputs of and
outputs from that research, incorporating the overarching paradigms of practice-led research,
practice-based research, and creative research in the performing arts.
Keywords: Bespoke Music-Narration, composition, interdisciplinary,
methodological design, performance, practice-based research
110
Malaysian Journal of Music Vol. 11, Issue 1 (109-125)
ISSN 2600-9366, eISSN 2600-9331
Introduction and Overview
Creative arts researchers and practitioners thrive on displacing conventional practice
in their search for novelty and authenticity, often leaving distinctive hallmarks of
their innovation and ingenuity. The quest for originality necessitates a
deconstructive mind, a critical reflection of one’s own expertise and reflexive action
of research-informed practice. It embodies a skillful articulation of the theoretical,
conceptual, empirical, and methodological processes which frames, informs and
shapes that practice. In addition to providing evidence of artistic practice, a critique
of extant and new knowledge on the exploratory processes in crafting the creative
artefact is expected in the form of an accompanying exegesis or thesis for research
endeavours that have been declared as practice-based in nature (Candy & Edmonds,
2018; Draper & Harrison, 2011; Smith & Dean, 2011).
Definitions and features of practice-led and practice-based research have
evolved since its initial proposition as the academic-practitioner divide narrows
(Barrett & Bolt, 2019; Nelson, 2013). Generally, practice-led research focuses on
the nature and operational significance of practice, whereas practice-based research
is primarily represented by creative outputs in the form of original artefacts and
artistic endeavours such as performances, compositions, dance, and theatre, which
are accompanied by textual analyses, critical reflection, discourse, exegeses, or
theses. Nevertheless, the proliferation of terms relating to practice “as” and “in”
research may lead to multiple interpretations in higher education awards. For
instance, the programme standards for the performing arts published by the
Malaysian Qualifications Agency stipulates that the PhD by Research (Practice-
led/Lab-based and Creative/Production Work) necessitates the submission of two
assessment requirements, namely, a portfolio of original creative works and a thesis
as evidence of a high level of practical and critical skills. The ratio of the thesis to
the creative work/production is within the range of 40:60 or 30:70 (Programme
Standards: Performing Arts, 2014, pp. 21-22). However, the Doctor of Musical Arts
award is described as a “practice-based programme” where students are required to
undertake
research.
Presentations/performance
of
musical/creative
works,
depending on the area of specialisation, must be accompanied by an exegesis (ibid,
p. 23).
In view of the different assessment requirements for practice-led and
practice-based awards in higher education, questions may be raised as to the scope
and depth of practice orientated research. Issues may arise regarding the relationship
between the thesis or exegesis and the portfolio of creative works. Queries as to
what frames the methodology when adopting practice-led/based research and how is
it different to more conventional processes are pertinent. The way in which the
outcomes of practice-based research are translated into journal publications is a
challenge. Serendipitously, these are anomalies that shape the process and products
of practice-based research in music and the creative arts. This article extrapolates
the multi-facets of practice-based research which encompasses research-informed
practice as its focus and its creative artefacts and discourse as outputs of that
research. It posits “practice-centred” research as a collective term which
Valerie Ross
111
incorporates the overarching paradigms of practice-based research, practice-led
research, and practice-oriented research in the performing arts. It further delineates
the process of crafting a methodological design that encapsulates research in and of
practice. It argues how performance and composition research are inherently
interrelated as one critically informs the other through the engagement of disruptive
discourse, praxis in theory building, design thinking and constructive alignment
strategies. The result is an overarching methodological model that encompasses the
interconnected dimensions of practice-led and practice-based research in the
integrated fields of performance, composition, and interdisciplinary music research.
Disruptive Streaks of Practice-Based Research
Practice-based and practice-led research has gained increasing prominence in the
field of creative arts enquiry. Its engagement has fueled disruptive discourse
regarding its scope, methodology, outcomes, and significance in music research. In
more conventional paradigms of academic investigation, research strategies are
purposefully designed to position the researcher as an “outsider looking in”,
premised on the belief that researcher-subjectivity may cloud the objective “truth”,
thereby compromising reliability and universal replicability of research findings in
the traditional sense. As practice-led/ based studies place the researcher at the centre
of the investigation, questions as to the reliability of outcomes have been deliberated
(Jackson & Mazzei, 2012; Leavy, 2017; Litts et al., 2020). Conversely, it may be
argued that such discourse has inadvertently strengthened the engagement of
practice-centred research among academics who are also creative arts practitioners.
Taking cue from Clayton Christensen’s theory of disruptive innovation (Christensen
et al., 2019), the notion of disrupting extant knowledge to drive new knowledge has
led researchers and innovators to relook and reposition conventional practice.
Petzold et al. (2019) posit that disruptive innovation is fluid and evolving, created as
a result of unfolding emergent dynamics that are shaped by the synchronization of
events, actions and strategic planning.
Hence, disruptive research encourages novel ways of thinking and doing to
bring about alternative research pathways and outcomes. This concept is congruent
with notions of recognising creative expressions such as music, dance, theatre, and
digital media as outcomes of artistic research among the international creative arts
fraternity as well as promoting intercultural and community-based research between
the arts and sciences (Burnard et al., 2018; Ross, 2016). Therefore, practice-based
research incorporates both the process and product of original investigation that
leads to new understandings regarding professional practice, thereby advancing
knowledge about and within the research-practice itself as evidenced by its creative
output. It necessitates a robust conceptual framework that enables researchers to
incorporate their creative practice through methods and processes in a custom-
designed research framework that illuminates a cogent constructive alignment of
processes that shape the research-in-practice creativity. The development of an
authentic methodological model that is adaptable to the medium in which the
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practice takes place is critical to assure credibility, validity and reliability when
engaging in practice-based research.
Applying Praxis: Embedding Theory into Practice
Artistic knowledge is intuitive, demonstrative, embedded and personal, often
engaging a process of contextualisation and reflection. It lends itself to praxis, a
blending of theory with practice in fostering critical dialogue that stems from a
desire for artistic expressivity, mastery and cogency (Armstrong, 2010; Freeman,
2010; Griffith, 2021). In practice-based enquiry, the deliberate interplay between
imagination and expression necessitates an enaction of praxis strategies where the
logical processes of ideation, planning, sequencing, reviewing, executing, and
evaluating are summoned. For example, a performer or composer desiring to write
an exegesis of his or her own performance or composition would benefit from
“stepping in and out” of the creative realm, understanding both the theory and
context of one’s own practice to develop self-reflexivity in embodying one’s
emotion and intellect during an artistic sojourn.
This analogy alludes to Herbert Mead’s theory of symbolic interactionism
on how human beings interpret and act, based on meanings, events, and behaviour
(Blumer, 1986). In Mead’s distinctive contribution to understanding the social
psychology of an individual, he postulated on the duality of the “self” which is made
up of the “I” and the “me” in human behaviour. “I”, indicates the active aspect of
my consciousness and “me”, indicates the socialised aspect of “I”. As an example, I
have just performed in a concert. The audience has heard me play. What did the
audience think of my performance and how significant is it for me? The theory of
symbolic interactionism also alludes to the importance social beings place on
“others” regarding how humans relate and react to members of society as being
“significant” or “non-significant”. For example, when a doctoral candidate performs
in a recital and s/he is aware that in the audience includes the examiner, then that
person represents a “significant other” to the performer. The examiner’s judgement
would have been based on his/her evaluation of “me” playing while “I” engineered
my cognitive, affective, and psychomotor skills in interpreting, performing, and
theorising my practice. Therefore, applying praxis and the blending of theory into
practice are important considerations when preparing an exegesis, thesis, or critical
reflection in practice-based research. Grounded in theory, disruptive in methodology
and reflective in practice, the writing of and about the process and product of
creativities are key components of research that is deemed practice centred.
(Re)shaping the Research Problem
Research methodologies are designed to frame the key components of an
investigation, explain how data is to be collected, analysed, and interpreted, thereby
answering the research questions which in turn meet the objectives of the study.
Outcomes of the research are then discussed (Beins, 2018; Hultman & Taguchi,
2010). Practice-based research adheres to such principles. However, the way in
Valerie Ross
113
which arguments unfold may differ. In practice-based research, formulating the
problem statement may not be a straightforward task as compared to conventional
research where the gap in knowledge is identified through the process of literature
review, upon which the research questions are formulated. In practice-based
enquiry, the research questions may evolve over time along with the development
and needs of the accompanying practice. They may change throughout the
investigatory path due to a reflection of practice, even at the final phase of the study
as the creative products take form, unlike more conventional investigations whereby
the research problems are determined at the onset of the study. Tracing the creative
journey over the passage of investigatory time and repurposing the practice as
informed by developments are also embedded in the methodological process. For
instance, in composition studies, even though the new work may have a
compositional sketch / plan, it may not be until the piece is near completion that the
research problems are affirmed through “looking back” at the artistic journey
undertaken. It could also be an autoethnographic experience translated into a
musical production over a period. The process of composition may challenge the
existing research questions thereby necessitating alterations. In adopting a practice-
based approach, the research aims may be redefined as the research process
develops. Musical elements and instrumentation of the emerging composition may
change. Similarly, the design of a performance programme and its artistic curation
may alter as it takes into consideration research that informs its preparation,
realisation, and documentation.
Therefore, practice-based research has a distinctive approach. It is primarily
initiated by and through practice. Problems and issues are identified by challenges
of the creative task. The research strategy embodies the process of practice, using
established and often multi- methodological approaches that are congruent with the
nature of the practice and theoretical standpoints adopted. It involves examining
embodied experience, praxis, and epistemologies of practice. It aims to strengthen
one’s professional practice and theoretical understandings associated with that
practice, in the context of the socio-cultural framework in which the dynamics of
action, meanings and perceived boundaries operate. Practice-based approach is
particularly suited to interdisciplinary and translational studies due to its adaptability
and openness to mixed-methods of data acquisition, analysis and reporting (Amir,
2019; Johnson et al., 2007; Koegeler-Abdi & Parncutt, 2013).
Deciphering Interdisciplinary Research-Practice
Interdisciplinarity in practice-based research is natural due to the multi-dimensional
qualities of skill-based expertise involving scholars and practitioners from two or
more distinct scientific disciplines. It may comprise of experts from within the arts
and humanities and/or from the science-arts fraternity. Its research is premised on a
conceptual model that links or integrates theoretical frameworks from those
disciplines, using study designs that are not limited to any one field. Perspectives
and skills of the involved disciplines are engaged in the multiple phases of the
research process. The mere addition of researchers from different academic and
professional credentials is not sufficient to make a research effort interdisciplinary.
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An analysis of the conceptual framework, study design and data analysis undertaken
can be used to establish the degree of interdisciplinarity. Teams work
collaboratively, drawing together discipline-specific theories, concepts, and
approaches to address a common problem. As music research is inherently practice
oriented, it is entirely logical to posit a musical output as a product of research
following scientific and ethical processes of data assimilation, accompanied by a
critical discourse that clearly elucidates research undertaken.
The following are two exemplars of how practice-centred enquiry from
different perspectives may be considered. The first case is a historical event of
global interest in which music played a significant role in the proceedings, thereby
lending itself to avenues of research in and through practice. The second case
demonstrates the realization of translational practice-based research in science-arts
enquiry and the dissemination of research output to intended communities through
web-based resources.
Exemplar 1: Ceremonial Significance
The performance of original music on occasion of the State Funeral of Her Majesty
Queen Elizabeth II could be the subject of a practice-based or practice-centred
investigation. The event offers insights into avenues of research from different
perspectives. A hymn, ‘Like as the hart’ was set to music by a leading British
composer, Judith Weir. The service was sung by the Choir of Westminster Abbey
and the Choir of the Chapel Royal, St. James’s Palace under the direction of James
O’Donnell, Organist and Master of the Choristers, Westminster Abbey. Of
musicological interest, the choir also sang a hymn (Psalm 34:8) which Ralph
Vaughan Williams set to music for the coronation of Queen Elizabeth II in 1953.
The State Trumpeters of the Household Cavalry were led by Trumpet Major, Julian
Sanford. The Fanfare Team of the Household Division Bands was conducted by
Lieutenant Colonel David Barringer. The organ was played by Peter Holder, Sub-
Organist, Westminster Abbey. The artistic management and curation of this live-
streamed audio-visual event was innately interdisciplinary. CNN Business (Cooban,
2022) reported that an average of 26.2 million people in the UK watched the service
in Westminster Abbey on TV screens while Reuters reported that 11.4 million
people in the U.S. also tuned in (Richwine, 2022). Worldwide viewership and
commentary via YouTube channels and social media were staggering. Figure 1
illustrates of how music and the performing arts played a significant role in an event
of global impact and interest. The collage of images personifies historical, cultural,
and ceremonial meaning that were realised through music as the world watched with
grief and admiration, an inspiration for interdisciplinary research at its best.
Valerie Ross
115
(Image Source: 7 News, AU, 2022 September 19)
Figure 1. Conducting practice-based research from three perspectives
This event provides an example in recent memory of the multifarious angles
by which performance-composition and interdisciplinary research may be
undertaken by assuming the role of a performer, composer or performing arts
curator. For instance, a member of the choir would have insider knowledge of the
rehearsal process and performative experience. Writing an exegesis that analysed
the score and performance would necessitate an in-depth study on the historical,
theological, musicological, compositional, and performative features of the event.
The cultural, symbolic, and musical significance of the programme as well as the
artistic curation of the event command critical reflection. Hence, if the study is
performance centred, the micro-domain of the study would concentrate on the
performative elements of the compositions, or indeed a selection of compositions
and its associated constructs while the macro-domain of the study would be an
extrapolation of the significance of the entire programme as a contributory whole.
Elements of interdisciplinarity are embedded in the production in view of the scope
of coverage ranging from the selection of works to be sung, choice of performers,
artistic and programme management, staging and production, technical and media,
health and safety regulations, and a host of performing arts curation issues, all of
which require elements of research towards its realisation and documentation
thereafter. Hence, the application of practice-based approach in music research is
not as seemingly simplistic as it sounds. It encompasses both the creative output that
has preferably been publicly presented and the documentation of investigatory
processes that engaged the same high standards of methodological thoroughness
associated with “conventional” research.
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Exemplar 2: Bespoke Music-Narration for Health and Wellness
The second exemplar offers insights into the design and realisation of
practice-based music-health research conducted by the author. It encapsulates the
principles and procedures of conducting practice-centred research discussed earlier.
The investigations focus on the goals of translational research in producing more
meaningful and applicable results that directly benefit human health and wellbeing
(Rubio, 2010; Ross & Amir, 2021a). Crafting innovative artefacts of research that
are congruent with the aims of its use in supporting community health form the
raison d’etre of each investigation. In ensuring sustainability and accessibility, the
outcomes of practice-based research have been collated into a collection of creative
artefacts and discourse known as Bespoke Music-Narration. This expanding set of
audio-visual aids is hosted in a dedicated website for community access and
research (www.bespokemusicnarration.com). Its rationale and aims are stated as
follows:
“Bespoke Music and Narration” is the outcome of translational practice-
based research co-created by composer-researcher, Dr Valerie Ross and
cardiothoracic surgeon, Dr Abid Amir. The prolonged COVID-19 pandemic has
exacerbated health concerns among a wide spectrum of affected communities
necessitating innovative ways to improve physical and mental wellbeing. This site
was created to share research output and resources from the Bespoke Music-
Narration Soundbank Collection which comprises a collation of original music,
narration, multi-language scripts, poetry and photography crafted to complement
established therapeutic techniques and practices aimed at supporting a return to
health and wellness in clinical and home-based settings
Source: www.bespokemusicnarration.com
There are four main types of audio-visual artefacts which are available from
the Bespoke Music-Narration (BMN) website. They are (a) music and instruction
for deep breathing and relaxation, (b) music and instruction for progressive muscle
relaxation, (c) music, poetry, and visuals for positive visualisation and (d) music for
movement/exercise series. Figure 2 represents a snapshot of the interactive content
all of which are custom designed to support specific types of integrated and
complementary healthcare practices.
Valerie Ross
117
Figure 2. Bespoke Music-Narration Resources
User-centred design strategies were implemented. Logic-Pro and Final-Cut
Pro DAW systems were used by the author-composer for the audio-visual
production of creativities. SoundCloud Pro enabled high quality online and offline
audio access of resources. The creation of each artefact had its own conceptual
framework and methodological process that guided and informed the research in and
through practice. For instance, the crafting of “Road to Recovery” and its use in a
randomised clinical trial comprising of thirty-four (n=34) postoperative cardiac
surgery
patients,
stemmed
from
two
interrelated
studies
with
distinct
methodological processes. The digital tool that was created utilised authentic nature
sounds sourced from fieldwork at the Royal Belum Rainforest, Malaysia, and
original electroacoustic compositions, together with a scripted narrations of
instructions that were informed by clinical practice of physiotherapy sessions for
Phase 1 post-operative cardiac surgery patients (Ross & Amir, 2019). A unique
feature of the research instrument created was its availability in both the English
Language and the Bahasa Malaysia Language. There is a distinct lack of bespoke
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digital resources for complementary therapy in the Malay Language. Requests by
research participants of the clinical trial for a copy of the intervention tool and the
creation of further artefacts of research prompted the setting-up of the BMN web-
based resource centre. At the time of writing, the website hosts four types of original
creative resources, each with a distinctive name, that is, Road to Recovery,
Homecoming, Cusp of Life & Secret Places, and Ethereal Series. The first two types
of resources focus on deep breathing techniques, the third on positive visualisation
using music, poetry, and images, and the fourth, on music for different forms of
movement.
User-centred and human centric considerations were considered when
crafting content to enable open access of original materials. The instructional design
incorporated musical, artistic, and informative content. Discourse and explanations
regarding the research and the use of the different resources have been presented at
workshops for healthcare workers, community engagement webinars and
international conferences. Further information regarding publications and audio-
visual presentations on the construct and use of the creative tools to support
complementary therapies are also made available via the BMN website (Centre for
Intercultural Musicology at Churchill College, 2022; Ross & Amir, 2021b, 2022).
To summarise, the two cases illustrated the wide scope of practice-centred
research in the creative arts and science-arts disciplines. Regardless of the topic of
study, the principles and procedures of good practice and ethical adherence to
research processes prevail. Therefore, the methodological framework of practice-
based and interdisciplinary studies should encompass the (i) scope and depth of the
study, (ii) theoretical, epistemological and artistic considerations, (iii) review of
literature in relation to the objectives and research questions of the field studied, (iv)
research methods and processes involved, (v) sampling frame and sources of
primary and secondary data, (vi) methods of data and textual analysis, discussion
and documentation, (vii) intended portfolio of creative works and its public
presentation, and (viii) exegesis, thesis, critical discourse or journal publication. A
well-constructed methodological design will aid the research journey, demonstrate
clarity and authority of subject-matter, improve validity and reliability of practice
thereby leading to a fruitful realisation of research plans.
Crafting the Methodological Design
The term “design” connotates an element of creative thinking. Congruent with the
non-linear and innovative approach to problem-solving in performance and
composition efforts, an integration of design thinking and constructive alignment
strategies is posited. Design thinking advocates cognitive, strategic, and practical
processes to promote ideation and action towards an innovative solution to
performative and compositional challenges. It engages an analytical and human-
centric approach in problem-solving and is therefore well-suited to music research.
Constructive alignment embraces constructivist learning theories where the
centrality of a learner’s activities is to create meaning for the learner using
instructional design concepts which focus on aligning course objectives and
Valerie Ross
119
intended learning outcomes with teaching delivery and assessments (Biggs, 1996;
Spady, 1994). Constructivism centres on the belief that human learning is
constructed, and learners build new knowledge upon foundations of previous
learning as propagated by early cognitive development theorists such as Jean Piaget
and Lev Vygotsky. It advocates a systematic framework to guide decision making,
aligning objectives to specific cognitive levels and action to elicit intended
outcomes. Therefore, integrating design thinking and constructive alignment
strategies into practice-based research by systematically and constructively aligning
the research processes, data sources and analysis with evolving research outcomes
will enhance cogency between and within academic deliberations as the artistic
enquiry takes shape.
Figure 3 illustrates avenues of data resources from qualitative and
quantitative data collection methods within an integrative practice-based research
paradigm, leading to the creative output, such as a portfolio of compositions or
series of performances, and a critical discourse which is informed by design
thinking and constructive alignment principles. The peripheral circle shows a
myriad of primary and secondary data collection techniques such as interviews,
focus groups, participant observation, action research, case study, questionnaires,
experiments and intervention, art-based creativities, audio-visual resources, scores,
recordings, live performances, and related content sourced from the public domain.
At the centre of the enquiry is its practice, the core of which is symbolized by the
creative output and its partnering discourse. This visualization of input and output
from an array of data collection methods sets the stage for the development of the
methodological model elucidated thereafter.
Figure 3. Integrating design thinking and constructive alignment strategies in practice-based
research
Methodological Model for Practice-Based Music Research
The methodological design of practice-based research takes into consideration the
multi-faceted and evolving dimensions of research procedural input and intended
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creative output. Planning dynamic conceptual frameworks and methodological
trajectories serve to contextualise the protocols of research in and of practice. The
framing of practice-based methodological designs adopts epistemologies of practice
which cultivate and sustain the nature of the practice itself while honing theoretical
understandings of that practice. Informed by design thinking strategies and
constructive
alignment
concepts,
Figure
4
represents
a
practice-based
methodological model crafted for performance-composition research.
Figure 4. Methodological model for performance-composition practice-based research
The methodological model posited illuminates a conceptual mapping of the
multi-dimensional trajectories that embody the complexities of performance and
composition research-practice. The fundamental research procedures are adhered to
but the processes are not necessarily linear in execution due to the concurrent
development of the creative practice and its planned output.
The model acts as a guide in configurating convergent and divergent
perspectives of practice-based music research. It regards performance and
composition research as interrelated facets of an investigation as one intrinsically
complements the other. Compositions are realised through performance and
performers interpret compositions. The socio-historical and musicological context of
practice, guides and influences its creative and interpretive stance.
Valerie Ross
121
As with any form of academic research, a robust analysis of data is critical
to determining the authenticity of research outcomes. Therefore, a comprehensive
analysis of musical elements using established techniques and technology-assisted
tools is vital in deconstructing the complexities of practice-based research. The
incorporation of multi-methods in music analysis is an aspect of research that is
often overlooked and neglected. For example, the analysis of musical scores
requires experience and expertise in identifying and applying appropriate
conventional and contemporary analytical methods, such as harmonic and melodic
analysis, thematic analysis, functional analysis, set analysis, Schenkerian analysis,
graphic analysis, and spectral analysis, based on the genre, style, form, musical
elements, performance directions and interpretations of practice. The analysis of
electronic music and electroacoustic music necessitate the mastery of technology
driven skill sets (Collins & D’Escrivan, 2017). New ways of analyzing traditional,
folk, and intercultural music are needed as conventional approaches may be
inadequate in deciphering the soundscape and elements of music and musical
instruments communicated through the oral and aural traditions. Delineating the
transformative role of music in interdisciplinary and translational music-science
research offer new challenges in the analysis of practice-based studies where its
resultant creativities, discourse and publication form the destination of the research
journey. To round-up, the key processes along the research path illustrated in the
methodological model are summarized as follows.
The application of design thinking strategies and principles associated with
constructive alignment applied to research inform the performance-
composition research-practice.
A hallmark of practice-based research, the portfolio of artistic outputs is
concurrently planned with its development being influenced by the ensuing
research processes.
The objectives and research questions are initially developed and revisited
as the research-practice takes form. On completion of the study, the research
questions are answered, thereby achieving the objectives of the study.
The review of literature is conducted and documented. Artistic decisions are
informed through a survey of historical, socio-cultural, musicological, and
epistemological developments in relation to past and contemporary practice
associated with the intended portfolio of creative works.
The creativities are informed by the gaps of knowledge identified by the
literature review, enabling the construct of the problem statement and
significance of the research product.
The methodology incorporates primary and secondary sources related to the
compositional or performative features of the creative works and its
discourse.
The musical elements should include a study of the genre, form,
instrumentation, structure, melody, harmony, time, tempo, expressivity, and
style associated with the creative output. The nature of its analysis and
analytical framework would depend on the sampling frame and its
documentation in addition to whether compositional or performative
elements are to be primarily evaluated.
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Semiotic representations are explored as with creative, interpretative, and
performative technicalities, engaging with the abundance of secondary data
as points of reference that serve to inform and inspire practice.
The interpolation of primary data may be acquired from both qualitative and
quantitative means identified through the sampling frame to enable multi-
dimensional interpretations of and about the practice using ethical
procedures and protocol.
Multi-methods of data analysis will provide resources for rich
documentation of the exegesis or thesis, thereby enabling valuable insights
into the creation, realisation, and critical reflection of the creative works
towards its intended journal publication.
The processes elucidated are by no means static but shaped and reshaped as
the practice evolves. The model may also be adapted for use in other fields of
creative arts practice including the curation of artistic programmes such as the
example provided in the first case study. The interpolation of design thinking
strategies and the constructive alignment of objectives, research questions, literature
review, methodology and outcome-based creativities apply. Such research-focused
approaches in organizing, realising, and writing about arts-based activities empower
arts-based practitioners through the engagement of practice-centred research. A
dynamic and culturally rich mindset will germinate novel and insightful artistry in
the development of a creative arts practitioner-researcher
Conclusion
At the heart of practice-based research is its innovation. It represents both the
beginning (purpose) and endpoint (product) of the investigation. A discourse
concerning the crafting of a work of art would both complement the creative process
and enhance understanding of its praxis. The development of a distinctive
methodological model that is specific to the medium in which the practice takes
place is critical in practice-based research. Essentially, the model presented in this
article advocates a non-linear, trajectory approach to the mapping of ideas, a holistic
engagement of musical literature and practice, and a dynamic approach to data
collection that enables multi-dimensional interpolations of data representations
followed by mixed methods in data analysis, interpretation, and reporting.
Key points that frame the methodological design include the engagement of
rich data resources that feed into the research-informed practice which is co-
represented by the creative output and its accompanying reflection. Public
accessibility to the artefacts of practice-based research adds value to the enquiry. As
institutions of higher learning continue to compete feverishly to raise their profile in
World University Rankings, academics from the performing arts fraternity are not
spared and find themselves seeking innovative ways to publish their practice.
Researching practice in the performing arts is fraught with controversies and
complexities. There are those who continue to resist the call to publish academic
papers with the argument that the composition per se or the act of performance itself
Valerie Ross
123
is research. Therefore, practice-based research offers a complementary solution to
this dilemma. In conclusion, as musicians seek new ways of expression, innovation
and technology-influenced creativities become hallmarks of research in artistic
practice. The honing of skills is matched by criticality in writing about and within
one’s own practice and that of others. Mastery, imagination, collaborative practice,
synergy and artistry, unconditionally spur inspiration, originality, and fame.
Acknowledgement
The author wishes to thank Universiti Pendidikan Sultan Idris, the organisers of the 4th
International Music and Performing Arts Conference, 14-16 December 2022, for its
invitation to deliver this keynote paper. The author would also like to thank Universiti
Teknologi MARA (re: 600-RMC / Lestari SDG-T5/3 grant) for its support.
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Biography
Valerie Ross, PhD, MEd, BMus (Hons), DRSAMD, is a distinguished composer and
researcher whose works have been featured in major cities in Europe and the Asia-Pacific.
She has received fellowships and awards from the Rockefeller Foundation, Japan
Foundation, Commonwealth Foundation, Darmstadt International Institute for New Music,
Germany and Institute of Musical Research, University of London. Valerie was presented to
Her Majesty, Queen Elizabeth II in London House, UK on occasion of the 40th Anniversary
of HM as Head of the Commonwealth when her composition, ‘Tathagata’ was premiered.
She has also served on the Board of Accreditation, Malaysian Qualifications Agency.
Valerie specializes in interdisciplinary practice-based research in the fields of composition,
creative arts, and translational music-medicine/health research. Professor Ross is the
Director of the Centre for Intercultural Musicology at Churchill College, University of
Cambridge and a faculty member of the College of Creative Arts, Universiti Teknologi
MARA.
|
Malaysian Journal of Music Vol. 11 No. 1 (2022) | formal and informal learning, online music resources, music education, notation and ear, popular music | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/431 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/7366 | An Evolutionary Narrative of Popular Music Learning Cultures: | For a very long time, popular music learning cultures had been characterised as informal and aural traditions. However, literature on the ways popular musicians learnt have documented increasing instances of popular musicians engaging with formal and non-aural modes of learning as time went by. Using the United Kingdom (UK) as a case study, the aim of this article is to establish an evolutionary narrative of how popular musicians learn. It begins with a chronological review of literature that examined the learning experiences of popular musicians between the 1970s and 2010s, and then discusses some observations regarding provisions of higher popular music education. In doing so, it revealed how the formalisation of popular music learning and technological advancements propelled the processes of becoming popular musicians in the UK to expand beyond features of informal learning and playing by ear. It argues that popular music learning cultures today comprise diverse combinations of formal and informal learning modes, notation- and ear-based practices, and resources made available by technological advancements, and thus, the informal and aural narrative pinned onto popular music learning cultures needs to be re-examined. Finally, it hopes to encourage discourses surrounding the learning of popular music to evolve beyond the issues of informal and aural-based learning and allocate more attention towards other means of learning in popular music. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/7366/4271 | [
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"Fleet, P. (2017). 'I've heard there was a secret chord': Do we need to teach music notation in UK popular music studies? In G. D. Smith, Z. Moir, M. Brennan, S. Rambarran & P. Kirkman (Eds.), The Routledge research companion to popular music education (pp. 166-176). Routledge. ",
"Folkestad, G. (2006). Formal and informal learning situations or practices vs formal and informal ways of learning. British Journal of Music Education, 23(2), 135-145. ",
" ",
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"Holt, F. (2007). Genre in popular music. University of Chicago Press. ",
"Jones, G., & Rahn, J. (1977). Definitions of popular music: Recycled. Journal of Aesthetic ",
"Education, 11(4), 79-92. ",
" ",
"Lebler, D. & Hodges, N. (2017). Popular music pedagogy: Dual perspective on DIY musicianship. In G. D. Smith, Z. Moir, M. Brennan, S. Rambarran & P. Kirkman (Eds.), The Routledge research companion to popular music education (pp. 272-284). Routledge. ",
"Lilliestam, L. (1996). On playing by ear. Popular music, 15(2), 195-216. ",
" ",
"McLaughlin, S. (2017). Mediation, institutions, and post-compulsory popular music education. In G. D. Smith, Z. Moir, M. Brennan, S. Rambarran & P. Kirkman (Eds.), The Routledge research companion to popular music education (pp. 114-126). Routledge. ",
"Middleton, R. (1990). Studying popular music. Open University Press. ",
"Mok, A. (2014). East meets West: Learning-practices and attitudes towards music-making of popular musicians. British Journal of Music Education, 31(2), 179-194. https://doi:10.1017/S0265051714000126 ",
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" ",
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" ",
"Shuker, R. (2001). Understanding popular music (2nd ed.). Routledge. ",
"Shuker, R. (2016). Understanding popular music culture (5th ed.). Routledge. ",
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"Smith, S. (2013). Hip-Hop turntablism, creativity, and collaboration. Ashgate Publishing. ",
"Tagg, P. (1982). Analysing popular music: Theory, method, and practice. Popular Music, 2, 37-67. ",
" ",
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"Warner, S. (2017). Where to now? The current condition and future trajectory of popular music studies in British universities. In G. D. Smith, Z. Moir, M. Brennan, S. Rambarran & P. Kirkman (Eds.), The Routledge research companion to popular music education (pp. 127-138). Routledge. ",
"White, A. (1983). Convention and constraint in the operation of two musical groups: Two case studies. [Doctoral dissertation, Keele University]. EThOS. ",
" "
] | 126
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An Evolutionary Narrative of Popular Music Learning
Cultures: A Case Study of the United Kingdom
Hueyuen Choong
Institute of Music, UCSI University
56000 Cheras, Federal Territory of Kuala Lumpur, Malaysia
e-mail: [email protected]
Published online: 31 December 2022
Cite this article (APA): Choong, H. (2022). An evolutionary narrative of popular music
learning cultures: A case study of the United Kingdom. Malaysian Journal of Music, 11(1),
126–144. https://doi.org/10.37134/mjm.vo11.1.8.2022
Abstract
For a very long time, popular music learning cultures had been characterised as informal and
aural traditions. However, literature on the ways popular musicians learnt have documented
increasing instances of popular musicians engaging with formal and non-aural modes of
learning as time went by. Using the United Kingdom (UK) as a case study, the aim of this
article is to establish an evolutionary narrative of how popular musicians learn. It begins
with a chronological review of literature that examined the learning experiences of popular
musicians between the 1970s and 2010s, and then discusses some observations regarding
provisions of higher popular music education. In doing so, it revealed how the formalisation
of popular music learning and technological advancements propelled the processes of
becoming popular musicians in the UK to expand beyond features of informal learning and
playing by ear. It argues that popular music learning cultures today comprise diverse
combinations of formal and informal learning modes, notation- and ear-based practices, and
resources made available by technological advancements, and thus, the informal and aural
narrative pinned onto popular music learning cultures needs to be re-examined. Finally, it
hopes to encourage discourses surrounding the learning of popular music to evolve beyond
the issues of informal and aural-based learning and allocate more attention towards other
means of learning in popular music.
Keywords: formal and informal learning, online music resources, music education,
notation and ear, popular music
Introduction
Much of the literature on rock music has concentrated upon lyrics, youth culture, rock
stardom, or the record industry, focusing upon the ideological and theoretical issues involved
with rock as mass culture. … Two other important features have been omitted [sic]: the grass
Hueyuen Choong
127
roots of the industry … and the actual process of music-making by rock bands. (Cohen,
1991, p. 6)
Cohen, in her book published in 1991, captured certain realities of scholarly
examinations on popular music before the 1990s; there was an “absence of
musicological and ethnomusicological data on Western popular music” (p. 7) which
exposed the processes and practices of becoming popular musicians. However, she
noted three exceptions: the works of H. S. Bennett (1980), Finnegan (1989) and
White (1983). There had since been further such works, including Cohen’s (1991)
own book, Green (2002), Robinson (2010), G. D. Smith (2013), Mok (2014),
Bruford (2019), and Choong (2021) to name a few.
However, such works were often sporadic and isolated examinations that
characterised the journeys of selected popular musicians in certain periods of time.
These works are informative of how some popular musicians learnt their crafts but
lacking from literature was examinations of how these works could contribute to the
understandings of popular music learning cultures, specifically of how popular
musicians’ learning experiences evolved with the changing world1, and thus, how
the ways of becoming popular musicians changed.
Categories of popular music are particularly messy because they are rooted in
vernacular discourse, in diverse social groups, because they depend greatly on
oral transmission, ... yet another factor is that some of the main sites of popular
culture are still “the street” and other social spaces where many value their
relative independence from or even resistance to social authorities, educational
institutions, and the music business. (Holt, 2007, pp. 14-15)
In the above quote, Holt credited the challenges in categorizing the varieties of
popular music to their informal and aural nature as well as their resistances to
institutions. This notion that popular music is an aural tradition that primarily
operates in the informal realm has generally remained unchallenged, and numerous
studies had further reinforced this perception. As of 4 March 2022, a Google
Scholar search with the keywords “‘popular music’ and ‘informal learning’”
returned 3,860 results2. Furthermore, Google Scholar also indicated, on the same
date, that the book How popular musicians learn by Green (2002) which, among
other things, sought to uncover the informal practices of popular musicians, and
claimed in the very first sentence that “popular musicians acquire some or all of
their skills and knowledge informally”, had been cited 2,566 times. It is only fair to
assume that some literature did not intend to portray popular music as purely
informal and aural, but rather just limited the scope of their work to the ear-based
practices engaged with during informal contexts of popular music-making.
Nevertheless, the fact that so many works focused on the informal aspects of
learning in popular music promotes the impression that “informal” is a defining trait
of popular music.
However, it will be demonstrated in the following sections, through an
examination of literature on the subject matter in one specific region (the UK), that
popular music learning, at least in the UK, can no longer be described as an aural
tradition that predominantly operate in the informal realm, and that a general
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evolutionary narrative can be achieved. The examination, which proceeds the
clarifications of the terms “formal”, “informal” and “popular music”, consists of two
parts: A chronological review of literature that investigates the ways popular
musicians accumulated experiences, knowledge and skills that contributed to their
developments, and an observation of Higher Popular Music Education (HPME)
provisions in the UK.
Terminology
Formal and Informal Learning
Folkestad (2006) identified four common approaches to defining formal and
informal learning, each centering on specific aspects of learning: “Situation”,
“learning style”, “ownership” and “intentionality”. “Situation” refers to the physical
context in which the learning took place, whether inside or outside institutional
settings, “learning style” characterizes the learning process, whether by written
notation or by ear, “ownership” revolves around the question of “didactic teaching”
and “self-regulated learning”, while “intentionality” denotes the intention to learn
how to play or to play (pp. 141-142). Though it may seem that Folkestad positioned
“formal” and “informal” as opposites, he clarified that such observations were “far
too simplistic” (p. 142) and asserted that “formal – informal should not be regarded
as a dichotomy, but rather as the two poles of a continuum; in most learning
situations, both these aspects of learning are in various degrees present and
interacting” (p. 135). Similar proclamations were also made by Green (2002) and G.
D. Smith (2013).
This article acknowledges and agrees with Folkestad (2006), Green (2002),
and G. D. Smith (2013), but clear distinctions between “formal” and ‘informal” are
needed to facilitate discussions. Thus, with additional reference to Green’s
descriptions, this article draws from Folkestad’s “situation”, “ownership”, and
“intentionality” approaches to outline the definitions of “formal” and “informal”.
“Formal” in this article describes contexts in which learning takes place in
institutional settings, in the presence of a teacher, that uses a defined pedagogy,
while “informal” describes contexts in which learning takes place outside of
institutional settings, is self-directed, and “holistic” (Folkestad, 2006, p. 137) or
“haphazard” (Green, 2002, p. 207).
As formal music learning typically encompasses the use of music notation
(G. D. Smith, 2013) and playing by ear frequently deemed a quintessential feature
of informal music learning (Green, 2002; Robinson, 2013), it often results in
delineations that observed learning from notation as a “formal” practice and learning
by ear as an “informal” practice. An approach termed “learning style” by Folkestad
(2006) and observed in the works of Green (2002) and Robinson (2010). However,
the “formal” and “informal” terms used in this article do not indicate the ear or
notational practices engaged with during those contexts, these are instead
characterised under broad umbrella terms: “ear-based” or “notation-based”
practices3. “Ear-based” practices denotes practices that engage the use of the ears
without any forms of music notation. “Notation-based” practices on the other hand,
Hueyuen Choong
129
denotes practices that involve translating notational representations of music. This
article observes learning contexts (formal/informal) and learning practices (notation-
based/ear-based) as distinct from each other, for as discussed above (and will be
demonstrated below), it was possible for notation- and ear-based practices to occur
in both formal and informal learning contexts.
Popular Music
The term “popular music” generally had been used to describe music, that among
many other things, “[required] no prior training to appreciate”, was “shared by
entire communities” (H. S. Bennett, 1980, p. 3), and/or was “conceived for mass
distribution to large and often heterogenous groups of listeners” (Tagg, 1982, p. 41).
It was also used to distinguish one music from another (Finnegan, 1989, p. 104).
Birrer (1985, as cited in Middleton, 1990, p. 4) argued that many definitions
could be placed into four categories: “Normative”, “negative”, “sociological”, and
“technologico-economic”. Definitions could fit solely into one category or combine
features of multiple categories, but all definitions were plagued by their own
imperfections4 and there had been no unanimous agreement on what popular music
meant, for meanings could change, and definitions revised (Jewell, 1980, as cited in
Finnegan, 1989). Therefore, it had been used to describe vastly contrasting forms of
music that sometimes could include “jazz, ragtime, blues, rhythm and blues, country,
rock (and rock ‘n’ roll and rockabilly), pub rock, punk rock, acid rock, heavy metal,
bubblegum, and reggae” (Shuker, 2001, p. 6).
This article acknowledges that using the term “popular music” is
problematic as “it is part of a living language, not a strictly technical term” (Jones &
Rahn, 1977, p. 81), but a workable definition is necessary for the examination to
move forward. Thus, this study adopted Green’s (2002) descriptions of “popular
music”, in which “popular music” refers to “Anglo-American guitar-based pop and
rock music” that include “anything from blues to charts pop, music for advertising,
country, soul, progressive rock, punk, jazz, pantomime music and many other styles
and substyles” (pp. 9-10). This is to distinguish musicians who either sang or played
Anglo-American popular/rock music on more traditional musical instruments such
as the guitar, bass, piano/keyboards, and drums, from those “involved in purely or
largely synthesized/sampled fields of production” (p. 10). DJ decks and other
devices such as the Novation Launchpad can and have been configured to be used as
musical instruments, but musicians who use such devices as their primary
instruments acquire some of their musical skills and knowledge in ways that are
different from those that this article intends to examine. Therefore, the boundaries of
“popular music” in this article should reflect this distinction.
It should be noted that what this article terms “popular” is sometimes
referred to as “rock” in the literature reviewed hereafter. While there are inclinations
by some scholars and musicians alike to contrast and polarise the terms “popular”
and “rock” based on the ideologies of authenticity (Shuker, 2016, p. 99) and identity
(Finnegan, 1989), the delineations between “rock” and “popular” are oftentimes
ambiguous and the terms used interchangeably, and the literature examined were no
exception:
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Whereas the sample could reasonably be described as “rock musicians”, I have
referred to them throughout by the more general and inclusive term “popular
musicians”, except where the context demands more specificity. (Green, 2002, p.
10)
These bands all fell broadly within the “rock” and “pop” area, but it became clear
both that the boundaries were not clear cut and that wider generalizations were of
little interest to the practitioners. (Finnegan, 1989, p. 105)
Other examples include White’s (1983) work where “popular musician” in one
sentence was immediately followed by “rock musician” in the next (p. 107), and
Cohen’s (1991) clarification that the term “rock” includes “a variety of music
labelled in many ways, such as ‘alternative’ or ‘pop’” (p. 4). Additionally, Cohen
used both terms together in her book title: Rock Culture in Liverpool: Popular
Music in the Making.
Methods and Materials
The literature analysed are those that provided insights into the learning experiences
of UK-based popular musicians between the 1970s to 2010s. Though reviews of
literature that captured the learning experiences of a more restricted locality or a
more narrowly defined social/cultural group at various points in time would result in
more valid comparisons, this article could only limit the scope more broadly to the
UK in general as longitudinal studies on more defined geography or demography
are lacking.
Through a chronological review, it will be revealed in the following
paragraphs that subsequent studies into the learning experiences of popular
musicians captured data that exposed changes which occurred over the years and
illustrated how the learning journeys of popular musicians evolved as the world
experienced various developments.
The literature is divided into three periods: 1970s-1980s, 1990s and 2000s-
2010s. The 1970s-1980s includes the works of White (1983), Finnegan (1989) and
Cohen (1991), the 1990s encompasses the work of Green (2002), and the 2000s-
2010s comprises the works of Robinson (2010) and G. D. Smith (2013). The reason
for such divisions is that the 1990s, as will be demonstrated hereafter, is arguably a
pivotal decade in popular music learning in the UK.
The rationale for sampling literature from the 1970s onwards, which Cohen
(1991) expressed adequately and noted earlier in this article, was the scarcity of
literature on the subject in the 20th century. Thus, the literature selected, in addition
to Cohen’s work, were those identified by Cohen: White (1983) and Finnegan
(1989)5. Scholarly interests in popular music had grown exponentially since Cohen
conducted her study, but texts revolving around the learning practices of popular
musicians in the UK only comprised the works of Green (2002), Robinson (2010),
and G. D. Smith (2013). Green produced arguably one of the most important texts
on the subject which influenced Robinson’s investigative approach into exploring
Hueyuen Choong
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How Popular Musicians Teach, a title adapted from Green’s book. She also played
an important role in G. D. Smith’s thesis which was converted into a book titled I
Drum, Therefore I Am.
There are other literatures such as the works of Cohen and Baker (2007), S.
Smith (2013) and Thompson (2012) that examined the music-making practices of
other popular musicians in the UK, and they gave deserved attention to “popular
electronic music-making” and examined the learning strategies of “DJs, turntablists,
dance and Hip-hop producers in their own right” (Thompson, 2012, p. 2). However,
their studies fall outside the scope of “popular music” in this article.
The examination first characterises the 1970s-1980s, 1990s, and 2000s-
2010s periods respectively, then discusses the changes that occurred. This is
followed by a review of literatures examining higher popular music education
(HPME)6. Any understandings of popular musicians’ learning practices in the 21st
century must consider the role of higher popular music education (HPME) in the
narrative. As mentioned above, and will be demonstrated below, the 1990s was a
significant decade within the context of popular music learning in the UK as this
was when institutions began inducting popular music into mainstream education.
This induction was not limited to just primary and secondary school education, but
also at a tertiary level.
The literatures reviewed hereafter examined broad rages of aspects pertinent
to understanding the journeys of becoming popular musicians, but this review only
focuses on learning contexts (formal/informal) as well as the learning practices
(notation-based/ear-based) engaged in.
Findings
1970s-1980s
Informal Contexts. White’s (1983) research, conducted during the late
1970s, explored the musical and non-musical conventions and constrains in the
operations of a jazz and rock band in the UK. Though not explicitly stated, the
general sense from descriptions is that members of the rock band primarily engaged
with ear-based practices to accomplish their musical tasks such as learning to play
the song, rehearsals, playing at gigs, and recordings:
No system of notation was used in the recording studio project. (p. 195)
In the actual case of learning to play the required music in the band's repertoire
several techniques were employed. The most usual was sheer repetition. (p. 198)
…a taperecording [sic] would be made of the material to be learned and members
of the group would work individually on their own parts from a copy of the original
recording. (p. 198)
The learning situation occurs most successfully in the ensemble playing situation.
(p. 199)
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In Finnegan’s (1989) book of the varying musical activities, practices,
cultures, and learning systems in Milton Keyes during the 1980s, it was reported
that most rock, jazz, folk, and country musicians identified as being completely self-
taught, and “reliance on notated music was uncommon” among them (p. 139). They
developed skills and knowledge through attempts to emulate sounds heard in
recorded music, and after acquiring abilities to play some basic chords or rhythms,
they continued developing additional skills in group music-making contexts.
In Cohen’s (1991) book on the music-making practices of two rock bands in
1980s Liverpool, it was reported that “none of the Jactars had any musical training
and none could read music” (p. 138), and the processes of music-making were all
done by ear as a collective involving high levels of “repetition and experimentation”
(p. 141). Though not explicitly indicated, it was implied that all but one of Crikey
it’s the Comptons! members did not have music training as none could “read music”
(p. 160). They had a “different style of rehearsal and composition” (p. 155) to that
of the Jactars, but their group music-making processes were similarly centred
around their ears.
Formal Contexts. In all three works, there were mentions of lessons and
using some forms of notational systems. Though most musicians in Finnegan’s
(1989) study were entirely “self-taught” and engaged in ear-based practices, some
reported being “mainly self-taught supplemented or initiated by some private
lessons” (p. 137), as well as “initial use of chord charts as a basis for further
development, often discarded later, or written or printed lyric sheets” (p. 139). One
bassist in Cohen’s (1991) study had piano lessons when he was younger, another
taught himself to play the guitar and bass with books, and another used his own
personalized notational system. All members of the rock band in White’s (1983)
thesis had some music tuition, and though they primarily operated without notation
in most of their music-making activities, lyric sheets and chord charts were
occasionally used as temporary memory aids during rehearsals and gigs.
One observation that should be pointed out is the attitudes toward lessons,
notation, and technique. It was unclear if the music tuition these musicians engaged
with were popular or classical in nature, but regardless, there was a “combination of
prejudices and mysticism” towards “tuition and development of musical skills in a
strictly educational environment” (White, 1983, p. 197). In cases where musicians
began with classical music, they “sometimes explicitly [reject] their classical
experience”, while other times “[made] use of it while aware of the contrasts
involved” (Finnegan, 1989, p. 141). The musicians themselves saw the “classical
mode” of instrumental learning, which was based on a “framework of acquiring
measurable musical literacy”, to be contradicting to their conventions of music-
making, which “did not demand written musical theory or notation but the
acquisition of performance skills which could be effectively learnt by ear and on the
job” (Finnegan, 1989, pp. 133-34, 139).
Furthermore, while the “value” of institutionalized music skill learning
“was seen for what it was”, the rock band members of White’s (1983) study felt
strongly against “excessive technique” and opined that while it was suitable for
“certain kinds of music”, it was unsuitable for “developing an overall feel for less
specialist types of music” (p. 197). Similar sentiments were found in Cohen’s (1991)
Hueyuen Choong
133
study. The Jactars highlighted their “musical incompetence” and contrasted bands
like themselves to those that were “particularly concerned with musical techniques
and skills” (p. 139). One member even took pride in their “lack of musical ability”
(p. 140). For Crikey, “musical incompetence was an integral part of their style as a
band”, and of the members that readily admitted to being “musically incompetent”,
at least one had no interest in “learning musical notation or terminology” (p. 158).
There was one musician who believed instrumental instructions were beneficial and
was keen to take lessons, but such sentiments are unusual. It is more common for
popular musicians to have “an aversion to show or acknowledge that [they] actually
know musical theory. It is part of ‘rock mythology’ and ‘authenticity’ that [they]
should not have musical schooling, but come ‘directly from the street’ and
spontaneously play [their hearts] out” (Lilliestam, 1996, p. 201).
1990s
It was briefly mentioned earlier that the 1990s is a pivotal period in the UK in terms
of popular music learning, and reasons for this are succinctly explained by Green’s
(2002) account of formal music education changes that occurred in the UK, as well
as discussions of how those changes influenced popular musicians’ learning
experiences.
Popular Music’s Induction into Formal Music Education. In her book,
Green (2002) discussed how classroom music lessons went from “traditional music
education” (p. 135) where there was a “hegemonic position of classical music,
history, and singing in the classroom” (p. 156), to the “new music education” that
saw a “vast increase in the diversity of the curriculum content…[occur] during the
1990s” (p. 151), which included the induction of popular music.
The journey that “crumbled” (p. 156) classical music’s hegemonic position
in the classroom began in the 1980s with the demand for the broader study of music
from various quarters, of which Graham Vulliamy is one of many that deserves
special mention as his work laid the groundwork for the radical changes that took
place. The introduction of the General Certificate of Secondary Education (GCSE)
in 1986 also had “a major effect on music education in England and Wales” (Green,
2002, p. 155), as the syllabus comprised the study of a variety of non-classical
music (including popular music). Five years after implementation, the GCSE
heavily informed the syllabus that the Music Working Party proposed for the Music
National Curriculum (MNC).
The induction of popular music into formal music education through the
MNC in the 1990s was also accompanied by the emergence of popular music
examination boards such as Trinity Guildhall (now Trinity College London) and
Rockschool (G. D. Smith, 2013), as well as a proliferation of higher popular music
education (HPME) provisions (discussed later). Thus, making the 1990s an
important period in the evolutionary narrative of popular music learning in the UK
as the formalisation of popular music led to alternative (to informal and aural)
modes of learning in popular music.
Formal Contexts: “Traditional” vs “New” Music Education. The impact
of popular music’s entrance into formal education on the learning experiences of
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popular musicians was captured by Green’s (2002) contrast of 14 popular musicians.
The nine older musicians experienced their secondary school years between 1960 to
1990 (traditional music education) and the five younger musicians from 1990
onwards (new music education).
Classroom Music Lessons. The nine older musicians who experienced
traditional classroom music lessons, which promoted the study of classical music,
found lessons to be “alienating and difficult to relate to” (Green, 2002, p. 142).
Though there were inclusions of popular music, they were done in ways that
“rendered it implicitly inferior” (p. 142). Nevertheless, the school played a major
role in their developments 7; many formed their first bands with schoolmates,
rehearsed in school spaces with school’s instrument, and were offered performance
opportunities within the school. However, all these took place outside classrooms,
were largely unsupervised and without support from the music departments. Their
teachers were unaware of, or disinterested in, their passion for music, and the school
generally ignored the popular music skills and knowledge they were developing on
their own. For these musicians, while the school environment was essential, their
classroom music learning experiences did not contribute to their journeys of
becoming popular musicians.
The five younger musicians experienced the “new music education”, where
teaching strategies had undergone radical changes, that placed more emphasis on
“classroom performance and composition, integrated with listening” (Green, 2002,
p. 159), and included a variety of musical styles including “popular and world
musics” (p. 160). Nearly all opted for the GCSE, where they experienced lessons
that were in line with the descriptions of the “new music education”. Thus, they
viewed the GCSE Music course positively. Outside of classroom music lessons,
they received more support, recognition, and encouragement to produce popular
music within the school environment. Furthermore, some were even provided with
instrumental lessons to help with GCSE Music courses and were part of school-
sanctioned musical groups such as the orchestra, classical music ensembles and jazz
bands. Therefore, not only did they have more positive attitudes toward formal
music education, they also did not find it to be significantly contradictory to their
developments as popular musicians but found it beneficial instead.
Instrumental Lessons. All but one musician had experiences with either
classical or popular music instrumental lessons, or both. Of the nine musicians (five
older and four younger) who had classical instrumental lessons (CIL), most
abandoned them after four lessons, finding them “boring, the progress slow and the
music difficult to relate to” (Green, 2002, p. 148). The sentiments expressed by
these musicians toward CIL, akin to those expressed in 1970s-1980s literature, were
negative. Thus, signifying that despite the passage of time, CIL was likewise
unpopular among popular musicians in the 1990s.
A different group of nine musicians (also five older and four younger),
experienced popular music instrumental lessons (PMIL), and though PMIL was
described more positively, six ended lessons within a year, while the remaining
three persisted with lessons for 3-4 years. The older musicians’ engagements with
PMIL were akin to their engagements with CIL, lessons did not last long and/or
were sporadic. Contrarily, of the four younger musicians who had PMIL, three had
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extended periods of engagements. It was noted by Green (2002) that the three who
had sustained engagements with PMIL received those lessons from peripatetic
teachers at their schools, and that this was “a situation which could not have
occurred…before the mid-1970s and was still rare in the mid-1980s” (p. 152). Be
that as it may, Green’s findings suggested extensive engagements with PMIL may
not solely be due to increased accessibility, but may also be a result of positive
experiences with the “new music education”. All three who had extended periods of
PMIL opined that they benefitted from them and described lessons favourably.
Notation. It was not explicitly stated, but Green’s (2002) interview quotes
and paragraphs on PMIL implied that of the nine musicians, at least six (two older
and four younger) were taught to read and play from notation, and at least one had
lessons where notation reading was central. Furthermore, most younger musicians
had not only learnt “notational skills” from formal music education, but also
acquired “analytical skills” (p. 163).
Informal Contexts. Green (2002) also paid attention to the informal
learning histories of the musicians, whose developmental stages took place between
the 1960s to 1990s.
Young popular musicians were able to make connections between many of the
skills and knowledge they were acquiring through formal and informal means. In
spite of this, from all the evidence so far, their informal learning practices
continued unabated. (p. 176)
Green’s (2002) findings indicated that, regardless of time period, copying
recordings by ear and peer-directed and group learning are central practices to
popular musicians. Copying recordings by ear was “solitary and [involved]
purposive and attentive listening linked to the close copying of recordings, as well
as more distracted listening leading to loose imitation and improvisatory adaptation”
(p. 96), while peer-directed and group learning “[involved] learning from each other
in pairs and groups, through casual encounters and organized sessions, both aside
from and during music-making” (p. 97). In addition to these central practices, some
musicians supplemented their learning with notation and/or technical books. While
some acquired notation knowledge from prior formal classical music lessons, there
were instances of notation being self-taught.
2000s-2010s
Green’s (2002) book revealed, due to the induction of popular music into formal
education, there were increased engagements, and improved experiences with,
formal popular music learning (FPML) since 1990, but informal learning and ear-
based practices remained dominant features of learning in popular music. However,
as demonstrated below, through the works of Robinson (2010) and G. D. Smith
(2013), the dominance of the informal and aural may be losing their steadfast
positions in popular music learning.
Engagements with Formal and Informal Contexts. G. D. Smith (2013)
conducted a study with 127 drummers with the aim to “investigate drummers’
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identities, what drummers do and how drummers learn to do what they do” (p. 2).
The drummers were categorized into teenage (aged 13-19) and adult (above 30
years old) drummers. As the teenage drummers were between the ages of 13 to 19 at
the point of data collection (2008-2009), their learning experiences took place in the
2000s-2010s either primarily or entirely. Among the 72 teenage drummers, 12
reported being entirely “self-taught”8, 24 professed having only learnt from lessons,
and 36 indicated that they learnt from being self-taught and from lessons. These
figures could be translated to 83.3% (n=60) of teenage drummers had FPML
experiences. Given the educational developments in the 1990s, such figures were
expected.
What was fascinating though is that the number of popular musicians
learning entirely in the informal realm (16.7%, n=12) during the 2000s-2010s had
been eclipsed by those with only FPML experiences (33.3%, n=24). The 24
drummers represent a segment of popular musicians whose learning histories are in
stark contrast from those that came before them and imply a shift in how popular
musicians were becoming who they are. This shift is observable within G. D.
Smith’s own sample through a comparison between the teenage and adult drummers.
10.7% of adult drummers reported having had lessons only, and another 53.6% had
both formal and informal learning experiences. In total, 64.3% of adult drummers
had experienced FPML. Thus, G. D. Smith’s findings exhibited that the teenage
drummers had more engagements with FPML, whether solely (33.3% vs 10.7%) or
overall (83.3% vs 64.3%).
Formal Contexts. G. D. Smith’s (2013) inquisition of drummers’
experiences with lessons revealed they were generally taught in “‘semi-formal’,
hybridized” (p. 38) ways from teachers. Lessons comprised “a mixture of formal
and informal practices” that took place “in a school setting with a designated
teacher” but did not work towards “qualifications or credits” and included “playing
along to recordings” (p. 39). On the other hand, there were also lessons that had
“more formal [approaches] to learning” as exemplified by one drummer’s (Ella)
experience:
I have a book that we work through and if I want to do my grades I would do
them, ... so he goes through the book and we play some pieces ... It’s generally
just book stuff. (p. 39)
For those learning in tertiary institutions, they experienced learning sight-reading,
theory, rhythm studies, and techniques in different classes. Furthermore, all
materials were taught from books and sheet music, and there was an emphasis on
observing music analytically.
Robinson’s (2010) thesis examined the ways eight popular musicians taught
others to play within formal contexts, and the findings revealed details about the
PMIL that their students experienced in the 2000s9. Though Robinson’s musicians
incorporated informal learning features that accentuated the importance of ear-based
practices, their methods and philosophies generally resembled CIL which included
“studying music theory, acquiring ʻcorrectʼ technique, and taking grade exams” (p.
139). Students were registered for graded exams if available, the emphasis on
Hueyuen Choong
137
understanding chords and scales were part of regular lessons, and some insisted that
technique be the first thing students learn. The study of, and emphasis on learning
from, notation was common, but to varying degrees. Some taught notations from the
beginning, some did not teach it at all, while others used standard and/or other forms
of notation in various ways and degrees. These descriptions offer glimpses into what
enthusiast of popular music might experience when engaged with PMIL in the
2000s, which did not diverge much from Green’s (2002) participants’ experiences in
the 1990s.
All in all, the learning that took place in PMIL were varied and situated at
various points of Folkestad’s (2006) formal-informal continuum. However, there
seem to be a consensus that though PMIL incorporated features of informal learning
and ear-based practices, it is still dominated by features of formal learning and
generally comprised, and at times even emphasized, learning music from notation
rather than by ear.
Whether learners enjoyed lessons or not, or if it contributed to their
developments was beyond the scope of Robinson’s (2010) study, but an analysis of
G. D. Smith’s (2013) findings revealed adult drummers generally rejected lessons in
favour of learning by ear for they felt uninspired after a few lessons and/or
perceived that being “taught by someone” (p. 42) hindered developments of
individual styles. Others chose to be self-taught either because lessons were
unavailable, or they felt that they were not needed as it was “relatively easy to learn
to play” (p. 43). On the other hand, as can be seen by some interview quotes of
teenage drummers’ experiences in higher education, they were more receptive of
lessons and generally perceived them as beneficial to their developments:
We play in all different classes, erm, sight reading, theory, aural, rhythm studies
…. They had Latin percussion, which was really cool so we learnt a lot.
… it’s like, really, really stupidly like magnified technique stuff, and, er, which is
awesome, no it’s really, really good but it gets pretty full-on, like, … It’s down to
a point where you’re like robots. You go over everything in such detail. (p. 40)
Informal Contexts. The descriptions of drummers’ “self-directed learning”
(G. D. Smith, 2013, p. 41) generally coincided with Green’s (2002) descriptions of
informal learning, where “listening to music that they know and like, tackling whole
pieces of music, and imitating and learning by ear” (G. D. Smith, 2013, p. 43) were
central, along with a range of peer or group learning activities. For those that had
lessons, they also mentioned “subsequent or concurrent self-directed study using
books” (p. 43).
The descriptions of “self-directed learning” may not be entirely applicable
to the segment of musicians who only had FPML experiences. G. D. Smith (2013)
did not address the practices of these drummers outside of lessons, but the findings
of Choong (2021)10 provided some insights. Choong found that popular musicians
who only had FPML experiences11 had more extensive engagements with notation
even outside of lessons and significantly lower engagement levels with peer or
group learning activities. Thus, there are grounds to presuppose that the music-
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learning practices these drummers engaged in, outside of lessons, were likely to be
done solitarily and dominated by notational practices.
In addition to learning by copying recordings, and for some, by reading
notation, G. D. Smith’s (2013) sample of drummers reported watching “drumming
videos” and drum lessons on YouTube (p. 28), as well as learning from instructional
DVDs. However, the most frequently cited means of learning was “film footage of
other drummers” (p. 45) as it “[helped] drummers understand what it is to be
drummers, beyond how merely to play the instrument” (p. 46).
Evolutionary Narrative
The Dominance of the Aural and Informal in the 1970s-1980s Era. The
writings of popular musicians’ learning practices in 1970s-1980s UK suggests it
generally comprised aural traditions that primarily operated in informal realms.
Music-making processes were dominated by ear-based practices, from learning
music by ear solitarily, to group music-making activities such as rehearsals,
recordings, and gigs. Although there were some engagements with notation-based
practices, these were only used in the initial stages or as temporary forms of
memory aid. Generally, developing into a popular musician is a journey that takes
place beyond institutional walls. Though some musicians engaged with formal
modes of music learning, many found their experiences to be antithetical to their
practices in popular music. Furthermore, some musicians with no musical training
took pride in their independence from institutionalized learning.
The Formalization of Popular Music in the 1990s. In terms of informal
learning, the 1990s did not significantly diverge from the 1970s-1980s. The
centrality of learning songs and developing music-making skills and knowledge
mainly through ear-based practices, solitarily or in group settings, without expert
guidance did not diminish as time passed.
Literature of the 1970s-1980s did not provide much detail about the formal
music education nor the nature/duration of musical instructions their musicians
experienced. However, logic dictates that these musicians had experiences akin to
those of the older musicians in Green’s (2002) study, as their accounts were based
on events that took place during similar periods. Thus, there are grounds to presume
their experiences did not diverge greatly from Green’s nine older musicians, and
comparisons between Green’s older and younger musicians’ experiences with
formal music education are sufficient to illuminate discrepancies between the
1970s-1980s and the 1990s.
The core difference between the 1970s-1980s and the 1990s is the increased
engagements with PMIL brought about by changes in formal music education. Thus,
popular musicians whose learning experiences occurred after 1990 were more likely
than those before to have increased access to PMIL provision, extended
engagements with learning popular music within formal contexts, learned popular
music from notation, and to perceive formal modes of music learning as beneficial
to their developments as popular musicians. However, despite being taught to read
notation and employing notational skills in various ways during their learning
Hueyuen Choong
139
processes, notation remained secondary in their learning practices, and was always
used as a supplement to ear-based practices.
Green’s (2002) findings indicated that though many ear-based and informal
features of learning popular music continued into the 1990s, formal popular music
learning, because of music educational changes in the UK, had made headway into
popular musicians learning processes. Unlike the 1970s-1980s, where most were
self-taught (Finnegan, 1989), all in the 1990s experienced learning popular music in
formal music education, and a majority had extensive engagements with PMIL.
Furthermore, unlike earlier musicians who perceived formal music education
negatively, some in the 1990s perceived such modes of music learning positively
and gave it credit for aiding their developments as popular musicians.
The Diversity of Learning Practices in the 2000s-2010s Era. Though
formal popular music learning contributed to the developments of popular musicians
in the 1990s, developing skills and knowledge informally through ear-centric
practices was still central. A majority in the 2000s-2010s era had similar
experiences with those in the 1990s, but there was now a growing segment of
musicians who only developed within formal contexts.
These musicians experienced PMIL that comprised features of formal and
informal learning, as well as notation- and ear-based practices, but there were
general emphases on learning from notation, observing music analytically and
acquiring conventional techniques. As indicated by earlier literature, popular
musicians of the past, especially in the 1970s-1980s era, generally were
apprehensive towards such modes of learning, but those in the 2000s-2010s era were
increasingly receptive towards it.
Among those with informal learning experiences, the dominance of ear-
based practices in solitary or group learning activities continued unabetted, and
notation remained in a supplementary role when used. However, the emergence of
popular musicians without informal learning experiences, but instead learnt entirely
with a teacher in PMIL that were governed by features of formal learning and
dominated by notation-based practices, meant that for some notation played more
central roles in their practices12.
One area that appears unique to the 2000s-2010s era was engagements with
technology induced learning resources such as the internet and instructional videos.
While all earlier literature had no mentions of such resources in the learning process,
Robinson (2010) postulated that “the use of demonstration videos and subscription
websites offer audio-visual models which may be replacing (or at least
supplementing) purely audio recordings as ‘texts’ for popular music learners” (pp.
263-264). G. D. Smith’s (2013) sample of drummers who reported extensive use of
such resources in their learning experiences, not only confirmed Robinson’s
postulation, but also indicated the learning practices of popular musicians had
expanded even further.
The increased availability and sophistication of the Internet is an important
feature in expanding the ways in and extent to which people are able to engage
with different modes of learning – drummers can now receive tuition, watch
concerts and listen to music all for virtually no cost; drummers of all ages are
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embracing this technology. (p. 52)
Music-learning and -making resources have since expanded beyond
demonstration videos on YouTube, to include websites, softwares and applications.
Though some incur a certain cost, many are widely available for free, such as
Chrome Music Lab, Groove Pizza, PlayPerfect, GarageBand, Vanido and Riff
Station.
Observations of Higher Popular Music Education
Following the intellectual momentum and the establishment of the International
Association of Popular Music in the 1980s, several institutions in the UK began
launching HPME programs in the 1990s, some notable pioneers include University
of Liverpool, University of Salford, Leeds University, and University of
Westminster (Cloonan and Hulstedt, 2013; Warner, 2017; McLaughlin, 2017). The
2012 mapping exercise by Cloonan and Hulstedt (2013) “examined the extent of
Popular Music Studies (PMS) undergraduate programmes in the United Kingdom”
(p. 63) and revealed numerous other HPME programs had been introduced from
2001 onwards; at the point of the authors’ research, there were a total of 76 PMS
degree programmes provided by 47 institutions.
Cloonan and Hulstedt’s (2013) research also revealed that rising tuition fees
did not deter applicants from applying to these programmes, indicating resilient
interests from enthusiasts of popular music to develop within HPME environments.
Therefore, characteristics of HPME programmes matter to the discourse as popular
music enthusiasts turned to such modes of learning to facilitate their developments
as popular musicians.
Literature examining characteristics of HPME revealed that “practices of
popular music [were] presented as skills and knowledge to be taught and learned”
(Parkinson & Smith, 2015, p. 95), faculty-curated canon of songs was “taught in a
formal,
transmission-style
manner”
(p.
108),
pitch-based
skills
were
disproportionately emphasized (J. Bennett, 2017), learning “often still [relied] on the
master-student model” (Lebler & Hodges, 2017, p. 273), and there was a relatively
strong presence of notational elements. In terms of notation, Fleet’s (2017) findings
indicated that 46% (26 out of 57) of UK HPME programs required students to be
familiar or even fluent in music notation reading upon graduation. As for analytical
components, Cloonan and Hulstedt (2013) found there was considerable emphasis
placed on “the theory and analysis behind broader concepts in popular music, such
as cultural and historical studies” (p. 68), as 27 out of 31 programs comprised of
between 20%-100% analytical elements.
While HPME programs with such characteristics can contribute to popular
musicians’ developments, it “may in many instances be ignoring vital elements of
traditional ways of learning this type of music” (G. D. Smith, 2013, p. 31). The
master-student model in FPME was one where students “cultivated” a reliance on
their master’s teaching, “possibly at the expense of the development of autonomy”
(Lebler & Hodges, 2017, p. 273). Canon-orientated pedagogy, in rewarding
“accurate replication”, implicitly discouraged transgression, thus “such an approach
Hueyuen Choong
141
in HPME inhibits the development and expression of a performer’s individual
musical voice” (Parkinson & Smith, 2015, p. 109). This concern was similarly
expressed by Alper (2007), and he further argued that “formal teaching” might get
in the way of popular musicians’ “creativity” (p. 160). The emphasis on notational
practices conflicted with the aural features of popular music learning, but Alper
further argued that “standard notation” was unable to capture “much of the
complexity of popular music” (p. 160). Therefore, popular musicians who engaged
with HPME, and in extension formal popular music learning in general, would have
experienced learning popular music in ways that were vastly different from those
who only learnt within informal contexts.
Conclusion
As demonstrated through the chronological review of literature and observations of
HPME, what was initially a predominantly aural tradition that occurred outside the
confines of learning institutions, where notation played a secondary role and was
avoided in performance, was gradually joined by diverse and unique learning
experiences due to the bourgeoning provision of, and accessibility to, formal
popular music education and internet-based resources since the 1990s.
As more and more enthusiasts of popular music turn to formal provisions of
learning to develop as popular musicians, where the learning of popular music is
accomplished in an atomistic and teacher-directed fashion, which often emphasized
the study of notation, prescribed techniques and analytical observations of music,
the characteristics (aural and informal) that had been so commonly associated with
popular music may have lost their dominance. However, as demonstrated,
engagements with formal learning did not mean an absence of informal learning,
and vice versa; it was common for learning histories to include learning in both
formal and informal contexts, and aspects of formal and informal13 learning can
coexist in most learning situation. With formal music education increasingly
adopting informal features of learning, it is possible for one to learn by ear in
lessons with a teacher where one has certain levels of autonomy to negotiate what,
how and when to learn. Likewise, with the increased accessibility to information
through the internet, learning to play written music, understand music theory and
conventional techniques are no longer skills and knowledge that could only be
acquired within institutional settings and/or from a teacher, nor is pedagogical
learning a feature exclusive to the teacher-student situation.
Therefore, it may now be a stretch to say that popular musicians today
generally learn to play popular music entirely by ear and without any expert
guidance. A more accurate statement would be that some popular musicians do
develop this way, while others do not, but for many, their developments comprised
diverse combinations of formal and informal learning modes and notation- and ear-
based practices.
The intention of this article was to demonstrate, though simplistically, how
the ways popular musicians developed had diversified from a predominantly aural
and informal narrative into one that comprised increasing engagements with formal
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modes of learning in popular music, notation-centric practices, as well as resources
made available by technological advancements. This article does not proclaim to
have established a clear and precise narrative of popular music learning in the UK,
as the sample studied is relatively small. What was achieved instead is a narrative
that captured some generic truths but falls short in exposing the nuanced diversities
among the variations of popular music learning today.
It was the results of scholars’ and educators’ efforts to “[formalize] the
informal” (G. D. Smith, 2013, p. 29) practices of popular music that changed the
landscape of how popular musicians learned, yet music education still strongly
associates popular music with informal learning. Therefore, this article hopes to
encourage discourses surrounding the learning of popular music to evolve beyond
the issues of informal and aural-based learning and allocate more attention towards
other means of learning in popular music, including but not limited to all forms of
formal popular music education, notation-based learning and learning enabled by
technology induced music-learning and -making resources.
Endnotes
1 Green (2002) accomplished this to some extent in her book How Popular Musicians Learn.
2 Skimming through the search results showed that at least in the first three pages, nearly all
were literature related to music education.
3 The “learning practices” described here are akin to Folkestad’s (2006) “learning style”
consideration.
4 Refer to Middleton (1990, pp. 4-5) for more details.
5 H. S. Bennett’s (1980) work was excluded from this review as his findings were based on
conditions in the US.
6 Alper (2007), Cloonan and Hulstedt (2013), G. D. Smith (2013), J. Bennett (2017),
McLaughlin (2017), Parkinson and Smith (2015) and Warner (2017).
7 An observation also made by H. S. Bennett (1980, p. 125).
8 The “self-taught” term in G. D. Smith’s (2013) work is akin to the “informal’ label that this
article used.
9 His findings regarding their learning experiences did not contribute to this article’s
understanding of how popular musicians learnt 2000s-2010s. This is because they were more
indicative of learning experiences in the 1970s-1980s era, as their secondary school years
coincided with Green’s (2002) older musicians as well as those in the 1970s-1980s literature.
Therefore, accounts of learning experiences in Robinson’s work, bore resemblances with
accounts of learning that took place prior to, and during, the 1990s.
10 Choong’s (2021) study investigated the relationships between the learning experiences and
musical proficiencies of popular musicians.
11 The characterisations of lessons in Choon g’s (2021) study were akin to Green’s (2002)
and G. D. Smith’s (2013).
12 The impacts of such learning methods extend far beyond the reliance on notation; refer to
Choong’s (2021) study for more information.
13 13 13 The “formal” and “informal” referred here comprised of Folkestad’s (2006) four
approaches to “using and defining formal and informal learning” (p. 141).
Hueyuen Choong
143
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Biography
Hueyuen Choong is a popular music scholar, drummer, and lecturer at UCSI University,
whose research interest primarily revolves around the music-learning cultures of popular
musicians, and whose PhD explored the impacts of learning histories on the music-making
practices, attitudes, dispositions, and musical proficiencies of popular musicians. Hueyuen’s
latest research examines this subject matter within the Malaysian context, and future
research plans include a closer examination of HPME, and the disturbances that such modes
of becoming popular musicians caused within the popular music-making culture.
|
Malaysian Journal of Music Vol. 11 No. 1 (2022) | Luk Thung trumpet excerpts, trumpet Luk Thung, trumpet techniques | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/431 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/7351 | Guidelines for creation of a Luk Thung method for trumpet | 21st century trumpet players are required to play many diverse styles of music. One of these unique musical styles, | https://ejournal.upsi.edu.my/index.php/MJM/article/view/7351/4287 | [
", D.M.A. is an Assistant Professor of Music at Mahidol University College of Music, Thailand. He has been Professor of Trumpet at College of Music, Mahidol University since 2003, where he teaches applied trumpet, literature, pedagogy, and orchestral repertoire. He also a member of the Thailand Philharmonic Orchestra since 2008. Dr. Bowman received a DMA and MM from Arizona State University and a BM from the University of Cincinnati. ",
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"Hickman, D. R. (n.d.). Clarke studies: Including all four instruction books for the cornet or trumpet: Elementary studies, technical studies, characteristic studies and setting up drills. Hickman Music Editions. ",
"Hickman, D. R. (2006). Trumpet pedagogy: A compendium of modern teaching techniques, David R. Hickman, Arizona State University. Hickman Music Editions. ",
"Lautzenheiser, T., Higgins, J., Menghini, C., Lavender, P., Rhodes, T. C., & Bierschenk, D. (1999). Essential elements for band: Comprehensive band method. Bb Trumpet (Book 1). Hal Leonard. ",
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] | Patcharee Suwantada & Joseph Bowman
145
GUIDELINES FOR CREATION OF A
LUK THUNG METHOD FOR TRUMPET
Patcharee Suwantada1* & Joseph Bowman2
College of Music, Mahidol University
25/25, Phutthamonthon 4 Road, Salaya, Nakhon Pathom, 73170, Thailand
e-mail: [email protected], [email protected]
*Corresponding author: Patcharee Suwantada
Published online: 31 December 2022
Cite this article (APA): Suwantada, P. & Bowman, J. (2022). Guidelines for creation of a Luk
Thung
method
for
trumpet.
Malaysian
Journal
of
Music,
11(1),
145-163.
https://doi.org/10.37134/mjm.vol11.1.9.2022
Abstract
21st century trumpet players are required to play many diverse styles of music. One of these
unique musical styles, Luk Thung (a Thai traditional music style) is music derived from Thai
folk music culture that describes the Thai rural lifestyle, especially in the lyrics. Learning this
style is a crucial part of a trumpet player’s chances for career success in Thailand’s musical
industry. For trumpet players, performing Luk Thung music requires fundamental trumpet
techniques. Because of the need for training trumpet players in this unique Thai musical style,
this research aims to generate the guidelines for a trumpet method design based on Luk Thung
music through the study of three categories: (1) fundamental trumpet techniques appearing in
Thai Luk Thung music; (2) comparison of fundamental technique approaches between
Western pedagogical methods for trumpet and Luk Thung music; and (3) the possibility of
using Thai Luk Thung music to develop fundamental trumpet techniques for trumpet players.
The purposeful sampling includes official recordings of Thai Luk Thung songs, four major
method books for trumpet and in-depth interviews used for collecting data, and analysis. The
findings were discussed and presented as the guidelines to design a trumpet method including
purpose of the method design, structure of the method, and scope of contents. The generated
guidelines will help trumpet players, music teachers or trumpet educators to design their own
trumpet methods based on Thai Luk Thung music that suits their needs.
Keywords: Luk Thung trumpet excerpts, trumpet Luk Thung, trumpet techniques
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Introduction
It is necessary for 21st century trumpet players to be able to comfortably perform in
a range of styles of music. In a statement by Mark Gould, a former trumpet professor
at The Julliard School, in his book Gould on Music, Playing, Studying, Teaching and
Preparation for the Future (2021). He said “Trumpet pedagogy is the model used to
teach people to play the instrument. The physical components are systematically
broken down into their elemental parts including breathing, buzzing, articulation,
pedal notes, and the high register called the fundamentals” (Gould, 2021, p.104). In
addition, he stated that the demands made of the 21st century trumpet players require
players to be able to play many diverse styles of music, so young players who begin
to focus on the musical profession must be able to approach the trumpet with both
technical and musical versatility (Gould, 2021). Taque (2017) mentioned that the
concept of the “crossover performer” is to be able to sound as comfortable and
musically authentic as a specialist, regardless of the style being performed. He also
mentioned that “professional freelance trumpeters must be competent in styles
ranging from baroque clarino trumpet to disco lead trumpet.” The trumpet is an
essential instrument in many large ensembles offered by high school and university
music programs including jazz big bands, wind ensembles, symphony orchestras, and
athletic bands. But for Thailand’s context of trumpet training, as discussed in (Chaiya
& Bowman, 2021) have stated that the trumpet career path in Thailand requires
players to perform in a range of styles including Thai Luk Thung music. But the music
curricula currently offered at the university level provide less opportunity to develop
those skills.
Luk Thung (a Thai traditional music style) is music derived from Thai folk
music culture that describes the Thai rural lifestyle, especially in the lyrics. For all
trumpet players, performing Luk Thung music requires fundamental trumpet
techniques such as tone production, range development, articulation development, lip
flexibility and trumpet special sound effects and characteristics of Thai Luk Thung
musical style. From this point on in the document, Luk Thung will be abbreviated as
“L.T.” Because of the need for training trumpet players in this unique Thai musical
style, the research will study three categories which include: (1) fundamental trumpet
techniques appearing in Thai L.T. music; (2) comparison of fundamental trumpet
technical approaches between western pedagogical methods for trumpet and Thai
L.T. music; and (3) the possibility of using L.T. music to be incorporated into
fundamental trumpet techniques for trumpet players. The findings of the study will
result in a guideline for the creation of Luk Thung methods for trumpet.
The research questions for the study are:
1.
What fundamental trumpet techniques are used in L.T. music?
2.
What are the fundamental trumpet techniques found in western trumpet
method books and how do they compare to those found in L.T. Music?
3. How can a method be created for learning L.T. techniques for trumpet?
Patcharee Suwantada & Joseph Bowman
147
Methodology
This research aims to generate the guidelines for a trumpet method design
based on L.T. music. The study was conducted with grounded theory by using the
procedures of Emerging Design, including the constant comparative coding
procedures of comparing incident to incident, incident to category and category to
category. The central phenomenon is the fundamental trumpet techniques. The study
employed purposeful sampling procedures. The qualitative forms of data collecting
included audiovisual materials, documents, and in-depth interviews (Creswell, 2012).
Fundamental trumpet techniques appearing in Thai Luk Thung music
To answer the first research question ‘What fundamental trumpet techniques
are used in L.T. music?’, the researcher collected data by listening to the official audio
and video recordings from different singers, albums, and versions which trumpet was
included from 1990’s onwards to find what fundamental trumpet techniques appeared
in L.T. music. This time period was selected because it is considered the L.T.’s golden
period when the music became popular and was steady in form, instrumentation and
the performance. The researcher used open coding by collecting raw data including
the singers’ lists who have been active as the L.T. performers from 1990’s onwards,
their albums and songs, accordingly build up the incidents and categories for analysis
through listening to L.T songs.
Comparison of the fundamental trumpet technical approaches between Western
pedagogical methods for trumpet and Thai L.T. music
To answer the second research question ‘What are the fundamental trumpet
techniques found in western trumpet method books and how do they compare to those
found in L.T. Music?’, the researcher studied four major western pedagogical method
books including: (1) Complete Conservatory Method for Trumpet, Jean Baptist
Arban; (2) Trumpet Lessons with David Hickman (Volume 1-5), David Hickman; (3)
Systematic Approach to Daily Practice for Trumpet, Claude Gordon; and (4) An
Intermediate/ Advanced Method in Three Books, Allen Vizzutti in order to compare
fundamental trumpet technique approach between western pedagogical methods for
trumpet and L.T music.
The possibility of using L.T music to be incorporated into fundamental trumpet
techniques for trumpet players
To answer the third research question ‘How can a method be created for
learning L.T. techniques for trumpet?’, the researcher invited ten Thailand music
educators who established the theoretical dimension of how trumpet students were
taught fundamental trumpet techniques to play L.T. music (theory or concept
sampling), as well as their perspective ideas and their expectations about what the
trumpet method for L.T. should be (confirming and disconfirming sampling). Five
participants were secondary school music teachers, who have at least five years of
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experience teaching trumpet and engaged in teaching L.T. bands at schools located in
Thailand. Another five participants were trumpet experts who have experience
teaching private trumpet lessons at the university level for at least five years. Lastly,
a special group, consisting of professional L.T. trumpet players, also participated in
the interview. Researcher recruited interviewees through announcements on social
media directed at Thailand music teachers, by directly asking participants who are
well known as trumpet experts, and by receiving recommendations from participants.
In-depth interviews. Each participant had an online/phone interview session
with the same interviewer using open-ended questions and their answers were
recorded to analyze. The purpose of the interview process was to collect data for
generating the guidelines of designing a trumpet method based on L.T. music. The
interview sessions were approximately one hour each.
Questions lists. The question lists shown below were the main questions for
all participants, but during the interviews other questions were asked or issues raised
depending on the conversation. The questions were developed in order to confirm
participants’ qualifications; thus, the interview result will be able to represent all
levels of trumpet players including trumpet students, amateur trumpet players,
professional trumpet players, and music educators involved in L.T. study. The
researcher had better understanding following the situations that affected generating
the guidelines for a trumpet method design based on L.T. music.
•
How does the trumpet student develop their fundamental trumpet techniques
through their trumpet training system in L.T. music study?
•
What are the problems of L.T. music study from the interview participant’s
teaching experience in L.T. band?
•
How different is it between playing L.T. music and other styles of music, in the
opinion of the trumpet experts?
•
The suggestions and ideas from people who perform in L.T. industry.
•
Their experiences and suggestions for designing a trumpet method which relates
to the research question: How can L.T. music be incorporated into fundamental
trumpet techniques for trumpet players who might be interested in studying L.T.
music together with developing their fundamental trumpet techniques?
There are five questions for the secondary school music teacher interviews as follows:
1. Please describe your teaching experience in L.T. bands.
2. Do you think L.T. music requires deep understanding about fundamental trumpet
techniques to play it well? If yes or no then, why?
3. How did you prepare your trumpet students to play L.T. music?
4. Are there any teaching methods that you use to teach fundamental trumpet
techniques in order to play L.T. music?
5. If the researcher designs a trumpet method for trumpet players, would you give
any suggestions, comments, or advice?”
Patcharee Suwantada & Joseph Bowman
149
There are five questions for the trumpet expert interviews as follows:
1. Please describe your teaching experience in teaching trumpet private lessons at
the university level.
2. Do you have any trumpet students who studied trumpet in the L.T. band setting
in your studio? If yes, what do think about their fundamental trumpet techniques?
3. Do you have any L.T. specific lessons or any teaching class including L.T. music
to offer to your students?
4. In your perspective, does L.T. music have the potential to improve fundamental
trumpet techniques? Please give any specific reasons?
5. If the researcher designed a trumpet method for trumpet players, would you be
willing to give any suggestions, comments, or advice?
There are three questions for a group of professional trumpet players who have
experience playing trumpet in L.T. music industry as follows:
1. Please describe your experience performing L.T. trumpet as a career.
2. As a professional L.T. trumpet player, could you discuss what fundamental
trumpet techniques are most often used in L.T. music?
3. If the researcher designed a trumpet method for trumpet players, would you
consider giving any suggestions, comments, or advice?
Data analysis procedures
The researcher used constant comparative data analysis. In addition, the researcher
compared fundamental trumpet techniques found in L.T. music with western
pedagogical method books to identify the similarities and the differences of trumpet
technical approaches and connect the findings with interview results. This is to
generate the guidelines for the creation of a L.T. method for trumpet at the finding
and discussion sessions ‘The possibility of using L.T music to be incorporated into
fundamental trumpet technique.’
Findings and Discussion
The findings and discussion of guidelines for the creation of a L.T. method for trumpet
are generated through interpreted and analyzed findings including the outcomes of
the fundamental trumpet techniques appearing in L.T. music, a comparison of the
fundamental trumpet technical approaches between western pedagogical methods for
trumpet and L.T. music, and the participants’ interview results.
Fundamental trumpet techniques appearing in Thai L.T. music
The findings of the fundamental trumpet techniques in L.T. music from 1990 and
forward was obtained from collecting data, observations, and interpretation through
listening to official L.T. songs which were recorded by music labels that are available
on online platforms. There are four prominent fundamental trumpet techniques
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occurring in music as follows:
Tone production. The first prominent characteristic of trumpet tone
production is the way to start the tone (the attack). The note will not be performed
immediately in tune as written, but usually starts from a bending note half step lower
than the written note, and then bending up to the original note. This can be labeled as
a scoop effect. The second prominent characteristic of trumpet tone production was
the bending of notes, which started with the written note, were bent down using the
trumpeter’s embouchure as far as a half step, and then returned to the original note.
Range development. The findings showed two challenging issues of playing
higher register in Luk Thung music. First, there are solo passages which contain many
high pitches. Second, the music has precise rhythmic ensemble passages and trumpet
players need to develop refined high range skill in order to hit every high note
precisely in time, in tune with a good tone.
Articulation development. Various articulations play a significant role in
L.T. music. The findings show how trumpet articulations are used in Luk Thung
music including the use of single tonguing, slurs, and double tonguing. Besides
tonguing, L.T. music usually includes accents and sforzandos, followed by
crescendos, especially in the passages that are played as a section. The use of single
tongue in eighth note groups that consist of a “long-short” pattern can be seen. Most
of the articulations heard in recordings are not found in the music scores (except for
some staccato markings) but would have been performed by general listening and
agreement within the ensemble. The same is true of slurs in eighth note groups, where
the first note is long, and the second is short.
Lip flexibilities and trumpet special sound effects. Lip flexibility is critical
in fundamental trumpet technique because it is the foundation of most trumpet special
sound effects including bending and scoops, falls, doits, shakes, turns and vibrato.
The findings present the prominent appearances of trumpet special sound effects
transcribed. These trumpet special sound effects were combined to make the music
more colorful.
Characteristics of Thai Luk Thung musical style. Besides the fundamental
trumpet techniques, the research findings show some musical elements appear in
L.T. music which can identify L.T. musical style that will be listed as follows.
•
Pentatonic scale, the most used scale. Most major trumpet solo passages rely
on the pentatonic scale, both major and minor pentatonic scales.
•
Strong punctuated rhythmic figures. These strong, punctuated rhythmic
figures are often found in Thai L.T. songs during transition melodies which
rely on variations of the pentatonic scales.
The comparison of fundamental trumpet technical approaches between western
pedagogical methods for trumpet and Thai L.T. music
Tone production. There is no difference in the technical approach to tone
production but there is a different sound concept that differentiates L.T. music. The
sound concept of L.T. trumpet tone relies much on matching the singing style of Luk
Thung singers, as well as the language and the interpretation of the meaning of the
Patcharee Suwantada & Joseph Bowman
151
song through the song lyrics. In slow tempo L.T. songs, the character of the trumpet
sound is either sweet or sad while in fast tempo L.T. songs, the character of the
trumpet sound is quite brassy, fun, and lively.
Beginning the notes (attacks). Most western pedagogical methods share a
similar approach about attacking notes, such as in Arban’s method book that
introduces the pronunciation of the syllable “tu,” Clarke’s studies use the syllable “ta”
and Vizzutti’s uses the syllable “T”. The conceptual idea is to produce a clean tone
with accurate intonation were something that western classical trumpet player learn.
Those technical approaches can be applied to some L.T. music as well. The singer’s
singing style influenced the way trumpet play the melodies line. Thus, there are some
L.T. songs required opposite way by playing a scoop note which start the note by
bending the tone down a half step below and scoop the note up to the written note or
it can be started with a glissando which fluttered valves up to the hit the written note.
These approaches are similar with the way of using Thai Luk Thung’s lyrics that
contain high pitched Thai alphabet letters for instance; “ข ฃ ฉ ฐ ถ ผ ฝ ศ ษ ส ห”. When
pronounced, it is seemed to have more than one pitch.
Ends of the notes. Ending notes are as important as the attacks of notes. It is
not just only to stop each note itself but to end the phrase as well. There are two ways
that use to stop the note including (1) using air release the note naturally which
happens in classical music and (2) using tongue to stop the vibration of the sound.
L.T. music also considers these two techniques, but in L.T. song with fast tempo, it is
recommended to use tongue-stopped more than air release while the L.T. song in slow
tempo using air release to end the note by adding some vibrato. There are different
approaches to the vibrato that can be seen in L.T. songs depending on the song and
singer’s vibrato style. First, fast frequency and wide vibrato from beginning of the
note until the end without dynamic change (refer to Figure 3). Second, play straight
tone at first and start narrow vibrato at the end and release the note to stop the tone.
Articulations. Articulations play a key role in starting and stopping a note.
The findings show some technical approaches to articulations that indicate L.T.
musical style through listening L.T. songs compared to western pedagogical method
for trumpet with some cases study of the rhythm figures in Luk Thung music.
Single tonguing. From the researcher’s observation, the length of repeated
notes is not always the same. This is because the L.T. trumpet players usually offer a
trumpet score which contain guideline melodies, so they played without concerning
the detail of articulations. The researcher found that some L.T. songs, the repetition
of a melody was played with different articulations compare to its first statement.
However, note duration in repetitions remained the same as the first melody
statement. It happens when playing with the same pitch especially in the fast tempo
songs. There are no documents on how to use syllables for articulation in L.T. music.
However, it could be compared similarly to jazz music that use syllable “Dit” or “Dot”
for staccato approach.
Slur and tonguing. The next rhythm figure which contains two eighth notes
with articulation slur. The first eight note is always played long with more accent and
the second eight note is played very short (staccato). Trumpet players should approach
tongue-stopped techniques for this kind of rhythm.
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Range development and trumpet special effects. The range development
itself needs the same technical approaches as western pedagogical methods for
trumpet. However, the findings show the challenging technical approaches in L.T.
music are the combination of high pitches and various trumpet special sound effects.
Compared to the western method books for trumpet which are not focused on teaching
each trumpet special sound effect but focused on technical exercises that improve lip
flexibilities such as lip slurs, lip trills and lip bends, the characteristics of L.T. music
requires trumpet players to play all these techniques fluently. There are three cases
where trumpet players are required to use lip flexibilities. Firstly, playing in the high
range while using shakes. Secondly, playing in the high range while using turns.
Thirdly, playing in the high range while using doits. Lip slurs in different harmonic
series are great practical exercises to approach these goals. Besides lip slurs, lip bends
should be practiced in daily routine to approach lip flexibilities.
There are another three cases that the trumpet part plays in the high range
while using special sound effects: (1) playing in the high range together with falls and
(2) bending/scoops on high pitches and (3) vibrato, the most often used technique in
L.T. music, especially in slow music. These appear in long notes, not only at the end
of a phrase, but sometimes inside a phrase. The technical approach is the same as
what trumpet experts had taught in various western methods. The wide vibrato usually
appears in L.T. music. Hand vibrato is probably the best way to approach vibrato in
L.T. music context.
The possibility of using L.T music to be incorporated into fundamental trumpet
techniques for trumpet players
The interview results for the answer to the question ‘How can a method be
created for learning L.T. techniques for trumpet?’ The interview result can be
classified in topics as follows:
Purpose of designing a method. According to the interview result, a trumpet
expert mentioned that L.T. music is considered a significant musical style in Thailand,
like jazz music or classical music, so it is possible to have its own pedagogical
method. He suggested that the person who studies L.T. music should already have a
foundation in trumpet techniques so that the method could focus on style (Potavanich,
personal communication, May 31, 2022). One of the secondary-school music teachers
mentioned that the designed trumpet method should differentiate the level of
difficulty from beginner to advanced level (Sukkee, personal communication, June
13, 2022). The designed trumpet method should differentiate the level of technical
difficulty from beginner until advanced level but did not suggest classifying the
difficulty level of L.T. musical style because each style has its own unique challenges
(Sodanil, personal communication, May 26, 2022).
The findings of the interview result from a group of trumpet experts who
teach at the university level and have been teaching students who have L.T music
background for long time. The result identified similar problems of trumpet students
from L.T. background who have poor fundamental trumpet techniques. Potavanich
(personal communication, May 31, 2022) mentioned that his students lack control
dynamic and have poor attacks. Chanoksakul (personal communication, May 27,
Patcharee Suwantada & Joseph Bowman
153
2022) also mentioned that his students usually have problems of tone quality such as
on attacks, ending of the note without releasing note, stopping the tone with tongue
incorrectly and using too much pressure in their embouchure. Anancharuspat
(personal communication, June 15, 2022) pointed out the same issue that most of his
students who had L.T. backgrounds usually have bad intonation and attacks. Sodanil
(personal communication, May 26, 2022) mentioned that his students have bad
tonguing and attack. It was not because they were playing in L.T. style, but because
they were not taught to play a fundamental trumpet technique in the right way. The
interview result from Kohtong (personal communication, June 13, 2022) and Sukkee,
(personal communication, June 13, 2022) specified that their students were trained in
fundamental trumpet techniques from the Essential Elements for Band book by
Lautzenheiser et al. (1999) which does not cover all fundamental trumpet techniques
that appear in L.T. music.
However, the interview results from Chaiya (personal communication, May
30, 2022) and Sodanil (personal communication, June 13, 2022) commented that L.T.
music has much potential to be a tool to develop students’ trumpet techniques because
L.T. music contain many fundamental trumpet techniques that challenge trumpet
students especially high register development and trumpet special sound effects.
Interpreting the data from the interview results, the contribution of L.T. trumpet
method will not only benefit trumpet players who are interested in playing L.T. music,
but it would also be useful for secondary school music teachers who have no trumpet
skills to guide their trumpet students to develop strong fundamental trumpet skills for
L.T. music.
Structure design of a trumpet method for trumpet. The interview results
from Sodanil (personal communication, June 13, 2022) suggested the idea of
including L.T. music historical background in a designed method. He suggested to
include L.T. musical background to adjust mindset of trumpet L.T. sound concept.
Therefore, including L.T. Musical background will help trumpet players understand
L.T. musical context which is the performance guidelines for trumpet L.T. music. The
interpreted data through listening L.T. music since 1990 indicated that styles of
trumpet playing in L.T. music rely on the imitation of L.T. singers who came from
different regions of Thailand which is important to understand this point. The
interview results that suggested that trumpet players should begin with an overview
of an approach to the necessary fundamental trumpet techniques by using the western
pedagogical method for trumpet in order to prepare trumpet players to learn how to
adapt those techniques to play L.T. style in the next sessions. Potavanich (personal
communication, May 31, 2022) commented that although L.T. trumpet playing uses
the same technique as western music but the trumpet tone in L.T music is different,
and it is difficult to explain the differences of trumpet tone used in L.T. music by
using musical notation.
A secondary school music teacher also mentioned that the fundamental
trumpet techniques in western music such as classical music led to the success of L.T
music performance (Kongwoon, personal communication, June 11, 2022). A trumpet
expert suggested that L.T. trumpet techniques should be explained by connecting
them with western music pedagogical methods (Chaiya, personal communication,
May 30, 2022).
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The interview results from the secondary-school music teachers suggested
that the technical exercises for trumpet should be derived from Luk Thung musical
elements (Kaewmanee, personal communication, June 11, 2022). Kohtong (personal
communication, June 13, 2022) expected to see a trumpet method where students can
instantly apply fundamental trumpet techniques to L.T. music playing. Chaiya
(personal communication, May 30, 2022) mentioned that L.T. trumpet techniques
should be explained by connecting these techniques with western music pedagogical
methods. Chanoksakul (personal communication, May 27, 2022) stated that some
students who have trained in fundamental trumpet techniques through western
trumpet pedagogy might not be able to play L.T. music in the right style.
The findings support the guidelines of designing L.T. trumpet technical
exercises that connect western pedagogical method ideas for trumpet together with
Thai L.T. musical elements. The findings presenting Thai L.T. musical elements
include pentatonic scales and rhythmic figures in L.T. musical idioms (see Figure 1).
Figure 1. A Luk Thung trumpet excerpt ‘Yak-Jer-Khon-Jing-Jai’, sang by Catriya Marasri
(1971 - ).
Anancharuspat (personal communication, June 15, 2022), trumpet experts
and professional L.T. trumpet players mentioned that not only major and minor scales
were used in L.T. music, but there were also blues scales included in L.T. music which
researcher will include those scales in Luk Thung trumpet technical exercises.
Potavanich (personal communication, May 31, 2022). mentioned that trumpet players
should practice trumpet techniques and study L.T. style separately. The researcher
argues that L.T. trumpet technical exercises will be designed for trumpet players to approach
L.T. music easier. After trumpet players practice these exercises, they will be prepared to
study L.T. style through Luk Thung trumpet excerpt studies.
Luk Thung Trumpet Excerpt Studies. One part of L.T. trumpet excerpts
study is to sample L.T. songs which present prominent fundamental trumpet techniques
and characteristics in L.T. style. There were interview results that support the guideline
to include this part in the trumpet method based on L.T. music. Firstly, Chaiya
(personal communication, May 30, 2022) said that “the prominent trumpet parts in
L.T. music should be selected for study.” Secondly, Sukkee (personal
communication, June 13, 2022) and Chanoksakul (personal communication, May 27,
2022) suggested that the designed method should provide examples of L.T. trumpet
Patcharee Suwantada & Joseph Bowman
155
excerpts together with performance guidelines for each specific excerpt. A L.T.
professional trumpet player suggested listening to sound recordings together while
studying and practicing L.T. Trumpet excerpts will serve as a guide to the playing of
L.T. music (Khongpraphan, personal communication, June 15, 2022).
The findings show the prominent fundamental trumpet techniques that can be
used as samples of Luk Thung trumpet excerpts. The details will be explained in
‘technical approach to fundamental trumpet techniques for L.T. music performance’
session.
Technical approach to fundamental trumpet techniques for Luk Thung
music performance. The interview results show that L.T. trumpet students mostly
have similar problems such as intonation control, inaccurately playing attacks, and
poor tone quality. Thus, players should solve these preliminary issues at the
introduction stage of fundamental trumpet techniques before jumping into the
technical approach to L.T. style. For sound concept, there are many trumpet
techniques involved, such as articulation and trumpet special sound effects.
According to the interviews with L.T professional trumpet players Soisa-ngim
(personal communication, June 15, 2022), Khongpraphan (personal communication,
June 15, 2022). and Rodsab (personal communication, June 15, 2022) mentioned the
same things that the L.T. trumpet sound concept for solo passages depends on:
•
The interpretation of the song’s story as conveyed by the lyrics and tempo. In
fast music, trumpets should produce a brassier sound, which is stronger and
more articulated compared to slow music that needs a more expressive tone and
more flexibility in the rhythm through rubato playing.
•
The imitation of singing style from different L.T. singers refer to the findings
that mentioned the regional musical background affected differences of singing
style.
The guidelines to design contents of technical approach to four fundamental
trumpet techniques for Luk Thung music performance.
Firstly, tone production should focus on the different approaches to start and
stop the tone (see Figure 2). The beginning the notes were started by scooping the
pitch up to written notes or started by playing the glissando (see Figure 3).
Figure 2. A Luk Thung trumpet excerpt ‘Namta-La-Sai’, sung by Jakrapun
Kornburiteerachote (1968 - ).
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Figure 3. A Luk Thung trumpet excerpt ‘Ab-Du-Khao-Rak-Kan’, sung by Duangta
Kongthong (1982 - ).
Secondly, range development. A secondary-school music teacher mentioned
that L.T. trumpet players must be able to play high notes fluently (Kaewmanee,
personal communication, June 15, 2022). The findings indicated the challenge for
young trumpet players are that the high pitches are played throughout the whole
melody, and the difficulty increases when played together with trumpet special sound
effects such as shakes or bending notes. The findings show the highest pitch is concert
pitch F octave 6 (see Figure 4).
Figure 4. A Luk Thung trumpet excerpt ‘Oi-Oi’, sung by Suthirat Wongtawan (1979 - ).
Sodanil (personal communication, May 26, 2022) mentioned that the
character of trumpet parts in L.T. music usually includes a wide range, and high notes
are usually played throughout rhythmic passages, so students need to improve the
accuracy of playing high notes. The guidelines to approach range development for
L.T. music is to combine high pitch with another fundamental trumpet techniques
such as articulations and trumpet special sound effects. However, trumpet players
need to improve their high pitch with excellent quality of tone through the technical
exercise that are designed as the introduction of a fundamental trumpet techniques in
order to achieve technical approach to L.T. style. Thirdly, articulations development.
The conceptual idea to design articulation development for L.T. music is supported
by the finding indicating the way of using articulations in various rhythm figures that
Patcharee Suwantada & Joseph Bowman
157
occur in L.T. music idioms. There are constant single tongue and double tongue
passages, that all trumpet players should be able to play well. The different way of
playing staccato in rhythm figures include:
•
Figures of two eighth notes which are usually played as long short
•
Two eighth notes slurred where the first note can be played with more accent
while the last note is usually played short with a L.T. accent.
The song sample presents trumpet’s articulations approach in L.T music (see Figure
5).
Figure 5. A Luk Thung trumpet excerpt ‘Roe-Rak-Nhum-Oe-Boe-Toe’, sung by Mangpor
Cholthicha (1983-).
This is similar to the rhythmic swing feeling in jazz music which all jazz
players are familiar with. Staccato in L.T. music can be applied from jazz articulation
as the syllable “Dit” or “Dot” when approaching single tonguing. A trumpet expert,
Anancharuspan (personal communication, June 15, 2022) described when discussing
articulation that, the staccato in L.T. needs a precise stop tone without a resonant
sound. Rodsub (personal communication, June 15, 2022) mentioned that fast tempo
L.T. songs need to focus more on strong articulations with precise rhythmic and sharp
attacks without delay.
Lastly, trumpet special sound effects. The findings indicated that the
prominent usage of trumpet special sound effects in L.T. music usually happened
together with high register. The findings indicate that trumpet players need to improve
their lip flexibility by playing lip slurs and lip bends in the different harmonic series,
with added emphasis on the high register. This will help the trumpet player to perform
these special sound effects such as vibrato, bends, shakes, falls, turns, scoops,
glissando or squeeze and doits. Moreover, the findings show that the appearance of
more than one trumpet special sound effects are common L.T. songs (see Figure 6–
9).
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Figure 6. A Luk Thung trumpet excerpt ‘Yuem-Chai-Thot-Kani’, sang by Catriya Marasri
(1971 - ).
According to Figure 6, it presents special sound effects; bending notes and
vibrato while the next L.T trumpet excerpt shows another trumpet special sound
effects; shakes (see Figure 7).
Figure 7. A Luk Thung trumpet excerpt ‘Prode-Tid-Tam-Ton-Toe-Pai’, sung by Jakrapun
Kornburiteerachote (1968 - ).
The next L.T trumpet excerpt presents special sound effects; falls and shakes
(see Figure 8) and turns in L.T music (see Figure 9).
Figure 8. A Luk Thung trumpet excerpt ‘Lo-Lane’, sung by Mam Phimanram (-)
Patcharee Suwantada & Joseph Bowman
159
Figure 9. A Luk Thung trumpet excerpt ‘Rak-Mai-Rak-Koe-Bok’, sung by Jakrapun
Kornburiteerachote (1968 - )
Anancharuspat (personal communication, June 15, 2022) described that “in a
slow music, it contains the ornamentation notes and other trumpet sound effects
including vibrato and bending notes. Likewise, Rodsub (personal communication,
June 15, 2022) and Khongpraphan (personal communication, June 15, 2022)
mentioned that there are four trumpet special sound effects appearing in slow L.T.
songs including vibrato, bends or scooped note, ornamented notes, and use of rubato.
Therefore, the conceptual idea of design for this content for a trumpet method is that
trumpet players should practice grouping trumpet special sound effects together and
become familiar with the musical signs that represent each trumpet special sound
effect to play them fluently. Although these special sound effects can be explained
through western pedagogical method for trumpet, but from the interview result, Soisa-
ngim (personal communication, June 15, 2022) indicated that trumpet technical
symbols in L.T. look the same as western music but are played differently.
A discussion of some different sound concepts according to trumpet
special sound effects including (1) slow music which contains vibrato, scoops, and
bends. Khongpraphan (personal communication, June 15, 2022) mentioned that L.T
music especially slow music requires wider vibrato compared to classical music style.
Soisa-ngim (personal communication, June 15, 2022) shared his idea of playing
vibrato as similar to coloratura of singers. Likewise, Anancharuspat (personal
communication, June 15, 2022) said that there is no strict rule of vibrato, it depends
on personal style. Chanoksakul (personal communication, May 27, 2022) mentioned
that the vibrato in L.T. music is different from what we see in classical music or jazz
music. The vibrato sound represents the character of local people which has no
theoretical explanation. Scoops and bends are played with the same concept of vibrato
which required imitation of L.T. singers’ accents; (2) fast music which contains
shakes, falls, turns, and doits. Anancharuspat (personal communication, June 15,
2022) and Rodsub (personal communication, June 15, 2022) mentioned that most
trumpet special sound effects derived from jazz music and the rules are not strict.
Sodanil (personal communication, May 26, 2022) mentioned the example of trumpet
special sound effects such as bending notes, shakes, and wide vibrato which are much
harsher than classical music.
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Performance guidelines in playing L.T. music. The findings mention that
trumpet techniques rely on L.T. singers’ backgrounds which support the idea to design
the performance guidelines that provide L.T. music’s historical background of L.T.
singers and songs, especially L.T. songs that are sung by multiple singers, to adjust
mindset of sound concept playing.
The guidelines for creation a L.T. method for trumpet
The findings about fundamental trumpet techniques appear in L.T music and the
interview results which present participants’ suggestion to create L.T method for
trumpet. The guidelines for creation the method is discussed as follow:
Purpose of designing a method. There are two goals of designing a trumpet
method based on L.T music including:
•
to teach trumpet players who are interested in the study L.T. musical style.
•
to enhance fundamental trumpet techniques through the study of L.T. music.
Structure of designing a method. There are four topics designed for a
designing method including;
•
brief information on L.T. Music Background
•
introduction of Fundamental Trumpet Techniques
•
L.T. Trumpet Technical Exercises
•
L.T. Trumpet Excerpt Studies
Scope of contents for designing a method
This session presents the scope of contents for designing a method based following
the topic mentioned in structure above.
Brief information on L.T. music background. Brief information on L.T.
Background that helps shapes style ideas including trumpet sound concepts and the
trumpet’s role in L.T. music including the factors that make the trumpet sound unique
such as by imitating the style of L.T. singers from different regions and various styles
of L.T. in different time periods.
Introduction of fundamental trumpet techniques. Provide an overview to
the approach to the necessary fundamental trumpet techniques by using the western
pedagogical methods for trumpet in order to prepare trumpet players to learn how to
adapt those techniques to play in the L.T. style. After trumpet players practice each
fundamental trumpet technique from this topic, they should be ready to learn the
differences of playing music in L.T. music style by comparing the technical
approaches in this topic with the L.T. context in the next topic “L.T. trumpet technical
exercises.”
L.T. Trumpet Technical Exercises. L.T. trumpet technical exercises that
connect ideas from western pedagogical method for trumpet together with Thai L.T.
musical elements. According to the findings presented some differences of the
technical approaches between western pedagogical method for trumpet and L.T.
music include tone production, articulation, and technical approach to range
Patcharee Suwantada & Joseph Bowman
161
development and trumpet special sound effects, and the presenting of Thai L.T.
musical elements which include pentatonic scales, and rhythmic figures in L.T.
musical idioms.
L.T. Trumpet Excerpt Studies. A part of L.T. trumpet excerpts study is to
select L.T. songs which present prominent fundamental trumpet techniques and
characteristics in L.T. style. The technical exercises from the third topic can be used
for specific L.T. songs, ideas of interpretation of L.T. musical style and suggestions
for performance practical guidelines. The selected L.T. trumpet excerpts that present
each prominent trumpet technique from Figures 1-9 can be used as a reference.
In addition, the reference recordings of full L.T. songs should be introduced
for trumpet players to listen to, especially some L.T. songs that have more than one
version.
Conclusion
Trumpet players in the present day are required to play in a range of styles of music
which leads them to succeed their musical career path. L.T. music is considered one
of the musical styles that trumpet players should explore because it can open doors of
opportunity to play in the Thailand music industry. Fundamental trumpet techniques
can be studied by using western pedagogical methods for trumpet. Nevertheless, there
are differences of technical approaches that create unique characteristics of Thai L.T.
music. The generated guidelines can lead to design a trumpet method for trumpet
players, music teachers or trumpet educators and include the purpose of designing a
method, structure of designing a method, scope of contents for designing a method,
and for creating a trumpet method book to develop students’ fundamental trumpet
techniques as well as to study L.T. music that suit individual need.
These generated guidelines can be a reference for trumpet players, music
teachers or trumpet educators to design a trumpet method and study the efficiency of
the designed method in future research. The findings derived from all data collection
including samples of L.T. songs’ recordings, unpublished L.T. scores, and the
interview groups of participants including secondary school music teachers, trumpet
experts and professional trumpet L.T. players to develop the guidelines in creating a
L.T method for trumpet, reliable and suitable for any trumpet players interested in
L.T. music.
Those wishing to design a method book based on L.T. music study could refer
to these guidelines. Besides the L.T. songs that contain prominent trumpet parts, there
are many L.T. songs from previous L.T. time periods that could be used in designing
trumpet method and for further study regarding the characteristics of L.T. musical
style during those periods.
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Acknowledgements
I would like to acknowledge and extend my warmest thanks to my supervisor (Asst. Prof. Dr.
Joseph Bowman) who made this work possible. His guidance and advice carried me through
all the stages of writing my dissertation. I would also like to thank all the committee members
for their comments and suggestions that helped me fill the gaps and made my work strongly
practicable, again, a big thank you to everyone.
I would like to thank all the interviewees who provided the sampling in this study and
kindly allowed me to share their names on my paperwork. Not forgetting, my husband being
the best supporter of my life.
Finally, I would like to thank the Ministry of Higher Education, Science, Research and
Innovation, and Songkhla Rajabhat University which supported the scholarship to pursue the
degree and sponsored the research budget of this study.
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Chaiya, J. & Bowman, J. (2021). The development of curriculum content for the study of
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Biography
Patcharee Suwantada is a D.M. candidate in music performance and pedagogy from the
College of Music, Mahidol University, Thailand. She has received a Master of Arts (music
education) from Rajabhat Bansomdejchaopraya University, and a Bachelor of Music (music
performance) from the College of Music, Mahidol University, Thailand, and Yong Siew Toh
Conservatory of Music, National University of Singapore, Singapore.
Joseph L. Bowman, D.M.A. is an Assistant Professor of Music at Mahidol University College
of Music, Thailand. He has been the Professor of Trumpet at College of Music, Mahidol
University since 2003, where he teaches applied trumpet, literature, pedagogy, and orchestral
repertoire. He is also a member of the Thailand Philharmonic Orchestra since 2008. Dr.
Bowman received the DMA and MM from Arizona State University and the BM from the
University of Cincinnati.
|
Malaysian Journal of Music Vol. 11 No. 1 (2022) | - | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/431 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/7592 | Editorial | The Malaysian Journal of Music, Volume 11, Issue 1, comprises nine articles that present current issues in performance, musicology, music technology, practice-based research, and ethnomusicology from Thailand, Malaysia, China, and Indonesia. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/7592/4311 | [
"- "
] |
Volume 11, Issue 1
2022
ISSN 2600-9366
e-ISSN 2600-9331
Penerbit Universiti Pendidikan Sultan Idris
Tanjong Malim, Perak
2022
ii
MALAYSIAN
JOURNALOF MUSIC
Volume 11, Issue 1, 2022
Editorial
iii
Christine Augustine
Organic Concept in Rolf-Dieter Arens’s Piano Teaching Strategy
1
Aylwin Yonathan
Diachronic Analysis of the Profane Words in English Song Lyrics:
14
A Computational Linguistics Perspective
Mazura Mastura Muhammad
Flora Goyak
Muhamad Fadzllah Zaini
Wesam Mohamed Abdelkhalek Ibrahim
The Mutual Influence between Asian Cultures and American Minimalist Music:
33
An Essential Channel for Aesthetic Exchange
Ang-Cheng Kris Ho
Fernando Martin Pastor
Slendro Culture, Balungan Concept, and Inner Melody of Jawatimuran
53
Karawitan
Aris Setiawan
Playing Gamelan Bonang in the Air: User Requirements for Designing a
68
Digital Musical Instrument for the Malay Bonang
Khatriza Ahmad Saffian
Noris Mohd Norowi
Lili Nurliyana Abdullah
Puteri Suhaiza Sulaiman
Ahmad Faudzi Musib
The Learning Stages of Ngroncongi/Undul usuk: Achieving the Original Solo
84
Keroncong Singing Style
Yudi Sukmayadi
Hery Supiarza
Mustika Andini
iii
Practice-based Methodology Design for Performance-Composition and
109
Interdisciplinary Music Research
Valerie Ross
An Evolutionary Narrative of Popular Music Learning Cultures:
126
A Case Study of the United Kingdom
Choong Hueyuen
Guidelines for Creation of a Luk Thung Method for Trumpet
145
Patcharee Suwantada
Joseph Bowman
iv
Editorial
Cite this editorial: Augustine, C. (2022). Editorial [Editorial]. Malaysian Journal of Music,11(1), iv-
v. https://doi.org/10.37134/mjm.vol11.1.10.2022
The Malaysian Journal of Music, Volume 11, Issue 1, comprises nine articles that present current
issues in performance, musicology, music technology, practice-based research, and ethnomusicology
from Thailand, Malaysia, China, and Indonesia.
The first article, “Organic Concept in Rolf-Dieter Arens’s piano teaching strategy” written by
Aylwin Yonathan highlights the distinguished concert pianist and his pedagogical content and
approach towards the uniqueness of the pedagogy; the teaching strategies as well as the
implementation in the piano lessons in a holistic manner. This exclusive article also highlights the
pianist’s ‘organic’ flow which implies bringing together the relationship of different elements as a
unified entity that moves, connects, and develops in a natural flow.
The second enlightening article, “Diachronic Analysis of the Profane Words in English Song
Lyrics: A Computational Linguistics Perspective by Mazura Mastura Muhammad, Flora Goyak,
Muhamad Fadzllah Zaini, Wesam Mohamed Abdelkhalek Ibrahim discusses the linguistic phenomena
of the taboo word in English songs of different genres of music. Genres such as Country, Pop, Rhythm
and Blues (R&B), and Rock were analyzed mainly in this research using the specialized corpus known
as Diachronic Corpus of English Song Lyrics (DCOESL) to exhibit the highest use of f-word, in
addition to assist teachers in selecting the effective teaching and learning materials for their students.
Ang-Cheng Kris Ho and Fernando Martin Pastor, the writers of the inspiring third article, “The
Mutual Influence between Asian Cultures and American Minimalist Music: An Essential Channel for
Aesthetic Exchange shares about the bridge of communication that the style has brought between the
two cultures. It has also been widely influenced by philosophies of aesthetics developed in each of the
continents.
“Slendro Culture, Balungan Concept, and Inner Melody of Jawatimuran Karawitan”, the fourth
article authored by Aris Setiawan discusses the uniqueness of the concept and character of the specific
East Java musical culture. In-depth observation and interviews were conducted as part of the
participant observation method has discovered many similarities and differences of musical styles,
repertoires, and instrumentations compared to other regions in Central Java.
“Playing Gamelan Bonang in the Air: User Requirements for Designing a Digital Musical
Instrument for the Malay Bonang” is the fifth article by Khatriza Ahmad Saffian, Noris Mohd Norowi,
Lili Nurliyana Abdullah, Puteri Suhaiza Sulaiman and Ahmad Faudzi Musib. The designing of a
traditional music instrument, specifically, the Malay Bonang into a virtual environment has been
highlighted by the authors into preserving its traditional identity and naturalness and importantly
engaging to all users. Two modes of playing were designed—natural mode and exploratory mode to
cater novice players to gamelan experts for more complex musical creation.
Yudi Sukmayadi, Hery Supiarza and Mustika Andini’s article titled “The Learning Stages of
Ngroncongi/Undul usuk: Achieving the Original Solo Keroncong Singing Style” aims at examining
the rules and highest achievements in singing Solo-style keroncong, known as ngroncongi (undul
usuk) and the social and cultural contexts of Solo people. This stimulating study discusses the
hierarchical stages in singing, the rules, and tips to achieve it, as well as the significance of
preservation and development of Keroncong singing.
“Practice-based Methodology Design for Performance-Composition and Interdisciplinary
Music Research” the seventh article authored by Valerie Ross, is an eye-opening article that discusses
v
the multi-facets of practice-based approaches in performance, composition, and interdisciplinary
music research. It shares the process of crafting methodological designs that encapsulate research in
and of practice. The author has also presented the practice-based methodological model crafted for
performance-composition research acts as a in configurating convergent and divergent perspectives
of practice-based music research.
The eighth article, “An Evolutionary Narrative of Popular Music Learning Cultures: A Case
Study of the United Kingdom” by Choong Hueyuen, features the learning experiences of popular
musicians between the 1970s to 2010s. This interesting article highlights the ways popular musicians
developed had diversified from a predominantly aural and informal narrative into an increasing
engagement with formal modes of learning in popular music, notation-centric practices, as well as
resources made available by technological advancements.
The exciting final article entitled “Guidelines for Creation of a Luk Thung Method for
Trumpet” by Patcharee Suwantada and Joseph Bowman discusses about the fundamental trumpet
techniques used in the Luk Thung (a Thai traditional music style), comparison with the Western
pedagogical methods and using the above mentioned music to develop trumpet players fundamental
techniques. The findings also support the designing of the generated guidelines to assist music teachers
and educators to design and structure, as well as create a trumpet method book according to their
individual needs.
Christine Augustine
Chief Editor
Malaysian Journal of Music
|
Malaysian Journal of Music Vol. 10 No. 2 (2021) | gamelan, leadership, ngemong raos, panjak juru kendhang | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/390 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/4583 | Ngemong Raos: Aesthetic Leadership Role of Panjak Juru Kendhang in Javanese Gamelan | The leadership of the Javanese gamelan is handled by a | https://ejournal.upsi.edu.my/index.php/MJM/article/view/4583/3092 | [
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" ",
"Koentjoro is a Professor in Social Psychology at Universitas Gadjah Mada, Yogyakarta, Indonesia. He gained his PhD in Social Work & Social Policy from the La Trobe, Australia. He is also a gamelan activist, he has a fostered village in Panggang, Gunung Kidul, Indonesia that contains children and adolescents who plays gamelan every weekend.",
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] | Afriza Animawan Arifin & Koentjoro
1
Ngemong Raos: Aesthetic Leadership Role of Panjak Juru Kendhang in
Javanese Gamelan
Afriza Animawan Arifin1 & Koentjoro2
Faculty of Psychology Universitas Gadjah Mada, Yogyakarta, Indonesia
e-mail: [email protected], [email protected]
*Corresponding author: [email protected]
Published online: 15 July 2021.
Cite this article (APA): Arifin, A. A., & Koentjoro, . (2021). Ngemong Raos: Aesthetic Leadership Role in Javanese
Gamelan. Malaysian Journal of Music, 10(2), 1-12. https://doi.org/10.37134/mjm.vol10.2.1.2021
Abstract
The leadership of the Javanese gamelan is handled by a panjak juru kendhang (kendhang player). Although this player is
the leader of this ensemble, his function is distinct from that of a conductor in a Western symphony orchestra.
Psychological studies on leadership in music have examined the function of conductors in Western symphony orchestras.
However, leadership in gamelan ensembles have yet to be explored. This study aims to examine leadership in Javanese
gamelan ensembles. This study involved nine informants consisting of three main informants who are panjak juru
kendhang, three informants who are pengrawit (gamelan players), and three expert informants who were academicians and
gamelan experts. Qualitative methodology, i.e., the phenomenological method, was applied and interpreted through
Interpretative Phenomenological Analysis (IPA). Our findings on gamelan leadership is elaborated within four cycles of
aesthetic leadership called ngemong raos (soul nurturing) which include sensitivity of niteni (observing), decision-making,
gotong royong (egalitarian tasks), and the building a raos.
Keywords: gamelan, leadership, ngemong raos, panjak juru kendhang
Introduction
In gamelan, mad sinamadan and rasa pangrasa refer to observing and listening to one another, keeping the
tempo, not crossing one another, and playing respective parts to achieve harmony as a musical ensemble. For
this reason, leadership is needed to accomplish unity in playing the gamelan. This function is carried out by a
panjak juru kendhang (kendhang player), who is also referred to as pamurba irama (rhythm lead) of ricikan
(gamelan instruments) and has the authority to regulate the buka (opening) to suwuk (closing) of a piece. This
is similar to the Western symphony orchestra, where the leadership is helmed by a conductor. The conductor is
also responsible for the sound produced by the orchestra. However, leadership in a gamelan ensemble is also
different. The conductor of a Western symphony orchestra does not play an instrument but uses gestures and
musical cues while the panjak juru kendhang uses his kendhang to lead the ensemble.
The importance of the panjak juru kendhang was determined through a series of individual interviews,
observations, and group interviews with various karawitan (the art of playing the gamelan) groups from
professional karawitans, schools/colleges, and hamlet/village musical groups from October 2019 to January
2020. While a gamelan can stand alone as uyon-uyon (a gamelan performance solely with music), it is often
used to accompany other art forms such as wayang kulit (shadow puppets), dance, and traditional ceremonies
(Supanggah, 2007). As such, the role of the panjak juru kendhang was studied from various perspectives,
Malaysian Journal of Music Vol. 10, Issue 2 (1-12)
ISSN 2600-9366, eISSN 2600-9331
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including that of the panjak juru kendhang himself, other gamelan artists, academics, classical Javanese
dancers, and puppeteers. Although many gamelan styles can be studied, this research focuses solely on the
classical Javanese gamelan.
Based on preliminary results, the panjak juru kendhang plays an important role in leading a gamelan
performance, both during the practice process and the live performances. A panjak juru kendhang usually has
other abilities in playing ricikan (gamelan instruments) thus is able to connect with other players of a gamelan
ensemble. The panjak juru kendhang serves the gendhing (repertoire) and presents classical Javanese puppets
and dances. One of the functions of panjak juru kendhang is to deliver raos/rasa to other pengrawit and
spectators. Benamou (2010) states that rasa (in gamelan music) is translated as “sensation” or “inner meaning”
(p. 40). It is often defined as the ability to express, feel, or possess inner meaning (intuition). Many Western
theories cannot explain the meaning of rasa. The closest meaning is “feeling” (Benamou, 2010). However, raos
in the Javanese context has the closest meaning to “soul” (Sugiarto, 2015).
Aesthetic Leadership in a Musical Context
Historically, leadership in music has existed since ancient Greece (Carnicer, Garrido, & Requena, 2015). Then,
leaders of musical performances known as cheironomy used hand gestures to indicate the type of melody that
was to be played. In Rome the music leaders used to the sole of a shoe containing a metal strip called scabellum
to beat time. In the 16th and 17th centuries, choirmasters were vocal coaches for church music in Europe.
During the Baroque era, musical leadership was taken over by harpsichord players. Today, a conductor leads
musical performances.
The classical theory of leadership in psychology is one that is closely related to power, authority,
regulation, control, and supervision (Yukl, 2010). This theory can be applied to the form of leadership of
Western orchestral conductors. Scientific studies of aesthetic leadership in music were developed in the 19th
and 20th centuries (Atik, 1994; Beau, 2016; Boerner & von Streit, 2007; Ginsborg et al., 2006; Khodyakov,
2014; Koivunen & Wennes, 2011; Matthews & Kitsantas, 2013; Morrison et al., 2009; Petricic, 2011; Shaw,
2004). Most focused on the music of the Western symphony orchestra. Discussions pertaining to leadership
behaviour in music can be categorised according to interactions between the conductor and a musician, the
conductor’s leadership style, the conductor’s role, and the way musicians perceive instructions from the
conductor. Yaakov Atik (1994) argued that the transformational relationship between conductors and players
occurred when the conductor used less hierarchical relations and adopted a more open approach. In turn, a
conductor with a transformational leadership style was supported by the positive mood of the orchestra players,
positively impacting orchestral performances (Boerner & von Streit, 2007). The success of an orchestral
performance was also supported by the practice strategy designed by the conductor. Expressive conductors who
stimulate hand movements have a significant collective effect on the efficacy of players (Matthews & Kitsantas,
2013; Morrison et al., 2009). However, when a conductor is an outsider (i.e., a guest conductor), he must first
take the initiative to foster trust from players so that he can harness his full authority as a conductor (Khodyakov,
2014). In the Western classical orchestra, the conductor is at the top of the hierarchy and serves as a mentor and
coach. His or her main function is listening to ensure that the sound produced by the orchestra is harmonious,
the sound settings are balanced, and all instruments can be heard clearly (Shaw, 2004). In another study, a
conductor who is directive and charismatic or able to provide a clear musical vision would possess a positive
outlook and performance quality (Petricic, 2011). Several psychological studies have also explained how
orchestral players perceive a conductor’s hand movements to the production of a harmonious sound (Ginsborg
et al., 2006; Luck & Nte, 2008). In orchestras without a conductor or where no vertical hierarchy exists, the
leadership role is determined through musical scores. In this case, the melodic lead would determine the leader
of a group (Beau, 2016). Usually, this role is taken on by the first violinist, who provides gestures in the form
of body language and expressive facial expressions as cues to other players. An empirical research has shown
that the role of leadership in relationships between leaders and those who lead have three dimensions: relational
listening, aesthetic judgment, and kinaesthetic empathy (Koivunen & Wennes, 2011).
Scientific sources have also discussed leadership in gamelan ensembles and indicated that the role can
be taken on by a kendhang or rebab player (Brinner, 1995; Kunst, 1949; Palgunadi, 2002; Pickvance, 2005;
Sumarsam, 2018; Supanggah, 2007; Yudoyono, 1984). A rebab is a pamurba lagu (direction of the melody)
Afriza Animawan Arifin & Koentjoro
3
and is often known to pamurba yatmaka (drive the soul). As such, the rebab is the driving force of the raos of
a gamelan performance (Sastrodarsono, in Sumarsam, 2018). Kunst (1949) considered the rebab as a king, the
kendhang its prime minister, and the gong ageng the chief justice of the Supreme Court that ensured all sources
of power were evenly divided. A kendhang is often referred to as pamurba irama (rhythm lead), and a panjak
juru kendhang is required to be wise in order to create a suitable rhythm to a song. He must know when to slow
down, speed up, and remain at a certain tempo. He must also determine when to sound ket, thak, thung, ndang,
dhet, bem, hen (sounds of the kendhang) as markers for other instruments. Brinner (1995) stated that leadership
in a gamelan is flexible, humble, and fluid. A leader of a gamelan does not always play the main role in a
musical presentation. Sometimes, he stands out during a performance, but he also disappears completely from
the sound of the gendhing.
Statement of the Problem
Some of the previous studies mentioned above still view leadership from an ethnomusicological point of view.
This research aims to describe gamelan leadership from a psychological perspective. Thus far, research on
aesthetic leadership has focused on the leadership of Western orchestral groups (Atik, 1994; Beau, 2016;
Boerner & von Streit, 2007; Ginsborg et al., 2006; Khodyakov, 2014; Koivunen & Wennes, 2011; Matthews &
Kitsantas, 2013; Morrison et al., 2009; Petricic, 2011; Shaw, 2004). The general philosophical, cultural, and
aesthetic differences between gamelans and Western symphony orchestras provide a fresh view of the aesthetic
leadership construct in music. This gap is addressed by the following research question: What is the aesthetic
leadership role of a panjak juru kendhang in a gamelan?
Purpose
This study aims to explore the aesthetic leadership role of the panjak juru kendhang in Javanese gamelan in
order to achieve a harmonious gamelan performance. As stated in the Oxford English Dictionary (Soanes &
Stevenson, 2004), harmony is a combination of musical notes played together to produce a pleasing effect.
Harmonious unity is thus connected to an aesthetic and beautiful musical presentation. The benefit of this
research is to provide theoretical or scientific contributions for aesthetic leadership in music behaviour.
Method
Phenomenological qualitative research methods were applied to explore the leadership of the panjak juru
kendhang. By using phenomenology, we can explore the experience of the subject naturally and focus on
individual experiences (Kahija, 2017). In this process, the researcher sets aside personal experiences and related
theories (epoche) to gaze the subject's experience more naturally (Creswell, 2013). A phenomenological
approach is utilised to interpret aesthetic leadership events experienced by participants (Creswell, 2013). Before
this research began, a preliminary study was conducted for approximately 3 months to explore related problems
and establish a detailed report with the participants (Herdiansyah, 2015).
Participants
This study involved nine informants: three main informants consisting of panjak juru kendhang (kendhang
players), three significant pengrawit (gamelan performers), and three expert informants consisting of
academicians and Javanese art experts. The three main informants are males and have been actively involved
in musical activities for more than 20 years, though they have not taken formal/academic musical education.
Of the three pengrawit, two participants, Informants 1 and 2, are pengrawit (gamelan players) aged > 55 years
and farm laborers who live in a village. Informant 3 (25 years old) is a pengrawit belonging to a student activity
unit (UKM) on campus X. These three informants are panjak juru kendhang who have experience in teaching
musical groups (karawitan) in their respective ensembles. Informants 4, 5, and 6 are pengrawit who have
performed with the main informants. Informants 7, 8, and 9 are an academician, a doctor, and a professor in the
Malaysian Journal of Music Vol. 10, Issue 2 (1-12)
ISSN 2600-9366, eISSN 2600-9331
4
Javanese art of pedhalangan (puppeteering), Javanese dance, and karawitan in Yogyakarta, Indonesia,
respectively.
This study received ethical clearance from the Research Ethics Committee of the Faculty of
Psychology, Gadjah Mada University. All the informants signed an informed consent. Their description is
summarised in Figure 1:
Main informants (panjak juru kendhang)
Informant 1
Informant 2
Informant 3
Significant gamelan performers
(Pengrawit/gamelan players)
Informant 4
Informant 5
Informant 6
Expert informants
(Academicians and Javanese art experts)
Informant 7
Informant 8
Informant 9
Figure 1. Research informants
Data Collection Procedure
Figure 2. Data collection procedures
A preliminary study was conducted in the form of interviews, observations, and group interviews between
October 2019 to January 2020 among various gamelan groups from professional, school/college, and
hamlet/village musical groups. Later, other related studies were reviewed. A proposal and a list of questions
were prepared. Data, comprising nine interview transcripts, some photographs and video documentation, were
then collected. Semi-structured interviews were carried out to achieve flexibility and focus for interview
purposes (Creswell, 2013). The primary data collection method in this study was personal interviews.
Data collection was carried out within one month. In this period, the participants’ music practice sites
were visited to make observations and collect data. Their residences were also visited during personal
interviews. Research questions revolved around the aesthetic leadership of a panjak juru kendhang in gamelan
ensembles.
Data Analysis
Figure 3. Data analysis
Data was analysed through interpretative phenomenological analysis (IPA). This analysis is based on 3 main
pillars: phenomenology (the philosophy of phenomenology), hermeneutics (meaning/interpretation), and
idiography (the study of humans and their uniqueness) (Kahija, 2017; Smith et al., 2009). In short, IPA was
Preliminary
Study
Literature
study
Writing
proposal
Making research
questions
Data
collection
Data
Transcription
Initial
coding
Emergent
theme
Psychological
dynamics
Superordinate
theme
Afriza Animawan Arifin & Koentjoro
5
used to interpret the experience of the subject naturally. Results generated from interview transcripts were coded
using ATLAS.Ti 8.0 for Mac. Initial coding and emergent themes were made to code the early stages. Emergent
themes were then grouped into broader themes of superordinate themes (Creswell, 2013; Kahija, 2017; Smith
et al., 2009). After the themes emerged, connections and linkages between these themes were determined via
psychological dynamics.
Results
This study obtained four cycles that were run until “harmony” was produced by the gamelan, which was
spearheaded by the panjak juru kendhang. These four cycles included sensitivity of niteni (observing), making
decisions, conducting gotong royong (egalitarian tasks), and building raos. The cycles emerged from the
process of analysing the subject’s experience when playing the gamelan.
Ngemong Raos as a Concept of Music Psychology
The concept of ngemong raos refers to a typology of leadership within Javanese musical aesthetic leadership.
It is a unique concept that emerges and distinguishes itself from Western concepts of leadership. The term
ngemong can be translated into English as “nurturing”. The word is taken from the Javanese terms momong,
among, ngemong (Dewantara, 2013; Samho, 2013). This information was conveyed by Ki Hadjar Dewantara,
an educational and cultural activist from Java, Indonesia. He is also known as the “father of education” in
Indonesia. This concept is used to describe the process of caring for children. Momong is the ability to care with
sincerity and compassion. Among is the ability to be a good example/role model. Ngemong is the process of
observing, caring for, and taking full responsibility. Related to this concept, ngemong is used to refer to the
process of observing. Observing is defined as the process of actively looking at the surroundings and responding
responsibly. It is the main role of a panjak juru kendhang.
Raos is related to the concept of Kawruh Jiwa (knowledge of the soul), which was introduced by Ki
Ageng Suryo Mentaram, a Javanese philosopher. Here, man must control kramadangsa (ideal self) to avoid
egoism. As a powerful person, a panjak juru kendhang must be able to control his kramadangsa as a leader.
One of the concepts of Ki Ageng Suryomentaram’s raos sih is that raos is manifested when someone is able to
control his or her desire to pursue personal interests, because his or her basic love is always directed to make
others happy (Sugiarto, 2015).
The concept of ngemong raos in the role of panjak juru kendhang requires the kendhang player to
actively observe the people (pengrawit) around him in order to understand the raos of each individual and
achieve the raos (soul) of the group, thereby achieving harmony. The raos should be nurturing because
ngemong does not just happen through thought (cognitivism). Rationalities and theoretical considerations also
arise, consequently blocking the raos itself. Thus, the gamelan should be played with one’s heart (soul).
In simple terms, the concept of ngemong raos aesthetic leadership can be described in the cycle shown
in Figure 4. A panjak juru kendhang must be sensitive to the ability of the pengrawit (gamelan player) around
him (sensitivity of niteni). After knowing a player’s ability, he adjusts it within the abilities of the team to
minimise the gap between the abilities of all other players. This action requires self-control, which in turn
enables other players to respond to the harmony of the ensemble. After making observations, the panjak juru
kendhang makes decisions on how fast the laya (tempo) should be. The concept of gotong royong is still
highlighted here, where being the hero of the group is not the goal. Gotong royong means helping and sharing.
A panjak juru kendhang needs to share his knowledge and experiences about musical performances. He also
needs patience, because not all players can immediately understand the techniques or skills required. When all
technical adjustments and corrections are made, the panjak juru kendhang leads the team to build the raos. This
process continues until the musical performances are in the right zone so that they can work harmoniously.
Malaysian Journal of Music Vol. 10, Issue 2 (1-12)
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Figure 1. Aesthetic leadership cycle of ngemong raos
Sensitivity of Niteni (Observing)
Niteni (observing) refers to the act of watching and listening attentively. To ngemong raos, a panjak juru
kendhang must observe the players around him with raos (soul). This situation requires the sensitivity of niteni
of a panjak juru kendhang. Players are in the middle of an ensemble. The panjak juru kendhang observes the
surroundings and responds musically by using raos to achieve harmony.
… A person who plays the gamelan should listen to the kendhang or the bonang, so if the feeling that I build is
similar to the one when I play the kenong or the gong … it feels like it. Otherwise, you cannot … (Informant 2).
A panjak juru kendhang must instil ethics of “listening sensitivity” to other ricikan (gamelan
instruments) with raos. The ability to listen is part of observing sensitively because a panjak juru kendhang is
the leader of the ensemble. “He should be able to listen to other instruments. He must have mastery in gendèr
and rebab virtuoso, or he should at least know how to play the instruments” (Informant 7). In addition, a panjak
juru kendhang is also required to master all gamelan ricikan especially rebab and gender.
When you hit too hard, you cannot hear the rebab virtuoso. The voice is drowned, and the sindhen (singer) sinks
… (Informant 2).
Furthermore, niteni allows the panjak juru kendhang to maintain sound balance in the gamelan
ensemble. Both hard and soft ricikan must be played according to its portion and duties. Developing an
observational attitude requires the ability to be emphatic and submissive so that squabbling among team
members can be avoided. The main vision of a panjak juru kendhang is to save the team. Empathy relates to
how the panjak juru kendhang can determine the strengths and weaknesses of his ensemble so that he can adjust
the laya (tempo) and dynamics of the music.
Informant 6, who is head of the Village Gamelan Association at Village X in Yogyakarta was asked to
play Gendhing Ngayogjan but Informant 2 said, “No! You cannot play the dhemung variation of that piece. The
problem is neng nong neng ngong nong neng [imitating dhemung voice] … if you still look at the notation, it
will not be done!” In this case, Informant 2 understood the ability of the group that he led. He musically and
personally understood that if Informant 6 played in that manner, the harmony would not be formed. As such,
Harmony
(1)
Sensitivity
of "niteni"
(2)
Decision-
making
(3)
Gotong
Royong
(4)
Building
Rasa
Afriza Animawan Arifin & Koentjoro
7
Informant 2 did not allow them to play the song. Informant 3 also emphasised that the panjak juru kendhang
must know the players’ skills before they practiced a song.
… Know the players first, the atmosphere, and the background of the player so that idealism should not be
presented … (Informant 3).
Panjak juru kendhang must be able to suppress kramadangsa (idealism) and adapt well to the ensemble
players’ conditions. Perhaps a panjak juru kendhang has the musical abilities above the other pengrawit.
However, he needs to observe who he plays with and how capable he is. Suppressing idealism can help the
panjak juru kendhang make those decisions.
Decision-Making
Decision-making refers to the act of making decisions on the facets that should be observed in an ensemble in
order to suppress a panjak juru kendhang's kramadangsa (idealism). Some of the facets that should be addressed
include the following: how the panjak juru kendhang determines the laya (tempo) and how they present the
atmosphere of kendhangan (i.e., the way a kendhang is played) so that all players can follow the flow of the
ensemble. If some players fail to harmonise with the rest of the team, the task of the panjak juru kendhang is to
ngemong so that the group can still carry on in harmony even in awkward conditions.
Various methods can be performed to slow down the tempo, but I only use one method. I do not apply too many
variations. I am trying to follow this method because it is better to save all of my friends (Informant 3).
A panjak juru kendhang may also choose to give in so that the group can still carry on harmoniously. He could
bring down the tempo and follow the flow of the group.
… So, ojo dumeh, just because you have the power as a kendhang player to do whatever you want. Set the tempo
selfishly without observing the player’s abilities around you … (Informant 6)
Ojo dumeh is a Javanese saying that means “do not be arrogant!” Even though a panjak juru kendhang
is superior to other players, he should not think so. He must prioritise the ensemble. The main role of a panjak
juru kendhang is to unite the group and to achieve harmony.
A panjak juru kendhang interacts and collaborates with many people, so “he needs to have self-control”
(Informant 7). This form of self-control is translated into several attitudes, such as having patience and
controlling his ego. Informant 7 observed: “The panjak juru kendhang must be patient, because he is nurturing
several characters …”. His patience should be similar to that shown by Informant 2 when he was teaching an
elderly gamelan group in Region X:
…These women are a bit slow, so they should practice properly and be given examples on how to play the
gamelan. The theory is as such; it is clear, so the bonang is like this; this one is called mbalung … (Informant 2).
Informant 1 also demonstrated patience through the testimony given by his student: “His teachings
[Informant 1] can easily be understood. I have never witnessed him being angry with the ensemble” (Informant
4). Likewise, the expert informant (Informant 9) mentioned, “The main criterion for leading the gamelan corps
or a gamelan orchestra is patience. This attitude is important because gamelan plays with rasa” (Informant 9).
Informant 9 further indicated that rasa would be formed when the players are able to control their ego. Thus,
controlling the ego is not only a task for the panjak juru kendhang but also other players.
Malaysian Journal of Music Vol. 10, Issue 2 (1-12)
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8
Gotong Royong
Gotong royong in a musical context means that no single person is dominant in the group, i.e., all players
collaborate to achieve harmony and respect among one another through their respective duties and roles within
the ensemble. This is unlike the leadership of Western music, where there is a need for charismatic leaders
(Atik, 1994; Petricic, 2011). In gamelan, this criterion does not always appear. Charismatic leadership in a
gamelan ensemble will be more visible in the relationship between teacher/coach and students.
The presence of Informant 1 [my teacher] is what I have been waiting for. There is encouragement. Like there is
... there is like a mother figure to me” (Informant 4).
Informant 4 felt that the presence of Informant 1 in the gamelan group was important because it could
inspire him. “I wouldn’t be able to play gamelan like this without him” (Informant 4). Concurrently, Informant
5 stated that “He [Informant 3] has the ability to train us when the coach doesn't come. He can play the drums,
teach the gongs, and all the instruments” (Informant 5). This means that the presence of someone who is able
to lead is needed to trigger gotong royong in an ensemble.
On the other hand, gotong royong can also occur when there is no charismatic figure. They can just
ngeli (flow together), united by their common interests, which then makes a community, chemistry, and a
collective peak (Tan et al., 2020). No absolute leadership dominated by just one person needs to exist. Even a
panjak juru kendhang cannot arbitrarily adjust the tempo.
Gamelan is collective in nature, so no domination exists in one particular group in a collective society (Informant
8).
This usually occurs in the context of professional gamelan groups where the players already have high
skills and understand their respective duties. The members of a gamelan ensemble emphasise a sense of equality
with one another. Naturally, they can play as a group with this sense of gotong royong.
In the context of gamelan playing among amateurs, it has its own challenges. “When I lead people who
are less capable than me, it is more difficult to maintain rhythm, dynamics should be played softly …”
(Informant 3). Therefore, even though a panjak juru kendhang possesses very high skills, he has to try to save
his ensemble by ngemong.
In the context of a professional gamelan group, ngemong is needed. Sometimes, when all the players
are equally clever and skilled, players have to set aside their egos. This situation had been experienced by
Informant 1 and Informant 2. One of his players deliberately “tackled” him by speeding up the tempo based on
whims. Even under these conditions, to save the group, the panjak juru kendhang had to ngemong.
Usually, I give in. Succumbing in the sense of whether you want it or not, we must follow the person who can be
called ngeyel (stubborn), so stubborn people must follow. If you do not follow them, you can fall apart in the
middle of a song. That is my way, and it is just like that (Informant 1).
Sometimes I also have unpleasant experiences. When the kendhang is played well, the other pengrawit may
attempt to break the tempo. It makes me hate it as the gamelan becomes inharmonious (Informant 2).
From the experiences of Informant 1 and 2, when one person in the ensemble does not have a sense of
gotong royong, the ensemble becomes chaotic. Situations like these call for the leadership of a panjak juru
kendhang, who tries to go with the flow of the group so that gotong royong can continue.
Building Raos
Panjak juru kendhang is like a “driver controlling a car” (Informant 2), i.e., the car accelerates or slows down
depending on the driver. Passengers feel comfortable or worried depending on kendhangan or the way a
kendhang is played. When the car goes over a bump, the driver can step on the brake to slow down, so it does
not lose control. “The feeling when playing a kendhang is felt right in the heart” (Informant 2). Energy is
Afriza Animawan Arifin & Koentjoro
9
transferred to other players when the panjak juru kendhang can play with soul. “When it is ripe, the rasa is
enjoyable …” (Informant 5).
The rasa of the panjak juru kendhang must be in line with that of the pengrawit. When playing in a
group that does not understand the rasa, a musician usually feels stiff because his ability and rasa are not on
the same frequency. “Playing gamelan with juniors who have just started playing is stiff …” (Informant 3).
Mastery of various aspects other than musical technique is needed. However, it veers more to the sense of
ngemong. Therefore, a player must not stand out from his kendhangan to form the raos of the group. In this
context, being stiff is not bad; instead, it means “giving in” to follow the flow (flow of raos) in the group.
A kendhang player must know when he must present irama 1, in what character, for example, oh this is sigrak
(play with spirit) but alus (soft) … Ooh a little bit dashing … ooh a little bit coarse… similar to irama 1, the
leader must know irama, because not all kendhang players know this character … (Informant 7).
Irama refers to the rhythmic density. The panjak juru kendhang is vital in delivering raos here. If the
kendhangan in accordance with the gendhing (repertoire) character, energy can be responded to by other
pengrawit. The panjak juru kendhang gives cues to instruct the pengrawit to play softly or loudly.
From the softest wasp like the gendèr to loud percussions like saron or bonang, this must be put together. Players
will be required to play rep (softly), with cues coming from the gamelan leader. From the kendhang player. The
conductor is the kendhang player (Informant 9).
Thus, one of the important roles of a panjak juru kendhang is to build raos, because playing the gamelan
is different from a Western symphony orchestra. In gamelan, playing with raos is more important than just
reading the notation. A flow is achieved when raos is formed.
Discussion
This study aims to explore the role of aesthetic leadership in Javanese gamelan. The aesthetic leadership role is
described within the concept of ngemong raos, which includes sensitivity of niteni, decision-making,
conducting a gotong royong, and building raos. The sensitivity of niteni refers to watching and listening
attentively to the pengrawit around the panjak juru kendhang within the ensemble. Decision-making refers to
empathetic decision making while considering the ensemble and suppressing a panjak juru kendhang’s
kramadangsa (idealism). Gotong royong refers to the act of togetherness, where all players work together to
achieve harmony and respect one another in their duties and roles within the ensemble. Building raos is the role
of a panjak juru kendhang who delivers rasa in the gamelan.
This cycle is carried out sequentially, from niteni sensitivity to building raos. This is a continuous
process, where every aspect of the cycle can be experienced through practicing and performing. The role of
aesthetic leadership during the rehearsals will be higher than that of a performance. This is because when in
rehearsal, communication with the pengrawit is more intimate. The same can be observed of an orchestra
conductor who is actively involved in rehearsals (Price & Byo, 2002).
Based on the research analysis, there are several musical and extra musical attributes (personality) that
panjak juru kendhang have to be able to carry out. This includes listening emphatically, having sensitivity to
others, and helping in the process of niteni and gotong royong. Problem solving skills, nurturing skills, patience
and self-control make it easier for leaders to make decisions and build rasa. Certainly, a leader of music must
have musical abilities above the average of other players and have the ability to teach in order to inspire other
pengrawit.
Our data suggests that the four cycles of ngemong raos aesthetic leadership is the embodiment of
Javanese leadership philosophy, which emphasises the characteristics of a nurturing leader. Furthermore, the
attitude of being patient and being ojo dumeh (to not feel arrogant) is a natural part of Javanese leadership
(Achmad, 2018). Even in Javanese puppet theatre (seni Wayang) characters, leaders, role models, or central
characters are the heroes and not kings such as Sri Ramawijaya, Prabu Basukarna, Sri Kresna or Batara Guru.
Rather, role models include the figure of Semar, who works as a clerk (servant) behind the scenes and
Malaysian Journal of Music Vol. 10, Issue 2 (1-12)
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10
implements tut wuri handayani (to give encouragement in the background) to provide motivation and spirit in
the background (Endraswara, 2018). In gamelan leadership, these attributes may or may not appear within the
role of the panjak juru kendhang. It is important for the panjak juru kendhang not to be too prominent and
dominating among the others (Brinner, 1995). However, his presence is still important and makes an impact on
his group. Tan et al. (2020), who studied the concept of flow in Javanese gamelan found that a leader must
downplay hierarchy, select music that musicians enjoy, and foster a friendly and relaxed environment to
embody a sense of community in the ensemble.
Western symphony leadership emphasises the charismatic nature of a conductor, which is the most
dominant and influential aspect of a conductor (Atik, 1994; Koivunen & Wennes, 2011; Petricic, 2011). The
conductor clearly stands out from the crowd. Standing on a podium, he is in a physically higher position than
the other players so that the cues can be seen more clearly; his attire is also distinct from other players, and he
controls and assumes full responsibility for the ensemble’s sound quality (Gibson, 2017; Ippolito, 2019; Lisk,
2006; Wittry, 2007). A special tribute is also given to the conductor as he enters and leaves the stage. This
situation is different from that of the panjak juru kendhang, who is positioned in the middle of the ensemble.
His whereabouts are sometimes unknown because his appearance is visually not any different from that of other
pengrawit (gamelan players). Gamelan playing emphasises a sense of equality and cooperation. The dominance
of one person is rarely highlighted. A gamelan is not meaningful without harmony among players (Dunbar-
Hall, 2011). This phenomenon bodes with gamelan philosophy. According to the teachings contained within
Taman Siswa by Ki Hadjar Dewantara (Dewantara, 1959, 2013; Samho, 2013), a panjak juru kendhang is in
the centre of an ensemble; his teachings ascribe to the values of ing madya mbangun karsa, where a leader of a
society should be motivating and encouraging.
This study also discussed the delivery of a raos driven by a panjak juru kendhang. When all players
have mastered the material well, raos can emerge. This feeling is related to the raos of the pengrawit, the group,
gendhing (repertoire), and of the panjak juru kendhang as leader of the ensemble. All these aspects build raos
in a gamelan performance. Previous literature on raos/rasa have yet to connect the significance of gamelan
leadership in delivering raos (Benamou, 2010; Brinner, 1995; Kunst, 1949; Weiss, 2006; and Sumarsam, 2013).
Before concluding, some of the limitations of this study must be acknowledged. The focus of this research is
on leadership within the Javanese gamelan of the Yogyakarta style, where most informants are native Javanese
speakers. Most of the interviews were conducted in the Javanese language, and there are words that we cannot
simply be translated. Javanese usually adhere to the principle of ojo dumeh (to not be arrogant), and in this
study, there are almost no equivalent words to describe those who "glorify" themselves. Even the words of
praise and greatness of Informants 1, 2, and 3 all came from significant gamelan performers (Informants 4-6).
The main informants of this study were those who learnt gamelan independently, within their own environment,
not through formal gamelan schools. Further research can be extended to informants who are products of music
school. The aesthetic leadership of the gamelan can also be extended to other styles of gamelan including
Balinese and Sundanese gamelan where cultural elements and characteristics of a "song" contain uniqueness of
the region that must be learned. As such, there is a possibility that the aesthetic processes of leadership may
also be different.
Conclusion
This research sought to explore aesthetic leadership in Javanese gamelan from the perspective of music
psychology. Qualitative research was conducted to explore leadership aspects of the panjak juru kendhang. The
findings indicate that the role of aesthetic leadership of the panjak juru kendhang is contained within four cycles
of ngemong raos, which includes sensitivity of the niteni, decision making, conducting gotong royong, and
building raos. This emergent model may be used as a theoretical framework for future research on aesthetic
leadership within a musical context. It also offers practical applications of ngemong raos where leadership is
expressed through leader–follower relationships within gamelan ensembles.
Afriza Animawan Arifin & Koentjoro
11
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Biography
Afriza Animawan obtained his Master’s of Arts in Social Psychology from the Universitas Gadjah Mada, Yogyakarta,
Indonesia. He has interest in Psychology of Music topics research. He has also been a conductor, pianist, composer, and
arranger in Gadjah Mada Chamber Orchestra.
Koentjoro is a Professor in Social Psychology at Universitas Gadjah Mada, Yogyakarta, Indonesia. He gained his PhD in
Social Work & Social Policy from the La Trobe, Australia. He is also a gamelan activist, he has a fostered village in
Panggang, Gunung Kidul, Indonesia that contains children and adolescents who plays gamelan every weekend.
|
Malaysian Journal of Music Vol. 10 No. 2 (2021) | world music, film, TV, gaming, mashups | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/390 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/4844 | Scoring Alien Worlds: World Music Mashups in 21st Century Sci-Fi and Fantasy TV, Film and Video Games | This article provides three case studies of the use of world music resources to build alien worlds in mainstream screen media with Sci-Fi or Fantasy settings. The case studies—the TV series | https://ejournal.upsi.edu.my/index.php/MJM/article/view/4844/3120 | [
"Jonathan P. J. Stock is professor of music at University College Cork, Ireland. An ethnomusicologist with broad research interests, his primary research focus is the transformation of musical traditions in modern or contemporary China and Taiwan. He is interested in developing theoretical approaches for ethnomusicology and exploring its overlaps with related disciplines, including music education, folklore, music analysis and musicology. He is author of several books, the most recent of which is ",
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] |
Jonathan P. J. Stock
13
Scoring Alien Worlds: World Music Mashups in 21st Century Sci-Fi and
Fantasy TV, Film and Video Games
Jonathan P. J. Stock
Department of Music, University College Cork
Sunday’s Well Road, Cork, Ireland
e-mail: [email protected]
Published on: 21 August 2021
Cite this article (APA): Stock, J. P. J. (2021). Scoring alien worlds: World music mashups in 21st century Sci-Fi
and Fantasy TV, film and video games. Malaysian Journal of Music, 10 (2), [13-28].
https://doi.org/10.37134/mjm.vol10.2.2.2021
Abstract
This article provides three case studies of the use of world music resources to build alien worlds in mainstream screen
media with Sci-Fi or Fantasy settings. The case studies—the TV series Battlestar Galactica: Blood and Chrome, the
film Avatar and the Massively Multiplayer Online Role-Playing Game (MMORPG) video game World of Warcraft—
show how composers and associated music professionals in the early twenty-first century increasingly draw on such
sonic materials to generate a rich sense of sonic otherness and note the means they employ to sidestep such music’s
existing geographical and cultural references. Each case study explores a contrasting subject position—composer,
music consultant and consumer—to better trace not only the creation of such soundtracks but also what senses
disparate groups of ordinary listeners subsequently make of them. The examples suggest that outside the sphere of
big-budget cinema there is a growing confidence in both the creation and reception of such sonic projections, and that,
when sufficiently attracted by what they hear, listeners may actively seek out ways to follow-up on the expressive
characterisations put forward in such soundtracks. Three broad types of mashup are uncovered, those that work with
world music ingredients by insinuation, integration and creolisation.
Keywords: film, gaming, mashups, TV, world music
Introduction
Over the last decade or a little longer, musicians from across the broad area of Sci-Fi and Fantasy screen
media have increasingly turned to world music resources in their fabrication of hitherto unimagined worlds.
Such musical sounds and sonorities had hitherto been deployed in a wide set of screen media productions
to summon up specific (and sometimes stereotypic) geographical and societal settings, furnishing the viewer
with clues as to the nature and qualities of the environment in question. In a smaller number of instances,
some such sound resources had additionally found use beyond a scene-building role as a distinctive feature
in a film’s wider soundtrack: as film music historian Mervyn Cooke (2008) notes, employment of world
music sounds was “one of the very few fresh scoring trends to emerge since the 1980s” (p. 504). But the
very propensity with which such resources ground its subjects in the specificities of the world around us
may also explain why, in Philip Hayward’s (2004) words, “SF cinema has [seen] minimal use of non-
Western musical styles and instrumentations” (p. 24). Indeed, many of those usages that did occur in Sci-
Fi settings up to that time exoticised and orientalised their subjects.1
In assessing this new trend, then, my aims are, first, to examine how those working within these
entertainment formats are turning to music associated with global locales and traditions, and how they strive
in their new soundtracks to overcome or repurpose pre-existing geographical and cultural references; and,
second, to see what sense audiences are making of the resulting musical representations. Doing so requires
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evaluation of selected soundtracks, research of composer intentions, contexts and practices, and also study
of viewer responses to this new creative work.
The term “world music” is, of course, an inherently problematic one, even while it has become
widely used. It refers—from a specifically Western subjectivity—to an aggregative category of musics old
and new, embracing the traditional music of all continents along with newer hybrid genres that speak of
diaspora, culture contact, cosmopolitanism and, sometimes, not-so-benign acts of cultural appropriation.
Yet it also sets aside many Westernised styles of popular, experimental and art music, which are also
globally distributed and are often produced in distinctive ways in locales around the globe. While Western
folk traditions are incorporated, they remain somewhat to the back of the concept, present but often not
sonically exotic enough to be immediately brought to mind in many contexts where the term is employed.2
I use it here (typically in constructions like “world music resources”) because it appears to retain some
currency (alongside even less appealing terms like “ethnic music”) in the screen media settings that I analyse.
As will become clear, my primary reference is not to the genres that are regularly marketed under that label
so much as to screen music composers’ use of instruments or vocal styles sourced from traditions other than
those of Western art, popular or experimental music.
The article makes reference to soundtracks in the Battlestar Galactica TV series, the film Avatar,
and the online video game World of Warcraft. The space allocated to world music resources (and so the
length of treatment required) is not identical in each, but they collectively represent a fluid contemporaneous
cross-section of screen media types.3 The three case studies further contrast in providing perspectives from
a composer, from a world music consultant and from ordinary listeners respectively. The result is a set of
complementary understandings of world music usages from across the breadth of contemporary screen
media. After presenting each case study, I discuss what each contributes to an understanding of broader
trends (and voids) in the deployment of world music sounds across this area.
Case Study 1: Battlestar Galactica: Blood and Chrome
The 1970s TV series Battlestar Galactica has diversified over time into a franchise including films, action
figures, books, comics and an online game. Its main narrative concerns ongoing conflict between human
colonies in space and their robotic foes, the Cylons. Its 2012 iteration, subtitled Blood and Chrome, is a 91-
minute prequel featuring the exploits of William Adama, a major character well established in previously
published content. The prequel was originally disseminated via machinima.com in ten segments in
November and December 2012. It was subsequently broadcast in complete form, published on DVD and
remains available online by subscription at the moment of writing.
My concentration in this case study is on the approach to world music resources taken by Blood
and Chrome’s composer, Bear McCreary (b. 1979), a focus made possible by McCreary’s detailed and
extensive blog.4 Having worked on earlier iterations of the Battlestar Galactica franchise (Papanikolaou,
2008), McCreary had pre-existing music (his own and that of musicians contributing to the series since to
its origins) and pre-established sound world elements to draw on. Reflecting in interview on his initial work
for the franchise in the mid-2000s, McCreary states:
The idea was to use the oldest instruments we could possibly use—a lot of voice and percussion,
obviously, but also primitive woodwind instruments. We didn’t want refined and polished; we
wanted primal … [I]t became the defining sound of the series. (cited in Fear, 2014)
McCreary specifies that he wanted to step outside the then-dominant trope of large orchestral and
brass-led fanfares, which he felt had become overused in science fiction soundtracks and even disruptive to
a sense of realism: this scoring technique, typified by the music of Star Wars, is what he dubs “refined and
polished.” Meanwhile, “primal” sounds are acoustic, and include the timbres of instruments and voices
from beyond the spheres of Western art, experimental or popular music. His music for Blood and Chrome
provides prominent roles for Japanese taiko drums and the Armenian double-reed pipe named duduk, as
well as less prominent writing for gamelan. McCreary is actually on shaky ground in identifying these
instruments as primordial as compared to those of the European orchestral tradition: the taiko ensembles
familiar today emerged only after World War 2, and researchers believe present day gamelan styles to be
markedly distinct from those of only a couple of centuries earlier.5 But it is McCreary’s compositional
strategy that matters, not his musicology—he is, after all, writing new music for the instruments. And if his
ready equation of sonic otherness with ethnicity and primitiveness (in its sense of rooted authenticity)
sounds orientalist, it certainly matches widely shared assumptions in Western society more generally.
Jonathan P. J. Stock
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Setting out to sustain aspects of the earlier Battlestar Galactica soundworld while accommodating
the new prequel’s emphasis on “action, adventure, sex and aerial dogfights,”6 McCreary recruited musicians
who had contributed to the earlier soundtracks. He also arranged instrumentations that contributed an
impression of liveness in the compositional mix. In the same blog entry just cited, he links this sense of
liveness to the instrumental timbres in question, beginning with a list of notable contributing musicians:
Chris Bleth (woodwinds), MB Gordy (taikos and percussion), Paul Cartwright (electric violin),
Steve Bartek (electric guitars), Brendan McCreary (vocals) and Raya Yarbrough (vocals). These
performers had a profound impact on my earlier scores and had much to offer Blood & Chrome.
Though my two previous scores [the Battlestar Galactica TV series and a prequel series entitled
Caprica, 2009–2010] drew influences from around the world and throughout history, their sounds
all shared a single trait: every instrument was performed by live musicians. The taikos sound
powerful because heavy sticks struck thick hide drumheads. Air escapes from primitive wind
instruments and bows creak during screaming electric violin solos. These sounds are acoustic,
organic and raw.
What this all means in musical practice can now be explored in a representative passage, the opening
of Episode 1, which introduces the main character and follows him up to the start of his active service on
the Battlestar Galactica. Figure 1 provides a summary of the music in this passage, its counterpart visuals
and its non-musical soundtrack. Segments follow my own division of the episode (arguably, one might
extend the third to embrace Adama’s assignment to a freighter and first encounter with co-pilot Coker
Fasjovic, which also occurs in the hangar space, but this is a similar length again in duration and a significant
new step in the drama). Timings follow the Machinima broadcast.
Table 1
Summary of Opening of Episode 1, Battlestar Galactica: Blood and Chrome
Segment
Music Track
Speech and Other Sounds
Visuals
1:
Prologue
0:00-0:09
0:10-1:12
slow-paced, 12-note
gamelan motif
continues
throughout
segment, layered
under each new
entry
0:34 string drone,
synced to
“friends”;
gradually string
parts overlaid to
form sustained,
gradually shifting
whooshes, sound pan
[Throughout] Adama narrates
letter to father justifying
enlistment by summarising
Cylon threat and stark
realities of ongoing war
0:18 sea birds, waves
0:26 assembly of high-tech
equipment
0:31 industrial labour and then
robot walking
0:38 engine and tracks of heavy
military vehicle
Machinima channel logos flash on
screen
0:10 Earth-like planet seen from
space, its sun rising behind:
white clouds over blue oceans,
green land masses (clearly not
those of Earth)
0:18 zoom across sea onto somewhat
futuristic city: text on building
and shuttle craft show letters
from roman alphabet and
Chinese characters
0:26 robots under construction
0:31 robots carrying out labour and
domestic roles
0:38 robots in armed revolt
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chords [continues
throughout
segment]
0:50 reverberating
chord: maybe
distorted
gamelan or
synthesiser
1:02 taiko strike as
spaceships
appear
0:50 Adama asks, “Does it really
matter?”
1:04 fighter engine, distant
weapons fire
0:46 Cylon Centurion coming to
“life”; close up of its face
0:52 city, now at war
0:55 city devastated, spaceships
overhead and flying by
1:00 fade out to spacecraft in orbit
1:04 camera follows fighter craft,
gradually moving inside
cockpit, finally turning to show
pilot’s face (synced to Adama
giving his name as he signs off)
2: Flight
Simulator
1:13-3:17
1:13-14 climactic
crescendo;
woodwinds
added
1:15 [no music]
1:25 taiko and dumbek
(Middle Eastern
hand drum)
tattoos fade in,
gradually
becoming more
extended as
segment
continues;
synthesised
sounds added
2:02-2:11 alert sound
taken up and then
sustained in
filtered form
2:06 bansuri (Indian
bamboo flute)
melody with slow
ascent like
opening gamelan
pattern and florid
ornamentations
overlaid
[continues in
remainder of
segment]
1:15 emphasised sounds of fighter
engines, weapons fire and
occasional explosions
[throughout segment];
comments to self from
Adama and dialogue
between him and
compressed flight
controller’s voice, as if
heard by radio [on and off
throughout]
1:55-2:01 cockpit alerts
2:12-15 cockpit alert
2:15-18 new repeated bleeping
signal as canopy jettisoned
with eruption of air
1.13-14 series title
1:15 dogfight: Adama takes series of
ever-increasing risks to shoot
down his opponents
1:55 cockpit canopy struck by debris
from Adama’s first kill
2:15 canopy jettisoned by Adama
Jonathan P. J. Stock
17
2:18 distorted electric
bass fed in;
orchestral texture
builds
2:38 high-pitched
distorted wail
from electric
guitar and mid-
pitched rock
guitar texture
added
2:43-47 most of music
track drops out
until 2:47;
bansuri
3:00 orchestral strings
with ascending
melody on same
overall contour as
bansuri
3:17 music fades out
2:43 new cockpit alarm; flight
controller’s voice
increasingly distorted;
2:58-59 gunshots
3:12-3:16 automated voice notes
end of flight simulation
3:17 Adama laughs
2:43 weapons panel shows “Warning
MECS cannon malfunction”
2:50-59 Adama turns his fighter
over; flying above his target, he
destroys it using his sidearm
3:12 Adama turns off fighter
3:17 Adama removes holographic
helmet
3: The
Galactica
3:17-5:37
3:17-4:09 no music
4:09 soft taiko strike
and tremolo
strings drone
fades in
04:11-24 rhythmic
tattoo from taiko,
reiterated; drone
strings crescendo
04:24-5:10 as ship’s
nameplate is
revealed, string
orchestra plays
main theme from
1970s Battlestar
Galactica series,
accompanied by
taiko, duduk,
bansuri, electric
guitar,
synthesiser
3:17-4:09 Adama boasts,
engaging fellow pilot in
sexual banter; background
flight engine noises: low
drone, higher pitched airy
whine, remote military radio
4:09 Adama falls silent
5:05 electric engine from passing
vehicle; hydraulics as
landing gear extends;
3:17-4:09 Adama discovered seated
among other pilots on transport
04:11-59 Adama moves to window;
camera swings to his face
from outside, then slowly
around to reveal Battlestar
Galactica, first partial
nameplate, then seen close
up and in part, and finally
zoomed out, but still too
massive to fit fully within
shot; other space ships
pass by; transport, now
dwarfed, seen entering
Galactica
5:00 cut to inside hangar
05:09 transport lands
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5:10 strings sustain
theme’s cadence;
high female voice
enters in mawwāl
style (Arabic
genre of
improvised,
exclamatory
singing); strings
and taiko
accompany,
based on
preceding
patterns
05:35 music ceases
metallic clunk as ship lands;
1970s theme continues
05:10-37 background voices,
sounds of machine repair
05:10-23 cut to pilots leaving shuttle
by lift; their view of bustling
hangar, fighters, shuttles,
maintenance crews
05:23-27 close up of Adama’s face
as he takes in scene
05:27-37 pilots proceed into
Galactica followed by awe-
struck Adama
The single noteworthy world music usage in the Prologue is that which McCreary identifies as the
gamelan, without specifying an exact type. It occurs at the very start, as we see the dim outline of a planet
emerging from darkness. As listeners and viewers, we may interpret the limited clues presented as
suggesting a world much like but not necessarily our own. The gamelan recorded here is, in fact, just a
single instrument, perhaps the high-pitched metallophone saron, rather than the heterogeneous full
ensemble with interlocking parts that ethnomusicologists (and Indonesians) might associate with the term
gamelan. The saron plays a stately reiterated twelve-note cycle based on the traditional sléndro scale
(Figure 1). This breaks down into two units of six (and then four units of three), a characteristic quite unlike
that of the usually foursquare metre of traditional Javanese music. The notes are allowed some of their
characteristic reverberation, and while its tuning is not aligned to Western notions of equal temperament,
the resulting tonalities are not so unusual as to be challenging. The choice of music can be heard as an aural
analogue to the cityscape in the visuals—the home planet evidently is not Earth but the city is rather like
one on Earth, at once familiar yet foreign. We hear the saron passage twice before other instruments are
layered in, so we have ample opportunity to recognise its cyclic nature. These sonic features in combination
invest the Prologue with a trancelike or recollective quality, an impression reinforced by the addition of
string drones and then discreetly shifting sustained chords. The spoken track and images confirm this sense
of looking backward in time: Adama’s narration provides his father with a summary of events leading up
to the outbreak of war, and we witness the well-appointed cityscape as it is quickly reduced to smouldering
ruins, presumably its present form in the onscreen narrative. The gamelan-led passage thus avoids
emplacing this Prologue as one that might occur in Indonesia or even in a specifically Javanese space colony.
Note: sléndro intervals can be up to 50 cents (half a semitone) sharper or flatter than their Western equal-tempered
counterparts; transcription into staff notation hides this important characteristic.
Figure 1. Battlestar Galactica: Blood and Chrome, Episode 1, Prologue cycle played on saron
After the climactic Series Title, the musical component of the Flight Simulator segment of Episode
1 comprises a long crescendo, new parts gradually thickening out the texture as Adama’s conflict becomes
ever more frenetic. In world music resource terms, the primary constituent is a single Japanese taiko drum.
The taiko, like the dumbek and bansuri, endows the scene with raw energy, and points loyal Battlestar
Galactica listeners back to earlier episodes in the franchise which similarly equate such instrumentation
with moments of galactic conflict. Again, there is no attempt to compose music characteristic of that for
this particular Japanese drum ensemble (as noted, it sounds as if a single taiko drum is employed, not a
Jonathan P. J. Stock
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group) or any of the other world instruments—this is screen music using global instruments, rather than the
explicit citation of the traditional musical styles of those instruments.
The building crescendo is interrupted by Adama’s taking off of his virtual reality headpiece and his
cocky interactions with a female pilot at the start of the third segment. But the music rebuilds swiftly once
his attention is directed to the Battlestar itself, and several previously heard musical elements are
reintroduced as the score swells up to cite the pre-existing Battlestar Galactica main theme. Here is
McCreary’s own blog explanation:
The next cue of the film is possibly my favorite. Adama peers out the window of his transport and sees the
Battlestar Galactica for [the first] time. For fans of the show, this is a nearly religious experience. I wanted to
write a cue that would strike a nerve with fans of the 2004 series and the classic 1970s series as well. So, as
I did for the ship’s farewell in “Daybreak” [the finale of season 4], I quoted Stu Phillips’ classic “Theme from
Battlestar Galactica” for this stunning reveal.
I’ve used Stu’s classic theme on several occasions now, but I must admit I think this is the most rousing
rendition yet. The full string orchestra, pounding taiko drums and ethnic soloists are all there, but augmented
further by heavy synths and soaring electric guitars. Sound designer Daniel Colman told me at the final mix
that this cue made him want to stand up and salute. I couldn’t imagine a better review.
McCreary sustains this notion of near-religious experience (and perusal of online fan commentary
suggests he is not wrong to label it thus) into the final musical part of segment 3, now ascribing it to Adama
(and so linking habitual viewers with the lead character at this point—a significant gesture given Adama’s
onscreen attitude up to now, which presents him as immature, overconfident and perhaps even sexually
predatory). McCreary does this through the addition of a vocal line that I liken in Table 1 to a Middle
Eastern mawwāl, a form known for its virtuosic display, elongated vowel sounds and free-time
extemporisations. McCreary’s blog provides the lyrics: “Domini ducem dederunt agmen qui ducat caelorum
(And the Lords anointed a leader to guide the Caravan of the Heavens)”. To my listening, this exact text is
not intended to be clearly audible in the overall mix; as listeners we are only expected to become aware of
its broader stylistic characteristics. McCreary adds: “Throughout ‘BSG,’ Raya [Yarbrough, the vocalist]
frequently represented the voice of the divine, foreshadowing or prophesying events before they were to
unfold.” If so, the dominance of the grain of the voice over the comprehensibility of specific lyrics makes
sense: Adama is awe-struck, not receiving a personal Messianic instruction. Now, it is worth emphasising
that if this passage is inspired by mawwāl-type vocality, it is like one in terms of its vocal timbre and
proposition of emotional ecstasy, not in its language, verse structure or instrumental accompaniment. Again,
a highly characteristic music element from another part of the world is deployed to build another world—a
mystic and unworldly world, in this case—by being treated in a way that reduces its conventional ability to
reference a specific region on planet Earth.
Case Study 2: Avatar
Avatar (2009) is a film directed by James Cameron, much of which is set on a distant moon (Pandora).
Scientists there have devised a means by which a human can temporarily take on the persona and form of a
native Na’vi, the better to learn their ways and communicate with them, this in the face of pressure from
human mining interests that covet rich natural resources occurring in Na’vi-occupied territory. The
composer with primary credit for this film is James Horner, whose previous work includes writing the music
for such films as Aliens (1986), Titanic (1997) and A Beautiful Mind (2001).
Cameron took a systematic approach to building both the Pandoran ecosystem and Na’vi culture,
with assistants working to formalise aspects as diverse as the physics of the planet and the language of its
denizens. This same ethos was applied to the generation of the music track. Wanda Bryant acted as the
ethnomusicology consultant, responsible for furnishing Horner with world music materials that might
provide inspire his representations of Na’vi music culture. Her account of her work in this role sheds light
more generally on the appearance (or otherwise) of world music in larger-scale contemporary screen
entertainments. Bryant located 270 musical excerpts to discuss with Horner. Some she thought potentially
suitable for direct imitation; others had a single stylistic trait that might be portable to Pandora. She writes:
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Through a process of elimination we came up with 25 workable possibilities, including examples of Swedish
cattle herding calls, folk dance songs from the Naga people of Northeast India, Vietnamese and Chinese
traditional work songs, greeting songs from Burundi, Celtic and Norwegian medieval laments, Central
African vocal polyphony, Persian tahrir, microtonal works by Scelsi, the Finnish women’s group Vârttinä,
personal songs from the Central Arctic Inuit, and brush dances from northern California ...
Most of the ideas we presented were dismissed by Cameron out of hand, rejected with appropriately blue
language as either too recognizable (‘Oh, that’s Bulgarian’) or just ‘too fucking weird!’ Half a dozen examples
were approved as possibilities. Our next step was to begin creating alien music that was informed by the
timbres, structures, textures, and styles of those samples … We created a library of musical elements and
performance techniques that would eventually be melded into a global mash-up, fusing musical elements
from the numerous world cultures we had explored into one hybrid Na’vi style. Combining unrelated musical
elements could evoke the “otherness” of the Na’vi without bringing to mind any specific Earth culture, time
period or geographical location. (Bryant, 2012)
Later, Bryant worked with Horner as he experimented with vocalists, including Western-trained
session players and experienced world music artists, in the hope of realising Cameron’s desire for songs
reflecting elements of Na’vi life: “a weaving song, a hunting song, a funeral lament” (Bryan, 2012). But
this material was pretty much all rejected in the end or replaced with sounds far closer to Western film-
score norms. Almost the only item that was incorporated finally is an extract for female voices and taiko
described in Table 2.7 Here is Bryant’s account once again:
Horner was especially fond of a piece based on Swedish cattle herding calls, written by Karin Rehnqvist and
sung by Susanne Rosenberg ... He envisioned starting the film that way, with these beautiful cascading
heterophonic vocal lines echoing throughout the forest, as the viewer is first introduced to Pandora.... Over a
synthesized drone, our singers recorded a demo track mimicking the tumbling quality of the calls using the
Na’vi words Utralä (a)Nawm (“the Great Tree”), entering when cued by Horner. To my great surprise and
delight, two and a half years later, the first musical sounds heard in Avatar are very reminiscent of those calls,
using the primary musical instruments of the Na’vi: voice and drums. (Bryant, 2012)
Table 2
Avatar, Opening Soundtrack and Visuals
Timing
Music Track
Speech and Other
Sounds
Visuals
0:00-0:20
0:21-0:24
0:24-0:36
0:37-0:51
0:52
0:54
drum roll, fanfare
silence
two female voices: call and
echo (sounds digitally
manipulated)—step up,
sustained note, short fall;
low, soft drone
underneath; single-strike
taiko punctuations
taiko: fast, pounding pattern in
12/8 metre—gradually
denser; voices drop down
in mix
silence
synthesised drone
silence
0:38-0:48 Jake Sully
narrates his dream
silence, then narration
resumes
20th Century Fox logo, spot lit over
Hollywood skyline]
black screen
0:33 flying fast over rain forest
black screen
Jonathan P. J. Stock
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0:58
1:01
Sully breathes
close-up: Sully’s eye bathed in blue
light as he awakens in cryogenic
suspension
zoom out and round to full face
The taiko usage does not last very long (just 30 seconds) but, as in the preceding example, it is
marked for attention by being presented first: an extra-terrestrial setting is constructed through conspicuous
use of the sonic “otherness” of a world music resource, in this case even before we see the world in question.
In fact, this deployment is unusual in Avatar. Although world music sounds are blended into larger mixes
throughout the film’s soundtrack, the film has very few other such prominent deployments of world music
sounds overall. This is despite the fact that the narrative remains in an alien setting almost entirely
throughout its whole duration, the initial desire to generate a plausible music culture for the Na’vi, and the
energetic resourcing of research and development of such cultural components. In a radio interview, Horner
provides his own explanation:
Audiences seem to be much more capable of absorbing new visuals and things that are much more outrageous
or avant-garde visually—aurally, audiences are much more conservative … If I went as far as Jim [Cameron]
did visually, and started to use all kinds of weird scales for the music and made it too avant-garde or too out-
of-the-box, I would be ungrounding the film. (Radio interview, 28 November 2009; cited in Bryant, 2012)
It’s surely true that we’re more conservative aurally than visually (a point I return to below).
Nevertheless, we saw that a considerably richer diet of world music components did not appear to alienate
audiences for Battlestar Galactica. The comparison thus raises questions about the personal attitudes toward
stylistic innovation of those involved (and of those who act as their financial gatekeepers). The scale of
funding risk in highly commercialised film projects like Avatar may lead to a conservative stance and a
concomitant projection of that sense of caution onto imagined audiences in turn. As Slobin (2008b) notes
(in relation to Star Wars), “[it] was designed for a vast, all-purpose global audience, so it is hardly surprising
that it leans on tried-and-true sets of identifications and musical conventions” (p. 57).
Case Study 3: World of Warcraft
World of Warcraft is a Massively Multiplayer Online Role-Playing Game (MMORPG) created in 2004 and
regularly updated through expansions since then. Its world extends outward into books and associated
merchandise, a film (2016), online databases and guides, and cosplay contests, among many other formats.
In-game, players take such a role as a human warrior, gnomish mage or orc shaman to battle dragons,
demons and other creatures for loot. Divided into two factions, players may also combat one another while
exploring, gathering resources and undertaking quests across a map of several planets, each of which is
divided into numerous zones with distinctive environments, denizens, back story and background music.
Or they can combine into groups to face up to harder challenges: in most of these latter cases, the players
then enter an “instance”—a zone temporarily created for them alone so that no other player can interrupt
the group’s play. Each such instance features its own background music track, and in a few cases fighting
a “boss” (an individually designed opponent intended to be especially hard to overcome) cues a special
music track. Further music occurs on login and loading screens and in occasional cut scenes that provide
narrative development. When I counted in 2014, there were already over 100 different zones and a similar
number again of potential instances in the game world; after further expansions, there may now be twice
that number. This means there’s not only a need for diverse music to characterise each location but also that
the setting is decidedly multiracial and multicultural (in 2021 there are two-dozen distinct playable races
and peoples, plus still further life-forms present as non-player characters).
MMORPG soundtracks are thus considerably larger than those of TV or film contexts, but they are
also both inherently multileveled and personally malleable. Players chat with one another through one or
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another of various forms of multi-user chat software to coordinate their efforts in group-based encounters
or simply to hang out. They may turn off or alter the relative level of the backing music, ambient sounds,
other sound effects or even mute the game sound as a whole. Some players turn off in-game music to enjoy
music of their own choice instead. They select their own pathways through each gameplay session, cueing
different soundtrack events as those choices unfold. A few even create machinima that combine new or pre-
existing music tracks with game video images.
In this case study, I focus on player reactions to a distinctive usage of a world musical instrument
in the World of Warcraft. The passage in question is part of the background music from the Grizzly Hills
zone, part of the Northrend region introduced in the “Wrath of the Lich King” expansion (2008; lead
composer Russell Brower). This zone has been widely praised by players for its characteristic music, as
we’ll see shortly. It is described in an online guide as “a stunning but sinister pine forest in eastern Northrend”
populated by wolf packs, bears, trappers and werewolf-lumberjacks.8 More widely, the Northrend region
features further subpolar archetypes, including ice trolls, undead Viking-giants, talking walruses, bison,
mammoths, and even penguins.
Player commentary on such topics is widely available through the many online forums that
accompany games like World of Warcraft. McGonigal (2011) records that more than 65,000 players
contributed comments and guides to a website named WoWWiki, which she describes as then “the world’s
second largest wiki after Wikipedia” (p. 232). That is just one of a number of prominent sites that cater to
the gathering of what McGonigal labels “collective intelligence”, which she describes as an essential part
of gaming culture (p. 233). With so many active contributors and a culture that encourages such
participation, a researcher gains access to a broad cross-section of participants’ views on numerous in-game
topics, including their musical preferences. Here is an extract from a representative online forum where
players describe the real-world geographical associations the Grizzly Hills zone brings to their minds:
ForestEye: The homey feel of the Canadian logging North. Feels good man.
[deleted]: This is exactly why I love Grizzly Hills and Howling Fjord. I grew up in the foothills of the Rocky
Mountains and Grizzly Hills is almost a spitting image of home.
wetsauce: For me, this song, especially the second half’s use of fiddle and accordion, has reminded me of
Nordic folk music. I picture traveling through the mountains of Norway, or boating through the
iceberg filled waters of Iceland.
CForre12: That’s the exact same feeling I get only only for the second part, the first part of the song definitely
makes me think of being in the canadian frontier. for the atmosphere blizz was trying to create the
music in grizzly hills is absolutely perfect, favorite music in the game by miles even in spite of the
nostalgia I have for vanilla and tbc.
anangrybanana: The first thing I said when I first entered Grizzly Hills was “This place looks just like
Colorado.”
[deleted]: Well Colorado has the Rocky Mountaind as well, so I assume it is the same. I was referring to
Alberta, but both places have a similar landscape.9
These statements reveal that Grizzly Hills’s visual design activates essentially similar geographical
associations from among the various commentators even as their particular points of reference differ, but
let us look now in more depth into the zone’s musical design, which was briefly raised by two contributors
here. Table 3 provides a summary of musical components from the start of one of the backing tracks to the
zone.10 Two passages from this extract are transcribed as Figure 2. Note use of a Swedish folk instrument
named nyckelharpa, a folk fiddle somewhat akin to a hurdy gurdy, with three bowed strings stopped by
keys, a drone string (normally only sparingly sounded) and 12 sympathetic strings.
Table 3
Jonathan P. J. Stock
23
World of Warcraft, Grizzly Hills Zone Music (Opening)
Timing
Music Track
Other Sounds (excluding those of specific
gameplay choices)
0:00
0:12
0:20-1:45
1:03
1:46-1:59
2:00-2:49
2:49-3:57
3:57-4.10
nyckelharpa solo (see Figure 2a); unmetred feel,
although flowing, regular pulse; more
double-stops and ornamentation as music
progresses, leading to thickening of texture
soft chordal accompaniment added; gradual
addition of further orchestral instruments,
e.g., 1:36: harp runs, low D pedal in cellos
violin left sustaining high D harmonic as other
parts drop out; clarinet enters on same pitch
that nyckelharpa began on and takes
simplified form of opening phrase as
reiterated cadential pattern with string
accompaniment
bassoon solo (Figure 2b), again starting on same
F# of nyckelharpa and clarinet; bassoon
closely tracks the melodic outline of the
nyckelharpa passage; violin high D
sustained still
clarinet and strings re-enter to round-off bassoon
solo; development of theme by
nyckelharpa, horn and string orchestra
fade in; high ambient noise, suggestive of
leaves in wind, distant streams; distant
bird calls
lower-pitched noise fed in (very soft)
wind audible once again
ambient sound only
Like the examples discussed in Case Studies 1-2, this extract exemplifies a mashup technique that can be
likened to the game’s combination of multiple pre-existing “northern” tropes in its visual constructions. In
Fig. 2, the sonority and playing style of the nyckelharpa are blended into an orchestral scoring reminiscent
of nineteenth-century nationalist tone poems—the bassoon writing, for instance, recalls the solos one might
find in an early Stravinsky ballet score such as the Firebird Suite. Web forum commentaries further reveal
that some gamers are interested in discovering more about the prominently used sounds and instruments in
extracts like the present one, using game-related networks to seek information or discuss the sounds they
encounter in-game. Here are extracts from representative forum conversations, the first from players on US
servers and the second from those in China, World of Warcraft’s largest customer base:
Malaysian Journal of Music Vol. 10, Issue 2 (13-28)
ISSN 2600-9366, eISSN 2600-9331
24
Figure 2. World of Warcraft, Grizzly Hills Zone Music (Opening), a. Nyckelharpa (Extract) and b. Bassoon Version
of the Same Passage
A. Grizzly Hills Music11
Paudson (85 Human Paladin): For the love of all things holy, somebody please tell me where i can find music
from either the ppl who did it for grizzly hills or a similar band. i cannot get enough and i needs moar
Varius (85 Troll Shaman): Youtube Wesley Willis, he’s the artist you are looking for
Àeus (85 Night Elf Druid): It is good musics.
B. Warcraft Grizzly Hills Bagpipe Background Music; Bambina Easter Egg12
Gentle dreamer (16 Feb. 2014): Do you still remember Wrath’s story where Bambina kills a hunter and…the
elegant bagpipe sound?
[links video extract with background music]
PS: I can’t remember if it’s a Scots or an Irish bagpipe.
libra19951012: It’s a typical Scots bagpipe. Irish pipes aren’t as melodic as this; they’re crisper in sound.
WoW Henan Province Webmate: There’s someone with the same tastes as me! I like the Grizzly Hills BGM
[background music] most of all.
WoW Zhuzhou Webmate: I have both Irish uilleann pipes and Scots highland pipes at home. I can tell you
for sure this isn’t a bagpipe. It must be a bass penny whistle or clarinet-type instrument…. The
background music for the Howling Fjord [zone] is the Irish uilleann pipes.
WoW Ji’nan Webmate: You’re right!!!!
Gamerlife_zx: Grizzly Hills was my favourite place to go at level 80.
Jonathan P. J. Stock
25
Western-Forest Windsong: This.… I like this extract too, but OP, can you really not hear the difference
between a bowed instrument and a wind instrument,,,. A bagpipe doesn’t sound like this….
WoW Wenzhou Webmate: that year I played Wrath of the Lich King on a Taiwanese server. In my free time
I loved going to Grizzly Hills to listen to the music.
WoW Zhengzhou Webmate: Swedish nyckelharpa….
Caper-Always: Suddenly, it was like being taken back to that world
In fact, some players seek out areas of the game world simply to pause to listen to their favourite
elements of the music track. Listening becomes part of their play.13 When clips of such music are placed
online, they can function as a powerful cue to nostalgia once the content in question is no longer that of the
latest expansion, and so irregularly visited in the course of usual gameplay, if at all. The music track reaches
out of the game at moments like this. Writing about world music in coffeehouses, Kassabian (2012) says it
can “entangle” the listener such that they are temporarily both here and there (pp. 102-105); if this is so,
when gamers are caught up in the flows of nostalgic reminiscing, they are here (wherever they are while
reminiscing), doubly there (inside the game zone and where they were in real life when playing that game
expansion), as well as then suspended between senses of now and then.
Conclusions
Composer, consultant and audience standpoints provide contrasting but complementary kinds of data.
McCreary’s blog identifies his creative intentions, and the fact that he uploaded content so close to the
composing itself allowed him to reflect on experience that was still fresh, illustrating how his enthusiasms
and intuitions became specific moments of sonic practice. His inclusion of short videos of work in progress
from recording sessions adds further richness to the account. Bryant’s account of her groundwork for Horner
as he worked through world music samples in preparation for writing the music of Avatar captures the
hidden labour underpinning the making of film music, reminding us that both composition and film-making
are processes not only of creation and selection but also of selective exclusion (Horner and Cameron might
prefer the term refinement). World of Warcraft players’ online comments underscore the multifaceted
impacts of screen music, even in a game setting where the player’s focus is ostensibly on the direction of
their in-game avatar, not on viewing a preshaped narrative provided by a recorded film or TV show.
Collectively, these perspectives offer a cross-section of overlapping experiences that help us trace what is
at play when such music is created and consumed.14
The three case studies collectively illustrate wider trends in the rise of use of world music resources
in Western Sci-Fi and Fantasy screen media contexts over the last decade and a little more. Soundtracks in
these genres of screen media represent an increasingly diverse site for our extra-worldly imaginings, even
while some of this work also reinvigorates exoticist stereotypes. Taken together, the examples show a
growing interest in the possibilities of the sound resources offered by disparate global musical traditions
and growing confidence in their adoption. They share some commonalities of practice and also differ in
certain respects. The resulting distribution of characteristics suggests an initial typology for mashups that
is proposed below in a moment, but first I draw together the key similarities as revealed in these case studies.
First, each case study prominently deploys sounds from music that stems from outside the broad
category of Western art, popular or experimental music in order to construct for its assumed listeners the
alterity of the alien setting in question (or minimally its initial unfamiliarity, as in case study 2). Perhaps
this seems almost inevitable in a Sci-Fi or Fantasy setting—the music track has to work alongside the on-
screen visuals, after all—but it is ironic to note that this process involves the strategic referencing of
potentially recognisable attributes from non-Western or Western folk traditions, a point that is also salient
insofar as all these screen media are intended to be marketed to listeners worldwide, including those for
whom the sound resources in question might be already quite familiar. Musical orientalism definitely
remains at play in such constructions, notwithstanding the considerations added in the paragraphs directly
below.
Second, the case studies show an emerging tendency among the US composers in question to draw
on a particular subset of instrumental and vocal sonorities in their alien world-making: folk fiddles
(especially those with sympathetic strings) and bamboo flutes, duduk, taiko and gamelan—what we might
call the familiar unfamiliar. The makeup of this list surely reflects the roster of experienced musicians
Malaysian Journal of Music Vol. 10, Issue 2 (13-28)
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26
available and equipped for soundtrack recording session work in California where all three soundtracks
were produced, but there are also commonalities here in terms of conceptualisations that interrelate alterity
with certain qualities of timbre, a point McCreary hints at above when he talks of using organic, raw and
primal sounds.
Third, and despite the use of somewhat unfamiliar sonic ingredients (or potentially stereotypical
ones, depending on a listener’s standpoint), such encounters can establish chains of musically infused
nostalgia, whether strategically planned by a composer to add depth to a telling onscreen reveal (case study
1) or activated by players, whose aural encounters with distinctive musical material led them back to in-
game vistas they and their on-screen avatars had long since departed (case study 3). Some listeners even
build sustained affiliations with the “alien” sounds, tracing them back to their real-world roots.
Fourth, in each case the world sound resources are mashedup to avoid too clearly over-writing the
medium’s constructions of alienness through presentation of strong ties leading to each sound’s respective
global point of origin. The three examples handle the mashup process in different ways, and analysis of
them above suggests a typology of mashing-up that may have utility for future studies, including those
beyond the genre of Sci-Fi and Fantasy.
Starting with the most conservative soundtrack, Horner in Avatar, primarily took up some of the
timbral effects of certain world music traditions, using them to modify or re-colour certain aspects of his
otherwise conventional, Western-sounding film score. It would take very close listening indeed to hear the
source timbres in the majority of his world music usages without the guiding insight of Bryant’s behind-
the-scenes observations. This kind of mashup can be labelled a “mashup by insinuation”.
Meanwhile, in World of Warcraft’s Grizzly Hills score, the music starts out citing the Swedish
nyckelharpa which acts as a specific sonic index to real-world pine forest folk cultures. The solo is then
blended into an orchestral mix, leading to a symphonic treatment rich in its references to the Western
romantic tradition, one widely used in film music much more generally to depict moments of intense
emotion and passion. If the Horner example is mashup by insinuation, this example represents a model of
“mashup by phased integration”.
Finally, in Battlestar Galactica: Blood and Chrome McCreary’s gamelan usage does not point
toward a quintessentially Indonesian ambience or support visuals of a tropical archipelago. Similarly, his
taiko passages do not cross-reference Japanese characters or accompany broader East Asian visual tropes.
Most of all, the world music elements remain prominent throughout much of the soundtrack: they do not
become absorbed into familiar Western idioms, whether at once or after an exotically coloured initial
statement. This might be labelled a “creolised mashup”.
The existence of these three types of mashup is evidence that, despite the fact that the composers in
each case study have relied on a particular subset of world music resources, we are not seeing the rise of an
“assumed alterior”, that is, an industry creation that can stand as the backing track for any and all alien
societies.15 Notably, musical currents in this regard are moving more swiftly and inventively in TV and
gaming than in the larger-budget films, suggesting that it is to TV and gaming that we should look first to
discover the most energetic musical projections of life beyond this planet.
Acknowledgements
I am grateful to Germán Gil-Curiel, Danijela Kulezic-Wilson, Qian Lijuan and James Wierzbicki for
feedback on earlier drafts.
Endnotes
1 Summers (2013) offers a case study of several such orientalisms across the Star Trek franchise; Halfyard (2012)
provides an introduction to music in Fantasy cinema more widely; Donnelly and Hayward (2012) is an equivalent
source for music in Sci-Fi TV.
2 Stokes (2012) offers a key entry point to the large literature on this topic; see also Gallope (2020) for a richly
referenced recent consideration.
3 Notably, successful franchises today spread across multiple media, transferring audio initially composed for one
medium onto the stylistic and technical pallet of the next. The streaming of TV and film on subscription or demand
via the Internet collapses pre-existing distinctions between TV and film reception and replay. Meanwhile, the
emergence of live performances of game music, the live broadcasting of e-sports contests and the making of films as
part of a video game franchise realigns video gaming music in this larger, thoroughly multivalent whole. Yet some
important distinctions remain (Cheng, 2012; Collins, 2007; Hart, 2014).
Jonathan P. J. Stock
27
4 McCreary’s compositional credits include Battlestar Galactica (Seasons 1-4, 2005–2009), Terminator: The Sarah
Connor Chronicles (2008–2009) and The Walking Dead (Seasons 1-5, 2010–2015) among other TV series, films
and video games. A biography appears on his blog at https://www.bearmccreary.com, retrieved 25 February 2021.
5 For further on the recent history of taiko ensembles, see Alaszewska (2014) and Fujie (2001). For histories of
gamelan in Java and Bali, see Sumarsam (1995) and Tenzer (2000, pp. 86–108).
6 http://www.bearmccreary.com/#blog/blog/battlestar-galactica-3/battlestar-galactica-blood-chrome/, retrieved 20
April 2014. Subsequent blog quotes in this case study are from this entry also.
7 In a study of world music in advertisements, Taylor (2007) notes how often women’s or children’s voices are used,
rather than those of men, arguing that they are most readily “convertible to exotic otherness” (p. 185).
8 http://www.wowhead.com/zone=394/grizzly-hills, retrieved 24 April 2014.
9 http://www.reddit.com/r/wow/comments/1696nx/when_im_in_grizzly_hills/, retrieved 24 April 2014. “blizz” in
CForre12’s comment refers to Blizzard, game company behind the World of Warcraft, and “vanilla and tbc” to the
initial game release and its first expansion pack, “The Burning Crusade”. In citing these forum extracts, I leave
variants of spelling, punctuation etc. as they appear on the original source. Some of these pages have since moved or
disappeared.
10 The track is available at “WotLK Grizzly Hills Day Music”. http://www.youtube.com/watch?v=mpyInx0ldfo.
11 http://us.battle.net/wow/en/forum/topic/1104140537?page=1, retrieved 24 February 2014. “85” here represents the
player character’s level. Don’t expect too much in the way of Swedish tradition if you look up Wesley Willis; Varius
aptly plays a troll.
12 http://wow.duowan.com/1402/256485980936.html, retrieved 21 April 2014, my translation.
13 See, for example, Taliesin and Evitel, “What is the Best Music in World of Warcraft? The Top 5” (24 September
2016). https://www.youtube.com/watch?v=ChyS2WHxmQc.
14 Ideally, performer testimonies would add further insights here.
15 In this construction I refer to Mark Slobin’s work on the “assumed vernacular” that represented foreign and
indigenous cultures in early Hollywood film (Slobin, 2008a, pp. 6–7).
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Biography
Jonathan P. J. Stock is professor of music at University College Cork, Ireland. An ethnomusicologist with broad
research interests, his primary research focus is the transformation of musical traditions in modern or contemporary
China and Taiwan. He is interested in developing theoretical approaches for ethnomusicology and exploring its
overlaps with related disciplines, including music education, folklore, music analysis and musicology. He is author of
several books, the most recent of which is Everyday Musical Life among the Indigenous Bunun, Taiwan (New York:
Routledge, 2021), and is currently co-editing two further volumes, The Routledge Companion to Ethics and Research
in Ethnomusicology and the Oxford Handbook to Chinese Music. He has previously served as chair of the British
Forum for Ethnomusicology, co-editor of the journal Ethnomusicology Forum and executive board member of the
International Council for Traditional Music. He is currently reviews editor for the Journal of World Popular Music.
|
Malaysian Journal of Music Vol. 10 No. 2 (2021) | Music education, needs, orthodox and Pentecostal | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/390 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/4888 | An Assessment of Music Education Needs Among Orthodox and Pentecostal Church Choristers in Abeokuta, Ogun State, Nigeria | This study assessed the requirements for music education among Orthodox and Pentecostal churches in Abeokuta, Ogun State, Nigeria. Based on the quantitative research method, multi-stage sampling procedure was used to select 367 choristers from Abeokuta metropolis, Ogun State. Structured questionnaires were used for data collection and subjected to descriptive statistics at 5% level of significance. The results indicate that choristers within the age group of ≤ 40 in Pentecostal churches outnumbered their counterpart in Orthodox churches. Although female choristers dominate church music practice broadly, the number of people within the household range of 1–5 among Pentecostal choristers (81.8%) was greater than those found in Orthodox churches (75.4%). Whereas a little more than half of the membership (50.4%) received University education, a majority (80.7%) had ≥ 20 years of experience. A significant relationship existed between the necessity for church music education and choristers’ demographic characteristics such as age ( | https://ejournal.upsi.edu.my/index.php/MJM/article/view/4888/3163 | [
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] |
Eyitayo A. Soretire & Adebowale O. Adeogun
29
An Assessment of Music Education Needs Among Orthodox and Pentecostal
Church Choristers in Abeokuta, Ogun State, Nigeria
Eyitayo A. Soretire* & Adebowale O. Adeogun
Department of Music, University of Nigeria, Nsukka, Enugu State, Nigeria
*Corresponding author: [email protected]
Published online: 27 September 2021
Cite this article (APA): Soretire, E. A., & Adeogun, A. O. (2021). An assessment of music education needs among
Orthodox and Pentecostal church choristers in Abeokuta, Ogun State, Nigeria. Malaysian Journal of Music, 10(3),
29–44. https://doi.org/10.37134/mjm.vol10.2.3.2021
Abstract
This study assessed the requirements for music education among Orthodox and Pentecostal churches in Abeokuta,
Ogun State, Nigeria. Based on the quantitative research method, multi-stage sampling procedure was used to select
367 choristers from Abeokuta metropolis, Ogun State. Structured questionnaires were used for data collection and
subjected to descriptive statistics at 5% level of significance. The results indicate that choristers within the age group
of ≤ 40 in Pentecostal churches outnumbered their counterpart in Orthodox churches. Although female choristers
dominate church music practice broadly, the number of people within the household range of 1–5 among Pentecostal
choristers (81.8%) was greater than those found in Orthodox churches (75.4%). Whereas a little more than half of the
membership (50.4%) received University education, a majority (80.7%) had ≥ 20 years of experience. A significant
relationship existed between the necessity for church music education and choristers’ demographic characteristics such
as age (c2 = 5.393), educational status (c2 = 14.722), voice parts used (c2 = 14.883) and years spent as choristers (c2 =
7.132). Similarly, there was significant difference in the mean rating of respondents’ need for music education across
churches (t = 1.028; p < .05). Taken together, church music education is strongly advised for all churches. It is
recommended that self-discipline must be strengthened particularly among Orthodox choristers for meaningful
development as well as meeting the needs for church music education.
Keywords: choristers, education needs, music education, Orthodox, Pentecostal
Introduction
One of the universal needs of all human societies is music education. In many churches, music education is
mostly non-formal and encompasses various structured and unstructured activities that are aimed at ensuring
that the educational value of musical activities is recognised (Abiodun, 2019). This approach involves
teaching and learning musical elements such as pitch, rhythm, dynamics as well as sonic qualities of timbre
and texture, some of which may be emphasised, de-emphasised or omitted. As a nation, Nigeria is
predominantly inhabited by people of various religious affiliations who have made concerted efforts to
advance the tenets and values (Adekola & Amole, 2015) of their faith-based institutions (Brown & Knox,
2017). One of the ways that such religious institutions promote their cause and values is through music.
Music essentially functions as a medium for both reflecting and propagating faith-based philosophy and
identity (Odendaal et al., 2020). As an important part of worship, music remains a valuable instrument
(Dolan, 2017) for evangelisation (Weston, 2020) and the conversion of people to Christianity (Abiogu et
al., 2015; Holochwost et al., 2017). Historically, Nwankpa (2018) has suggested that the Methodist Church
was the first mission to arrive in Nigeria specifically Abeokuta on September 24, 1842. The general
consensus is that church music in Nigeria commenced with a joint carol held by Anglican and Methodist
churches under the Agia tree in Badagry, Lagos.
Malaysian Journal of Music Vol. 10, Issue 2 (29–44)
ISSN 2600-9366, eISSN 2600-9331
30
Church music is defined as music written for performance in church or any musical setting of
ecclesiastical liturgy or music set to words expressing prepositions of a sacred nature such as a hymn.
Christian music comprised all brands and categories of music consumed in the Christendom whether by the
church, para-church or non-church organisations (Adedeji, 2007; Udok & Odunuga, 2016; West, 2015).
Hence, worship becomes the primary reason for choristers’ focused participation in church or Christian
music. As explained by Terra and Passador (2016), Owan (2018) and Abiodun (2019), balancing music
teaching-learning needs in churches can be challenging, thus requires self-discipline, teamwork, a
conducive environment for personal or group practice of musical instruments, general rehearsals, the ability
to sing alone, self-confidence, acquisition of certain singing skills, development of creative thinking skills,
better understanding of all that are taught during church music rehearsal sessions and the availability of
resource person. According to Odewole (2018), insufficient training personnel for interested members in
church music as well as the misinterpretation of scripture by some are among the challenges faced by church
choristers. This implies that more information is needed concerning how music instructions work in church
music settings (Benz et al., 2016; Dos Santos-Luiz et al., 2015; Rohwer, 2010).
Statement of Problem
Although there was an increased transfer of musical knowledge across churches in Nigeria, musical
performances have remained arguably poor in some churches. There is still a gap between choristers’
performance and the realisation of church evangelical goals through music. Today, the musical activities of
some church choristers reflect the lowest ebb of music aesthetics as well as biblical principles and standards
of Christian music. Furthermore, Oyeniyi (2019) found that many church musicians are deficient in the
foundations of theology, musical appreciation skills, hymn singing techniques, conducting and choir
administration, all of which are sequel to a lack of music education.
The need to incorporate and integrate discipline, self-confidence, teamwork among other key
parameters in music pedagogy vis-à-vis the variability in churches’ denominational beliefs have
necessitated this study. Accordingly, this research identifies the areas of needs of choristers in order to
increase the standard of church musical performances. Among the music education needs accessed in this
research are acquisition of certain playing skills, improvement of auditory skills and self-discipline.
Purpose of the Study
Broadly, this study assesses church music education needs in selected Orthodox and Pentecostal churches
in Abeokuta, Ogun State, Nigeria. Specifically, the study:
1. describes the demographic characteristics of choristers in the study area,
2. analyses the needs of choristers for music education in the study area, and
3. identifies the disparities in the need for music education among Orthodox and Pentecostal choristers
in the study area.
Research Questions
1. What are the demographic characteristics of respondents in the area of study?
2. What are the needs of respondents for music education in the area of study?
3. What are the disparities in the need for music education among Orthodox and Pentecostal choristers
in the area of study?
Hypotheses
The following null hypotheses were tested at p ≤ .05 level of significance.
H01: There is no significant relationship between church music education needs among sampled choristers
and their socio-economic characteristics.
H02: There is no significant difference in the mean rating of respondents’ need of music education across
Orthodox and Pentecostal churches.
Eyitayo A. Soretire & Adebowale O. Adeogun
31
Literature Review
Education is observed as a veritable resource of continuing economic growth and a critical element in
addressing the competition at global level (Ganesh, 2017; Tsarikidou & Stergiou, 2013). Education as a
panacea for national issues is an essential element for nation development and the final investment in its
youth. However, scholars (Johnes et al., 2017; Tsakiridou & Stergiou, 2013) have emphasised music
education as an aspect of educating individuals especially the Pentecostal denomination as a way to
education reform.
Education reform has emerged as a common tendency in many countries in the effort to make
education an effective vehicle for national development (Yang, 2014). In the Arab nation, countries like
Egypt, United Arab Emirates (UAE) among others have embarked on major reform in education projects
as preparation for their young citizens for the 21st century (Kadbey et al., 2015). Previous studies highlighted
that performance-based school reform has been given more thoughts in recent years (Badri et al., 2014). In
these regards, researchers gained skills from music and such skills are transferable to other cognitive and
social domains (Baker, 2012; Bugaj & Brenner, 2011; Hille et al., 2011; Miendlarzewska & Trost, 2014)
which in turn could support students’ education. Dos Santos-Luiz et al. (2011) opined that taking part in
musical activities has a significant impact on Pentecostal, Orthodox and academic performances as it helps
to develop intellect. There exists a strong link between music and education in terms of melody, intervals,
rhythm, harmony, scales, temperaments and tuning. This makes music a suitable form of arts that could be
integrated into Orthodox and Pentecostal Church choristers. Han et al. (2010) stated that music education,
particularly in the forms of songs and rhymes, provides students with the capacity to retain a substantial
amount of information. Furthermore, Pretorius (2017) stressed that music enhances the students’ capacity
to learn as it stimulates the brain to process sound waves heard and by transforming them into nerve
impulses.
Unfortunately, the assessment of music education remains greatly challenged by a lack of quality
data. Student outcome data are made available to the public on an aggregate basis and therefore, does not
provide clear information on the performance of the schools. Moreover, varying perspectives on the effect
of music education on students’ performance in churches and schools had raised the question whether the
music component in both churches and schools should continue.
The objective of this study is therefore to assess the requirements for music education among
Orthodox and Pentecostal churches in Abeokuta, Ogun State, Nigeria. Generally, scholars such as Abiogu
et al. (2015); Holochwost et al. (2017), Nwankpa (2018) and Oyeniyi (2019) have written about church
music education in Nigeria; however, none has focused on church music education needs among Orthodox
and Pentecostal churches in Abeokuta. The current text explores the need to assess music education among
orthodox and Pentecostal churches in Abeokuta. Incidentally, Abeokuta was one of the first cities in Nigeria
to embrace church missionaries.
Significance of the Study
The role of music has been recognised since ancient times. Biblically, Saul, (the first king of Israel) was
exorcised of the evil spirit that tormented him when David (a musician) played his harp (1 Samuel 16:23).
Elsewhere, as Paul and Silas prayed and sang praises unto God, the prison doors were opened and
everyone’s bands loosened (Acts 16:25–26). Also, when strong musical instruments were played, the walls
of Jericho fell down flat (Joshua 6:20).
Despite the numerous advantages of music to people around the world, the understanding of music
studies remains very poor. Music can be taught explicitly or implicitly. It is learned through formal and/or
informal means and thus significant to the individual and community (Camlin et al., 2020; Zavadska &
Davidova, 2019). The current study demonstrates the need for music education in both Orthodox and
Pentecostal churches. We argue that music education will be of immense benefit to the church leaders,
education developers, policymakers, students, researchers, church choristers, music directors, pastors, choir
leaders among others.
Research Methodology
Quantitative research method was used for this study. The research was carried out in Abeokuta, the capital
of Ogun State in south-west, Nigeria. Abeokuta is located on the east bank of the Ogun River. Abeokuta
Malaysian Journal of Music Vol. 10, Issue 2 (29–44)
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32
means “Refuge Among Rocks” and was founded around 1830 by Sodeke, a hunter and the leader of the
Egba refugees who were fleeing from the Oyo Empire. European missionaries and Sierra Leone Creoles
settled there in the 1840s. This settlement made Abeokuta the home of most Orthodox and Pentecostal
churches including Methodist, Anglican, Catholic, Baptist, African churches, The Apostolic Church,
Deeper Life Bible Church and the Celestial Church of Christ. Also, Abeokuta metropolis comprises four
local government areas, namely Abeokuta South, Abeokuta North, Obafemi Owode and Odeda local
government areas.
Population of the Study
The population of this study comprised of all choristers within Orthodox and Pentecostal churches in
Abeokuta North, Abeokuta South, Odeda and Obafemi Owode LGAs, Ogun State, Nigeria.
Sample and Sampling Technique
Multi-stage sampling procedure was adopted for this study. Firstly, 50% of the four local government areas
(LGAs) that make up Abeokuta metropolis were purposively selected. This produced two LGAs, namely
Abeokuta South and Odeda from where 40% of the 26 churches were randomly selected. This approach
then produced 10 churches across LGAs, out of which 13% of the 2,821 choristers were randomly selected.
This process eventually produced 367 respondents as the sample size for the study.
Instrument for Data Collection
A structured questionnaire was employed as the measuring instrument for this research. This structured
questionnaire was used to elicit the desired responses from the respondents about the research subject. The
data collected was carefully collated, coded and systematically analysed using statistical measures with the
intention of relating them to the research goal.
Validation and Reliability of Questionnaire
Content validity was used to determine the adequacy and relevance of the items in the questionnaire. The
questionnaire was thoroughly scrutinised by an expert in music education and statistics at the University of
Nigeria, Nsukka. Observations and critique by independent experts were harmonised, just as the relevant
corrections were made and therefore adjudged valid using coefficient of concordance. The split-half method
was used to determine the reliability of the instrument. Pearson Product Moment Correlation (PPMC) was
also used to test the result wherein correlation coefficients (r = 0.80) implies that the instrument was reliable.
Method of Data Analysis
Data obtained for the study were subjected to descriptive and inferential statistics using Statistical Package
for Social Science (SPSS). Similarly, while frequency distribution, percentages and means were used as
descriptive statistics, Chi-square and dependent samples t-test were used as inferential tools.
Results and Discussion
This section shows the data acquired from the three objectives of the study. An interpretation of the data
in each table is provided based our academic opinion.
Demographic Characteristics of Respondents in the Area of Study
The results of the demographic characteristics of respondents in the area of study are shown in Table 1.
Eyitayo A. Soretire & Adebowale O. Adeogun
33
Table 1
Distribution of choristers based on demographic characteristics
Socio-economic characteristics
Classification of church you belong
Orthodox
Pentecostal
Total
f
Percentage
f
Percentage
f
Percentage
Age
20 years and below
49
25.7%
13
7.4%
62
16.9%
21–40 years
106
55.5%
114
64.8%
220
59.9%
41–60 years
29
15.2%
46
26.1%
75
20.4%
Above 60 years
7
3.7%
3
1.7%
10
2.7%
Sex
Male
73
38.2%
68
38.6%
141
38.4%
Female
118
61.8%
108
61.4%
226
61.6%
Household
size
1–5 people
144
75.4%
144
81.8%
288
78.5%
Above 5 people
47
24.6%
32
18.2%
79
21.5%
Educational
Status
No formal education
1
0.5%
1
0.6%
2
0.5%
Adult education
0
0.0%
2
1.1%
2
0.5%
Primary education
0
0.0%
2
1.1%
2
0.5%
Junior secondary education
8
4.2%
1
0.6%
9
2.5%
Senior secondary education
22
11.5%
24
13.6%
46
12.5%
National Certificate in
education
19
9.9%
16
9.1%
35
9.5%
Polytechnic education
48
25.1%
38
21.6%
86
23.4%
University education
93
48.7%
92
52.3%
185
50.4%
Which of
the voice
part do you
sing
Bass
17
8.9%
24
13.6%
41
11.2%
Baritone
1
0.5%
5
2.8%
6
1.6%
Tenor
46
24.1%
41
23.3%
87
23.7%
Countertenor
0
0.0%
1
0.6%
1
0.3%
Alto
42
22.0%
38
21.6%
80
21.8%
Contralto
10
5.2%
0
0.0%
10
2.7%
Mezzo-soprano
2
1.0%
3
1.7%
5
1.4%
Soprano
73
38.2%
64
36.4%
137
37.3%
Years in
Chorister
20 years and below
150
78.5%
146
83.0%
296
80.7%
21–40 years
37
19.4%
29
16.5%
66
18.0%
Above 40 years
4
2.1%
1
0.6%
5
1.4%
Field survey, 10th October 2020.
Age: The distribution of respondents based on age is presented in Table 1. The result indicates young
choristers within the age group of ≥ 40 years in Pentecostal churches outnumbered those in Orthodox
churches. The table also shows that the majority (59.9%) of respondents fall within the age bracket of 21–
40 years. This implies that sampled choristers were much younger, stronger, energetic and had the potentials
to promote church music education. Moreover, the sampled choristers were resilient and educationally
skilful in handling musical equipment. Many people listen, watch, experiment with sounds and movement
and eventually, sing, chant and move rhythmically from a very young age. Music in the early years of people
acts as a foundation for future learning (Kafol et al., 2015). Early interaction through music education
influences life positively and prepares choristers to bond emotionally and intellectually with others (Pan et
al., 2019). Early music engagement by younger and innovative minds is central to the cultural practices and
circumstances of many youngsters’ experience of the everyday, which has been acknowledged as a powerful
tool in early development.
Sex: The role attached to either sex (male or female), especially when considered with reference to social
and cultural differences rather than biological ones, is an important factor in church music education. As
shown in Table 1, there was dominance of female choristers (61.6%) in church music compared with male
counterparts (38.4%). The gender of sampled choristers is arguably a determining factor for choristers’
participation in church music. Also, the voice of a matured man is usually low in pitch in comparison to the
rather high-pitched female voice.
Household size: The household size of the sampled respondents is presented in Table 1. Results show that
there were more people within the household range of 1–5 among Pentecostal choristers (81.8%) when
Malaysian Journal of Music Vol. 10, Issue 2 (29–44)
ISSN 2600-9366, eISSN 2600-9331
34
compared with Orthodox churches (75.4%). The table also reveals that a majority (78.5%) were within the
household size category of 1–5 people. The inference is that the choristers had relatively smaller household
sizes. Households are instrumental to the music training acquired through teaching and learning in
traditional cultures including imitation, involvement and informal music instruction.
Educational attainment: Table 1 also shows the statistics on the educational attainment of sampled
choristers. Result reveals that whereas a few respondents (0.5%) had no formal education and/or a little
form of adult education (0.5%), those with university education constituted the majority (50.4%) across
churches, specifically, 48.7% among Orthodox and 52.3% among Pentecostal churches. It was concluded
that quality education aids a positive perception and understanding of church music education. Choristers
may need to take courses in music education to be adequately qualified for their work (Adeogun, 2015).
Also, poor educational background impedes artistic and liturgical skills among choristers.
Voice part: As shown in Table 1, results indicate that soprano was the voice part mostly used (37.3%)
across churches followed by tenor (23.7%), alto (21.8%), bass (11.2%), contralto (2.7%), baritone (1.6%),
mezzo-soprano (1.4%) and countertenor (0.3%). Soprano which recorded the highest percentage had more
utilisation among Orthodox choristers (38.2%) compared with their Pentecostal counterpart (36.4%).
Results corroborate the notion that church music is a blend of pleasant sounds. It is an art of creating and
making pleasant and organised sounds with the human voice and/or other musical instruments.
Chorister’s years of experience: The distribution of choristers based on years of experience is as shown
in Table 1. Results show that the majority (80.7%) of the respondents were within an experienced group of
≥ 20 years. Also, there was 83.0% of sampled choristers within ≥ 20 years of experience in Pentecostal
compared with Orthodox churches (78.5%). This implies that music education is an aesthetic experience
which requires several years and involves focus, perception, affection, cognition, consistent training and
cultural matrix.
Respondents’ Needs for Music Education
Table 2(a)–2(e) are the results obtained on the needs of respondents for music education. An academic
interpretation and analysis of the data is provided after each table.
Table 2(a)
Needs for music education across churches
Music education need
parameters
Classification of church you belong
Orthodox
Pentecostal
Total
f
Percentage
f
Percentage
f
Percentage
𝑥̅
Acquisition of
certain singing
skills
Not needed
15
7.9%
3
1.7%
18
4.9%
1.66
Moderately
needed
59
30.9%
31
17.6%
90
24.5%
Highly
needed
117
61.3%
142
80.7%
259
70.6%
Acquisition of
certain playing
skills
Not needed
20
10.5%
13
7.4%
33
9.0%
Moderately
needed
86
45.0%
48
27.3%
134
36.5%
Highly
needed
85
44.5%
115
65.3%
200
54.5%
1.46
Improvement of
auditory skills
Not needed
7
3.7%
7
4.0%
14
3.8%
Moderately
needed
84
44.0%
45
25.6%
129
35.1%
1.57
Highly
needed
100
52.4%
124
70.5%
224
61.0%
Instructor for
personal
guidance on the
Not needed
16
8.4%
5
2.8%
21
5.7%
Moderately
needed
56
29.3%
48
27.3%
104
28.3%
1.60
Eyitayo A. Soretire & Adebowale O. Adeogun
35
playing of
musical
instruments
Highly
needed
119
62.3%
123
69.9%
242
65.9%
A conducive
environment for
personal practice
of musical
instruments
Not needed
7
3.7%
4
2.3%
11
3.0%
Moderately
needed
45
23.6%
38
21.6%
83
22.6%
1.71
Highly
needed
139
72.8%
134
76.1%
273
74.4%
Enough time for
personal practice
and general
rehearsals
Not needed
2
1.0%
5
2.8%
7
1.9%
Moderately
needed
68
35.6%
28
15.9%
96
26.2%
1.70
Highly
needed
121
63.4%
143
81.2%
264
71.9%
Grace and
strength to
combining
secular, family
and academic
activities with
choir ministry
Not needed
23
12.0%
2
1.1%
25
6.8%
Moderately
needed
78
40.8%
50
28.4%
128
34.9%
1.51
Highly
needed
90
47.1%
124
70.5%
214
58.3%
Parents, spouse
and children’s
support for
effective
participation in
the choir ministry
Not needed
7
3.7%
16
9.1%
23
6.3%
Moderately
needed
59
30.9%
47
26.7%
106
28.9%
1.59
Highly
needed
125
65.4%
113
64.2%
238
64.9%
Good health for
effectiveness
Not needed
9
4.7%
17
9.7%
26
7.1%
Moderately
needed
51
26.7%
32
18.2%
83
22.6%
1.63
Highly
needed
131
68.6%
127
72.2%
258
70.3%
Field survey, 10th October 2020.
Table 2(a): Conducive learning environment devoid of physical intimidation and emotional frustration
allows for a free exchange of musical ideas. The first part of learning is the physical environment, which
includes but not limited to worship houses but musical instruments needed for personal practices. The
majority (74.4%) of the choristers need a conducive environment for personal practice of musical
instruments across the selected churches. The table also indicates the need for conducive environment
among Pentecostal churches (76.1%) than mainline (72.8%). The quest for more conducive environment in
the study area brings improvement in the practice of church music education. Also, church music is an
expression determined, moulded, interpreted and coloured by physical and cultural environment of the
people.
Table 2(b)
Needs for music education across churches (continued)
Music education need
parameters
Classification of church you belong
Orthodox
Pentecostal
Total
f
Percentage
f
Percentage
f
Percentage
𝑥̅
A closer venue
for rehearsals
to avoid stress,
lateness and
absentees at
rehearsals
Not needed
17
8.9%
26
14.8%
43
11.7%
Moderately
needed
84
44.0%
61
34.7%
145
39.5%
1.37
Highly
needed
90
47.1%
89
50.6%
179
48.8%
Two rehearsals
weekly for
effectiveness
Not needed
20
10.5%
19
10.8%
39
10.6%
Moderately
needed
67
35.1%
54
30.7%
121
33.0%
1.46
Highly
needed
104
54.5%
103
58.5%
207
56.4%
Malaysian Journal of Music Vol. 10, Issue 2 (29–44)
ISSN 2600-9366, eISSN 2600-9331
36
Only one
rehearsal per
week
Not needed
58
30.4%
62
35.2%
120
32.7%
Moderately
needed
71
37.2%
54
30.7%
125
34.1%
1.01
Highly
needed
62
32.5%
60
34.1%
122
33.2%
Avoidance of
leaders’
preference for
certain
members of the
choir over
others
Not needed
66
34.6%
48
27.3%
114
31.1%
Moderately
needed
71
37.2%
29
16.5%
100
27.2%
1.11
Highly
needed
54
28.3%
99
56.2%
153
41.7%
Prestige and
recognition in
the church
Not needed
58
30.4%
73
41.5%
131
35.7%
Moderately
needed
74
38.7%
42
23.9%
116
31.6%
.97
Highly
needed
59
30.9%
61
34.7%
120
32.7%
Modification in
the musical
practices and
styles of the
church, that is,
the need to
move along
with the
societal
changes
Not needed
25
13.1%
54
30.7%
79
21.5%
Moderately
needed
81
42.4%
58
33.0%
139
37.9%
1.19
Highly
needed
85
44.5%
64
36.4%
149
40.6%
Ability to sing
alone,
especially one’s
voice part
among many
other parts
without shifting
to other parts
Not needed
19
9.9%
6
3.4%
25
6.8%
Moderately
needed
38
19.9%
22
12.5%
60
16.3%
1.70
Highly
needed
134
70.2%
148
84.1%
282
76.8%
Ability to
compose
simple
melodies for
choir use
Not needed
4
2.1%
13
7.4%
17
4.6%
Moderately
needed
69
36.1%
47
26.7%
116
31.6%
1.59
Highly
needed
118
61.8%
116
65.9%
234
63.8%
Field survey, 10th October 2020.
Table 2(b): The majority (76.8%) across sampled churches were of the view that ability to sing alone,
especially one’s voice part among many other parts without shifting to other parts is highly needed. Results
show that there was more need for such among Pentecostals (84.1%) compared to mainline churches
(70.2%). Choristers usually have ability to sing alone, use instruments and follow a song’s structure with
interest, enthusiasm and the support of a music teacher.
Table 2(c)
Needs for music education across churches (continued)
Music education need
parameters
Classification of church you belong
Orthodox
Pentecostal
Total
f
Percentage
f
Percentage
f
Percentage
𝑥̅
Ability to
compose
simple
harmony for
choir use
Not needed
6
3.1%
13
7.4%
19
5.2%
Moderately
needed
70
36.6%
48
27.3%
118
32.2%
1.57
Highly
needed
115
60.2%
115
65.3%
230
62.7%
Eyitayo A. Soretire & Adebowale O. Adeogun
37
Ability to sight-
read or play for
self-reliance
Not needed
8
4.2%
19
10.8%
27
7.4%
Moderately
needed
71
37.2%
48
27.3%
119
32.4%
1.53
Highly
needed
112
58.6%
109
61.9%
221
60.2%
Preference to
learn music by
imitation (route
method) and
observation
Not needed
9
4.7%
20
11.4%
29
7.9%
Moderately
needed
95
49.7%
90
51.1%
185
50.4%
1.34
Highly
needed
87
45.5%
66
37.5%
153
41.7%
Preference to
learn music by
sol-fa notation
method
Not needed
5
2.6%
11
6.2%
16
4.4%
Moderately
needed
83
43.5%
76
43.2%
159
43.3%
1.48
Highly
needed
103
53.9%
89
50.6%
192
52.3%
Preference to
learn music by
shape note
method
Not needed
9
4.7%
25
14.2%
34
9.3%
Moderately
needed
99
51.8%
79
44.9%
178
48.5%
1.33
Highly
needed
83
43.5%
72
40.9%
155
42.2%
Preference to
learn music by
listening to
audio/visual
recording and
then imitate
Not needed
24
12.6%
31
17.6%
55
15.0%
Moderately
needed
91
47.6%
57
32.4%
148
40.3%
1.30
Highly
needed
76
39.8%
88
50.0%
164
44.7%
I prefer
memorisation
method of
learning music
Not needed
24
12.6%
27
15.3%
51
13.9%
Moderately
needed
88
46.1%
68
38.6%
156
42.5%
1.30
Highly
needed
79
41.4%
81
46.0%
160
43.6%
Preference for
music that
involve
dancing and
shaking of the
body
Not needed
28
14.7%
47
26.7%
75
20.4%
Moderately
needed
63
33.0%
71
40.3%
134
36.5%
1.23
Highly
needed
100
52.4%
58
33.0%
158
43.1%
Preference for
classical music
performance
Not needed
10
5.2%
33
18.8%
43
11.7%
Moderately
needed
69
36.1%
65
36.9%
134
36.5%
1.40
Highly
needed
112
58.6%
78
44.3%
190
51.8%
Preference for
band music
performance
Not needed
25
13.1%
51
29.0%
76
20.7%
Moderately
needed
83
43.5%
67
38.1%
150
40.9%
1.18
Highly
needed
83
43.5%
58
33.0%
141
38.4%
Field survey, 10th October 2020.
Table 2(c): In simple terms, harmony occurs when more than one note is played or sung at the same time.
This can be as an interval (two notes, also called a dyad) or chords of three or more notes. The ability to
compose simple harmony for choir use was highly needed in Pentecostals (65.3%) than mainline churches
(60.2%). The results indicate that composition of simple harmony was highly needed across sampled
churches. Music is seen as integrated and comprehensive art involving composition, listening and
performance. It is characterised by pitch, duration, intensity and volume. Music is identified through
melody, rhythm and harmony.
Malaysian Journal of Music Vol. 10, Issue 2 (29–44)
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38
Table 2(d)
Needs for music education across churches (continued)
Music education need
parameters
Classification of church you belong
Orthodox
Pentecostal
Total
f
Percentage
f
Percentage
f
Percentage
𝑥̅
Preference for
choral music
performance
Not needed
23
12.0%
23
13.1%
46
12.5%
Moderately
needed
82
42.9%
51
29.0%
133
36.2%
1.39
Highly
needed
86
45.0%
102
58.0%
188
51.2%
Preference for
self-composed
music for choir
performance
(composition
by any of the
choir
members)
Not needed
5
2.6%
6
3.4%
11
3.0%
Moderately
needed
64
33.5%
90
51.1%
154
42.0%
1.52
Highly
needed
122
63.9%
80
45.5%
202
55.0%
Preference for
already
composed
music by other
composers
outside the
church
Not needed
13
6.8%
21
11.9%
34
9.3%
Moderately
needed
108
56.5%
86
48.9%
194
52.9%
1.29
Highly
needed
70
36.6%
69
39.2%
139
37.9%
Better
understanding
of all that is
being taught in
music during
rehearsals
Not needed
2
1.0%
16
9.1%
18
4.9%
Moderately
needed
58
30.4%
48
27.3%
106
28.9%
1.61
Highly
needed
131
68.6%
112
63.6%
243
66.2%
Financial
provision for
transport fare
to rehearsals
and purchase
of musical
instruments for
personal use
Not needed
17
8.9%
23
13.1%
40
10.9%
Moderately
needed
79
41.4%
75
42.6%
154
42.0%
1.36
Highly
needed
95
49.7%
78
44.3%
173
47.1%
Development
of conducting
skills
Not needed
14
7.3%
8
4.5%
22
6.0%
Moderately
needed
68
35.6%
63
35.8%
131
35.7%
1.52
Highly
needed
109
57.1%
105
59.7%
214
58.3%
Field survey, 10th October 2020.
Table 2(d): Human understanding focuses either on what it means to understand and how understanding
develops or on the way knowledge of music is constructed. Better understanding of all that is being taught
in music during rehearsals was highly needed among the majority (66.2%) of the sampled choristers.
However, 68.6% of the mainline choristers stressed the need for better understanding of all that is being
taught in music during rehearsals compared with Pentecostal churches (63.6%). As choristers encounter
music, they actually bring their own creativity to the music-learning environment leading to better
knowledge, skill, understanding and development.
Eyitayo A. Soretire & Adebowale O. Adeogun
39
Table 2(e)
Needs for music education across churches (continued)
Music education need
parameters
Classification of church you belong
Orthodox
Pentecostal
Total
f
Percentage
f
Percentage
f
Percentage
𝑥̅
Development
of creative
thinking skills
Not needed
7
3.7%
1
0.6%
8
2.2%
Moderately
needed
74
38.7%
44
25.0%
118
32.2%
1.63
Highly
needed
110
57.6%
131
74.4%
241
65.7%
Development
of self-
confidence for
effective
musical
performance
Not needed
16
8.4%
1
0.6%
17
4.6%
Moderately
needed
54
28.3%
25
14.2%
79
21.5%
1.69
Highly
needed
121
63.4%
150
85.2%
271
73.8%
Self-discipline
for
effectiveness
Not needed
13
6.8%
1
0.6%
14
3.8%
Moderately
needed
42
22.0%
19
10.8%
61
16.6%
1.76
Highly
needed
136
71.2%
156
88.6%
292
79.6%
Development
of a teamwork
spirit
Not needed
8
4.2%
1
0.6%
9
2.5%
Moderately
needed
54
28.3%
30
17.0%
84
22.9%
1.72
Highly
needed
129
67.5%
145
82.4%
274
74.7%
To earn money
and have a
means of
livelihood
through church
music
education
Not needed
57
29.8%
58
33.0%
115
31.3%
Moderately
needed
85
44.5%
51
29.0%
136
37.1%
1.00
Highly
needed
49
25.7%
67
38.1%
116
31.6%
Organising
musical
concerts and
exposure to
other churches’
musical
concerts
Not needed
7
3.7%
12
6.8%
19
5.2%
Moderately
needed
60
31.4%
51
29.0%
111
30.2%
1.59
Highly
needed
124
64.9%
113
64.2%
237
64.6%
Field survey, 10th October 2020.
Tables 2(e): Self-discipline in church music is self-regulation of chorister’s behaviour to suit society or
environment which the chorister belongs to. The majority (79.6%) of the sampled respondents were self-
disciplined for effectiveness across churches. Specifically, the percentage was higher among the Pentecostal
(88.6%) than the Orthodox churches (71.2%).
In summary, results show that self-discipline for effectiveness (1.76) ranked first among choristers.
This was followed by development of a teamwork spirit (1.72); conducive environment for personal practice
of musical instruments (1.71); enough time for personal practice and general rehearsals (1.70); ability to
sing alone (1.70); development of self-confidence for effective musical performance (1.69); acquisition of
certain singing skills (1.66); good health for effectiveness (1.63); development of creative thinking skills
(1.63); better understanding of the music taught during rehearsals (1.61); instructor for personal guidance
on the playing of musical instruments (1.60); parents, spouse and children’s support for effective
participation in the choir ministry (1.59); ability to compose simple melodies for choir use (1.59); organising
musical concerts and exposure to other churches’ musical concerts (1.59) and improvement of auditory
skills (1.57).
Malaysian Journal of Music Vol. 10, Issue 2 (29–44)
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Disparities in Choristers’ Need for Church Music Education
The results of the church music education need index is shown in Table 3. Church music education is
critically needed across churches (54.8%). Significantly, there were more choristers in dire need of church
music education within Orthodox churches (55.5%) than in the Pentecostal churches (54.0%). In other
words, Orthodox churches should focus more on teaching or learning church music.
Table 3
Church music education need index
Church Classification
Total
Orthodox
Pentecostal
f
%
f
%
f
%
Minimum
Maximum
Mean
Std.
Deviation
Need
level
Low
85
44.5
81
46.0
166
45.2
20.00
78.00
56.56
9.54
High
106
55.5
95
54.0
201
54.8
Hypotheses Testing
H01: There is no significant relationship between the need for church music education among sampled
choristers and their socio-economic characteristics.
H02: There is no significant difference in the mean rating of respondents’ need for music education across
churches.
Table 4
Chi-square analysis of the relationship between the need for church music education among sampled choristers and
their socio-economic characteristics
Need level
Low
High
Total
c2
df
p value
f
%
f
%
f
%
Age
20 years and
below
23
13.9%
39
19.4%
62
16.9%
21–40 years
97
58.4%
123
61.2%
220
59.9%
5.393
3
.015*
41–60 years
42
25.3%
33
16.4%
75
20.4%
Above 60 years
4
2.4%
6
3.0%
10
2.7%
Sex
Male
62
37.3%
79
39.3%
141
38.4%
Female
104
62.7%
122
60.7%
226
61.6%
.147
1
.702
Household
size
1–5 people
129
77.7%
159
79.1%
288
78.5%
Above 5 people
37
22.3%
42
20.9%
79
21.5%
.105
1
.746
Marital
status
Single
94
56.6%
123
61.2%
217
59.1%
Married
67
40.4%
77
38.3%
144
39.2%
7.299
4
.121
Divorced
1
0.6%
0
0.0%
1
0.3%
Widowed
4
2.4%
0
0.0%
4
1.1%
Separated
0
0.0%
1
0.5%
1
0.3%
Educational
Status
No formal
education
0
0.0%
2
1.0%
2
0.5%
Adult education
0
0.0%
2
1.0%
2
0.5%
Primary
education
2
1.2%
0
0.0%
2
0.5%
Junior
secondary
education
2
1.2%
7
3.5%
9
2.5%
Senior
secondary
education
13
7.8%
33
16.4%
46
12.5%
14.722
7
.040*
National
Certificate in
education
17
10.2%
18
9.0%
35
9.5%
Polytechnic
Education
40
24.1%
46
22.9%
86
23.4%
Eyitayo A. Soretire & Adebowale O. Adeogun
41
University
education
92
55.4%
93
46.3%
185
50.4%
Which of the
voice part do
you sing
Bass
22
13.3%
19
9.5%
41
11.2%
Baritone
4
2.4%
2
1.0%
6
1.6%
Tenor
42
25.3%
45
22.4%
87
23.7%
Countertenor
1
0.6%
0
0.0%
1
0.3%
14.883
7
.038*
Alto
44
26.5%
36
17.9%
80
21.8%
Contralto
3
1.8%
7
3.5%
10
2.7%
Mezzo-soprano
3
1.8%
2
1.0%
5
1.4%
Soprano
47
28.3%
90
44.8%
137
37.3%
Years spent
as Chorister
20 years and
below
128
77.1%
168
83.6%
296
80.7%
21–40 years
33
19.9%
33
16.4%
66
18.0%
7.132
2
.038*
Above 40 years
5
3.0%
0
0.0%
5
1.4%
Field survey, 10th October 2020. *Significant @ 0.05.
Chi-square analysis of the relationship between the need for church music education among
sampled choristers and their socio-economic characteristics is shown in Table 4. Results indicate that a
significant relationship existed between the need for church music education among sampled choristers and
socio-economic characteristics including age (c2 = 5.393; p ≤ .05), educational status (c2 = 14.722; p ≤ .05),
voice part used (c2 = 14.883; p ≤ .05) and years spent as a chorister (c2 = 7.132; p ≤ .05). Church music
education needs depend on age, educational status, voice part used and years spent as a chorister. This
implies demographic data which are socio-economic information expressed statistically such age,
educational status, voice part used and years spent as a chorister had significant influence on church music
education needs. Age determines musical preferences and accounts for varied dispositions to church music
among different age categories. Higher level of music achievement may reflect higher motivation for music,
greater discipline and/or higher musical skills. Governments, corporations, churches and other non-
government organisations use demographics to learn more about a population’s characteristics for many
purposes including policy development. Numerous studies have found that music participation is associated
with higher scores on standardised academic achievement tests (Dos Santos-Luiz et al., 2015) as well as on
assessments of academic-related cognitive competences such as visual and auditory competencies (Benz et
al., 2016). Church music education needs are also based on music training and significant variation in
quality of training and instruction (Dumont et al., 2017; Foster & Jenkins, 2017; Sala & Gobet, 2017). Also,
Elpus (2013) observed that socio-demographic factors such as time used, education in terms of academic
achievement and attitudes/motivation are important in church music education needs. A chorister with prior
years of engagement, practising and participation in music both in and outside churches have better chances
of improved performance and participation.
Table 5
Independent samples t-test of difference in the mean rating of respondents’ need for music education across churches
Levene's Test for
Equality of
Variances
t-test for Equality of Means
F
Sig.
T
df
Sig.
Mean
Difference
Std. Error
Difference
95% Confidence
Interval
Lower
Upper
Equal
variances
assumed
0.455
0.501*
-
1.028
365
.0305*
-1.02374
.99615
-
2.98266
.93518
Equal
variances
not assumed
-
1.031
364.959
.0303*
-1.02374
.99324
-
2.97694
.92946
Field survey, 10th October 2020. *Significant @ 0.05. Orthodox 56.0785, Pentecostal 57.1023
Table 5 shows the independent samples t-test of difference in the mean rating of respondents’ need
for music education across churches. The results show that there is a significant difference in the mean
rating of respondents’ need for music education across churches (t = 1.028; p < .05). By implication, the
need for church music education varies significantly across churches. It follows also that there is a need for
church music education in Orthodox churches (56.0785) than Pentecostal (57.1023) churches.
Malaysian Journal of Music Vol. 10, Issue 2 (29–44)
ISSN 2600-9366, eISSN 2600-9331
42
Summary
This study was designed to assess the need for church music education in Orthodox and Pentecostal
churches. Results indicate that there were more young choristers in Pentecostal churches within the age
group of ≤ 40 years than in Orthodox churches. Female choristers dominate church music across churches.
Also, there were more people within the household range of 1–5 among Pentecostal choristers (81.8%) than
Orthodox churches (75.4%). While a majority (50.4%) of the choristers had university education, most
(80.7%) of the respondents were within an experienced group of ≥ 20 years. In terms of parts, the soprano
was more utilised among Orthodox choristers (38.2%) in comparison to Pentecostal church choristers. There
was a need for self-discipline for effectiveness (1.76), development of a teamwork spirit (1.72) and a
conducive environment for personal practice of musical instruments (1.71) among others.
Conclusion
In general, we maintain that church music education needs among sampled choristers varied significantly
across church categories and depend on socio-economic characteristics such as age, educational status,
voice part and years spent as a chorister. Thus, beyond the focused population, there is a need for discipline
in music education across churches.
Recommendations
Church music leaders, directors, instructors and choristers particularly within Orthodox churches should re-
strategise on the modalities of training and re-training their choristers or members to be resilient, disciplined,
confident and practicable on the need to adopt a formidable music centre. This is achieved through
nurturing, setting expectations and boundaries, fostering a sense of personal responsibility, encouragement
and teaching on how to fulfil choirs’ obligations. There is a need for churches to provide adequate free
musical training and re-training of choristers in the reading and writing of music. Church management
should always consider more participation of young, creative and well-experienced choristers in church
music for an overall improvement in relation to the needs of church music education.
Music education teachers and experienced music professionals should be employed by churches to
maximally improve the teaching and learning of music for choristers and churches. This will improve music
literacy, aid simplicity of teaching and learning methods as well as the interchange of methods. Finally, it
is strongly recommended that instructors and directors should be musically trained, knowledgeable and
skillful for the overall success of music education particularly within Orthodox churches. Talented youths
should be given the opportunity to display their real-life experiences and possibly showcase their talents on
public platforms and media; this will encourage or drive the interest of other youths.
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Biography
Soretire, Eyitayo Aderonke is a lecturer in music at Federal College of Education, Osiele, Abeokuta, Ogun State,
Nigeria. She obtained her M.A. (Music) from University of Nigeria, Nsukka and currently about to defend her PhD
thesis in music education in the same University. She has been working with musical arts education in Nigeria. She
has some national and international publications in the area of music education and African music to her credit. Her
research interests include areas of Music Education, African music and Ethnomusicology.
Adebowale Oluranti Adeogun is a senior lecturer in music at University of Nigeria, Nsukka. He received his DMus
degree in music education from University of Pretoria, South Africa. His interest is to bridge music, education,
ethnomusicology and the arts. He has been working in music history, musical heritage and musical arts education in
Nigeria. He has published both nationally and internationally in the area of African music and music education. He
has served as a member of the editorial boards for national and international journals. His research interests include
areas of Music Education, Performance, Composition and Ethnomusicology.
|
Malaysian Journal of Music Vol. 10 No. 2 (2021) | cultural awareness, local and global communities, sensitivity, social justice, World Music Pedagogy | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/390 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/5047 | World Music Pedagogy: Gateway to Global Citizenship and Children’s Creative Impulses | In this article, we seek to examine ways in which educators can bring music of world cultures into classrooms of children in a respectful, sensitive manner. Myriad issues of diversity, equity, and inclusion are at the center of the conversation among music educators across the globe. As educators are committed to issues of globaliation, social justice, and cultural democracy, we intend here to discuss World Music Pedagogy (WMP) as a means of fostering children’s musical and cultural awareness in embracing both local and global communities. These involve careful considerations, as WMP is a multi-dimensional learning process that recognises the importance of deep and reflective listening as gateway to knowing the music in order to participate in it, to perform it, to create new works within the style of the studied music, and to know its cultural meaning, context, and function. Lastly, we present three “classroom portraits” through activities with examples from Brazilian, Ugandan, and Canadian Arctic Indigenous cultures that can open pathways that lead learners to a comprehensive experience with music in and as culture. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/5047/3197 | [
" ",
"is an Assistant Professor of Music Education at the University of Hartford's Hartt School. She is a Ph.D. candidate in Music Education with an emphasis in Ethnomusicology at the University of Washington and a member of ",
"Editorial Board. Blending her interests in music education and ethnomusicology, Juliana has presented papers and given clinics on the topic of multicultural sensitivity, Afro-Brazilian drumming traditions, children’s musical cultures, and gender and music. She has received research grants from the American Orff-Schulwerk Association (for the work on collective songwriting at the Yakama Nation Tribal School) and the Canadian Social Sciences and Humanities Research Council (for the work with repatriated recordings). She is a recipient of the Elizabeth May (Slater) Award from the Society for Ethnomusicology for her paper on the topic of archived field recordings featuring children. As a clinician, Juliana has given more than 50 workshops in the United States, Brazil, and Europe. She directs Seattle’s Maracatu de Baque Virado ensemble.",
" is Donald E. Peterson Professor of Music at the University of Washington, where she teaches courses at the interface of education and ethnomusicology. She is the author of ",
" co-author of ",
"(2017), co-editor of Oxford’s 28-volume Global Music Series (2004-2018),",
", and ",
" (2013). Campbell is recipient of the 2012 Taiji Award (China) and the 2017 Koizumi Prize (Japan) for work on the preservation of traditional music through educational practice and has been engaged in partnerships within schools in Tanzania, Myanmar, and Mexican-heritage and indigenous communities in the Yakama Valley. Educational consultant to Smithsonian Folkways Recordings, the Alan Lomax recordings, and the Global Jukebox, she is editor of the seven-volume series on World Music Pedagogy (2018-2021) for practicing and prospective teachers.",
"Campbell, P. S. (2004). Teaching music globally: Experiencing music, expressing culture. Oxford University Press. ",
"Campbell, P. S. (2013). Children, teachers, and ethnomusicologists: Traditions and transformations of music in schools. In B. Alge and O. Krämer (Eds.), Beyond borders: Welt, musik, pädagogik: Musikpädagogik und ethnomusikologie im diskurs. Wißner. ",
"Campbell, P. S. (2014). Teaching a multicultural experience: Music, culture, and pedagogy. The Orff Echo, 46(2), 10-14. ",
"Campbell, P. S. (2018). Music, education, and diversity. Teachers College Press. ",
"Campbell, P. S. & Lum, C.H. (2019). World music pedagogy: School-community intersections. Oxford University Press. ",
"Cain, M., Lindblom, S., & Walden, J. (2013). Initiate, create, activate: Practical solutions for making culturally diverse music education a reality. Australian Journal of Music Education, 2, 79-97. ",
"Coppola, W., Hebert, D., & Campbell P. S. (2021). World music pedagogy: Teaching world music in higher education. Oxford University Press. ",
"Oliveirah (2011, October 22). Seu Maia. [Video] YouTube. ",
" ",
"Moon, J. (n.d.). Delicious peace: Music of the Ugandan Mirembe Kawomera Coffee Cooperative. Smithsonian Folkways Recordings. ",
" ",
"Omolo-Ongati, R. (2005). Prospects and challenges of teaching and learning musics of the world’s cultures: An African perspective. In P. S. Campbell (Ed.), Cultural diversity in music education: Directions and challenges for the 21st century, (pp. 59-68). Australian Academic Press. ",
"Roberts, J. C. & Beegle, A. C. (2018). World music pedagogy: Elementary music education. Routledge. ",
"Schippers, H. (2010). Facing the music. Oxford University Press. ",
"Wright, R. (2015). Music education and social reproduction: Breaking cycles of injustice. In C. Benedict, P. Schmidt, G. Spruce, & P. Woodford (Eds.), Oxford handbook of social justice in music education, (pp. 340-341). Oxford University Press. ",
"World Music de Gato Nando (2016, October 27). Tudjaat - Qiugauiit (Inuit, Canadá) [Video]. YouTube. ",
" "
] | Juliana Cantarelli Vita & Patricia S. Campbell
45
World Music Pedagogy: Gateway to Global Citizenship and Children’s
Creative Impulses
Juliana Cantarelli Vita*
Music Education, University of Hartford,
200 Bloomfield Ave, West Hartford, CT 06117
e-mail:[email protected]
Patricia Shehan Campbell
Music Education, University of Washington
Music Building, Seattle, WA 98195
e-mail: [email protected]
*Corresponding author: [email protected]
Published: 25 October 2021
Cite this article (APA): Cantarelli Vita, J. & Campbell, P. S. (2021). World music pedagogy: Gateway to global
citizenship and children’s creative impulses. Malaysian Journal of Music, 10(1), 45-53.
https://doi.org/10.37134/mjm.vol10.2.4.2021
Abstract
In this article, we seek to examine ways in which educators can bring music of world cultures into classrooms of
children in a respectful, sensitive manner. Myriad issues of diversity, equity, and inclusion are at the center of the
conversation among music educators across the globe. As educators are committed to issues of globaliation, social
justice, and cultural democracy, we intend here to discuss World Music Pedagogy (WMP) as a means of fostering
children’s musical and cultural awareness in embracing both local and global communities. These involve careful
considerations, as WMP is a multi-dimensional learning process that recognises the importance of deep and reflective
listening as gateway to knowing the music in order to participate in it, to perform it, to create new works within the
style of the studied music, and to know its cultural meaning, context, and function. Lastly, we present three “classroom
portraits” through activities with examples from Brazilian, Ugandan, and Canadian Arctic Indigenous cultures that can
open pathways that lead learners to a comprehensive experience with music in and as culture.
Keywords: cultural awareness, local and global communities, sensitivity, social justice, World Music Pedagogy
Introduction
In a time of global turbulence and transformation, the myriad issues of diversity, equity, and inclusion have
permeated the conversation among music educators. Many educators across the world who are committed
to issues of globalisation, social justice, and cultural democracy as it is relevant to their professional work
as seeking ways to teaching music globally, culturally, and interculturally. While curricular reform of this
nature may seem to be explicitly geared to courses for university-level music students, these issues are
unquestionably applicable to the musical education of children. Primary school music educators are
recognising their powerful role in bridging cultures and communities both locally and globally, even as they
continue their dedication to fostering children’s musical development and supporting their creative
impulses. Wright (2015) argues that “numerous sociologists have identified the crucial role that education
plays in such social reproduction, and key figures have highlighted the role of culture in these cycles of
injustice” (pp. 340-341). We are at a time at which we can take seriously the importance of culture in the
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music we select to teach, and the ways in which we can fold into our lessons the musical experience and
the pathways to cultural understanding and human empathy.
Several questions, however, loom large in the educator’s quest to further open the gates to global
citizenship: how to do so respectfully, how to embrace music as the culture of the people, the musicians and
dancers whose musical treasures we can come to know? In a moment of deep conversations of
appropriateness, appropriation, and positionality, it is timely to center music with cultural study when
welcoming a diversity of musical forms and practices into the classroom to sing, play, dance, and launch
into newly creative expressions. In this article, the authors seek to further examine the ways in which music
educators can do so, respectfully, through a specific framework known as World Music Pedagogy (WMP).
Here, two music educators who work in collaboration with ethnomusicologists share practical examples
drawn from classrooms of children in order to explain World Music Pedagogy as a comprehensive venture
for knowing music and culture. We examine the carefulness of “going global” in curriculum and instruction
in all circumstances and settings, and what that means in theory and practice. Lastly, we consider social
justice and cultural democracy as elemental in the construction of pedagogical practice, so that the musical
education of children can lead to decolonisation, the active dismantling of oppressive practices, and global
citizenship.
Why Global Citizenship?
In the quest for the "global citizenship" of their young learners, primary school music educators are taking
aim at breaking with “cycles of injustice” by developing children’s intercultural understanding. They are
re-examining the cultural meanings of songs for the messages they convey, even as they are pursuing a
more global sampling of the musical selections they feature in their lessons. In music education practice,
global citizenship is achieved through musical study and experience, and the application of World Music
Pedagogy (Campbell, 2004; 2018) is a fitting process for guiding children to a recognition through music
of human rights, cultural identity, and the embrace of human musical values within and across cultures.
In school settings, there is great potential for fashioning musical studies that embrace both local
and global communities. In fact, school music educators are well situated for developing children’s musical
and cultural understandings, and for addressing issues of diversity, equity, and inclusion that lead to
responsible global citizenship. They are laying the foundations for children’s intercultural understanding,
so that at an early age, children are experiencing a wide variety of music’s sonic structures and social
meanings. A growing number of school music programmes are successfully introducing children to a wide
span of the world’s musical instruments, cultural treatments of melodic and rhythmic dimensions, and of
ways in which music functions in song, the important cultural context, instrumental works, and as it
integrates with dance and drama. These programmes are drawing children into the worldwide circle of
musical communities, and to a sense of a global belonging and a realisation that they are not only in touch
with the wider world but also with the capacity to care for people beyond themselves and their immediate
families. That music has the capacity to open children’s ears, eyes, and minds to the world is a mark of its
contribution to their evolving global citizenship.
Childhood is marked by a growing awareness of cultural and societal meanings and symbols, and
children use and recognise the multiple aspects attached to music as they mature. Children’s cultural
awareness can be furthered in school music programmes by learning “about the music, who performs it,
and why, where, when, and how” (Roberts & Beegle, 2018, p. 17). A musical education for children can
provide “a platform for minorities and majorities to interact through musical activities” (Omolo-Ongati,
2005, p. 60). It can be both multicultural and intercultural in its embrace of distinctive expressions and
values and can open the door to their realisation that “music travels and is continually being created,
recreated, modified/refashioned, adapted, and reinterpreted …” (Omolo-Ongati, 2005, p. 60). Importantly,
music has the palpable power to build bridges between people, to build social connections, and to foster
respect for the people whose music it is (Campbell, 2018; Schippers, 2010).
Children are capable of an astonishing expanse of musical expressions to sing, play, and dance, and
the new music they create that are quite naturally based in what they know and have experienced. Perceptive
and practiced educators know that an expansion of the palette of musical experiences for children can be
achieved through the greater diversification of the school music curriculum, which then paves the way to a
widening of possibilities for children’s creative musical expressions. Children can therefore know more
music more deeply for its sounds and circumstances, both by experiencing the human variety that is out
there and by their involvement in the intimate details of pitch, rhythm, and other formal elements that they
Juliana Cantarelli Vita & Patricia S. Campbell
47
listen to, perform, and then select out for the new music they will compose and improvise. Thus, this article
provides ways in which music educators can bring the world to the classroom in a respectful manner, with
particular attention to fostering children’s not only their musical and cultural sensitivities but also their
creative impulses.
A Means of Fostering Children’s Musical and Cultural Awareness
Music educators strive within their individual classroom settings for ways not only to enhance their
students’ development in music and through music, but also to make music relevant and meaningful, to
facilitate the understanding of near and distant people and places, to offer powerful creative experiences.
Cain, Lindblom, and Walden (2013) report that “One result of exposure to different musics and musical
sharing across cultures is the expansion of musically creative outputs, as musical cultures borrow and
integrate new elements from each other” (p. 82). They have the potential to foster a cultural and musical
democracy that honours the expressions of the children they teach as well as the wider world in which they
live. Learning happens as educators connect familiar music with culturally unfamiliar music, and as they
foster children’s discovery of the essence of the wider world of musicians, listeners, lovers, and users of
music. Embracing music from various cultures is at times a courageous act, as teachers and their students
tap into music’s cultural contexts and constructs, its new sounds, and its unfamiliar structures. Moreover,
the understanding of music as a multiple human expression reflects the diverse perspective of today’s
pluralistic society.
There are various avenues that support the development of cultural awareness and multicultural-
intercultural understandings in music and through music, as there are also various strategies for encouraging
children’s awareness of the world’s people and cultures. As they experience diverse musical expressions,
children can be encouraged to play with new ideas melodically, rhythmically, and in ways of texture, timbre,
form, and style. For example, children may create a piece based on the three-pitched melodies from the
Basque region txistu (or fipple flute, a symbol of Basque folk revival) on recorders, or classroom xylophones
can be adapted as traditional Basque txalapartas (percussion instrument played with wood knots) so that
children create accompaniment with vertical mallets, in the style of txalapartariak. Or they may create a
rhythm of interweaving lines, a polyrhythm that features claves, guiros, and bongos, congas, and other hand
drums common to an Afro-Cuban matrix of many parts. Or they may discover in a Filipino anklung excerpt
the ways in which melodies may consist of five pitches that, through a distribution of just one pitched
bamboo instrument to a player, can be creatively combined to make a beautiful fluid melodic. Or they may
construct a raga of six pitches, in a tala of six beats, that they can play on the violins, flutes, and clarinets
that they are beginning to learn. Or they may collaboratively create a protest song, a song of struggle, a
freedom song that conveys their belief in human kindness, equal opportunity, and socially just systems that
support the health and welfare of all people in every place. Examples abound, and several illustrations of
these pathways are detailed below. Through pedagogical pathways that begin with deep listening and study
of music’s cultural meaning, and which develop into participatory musicking and performance, children
can create new expressions that extend from knowing well the “origin music”. As they hold some facets of
a musical work in place but change something of the melody, or rhythm, or text, or texture, children are
creating even as they are growing their respect for the people and cultures from which the music flows.
“Going Global” in Music Education Practice
Since the middle of the twentieth century, musical expressions from diverse cultures and styles have
increasingly been featured in school music classrooms, particularly in those geared to children and their
“general music” experiences. Today the music curriculum in many schools in North America, and elsewhere
in the world, are tending to encompass musical works of varied styles and cultures. Myriad events have
paved the way for the development of rationales and approaches for teaching musics from world cultures.
From meetings (such as the 1967 Tanglewood Symposium) to publications (such as the three editions of
Multicultural Perspectives in Music Education (1989, 1996, 2010), collaborations between music educators
and ethnomusicologists have focused on musical practices from the world’s cultural communities, with
attention to cultural contexts and transmission models (Schippers, 2010). These collaborations also include
the development of the Education Section of the Society for Ethnomusicology, the Encounters with
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Ethnomusicologists: Teaching Music/Teaching Culture webinars and courses, the instructional sequences
designed and available via Smithsonian Folkways Recordings and the Global Jukebox, and the seven-
volume World Music Pedagogy Series published by Routledge in 2018-2021.
Born out of the intersection of ethnomusicology and music education scholarship, “a newly
emergent phenomenon known as world music pedagogy” has risen and is finding its way into school music
programmes (Campbell, 2004, 2018; Campbell & Lum, 2019). This pedagogy strives to reach beyond the
repertoire and the “what” and “why” questions, to the query of “how.” It follows on earlier attempts to teach
music of world cultures but gives particular attention to a multi-sensory sequence that balances the study of
music with cultural functions, values, and meanings. The approach to world music experience and study,
which is proposed and edited by Patricia Shehan Campbell, honours transmission practices that are widely
embraced by cultures across the globe, such as (a) oral/aural techniques, (b) other notational systems (or the
inappropriateness of them), (c) improvisatory methods, and (d) common behaviours such as vocalisation
prior to instrumental performance, various solmisation methods, and well-synced (conductor-less) group
performance via group awareness of the musical sounds of one another (Campbell & Lum, 2019; Coppola,
Hebert, & Campbell, 2021). World Music Pedagogy brings students from first listening encounters with
music to full-fledged participation and performances of the music, and over to the possibilities for creating
new ideas that connect to the music they have learned. The process underscores the study of music for its
cultural meaning, and for the potential connections between the culture of the music and the culture of the
learner.
Carefulness in “Going Global”
More than ever, music educators are “going global” in their design and delivery of music that can be
understood and appreciated by listening; participating and performing; creating and learning; its cultural
meaning and function. Yet these same professional educators do well to proceed with caution, to seek
trustworthy sources, and to be culturally responsive (and responsible) to the music, the artists, and the young
learners. The enthusiasm of educators for opening the ears (and minds) of children to the world’s cultures
can be invigorating and revitalising, even colorful and contagious, but for maximal impact and respect,
several safeguards are suggested: (a) Make sure repertoire is available to be used, and that it is permissible
and approved by those whose music it is; (b) Create bridges with communities by working with culture
bearers in two-way collaborations (via support to their communities by grant-writing, creating recordings;
(c) Understand with sensitivity the positionalities of cultural insiders and outsiders. By taking time out to
consider music as the cultural property of musicians, music educators can go global with cultural sensitivity,
humility, and respect.
Global Citizenship via the Dimensions of World Music Pedagogy
The curricular inclusion of “world music”, of a global array of song, dance, and instrumental experience,
has continued to rise in the wake of a recognition of demographic diversity. Collaboration between music
educators and ethnomusicologists, often at the request by the former for the involvement of the latter (but
increasingly with respect by each for the other), has forged curricular ideals and advisories that embrace the
position that “music education should acknowledge universal musicality, while questioning dominant elitist
concepts in musical learning” (Krüger, 2011, p. 208). A conscious attention to musical diversity is evident
in classrooms internationally, even as music educators seek greater guidance as to best practices for
thorough going encounters by their young learners in the music of both local and global cultures.
World Music Pedagogy (WMP) has proven useful to educators at all levels, including primary
school children ages 5-12, as a means of fostering global citizenship through music. A multi-dimensional
learning process, WMP recognizes the importance of deep listening as means of knowing the music in order
to participate in it, to perform it, to create new works within the style of the studied music, and to know its
cultural meaning. Although specific musical selections and styles “will warrant greater use of some
strategies over others … the general intent of the pedagogy—to teach and learn music of the world’s
cultures—is readily realized through these stages” or dimensions (Campbell, 2014, p. 12). Five dimensions
of World Music Pedagogy frame the full-fledged learning experience (Figure 1), which can be applied to
any of the world’s musical expressions, from A to Z (as in the Afghanistan and Algeria all the way to
Zambia and Zimbabwe).
Juliana Cantarelli Vita & Patricia S. Campbell
49
Figure 1. Five Dimensions of World Music Pedagogy (Coppola & Campbell, 2021)
The dimension known as "integrating world music" is important to the development of global
citizenship, in that it honours the power of music to reflect cultural thought and behaviour. It reminds music
educators to tell the stories behind the songs, and to help children understand something of the people who
make the music, why they sing and play the way they do, and what the music means to them. This WMP
dimension is non-sequential, and can be employed first, last, and concomitantly with other dimensions. It
can be “interspersed within opportunities along the way for experiencing the music through listening,
participating, performing, and creating” (Campbell, 2018, p. 117).
The dimension known as "attentive listening" is the first sonic exposure to a musical culture, genre,
or particular work. It calls learners to “listen up” to music’s elemental features and serves as the gateway
into ever-deepening listening experiences, leading students to “big picture” items within the musical and
social structures of the work. Following a series of directive questions (one for each listening to a 30-second
excerpt, with 5-7 (or more) listenings—each of which is guided by a question), students are prompted to
narrow their focus to an important feature of the music that will lead them toward participation.
"Engaged listening" is the WMP dimension that follows attentive listening, and it signals the
beginning of interactive engagement with music. Students might naturally be drawn to an involvement with
the music from its initial listening, tapping the beat, humming a melodic phrase, but engaged listening
happens when students are intentionally invited by the teacher to an active encounter with the sound—to
hum the melody, conduct the meter, play a part on an available instrument. Engaged Listening leads to
student attainment of a participatory consciousness. Through multiple listenings with invitations for
involvement, “the musical engagement advances a musical understanding that is at once aural, analytical,
and holistic” (Campbell, 2018, p. 113).
"Enactive listening" requires a continuous commitment to multiple concentrated listening
experiences. It follows earlier listening, and supports the premise of the oral tradition, that documents the
extent to which music of many cultures can be learned entirely by ear (and with little or no notation
necessary). The idea of enactive listening is to listen while performing and then to “let the recording go”,
to perform without the need any longer for a recording’s support. The teacher’s role within this WMP
dimension is to direct students to listening, matching what they hear, correcting and coaching them, until
they are able to incorporate in their singing and/or playing the appropriate tone, time, texture, tempo, and
every other feature of the musical work that has been entirely learned-by-ear. Performance, then, is the goal
of this phase, as a result of concentrated and continuous listening.
Invention of extensions,
composition, improvisation
Continued listening to performance level
Active participation while listening
Multiple directed listening experiences focused on structures
ATTENTIVE LISTENING
ENGAGED LISTENING
ENACTIVE LISTENING
CREATING WORLD MUSIC
Connection of music to life (and curriculum)
INTEGRATION
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'Creating World Music" is a kind of culminating WMP dimension, and the one which we aim to
explore further here. Children’s creative expressions are informed by their attentive, engaged, and enactive
levels of listening to a culturally unfamiliar selection, taking the musical and cultural experience to a new
level, making that music meaningful and useful in their lives. The extensive previous listening, analysis,
and performance of the music, as per World Music Pedagogy, provides children with ideas that might lead
to the creation of new expressions. As children are immersed in the music and its sonic and sociocultural
structures (and as they are also learning the backstories of the music vis-à-vis Integrating World Music),
then the dimension of Creating World Music offers students a safe place that supports their efforts to
embrace music as their own.
Embracing Global Citizenship: Portraits from the World
However, important a well-rounded music curriculum may be, challenges often arise in the moment of
preparing and implementing culturally (and musically) unfamiliar material. The following three examples
serve to showcase various creative potentials within the world’s musical cultures that inspire children’s
creative expressions while also growing their global awareness and understanding (and citizenship). No
matter the culture, there are countless opportunities for igniting a conversation about the people, the context,
the relationship between children and the world, all of which can be integrated within and around their
musically interactive experiences. Thus, music learned through listening, participation and performance
can launch children to discover not only new ideas for their own music, but also new ways of being and of
making music. These examples below are merely starting points; they demonstrate the reflexivity of World
Music Pedagogy at the intersection of various musical traditions. Noteworthy is that while these examples
demonstrate ways in which children’s creative impulses can be sparked and supported, “Creating World
Music” flows out of the earlier dimensions.
Brazilian Samba de Coco
Playful, in a satire-like manner, samba de coco is ever present in the festivities of Brazilian people, and its
distinct distinguishing feature is community celebration. Blending indigenous, West African, and
Portuguese influences, samba de coco is a tradition that hails from the countryside of Northeastern lands.
The African influence is prevalent mainly in its polyrhythm and call-and-response form, and the strong
indigenous contribution is found in the dance formation and steps (e.g., stomping on the ground).
The “leader” singer improvises during the verses and the group responds with a set refrain. The
thematic material of the songs varies according to local happenings—from protest to celebratory songs.
Participants of the roda (circle) sing, clap, play percussion instruments, and dance altogether. The 2/4 time
drives the dance, and rhythms are performed on low drums, pandeiros (Brazilian tambourine), and ganzás
(shakers), with all clapping throughout. The opportunity to develop skills such as empathy and
understanding/dealing with struggles through this tradition are endless: through continuous listening,
students can recognise the pattern, possible melodic contours, and form (call-and-response).
Samba de coco songs are based on social justice events, everyday life struggles, and celebrations,
such as the song “Seu Maia” by Coco Raízes do Arcoverde (Oliveirah, 2016). Students can be invited to
not only understand the struggles of that specific community in Northeastern Brazil, but also write their
own samba de coco verses, meaningful to their own lives. Through attentive listening, students will be able
to recognise the repeated melodic and rhythmic patterns that happen throughout and engage with the music
as they clap the pattern along with the recording, later enacting the response without the recording. They
might change the melody in order to adapt to the new words, or even create a whole new melody. Students
can also decide on an arrangement and on the adaptability of instruments. They may also add new
instruments to the ones found on the recording, maybe to accompany their call and response, or to create an
atmosphere that will take us into the content of their invented samba de coco song. Lastly, students can
connect to music "they know" that brings up issues of social justice and everyday life struggles.
The five dimensions of World Music Pedagogy are in full blossom within the sequence articulated
above for the Brazilian samba de coco. The listening between with questioning (“Do you hear this
melody?", “What sorts of instruments are playing?”), to invitations to participate (“Clap the rhythm with
the recording”, “Sing the response”), to an assembly of instruments that students can take and play along
with the recording. Integrating world music often emanates from student curiosity as to the purpose of the
music, and who, when, and where the music plays. The creative impulse is nurtured through the provision
of time and place for students to explore ways to try something new with the music, to “change it up”, as
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51
noted above. (In fact, a sample of this exact lesson—led by one of the authors—can be found at the Society
for Ethnomusicology’s Conversations in Ethnomusicology and World Music YouTube channel. Available
at: https://youtu.be/8tq9js6BwtM.)
Canadian Arctic Indigenous “Qiugauiit”
In the artic regions of the North American continent live indigenous people with musical expressions all
their own. Canada’s arctic peoples include the Inuit, who have become known for their throat-singing, their
“tongue-clucks” in language and song, and the presence of large frame drums to accompany their singing.
Contemporary musicians such as Tudjaat have popularized the Inuit styles, and various musicians have
contemporised the sound through the addition of various electronics (synthesisers).
“Qiugauiit”, as performed by Tudjaat/Madeline Allakarialla (World Music de Gato, 2016), begins
with the sounds of the wind, then the loosely tuned frame drum, creating a pulse for the vocal melody.
While it does not include throat-singing, the clucking and drumming are clearly present throughout. There
is no English translation of the song, but the intended mood is sonically set of the cold wind and wide-open
spaces of the artic region. The melody lies in 3/4 time, over eight measures, with repeated phrases and semi-
phrases within the song. There are five pitches in the melody, all with the stretch of an octave. In repetitions
of the song, other instruments are added: Accordion, acoustic and electric guitars, cymbals, and a hint of
other voices in support of the principal singer.
Students who weave their way through attentive, engaged, and enactive listening will learn to
perform this song vocally and on available instruments. They are then capable of launching creative new
inventions that are based upon the song’s elemental features. They may retain all parts of the music, but
invent new verses to sing, or they may play the melody on other instruments—violins, recorders, ukuleles,
clarinets, trumpets, or they may change the rhythm of the melody slightly, or switch to 4/4 (or 5/8). They
may choose any which ways they wish to make something new of a song from the Canadian arctic region
that they have learned by listening and performing. Of course, as per usual, students can continue to refer
to the original music, the original artist, and the original location of the song, but they may also give their
own voice to a re-visiting of the song in a musically creative way. Through creative engagement with the
sonic structures of the song, students can discover and thus grow their respect of the music, musicians, and
culture of the arctic peoples.
For this lesson, it is important to highlight that not all indigenous music (or any other music) is
necessarily wide open to creative pathways by those who are outsiders to that culture. Here we are using an
example that respects the performers and the intent of their music. The five WMP dimensions are put in
play with the intention of conveying the origin and general mood of the music, the multiple listenings for
attention to sonic details, graduating to participatory experiences and then performance, and then to
suggestions for students to be making the music their own through small changes to the melody, the poetic
images, and the instrumentation. The point of World Music Pedagogy is never to remove the connection of
the music to the culture; instead, all the way through the sequence of experiences there is a constant
reference and return to the recording, as well as to the sound and spirit of the recorded musicians with whom
the music resides.
Mirembe Kawomera of a Ugandan Coffee Cooperative
Africa is a continental mass of an almost infinite diversity of ethnicities and races, languages, and dialects,
religious practices, kinship moieties, and social systems, and cultural practices. In Uganda, the farmers of
the Peace Kawomera (Delicious Peace) Fair Trade cooperative in Mbale, Uganda are known for their coffee
production. According to Moon (n.d.), in her lesson “Delicious Peace: Music of the Ugandan Mirembe
Kawomera Coffee Cooperative” (used with permission) found on the Smithsonian Folkways Lesson Plans,
the Mirembe Kawomera Coffee cooperative in Uganda promotes not only the sale of Ugandan coffee but
also the unity of several cultural groups—Jews, Muslims, and Christians—working together in harmony.
“Mirembe” means peace and “kawomera” refers to the high-quality nature of the coffee, as the
movement promotes a common cause of world peace. Drawn from the Smithsonian Folkways Recordings
album Delicious Peace: Coffee, Music & Interfaith Harmony in Uganda, the song “Hit the Jerrycan” can
serve as a gateway into Swahili songs and the social context of coffee cooperatives that are spread across
East-Central Africa. While listening to the track, notice two alternating body percussion sounds, one more
muted than the other. While clapping along with “Hit the Jerrycan,” use two different movements to reflect
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the sounds you hear (for example, “pat” and “clap”). Invite students to listen for what kind of material the
jerrycan is made out of, and how it is played. In the call-and-response nature of the song, ask students to
sing the main response line, “koona koona koona koona akadomolo” (which means “hit, hit, hit, hit, play
the jerrycan”). The themes of coffee, music, and peace are wrapped together within this selection, and the
opportunity to play creatively with the sonic elements of the piece underscore both its musical facets and
cultural meaning.
World Music Pedagogy is played out in the ways described: there are multiple listening
opportunities, first just to get the gist and the groove of the, and then through increasing familiarity to take
on some of the rhythmic percussive sounds through movement, to sound the response and eventually the
call of the music, and to sing-dance-play the piece in its entirety. Importantly to understanding the music
is the integration of its prominence among diverse peoples (in Uganda) who are engaging together in the
trade and sale of coffee and in the making of the music.
Connecting Children to People through Music
As World Music Pedagogy provides children with strong and substantive experiences in “the music of the
world’s cultures where the West is just ‘one of them’” (Campbell, 2004, xvi), the teaching-learning
experiences suggested here assume that every musical work, no matter where in the world its origin may
be, holds facets and features for further development by children of their global citizenship in tandem with
their creative musical impulses. An enriched palette of the world’s musical possibilities from which to
choose, such as examples from Brazilian, Ugandan, and Canadian Arctic Indigenous cultures, offers music
educators pathways for leading their young learners to a comprehensive experience with music in and as
culture.
Music educators are giving their attention to issues of diversity, equity, and inclusion, World Music
Pedagogy fits well as it functions to foster children’s cultural sensitivity while also accomplishing a gamut
of musical goals. The presence of music within children’s playful lives and as it is available through media-
links enables its malleability within the classroom. Teaching-learning episodes across multi-dimensional
experiences can bring to all learners a more relative and relevant connection of music to people and cultures,
and ideologies close to them as well as in far flung places across the world. There is plenty of curricular
room for the inclusion of musical content that is representative of local and global demographics, as well
as for the inclusion of the conversations that will provide opportunities for students everywhere to develop
empathy and respect for the diverse peoples of the world in which they live.
References
Campbell, P. S. (2004). Teaching music globally: Experiencing music, expressing culture. Oxford University Press.
Campbell, P. S. (2013). Children, teachers, and ethnomusicologists: Traditions and transformations of music in
schools. In B. Alge and O. Krämer (Eds.), Beyond borders: Welt, musik, pädagogik: Musikpädagogik und
ethnomusikologie im diskurs. Wißner.
Campbell, P. S. (2014). Teaching a multicultural experience: Music, culture, and pedagogy. The Orff Echo, 46(2),
10-14.
Campbell, P. S. (2018). Music, education, and diversity. Teachers College Press.
Campbell, P. S. & Lum, C.H. (2019). World music pedagogy: School-community intersections. Oxford University
Press.
Cain, M., Lindblom, S., & Walden, J. (2013). Initiate, create, activate: Practical solutions for making culturally
diverse music education a reality. Australian Journal of Music Education, 2, 79-97.
Coppola, W., Hebert, D., & Campbell P. S. (2021). World music pedagogy: Teaching world music in higher
education. Oxford University Press.
Oliveirah (2011, October 22). Seu Maia. [Video] YouTube. https://youtu.be/Cen3Cj8-ltQ
Moon, J. (n.d.). Delicious peace: Music of the Ugandan Mirembe Kawomera Coffee Cooperative. Smithsonian
Folkways Recordings. https://folkways.si.edu/delicious-peace-music-of-the-ugandan-mirembe-kawomera-
coffee-cooperative/tools-for-teaching/Smithsonian
Omolo-Ongati, R. (2005). Prospects and challenges of teaching and learning musics of the world’s cultures: An
African perspective. In P. S. Campbell (Ed.), Cultural diversity in music education: Directions and
challenges for the 21st century, (pp. 59-68). Australian Academic Press.
Roberts, J. C. & Beegle, A. C. (2018). World music pedagogy: Elementary music education. Routledge.
Schippers, H. (2010). Facing the music. Oxford University Press.
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Wright, R. (2015). Music education and social reproduction: Breaking cycles of injustice. In C. Benedict, P.
Schmidt, G. Spruce, & P. Woodford (Eds.), Oxford handbook of social justice in music education, (pp. 340-
341). Oxford University Press.
World Music de Gato Nando (2016, October 27). Tudjaat - Qiugauiit (Inuit, Canadá) [Video]. YouTube.
https://youtu.be/ZlBSzFizg0c
Biography
Juliana Cantarelli Vita is an Assistant Professor of Music Education at the University of Hartford's Hartt School.
She is a Ph.D. candidate in Music Education with an emphasis in Ethnomusicology at the University of Washington
and a member of The Orff Echo Editorial Board. Blending her interests in music education and ethnomusicology,
Juliana has presented papers and given clinics on the topic of multicultural sensitivity, Afro-Brazilian drumming
traditions, children’s musical cultures, and gender and music. She has received research grants from the American
Orff-Schulwerk Association (for the work on collective songwriting at the Yakama Nation Tribal School) and the
Canadian Social Sciences and Humanities Research Council (for the work with repatriated recordings). She is a
recipient of the Elizabeth May (Slater) Award from the Society for Ethnomusicology for her paper on the topic of
archived field recordings featuring children. As a clinician, Juliana has given more than 50 workshops in the United
States, Brazil, and Europe. She directs Seattle’s Maracatu de Baque Virado ensemble.
Patricia Shehan Campbell is Donald E. Peterson Professor of Music at the University of Washington, where she
teaches courses at the interface of education and ethnomusicology. She is the author of Lessons from the World, Music
in Cultural Context, Songs in Their Heads, Teaching Music Globally, Musician and Teacher, Music, Education, and
Diversity: Bridging Cultures and Communities, co-author of Music in Childhood, and Redefining Music Studies in an
Age of Change (2017), co-editor of Oxford’s 28-volume Global Music Series (2004-2018), Oxford’s Global Music
Cultures, and The Oxford Handbook on Children’s Musical Cultures (2013). Campbell is recipient of the 2012 Taiji
Award (China) and the 2017 Koizumi Prize (Japan) for work on the preservation of traditional music through
educational practice and has been engaged in partnerships within schools in Tanzania, Myanmar, and Mexican-
heritage and indigenous communities in the Yakama Valley. Educational consultant to Smithsonian Folkways
Recordings, the Alan Lomax recordings, and the Global Jukebox, she is editor of the seven-volume series on World
Music Pedagogy (2018-2021) for practicing and prospective teachers.
|
Malaysian Journal of Music Vol. 10 No. 2 (2021) | children’s songs, lullaby, longoi tanganak, longoi pogondoi, Rungus, multicultural music education, Sabah | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/390 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/5126 | Bringing the Children’s Songs of the Rungus of Sabah into Malaysian Music Classrooms | The Rungus are one of the indigenous Dusunic ethnic groups of Sabah, most of whom reside in the administrative Districts of Kudat and Pitas. In Rungus culture, many different genres of intangible cultural heritage have been passed down orally over generations. These heritages are valuable resources for teaching cultural awareness and appreciation among children of different ethnicities in Malaysia. They have yet to be introduced in the national music education curriculum. The purpose of this research was to document, transcribe, analyse, and thereafter to select the appropriate | https://ejournal.upsi.edu.my/index.php/MJM/article/view/5126/3226 | [
" is a PhD candidate in Music Education at Universiti Malaysia Sabah (UMS). She graduated BA (Hons) in Music and served as a tutor in the then UMS School of Arts Studies in 2008, and subsequently obtained her Master of Arts (Music) in 2011. She is a winner of four PEREKA gold medals, two ITEX gold medals, one MTE gold medal, and was named as “Woman Inventor of the Year” in 2013. In 2014 at the Seoul International Invention Fair (SIIF), her project “The Tuniring” under the category of Teaching Research and Pedagogical Items won the gold medal and special awards from Taiwan Invention Association. Her research interests include early childhood music education, multicultural music education, Borneo music and dance. She is currently a music lecturer of the Academy of Arts and Creative Technology, Universiti Malaysia Sabah.",
" is Professor of Ethnomusicology in the Faculty of Social Sciences and Humanities, and Head of the Indigenous Culture and Heritage Cluster of the Borneo Institute for Indigenous Studies, at Universiti Malaysia Sabah, where she previously held the Kadazandusun Chair (2003-2016). She graduated BA Honours (Class I) from Monash University (1976) and PhD from University of Queensland (1982) with theses on the music of the Huli of Papua New Guinea. She first came to Sabah in 1977, having married a member of the Kadazan Dusun, Sabah’s largest indigenous group, in 1976, and has conducted ethnomusicological research among many of Sabah’s cultures. Winner of two PEREKA gold medals, her research interests include music and language, music, dance and ritual processes, organology, ethnographic mapping, the sociolinguistic review of ",
"® descriptions of languages in Sabah, the megalithic culture of Tambunan, the Sabah Native Courts and customary law, and indigenous ritual responses to the Covid-19 pandemic. She is a Fellow of the Borneo Research Council, a member of the ICTM Study Group on Performing Arts in Southeast Asia, sits on expert committees of ",
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"Wong. K. Y., & Chiu, M. Y. (2017). Issues and challenges in teaching multicultural music amongst primary music teachers in Malaysia. Malaysian Music Journal, 6(1), 98-110. ",
" "
] | Malaysian Journal of Music Vol. 10, Issue 2 (54-73)
ISSN 2600-9366, eISSN 2600-9331
54
Bringing the Children’s Songs of the Rungus of Sabah into Malaysian Music
Classrooms
Jinky Jane C. Simeon*
Academy of Arts and Creative Technology
Universiti Malaysia Sabah
e-mail: [email protected]
Jacqueline Pugh-Kitingan
Borneo Institute for Indigenous Studies
Universiti Malaysia Sabah
e-mail: [email protected]
*Corresponding author: [email protected]
Published: 22 November 2021
Cite this article (APA): Simeon, J. J. C. & Pugh-Kitingan, J. (2021). Bringing the children’s songs of the Rungus of
Sabah into Malaysian music classrooms. Malaysian Journal of Music, 10 (2), 54-73.
https://doi.org/10.37134/mjm.vol10.2.5.2021
Abstract
The Rungus are one of the indigenous Dusunic ethnic groups of Sabah, most of whom reside in the administrative
Districts of Kudat and Pitas. In Rungus culture, many different genres of intangible cultural heritage have been
passed down orally over generations. These heritages are valuable resources for teaching cultural awareness and
appreciation among children of different ethnicities in Malaysia. They have yet to be introduced in the national
music education curriculum. The purpose of this research was to document, transcribe, analyse, and thereafter to
select the appropriate longoi tanganak (children’s songs) and longoi pogondoi (lullabies) that are suitable to be
introduced into the Malaysia primary school music curriculum based on the recommendations of the culture bearers.
This research employed ethnographic field techniques including participant observations, in-depth and focus group
interviews, as well as audio and video recording. This article taps on the suggestions of culture bearers in developing
suitable song repertoires that serve as school music teachers’ resources. Findings show that culture bearers
recommended counting songs performed in recited heighten speech, songs arranged in the do- re- mi- so and do- mi-
so tone sets, and rhythmic motifs based on the
and
patterns as beginner repertoire for learning
Rungus songs.
Keywords: children’s songs, lullaby, longoi tanganak, longoi pogondoi, Rungus, multicultural music education,
Sabah
Introduction
Over the past few decades, many researchers and music educators have been concerned with the
importance of multicultural music education (Anderson, 1992; Blair & Kondo, 2008; Campbell, 2002;
Chong, 2012; Loong, 2008; Wong et al., 2015; Wong & Chiu, 2017). Multicultural music curricula offer a
wealth of rich musical works for children to explore. Through active engagement with new musical ideas,
students learn about unfamiliar music and the cultures of other people.
As a nation, Malaysia consists of East Malaysia, the large states of Sabah and Sarawak that
comprise the larger land area of the country on Borneo Island, and West Malaysia or Peninsular Malaysia.
It is a multiethnic and multicultural country of over 150 ethnic groups, with the Malay, Chinese, Indian,
and many other indigenous ethnic groups of diverse lifestyles, languages, and cultures. As a result, the
educational curriculum has become one of the most important vehicles for the teachers to provide better
interethnic harmony and understanding of multiple cultures (Wong & Chiu, 2017, p. 98). Currently,
Jinky Jane C Simeon, Jacqueline Pugh-Kitingan
55
Malaysian primary school children are taught to sing and play percussion instruments like the castanet,
hand drum, tambourine and others, based on the published composed songs under the Kurikulum
Standard Sekolah Rendah (KSSR) syllabus. Based on published song books in the local market, it has
been found that the present music curriculum in Malaysia contains very few traditional Malaysian songs.
Most songs are mainly Western or self-composed songs by the music teachers (Lim, 2019). Thus, it can
be surmised that many Malaysian children lack exposure to their indigenous musical traditions, of which
traditional children’s songs are vital components.
Sabah is Malaysia’s most northern state on the northern part of Borneo and is home to more than
58 different ethnic groups with over 100 local dialects (King & King 1984/1997; Pugh-Kitingan et al.,
2018) and mostly speak languages from the ancient indigenous Dusunic, Murutic and Paitanic families of
Austronesian languages. They traditionally practice sophisticated rice cultivation with wet rice on the
plains and dry rice on the hills, sometimes supplemented with riverine fishing and occasional hunted
game from the forests. Coastal communities include the formerly maritime Iranun and the Sama Bajau,
among others, who practiced sea fishing.
Considering the rich cultural diversity enshrined in the songs of Sabah, Malaysian children will be
exposed to a variety of musical expressions that will make them more aware of their indigenous musical
traditions.
When using folk materials in the classroom, maintaining the repertoire’s authenticity is also essential in
our teaching. We need to do research and study in some depth to make sure the materials we choose are
true to the culture. Getting materials only from a book without researching authenticity or cultural
background is not sufficient preparation for providing accurate information to children. As music
educators or teachers should know to choose quality and appropriate music materials for music classroom
teaching. (Loong, 2007)
Loong emphasises that music educators should know how to choose appropriate music materials of high
quality for music classroom teaching.
According to Kodály, only the most musically valuable and attractive material is needed in music
education. In addition, he hoped to use schools to change society and transform culture. The musical
materials of the Kodály approach are authentic children’s musical literature, authentic music of the child’s
culture, and authentic folk music of other cultures. These provide excellent and appropriate elementary
music teaching materials (Choksy, 1999; Feierabend, 1997; Kodály, 1974; Loong, 2007; Trinka, 1995).
Despite Sabah’s rich cultural and environmental diversity and many publications by local scholars
and cultural associations, there is still a lack of music teaching materials for children that utilise the
unique local Sabah cultural genres. Using the Kodály philosophical approach, that is based on utilising
indigenous folk songs as the basis for teaching music to children (Choksy, 1999), it was decided to
explore the potential of Rungus children’s songs for classroom music lessons.
The Rungus have a rich cultural heritage with many genres of oral literature and vocal music that
are still performed today. It was felt that Rungus children’s songs would provide a variety of examples
that could be used to enrich the Malaysian Primary School music curriculum. Moreover, the traditional
worldview of the Rungus, like those of other indigenous groups in Sabah, is based on wholesome family
values, gender balance, a love for children and respect for the natural environment, ideals which are also
often reflected in their sung poetry and customary law (Appell, 1991; Appell, 2010). Hence, the
adaptation and incorporation of Rungus children’s songs into the Malaysian music curriculum would be
appropriate for Malaysian school children of diverse ethnic backgrounds.
This paper aims to introduce some Rungus children’s songs that can be utilised for enriching the
Malaysian Primary School Music curriculum. The song selection from the field recordings to be
developed for this study was based on the suitable vocal singing range for children, simple melodies and
appropriate lyrics for children, such as songs about animals, birds, and plants. Each song discussed here
will be analysed for its musical characteristics that make it suitable for musical teaching purposes, as well
as suggested possible music activities in the classroom.
Background of the Rungus People
The Rungus are the second largest Dusunic ethnic group in Sabah, with around 120,000 to 150,000
population (Porodong, 2012, p. 11). They are the indigenous people of the Kudat Peninsula in northern
Sabah (Figure 1). A group of Rungus people migrated east to the Bengkoka Peninsula (part of today’s
Pitas District) around 150 years ago (Figure 2). Today, there are also some mixed Rungus villages in Kota
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Marudu District among the Kimaragang Dusun and other groups (Pugh-Kitingan, 2020, p. 117). The
Rungus, whose children’s songs are the focus of this study, belong to the Dusunic Family of Languages
which is part of the West Austronesian Super-stock of Austronesian Language (Ethnologue, 2021). Appell
(1978) used the term “Dusunic isoglot” for the collective dialects of the Rungus language. In his writing,
he stated that the Rungus speak a Dusunic language, one of the many found in Sabah and identify
themselves and their language by the autonym Rungus.
Some of the Rungus prefer to be known as Momogun (Porodong, 2001; Low, 2013), a term that is
also used in other Dusunic languages, and which means “people of the place” to emphasise their
indigeneity. The Rungus have different subgroups too, namely Rungus, Nulu, Gonsomon, Pilapazan and
Gandahon who speak different dialects of the Rungus language. Of these subgroups, Rungus proper is the
largest (Appell, 1963; Porodong, 2012, p.111).
Music of the Rungus gong ensemble or ongkob tuntungan, consists of a drum (tontog), a small lap
gong or pompoh and six hanging gongs of different types and sizes, namely three tavag, and one each of
sandangau, koritikon and soludon (that is often played by one performer with the pompoh). This ensemble
accompanies mongigol or Rungus traditional dance performance (Pugh-Kitingan, 2014). The Rungus men
play sundatang or boat lutes for personal expression and entertainment in the vinatang or traditional
longhouse abode (Pugh-Kitingan, 2020). According to Pugh-Kitingan (2017), Rungus women prefer to
play the turali noseflute because novice priestesses traditionally used the turali to help them memorise
rinait (long, scared ritual poetry). Over a time, they developed secular turali music that freely imitates the
melodies of ritual chants (pp. 15-28).
Apart from the instrumental tradition, the oral traditions such as tangon (storytelling), longoi
(singing), and bahul (poems), and the sacred rinait, are still practiced among the Rungus today. However,
some of these have declined due to the existence and influence of mass media such as radio, television,
and other digital media gadgets.
Methodology
This qualitative study employed ethnographic techniques including field observations, in-depth and focus
group interviews, as well as audio and video recording. According to Patton (2015), “Ethnographic
inquiry takes as its central and guiding assumption that any human group of people interacting together
for a period of time will evolve a culture” (p. 100), Creswell (2014) described the ethnographic design as
“qualitative research procedures for describing, analysing, and interpreting a culture group’s shared
patterns of behaviour” (p. 436) The researchers often live with a social group and study their culture,
behaviour as well as knowledge. This approach allows researchers access to the participant’s culture and
enables them to acquire first-hand an understanding of the life and society of a people. As mentioned
above, the Kodály philosophy guided the research from recording the original songs sung by Rungus
singers in the field, to transcribing the songs and their lyrics, to analysing musical characteristics of the
songs, and then to adaptation of the songs for teaching music to children in the classroom.
Participants and Setting
The key informants in this study were twenty-three Rungus singers between the ages of 47 to 87 who are
primarily residing in the Districts of Kudat and Pitas, Sabah. In order to collect and gather related
information concerning Rungus songs, the following Rungus people were contacted as gate-keepers:
Azlan Shafie Abdullah aka Raymond Majumah, Porodong bin Mogilin, Paul Porodong, Inulisan binti
Sasam, Anglene binti Ulad, Edward Modirim bin Mongurog, Jacklyn Motidsi and Natalia Tiffany
Charles. These gate-keepers introduced the well-known traditional singers whom they knew, a process
often described as snowballing. They also assisted as interpreters during the recording sessions, and aided
in translating the lyrics of the songs from Rungus to English. This study focused only on collecting and
documenting Rungus children’s songs. Other genres, such as sacred ritual chants or rinait that can only
be performed by bobolizan or priestesses of the traditional Rungus religion in specific ritual contexts, for
example, were not recorded for this project.
The Rungus gate-keepers and the singers in this study, who were selected for their knowledge of
traditional children’s songs and their cultural knowledge, were fully informed about the aims of the
project and how the recordings of their performances would be transcribed and utilised for developing the
Malaysian Primary School music curriculum. These singers were able to recall many Rungus songs from
their childhood, and were willing to share them for this study. Since these children’s songs are widely
known among the Rungus, the project did not present any ethical issues of violation of privacy or misuse
Jinky Jane C Simeon, Jacqueline Pugh-Kitingan
57
of cultural property. The Rungus transcription and English translation of the song lyrics with the gate-
keepers in consultation with the singers helped to ensure that the song lyrics and their meanings were
accurately presented, so as to avoid any issues of mis-translation, misrepresentation or bias.
Data collection
Field trips to record Rungus songs were conducted in Kudat and Pitas Districts from January 2015 to
October 2017, for a total of fifteen visits. During this period, various kinds of Rungus children’s songs
were recorded, including both solo and group singing.
The first series of recordings and interviews took place in Kudat District from January 26, 2015 to
March 25, 2017, for nine visits. A total of seventeen singers were recorded from the following Kudat
villages: Kampung. Tinutudan, Kampung Matunggung, Kampung Tinanggol, Kampung Popot, and
Kampung Barambangon II (Figure 1). The second series of field trips took place from March 18, 2015 to
July 28, 2017 for six visits. A total of eight singers were recorded from the following Pitas villages:
Kampung Ungkup, Kampung Bongkol, Kampung Taradas and Kampung Manduring (Figure 2). The
performers included teachers, farmers, handicraft makers, part-time church workers and traditional
dancers at homestay tourist centres.
A total of eighty-seven Rungus songs were collected. The songs were chosen by the performers,
based on those that they could remember from their childhood. These included the broad categories of
longoi pogondoi (lullabies) and longoi tanganak (children’s songs). Various genres of these were
recorded in this study, including singing games (3 songs), specific lullabies (26 songs), word chain songs
(17 songs), counting songs (7 songs), call-and-response songs (4 songs), songs that tell a story (28 songs),
and tickling songs (2 songs). These are all authentic Rungus categories of children’s music. Taking an
emic approach to retain the authenticity of song classification, this study classified the recorded examples
according to the Rungus categories rather than trying to fit Rungus songs into non-Rungus or western
categories. Coincidentally, singing games, lullabies, word chain songs and counting songs also correspond
to categories of song listed by Kodály, while call-and-response songs, songs that tell a story, and tickling
songs have also been used by music educators throughout the world based on the Kodály approach
(Choksy, 1999).
Figure 1. Five villages in Kudat District used as research sites in the study. (Source: Salbiah Kindoyop, 28 April,
2021)
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Figure 2. Four villages in Pitas District used as a research site in the study. (Source: Salbiah Kindoyop, (28 April,
2021)
In the analysis of the eighty-seven songs that were recorded in the study, it was found that there
was a wide variety of melodic structures and tone sets. Sixteen of the songs were recited in heightened
speech. Of the remaining seventy-one songs that were sung, the do- re- mi- so and do- mi- so tone sets
were the most common. Most of the songs could be transcribed in a simple duple and quadruple metre.
The most common structural form was the a b variant (49.43%) followed by the a b c (19.54%), and a
(17.24%). It can thus be established that most of the collected Rungus songs have a simple tone set, form,
and metre. Motifs, however, often contain the
and
rhythmic patterns.
Transcribing the Songs
The final selected children’s songs were transcribed into standard Western staff notation. There are two
basic ways to notate folk songs a) descriptive notation, in which a song is transcribed precisely to convey
to a reader the characteristics and the details thoroughly as sung during the performance event, including
accidental key shifts, slides, rests for breath, and b) prescriptive notation, in which song is notated in a
simplified form so that a trained musician can read and play it (Nettl, 1964, p. 61). In this study,
descriptive notation was done to transcribe the original characteristics of the recorded songs. Simplified
prescriptive forms of the songs were then developed for educational purposes, such as teaching musical
concepts in the classroom, but care was taken to retain distinctly Rungus characteristics such as melodic
intervals, rhythmic patterns, and ornamentation. Recurring extractable melodic/rhythmic patterns were
identified so that teachers can utilise songs for teaching specific rhythms and melodies.
The song selection from the field recordings developed for this study was based on: a) a suitable
singing range for children, b) musical characteristics, c) suitable context, and d) authenticity (purely sung
by older people who remembered the song(s), that is, not newly composed songs). Some of the songs
collected during the field trips were rejected for this study because they were deemed unsuitable to be
used as children’s songs, such as long and complicated ritual songs, or songs with wide vocal range,
heavy vibrato, and unfamiliar tonalities.
In adapting the songs for classroom use, the musical characteristics of the original songs have
been maintained as far as possible to ensure authenticity of the Rungus songs in line with the original
philosophy of the Kodály approach. The use of hand actions, hand puppets and clapping in some of the
songs was added as an aid for classroom teaching by illustrating the meanings of some of the song texts.
Jinky Jane C Simeon, Jacqueline Pugh-Kitingan
59
Teaching the Songs
After the recorded Rungus children’s songs had been compiled, transcribed and analysed, a pilot study
was conducted to introduce some of the selected songs to primary school children and music teachers in
Kota Kinabalu. The feedback from the teachers indicated that the collected materials in this study will be
an important resource, and valuable multicultural teaching materials for music teachers to teach in the
classroom.
Rungus Longoi
In the Rungus language longoi means “singing” or “song”, and mindolongoi is “to sing”. This is a broad
category of secular songs such as work songs, drinking songs, love songs, wedding songs, children’s
songs, lullabies, and contemporary Rungus pop songs and sacred melodies for some ritual chants and
Christian songs. From 1959 to 2010, George and Laura Appell recorded and documented the main genres
of Rungus oral literature and vocal music (Appell, 2010). Appell’s catalogue of recordings and
transcriptions of Rungus oral literature included singing and music (Appell 2011). His catalogue includes
longoi do Tumoron (singing at Tumoron) 12 songs, dolow do rinait do Rungus (tunes by which ritual
chants are performed) 25 songs, dolow sid sundatang (tunes played on the long-necked double-stringed
lute or sundatang) 27 songs, mongindolongoi (singing) 21 songs, and miagung (drum and gong ensemble
music). However, only one longoi tanganak was catalogued under mongindolongoi in his collection.
The following sections discuss the selected six examples of longoi tanganak (children’s songs)
and longoi pogondoi (lullabies). Suggested activities to accompany each song when sung in the classroom
are also provided.
Longoi Tanganak (Children’s songs)
Longoi Pongizap (Counting Songs)
Blacking (1967) stated that counting songs are amongst the first songs in a child’s musical repertoire, as
they are easy to remember. The action of counting with fingers usually accompanies such songs (p. 52).
For the Rungus, the children’s counting songs are generally known as longoi pongizap. In the past,
Rungus parents taught longoi pongizap to their little children to develop their counting abilities from
numbers one to ten—iso, duvo, tolu, apat, limo, onom, turu, valu, sizam, hopod— and to enrich their
vocabulary (P. Porodong, personal communication, October 2, 2021).
According to Madam Inowoling binti Montuku from Kampung Tinangol, Kudat (Figure 3), the
singer of the song in Figure 4, this counting song is a particular kind of longoi pongizap known as
pongizap dot rogon meaning counting rogon (devils) or kiraan hantu in Malay. According to P.
Porodong (personal communication, October 2, 2021), the words for the numbers in this example
traditionally functioned as secret number codes that were sometimes used by Rungus adults when
discussing quantities or negotiation of prices in front of non-Rungus listeners. The code words are the
names for types of rogon. These words tend to rhyme with or contain the sounds of number names, and
would be unintelligible to non-Rungus speakers. Prior to the coming of Christianity among the Rungus in
the early 1950s, children were not permitted to play pongizap dot rogon, although they often played
longoi pongizap using the usual names for Rungus numbers. When most of the Rungus became
Christians and the fear of rogon diminished, children also used these rogon terms as number codes to play
pongizap dot rogon.
Madam Inowoling explained that in the past, the Rungus children sang this song as a game,
without stopping for a breath while they counted from one to ten. To win in the game, the child would
sing as fast as they could, which is why these songs have variations in speed. This kind of counting game
song was popular and sung by the children as their entertainment in the yard of the longhouse.
The longoi pongizap transcribed in Figure 4, which is a pongizap dot rogon, was articulated as a
rhythmic recitation by Madam Inowoling, who learned the song as a child. The translation of the song text
from Rungus to English and the musical characteristics is shown in the following sections:
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Rungus Text:
(Secret code terms for numbers)
Korondiso,
Koronduo,
Kotolunggai,
Parapat,
Timbou,
Badjil,
Ponipu,
Buntarang,
Sarapung nga,
Pungguk.
English Translation:
One,
Two,
Three,
Four,
Five,
Six,
Seven,
Eight,
Nine and,
Ten.
Figure 3. Inowoling binti Montuku, around 64 years, from Kampung Tinangol, Kudat.
(duration= 9 seconds)\
Figure 4. Longoi pongizap, a counting song by Inowoling from Tinangol Village, Kudat District
Jinky Jane C Simeon, Jacqueline Pugh-Kitingan
61
Musical Features:
Tone set: None
Scale/ mode: None
Extractable melodic patterns: None
Rhythmic patterns:
Meter: 2/4
Extractable rhythmic patterns: None
Suggested activities:
The teacher can introduce children to counting numbers from one to ten in the daily Rungus language,
such as iso (one), duvo (two), tolu (three), apat (four), limo (five), onom (six), turu (seven), valu (eight),
sizam (nine) and hopod (ten). Next, the teacher can introduce the song Longoi Pongizap to the children,
explaining that there is another poetic way to count the numbers from one to ten among the Rungus from
Kudat using code words for numbers. This song also can also be used to practice the
syncopated
rhythm (measure 3 and measure 5).
Naru Tinduk di Asat (Sasat’s Beak is Very Long)
Naru Tinduk di Asat is sung in a call-and-response style between two people, Madam Jelny binti Borukot
and Jomihot bin Sasam from Kampung Tinangol, Kudat, each taking alternate lines (Figure. 5). This song
presents a narrated conversation between a sasat or hummingbird with a long beak, and a small grey
kokou bird. The sasat bird teases the kokou, saying its nest is loose, and the two birds begin arguing.
Finally, the sasat bird loses the argument and cries. This interesting song tells a story, and the lyrics refer
to playful and teasing between the two birds.
Rungus Text:
S: Ranggang rumun di okou,
K: Aranggang nga simbanan,
S: Simbanan nga apagon,
K: Apagon nga ombo no,
K: Naru tinduk di asat,
S: Anaru nga pampadan,
K: Pampadan nga oruol,
S: Oruol nga osinan,
K: Osinan nga opodi,
S: Opodi nga vugan,
K: Vugan nga osogit,
S: Osogit nga sumalau,
K: Sumalau nga olisun,
S: … (mogihad)
English Translation:
S: Kokou’s nest is very loose,
K: Although it is loose but it can be altered,
S: Actually, it is hard to alter,
K: It’s okay even it is hard,
K: Sasat’s beak is very long,
S: If too long, just cut it away,
K: Cutting it hurts,
S: If it hurts, put some salt on it,
K: Putting salt is painful also,
S: If it’s painful, wash it,
K: It is cold when washed,
S: If it’s cold, warm yourself by the fire,
K: If warming beside the fire, the smoke hurts the eyes,
S: (crying)
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Figure 5. Jomihot bin Sasam (left around 70 years) and Madam Jelny binti Borukot (right, around 57 years) from
Kampung Tinangol, Kudat.
Jinky Jane C Simeon, Jacqueline Pugh-Kitingan
63
(duration= 51 seconds)
Figure 6. Naru Tinduk di Asat by Jelny binti Borukot and Jomihot bin Sasam from Kampung Tinangol, Kudat
Musical features:
Tone set: d r m s
Scale/ mode: Tetratonic
Extractable melodic patterns:
Rhythmic patterns:
Meter: 2/4
Extractable rhythmic patterns:
Suggested activities:
The teacher can sing the whole song with finger puppets representing the sasat bird and the kokou bird.
The teacher can then divide the class into two groups--one group pretending to be the sasat bird, and the
other group pretending to be the kokou bird. The teacher should teach the song phrase by phrase and use
the finger puppets to cue the children to the phrases sung by each bird.
Next, the teacher can ask children to echo clap the rhythmic pattern: sasat, kokou (titi titi in
Kodály rhythm syllables), “sasat’s beak” (titi ta in Kodály rhythm syllables), “very long” (titi ta in
Kodály rhythm syllables). Then, the teacher can sing the first measure, while the children practice the
rhythm with Kodály rhythm syllables (ti-ti ta) by clapping the rhythmic patterns of the song. For example,
the teacher could sing “Ranggang rumun diokou” (titi titi ta ta).
The Rungus do not normally give general names for particular rhythms in their songs, although
they do have rhythmic names for the parts played by gongs in their ongkob tuntungan ensemble.
Nevertheless, the Kodály rhythm syllables can be used and understood by children of all ethnic groups,
including Rungus children.
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Ongkul Paara (The monkey is bouncing around)
This song, sung by Mr. Azlan aka Raymond Majumah and Mr. Ranjamal Montuduk (Figure 7) from
Kampung Matunggong, Kudat describes a monkey bouncing around happily when seeing a maize plant
with cobs of corn, (symbolising a child singing for joy). Suddenly, its eye is stung by a bee and thereafter
the poor little monkey cannot see the maize anymore. This is an interesting song to tell story about a
monkey stung by a bee (see Figure 8). In the past, Rungus children sang this song with actions for
entertainment.
Rungus Text:
Ongkul-ongkul paara,
Kimot indai dalai.
Anobo imot,
Nosingot timbalabou.
Anobo imot,
It indai do dalai.
English Translation:
The monkey is bouncing,
After seeing a maize tree.
It couldn’t see,
after stung by a bee.
It couldn’t see,
the maize plant.
(duration= 14 seconds)
Figure 7. Azlan @ Raymond Majumah (left, around 53 years) and Ranjamal Montuduk (right, around 64 years)
from Kampung Matunggong, Kudat
Jinky Jane C Simeon, Jacqueline Pugh-Kitingan
65
Figure 8. Ongkul paara by Azlan @ Raymond Majumah and Ranjamal Montuduk from Kampung Matunggong,
Kudat
Musical features:
Tone set: m sl d’
Scale/ mode: Tetratonic
Extractable melodic patterns:
Rhythmic patterns:
Meter: 4/4
Extractable rhythmic patterns:
Suggested activities:
The teacher introduces the children to the song that is related to nature around them, such as animals, trees
and insects. The teacher may sing the whole song with movements. Singing with movement enables
children to remember the words easily and for a longer period. The teacher can teach the song with the
suggested movements according to the text as follows:
Line
Movement
Line 1
Gentle bouncing indicating that the paara (monkey) is happy.
Line 2
Both hands near the eyes indicating finding dalai (maize)
Line 3
Hands close eyes
Line 4
One hand covers one eye indicating being stung by a bee
Line 5/6
Hands close eyes
The teacher can ask the children to create motions reflecting the words. For example, paara (monkey),
imot (to find), dalai (maize).
Longoi Pogondoi (Lullabies)
Iyang- Iyang
The main function of a lullaby or longoi pogondoi is to lull a baby or toddler to sleep through soothing
sounds and repeated melodic and rhythmic patterns. This song called Iyang-Iyang is sung by Madam
Tinongkihik binti Sogintap from Kampung Ungkop in Pitas District (Figure 9). Iyang is onomatopoeic for
the sound produced by little children who are wearing ankle bells and kicking their feet. In Rungus, the
word sonit means tortoise. Hence, in this song di onit which rhymes with sonit refers to a cute baby. This
lullaby is about the sound of an anklet that is thrown far away towards a fig tree in a fruit grove near the
village, meaning that its sound becomes quieter as the baby goes to sleep. For safety reasons, Rungus
parents in the past used to track the whereabouts of their toddlers by listening for the sounds produced by
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the anklet rings worn by the children. Many parents still decorate the feet of their little children with
anklets.
Rungus Text:
Iyang- iyang,
Bongkol di onit,
Nitaam ku sid tuntu do gonunuk.
English Translation:
Iyang- iyang,
Anklet of the tortoise (baby),
I throw it towards the shoot of a fig tree.
Figure 9. Madam Tinongkihik binti Sogintap (right, around 63 years), from Kampung Ungkop, Pitas District.
(duration= 13 seconds)
Figure 10. Iyang-Iyang by Tinongkihik binti Sogintap from Ungkop Village, Pitas District
Jinky Jane C Simeon, Jacqueline Pugh-Kitingan
67
Musical features:
Tone set: d m s
Scale/ mode: Tritonic
Extractable melodic patterns: None
Rhythmic patterns:
Meter: 4/4
Suggested activities:
The teacher can introduce Iyang-iyang to the children, explaining that the song is for putting a baby to
sleep, and about how little Rungus children wear anklets, and describing fig trees that the Rungus grow in
their fruit groves near their longhouses. The teacher can sing the whole song softly and teach the children
to sing phrase by phrase. The teacher can also shake the simple rhythm pattern Iyang-iyang (ta ta ta ta)
with a string of small bells, while teaching children to sing this song.
Tung Tung
In this second lullaby by Madam Tinongkihik, tung, tung, tung is onomatopoeic for the sound of frogs. In
Rungus, the words bambayangan and kolumpisau both refer to a swallow bird or swiftlet. This lullaby is
inspired by the sounds of frogs croaking in a lake or drain just after rain has fallen. The dancing imagery
of a swallow flying around refers to an active child who likes to move about.
Rungus Text:
Tung, tung, tung podtungon,
Podtung kobobotungan,
Tadtaru kogualan,
Lingog di kopuntian,
Sompunod kukuyutan,
Kiolong bambayangan,
Pandai minsiling-siling,
Tondu do kolumpisau,
Turunan-turunan.
English Translation:
Tung, tung, tung, the sound of frogs,
Frogs at the lake,
Worm on the yam leaf,
Cocoon on the banana leaf,
Like a piece of wood,
Swallow flying around,
Like dancing,
Young girls like swallows,
Gather together.
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(duration= 42 seconds)
Figure 11. Tung Tung by Tinongkihik binti Sogintap from Kampung Ungkop, Pitas District
Musical features:
Tone set: drm sl d’
Scale/ mode: Pentatonic
Extractable melodic patterns:
Rhythmic patterns:
Meter: 4/4
Extractable rhythmic patterns:
Suggested activities:
The teacher can teach the song with movements according to the lines of text as follows:
Line
Movement
Line 1
Pretend to be listening (with hands near the ears)
Line 2
Squatting position (like frog squat)
Line 3
Index finger moving like a worm crawling
Line 4
Index finger under the hand (palm face up), like a cocoon under a leaf
Line 5
Both hands stretch up as in a tree pose
Line 6
Both hands flap at the sides and bodies move up and down imitating a bird flying.
Line 7
Swaying and dancing
Line 8
Hands on cheeks
Line 9
Open arms
Jinky Jane C Simeon, Jacqueline Pugh-Kitingan
69
Mondiga
In this lullaby by Madam Tinongkihik, the word mondiga is a nickname for a lady. The words turu bandu mean
seven large metal containers. A bandu is a container used to measure padi grain by the Rungus. One bandu is
equivalent to five gantang or five bushels, roughly 14 milk-tins of rice (Sokuroh, 2013). This song is about a mother
who asked her child to wake up siblings and other family members in the morning, to go to work in the family’s rice
swidden. This song illustrates the traditional Rungus rural lifestyle. Today, the Rungus continue to practice planting
their traditional hill padi, and all family members are involved. Women have important roles in Rungus society, and
the mother in a family keeps special rice grains that will be the first to be planted in a rice field.
Rungus Text:
Mondiga, Mondiga,
Monsisi ka di ondig,
Ka di ondig tarading,
Kasok turu bandu,
Gopu-gopu di ondong.
English Translation:
Mondiga, Mondiga,
Wake up, said Mama,
Go to work, said Mama,
Planting hill rice until seven cans,
Small farm of my child.
(duration = 12 seconds)
Figure 12. Mondiga by Tinongkihik binti Sogintap from Ungkop Village, Pitas District
Musical features:
Tone set: s, dr s d’
Scale/ mode: Tritonic
Extractable melodic patterns: None
Rhythmic patterns:
Meter: 2/4 and 3/4
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Suggested activities:
The teacher can teach the song with movements according to the lines of text as follows:
Line
Movement
Line 1
Pretend to call someone
Line 2
Hitting a container (metal)
Line 3
Thumbs up back
Line 4
Bend-down body and pretending to plant hill padi
Line 5
Folding arms, in a natural and comfortable way of a self-hug
Teachers may present the music as it is sung by Rungus singers (for example, orally), and share ideas with
children about Rungus culture and lifestyle.
Conclusion
In a nation of many peoples and languages, such as Malaysia, multicultural education can provide
children with knowledge of the different cultures across the country. It can enhance respect for traditions
and heritage both within and between ethnic groups, and promote understanding, tolerance, and respect
for peoples of diverse backgrounds. Roughly two thirds of the land area of Malaysia lies on Borneo
Island. Sabah and Sarawak, the east Malaysian states, are blessed with many peoples of rich cultures and
music. Yet surprisingly, very little indigenous Borneo music has been utilised in developing the
Kurikulum Standard Sekolah Rendah (KSSR) music syllabus for primary school children. In fact, the
syllabus is seriously lacking in indigenous music from Sabah.
This study was conducted to address this growing need for multicultural materials in primary
school music classrooms of Malaysia. Using the Kodály approach that emphasises children’s enjoyment
of learning music through the use of authentic children’s musical literature, authentic music of the child’s
culture and authentic folk music of other cultures, Rungus song genres were investigated with a view to
developing local music for the Malaysian primary school music curriculum.
The Rungus are one of the main indigenous Dusunic groups in northern Sabah. They have a rich
culture of living musical traditions. Rungus children’s songs or longoi tanganak encompass many genres
of traditional singing. It was found that the Rungus longoi tanganak and lullabies longoi pogondoi are
highly suitable for adaptation to teaching music in the Malaysian primary school classroom. They are
easy to sing and have relatively simple melodies and rhythms.
The eighty-seven children’s songs and lullabies recorded in this study were chosen by the Rungus
singers themselves and classified according to Rungus categories. In terms of performance style, some
were recited in a form of heightened speech, especially the counting songs. Of the others that were sung
clearly, the do- re- mi- so and do- mi- so tone sets appeared the most common. Most of the songs were in
simple duple or quadruple metres, and the most common rhythmic motifs were based on the
and
patterns. The most common structural forms were the a b, a b c and a forms. Considering these
characteristics and the traditional function of the songs for entertaining children, teaching them to sing
and count or, in the case of lullabies, for calming little children, and also that the songs were selected by
the Rungus singers themselves, it was decided to maintain the distinct characteristics of the songs rather
than adjusting them to the standardised Kodály sequence as has been done for other songs by other music
educationalists (Chong, 2012; Lim, 2019). This preservation of the unique characteristics of these Rungus
children’s songs, together with their texts, for teaching music in Malaysian primary schools is also in
accordance with the philosophy of Multicultural Music Education.
Teachers can adapt the traditional songs for singing with movement to convey the meanings of
song texts. This will not only develop children’s physical coordination and musical abilities but will also
teach children about Rungus traditional life. Through learning indigenous songs, children from all ethnic
groups, including Rungus children, will come to appreciate our indigenous cultures as well as their artistic
expressions in the cultural context. Teachers can use additional ideas to create their own activities for
teaching the Rungus longoi, so that the young learners will enjoy singing them.
This study on Rungus longoi tanganak is but the beginning. It is hoped that many more
Malaysian folk songs from other local cultures will be developed and used for teaching music in schools.
Indigenous instrumental music can also utilised. The Malaysian primary school music curriculum will
Jinky Jane C Simeon, Jacqueline Pugh-Kitingan
71
then be built on the most musically valuable and attractive materials that are authentic children’s musical
literature, authentic music of Sabahan children, and authentic folk music for all Malaysian children in line
with the Kodály philosophy, for developing young minds to face the future.
Glossary
anaru- long
apagon- difficult
bobolizan- priestess of the traditional Rungus religion
bongkol- angklet
gopu- a second padi crop planted in a swidden in the same year
gopu-gopu- a small “play farm” for a child, that does not require a ritual to open the
land
longoi- singing, song
longoi pogondoi- lullaby
longoi pongizap- counting song
longoi tanganak- children’s song
koritikon- Rungus small brass hanging gong with a flat front surface around its boss
kolumpisau- swallow
mongigol- generic term for dance in Rungus
naru- long
nga- but
nunuk- fig tree
ongkul- bouncing
osogit- cool
oruol- pain or sick
paara- monkey
podtung- frog
rogon- demon
rumon- nest (of birds, rats)
sid- at
sonit- tortoise
tavag- large gong (Rungus)
tinduk- beak (of birds)
tontog- Rungus single-headed drum
turu- seven
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Biographies
Jinky Jane C Simeon is a PhD candidate in Music Education at Universiti Malaysia Sabah (UMS). She graduated
BA (Hons) in Music and served as a tutor in the then UMS School of Arts Studies in 2008, and subsequently
obtained her Master of Arts (Music) in 2011. She is a winner of four PEREKA gold medals, two ITEX gold medals,
one MTE gold medal, and was named as “Woman Inventor of the Year” in 2013. In 2014 at the Seoul International
Invention Fair (SIIF), her project “The Tuniring” under the category of Teaching Research and Pedagogical Items
won the gold medal and special awards from Taiwan Invention Association. Her research interests include early
childhood music education, multicultural music education, Borneo music and dance. She is currently a music
lecturer of the Academy of Arts and Creative Technology, Universiti Malaysia Sabah.
Jacqueline Pugh-Kitingan is Professor of Ethnomusicology in the Faculty of Social Sciences and Humanities, and
Head of the Indigenous Culture and Heritage Cluster of the Borneo Institute for Indigenous Studies, at Universiti
Malaysia Sabah, where she previously held the Kadazandusun Chair (2003-2016). She graduated BA Honours
(Class I) from Monash University (1976) and PhD from University of Queensland (1982) with theses on the music
of the Huli of Papua New Guinea. She first came to Sabah in 1977, having married a member of the Kadazan Dusun,
Jinky Jane C Simeon, Jacqueline Pugh-Kitingan
73
Sabah’s largest indigenous group, in 1976, and has conducted ethnomusicological research among many of Sabah’s
cultures. Winner of two PEREKA gold medals, her research interests include music and language, music, dance and
ritual processes, organology, ethnographic mapping, the sociolinguistic review of Ethnologue® descriptions of
languages in Sabah, the megalithic culture of Tambunan, the Sabah Native Courts and customary law, and
indigenous ritual responses to the Covid-19 pandemic. She is a Fellow of the Borneo Research Council, a member of
the ICTM Study Group on Performing Arts in Southeast Asia, sits on expert committees of Jabatan Warisan Negara
Malaysia, was Adjunct Research Fellow of Anthropology in the School of Political and Social Enquiry, Monash
University (2009-2010), and is also currently Adjunct Professor in the School of Arts, Humanities and Social
Science of Asia e University.
|
Malaysian Journal of Music Vol. 10 No. 2 (2021) | creativity, holistic learning experience, music education, music sensitivity, play activities | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/390 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/5150 | Developing Musical Sensitivity and Creativity through Various Forms of Play Activities | This paper presents the potential of various play activities in developing learner’s musical sensitivity and creativity. The K to12 music education curriculum guide of the Philippine Department of Education advocates the use of experiential learning and outcome-based learning in the classroom. One of the ways in which these methodologies can be promoted is by engaging learners in various play activities. However, there is a lack of literature showing the impact of such methodologies on Filipino learners. Using a priori deductive method, data from a series of interviews, observations, and video and picture analysis from this ethnographic case research were analysed to determine the implications of play activities in classroom music education. The interlocutors of the study are selected Ilonggo children, their parents, and some teachers. This study sought to answer the question of how can play activities be beneficial to classroom music education. Findings suggest that play activities can be a learning tool for the holistic development of the learners. Various forms of play activities provide an avenue for the learners to think or imagine situations divergently and have meaningful musical experiences as they portray various roles. Therefore, play activities provide the learners with a holistic learning experience and the agency to develop their musical sensitivity and creativity. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/5150/3251 | [
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Malaysian Journal of Music Vol. 10, Issue 2 (74-89)
ISSN 2600-9366, eISSN 2600-9331
Developing Musical Sensitivity and Creativity through Various Forms of Play
Activities
Hermie F. Cartagena
University of the Philippines Visayas
e-mail: [email protected]
*Corresponding author: [email protected]
Published: 3 December 2021
Cite this article (APA): Cartagena, H. F. (2021). Developing musical sensitivity and creativity through various forms of play
activities. Malaysian Journal of Music, 10(2), 74-89. https://doi.org/10.37134/mjm.vol10.2.6.2021
Abstract
This paper presents the potential of various play activities in developing learner’s musical sensitivity and creativity. The K to12
music education curriculum guide of the Philippine Department of Education advocates the use of experiential learning and
outcome-based learning in the classroom. One of the ways in which these methodologies can be promoted is by engaging
learners in various play activities. However, there is a lack of literature showing the impact of such methodologies on Filipino
learners. Using a priori deductive method, data from a series of interviews, observations, and video and picture analysis from
this ethnographic case research were analysed to determine the implications of play activities in classroom music education.
The interlocutors of the study are selected Ilonggo children, their parents, and some teachers. This study sought to answer the
question of how can play activities be beneficial to classroom music education. Findings suggest that play activities can be a
learning tool for the holistic development of the learners. Various forms of play activities provide an avenue for the learners to
think or imagine situations divergently and have meaningful musical experiences as they portray various roles. Therefore, play
activities provide the learners with a holistic learning experience and the agency to develop their musical sensitivity and
creativity.
Keywords: creativity, holistic learning experience, music education, musical sensitivity, play activities
Introduction
Music education provides a learning experience that is not limited to the four corners of the classroom. The
playground is one of the places wherein various forms of play activities are observed. The playground is a space
where the learners learn to identify and develop their potentials (Marsh, 2008). One of the play activities that are
directly observable in the playground is singing games. The singing games provide children a musical experience
that allows them to develop their musical sensitivity and creativity as they explore and experiment on various music
patterns that are not directly taught inside the classroom (Marsh, 1995). The play activities allow children to think
divergently and give them the agency to decide on the rules and roles they wanted to portray. Thus, the play activities
are purely based on the subjectivity and interest of the learners. Play activities are flexible enough to accommodate
the interest of the learners that may lead to the development of the learner’s musical sensitivity and creativity (Marsh,
2008; Carson, 2017; Gonzales-Moreno, 2013; Guastello, 2009; Forehand, 2005; Stefanic, 2014).
In the Philippines, the K to 12 curriculum programme of the Department of Education advocates for the
implementation of the holistic learning experience by employing a learner-centered or experiential learning
approach that will develop learners to be culturally sensitive, creative, and musically inclined individuals
(Department of Education; 2016, 2020). In line with the advocacy of the Philippine DepEd, the integration of play
activities in the classroom can be viewed as an innovative tool for music teaching and learning. However, there is a
lack of literature showing the impact of play activities in developing the musical sensitivity and creativity of Filipino
Hermie M. Cartagena
75
learners. The researcher sees the potential of play activities to be integrated into the classroom setting in
promulgating the musical sensitivity and creativity of the learners.
The Social Cognitive Theory of Bandura and Vygotsky’s Sociocultural Theory supports the idea of the
study that various forms of play activities provide an avenue for the children to engage and learn from one another.
Play activities provide a direct experience that leads to the understanding of oneself. It is with these activities that
the learners can identify their strengths and potentials and may further fine-tune those potentials in the classroom
instruction. With that, the social environment acts as a facilitator of learning development (Bandura, 2002; Brock et
al., 2009; Campbell & Scott-Kasssner, 2010; Schunk, 2012; Scrimsher & Tudge, 2003).
Related to the theories presented above are some of the approaches in music that provide the learners a
direct musical experience that encourages musical sensitivity and creativity. The Dalcroze and Orff music
approaches highlight the learner’s musical development and sensitivity through improvisation where various play
activities are integrated. Children learn to be musically sensitive and creative individuals as they play, socialise, and
observe one another. Learner’s direct experience allows them to assimilate and accommodate new information that
may lead to the development of their musical and creative knowledge (Anderson, 2012; Campbell & Scott-Kassner,
2010; Jensen, 2005).
The researcher pursued this study because there is a preconceived notion that play activities are essential in
enriching children’s music and creative potentials. By integrating such activities in the classroom instruction,
learners will have a nurturing environment, meaningful, and relevant learning experience. Also, this information
can be beneficial in elevating the quality of music education in the country. This study sought to answer the question
of how can play activities be beneficial to classroom music education.
Related Literature
Categories of Play Activities
There are various types of play activities that children enjoy. These activities, which are crucially important in
children’s musical and creative development, learning, and well-being, reflect the fact that the concept of the play
itself is infinitely flexible, offering choices and allowing for freedom of interpretation (Brock et al., 2009). Play is
not only seen as an aesthetic activity that provides entertainment to children, but this also possesses implicit ideas
that are derived from the rules set as various roles portrayed are being played (Antipaso, 1988; Obsuna, 1983).
As cited by Brock et al. (2009), Hutt divided play types into three main categories: epistemic, ludic, and games
with a rule. Epistemic play is associated with the development of cognitive or intellectual skills. Ludic, on the other
hand, is a play associated with the development of social and creative skills. Lastly, games with rules fall under team
sports or chess.
Meanwhile, Lopez (1980/2001) introduced to the Philippines the term “ordinary games”, which are identified
as physical games, games of dexterity or skill, and mimetic or drama games. Physical games are “characterised by
energetic motor movements, bodily strengths, and endurance (p. 83).” Games of dexterity or skills are a type of
memory game, and mimetic or drama game is a type of role-playing game.
Play activity, on the other hand, is not only limited to leisure activities that provide fun and exciting
experiences to the children as other aspects also belong to the concept of play. “Rituals, liturgy, sacrament, and
mystery would fall within the play concept. The ritual acts have all the formal and essential characteristics of play
which transport the participant to another world or dimension (Huizinga, 1980, p. 24).” Huizinga (1980) also
explained that “dance is an integral part of the play: the relation is one direct participation, almost of essential
identity. Dancing is a particular and particularly perfect form of playing (p. 165).” Dance on this matter is not just a
form of art, it is also a type of play that provides agency to the learners to be responsible in creating their movement
routine using their body as a medium of expression (Himberg & Thompson, 2011; Ingold, 1994; McIntosh, 2006;
Pucihar & Pance, 2014).
Benefits of Play
Play activities contain musical elements that encourage learners to become more imaginative and explorative
individuals leading to their learning development (Jaworski, 2012; Huisman Koops, 2010). Movements and bodily
gestures or expressions can be observed directly in various forms of play. With that, children learn to absorb and
adapt to the rhythm or rhythmic patterns, timbre, beat, and social norms (Campbell and Scott-Kassner, 2010; Pucihar
& Pance, 2014). Consequently, play activities provide a holistic learning experience to learners for such activity
may help enhance cognition (Del Carmen et al., 2015; Jensen, 2005; Lopez, 1980/2001; Nicolopoulou, 2010),
improve emotional state (Barbosa, 2003; Brock et al., 2009; Campbell & Scott-Kassner, 2010; Corral, 1975;
Malaysian Journal of Music Vol. 10, Issue 2 (74-89)
ISSN 2600-9366, eISSN 2600-9331
Delgado-Gallenero, 1977; Jensen, 2005; Huisman Koops, 2010; Lopez, 1980/2001; Ros & Demiris, 2013; Sprenger,
2010), enhance physiological aspects (Campbell and Scott-Kassner, 2010; Brock et al., 2009; Jensen, 2005; Russ,
1998), and establish social awareness (Barbosa, 2003; Brock et al., 2009; Campbell & Scott-Kassner, 2010; Colwell,
2006; Lopez, 1980/2001, 2006; Ramos, 1978; Schwartzman, 2012; Theobald, et al., 2015).
Giving children the opportunity to play may lead to independent learning, wherein they learn how to process
information and find answers to their queries through problem-solving. Learners become more flexible, creative,
and productive individuals as they engage actively in their environment leading towards their holistic development
(Gray, 2008; Kenny, 2014; Morrison et al., 2008). The absence of play in a child’s life may create a negative impact
and may lead them to experience difficulties in adapting to society as they grow old (Brock et al., 2009; Brown,
2010, 2013; Del Carmen et al., 2015).
Musical Sensitivity and Creativity in Music Education
Musical activities integrated into music education involve listening to music, moving to music, singing musically,
playing musical instruments, and creating music. Such activities may provide experiential learning that may tighten
the music and creative potential of students (Garnett, 2014). According to Campbell & Scott-Kassner (2010), the
creative impulse that is growing in children of all ages can be stimulated in various educational settings beyond the
initial stages of exploration and discovery. To deny children the opportunity to work creatively with the materials
and structure of music is to limit their capacity to think creatively and, most importantly, to limit the full exploration
of what it means to be musical.
Enriching music experience is fundamental in the musical and creative development of learners. One of the
ways to provide an enriching learning experience to learners is by establishing an environment that can encourage
children to improvise, arrange, and compose music and movement (Gonzales-Moreno, 2013; Vitale, 2011). Giving
learners the agency to be engaged in their desired play activity could motivate them to further their musical
knowledge (Creech et al., 2013; Gonzales-Moreno, 2013).
Statement of the Problem
The K to12 music education curriculum guide of the Philippine Department of Education advocates the use of
experiential learning and outcome-based learning in the classroom. One of the ways by which such can be promoted
is by engaging learners in various play activities. However, there is a lack of literature showing the impact of such
methodologies on Filipino learners.
Purpose
This study provides some relevant insights on the role of play in enhancing children’s creativity and musical
sensitivity. This will also enlighten other researchers and readers on the importance of play in the development of
learners' music and creative potentials. Furthermore, play activities contain music and creative elements that allow
children to have diverse music and creative experiences that will result in the development of children’s creativity
and musical sensitivity. With that. the study sees the potential of such activities, when integrated into the classroom
music education, can be beneficial to both children and educators–(a) providing engaging, meaningful, and holistic
music experience to learners, and (b) uplifting the quality of music education in the country.
Methodology
This ethnographic case study aims to look at the music education possibilities of play activities. Ethnography is the
“root of qualitative research” (Colwell, 2006, p. 274). According to Cohen et al. (2013), ethnography “is a portrayal
and explanation of social groups and situations in their real-life context” (p. 170). Also, it is the study and
systematic recording of human cultures. The emphasis of this study is to know the individual case, knowing
each unique and salient feature of the respondents. Furthermore, no generalisation was made in the study. To ensure
the reliability and validity of the study, proper research procedures were administered – informed consent (ethics),
key informant sampling, series of interviews, informant’s document analysis such as pictures and videos as
permitted, member checking, and triangulation of data from various sources.
Hermie M. Cartagena
77
Scope and Delimitation
The study was conducted at District V-Mandurriao Elementary School (MES), Iloilo City, Western Visayas,
Philippines, from March 2018 to October 2018 (Figure 1).
Figure 1. Map of Mandurriao Elementray School, Iloilo City, Philippines, “Google Maps” (2018)
The school is a typical public school in the Philippines that normally caters to all kinds of students from diverse
families of varying economic backgrounds. In the context of MES, students are from the neighbouring suburban
barangays and subdivisions. Usually, the population of students per class ranges from 40-60 students. The number
of sections depends on the capacity of the school. For MES, there are different clusters or groups of students–English
Science Math (ESM) students (2 sections per year level), star section (1 section per year level), and the regular class
(10 sections per year level).
At present, the school offers various music and dance activities for their students such as drum and lyre,
majorette, choir, violin ensemble, cheer dancing, dance sports, and hip-hop dancing. The school also offers summer
classes in dance and music. Specifically, in dance, students may choose to learn hip-hop, Latin American dance, and
contemporary dance; while in music, students are offered choices of lessons in voice, piano, guitar and violin.
Learners are given the opportunity to explore, experience, and discover their music and creative potentials through
these activities.
The MES was also selected for the study for it offers various musical and movement exposures to students.
On a personal note, the school was chosen because of: (a) its proximity to the researcher’s residence, (b) the
researcher being an alumnus of the school, (c) the researcher’s teaching experience for one year in the school. This
means that the researcher is highly acquainted and immersed with the community or environment. Therefore, this
said school may provide a good source of information related to the study.
The selection of the students was based on key informant sampling. Teachers in the school have identified
students whom they consider musically sensitive and creative. From their selection, the researcher chose a final list
of students who later became the interlocutors of the study. The study chose to involve the grades four to six (9-12
years old) students for learners at these ages are highly active in movement activities like dance and play. Moreover,
these groups of students can already comprehend and follow instructions, doing things on their own. This means
that movement activities can be easily captured and documented in these certain age groups. The primary source of
the data was the interviews of the children, and this was supported by the interviews of their parents and teachers.
Research Tools, Data Gathering Analysis, and Procedure
The data-gathering instruments of the study included an interview guide, audio recordings of interviews, a journal
or logbook to record the researcher’s observation through field notes, and a camera to document the pictures and
videos. The interview guide contained questions related to the dance and play movement activities of the learners.
Malaysian Journal of Music Vol. 10, Issue 2 (74-89)
ISSN 2600-9366, eISSN 2600-9331
For the interview, the researcher constructed questions based on the literature related to the study. The questionnaire
was validated by experts from music and dance education. Validators were one dance professional, one music
education lecturer, one ethnomusicologist-composer, and one Dalcroze specialist. Second, a permission letter was
given to the Department of Education (DepEd), Division of Iloilo City, and the office of the principal to conduct the
study; followed by a selection of interlocutors–key informant sampling. Third, a consent form was given to the
interlocutors and the parents of the children.
The interview was done via a one-on-one interview with the interlocutor. However, for the teachers, a
focused group discussion (FGD) was administered. The recorded interviews were transcribed. Then member checks
and triangulation were administered to ensure the reliability of the study. Interviews that have undergone member
checks were coded using the theories from the review-related literature. Triangulation processes of pictures, videos,
and interview transcripts assured the researcher that the information provided by the interviewee is consistent
throughout the study.
Meanwhile, field notes were taken from the observations while photos or videos of respondent’s dance and
play activities and performances inside and outside the school were analysed. As the researcher, it is part of the
study to protect the interlocutors. Hence, the anonymity of the interlocutors was secured throughout the study.
Data Analysis
A priori deductive and inductive thematic analysis was administered in interpreting the data. According to Ryan and
Bernard (2003), some processes for interpreting the data included cutting and sorting, finding theory-related
materials, finding similarities and differences, and discovering indigenous typologies. In the field, a group of
researchers–three research members–independently analysed the documents and data to construct thematic analyses.
Also, procedures by Braun and Clarke (2012) were followed carefully: (a) data familiarisation, (b)
generating initial codes (c) searching for themes, (d) reviewing themes, (e) defining and naming themes, and (f)
producing the report.
Results and Analysis
The engagement of the interlocutors, along with other learners, to various forms of play activities has contributed to
the development of their creative expression and musical sensitivity. It is with these activities that learners learn
new things that may lead to their holistic learning growth.
The play activities, which are natural to children, possess great potential in honing the musical abilities of
the learners. By integrating such activities in the classroom instruction, the learner's learning experience can be more
relevant and can likewise help elevate the learning environment which, in turn, can develop the learner’s musical
sensitivity and creativity (Figure 2).
Figure 2. Various forms of play activities when integrated in the classroom instruction can lead in the development of
learner’s musical sensitivity and creativity.
Play activities
Classroom
Instruction
Musical
Sensitivity and
creativity
Hermie M. Cartagena
79
Developing Musical Sensitivity through Play Activities
In terms of musical sensitivity, some forms of play engaged in by the children and the interlocutors involved chants
and movements embedded with musical elements such as rhythm, timing, beat, and melody.
Sometime in June 2018, the researcher visited the school and observed the interlocutors during break time
and class time. During recess, lunch break, and dismissal period, learners make use of their time to play with one
another. Usually, a group of students was playing inside and outside their classrooms. Also, some children are
playing in the playground and the field. In the case of the interlocutors, the researcher observed their various play
activities, one of which is langit lupa. As the children recite the spoken rhyme, one of the players points his or her
finger to each of the players in a clockwise or counter clockwise direction. The pointing finger synchronises with
the tempo of the spoken rhyme. The musical element is embedded in their game activity. The players unconsciously
develop their sense of time and rhythm:
In langit-lupa, the "It” points to a player at the start of the song. The “It” continues to point to each
player at every syllable and stops only at the end of the song. (Ash, personal communication, July 6, 2018)
During lunchtime, while everybody is taking a noon break, the researcher noticed a group of grade five
students who were playing “I wanna be a tutubi” (Figure 3) at the corner of the room. According to the child (player),
the tutubi refers to a small stone. In this game, the children form a circle while seated on the floor. The “it” or the
taya will be away for a moment in order not to see where the stone is hidden. As the children recite the lyrics, they
would secretly pass the stone around from one player to another. After reciting the lyrics, the players will close their
hands and hide the stone. The “it” will try to guess who among the players keeps the stone. The “it” can only guess
once. The game goes through the cycle repeatedly until the “it” successfully guesses who is keeping the stone. The
song goes like this:
I wanna be a tutubi na (I wanna be a dragonfly)
Sa aking kamay (Like the one on my hand)
Nahulog sa bangin, (It fell off the cliff)
Tinuka ng manok (It was pecked by a chicken)
Na nanggaling sa bundok (That came from the mountain)
Figure 3. Notation transcript of spoken and songs of Ilonggo children
A few days after, the researcher went back to the school to further observe the interlocutors. During a lunch
break, one of the interlocutors played BINGO (play song) with her playmates in front of their classroom
while waiting for their teacher to arrive. The interlocutor was the taya (it) in the game. As the taya, she will
recite the lyrics of the game’s chant, while pointing to his playmates one after the other. At the end of the
chant, the “it” will try to step on the foot of one of his playmates. They must be able to avoid getting stepped
on by the “it.” The chant goes like this:
BINGO, nanay mo pala-binggo (BINGO, Your nanay always plays bingo)
binato ng beynte singko (She was hit with a quarter peso)
akala nya limang piso (She thought it was five-pesos)
B-I-N-G-O, bingo.
Malaysian Journal of Music Vol. 10, Issue 2 (74-89)
ISSN 2600-9366, eISSN 2600-9331
Figure 4. Notation transcript of spoken rhyme and songs of Ilonggo children
As days go by, the researcher was able to document other play activities of the interlocutors. During
a lunch break, a group of children [in Grade four ESM] was playing a singing game called isa, dalawa, tatlo
(one, two, three). Han (one of the interlocutors) was one of the players. She was moving and performing
some body gestures while singing a song mixed with Hiligaynon and Filipino words. In this game, the
players should mimic the actions of the “it” while singing the song (Figure 5). The song goes like this:
Mag isip-isip ng isa dalawa tatlo, (You count one, two, three)
mag isip-isip ng isa dalawa tatlo, (You count one, two, three)
sunda ninyo ako. (Follow me)
Sunda sunda sunda ako, (Follow, follow, follow me)
sunda sunda sunda ako, (Follow, follow, follow me)
ikaw naman dason (ikaw naman karon) (You would be next)
Figure 5. Notation transcript of play songs of Ilonggo children
Hermie M. Cartagena
81
To further support the gathered data, the researcher conducted a Focus Group Discussion with the teachers.
During the interview, the teachers unanimously believed that play activities are fundamental in the musical and
creative development of the learners. Teachers even cited some examples to justify their claim:
... [ang pag hampang sang Larong Pinoy] makabulig sa pag develop sang musical
sensitivity ..
like for
example ang tin- tin bika (piko) ... may pattern man na siya
... playing Larong Pinoy can help develop the child’s musical sensitivity ... for example, tin-
tin
bika has
a pattern (Teachers’ FGD, 2018).
The teachers added that by playing sports, the learners can likewise develop their musical sensitivity. The
teachers believe that any type of sport contains musical elements that can help enhance the musical sensitivity of
the learners:
... [ang pag hampang sang sports] makabulig, example sa volleyball na bala, di bala may three touches na bag-o mo
[isaylo] sa piyak. May pattern, may rhythm and timing man na sya gihapon. Amo man sa music [may pattern]. Ang
bata pwede na siya kabuhat sang mga sounds nga ara sa sports nga nagadasig kag nagahinay
... playing sports can help establish musical sensitivity. An example is volleyball, where the players are given three
touches to pass the ball to the other side of the court. It has a pattern, rhythm, and timing. Music also has a pattern. A
child can create a sound (fast and slow) from these activities (Teachers’ FGD, 2018).
Also, the teachers have observed in their classes that the interlocutors considered their dance improvisation
as part of the play activity. The interlocutors, together with their playmates, improvise movements as they listen to
the music:
Ang ila na ya nga way indi lang na play nga daw [hampang gid]. Kundi ang ila na ya nga gina ubra, like for example
kung ano ila nga mga stepping, amo man na ila nga gina hampang. Ga play sila music dayon ginasautan nila... Ara
na da sila permi sa ibabaw sang stage kay dira man ang amon nga practice area [sa saot].
Their way of playing is not the typical game. For them, dancing is a form of play. For example, whatever steps they
learn in their class, they keep on repeating these as part of their play activity (Teacher’s FGD, 2018).
The claim of the teachers is supported by the concept of play of the interlocutors. For interlocutors, they
considered dance as a part of their play activity.
Sa balay kis- a ga saot saot biskan wala music, ga-isip lang..kung may music gina-feel ang beat
dapat timing
At home, sometimes we dance even though there’s no music, we just count only. If there’s music,
you just have to feel it ... should have timing (Pres, personal communication, July 5, 2018)
ang hampang ko may kis- a may saot saot man
Sometimes my play activity is dance (Han, personal communication, July 18, 2018).
Generally, the play activities of the interlocutors have contributed to the development of their musical
sensitivity. The play activities of the interlocutors have provided them with direct music experiences that, in one
way or another, influenced their musical sensitivity. The various play activities of the interlocutors contain musical
elements that are essential in the development of their music potentials. Thus, by experiencing music through play
activities, learners will be able to familiarise the different music elements as they sing, make gestures, and move
their body. On the other hand, play activity does not only contributed in the development of interlocutors musical
sensitivity. The play activities of the interlocutors likewise developed their creativity. The play activity contains
learning processes that allows learners to explore and develop their creative ideas.
Malaysian Journal of Music Vol. 10, Issue 2 (74-89)
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Developing Creativity Through Play Activities
While observing the activities of the interlocutors within the school premise, the researcher has realised that the
concept of creativity is formed through various direct and indirect learning experiences of the interlocutors. The
interlocutor’s rich play experience provided them the opportunity to become resourceful and imaginative individuals
in portraying various roles they play. The interlocutors make use of their prior knowledge in developing creative
ideas. Thus, the interlocutor was able assimilate and accommodate information and develop their creative
knowledge.
Ash, one of the interlocutors, have developed her understanding of the significance of play to children.
During the interview, explained that “The children should experience playing so they could learn something from
their experiences”. This idea only implies that varied play experiences provide children with the opportunity to learn
various concepts that are beneficial for the learning development of the learners.
The concept of play is not only limited to physical activities. Other forms of play involved imagination like
role-playing or dramatisation that have contributed to the activation of the interlocutor’s creativity which is triggered
by their interest. The interlocutors become mabinuhaton (creative) as they portray the various role they choose to
represent. As the interlocutors portray the various roles they choose, they also learn to make use of the materials
related to their play activity. Furthermore, their resourcefulness indicates how creative they are in using such
materials in their play.
It was summertime when the interview was conducted with the interlocutors. The interlocutors, at that time,
were currently enrolled in their summer dance class. During the interview, the interlocutors mentioned that their
play activities allowed them to imagine things and play different roles based on their interests:
We are playing as if we are actor. (Franz, personal communication, July 6, 2018)
We also do role-playing, sometimes we play cooking. (Mimi, personal communication, July 6, 2018)
I play cooking, holding and playing the utensils, and then sell flowers. (Ash, personal communication, July
6, 2018)
I dress-up my Barbie when playing with it. I dress it like a princess, I braid her hair, and I sometimes put some
accessories on her … I stick the cut-out papers to the dress of my Barbi. (Han, personal communication, July
18, 2018)
I also dance when I am at home. Even if there’s no music, I still dance. I just listen to the music in my mind.
(Han, personal communication, July 18, 2018)
During break time, the interlocutors used to play with one another. If not making some dance routines, the
interlocutors would play a “pretend game.” The interlocutors would try to create a scenario in their play activity.
As documented in the video in 2018, Ash (one of the interlocutors), together with another child, approached Franz
(one of the interlocutors). They stood close together and pretended to be in a photoshoot as if they were models. Ash
was the one choreographing the positions of her friends.
Furthermore, games that involve imagination are likewise reflected in the play activities of other children
in school. As the researcher roams around the school premises, the researcher found a group of children playing on
the stage during recess time. The children pretended to mimic how ramp models would walk. The children called
this game miss-miss (from the beauty titles that start with Miss, like Miss Universe and Miss International).
The above concept of play is likewise supported by the teacher’s interview. Teachers explained, in FGD,
that in dramatization, children may be able to explore and experience a lot of characters which may tap their
imagination as they portray these roles. Children learn to provide creative and musical inputs in their play activities.
Hence, the dramatization taps both the creative and musical aspects of the child:
When you do role-playing you use your parents as your characters, as a child. You explore a particular
character of a person. When children role-play, they do not limit their role-playing to their parents. They
also role play singers. You become the audience. They have their music, especially if the child’s interest is
really into music or singing. Usually, they’re really acting as if we have a show (Teachers’ FGD, 2018).
Hermie M. Cartagena
83
The role-playing or dramatisation was also reflected and incorporated in classroom activities of other
learning disciplines. The researcher observed some classes, during the field study in June 2018, to witness how the
concept of play is integrated into classroom activities. In the science class of Ash and Franz (Figure 6), children had
their performance activity. They were tasked to portray different roles representing different concepts they learned
in their classroom discussion.
Aside from role-playing or games that involve imagination, other games triggers the cognitive domain of
the learners. Being mapamaagi (strategic and resourceful) is one of the many attributes of creativity. Strategic
games require the players to be critical in their game plan to achieve their game objective – to win. Being strategic
is closely related to critical thinking which also intertwines with creative thinking. Children or players use their
critical thinking as they think of a paagi (way) in solving a problem as they engage in play. The interlocutors
mentioned games like ins and panaguay as an example of strategic games. Likewise, the interlocutors explained
the process of the game. Usually, such games are played by children during dismissal period in the afternoon in the
field or outside the classroom:
When you play “ins”, both sides have watchers. There are three lines on the ground. There are groupings, two
groups. If you are the taya you should catch the players [of the other team]; if you catch them, then it’s your turn
to play the games. (Ash, personal communication, July 6, 2018)
In playing panaguay, someone is the taya, then someone would count, then we will hide somewhere. (Pres,
personal communication, July 5, 2018)
Figure 6. Dance presentation as part of interlocutor’s photo classroom activity.
During dismissal time (around 5:00 p.m. in the afternoon), several students can be found in different
areas of the school. The researcher found a group of students who are playing strategic games such as
basketball and Chinese garter (Figure 7 & 8). In basketball, the player’s objective is to shoot the ball on the
ring. Bouncing or dribbling of the ball is required to the player who holds the ball. Meanwhile, the Chinese
garter game objective is to cross over the garter or rubber thread. The player tries to jump as high as possible
to successfully cross to the other side. Both games require strategic planning to win.
Malaysian Journal of Music Vol. 10, Issue 2 (74-89)
ISSN 2600-9366, eISSN 2600-9331
Figure 7. Strategic games of children outside the classroom environment-Chinese carter game
Figure 8. Strategic games of children outside the classroom environment-basketball
Hermie M. Cartagena
85
In support of the above idea, teachers of the interlocutors also agreed, during the interview, to the idea that
strategic games are fundamental in the development of learner’s creative thoughts. The teachers believe that learners
may find the relevance of their activities in music-making:
It’s true that you have to be critical when you play those mind games. Maybe the same creativity [is activated]
in music. When a child thinks critically, she can still use that in music when she creates notes and analyses
the beat (Teachers’ FGD, 2018).
For example, when she plays Rubik’s cube, she uses timing when she thinks of how to solve the puzzle. The
creativity is also there. There’s a technique there before you can solve the puzzle. Technique and strategy are
also considered as creativity (Teachers’ FGD, 2018).
Generally, the various forms of play activities played by the interlocutors, along with other children, are
fundamental in their creative development. Such play activities provide the learners an opportunity to explore and
discover their potentials that, in turn, develop their imagination, critical skills, and creative ideas
Discussion
The findings of the study show that as children engage in various play activities (like role-playing, physical games,
mental games, action songs, and dancing), children become creative, strategic, and musically engaged individuals.
In turn, they can create their creative outputs out of the various movements that they can generate. This claim is
supported by other related studies.
While all forms of human activity can be considered as a form of play (Huizinga, 1980), play activities vary
according to individual subjectivity. The concept of the play itself is flexible and it offers a lot of choices and allows
freedom of interpretation (Brock et al., 2009; Burnard, 2013). Such activities provide an opportunity for children
for several interpretations and to distinguish the similarities and differences in terms of style, treatment, music, and
strategies. As such, critical and creative thinking among children is developed (Hargreaves, 2012; Stefanic, 2014).
Aside from that, engagement in various play activities also allows children to develop musical creativity and musical
sensitivity as they explore and experiment with various music patterns in their play activities (Campbell & Scott-
Kassner, 2010). As children continue to think more critically and be more musically creative, they can progress from
simple to more complex outputs or learning outcomes. This result is also similar to the ideas of Anderson (2012),
Campbell and Scott-Kassner (2010), Jensen (2005), Garnett (2014), and Perkins (2013) stating that the learner’s
direct experience provides them the opportunity to process information by assimilating and accommodating such
information that may develop their music and creative knowledge. Thus, the various forms of play activities provide
learners with direct experience that taps their music and creative potentials leading to a more favourable learning
outcome.
Likewise, the findings also suggest that play activity, if within the context of the learners, provides a
meaningful learning experience. Furthermore, using mother tongue or existing music materials that are embedded
within learner’s local play activities will provide them with more relevant and engaging learning experiences. Based
on the experiences of the interlocutors, their play activities provided them with musical experiences. Aside from
that, the local music materials found in the play activities of the learners may generate an understanding of their
culture and environment. In effect, the local play (larong Pinoy) activities and music materials (local songs and
chants), aside from establishing the learner’s musical sensitivity and creativity, will develop a sense of identity and,
likewise, establish cultural awareness. This information is beneficial for the educators to highly engage the learners
with local play and music activities to further their interest in learning and, likewise, provide learners with more
musical encounters leading to the development of learner’s musical sensitivity, creativity, identity, and socio-
cultural awareness.
Conclusion
Play activities contain implicit and explicit information that is beneficial for the learning development of the learners.
The play activities provide learners with authentic learning experiences. With that, learners develop consciously and
unconsciously their music and creative potentials as they play and interact with one another. Thus, the integration
of play activities in the classroom setting can be beneficial in providing the learners with a relevant and meaningful
learning experience leading to holistic learning outcomes. This information can likewise be beneficial in the learning
advocacy of the Philippine Department of Education K-12 curriculum program. However, there is a lack of literature
in the country supporting the impact of play activities in developing learner’s musical sensitivity and creativity. For
Malaysian Journal of Music Vol. 10, Issue 2 (74-89)
ISSN 2600-9366, eISSN 2600-9331
that reason, the researcher pursued this study because there is a preconceived notion that play activities can
significantly influence the development of learner’s musical sensitivity and creativity.
As the Department of Education in the Philippines advocates for student-centered education, the play
activity can be one of the learning tools that can be used in classroom instruction to provide learners with a more
relevant and encouraging learning environment and experience. Play activities are usually found in children’s
playgrounds. The playground is a safe space for children to explore and experiment on various things that will lead
to their learning growth, and likewise, develop children’s musical sensitivity and creativity. The experience of
children in their play activities provides them the opportunity to understand their learning capabilities and develop
their learning abilities. This only suggests that learners have the learning agency as they engaged in various play
activities.
Play is a highly social activity. The interaction in play activities provides learners the freedom to portray
various roles leading to learner’s character development. With that, this study is anchored to Vygotsky’s
Sociocultural Theory, and Bandura’s Social Cognitive Theory. The study believed that the social environment is the
primary factor for learning. Learners gain knowledge as they interact and observe their environment. Learners learn
to sing songs and dances as they play with one another. Also, the learners learn to become socially sensitive
individuals as they help others in learning the mechanics of their play activities. With that, the foundation of learning
can be further strengthened. This can all be in the introduction
The findings support the claim of the study that the various children’s play activities, within the context of
the interlocutors, have a great potential in developing learner’s musical sensitivity and creativity. The various play
activities of the interlocutors, along with other children, allowed them to have diverse learning experiences. This, in
turn, encouraged the learners to think divergently and become resourceful individuals in attaining their play
objectives. With that, the learners learn to assimilate and accommodate various information and generate new
knowledge. Furthermore, the interlocutors develop their learning system by codifying, give meanings, and provide
symbols to their various play activities. Another factor to consider in delivering a more musical experience to
learners is by employing the existing local music materials found in the play activities of the learners. Thus, the
various forms of local play and music activities can provide learners with a holistic learning experience that, in turn,
can help generate and develop the musical sensitivity and creativity of the learners and, likewise, establish a sense
of identity and socio-cultural awareness.
In conclusion, the integration of local play and music activities in classroom instruction can be beneficial
for both the learners and the educators. The learners may find these activities fun and enjoyable for it is relevant to
them. Learning experiences become meaningful for the learners. For educators, they can engage the students in
classroom activities. Also, through local play and music activities, motivation and interest can be tapped.
Consequently, by tapping the motivation and interest of the learners, the learners could have a prolonged learning
or attention span. Aside from that, the learners learn to socialize and understand different views and perspectives as
they engage in these activities. Thus, the children become socially and culturally aware of their environment as they
develop their musical and artistic expression.
Recommendation
Based on the findings, local play activities contain implicit and explicit information that directly informs the learners
through their play experiences. The play activities tap the learner’s interest that, in turn, provide learners with an
engaging learning experience. The diverse play experiences will give the learners, regardless of age, gender, and
sexuality, a holistic learning experience that would lead to a more favourable learning outcome. With that, future
researchers could conduct a study on integrating play in the classroom setting to determine the impact of play in the
learning development of the learners.
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Biography
Hermie F. Cartagena is an Assistant Professor at the University of the Philippines Visayas, College of Arts and Sciences,
Division of Professional Education, High School Department. He earned his Master’s degree in Music Education at the
University of the Philippines, Diliman, Quezon City in 2018. He took up his Bachelor in Music Education minor in Physical
Hermie M. Cartagena
89
Education at the West Visayas State University and graduated as cum laude, academic year 2010-2011. Cartagena is a lifetime
member of the Philippine Society for Music Education. He is also a rondalla player, choir conductor, and dance
instructor/choreographer. Cartagena has mounted various cultural performances showcasing the music and culture of the
Philippines. Recently, he mounted tunog-tikang I (2019) and II (2020) cultural shows highlighting Visayan music and dances.
Aside from creative works, Cartagena also conducts a series of teacher and regional training-workshop in the Philippines at
national levels.
|
Malaysian Journal of Music Vol. 10 No. 2 (2021) | - | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/390 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/6173 | Editorial | The Malaysian Journal of Music, Volume 10, Issue 2, comprises six articles that present current issues in Ethnomusicology and Music Education from Ireland, United States, Nigeria, Philippines, Thailand, and Indonesia. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/6173/3267 | [
"Clare Suet Ching Chan has a PhD in Music (Ethnomusicology) from the University of Hawai`i at Manoa (2010); Master of Arts (Ethnomusicology)(2002) and Bachelor of Arts (Music)(1998) from Universiti Sains Malaysia, Penang. She holds ABRSM and Trinity College of London graded examination certificates on piano, violin and voice. Clare was the Deputy Dean of Research and Graduate Studies at the Faculty of Music and Performing Arts in Universiti Pendidikan Sultan Idris (UPSI) from 2011-2017. She is now an associate professor and the Chief Editor of the Scopus and Web of Science indexed Malaysian Journal of Music. She is also the Southeast Asian Musical Traditions theme chair of SEADOM and the International Council of Traditional Music (ICTM) national liaison officer. Her research interests include issues of heritage, education, nationalism, tourism, postmodernism and digitalisation in music. She has won several innovative education awards and published on Chinese and indigenous Orang Asli music."
] |
MALAYSIAN
JOURNAL OF MUSIC
Volume 10, Issue 2
2021
ISSN 2600-9366
e-ISSN 2600-9331
Penerbit Universiti Pendidikan Sultan Idris
Tanjong Malim, Perak
2021
ii
MALAYSIAN
JOURNAL OF MUSIC
Volume 10, Issue 2, 2021
Editorial
Clare Suet Ching Chan
iii
Ngemong Raos: Aesthetic Leadership Role of Panjak Juru Kendhang
in Javanese Gamelan
Afriza Animawan
Koentjoro
1
Scoring Alien Worlds: World Music Mashups in 21st Century Sci-Fi
and Fantasy TV, Film and Video Games
Jonathan Stock
13
An Assessment of Music Education Needs Among Orthodox and
Pentecostal Church Choristers in Abeokuta, Ogun State, Nigeria
Eyitayo Soretire
Adebowale Adeogun
29
World Music Pedagogy: Gateway to Global Citizenship and
Children’s Creative Impulses
Juliana Cantarelli Vita
Patricia Shehan Campbell
45
Bringing the Children’s Songs of the Rungus of Sabah into Malaysian
Music Classrooms
Jinky Jane C. Simeon
Jacqueline Pugh-Kitingan
54
Developing Musical Sensitivity and Creativity through Various
Forms of Play Activities
Hermie F. Cartagena
89
iii
Editorial
Cite this editorial: Chan, C. S. C. (2021). Editorial [Editorial]. Malaysian Journal
of Music, 10 (2), iii-iv. https://doi.org/10.37134/mjm.vol10.2.7.2021
The Malaysian Journal of Music, Volume 10, Issue 2, comprises six articles that
present current issues in Ethnomusicology and Music Education from Ireland, United
States, Nigeria, Philippines, Thailand, and Indonesia.
The first article, "Ngemong Raos: Aesthetic Leadership Role of Panjak Juru
Kendhang in Javanese gamelan" written by Afriza Animawan and Koentjoro sheds
light on the role of the leader in the Javanese gamelan ensemble. The leader's role
differs from that of a western classical music orchestra conductor. Through a
phenomenological analysis of interviews from nine informants using the
Interpretative Phenomenological Analysis (IPA), Animawan and Korentjoro
propound that the leader of the Javanese gamelan is not only responsible for the
musical performance of the ensemble, but also the holistic development of the
ensemble. A Javanese gamelan musician, dancer or performer experiences ngemong
raos (soul nurturing) through the development of overall skills such as observing,
niteni (observing), decision-making and gotong royong (egalitarian tasks). Javanese
music is kept alive through the spirit or raos (soul) of the people.
Soretire and Adeogun's article titled, "An Assessment of Music Education
Needs Among Orthodox and Pentecostal Church Choristers in Abeokuta, Ogun State,
Nigeria" broaden our understanding of "music education" to the avenue of the church.
In Abeokuta in the state of Ogun, Nigeria, church choristers experience music
education from formal to informal approaches from the church. The transmission of
musical knowledge through the church is an example of music education that occurs
beyond formal institutionalised organisations. In this article, Soretire and Adeogun
posit that many of the church musicians lack skills in hymn singing techniques,
conducting, choir administration and foundations of theology. This article is a
quantitative survey that assesses the music education needs of a groups of church
choristers. It focuses on playing and auditory skills, as well as, self discipline among
these church choristers.
Jonathan Stock, in the third article titled, "Scoring Alien Worlds: World
Music Mashups in 21st Century Sci-Fi and Fantasy TV, Film and Video Games"
examines the use of world music in musical composition aimed to evoke the aura of
an alien world. Stock analyses the use of world music in a: a) TV series, Battlestar
Galatica b) film, Avatar, and c) video game, World of Worldcraft. Stocks argues that
forms of orientalism, musical stereotypes and mashup insinuations of world music
are compositional techniques used in these three musical compositions. These
mashups include merging the music from different musical periods, origins and
aesthetics into a musical composition. While the music composition may use the
musical instruments and sound resources from a traditional musical instrument
related to a musical genre from specific origins, the music composed, perhaps, with
intention, does not manifest any connection or clue to the origins of the musical genre.
This compositional technique manifests the concepts of postmodernism in which
iv
fragmented musical ideas with no related origins are pieced together to create a
musical pastiche or bricolage in music.
In "World Music Pedagogy: Gateway to Global Citizenship and Children’s
Creative Impulses", Juliana Cantarelli Vita and Patricia-Shehan Campbell highlight
the role of music educators in enhancing cultural understanding through World Music
Pedagogy (WMP). Addressing current issues of inclusivity, diversity and equity,
Cantarelli Vita and Campbell state that music educators have the opportunity to
nurture "global citizenship" among young learners. They posit that music educators
need to be inclusive, respectful, and mindful of other musical traditions when they
teach music in the classroom. The development of intercultural understanding
through WMP is an approach to nurturing children with a "global" understanding of
the world. While we are increasing aware of global cultures through audio-visual
sources from the Internet, experiencing a culture "live" through hands-on musical
activities evokes a more direct encounter with the culture. Cantarelli Vita and
Campbell also highlight that different levels of listening including attentive, engaged
and enactive listening are ways that lead toward the development of creative
expression in world music.
Jinky Jane C. Simeon and Jacqueline Pugh Kitingan, in the fifth article,
"Bringing the Children’s Songs of the Rungus of Sabah into Malaysian Music
Classrooms" gives agency and voice to the culture bearer in determining the sequence
of learning Rungus children's songs. These songs include ngoi tanganak (children’s
songs) and longoi pogondoi (lullabies) which were recorded, transcribed and notated
in western music notation. This article is one of the pioneer interdisciplinary articles
(Music Education and Ethnomusicology), that recognises the knowledge of culture
bearers, in education. It decolonises Music Education from the hegemony of
subscribing to standardised teaching traditions practiced by institutional
organisations.
In the sixth and final article, Cartagena in the article titled, "Developing
Musical Sensitivity and Creativity through Various Forms of Play Activities" uses
singing games from the Ilonggo children's songs repertoire to facilitate the
development of musical sensitivity and creativity. Cartagena explores experiential
learning and outcome-based learning through "play activities" that is aimed toward
enhancing creativity. Through ethnographic fieldwork and interviews with teachers,
Cartagena affirms the usefulness of play activities in enhancing creativity.
Clare Suet Ching Chan
Chief Editor
Malaysian Journal of Music
|
Malaysian Journal of Music Vol. 10 No. 1 (2021) | emotional skill, secondary school concert band, SEL, social and emotional learning, social skill | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/366 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/3854 | Developing Social and Emotional Learning Skills through Secondary School Concert Bands | This research aimed to investigate the social and emotional skills of students through participation in secondary school concert bands. Using a qualitative approach, the study involved a focus group interview of 10-12 students who are section heads, and a semi-structured interview with the band director of each secondary school concert band that made it to the final round of competitions held in Thailand over the past five years. The result revealed that students exhibited strong self-learning capacities with respect to their social and emotional learning (SEL) skills in the following ways; a) self-awareness―they knew their strengths and weaknesses, knew how to improve themselves and were able to deal with their own feelings, b) self-management―they demonstrated effective management in their own practice routine, dealing and overcoming stress and pressure, c) social awareness―they empathised with and understood the perspectives of others and recognised their diverse backgrounds and cultures, d) relationship skills―they built strong relationships with other members, band directors and band alumni, negotiated conflict among other members and sought and offered help when necessary, and e) responsible decision making―they learned to make decisions responsibly and reasonably on behalf of their bands. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/3854/2809 | [
"is a lecturer at Master of Arts Program in Cultural Studies, Research Institute for Languages and Cultures of Asia, Mahidol University, Thailand. She is also a piano instructor teaching at Yamaha Music School and her private studio. She finished her Ph.D. (Music) from College of Music, Mahidol University. Her research interests include music education research, piano pedagogy, music for children, music teaching methodology, higher education, doctoral education, popular music, and social psychology. She has published various articles regarding those issues.",
"is an Assistant Professor and a chairperson at Master of Arts Program in Cultural Studies, Research Institute for Languages and Cultures of Asia, Mahidol University, Thailand. She completed her Ph.D. in Music from Mahidol University. Her research focuses on the issues of music education, ethnomusicology, and cultural studies. She is the principle investigator of ‘Learning Management through Cultural Diversity for Children, Youths and Community’. Her works engage the issues of music learning in a multicultural context and ethnomusicology. She has published articles on music education including cultural studies and education issues.",
"is a lecturer at Bachelor of Arts Program in Western Music, Faculty of Humanities, Kasetsart University, Thailand. He finished his D.M. (Performance and Pedagogy) from Mahidol University. He is also a former Principal Trumpet of the Thailand Philharmonic Orchestra, since he was appointed in 2007, he has served as Co-Principal Trumpet of the Thailand Philharmonic Orchestra, since November 2016 until present. Prior to his appointment he performed with the Bangkok Symphony Orchestra and the Chao Phraya Symphony Orchestra. One of the most in-demand trumpet artists in Thailand today, Chanoksakul has given performances and master classes throughout the region. He has taught thousands of music students in clinics, workshops and master classes. He has extensive experience in both concert and marching band, and regularly adjudicates festivals and competitions. Chanoksakul is an active chamber musician, who gives numerous performances both in Thailand and internationally."
] | Skowrung Saibunmi, Nantida Chandransu, & Surasi Chanoksakul
1
Developing Social and Emotional Learning Skills through
Secondary School Concert Bands
Skowrung Saibunmi1, Nantida Chandransu2, & Surasi Chanoksakul3*
1,2 Research Institute for Languages and Cultures of Asia, Mahidol University, Thailand
999 Phuttamonthon 4 Road, Salaya, Nakhon Pathom 73170, Thailand
3Department of Music, Faculty of Humanities, Kasetsart University, Thailand
50 Ngam Wong Wan Rd, Ladyaow, Chatuchak, Bangkok 10900, Thailand
e-mail: [email protected], [email protected], [email protected]
*Corresponding author: [email protected]
Published online: 28 February 2021.
Cite this article (APA): Saibunmi, S., Chandransu, N., & Chanoksakul, S. (2021). Developing social and
emotional learning skills through secondary school concert bands, Malaysian Journal of Music, 10(1), 1-11.
https://doi.org/10.37134/mjm.vol10.1.1.2021
Abstract
This research aimed to investigate the social and emotional skills of students through participation in secondary
school concert bands. Using a qualitative approach, the study involved a focus group interview of 10-12 students
who are section heads, and a semi-structured interview with the band director of each secondary school concert
band that made it to the final round of competitions held in Thailand over the past five years. The result revealed
that students exhibited strong self-learning capacities with respect to their social and emotional learning (SEL)
skills in the following ways; a) self-awareness―they knew their strengths and weaknesses, knew how to improve
themselves and were able to deal with their own feelings, b) self-management―they demonstrated effective
management in their own practice routine, dealing and overcoming stress and pressure, c) social awareness―they
empathised with and understood the perspectives of others and recognised their diverse backgrounds and cultures,
d) relationship skills―they built strong relationships with other members, band directors and band alumni,
negotiated conflict among other members and sought and offered help when necessary, and e) responsible decision
making―they learned to make decisions responsibly and reasonably on behalf of their bands.
Keywords: emotional skill, secondary school concert band, SEL, social and emotional learning, social skill
Introduction
Social and emotional learning or SEL has been discussed widely in the educational context. SEL
consists of five core competencies; self-awareness, self-management, social-awareness, relationship
skills, and responsible decision making (Collaborative for Academic, Social, and Emotional Learning,
2005). SEL is considered as an important factor in success at school and in the workplace and also in
maintaining positive relationships with families and friends (Elias & Weissberg, 2000). Consequently,
when SEL has been integrated into the curricula of schools students are prepared for success at both
school and in life in order to foster social and emotional competencies that allow them to be more
actively involved in the learning process and develop necessary skills (Weissberg et al., 2015; Zins &
Elias, 2007).
SEL can not only be incorporated into academic subjects, but also other activities aimed at
developing students’ ability to get along and manage their emotions in order to be successful in work
and life (Jones & Bouffard, 2012; Weissberg et al., 2015; Zins & Elias, 2007). Music activities such as
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school music ensembles seem to be a good example. Studying a musical instrument can help in
developing various psychological and social skills as well as self-perception (Devroop, 2012; Ros-
Morente et al., 2019). The development of Western music bands is a challenge for secondary schools
in Asian countries (Hebert, 2012). As for Thailand, Western music activities are quite popular among
secondary school students, and a number of secondary schools there have developed large musical
ensembles that go by various names such as wind band, wind symphony, symphonic band, and
philharmonic wind. Some of these ensembles were established to serve activities at the school or in
nearby communities, while others were formed for competitive purposes both locally and
internationally.
In Thailand, the number of primary and secondary schools under the Office of The Basic
Education Commission (OBEC) is approximately 39,970 (Office of The Basic Education Commission,
2013). Each school mostly arranges music activities for students, especially larger schools where
concert bands are often organised as one of the activities. These bands usually comprise one full-time
music teacher and/or one coach, depending on the budget, and approximately 30-80 students. In
addition, various government and private agencies organise and continuously support music activities
in order to provide students with opportunities to perform and improve their musical skills. However,
from available statistics, there are approximately ten school bands which have achieved consistent
success at national and international competitions and are acknowledged among secondary school
music band management.
The success of music bands depends not only on musical mastery, but also various aspects,
such as SEL and the well-being of band members (Carlisle, 2013; Edgar, 2016a). SEL is involved in
effective music practicing and performing, for example regulating one’s own emotions during practice,
before and after performance, managing performance anxiety and establishing and maintaining
relationships with members of the band and the band director (Farrington et al., 2019; Zhai et al., 2015;
Zins & Elias, 2007). In Thailand, SEL was implemented in the study of specific group of students, for
example, students with special needs, gifted students, or the study of students by ages and levels which
mostly emerged in educational disciplines (Songnuan, 2008). For example, the study by Nilrat (2010)
on the development a social and emotional learning program for fourth to sixth grade students, the study
by Wongupparaj and Khayankij (2018) about the guidelines of social and emotional learning in
preventing and solving emotional and behavioral problems of preschoolers and the study of SEL on the
secondary school students under the Office of the Basic Education Commission by Inta and
Sakulsriprasert (2018). However, no research regarding SEL has been carried out related to music
disciplines and the potential of group music such as music ensembles to improve students’ SEL, it is
interesting to examine to what extent participation in a school music ensemble can help students develop
SEL. This study, therefore, aimed to investigate the SEL of students through participation in secondary
school music ensembles. The results will provide a valuable guide for education institutions or music
band directors who are looking to modify their music programs towards helping students develop SEL.
Additionally, the result will be beneficial in Thailand’s context in rationalising music study at school
and why music activities like concert bands should be arranged in all schools.
What is Social and Emotional Learning (SEL)?
Social and emotional learning or SEL is the capacity to recognise and manage one’s own emotions,
solve problems effectively, set and achieve positive goals, demonstrate caring and concerning for
others, establish and maintain positive relationships, make responsible decisions and handle
interpersonal situations effectively (Payton et al., 2008; Zins & Elias, 2007). The Collaborative for
Academic, Social, and Emotional Learning (2005) has categorised core social and emotional
competencies into five groups as follows:
self- awareness: knowing one’s own strengths and weaknesses; being able to assess own
feelings, interests and values; maintaining as well-grounded sense of self-confidence; and being
optimistic with a growth mindset
self-management: regulating one’s own emotions and managing stress effectively; controlling
impulses; expressing emotions appropriately; and motivating oneself to set and achieve goal
Skowrung Saibunmi, Nantida Chandransu, & Surasi Chanoksakul
3
social-awareness: empathising with and understanding the perspectives of others; and
recognising their diverse backgrounds and cultures
relationship skills: establishing and maintaining relationships with others; resisting
inappropriate social pressure; negotiating interpersonal conflict; and seeking and offering help
when needed
responsible decision making: making constructive choices about personal behavior and social
interactions based on consideration of ethical standards, safety concerns, social norms and
respect for others; and applying decision-making skills to academic and social situations
SEL has a positive impact on many areas, for example, improving academic performance and
physical health, regulating emotions, fostering healthy behaviors, building good relationships among
students as well as between students and teachers (Doikou-Avlidou & Dadatsi, 2013; Zhai et al., 2015;
Zins & Elias, 2007). Also, SEL competencies have connections with 21st century skills, for instance,
creativity, critical thinking, communication, collaboration, adaptability, flexibility, initiative and self-
direction, social and cross-culture skills, productivity and accountability and leadership and
responsibility (Rácz et al., 2015). The 21st century skills are core elements that are important for social
interaction and career as well as of quality citizens of society.
SEL & Music Education
Music education and SEL are complementary to each other by their nature (Edgar, 2013). In addition,
SEL can be developed through music education (Edgar, 2016b). Pellitteri (2006) discussed five ways
that music education and SEL learning are compatible as follows:
music can be used as an emotional stimulus: This can be in the form of listening to music
and discussing emotional qualities.
music can be used as an aesthetic experience: This is because music is connected with
perceptions and feelings.
music can be used for relaxation and imaginary: By playing slow music, students can relieve
their stress.
music-making can be a form of self-expression: Performing music can be defined as an
expression of emotion.
music-making can be a form of group experience: Making music together as a group can
strengthen relations among group members.
Pellitteri (2006) suggested some music activities that can be used in the classroom to foster
SEL. The first one is improvisation which helps students to release their tension and express their
emotions while performing music. Playing in an ensemble by gathering students and having them
perform music together can raise their social awareness. Furthermore, when students are asked to play
to the right beat, this is a form of impulse control. In a band with a soloist, other members need to stop
playing or play softer in order for the soloist to be heard, which can be considered as self-control.
Identifying emotions in music is another example. Students can learn to identify their emotions and
manage their impulses through recognising emotional qualities in music and participating in music
ensembles. Through music-making, while students acquire the ability to express music, they also
develop social relationships (Ros-Morente et al., 2019).
Apart from the students themselves, teachers play an important role in students’ SEL
development. Music teachers can help students improve their SEL skills by encouraging them to set
goals for the music by themselves, encouraging them to find solutions to problems, helping to release
performance anxiety and realising the power of music that can effect social change (Edgar, 2015).
Furthermore, through music instruction, students as musicians are taught to be both self-aware and
socially-aware. From the studies of Edgar (2016a) and Carlisle (2013), when music teachers adapt their
music classes to incorporate SEL principles and allow students to set their own goals along with the
teacher’s suggestions, students tend to develop their SEL skills and have better relationship with the
teacher. Besides, the adjustment encourages students to persist in their music activities.
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In terms of performing, Higdon (2017) suggested ways in which SEL could be introduced into
the music classroom. Teachers can help students to manage performance anxiety and educate them on
how to cope with feelings before, during and after the performance. Students need to be guided on how
to deal with disappointment when the performance does not go as well as expected. Teachers also need
to encourage students to use music as a pathway to appreciate diversity; learn about other cultures and
accept those who are different. Moreover, teachers can enable students to develop leadership skills by
being section leaders or lead players in ensembles.
Limitation of the Study
This study focused only on students who were section heads of each school band. The researchers did
not interview all students in the bands. Furthermore, the selected bands in this study had finished their
competitions not over than one month.
Methodology
Participants
The participants in this study were five Thai secondary school concert bands which had reached the
final round in competitions in Thailand over the past five years, namely HW, RNB, RNM, TUN and
WST. Representatives from each school band comprised 10-12 students who were section heads and
had experiences in performing with the band at least two years. They were asked to participate in a
focus group interview and one band director from each school was asked to participate in a face-to-face
interview. However, as this study gives prominence to the students’ focus group interview, the face-to-
face interviews with the band directors were merely supplementary for a better understanding of the
overall band management process.
Instrument
The tools used in this research for data collection were interview questions. The literature related to
social and emotional learning was reviewed in order to create a framework for both the focus group
interview and face-to-face interview. The questions corresponded to five core social and emotional
competencies according to the Collaborative for Academic, Social, and Emotional Learning (2005):
self-awareness, self-management, social-awareness, relationship skills and responsible decision
making. A pilot study was conducted in order to determine whether the prepared questions were
effective, reliable and suitable for participant selection. The interview questions were then adjusted
before being submitted for approval by the Ethics Review Board.
Procedure
After receiving the Ethics Review Board’s approval to conduct the study, the band directors were
contacted via telephone to make an appointment for both themselves and the students. Both focus group
interviews and face-to-face interviews took place at the interviewees’ schools and were conducted in
Thai for ease of communication. Each interview lasted approximately one hour. The researcher used
interview protocol to guide the interview process, with open-ended questions to allow participants to
convey their views and perspectives in their own words (Creswell & Poth, 2018). Additional questions
could then be asked in response to information offered by the interviewee. Before the interviews, all
participants were informed in advance and asked to sign an informed consent document and since all
students are minors, an information sheet for parent or guardian needed to be signed as well. The
researchers also asked for permission to record. The interviews were logged using recording equipment
and the researcher took notes on the important points during the interview.
After the data was collected, the researcher transcribed it from the recording to text and the
transcription was sent to the band directors and the student representatives by e-mail to check for
Skowrung Saibunmi, Nantida Chandransu, & Surasi Chanoksakul
5
accuracy. The participants were given one week to proofread the transcripts, and if no responses were
received from participants, it was assumed that they were satisfied with the data. After the data had
been verified and approved, the coding process was carried out. This process indexes or maps the data
to provide the researcher with an overview of the relationship between research questions (Elliott,
2018). The transcription was coded based on topics that corresponded to the five core SEL competencies
and the topics recategorised according to each competency. To better understand the findings, the
researcher reread the transcriptions and reviewed the literature to help explain the findings and
attempted them to put them into context.
Results
The results reveal that the students exhibited strong self-learning capacities with respect to their
emotional and social skills. Categorised following the Collaborative for Academic, Social, and
Emotional Learning’s five core competencies, they are presented as follows:
Self-awareness
Students from the interviews became conscious of their strengths and weaknesses, were able to evaluate
themselves and knew what and how to improve. One student mentioned that all of them, as musicians,
used their listening skills to judge everything he/she was playing to determine whether the quality was
satisfactory or not (RWB School). One student believed that their ability to self-evaluate derived from
their performance and practice experiences (RWB School).
The weaknesses that students exhibited were mostly to do with skills, such as sound quality
(HW School, RNM School, RWB School and TUN School), tone color (HW School), fingerings (HW
School), articulations (HW School and RWB School), tempo (HW School and WST School), dynamics
(RNM School), intonations (HW School and RNM School) and sight reading (RNM School). Also,
psychological issues such as stress, excitement and performance anxiety were found to be common
among students (RNM School, RWB School, WST School). After students had become aware of their
weaknesses, they were able to find solutions or ways to ameliorate those problems by themselves. For
example, discovering new practice exercises (RWB School), recording their own performances (RWB
School, WST School), creating their own exercises (RWB School), practicing different sections
separately (RWB School), consulting teachers, friends, or seniors (HW School, RNM School, RWB
School and WST School), watching performances on YouTube (HW School, RNM School and WST
School), practicing in slow tempo (TUN School and WST School), practicing with different techniques
(HW School, RNM School and TUN School), rehearsing in front of others (RNM School) and
reviewing basic skills (HW School and RNM School).
From the viewpoints of the band directors, participating in a band required self-evaluation by
the students. After the competition, one band director mentioned that they had a talk with all the band
members and had them evaluate themselves: what the problems were, what needed to be corrected or
improved, their level of satisfaction and what to do next (TUN School). Apart from the competition,
the pleasure of playing music and being in the band was also important and students needed to take this
matter into consideration (RNM School and TUN School). One band director stated:
I try to manage everything that makes students feel happy to be in the band. I always tell them that they
need to think for themselves and if they are unhappy or don’t enjoy being in the band, they can tell me. I
won’t be upset because music is a form of art that depends on the individual. (RNM School)
Self-management
From the interviews, students were capable of managing their own practice routine. Most of the students
mentioned that, because they were section heads, they needed to practice separately (HW School, TUN
School and WST School). However, they also noted that they practiced by themselves after school or
after finishing practice with the band. Their practice mostly started with a warm-up and basic skills.
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Apart from dealing with performance skills, most of the students said that they had to manage
the stress and anxiety that occurred during their practice sessions, but could handle and overcame these
issues. Some students explained:
When I’m not happy with my practice, I stop and try to relax by getting something to eat, going for a
walk, or doing anything I can to recover. I’ll come back to practice when I feel better because if I’m not
ok, I won’t be able to play well. (RWB School)
I get stressed when I can’t play a scale with right fingerings. My solution is to keep practicing until I can
do it. (RNM School)
In my keyboard section, there are many young members who seem to be better than me because they’ve
been participating in many competitions and won prizes. I then wonder whether I’ll be able to do like
them. It’s pressure. So, I resolve this by thinking that it’s alright, we’re in the same section, we need to
help each other. I practice harder and regularly to improve myself. (HW School)
As section heads of their school band, students who took part in the interviews demonstrated
effective management on behalf of their group. They started by analysing the given pieces, assigning
the scores for the part each individual member had to practice first. They then got together to practice
as a unit in order to check for accuracy (HW School, RWB School and TUN School). In addition, they
emphasised that they set practice schedules for the band, which everyone needed to follow to achieve
their goals. They decided what and how to practice, how long to practice each part and how to overcome
problems that arose (HW School, RWB School and WST School).
Playing in a band together and studying at the same time requires self-discipline on the part of
students and they needed to regularly manage the stress that they experienced (RWB School). Some
band directors explained that students in the band were able to effectively balance their studies and
practice by visiting tutors in the evening and returning for practice later (HW School). They needed to
carefully schedule their practice so as to be ready for every performance (RWB School). One band
director remarked that he taught his band members to be responsible, and if they were unable to perform
at any event, they needed to arrange things themselves and find someone who was able to replace them
on that occasion (RWB School). In addition, one band director commented that many students who
played in the band were especially bright and had gained admission to study engineering at university
level (HW School).
Social awareness
Students in this study showed empathy and consideration for all their bandmates regardless of how
accomplished they were at music. One student stated that he understood that younger members of his
section could not play some parts because when he was their age, he could not play everything well
either (WST School). Additionally, students were accepting of those from different backgrounds and
cultures and even when younger students demonstrated better skills, they were not envious but admired
them instead (HW School, RNM School and TUN School). Some commented are as follows:
I realise that one younger member in my part can play jazz very well. I admire him and we exchange and
share our knowledge quite a lot. (TUN School)
I joined this band a few years ago and there is one younger member who had joined before me. He was
the better musician, but I am more mature, which means that I can handle everything in my part. So, when
it comes to teaching, both of us help other members. It doesn’t mean that only the section heads can teach.
(HW School)
Furthermore, some students in this study tried to understand individual differences: someone is
good at this but not at that. This understanding has led to the use of different methods to help them reach
their goals.
Skowrung Saibunmi, Nantida Chandransu, & Surasi Chanoksakul
7
There is one younger member that I need to be strict with or she won’t improve, whereas with another I
need to be kind and gentle so that she can do better. For me, learning to understand other members in the
part is important. (RWB School and TUN School)
Female students seem to be more sensitive than male students. So I need to be careful what I say or which
words I use. (TUN School)
In order for students to understand the diverse perspectives of others, the band directors of some
schools invited music experts from various backgrounds to talk, teach and share their experiences with
the students (HW School, RWB School and WST School). Besides that, some band directors invited
band members to watch various kinds of musical performances at different venues, which was an
opportunity for students to experience the wonderful sounds of music (RWB School and TUN School).
Also, one school director hosted a concert involving students from other school bands and had them
perform together in order for students to learn about diversity (RWB School).
Relationship skills
From the interviews, it became clear that the students were able to build positive relationships with
others and develop their communication, negotiation and problem-solving capabilities while practicing
with the bands. They also sought and offered help when needed. Many students mentioned that they
helped each other during practice and whenever someone encountered problems (TUN School and WST
School). One student pointed out that everyone needed to be prepared to adjust him/herself in order to
work together as a band (RWB School).
Furthermore, students from almost all the schools claimed that, as section heads, they needed
to negotiate conflict among members of the band (HW School, RNM School, RWB School and WST
School). Their comments were as follows:
There are some arguments among the band members. It’s all about emotions. If I need to face someone
who is hot-tempered, I need to be steady and calm. (RWB School)
There are some fights between younger members. I talk to them and solve the problems. I also say that if
there are more fights in the future, they will be punished. (WST School)
In my section, younger members always compete with each other. So, I gather them together and tell the
whole section that we are here to enjoy music together and not to compete. We should help by teaching
each other rather than competing. (HW School)
The band directors of all schools confirmed that playing in a band could help students develop
social skills. Some students did not have many friends and were lonely, but when they were in the band,
they could perform together and seemed to be happier (HW School). Likewise, many band directors
affirmed that band members had good relationships with senior and former students of the bands
because the senior students helped teach younger members and former members regularly returned to
help and teach current students. This became a tradition of school bands (RWB School, WST School).
When students joined the band, the band directors agreed that they all needed to adjust
themselves in order to live together (WST School). Whenever there were disagreements among
students, the band directors acted as middlemen; they had students sit down and talk it through together
and tried to find the best solutions for everyone (HW School, RWB School, RNM School and TUN
School).
Responsible decision making
The interviews revealed that as section heads, the students learned to make decisions responsibly and
reasonably. The decisions they needed to make included when to practice, the structure of each practice
session, song selection, part assignments for each piece, exercise assignments for each member, the
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number of members for each piece and rules for the band (HW School, RNM School, RWB School and
TUN School). Although the students themselves decided most issues, sometimes they dared not make
certain decisions, preferring instead to seek the advice of band directors. One student put it this way:
I’m a section leader and also a leader of this band. I need to decide everything about the band. When I
first accepted this position, I didn’t dare to make decisions on many things, so I asked the band director
whether this was ok or what we should do. Later, the band director told me to decide by myself and only
then did I dare to make decisions such as setting the rules for the band. (TUN School)
The band directors mostly allowed students to select their own section heads (HW School and
TUN School). When there were events for the bands, the band directors asked other members whether
they wanted to participate in those events (WST School). This allowed students to decide responsibly.
As one band director explained:
Whenever there is an activity, I first tell the students about it and let them decide whether to accept this
event or not. At my school, there is a concert every three months for which students themselves decide
what songs are to be played, how to promote it and what to do at each stage of the process. (WST School)
Discussion
Secondary schools in Thailand arrange concert bands as one of the school activities that students can
choose to participate in. This is consistent with studies which found that schools today must not only
offer academic subjects but also other activities that can develop students’ ability to get along and
manage their emotions in order to be successful in life and work (Jones & Bouffard, 2012; Weissberg
et al., 2015; Zins & Elias, 2007). However, Thai schools in broader view do not really emphasise
improving students’ social and emotional skills and concert bands for them are only activities that they
do for competitions. Despite this, the results confirm clearly that participating in concert bands can help
students fully develop their SEL skills.
When students were required to practice in order to be able to play in the band, students claimed
that as members of the band, they were more self-aware: they assessed their strengths and weaknesses,
knew how to improve and were able to deal better with their feelings. In addition, students seemed to
have strong self-management skills in managing their own practice routine as well as dealing and
overcoming the stress and pressure that occurred during practice. Also, they were then able to arrange
things for other band members. This subsequently taught other students how to organise their own lives
by honing the skill set necessary for the 21st century, consisting of personal responsibility,
accountability, self-direction, and personal productivity (Rácz et al., 2015). This proves that
participating in school bands can enhance various skills necessary for student’s life.
Since participation in a school concert band is a form of music activity that brings together
students from different backgrounds to play music, this clearly helps them develop social awareness,
which enables them to empathise with and understand the perspectives of others and appreciate their
diverse backgrounds and cultures. This supports Pellitteri (2006) who argued that gathering students
and having them perform music together can be regarded as social awareness and the study by Higdon
(2017) and Rácz et al. (2015) that music can be used as a pathway to recognise diversity and improve
social and cross-culture skills; learn about other cultures and accept those who are different.
Participating in a concert band requires communication skills which can improve students’ relationship
skills. Students are able to build strong relationships with other members, band directors and band
alumni, negotiate conflict among other members and seek and offer help when necessary.
When students need to make decisions regarding any issue, critical thinking skills are required,
which means that students must think responsibly. Notwithstanding this, the band directors in this study
played an important role in developing their students’ decision-making skills because, although students
were section heads, they were not confident in making certain decisions. This reflects Thai culture in
which younger people respect their elders, so it is the band director’s responsibility to help his/her
students overcome particularly difficult issues. This finding agrees with Edgar (2015) who concluded
Skowrung Saibunmi, Nantida Chandransu, & Surasi Chanoksakul
9
that listening, discussing and planning with students were the three most important recommendations
for teachers.
Band directors are key to promoting a pleasant environment and activities that help students
develop SEL skills. In helping students develop their self-awareness and self-evaluation, the band
directors took time after competitions to let students evaluate themselves and to survey students’
feelings. Higdon (2017) said that teachers could educate students regarding how to cope with feelings
after a performance and students needed to be guided on how to deal with disappointment when the
performance does not go as they expect. Moreover, it serves as an opportunity for band directors to
learn from the students and evaluate the performance so as to improve the next one. Regarding self-
management, the band directors taught students to be responsible for their own practice, and many band
directors mentioned that they arranged concerts to help students develop both social awareness and their
relationship skills.
It is clear that participating in a concert band can improve students’ SEL skills in all five
competencies. Furthermore, SEL skills are vital in this 21st century, especially in education and work.
Therefore, it is highly important that students be equipped with universally applicable skills that prepare
them to be valued members of society, ready for the challenges of the future. In Thailand’s context,
music is still an elective subject that parents do not fully appreciate; most parents in Thailand seemed
to pay more attention on school’s academic subject. In addition, there are no Thailand-specific
publications that provide information regarding developing SEL skills through musical activities. This
study answers the questions as to why we should study music and why musical activities like concert
bands should be arranged in all schools.
Conclusion
Participating in a concert band can help students thoroughly develop their SEL skills. As a member of
a concert band, students gain self-awareness by assessing their strengths and weaknesses, learning how
to improve themselves and strengthening their capacity to deal with their own feelings. Students also
develop self-management, through which they are able to manage their own practice routine, regulate
their emotions and organise issues related to the band and its members. Playing with members from
different backgrounds raises their social awareness, enabling them to empathise and understand other
points of view, while better appreciating the value of diversity. Being a member of a band allows
students to build positive relationships with others, and at the same time, develop communication,
negotiation and problem-solving capabilities during practice with others. Furthermore, students acquire
responsible decision-making skills that benefit their own circumstances and those of others in the band,
not just academically, but also in other domains throughout their life.
Implications
For institutions and teachers, the results of this study as well as SEL framework itself can be used and
adapted in designing music programs and curricula. Moreover, the principles of SEL can be applied in
general music education classes and other music and non-music activities, both inside and outside
classroom. Since the results of this study illustrate that music can help students develop their SEL skills,
it is useful for band directors seeking more support for these kinds of activities. In addition, the
information from this study can enhance the knowledge and skills of music teachers regarding social
emotional learning and as consequence, they can select and utilise certain techniques that are most
suitable for their students to help them acquire SEL skills.
Since this is a basic research, this study can be applied into an experimental research for further
studies. The results from this study can be used to set and plan a rehearsal that covers all SEL
competencies which aims to use for all band members, not only section heads. In addition, this study
can be expanded more in terms of other aspects that are relevant to band rehearsal and SEL
competencies. The final results can lead to a handbook for band directors or teachers.
Malaysian Journal of Music Vol. 10, Issue 1 (1-11)
ISSN 2600-9366, eISSN 2600-9331
10
Acknowledgement
This paper is a part of Social and Emotional Learning Skills: Implications for Development of Musical
Skills and Continued Participation in Western Music Activities at Thai Secondary Schools research.
This research received an ethical approval from IPSR-Institutional Review Board (IPSR-IRB), IRB
Number: IRB0001007.
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Biography
Skowrung Saibunmi is a lecturer at Master of Arts Program in Cultural Studies, Research Institute for Languages
and Cultures of Asia, Mahidol University, Thailand. She is also a piano instructor teaching at Yamaha Music
School and her private studio. She finished her Ph.D. (Music) from College of Music, Mahidol University. Her
research interests include music education research, piano pedagogy, music for children, music teaching
methodology, higher education, doctoral education, popular music, and social psychology. She has published
various articles regarding those issues.
Nantida Chandransu is an Assistant Professor and a chairperson at Master of Arts Program in Cultural Studies,
Research Institute for Languages and Cultures of Asia, Mahidol University, Thailand. She completed her Ph.D.
in Music from Mahidol University. Her research focuses on the issues of music education, ethnomusicology, and
cultural studies. She is the principle investigator of ‘Learning Management through Cultural Diversity for
Children, Youths and Community’. Her works engage the issues of music learning in a multicultural context and
ethnomusicology. She has published articles on music education including cultural studies and education issues.
Surasi Chanoksakul is a lecturer at Bachelor of Arts Program in Western Music, Faculty of Humanities,
Kasetsart University, Thailand. He finished his D.M. (Performance and Pedagogy) from Mahidol University. He
is also a former Principal Trumpet of the Thailand Philharmonic Orchestra, since he was appointed in 2007, he
has served as Co-Principal Trumpet of the Thailand Philharmonic Orchestra, since November 2016 until present.
Prior to his appointment he performed with the Bangkok Symphony Orchestra and the Chao Phraya Symphony
Orchestra. One of the most in-demand trumpet artists in Thailand today, Chanoksakul has given performances
and master classes throughout the region. He has taught thousands of music students in clinics, workshops and
master classes. He has extensive experience in both concert and marching band, and regularly adjudicates festivals
and competitions. Chanoksakul is an active chamber musician, who gives numerous performances both in
Thailand and internationally.
|
Malaysian Journal of Music Vol. 10 No. 1 (2021) | curriculum development, music education, Thailand, trumpet, trumpet curriculum | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/366 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/3699 | The Development of Curriculum Content for the Study of Undergraduate Applied Trumpet in Thailand | In Thailand, the trumpet is a popular instrument that is utilised in various types of musical genres and styles. These styles include Western classical, jazz, Thai pop, Thai country and Thai fusion, which combines traditional Thai music with popular styles. Thai trumpet players are often required to play in more than one style, however, there are little opportunities to study these skills at the university level. The purpose of this study was to create curriculum content for the study of undergraduate applied trumpet performance in Thailand that will make it appropriate for Thailand. A qualitative methodology was employed for a developmental research approach through the process of collecting curricula from Thai universities and international experts; conducting interviews with four expert Thai trumpet instructors; and analysing and synthesising this curriculum data to create a new core curriculum that reflects international standards yet relevant to the Thai music scene. The resultant curriculum consists of: description of the curriculum, objectives of the curriculum, undergraduate curriculum plan and content description, expected results of a study of outcome-curriculum-design theory, curriculum content guidelines, learning activity subjects, student assessment, and recommendations. Discussion points include possibilities and limitations in curriculum development, the process of curriculum development that is suitable for studying trumpet at the undergraduate level in Thailand, and trumpet curriculum development for future career paths. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/3699/2810 | [
"is a D.M. candidate in music performance and pedagogy from the College of Music, Mahidol University, Thailand. He has received a Master of Arts (music) in performance from the College of Music, Mahidol University, and a Bachelor of Arts (music) from the Music Department, Payap University, Thailand. He is currently an instructor at the College of Music, Payap University, Chiang Mai, Thailand.",
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" "
] |
Malaysian Journal of Music Vol. 10, Issue 1 (12-24)
ISSN 2600-9366, eISSN 2600-9331
12
The Development of Curriculum Content for the Study of Undergraduate
Applied Trumpet in Thailand
Jakaphan Chaiya1* & Joseph Bowman2
College of Music, Mahidol University, Thailand
e-mail: [email protected], [email protected]
*Corresponding author: [email protected]
Published online: 28 February 2021.
Cite this article (APA): Chaiya, J. & Bowman, J. (2021). The development of curriculum content for the study of
undergraduate
applied
trumpet
in
Thailand,
Malaysian
Journal
of
Music,
10(1),
12-24.
https://doi.org/10.37134/mjm.vol10.1.2.2021
Abstract
In Thailand, the trumpet is a popular instrument that is utilised in various types of musical genres and styles. These
styles include Western classical, jazz, Thai pop, Thai country and Thai fusion, which combines traditional Thai music
with popular styles. Thai trumpet players are often required to play in more than one style, however, there are little
opportunities to study these skills at the university level. The purpose of this study was to create curriculum content
for the study of undergraduate applied trumpet performance in Thailand that will make it appropriate for Thailand. A
qualitative methodology was employed for a developmental research approach through the process of collecting
curricula from Thai universities and international experts; conducting interviews with four expert Thai trumpet
instructors; and analysing and synthesising this curriculum data to create a new core curriculum that reflects
international standards yet relevant to the Thai music scene. The resultant curriculum consists of: description of the
curriculum, objectives of the curriculum, undergraduate curriculum plan and content description, expected results of
a study of outcome-curriculum-design theory, curriculum content guidelines, learning activity subjects, student
assessment, and recommendations. Discussion points include possibilities and limitations in curriculum development,
the process of curriculum development that is suitable for studying trumpet at the undergraduate level in Thailand, and
trumpet curriculum development for future career paths.
Keywords: curriculum development, music education, Thailand, trumpet, trumpet curriculum
Background and Significance
In recent decades, Western classical trumpet has become a well-known and popular instrument and
performing style in Thailand. There have been many activities, including regular conferences and master
classes, that were initially inspired by the International Trumpet Guild Conference which was held in
Bangkok in June 2005. Since then, there have been several annual events focused on enhancing the level of
performance for trumpet players in Western classical performance style in Thailand. The shared goal of
these events has been to support Thailand trumpet players in developing to an international standard of
playing and teaching.
In addition to the development of classical trumpet playing in Thailand, the instrument is popularly
employed in various other styles of music including jazz, Thai popular music, Thai country music and Thai
fusion, which combines Thai traditional music with popular styles. The trumpet is also featured in a popular
local tradition of small informal marching bands known as trae-wong, which are used in weddings and other
ceremonies. According to Charoensook (2018), musicians in Southeast Asia need to blur the boundaries of
genre, while still reflecting the music of the region. This is evident in the largely diverse nature of trumpet
playing in Thailand (p. 4).
Jakaphan Chaiya & Joseph Bowman
13
Trumpet players in Thailand often find success by being competent in more than one of these styles
of playing. “Mostly, our Thai musicians are not professional and cannot rely on only one career. They have
many jobs simultaneously because doing only one job gives inadequate earnings” (p. 56). Additionally,
Puengpreeda said that “I myself play trumpet in the TPO [Thailand Philharmonic Orchestra] and sometimes
I play jazz and pop piano to earn extra income” (Chitrangsan, 2011, pp. 33, 56). These issues reflect the
career path of musicians after graduation who studied trumpet at university. It also reflects the local job
market in Thailand.
In addition diverse musical studies for trumpet players not being offered, there are other issues with
studying trumpet performance at the tertiary level in Thailand. A survey of undergraduate programmes in
Thailand reveals that there is shortage of music performance emphasis majors in general. According to
Thuntawech & Trakarnrung (2017), there are 94 different undergraduate level programmes in music, but
only three of these programmes emphasise on performance; Mahidol University, Rangsit University and
Silpakorn University. These programmes were designed using a Western music curriculum structure.
Furthermore, most undergraduate music programmes in Thailand were not created with input from
performers, but were instead written by music academicians with backgrounds in music education and
musicology. “Today, we still lack the appropriate performance personnel who have knowledge and
understanding of writing music curricula and to make it [music] an interesting subject. Many institutions
also have music teachers who did not specifically study music at university” (Luepradit, 2015). Biographical
information from university websites retrieved on 6 June 2020 of the qualifications of trumpet instructors
at 37 Thai universities revealed that only 63% of those teaching trumpet are trumpet players, and only 49%
have a performance degree (Bowman & Laosaichuea, 2020).
These obstacles affect students' trumpet development in Thailand and show how the educational
system is not systematically developed. These problems reflect the reality of music education in Thailand
and as a result most learners are not able to develop their musical skills to an international standard and
their performance skills are not diverse enough to find success in the job market that exists in Thailand
(Suttachit, 2011).
The problems mentioned lead to the purpose of this study which is to generate an undergraduate-
trumpet-curriculum-content framework to develop trumpet performers with strong knowledge and skills
and can work successfully in the diverse professional music market of Thailand. The results of this study
will benefit university administrators in designing appropriate performance programmes for the trumpet. It
can also be used as a model develop curriculum content, courses, or lessons in other performance areas.
This study will also benefit the future generation of students, performers, teachers, or freelancers.
Appropriate curriculum content could strengthen the background and skills of the trumpet students leading
to an increase in their quality and enhancement in their career opportunities in the future.
Literature Review
Curriculum Design and Development
While there are many ways to create a curriculum, one basic cycle for curriculum development is analysis,
design, implementation, and evaluation (Wiles & Bondi, 2015). The focus of this research covers the
analysis and design of curricula.
Analysis. The fundamental areas that were analysed included needs, goals, and purposes/objectives.
Needs, which is the starting point of a curriculum, this focuses on the student’s inherent desire to
improve themselves. Needs are crucial as the impetus for one to develop themself. Whether
instructor or student, both have needs from the curriculum, and it should lead to the design or the
development of the study programme that can serve those needs.
Goals are the educational targets that have been set as such that the student can reach the desired
outcomes. Educational goals are generally recognised as having dual purposes; a) to prepare
individuals to be productive members of society, and b) to enable individuals to develop their own
potential (Saylor et al., 1981; Wulf & Schave, 1984).
Malaysian Journal of Music Vol. 10, Issue 1 (12-24)
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Purposes/Objectives―the purpose of the curriculum creation is to support the needs and goals that
were recognised at an early stage of curriculum design. An operational definition for objectives by
Wulf and Schave (1984, p. 51) states:
1. Objectives graphically describe the terminal behaviour―that is where the student will stand
or what he will be doing at the time he has achieved the objective.
2. Objectives include any qualifying condition or restrictions that must exist for the terminal
behaviour to be acceptable.
3. Objectives state the criteria of an acceptable performance; time limits, productivity levels,
quality control standards, minimum essentials, thresholds, and cut off scores.
Design. There are varieties of curriculum design depending on the nature of each education field.
The outcome, or result of the degree should be the focus. In fact, one might consider using the “backward
design” curriculum design tool developed by Wiggins and McTighe (2006) rather than start from the
beginning. According to Wiggins and McTighe (2006), the idea of designing curriculum from the end to
the start is composed of three stages, including identifying desired results, determining acceptable evidence,
and planning learning experiences and instruction. Thus, there are many ways to design a curriculum
depending on the concept of the responsible educator, along with the requirements of the national
framework, university requirements, and faculty/area requirements.
Trumpet Curriculum Content at the Undergraduate Level
One teaching resource for creating trumpet curricula that is generated from the experience and expertise of
many national instructors called “A Common Approach” (Federation of Music Services (FMS), Royal
College of Music (RCM), National Association of Music Education (NAME), 2015). The “Common
Approach” provides a framework to design teaching and learning strategies, activities, and experiences and
supportive course work that will help a student to reach the minimum competencies expected from a person
completing a programme. In a framework for performance-based degrees such as brass instrument
performance, there are four suggestions for students that should be offered so they will have an opportunity
to exercise the following skills:
1. Express their musical ideas and feelings
2. Use their creativity, imagination, and intuition
3. Develop their skills, knowledge and understanding
4. Reflect on and evaluate their progress (FMS, RCM, NAME, 2015, p.12)
Trumpet Curriculum Content in Thailand
The Thailand Qualification Framework, or TQF, is the system of curriculum design and implementation
mandated for use throughout the country by the Thailand Ministry of Higher Education, Science,
Technology and Innovation. It features an outcome-based backward design in which each curriculum
contains outcomes in the domains of morals and ethics, knowledge, cognitive skills, interpersonal skills and
responsibility, analytical and communication skills, and psychomotor skills. Also, Buddhist concepts exist
in all levels of education in Thailand (Thai Qualifications Framework for Higher Education, 2009), and can
be seen in the TQF in several domains, including morals and ethics as well interpersonal skills and
responsibility.
The researchers gathered and studied trumpet curricula available in Thailand. Most of the curricula
in Thailand are based on the United States models including programme structure, design and content.
Thailand college/university course content was collected by accessing publicly available trumpet course
information available on individual university websites and via direct requests from individual instructors
at these institutions where materials were not readily available. The investigation revealed three types of
documentation, which had related content on trumpet; a) course descriptions, b) course syllabi, and c)
curriculum course handbooks.
Course Descriptions. The content of course descriptions generally provides sequential steps to
help students develop specific skills and concepts, for example the Brass subject course description of
Chiang Mai Rajabhat University, which progresses from Brass 1 to Brass 6. Presumably, this represents six
Jakaphan Chaiya & Joseph Bowman
15
semesters of trumpet instruction. The course description of these subjects appeared in the core curriculum
in 2016 with the following details.
Brass 1; “The education of brass instruments that focuses on the development of the ability in an
instrumental practice to help the student in reaching higher skill with understanding of the components of
musical instruments, instrumental playing position and body posture, care and maintenance, breathing,
mouthpiece placement, articulations and intonation, tone quality, techniques, musical expression, etudes
and music literature, musician philosophy and music instrumental practice” (Chiang Mai Rajabhat, Music
Education Programme, 2016, pp. 70-71). Brass 2 to Brass 6 has the same content as Brass 1 with the
additional sentence of “training student at a higher-level content from previous level throughout the course”
(Chiang Mai Rajabhat, Music Education Programme, 2016, p. 70-71).
Course Syllabi. Course syllabi in Thailand that were selected were written under the TQF format.
Kamwachirapitak (2010) further defined the contents and structure of a course consisting of significant
elements such as; a) general subject information such as a name of the subject, code, and credit, b) essential
elements such as course description, purposes, and lesson times, c) topics for teachings throughout the
semester, d) assessment system, and e) facilities or the accessories for teaching (Kamwachirapitak, 2010, p.
1).
Curriculum Course Handbook. A curriculum course handbook is a document that provides
information specific for a course in a programme. It will generally include information related to policies
and procedures, course content and degree requirements, materials needed, and other curriculum course
content information for students and teachers about a specific programme of study (Summers, 2004, p. 734).
One university in Thailand utilises a trumpet curriculum course handbook designed by the trumpet
instructor.
International Trumpet Curriculum Content Models
Included in the study were model-trumpet-curriculum-content documents at the undergraduate level from
representative trumpet university programmes in the United States. The selection criteria were specific to
well-regarded trumpet professors who had designed trumpet curriculum content at the undergraduate level
and lead vibrant and successful trumpet programmes. The information was requested via email. Three
responded (from twenty contacted) with shared materials. Curriculum content models from the United
States were targeted due to the similarities in both education systems and programme structures relative to
Thailand. Those contacted were trumpet performers and pedagogues who have established a strong
reputation for both performing and teaching. Curriculum content received included trumpet history,
pedagogy, and performance skills in different types of ensembles. Curriculum content information was
analysed for content.
The study found that all documents of the three professors have a systematic curriculum structure.
They all contain explanations of learning objectives, curriculum requirements, and learning processes which
students can use as a guide to study. For the learning content, there are differences according to the
characteristics and ideas of each instructor, for example, choosing exercise books for developing a singing-
style technique or lists of suitable literature for studying each semester to provide students with
opportunities to select the pieces that they want to study.
Methodology
The purpose of this study was to collect curricula in Thailand and abroad, conduct interviews with Thai
trumpet experts and synthesise a new curriculum that will answer the research question “What is the suitable
content of a trumpet curriculum that will support an undergraduate student’s trumpet development to have
employment success in the diverse musical context of Thailand?” The researchers conducted qualitative
research where data collection can be divided into two parts; documents and interviews.
The first phase of analysis was to collect and review curricula documents for content including
requirements, design, structure, and content for study. The documents were studied and collected from
different places including books, journals, internet databases, and documents from well-known international
trumpet instructors' curricula, as well as from Thai universities.
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The second phase of this study consisted of face-to-face in-depth interviews with trumpet professors
in Thailand who met the following criteria; full-time trumpet instructors with a minimum of eight years of
teaching experience, and who perform trumpet regularly. Eight years of experience represents a reasonable
amount of time for the participants to develop, refine, and evolve pedagogical skills, teach through the entire
curriculum process multiple times, and are more likely to have a strong understanding of the curriculum
within the context of the Thai music market. Also, participants should have experience in regular public
performance including performances such as solo recitals, master classes, workshops, or performances with
ensembles. Four Thai trumpet professors met all the criteria. Participants were full-time trumpet instructors
from the Faculty of Fine Arts, Songkhla Rajabhat University; College of Music, Mahidol University;
Conservatory of Music, Rangsit University; and the Department of Music, Kasetsart University. The
instructor participant from Mahidol University was not the co-author of the study, but a departmental
colleague.
After gathering information from curriculum documents and interviews, the information was
synthesised under the research purpose. This process was divided into three steps. Firstly, the content of
trumpet curriculum documents collected were placed into the general framework of “The Common
Approach” FMS, RCM, NAME (2015, p. 12).
Secondly, interview results were translated from Thai to English and analysed according to three
main theme topics, as follows:
1. Perspectives on the trumpet curriculum at the undergraduate level in Thailand.
2. The process of teaching.
3. Perspectives on teaching styles, availability of study resources, and lesson management in the
undergraduate level from past to present and future.
Descriptive analysis was used in this qualitative study to explain information that the researcher
gathered. Interview transcripts were sent to participants to for approval of content. If the participants did
not respond within a week, the researcher assumed that the text was verified and approved, and it was then
translated into English. Information from interview subjects who have experience in diverse performance
areas or allied music fields were also included (i.e., one interview subject has a strong marching band and
Thai pop music background).
Finally, with the results of the literature review, the conclusions of the review of Thai and
international curricula, interviews with prominent Thai trumpet teachers, analysis and synthesis of the data,
a new model of trumpet curriculum was created that could be appropriate for students in Thailand.
Results
Thai Trumpet Instructor Interview Results
The following summary of the Thai interviews was considered for synthesis in the new trumpet curriculum.
Important themes from the interviews include the importance of being a well-rounded trumpet player,
having morals, and being a contributing member of society.
According to Aksornteang (personal communication, January 27, 2017), the term “trae” is usually
used for the trumpet in Thailand. The trumpet is used for various ceremonial occasions, such as ordination
ceremonies, wedding ceremonies and so on. It serves as one of the instruments in trae–wong, a small
marching band. In the Thai context “trae” is the word widely used for this instrument.
Potavanich stated that the trumpet curriculum content should not be fixed because students from
different backgrounds have a wide variety of musical skills (personal communication, January 27, 2017). It
would be difficult to create one curriculum and apply it to every student. Aksornteang (personal
communication, January 27, 2017) explained that the content should be categorised into two-parts. Firstly,
it should focus on the basics and principal knowledge and secondly, it should focus on the creativity of new
ideas by applying knowledge in combination various music styles.
Puengpreeda mentioned that in addition to musical and pedagogical training for students in the
curriculum, the courses should emphasise on moral training as well (personal communication, February 9,
2017). The interviewee believes that moral training for the student would lead to both musical excellence
and excellence for society. “For me, I will train students on morals as well, I think apart from being an
Jakaphan Chaiya & Joseph Bowman
17
excellent musician, being a good person is also important and I have a mission to achieve this”
(Puengpreeda, personal communication, February 9, 2017).
Potavanich (personal communication, January 27, 2017) states that the trumpet curriculum in the
context of Thailand, he thinks that focusing on one instrument or specialty is quite good in terms of skill
and competency, however playing only one style can be a limitation in competing in the Thai music job
market. He further clarified that the university music courses provided in Thailand are quite specific and
adopt content from Western countries, but the job market is based on the Thai musical market. If the student
has limited skills, then they cannot be competitive. The job market in Thailand is such that a variety of skills
to earn income might serve students better.
Chanoksakul states “The trumpet curriculum in the context of Thailand should be modern and have
a connection between the past, the present and the future” (personal communication, February 25, 2017).
Thus, with private lessons, the teaching content should be prepared in the most modern ways to support
students who will graduate and can get a job. Students with a strong sense of music history can utilised that
to update themselves effectively. No matter what kind of music a student prefers to perform, they must play
with understanding and know how to contribute to their society. According to Aksornteang (personal
communication, January 27, 2017), under his concept of “Shining in a corner where you live,” this will
make the student a useful person in their place in society.
“The goal is to try to fill in what they are missing and solve the problem that they have, to have the
right knowledge and to get a job” (Chanoksakul, personal communication, February 25, 2017). His
statements then went on to emphasise that all Thai students have a desire to get a job and have a good career.
Finally, Puengpreeda mentioned:
I will not teach them to have knowledge only in trumpet, but I will have to teach otherwise about life skills.
To let them have knowledge of both playing trumpet and living a good life. They will realise that the trumpet
is not the destination. I will guide them toward the right way appropriately. Thus, we must spend some time
with them to know what they are like and what their goals are (Puengpreeda, personal communication,
February 9, 2017).
New Curriculum for Trumpet in Thailand
A curriculum plan for undergraduate trumpet studies appropriate for Thailand was developed from the
relevant documentation review, interviews, and synthesis of this information. All acquired materials studied
were analysed and synthesised to create a content framework for a trumpet curriculum using an outcome-
based curriculum design, or “backward design method” developed by Wiggins and McTighe (2006).
Therefore, curricular choices were made based on the expected results of the entire programme. The process,
as shown in Figure 1, is composed of objectives, content description, expected results, assessment practices,
and year-by-year activities.
Description of the Curriculum
This curriculum is intended to develop potential trumpet instrument performance skills for undergraduate
students in Thailand. Students who successfully complete this degree will have comprehensive knowledge
and skills that should prepare them for a career in the diverse professional music market of Thailand.
Figure 1. “Backward design” outcome-based curriculum content developed by Wiggins and McTighe (2006)
1
• Identify the results
• Consider goals or outcomes
2
• Determine acceptable levels of evidence
• Consider culminating assessment tasks and methods
3
• Plan learning experiences and instruction.
• Create learning activities, consider teaching methods, content, materials and supplemental activities
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Objectives of the Curriculum
The objectives of the curriculum are to:
1. develop student trumpet performance skills in a variety of styles, including both Western and Thai-
specific styles, as well as knowledge of instrumental practice, music theory and analysis skills.
2. promote the development of knowledge and skills of students to cover standardised, comprehensive
content in trumpet performance skills, trumpet history and literature, trumpet pedagogy, principles
of instrumental performance, music interpretation, and practicing.
3. enhance the experience, morals, including discipline, responsibility, respect and service to others,
as well as application of problem-solving skills needed to be an effective professional musician.
Undergraduate Curriculum Plan and Content Description
The objectives led to the design of the curriculum content with a 4-year study duration as follows.
Table1
Curriculum plan and annual content description
Study Year
Plan
Content Description
First year
Consider the student’s stated goals and
integrate into the teaching plan to be
consistent with the student needs. Develop
musician morals (discipline) and the ability of
trumpet practice by focusing on correct
technical skills and musical expression.
Enhancement of the fundamental instrumental
skills and providing knowledge on a proper
methodology in practicing trumpet, including
techniques, musical style and performance
through the lessons, the exercises as well as
variety of repertoire.
Second year
Further
develop
musician
morals
(responsibility)
and
performance
skills
focusing on both technical and expressive
skills. Students will also perform in public
within the styles found in Western classical
music and popular music genres.
Extending the development of both technical
and musical skills from the first academic
year, adding related content that supports in
applying to the Western classical music
performance and other music styles and
genres as well as the capability in performing
in public.
Third year
Continued development of musician morals
(respect) and skills and concept development
will be supplemented with additional direct
and ancillary content including Thai/Western
trumpet history, important repertoire works
by Western and Thai composers, pedagogy,
performance skills, analysis, interpretation,
and jazz performance styles.
Continue the development of instrumental
skills to higher level along with providing the
various musical knowledge contents that
include trumpet history and literature, trumpet
pedagogy, important repertoire, performance
skills, analysis, and interpretation.
Fourth year
Continued development of musician morals
(service to others) and Thai music styles of
Thai fusion and Thai country (Luk Thung),
culminating
experiences
including
professional auditions, competitions, and
recitals, as well as the creation of music
projects, special works, or performances that
are beneficial to oneself and society.
Demonstrate various styles of music along
with preparing students to be ready to
compete in various professional music job
markets with plans and suggestions for post-
graduation.
Expected Results of a Study of Outcome Curriculum Design Theory
The expected competencies of students each year have been developed from the objectives of the
curriculum. In each academic year, content should be determined to achieve the goals thus meeting the
targets from the first year of study through programme completion.
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Table 2
Expected student competencies
Yearly
Expected Student Competencies
First year
First-year content focuses on correct fundamental skills such as breathing, embouchure
formation and development, tone quality, technique, articulation, intonation along with
exercises, etudes, and musical pieces. Various additional content is included such as the
introduction to trumpet history, parts of the trumpet, basic instrument care and maintenance,
improving practice skills, time management, and demonstrating personal discipline.
Second year
Second-year content continues skills and concepts from the first year and focuses on content
enhancement to a higher level. This includes elements such as tone quality, technique,
articulation, intonation, and includes musical knowledge and skills such as form and analysis,
as well as interpretation of repertoire from various time periods. Transposition and use of the
C, E-flat trumpet and cornet are necessary to study the repertoire at this level. Additional
content such as Thai/Western trumpet history, parts of trumpet and maintenance or the
literature that improves practice skills like music analysis and interpretation should be
emphasised. Other important musical content, Thai popular or commercial music styles should
be taught instructors as supplementary teaching, as well as personal responsibility.
Third year
Third-year study builds upon second-year content by increasing the level of difficulty with
emphasis on the performance skills of exercises, etudes, transposition and musical skills from
various repertoire, including the practice of C, E, E-flat/D trumpets, flugel horn, and cornet. In
addition, the performance of jazz should be supplemented for the student, along with the study
of Thai/Western trumpet history and literature, trumpet pedagogy, form and analysis, and
interpretation, as well as respecting others
Fourth year
Fourth-year content extends skills and concepts developed during the entire programme.
Content consists of exercises, methods, etudes, transposition, and musical skills. The student
will also learn more repertoire including contemporary pieces from the 20th and 21st centuries
including the practice of C, E-flat/D, and B-flat/A piccolo trumpets. Additional content in
Thai/Western trumpet literature and history, trumpet pedagogy, form and analysis and
interpretation or other related trumpet performance skills, as well as Thai fusion and Thai
country (Luk Thung) styles, as well as a service mind for helping others.
Curriculum Content Guidelines
The guidelines in adopting the curriculum content are presented to support the instructor in guiding students
in achieving the required competencies and skills. Table 3 summarises the outcomes of the curriculum
content.
Table 3
Annual outcomes of curriculum content
Yearly
Outcomes of Curriculum Content
First Year
Establish and demonstrate strong fundamentals of breathing, embouchure, and
characteristic tone quality
Establish and demonstrate strong fundamentals of articulation, intonation, lip
flexibility, finger dexterity, technique, and musicianship
Introduce transposition techniques
Develop initial knowledge of related literature, theory, history, and composition
Gain performing experience on the B-flat trumpet
Demonstrate personal discipline
Second Year
Make continual improvement of tone quality through all ranges and dynamic levels
Make continual improvement of articulation, intonation, lip flexibilities, range, finger
dexterity, techniques, and musicianship
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Demonstrate basic transposition techniques
Gain performing experience on B-flat and C trumpets and the cornet
Discuss music literature related history, composition, and musical forms
Gain basic performance ability in Thai popular or commercial music
Demonstrate personal responsibility
Third Year
Make continued development of characteristic tone quality throughout increased
range and dynamic levels
Make continued development of articulation, intonation, lip flexibilities, range, finger
dexterity, techniques, and musicianship
Make continued development of transposition skill
Gain experience performing on B-flat, C, E-flat/D trumpet, flugel horn and cornet
Introduce topics related to Thai/Western trumpet history and literature, composition,
musical forms, etc.
Gain basic performance ability in jazz styles
Demonstrate respect for others
Fourth Year
Make continued development of characteristic tone quality
Make continued development of all technique and musical skills
Make continued development of transposition
Gain experience on B-flat, C, E-flat/D, flugel horn, cornet and B-flat/A piccolo
trumpet
Develop stronger awareness of music literature related to history, composition, and
musical forms
Gain basic performance ability in Thai fusion and Thai middle/Northeaster Thai
Country (Luk Thung) styles
Demonstrate service for others
Learning Activity Topics
For learning activities in lesson class, the researcher proposes the activities created referring to the
curriculum outcome process as shown in Table 4.
Table 4
Yearly content of learning activity topics
Yearly
Learning Activity Topics
First Year
Warm-up studies, tone development, position development, technical studies, musical studies,
literature studies and discussion, assessment, feedback, and personal and professional
discipline.
Second Year
Technical studies, musical studies, transposition studies, literature studies, performance
studies, sharing feedback and discussion, self, peer assessment, and personal and professional
responsibility.
Third Year
Technical studies, musical studies, interpretation studies, transposition studies, literature and
pedagogy studies, performance development, improvisation development, sharing feedback
and discussion, self, and peer assessment, and respect for self and others.
Fourth Year
Technical development, musical development, interpretation development, transposition
studies, literature and pedagogy studies, performance development, improvisation
development, sharing feedback and discussion, self, and peer assessment, and service to
others.
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In addition to learning activities topics as mention above, instructors should arrange a weekly class meeting,
e.g., “studio class”, that brings together all trumpet students as a curricular activity to provide opportunities
for students to gain more relevant knowledge and share knowledge and techniques in various musical styles
found in Thailand. These studio classes could be organised in various formats including, but not limited to
peer-to-peer presentations lecture classes, student performances, improvisation demonstrations, daily
routine group sessions, mock solo competitions, mock orchestral audition, orchestral excerpt discussions,
etc. Studio class activities can strengthen the academic experience of all students as these can supplement
activities taught one-on-one as well as give students opportunities to play for one another and learn together
in a group setting.
Student Assessment
Evaluation was organised according to expected curricular outcomes as with any assessment protocol, and
detailed performance expectations and rubrics should be provided to students to clarify specific expectations
whenever possible.
Table 5
Student assessment
Yearly
Assessment
First Year
Class participation, technical tests, musical tests, literature quizzes, studio class recitals,
student self-assessment and teacher assessment and feedback, jury examinations.
Second Year
Class participation, technical tests, musical tests, transposition tests, literature quizzes, studio
class recitals, student self-assessment and teacher assessment and feedback, jury
examinations.
Third Year
Class participation, technical tests, musical tests, transposition tests, literature and pedagogy
quizzes, paperwork or presentations, studio class recitals, improvisation performance tests,
student self-assessment and teacher assessment and feedback, jury examinations.
Fourth Year
Class participation, technical tests, musical tests, transposition tests, literature and pedagogy
quiz or paperwork, presentations, studio class recitals, improvisation performance tests,
lecture and/or performance recitals, student self-assessment and teacher assessment and
feedback, jury examinations.
Remark: Since there are many forms of assessment, students and teachers should discuss and design the assessment together
to identify the assessment that satisfies the student's needs and achieves stated goals. The evaluation should also be made
on the student’s practice to reflect their musical performance skills. The teacher should also consider the assessment of the
surrounding environment such as participation in various activities, behaviour, and assignment. In addition, students should
be able to assess their own study progress or exchange evaluations between their peers to train students on how to give
constructive comments.
Recommendations
The following recommendations are for both instructors and students. While these recommendations are
based on extant data, contexts of specific schools and programmes needs to be factored in. For instance, in
the first year of study, instructors should assess student trumpet performance and practice skills to develop
meaningful and relevant student goals and to develop a mutual understanding of expectations. These initial
assessments and discussions can be used to inform the curriculum design expected competencies.
Instructors can set the basic criteria to assess skills in different topics such as tone quality, technical skills,
and musical skills and select appropriate resources that will help the student reach the expected level of
performance and knowledge. This differentiated instruction approach allows the professor to select any
method or exercise books needed to address individual student needs. Regular assessment periods can be
utilised to determine specific areas of focus for each subsequent semester. These will help to determine the
scope of studying and help to organise the content of outcome-based curriculum design.
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In addition to the guidance, there are suggested ideas for teachers and students as follows:
Recommendations for instructors. Instructors should advise and encourage students to be creative
and apply their musical knowledge to instrumental practice. They should update their teaching content,
books, method books, and musical repertoire regularly. Each semester, the instructors should create a lesson
plan according to each student’s development level and specific areas of need. During the lessons,
instructors should be able to demonstrate playing on the trumpet with a high standard of performance skill
for students. Instructors should have knowledge and experience in various styles such as classical, jazz,
Thai pop, commercial, Thai country, or Thai fusion music as well as performing in a variety of large and
small ensembles. Institutions or instructors should have enough resources, such as instruments, music
scores, textbooks, recordings, and online resources. Also, instructors should own the most-often-performed
trumpets in various keys, the related equipment (e.g., mutes, mouthpieces, metronomes, etc.) and be
proficient with this equipment such that can be sued to demonstrate and teach students the skills necessary
to utilise said equipment. In addition to private lessons, instructors should support students to participate in
various activities such as master classes, workshops, and ensemble classes as well as attending live concerts.
These activities will help students develop their potential in trumpet skills. It is the responsibility of
instructors to teach morals and ethics in addition to music students.
Recommendations for students. Before the learning process begins each semester, students are
encouraged to discuss and plan with their instructors. In order to design a lesson plan together between
instructors and students, which makes the content of the lesson meet the needs of students. During the
lessons, students should demonstrate responsibility and self-discipline in studying and practicing. As well
as demonstrate a desire to improve through regular practice, active engagement in studio activities, and
rehearsals. Students should participate in a variety of different music events featuring different styles of
music. By participating in activities, students will gain knowledge and experience that can be applied to
develop their musical skills. It is also important to have quality instruments and equipment to help support
study (e.g., mutes, digital recorder, tuner, metronome, etc.).
Discussion
The result of the development of curriculum content for the study of the undergraduate applied trumpet in
Thailand brings three issues for discussion and consideration as follows.
Possibilities and Limitations in Curriculum Development
The development of a curriculum model for trumpet at the undergraduate level in Thailand gives insights
into the past, present and possible futures for trumpet curricula in the country. The curriculum can be used
as a planning aid and as a path for students and teachers to use in developing both practical and academic
development. It is also a tool for teachers to consider in helping students to prepare for development
throughout the study duration and to achieve the set goals as suggested by Wiles and Bondi (2015).
The results of the study support the development of an outcome-based curriculum design as an
effective and efficient way to develop undergraduate trumpet performance majors in Thailand. For one, this
approach necessitates frequent communication of goals and expectations between student and teacher and
can function to develop a positive and open student-teacher relationship much like the information provided
by Puengpreeda (personal communication, February 9, 2017) who mentioned that many students were being
taught trumpet fundamentals incorrectly early on, thus leading to difficulties in advancing at the university
level. These fundamental deficiencies can hinder a student’s ability to compete and succeed as a professional
musician in Thailand. Potavanich (personal communication, January 27, 2017) also recommended that
students develop a variety of skills as a basic requirement in order to be employable in a variety of musical
genres. In Thailand it is necessary to supplement the curriculum with additional skills (e.g., improvisation,
jazz styles, etc.) to help broaden student’s potential and achieve higher employability.
An appropriately designed curricular structure is not a guarantee of success. There are many other
factors involved in the successful development of a professional musician (Puengpreeda, personal
communication, February 9, 2017) including the need for highly qualified teaching personnel, consistent
and purposeful attention to teaching activities, consistent establishment of student expectations, quality of
Jakaphan Chaiya & Joseph Bowman
23
student discipline (e.g., time management, self-discipline), and the availability or lack of proper equipment.
These factors can affect the results of any curriculum design.
Curriculum Development Suitable for Undergraduate Trumpet Study in Thailand
It is important to develop a trumpet course at the tertiary level to suit the context of Thai society. Although
there are quality curricula from outside of Thailand, mainly from the West, if they are used without applying
them to the context of the Thai society they would not be able to develop students to find work in the local
market. However, the results of this research show that there can be harmonisation between Western music
programmes and the context of Thai society, as a major priority of every curriculum is to develop quality
in students. Furthermore, in Thailand it is necessary to embrace musical genres of the past, most notably
Thai traditional music, and its future in Thai fusion music. These genres, along with the ability to play other
music styles, as well as adherence to other local traditions, for example the importance of Buddhist morals,
can develop students to be successful in the job market of Thailand.
Trumpet Curriculum Development for Future Career Paths
Consistent with the view from Potavanich (personal communication, January 27, 2017), it is possible to
develop a trumpet curriculum to meet the market needs and future careers within the context of the Thailand
music market. However, this can be a challenge due to limitations such as current music consumption trends,
available performance opportunities, and working to develop more acceptance of music as a career choice
in society, among others. Despite these limitations, there has been an expansion of the number of music
programmes offered in the country over the last two decades. Therefore, in order to support and prepare
students to enter a career in music, as well as opportunities for students to further their study in music in
higher education, instructors must seek the appropriate curriculum content and methods to support students
in both skills and knowledge so that their capacity can be built and their potential can be enhanced to have
the best chance to be gainfully employed in the context of Thailand.
There are still many pathways of work in music that can be developed in Thailand. There are various
careers that can be developed such as in the performance of classical music, including professional
orchestras or wind bands, as well as jazz music, professional pop and commercial music, Thai fusion and
Thai country music, or freelance professionals (i.e., studio recording musicians, musician backup artists,
performing in various events, teachers or professors, and freelance instructors, among others) as well as
careers in allied music fields such as music technology, music business, conducting, and composition to
name a few. Further research in needed to determine societal trends and needs in Thailand to prepare
Trumpet students for careers beyond university.
Conclusions
This study suggests several important points in the development of the curriculum for the trumpet
performance in Thailand. Students and instructors should together identify the targets and needs of students
before each semester to formulate and revise the student’s academic plan as it relates to the student’s post-
graduation goals. They should determine acceptable levels of student achievement that supports
demonstrable student progress towards semester goals. According to the outcome curriculum design,
acceptable levels can be classified into two groups; (a) practice skills and (b) knowledge skills. Also, the
criteria in student assessment must be consistent with the semester goals and objectives.
Design learning activities intended to achieve desired results. This is the process of defining the
content of the lessons that students must learn, both academic and practical skills, including activities that
will deepen students’ knowledge. These should be incorporated in both core and extracurricular content to
support student goals. Therefore, content must be consistent with goals, including the criteria that are used
for learning evaluation as well. The teaching and learning method and the assessment should be designed
to suit student needs in the context of a private lesson. It should have both lecture and practice-based courses
under the supervision of the instructor. Through their study in this ideal outcomes-based curriculum, the
goal is for students to develop the skill of “teaching themselves” by diagnosing playing problems and
working to solve them. They should study technical and musical studies through important repertoire and
arranged classes like studio class which allow students to discuss and share feedback among the group. The
class could be organised to include mini-recitals, orchestra excerpts, academic presentations or seminars,
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demonstrations of various playing styles, and discussion of any other topics which are appropriate for the
student expectations and skill level. In the evaluation, both instructors and students should discuss indicators
for the assessment of their progress since students will have opportunity to perform self-assessment of their
skill development.
This curriculum framework was created to include appropriate core content for all trumpet teaching
in an undergraduate programme as well as develop individual student skills of each student. Instructors can
adapt, apply, and revise specific course and programme content to suit the needs of their students and
programme. This curriculum is designed as a framework that allows for flexibility and revision of content
and experiences to meet the changing needs of the students, the area’s musical context and the needs of the
university, however, within the context of Thailand. As a result, this could be adapted to the context of the
music career market in Thailand.
References
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survey]. Unpublished raw data.
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August. https://www.music.mahidol.ac.th/mmj/files/mmj-01-01.pdf
Chitrangsan, W. (2011). The origins and development of trumpet teaching in Thailand from 1868 to 2010 (pp. 33-
56). Faculty of Graduate Studies, Mahidol University.
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approach/
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problem lies with students, not instruments]. http://www.bangkokbiznew.com/news/detail/680029
Music Department, Chiang Mai Rajabhat University. (2016, June 13). Music education programme, Chiang Mai
Rajabhat University. http://www.academic.cmru.ac.th/web_curr58/pdf2559/WMS59.pdf
Saylor, J. G., Alexander, W. M., & Lewis, A. J. (1981). Curriculum planning for better teaching and learning. Holt,
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Limited.
Suttachit, N. (2011, August 3). ทัศนะเกี่ยวกับดนตรีศึกษาและการศึกษาในประเทศไทย [Perspectives on music education
and general education in Thailand] [Web log post].
http://narutt-suttachitt.blogspot.com/2011/08/blog-post.html
Thuntawech, S., & Trakarnrung, S. (2017). The ideal characteristics of higher education music institutes in 21st
century Thailand. Malaysian Journal of Music, 6(1), 30-49. http://doi.org/10.37134/mjm.vol6.1.3.2017
Wiggins, G., & Mctighe, J. (2006). Understanding by design. Pearson Education–Merril Prentice Hall.
Wiles, J., & Bondi, J. C. (2015). Curriculum development: A guide to practice (9th ed.). Pearson.
Wulf, K. M., & Schave, B. (1984). Curriculum design: A handbook for educators. Scott, Foreman.
กรอบมาตรฐานคุณวุฒิระดับอุดมศึกษาแห่งชาติ [Thai qualifications framework for higher education]. (2009, April 18).
http://www.mua.go.th/users/tqf-hed/news/FilesNews/FilesNews1/7.pdf
Biography
Jakaphan Chaiya is a D.M. candidate in music performance and pedagogy from the College of Music, Mahidol
University, Thailand. He has received a Master of Arts (music) in performance from the College of Music, Mahidol
University, and a Bachelor of Arts (music) from the Music Department, Payap University, Thailand. He is currently
an instructor at the College of Music, Payap University, Chiang Mai, Thailand.
Joseph L. Bowman, D.M.A. is an Assistant Professor of Music at Mahidol University College of Music, Thailand.
He has been Professor of Trumpet at College of Music, Mahidol University since 2003, where he teaches applied
trumpet, literature, pedagogy, and orchestral repertoire. He also a member of the Thailand Philharmonic Orchestra
since 2008. Dr. Bowman received a DMA and MM from Arizona State University and a BM from the University of
Cincinnati.
|
Malaysian Journal of Music Vol. 10 No. 1 (2021) | female singing, Javanese music, practice-based research, sindhen, teaching methodologies | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/366 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/3887 | Foreign Sindhen in Practice: New Teaching Strategies and the Impact of Practice-Led Research on Javanese Female Singing | Practice-led research has a long history in ethnomusicology and is currently reconsidered in many academic contexts all over the world. There has not been much literature written on the effects that a long-term active immersion in the music culture investigated can have on the “researched”, the “researcher” and the “research” itself. I experienced some of these effects as a native Italian who spent seven years learning, performing and researching in Java, Indonesia. I conducted my research led by the practice, inspired by the bi-musicality approach. Learning, performing and researching are approaches interrelated with each other and determine some interesting developments of investigation, not only within the research context, but in the research methodology itself. In this paper, I discuss the pros and cons of the practice-led research experience within the Javanese singing framework, considering the following specific aspects—new teaching strategies adopted by Javanese teachers to transmit knowledge to a foreign researcher; challenges encountered by a foreign singer on a shadow puppet theatre stage; the way in which local artists and audience take part in the research process and how the fieldwork might affect the researcher’s mentality and shape her/his approach. This article reflects on new outcomes produced by the encounter of practice and research, opening a debate about the possible collaborations and methodological exchanges between teachers, artists and researchers. It suggests that performing and understanding music should be heard and be included in the debate based on personal experience as performer and researcher. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/3887/2923 | [
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] | Ilaria Meloni
25
Foreign Sindhen in Practice: New Teaching Strategies and the
Impact of Practice-Led Research on Javanese Female Singing
Ilaria Meloni
Musicology Department, Faculty of Literature and Philosophy
La Sapienza University of Rome
Piazzale Aldo Moro 5, 00185 Rome, RM, Italy
e-mail: [email protected]
*Corresponding author: [email protected]
Published: 21 April 2021
Cite this article (APA): Meloni, I. (2021). Foreign sindhen in practice: New teaching strategies and
the impact of practice-led research on Javanese female singing. Malaysian Journal of Music, 10 (1),
25-52. https://doi.org/10.37134/mjm.vol10.1.3.2021
Abstract
Practice-led research has a long history in ethnomusicology and is currently reconsidered in many
academic contexts all over the world. There has not been much literature written on the effects that a
long-term active immersion in the music culture investigated can have on the “researched”, the
“researcher” and the “research” itself. I experienced some of these effects as a native Italian who spent
seven years learning, performing and researching in Java, Indonesia. I conducted my research led by
the practice, inspired by the bi-musicality approach. Learning, performing and researching are
approaches interrelated with each other and determine some interesting developments of investigation,
not only within the research context, but in the research methodology itself. In this paper, I discuss the
pros and cons of the practice-led research experience within the Javanese singing framework,
considering the following specific aspects—new teaching strategies adopted by Javanese teachers to
transmit knowledge to a foreign researcher; challenges encountered by a foreign singer on a shadow
puppet theatre stage; the way in which local artists and audience take part in the research process and
how the fieldwork might affect the researcher’s mentality and shape her/his approach. This article
reflects on new outcomes produced by the encounter of practice and research, opening a debate about
the possible collaborations and methodological exchanges between teachers, artists and researchers. It
suggests that performing and understanding music should be heard and be included in the debate based
on personal experience as performer and researcher.
Keywords: female singing, Javanese music, practice-led research, sindhen, teaching methodologies
Malaysian Journal of Music Vol. 10, Issue 1 (25-52)
ISSN 2600-9366, eISSN 2600-9331
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Background
In recent years, “practice-led research” (Penny, 2014; Smith & Dean, 2009) and “practice-
based research” (Candy, 2006) methodologies seem to have acquired more and more
relevance amongst scholars of ethnomusicology and ethnochoreology. Learning to perform,
meaning to participate actively in the music culture investigated, seems to have become part
of many academic programmes from the United States (Giuriati & Hood, 1995; Solís, 2004)
to Australia (Penny, 2014, p. 85). According to Baily (2001), “Learning to perform has quite
a long history in ethnomusicology” (p. 86). It is a crucial part of the research methodology.
Not only musical education but also live performance should be considered a primary
resource, on the same level of other academic outcomes (writings, multimedia etc.) (Baily,
2008).
It is safe to say that this approach has been adopted by earlier ethnomusicologists
such as Blacking (1967, 1973, 1977), Hood (1960) and Jones (1934) many others until the
newest generations. The aim of this approach is that of better penetrating into the processes
of music-making as well as related cultural factors in the practices investigated. As Sumarsam
notices:
The commonly required “field study” for students in ethnomusicology, with an emphasis on
“participant observation”, has created ethnomusicologists capable of performing and teaching
the musics they study; some of them have even become accomplished musicians (Sumarsam,
as cited in Solís, 2004, p. 88).
However, this methodology has revealed pros and cons over the decades, and some
scholars such as Babiracki (1997) expressed concerns about the way in which merging into
practice might affect the analytical thinking of the researcher. Can the three aspects of
learning, performing, and researching be equally distributed in what is called “practice-led
research”? How has this methodology developed since Hood’s bi-musicality and what impact
does it have on the “research field” and on the protagonists of the musical traditions
investigated? How do learning and performing contribute to the research? What are the pros,
contras, the consequences and effects on the research, on the ‘researched’ and on the
“researcher”?
In this article, I would like to discuss and reflect on some aspects of this approach,
the consequences and the impact that it had not only on the “research” and on the
“researched”, meaning people and contexts involved in the inquiry, but also on the mindset
of an individual who is both a performer and researcher. Quoting Penny (2014):
The findings of these projects transcend personal development as they draw the intimate,
internal world of the performer out into the public domain, generating knowledge, inciting
new ways of thinking and provoking further discussion and exploration (p. 91).
The person who “learns”, “performs” and “researches” (and then “analyses” and
“revises” the outcomes of the research) is someone who brings his identity, history,
background and mentality to the “field”, determining a mutual adaptation with the hosting
context and becoming an active contributor to the processes of transformation and
development of the discipline itself. In the current era, when concepts such as “transcultural
Ilaria Meloni
27
musicology” (Giuriati & Giannattasio, 2017) start to be debated in a multicultural and global
society, ethnomusicologists need to reflect on the effects of their research methodologies,
especially if they involve the “practice”.
What this paper proposes is not a definite solution or a firm statement on how research
should be conducted, considering the existence of diverse methodologies, all equally valid,
that contribute to make the field of ethnomusicology active and in a continuous dialogue.
Rather, the article would like to offer a contribution to the “practice-led-research” debate by
presenting my personal experience of seven years living, learning, performing and
researching Javanese singing, showing the possible implications and consequences of a long-
term applied “bi-musical” approach. Performing and understanding music should be included
in the research methodology not only as a mean to better understand a music culture but as a
tool for shaping the mind-set.
Methodology
Practice-led research has been a significant determinant in my academic career. Why have I
decided to adopt this methodology? I have undertaken my PhD programme in Italy, studying
with Professor Giovanni Giuriati, one of the former students and academic heirs of Ki Mantle
Hood, the father of bi-musicality. I have been reared within this conceptual framework and,
consequently, I have decided to base my research on practical musical experience. I follow
the principles of the so called bi-musicality “challenge”, but also keep in mind two of the
questions addressed by Ki Mantle Hood (1960), “How far can we go?” and “How much time
do we have?” (p. 58).
I accepted the challenge and I moved to Java, for the first time, in September 2013.
Since then, I’ve spent seven years studying, living, researching, practicing and experiencing
sindhen or sindhenan, the Central Javanese female singing style. I have moved beyond merely
“participant observation” (Rice, 2014; Solís, 2004) and emic perspective (Bartz & Cooley,
1997). Rather, my fieldwork has turned into a full immersion in Javanese life, not only within
the musical community but under every aspect. Yogyakarta has become my second home, my
informants has become my friends, academic peers and colleagues. Therefore, I often faced a
certain difficulty to separate the imaginary boundaries between “research” and “real life”
(Kisliuk, 1997). Discussing with my colleagues, I understood this is common when one really
merges into another culture. Many of them have made definitive choices as changing
nationality, getting married with locals and starting over with a new life or becoming
experienced performers and teachers of what was initially their “research topic”, in their
original “research field”. Counting on technological resources and the rapidity of transport in
the current era, it is easier to merge life and fieldwork (more than it was indeed at the dawn
of bi-musicality). Therefore, a “strong identification with the chosen culture” (Abu-Lughod
as cited in Solís, 2004, p. 11) is a more and more widespread phenomenon which inevitably
cuts the barriers between the “foreigner” and the “local”, as well as, in many cases, between
the “scholar” and the “artist”. What consequences does it have on the research?
Some scholars such as Babiracki (1997) acknowledge that total immersion in the
culture investigated might distort a researcher’s point of view when analysing data. Risks not
only include assuming the perspective of the practitioner (lacking a critical point of view) but
also losing the focus of the research, privileging the practice over the analysis. It might be
true on the one hand but, on the other, it also offers the chance to witness some new
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phenomena and to be part of some interesting processes and changes within the practice,
having a look at 360 degrees, rather than one single perspective.
Bi-musicality shaped my research in many ways, starting from the way of
approaching Javanese music. It also affected the relations with the other musicians in many
ways. Before leaving to Java, I used to take part in Javanese gamelan rehearsals in the KBRI
(Indonesian Embassy in Rome, Italy). It is a workshop often included in the Asian Music
course of our Music department, thanks to the diplomatic relationship between La Sapienza
University and the embassy. The workshop (often ending with a concert) is proposed by
Professor Giovanni Giuriati to his students in line with the bi-musical approach inspired by
Mantle Hood. It is great chance in the Italian academic framework also considering that,
unlike the United States and United Kingdom, only few gamelan sets are available in the
whole national territory (and only very few of them are in good condition). Playing gamelan
at KBRI has been indeed the “bridge” (as intended by Hardja Susilo as cited in Solís, 2004,
p. 60) for many of my colleagues who eventually decided to move to the “fieldwork”. This
choice is in general, among other reasons, motivated by the need to deeply understand music
elaboration and the way Javanese “think” music. In fact, with the KBRI gamelan group we
often performed lancaran (the 8-beats per gong cycle form) without singing parts, using
cypher notation scores, with a limited chance to improve our elaboration skills or to play more
challenging instruments.
Once in Java, I started taking female traditional singing (sindhen) classes with several
teachers, exploring diverse learning strategies. Interestingly, I found some methodologies
were not very different from the ones used at the embassy (including the use of notation).
Even more interestingly, I understood as some methods where expressly conceived for
foreigners and researchers who had started merging significantly into Javanese arts over the
last decades. On the other hand, I found myself divided between the “critical”, academic
approach and the feeling inspired by practicing Javanese music which led me to achieve a
more emotional rather than rational sentiment. Especially within the Javanese music
framework, being a musician often implies achieving the rasa (Benamou, 2010), a “musical
feeling” that often clashes with the restraints of scientific analysis. Another interesting aspect,
connected with my training as a sindhen, has been the embodiment of the Javanese female
ideal and the way of enacting that ideal on the shadow puppet theatre stage. This double nature
of “foreign researcher” and “traditional female singer” has been the key to better
understanding internal processes of transformation within the traditional performing arts. But,
indeed, it has also caused some problematics both in my relationship with the other artists and
in the urge to produce results in the limited time of the PhD programme.
In the following paragraphs I am going to discuss more specifically the findings of
my experience in learning and performing Javanese traditional female singing, adding
empirical evidence and considerations.
Studying Sindhen: New Teaching Strategies for Foreign Practitioners
Sindhen is a Javanese female singer who sings in gamelan ensembles and the gamelan-
accompanied performing arts, and similar to shadow puppet theatre, has a specific repertoire
and a specific voice quality. Moreover, sindhen is supposed to embody an ideal of femininity,
of “refinement” (alus) and manners in line with courtly aesthetic principles. In fact, this
practice is supposed to have been developed in the central Javanese courts around the 18th–
Ilaria Meloni
29
19th century (Sutton, 1984) during a period of reformation and epuration of courtly ethics and
customs (Di Bernardi, 1995). Despite several transformations that affected repertoires and
performance practice, especially in the last decades, the key features of the sindhen, in the
Javanese imaginary, are still the ones related to the court canon.
In my research, I have mostly focused on three key aspects that still distinguish the
sindhen from other types of Javanese singers. Those that I define as “primary requirements”
of a sindhen are:
•
The ability to sing and elaborate melodic patterns (cengkok) in gamelan classical
pieces;
•
The vocal quality, similar to the one classified as “twang” (McDonald, 2005) meaning
using pharyngeal constriction to obtain a sharp and metallic sound, resonating on
medium-high frequencies;
•
A certain way to behave to embody the Javanese hyper-feminine ideal (connected
with several norms regarding language, costume and manners, as the way they sit on
stage and interact with musicians and audience).
When I started practicing vocal singing in Yogyakarta, I had to deal with the aforementioned
requirements, necessary to properly embody the sindhen character on stage (and, sometimes,
in real life).
After the first two years, mainly spent among Central Javanese artistic communities,
I moved to other areas of West and East Java, and I started to join other performing contexts,
still applying the same methodology of learning and performing to eventually produce some
research outcomes based on my personal experience, complemented by ethnography (audio-
visual production), interviews and music transcriptions and analysis.
Thus, these three aspects have always been strictly interdependent in my research and
the real challenge has been to make them equally distributed during my fieldwork and my
daily life as sindhen. The hardest task was to prevent the love for the practice (which I think
is common for every scholar who uses this approach) to not overwhelm the necessity to
elaborate concrete data, in order to be able to call it “research” or :practice-based research:
and not just “practice” (I will define this aspect in more detail below, presenting concrete
examples from my personal experience). Another difficult task was to conciliate my double
identity of sindhen and researcher, especially during the learning process. As I could notice,
the challenges of the performer/researcher duality are often encountered also by graduate
students from local academies of Yogyakarta and Surakarta.
During the past years, I have studied sindhenan with several teachers and I have
noticed the existence of two different teaching methodologies, also confirmed by the many
interviews (or I should more properly call them “talks” or “communications”) to other
sindhen, friends and colleagues.
The first methodology can be defined with the Indonesian term alami, meaning
natural. It means learning by imitation and “by ear” (or “by heart”, Benamou, 2010), often
directly on stage. Learning through performance has been common for many sindhen in the
past and is still common. Usually, it requires the mentorship of a teacher or a senior singer. It
is also possible to learn from other colleagues or a member of the family, in the case of
keturunan seni (artistic descendance). In the past, it might happen also via radio or cassettes.
Nowadays, it may involve the use of other media, such as YouTube videos or WhatsApp
Malaysian Journal of Music Vol. 10, Issue 1 (25-52)
ISSN 2600-9366, eISSN 2600-9331
30
voice notes. Especially since April-May 2020, during the Covid-19 pandemic which reached
the Javanese island in March, more and more artists are relying on the Internet to spread their
knowledge, via online classes and dedicated YouTube channels.
The second methodology is called akademi, literally “academical”, because of its
connection with local academies (like ISI, the Indonesian Institute of the Arts).1 This
methodology implies written supplemental learning material such as cyphered notation and
booklets with lyrics. Despite this fact, oral transmission still covers an important percentage,
especially in the memorisation of melodic patterns in vocal pieces.
Most of my teachers including Pak Parto (Petrus Suparto) in Yogyakarta, Ibu Kesi
(Sukesi Rahayu) in Suarkarta, Ibu Narsi (Narsihati) in Banyumas, and Pak Broto (Subroto) in
Surabaya—prevalently used an oral approach to teach me how to elaborate sindhenan for
gamelan pieces. They used to play the skeleton melody of a piece on a gender (a
metallophone) and sing the vocal part, which consists in a semi-improvisation of melodic
patterns on the main cadences. I had to listen, record and try to imitate their execution.
The majority of the methods still seem to largely rely on oral transmission, since local
academies have been established, written methodologies have started to be used to a large
extent. Furthermore, the constant presence of researchers going to central Java to study
gamelan music determined the necessity, felt by some teachers, to adapt the teaching
methodology to analytical purposes and to add a critical approach to their teachings. This is
the case of one of my teachers: Pak Abdal.
Pak Abdal and the Mathematic Method
Mohammad Abdal (for his students simply Pak Abdal) has studied gamelan at ASKI (now
ISI) the musical academy of Surakarta, and has at a young age started teaching gamelan to
both local and foreigners in several cities, from Surabaya to Yogyakarta. He currently teaches
in Yogyakarta in a central-Javanese (mainly Solonese) style. Beside karawitan (gamelan
music practice and theory), he has taught Mathematics in junior-high schools for quite a long
period. As he shared with me, his pragmatic mentality brought him to find interesting
strategies to teach sindhenan to foreigners and researchers. His strategy is intended to be used
with practitioners who aim to analyse vocal patterns and their application on the instrumental
pieces. In Pak Abdal’s opinion, since many teachers only teach how to sing the melodic
patterns “by heart” (Benamou, 2010) without any analytical insight, researchers tend to apply
“western” theories and concepts to analyse Javanese pieces, instead of relying on the ilmu
karawitan (‘the science of karawitan’ which has its rules and prescriptions as other music
traditions). For Pak Abdal, and the other teachers (like Pak Didik, gender and rebab teacher
in Bantul district) who adopted his methodology, “karawitan science” might be used as an
analytic tool as well:
I know that foreigners have a different learning methodology, I have taught people from
Belgium, Germany, America, The Netherlands and my method worked with them because it
is scientific, analytic. After me, other Javanese teachers started to apply my method also for
teaching local students, when they couldn’t learn simply by oral transmission. (Pak Abdal,
2015, personal communication, November 7, 2017).
Ilaria Meloni
31
The increasing number of foreign students and researchers, according to Pak Abdal, has
created the necessity to adopt a new approach. His method, according to him, can also be used
to teach local students, especially those who were already used to learning “akademi” (in
Indonesia or abroad) and do not have a family background in traditional music. This way, the
world of the orality and that of the academia can be joined together to understand sindhen
singing from various perspectives, not only having to choose between the performer or
researcher’s angle, but with the possibility of a versatile application.
Classifying Cengkok with Alphanumeric Formulas
Female singing for gamelan pieces consists of a semi-improvisation of vocal patterns
(cengkok) on a skeleton melody (balungan) (Walton, 1987). For example, in a piece in the
form of ladrang (32 beats for every gong cycle, divided in 8 groups of 4 notes each called
gatra), the sindhen cengkok (vocal patterns) should be distributed as follows, according to my
Yogyanese teachers, Pak Parto and Pak Abdal (the brackets indicate that the elaboration of
the vocal pattern under that specific gatra is optional) (Table 1):
Table 1
Distribution of the vocal patterns on a ladrang musical structure
I gatra
(sindhen cengkok)
II gatra
sindhen cengkok
III gatra
(sindhen cengkok)
IV gatra
sindhen cengkok
V gatra
(sindhen cengkok)
VI gatra
sindhen cengkok
VII gatra
(sindhen cengkok)
VIII gatra
sindhen cengkok
Cengkok are melodic patterns consisting of a combination of notes and lyrics, elaborated on
strong selèh (cadences) of a gamelan piece. When improvising on a fix melody, sindhen
should be able to create their own vocal ornamentations based on memorised cengkok. The
way to memorise cengkok is disparate. Some teachers make the student memorise all the
possible basic patterns for all the pitches of the Javanese scales (slendro and pelog) before
applying them to a musical piece. Other teachers make the student listen and imitate their
elaboration, until mastering the melodic contour “by ear” or “by heart” and, consequently,
automatically internalising cengkok patterns. On average, most of these methodologies may
be classified as oral, meaning that teachers do not explain the nature or the elaboration process
of the melodic patterns themselves, but only their application on a piece. The aim is to let the
student develop the ability to sing as many pieces as she can in a short time.
However, Pak Abdal’s method is conceived as a useful analytic tool rather than a
singing practice. It consists of learning a number of cengkok in their basic form, without
embellishments, classifying them with letters and numbers like mathematical formulas, to
apply when needed on a written melody. This way, each melodic pattern is easily identifiable
and allows the student to fill his/her own score with the formulas learned and recognise the
formulas when transcribing and analysing a musical piece.
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Before our lessons, Pak Abdal always prepared the musical score of the pieces in
cyphered notation, already divided in the main musical sections (for example ompak– low
register section–and ngelik–high register section) with gatra’s subdivision. Firstly, he asked
me to identify the main selèh on which the vocal pattern should end, according to Javanese
karawitan rules. Further, I had to write down the basic formulas identifying those vocal
patterns, instead of the vocal pattern’s extended notation (Figure 1):
Figure 1. A first draft of the melodic formulas’ classification on Ladrang Wilujeng
How to classify vocal patterns with mathematic formulas? Pak Abdal made me start
from the lyrics. Sindhenan lyrics, used in the classical gamelan pieces, consist in ancient
riddles called wangsalan, made of 24 syllables each, divisible in a 12-syllable question
(cangkriman) and a 12-syllable answer (batangan). The question and the answer can be
further divided in groups of 4 and 8 syllables each. Beside wangsalan, sindhen can use short
phrases, called isen-isen (literally ‘filling’) of 4 syllables, such as: yo mas yo mas, rama rama,
etc. Pak Abdal showed me how to classify the wangsalan and isen-isen. For example, using
the riddle: Kawi sekar, sekar pepundhen Sri Kresna. Lir puspita, warnane kusumeng pura,2
one can operate the following segmentation (Table 2):
Table 2
Syllabic segmentation of a wangsalan riddle
WANGSALAN
4 syllables
8 syllables
Total of the
syllables
Cangkriman (question)
Ka-wi se-kar,
se-kar pe-pun-dhen Sri
Kres-na
(12 syllables)
Batangan
(answer)
Lir pus-pi-ta,
war-na-ne ku-su-meng pu-
ra
(12 syllables)
Total 24 syllables
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According to Pak Abdal, this syllabic segmentation could be easily simplified in
alphanumeric formulas, as following (Table 3):
Table 3
Attribution of the alphanumeric formulas to the syllabic segmentation of a wangsalan
Cangkriman (question)
4 syllables cengkok (first
segment of the sentence)
C ½
8 syllables cengkok (second
segment of the sentence)
C
Batangan (answer)
4 syllables cengkok (first
segment of the sentence)
B ½
8 syllables cengkok (second
segment of the sentence)
B
Isen-isen (optional filling)
cengkok of a variable number
of syllables used as a filling
Is
Thence, a 4 syllable segment of a wangsalan could be identified by the formula C ½ or B ½,
depending on its function (answer or question). Similarly, the 8 syllable segment will be
identified by B or C. If one wants to use the full 12 syllable line (which is also possible, in
according with karawitan principles) the formula will be Br or Cr, the “r” standing for racik
or ngracik. Finally, Is identifies isen-isen. If we write these wangsalan and isen-isen formulas
under the skeleton melody of a ladrang, we obtain the following score (Table 4):
Table 4
Application of the wangsalan and isen-isen formulas on a ladrang musical structure
I gatra
Is
II gatra
C ½
III gatra
Is
IV gatra
C
V gatra
Is
VI gatra
B ½
VII gatra
Is
VIII gatra
B
This way, the student can quickly recognise the lyrics distribution on the instrumental melody,
which correspond to the hierarchical importance of the cadential notes (usually a 4 or 8
syllables wangsalan is sung on stronger cadences, while isen-isen are sung on the weaker
cadences).
If we write the complete wangsalan under each gatra, we have the complete outline
of the lyrics partition in a sindhen vocal elaboration or semi-improvisation (Table 5):
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Table 5
Wangsalan and isen-isen formulas and lyrics on a ladrang musical structure
I gatra
Is
(yo mas yo mas)
II gatra
C ½
(Ka-wi se-kar)
III gatra
Is
(Ra-ma Ra-ma)
IV gatra
C
(se-kar pe-pun-dhen Sri Kre-sna)
V gatra
Is
(yo mas yo mas)
VI gatra
B ½
(Lir pus-pi-ta)
VII gatra
Is
(Ra-ma Ra-ma)
VIII gatra
B
(wa-rna-ne ku-su-meng pu-ra)
After being able to segment and classify the lyrics used in sindhenan, Pak Abdal showed me
how to complete the formulas with the individuation and classification of the musical patterns.
To do that, we looked at a specific piece: Ladrang Wilujeng.
Studying and Analysing Ladrang Wilujeng with Pak Abdal’s method
Ladrang Wilujeng in the pathet (modes of the Javanese music scale’s system) of slendro
manyura (the highest-pitched mode of slendro scale) is often the first piece chosen by teachers
to approach the gamelan repertoire. As Sutton observes:
Ladrang Wilujeng is often chosen as a beginner’s piece by teachers, not because it is simpler
than any other, but because it contains a variety of commonly used one-and-two-gatra
passages. Aside from its associations with security and safety, its musical construction makes
it a useful gendhing to study (Sutton, 1987, p. 71).
How did I study Ladrang Wilujeng with Pak Abdal’s method? Starting from the
balungan, that he already divided in sections on a cyphered score, I was required to apply the
wangsalan, isen-isen and cadential pattern formulas based on the gatra subdivision and the
cadences, as shown in the previous paragraph. In order to elaborate melodic patterns, it is
important, in Pak Abdal’s opinion, to take into account the preselected segment or lyrics and
pay attention to the single sèleh and the melodic contour (Table 6):
Table 6
Application of the wangsalan and isen-isen formulas on the skeleton melody of Ladrang Wilujeng
2123
Is
(yo mas yo mas)
212ny
C ½
(Ka-wi se-kar)
33..
653n2
C
(se-kar pe-pun-dhen Sri Kre-sna)
5653
Is
(yo mas yo mas)
212ny
B ½
(Lir pus-pi-ta)
2123
Is
(Ra-ma Ra-ma)
212g6
B
(wa-rna-ne ku-su-meng pu-ra)
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On the third gatra there is no isen-isen because it is a specific combination called
ngantung, usually instrumental. However, a vocal “sliding” to another note towards the
following gatra called plesedan can be added. It is a common technique, often used by senior
sindhen (see Figure 3).
Thence, once we have the lyrics formula, we should add the melodic formulas.
Similar to the procedure for creating wangsalan and isen-isen formulas, the cadential pattern
formulas are created with the initial letters of the pitches in slendro scale, as spelled in
Javanese. The strategy of identifying musical patterns with letters corresponding to the selèh
note, has been used already by the gendér teacher Panji Sutopinilihh in the conservatory of
Surakarta (Sumarsam, as cited in Solís, 2004, p. 79). Another interesting method of teaching
music patterns in gamelan music (specifically on the gendér) has been adopted by R. L.
Martopangrawit. This method associated a name to melodic patterns to help the students
recognise and classify them (Sumarsam, as cited in Solís, 2004, p. 79). Considering that Pak
Abdal is a former graduate at the music conservatory of Surakarta, as he confessed to me, and
he has been in touch with some great teachers of the past (currently, he is almost seventy years
old) he might have taken inspiration from Pak Pandji and Pak Marto’s methodologies and
applied it to singing (Table 7):
Table 7
Attribution of the alphanumeric formulas to the pitches of slendro scale
Notes in cyphered system
Name of the note in Javanese
Formulas
1
Siji
S
2
Loro
L
3
Telu
T
5
Limo
M
(“mo”, since the L is already used
for the 2)
6
Nem
N
Each sèleh (cadential note) determines a melodic pattern (cengkok). If we apply these
cadential formulas on Ladrang Wilujeng’s balungan, we obtain the following score (Table 8):
Table 8
Application of the cadential pattern formulas on Ladrang Wilujeng
2123
T1
212ny
N1
33..
653n2
L1
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5653
T
212ny
N
2123
T1
212g6
N1
The first gatra ends with the note 3 (Telu = T). Consequentially, the student should
choose a cengkok ending on the pitch 3. Since we start from basic patterns, we use the T1 (the
number in subscript indicating the complexity level of the pattern) which in cyphered notation
is equivalent to:
T1 = 2 z2x x1c2 3 3
The second gatra ends on the low 6. Similarly, the student writes N as Nem, choosing the
basic pattern N1, equivalent to:
N1 = 2 3 z3c1 z2x1cy
The same happens with the vocal pattern on the fourth gatra, ending on 2 (Loro = L). The
basic form of this cengkok, showed by Pak Abdal, is:
L1 = 6 ! 6 @ 6 3 z2c1 2
This last cengkok appear longer than the other two, because it is associated with the
8-syllable wangsalan (see Table 5). In order to decide whether the cengkok should be long or
short, the student shall consider the previously applied lyrics formula, so that an isen-isen and
a 4-syllable wangsalan correspond to a short cengkok, while an 8 or 12 syllable wangsalan
corresponds to a long cengkok. Of course, the choice of which segment of lyrics and melodic
pattern to use on a cadence, which here appears mechanical and calculated, constitutes a
“natural” elaboration for a senior sindhen who sings “by ear” or “by heart”, not using any
written support.
Eventually, applying both lyrics and melodic formulas, as shown in the previous
paragraphs, on the skeleton melody of the piece, we obtain the final score with the complete
cengkok formulas (Table 9):
Table 9
Application of the complete cengkok formulas on Ladrang Wilujeng
2123
Is T1
212ny
C ½ N1
33..
653n2
C L1
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5653
Is T2
212ny
B ½ N1
2123
Is T1
212g6
B N1
If we resolve the cengkok corresponding to each formula we have (Table 10):
Table 10
Cengkok corresponding to the formulas of Ladrang Wilujeng
Is T1
2 z2x x1c2 3 3
yo mas yo mas
C-B ½
N1
2 3 z3c1 z2x1cy
Ka- wi se- kar
Lir pus- pi- ta
C L1
6 ! 6 @ 6 3 z2c1 2
Se- kar pe- pun- den Sri Kre- sna
Is T2
5 6 z6x!c6 z5c3
Ra- ma Ra- ma
B N1
3 3 2 2 1 3 z3c1 z2x1cy
War- na ne ku- su- meng pu- ra
Thereupon, the Ladrang Wilujeng full score with Pak Abdal’s basic cengkok, identified by
the above-mentioned formulas. (Figure 2):
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Figure 2. The ompak section of Ladrang Wilujeng with Pak Abdal’s melodic patterns corresponding
to the formulas.
The full score is the last result of a long session of classification, segmentation and
analysis of the musical piece, which helps the student to understand the structure and the
composition (or elaboration) process, before starting to sing it. This way, the student doesn’t
only learn how to elaborate vocal patterns on a fixed melody, but she learns how to
deconstruct a piece to reveal the theory behind the vocal practice. It is fundamental to learn
new pieces and be able to analyse pieces sung by other singers or teachers, especially
considering the fact that every sindhen can make her own version of a piece, varying the
cengkok, as long as she respects the karawitan principles.
Thence, according to the purpose (studying, performing, analysing) the student can
use the cengkok in their extended form in cyphered notation or with their formulas. Once the
student has mastered a piece, she can use more elaborate cengkok taken from other singers or
heard in recordings, or make her own ornamentations. She can also choose to not use the score
anymore for performative purposes. Instead, if the purpose is the analysis, writing the
formulas in the place of the extended cengkok might be a useful tool to detect similar cengkok
and ornamentations sung by another sindhen. I show an example in the next paragraph.
Knowing the basic melodic patterns of a specific piece can be a helpful guideline
when transcribing and analysing the same piece sung by another singer. For instance, I tried
to transcribe the same piece, Ladrang Wilujeng in slendro manyura, executed by the
Yogyanese sindhen Titik Sumiarsih (May 2014)(Figure 3).3
Ilaria Meloni
39
Figure 3. Transcription of the ompak section of Ladrang Wilujeng with cengkok elaborated by the
sindhen Titik Sumiarsh, [min. 0:13-1:10]
As shown in the transcription, I wrote down the extended version of each cengkok in cypher
notation. Once I transcribed all the cengkok under the skeleton melody, I could classify them
with Pak Abdal’s mathematic formulas. This way, I could find out how a senior sindhen
embellishes and elaborates a pattern (Table 11):
Table 11
Formulas of the cengkok used in Ladrang Wilujeng by the sindhen Titik Sumiarsih
II gatra C ½ N1 - The cengkok is variated from the basic form, using wiletan (embellishment) and
gregel (a large vibrato) on the last syllable (“-wa”).
III gatra plesedan - Titik uses a plesedan.
IV gatra C L1 - Even in this case, the cengkok presents an embellishment on the penultimate syllable
(“-ko”), reaching the pitch 5 followed by wiletan and gregel.
V gatra Is T2 – Here, Titik uses another version of the cengkok on the sèleh 3.
VI gatra B ½ N1 - On this gatra, we find the same cengkok of the second gatra, similarly ornamented.
VII gatra Is T3 - Titik uses another version of the cengkok on the note 3, starting from the low 6 instead
of the high 6.
VIII gatra B N1 - In this case, the same basic cengkok with a descending melodic contour on the pitch
6 is ornamented on the syllable“-dhen”, adding a wiletan and a gregel on the penultimate syllable “-
dang”.
Pak Abdal thought this kind of analysis might be a good compromise between my
western musical theory and the local karawitan practice. Deconstructing the vocal melody
using formulas constitutes a logical way to analyse a piece, still respecting the karawitan
science while using the appropriate vocabulary (for example: “A gregel is a gregel, not a
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vibrato as you mean in seriosa (opera)” (Pak Abdal, personal communication, November 7,
2017).
Summing up, Pak Abdal’s teaching methodology aims to help the music analysis of
the piece beyond the vocal elaboration itself. That is why Pak Abdal, contrary to other
teachers, gave me basic formulas and not ornamented vocal patterns to learn. The point is to
understand what I have to sing in order to be able to analyse more pieces and not simply
imitate a teacher’s style. I should be able to recognise melodic patterns reconducting them to
their basic forms. It is interesting how, with his method, Pak Abdal created a solid bridge
between the local teachers and the researchers, urged by the necessity to fulfil “academic”
sindhen and researchers’ needs.
Figure 4. The author and Pak Abdal during a vocal class (January 2015).
Like Pak Abdal, many teachers are shifting from oral methodologies to written
methodologies, but still lying in the middle, halfway between orality and writing, meeting
several requirements and enlarging their student capacities. This is necessary in the current
century where, often, performers are also researchers and vice versa.
Learning how to sing the traditional vocal pieces through different methodologies
necessary implies, in Java, the parallel practice in performance. What does it mean performing
as a “Javanese traditional female singer”? Clearly, a foreign singer is not going to become
“Javanese” (not by birth, at least) and this is not the aim, but there are some ways in which,
over time, foreign researchers and musicians have found their space within traditional
performances.
Comparing Methodologies: Learning by Heart as the “Old Time” Sindhen
Ilaria Meloni
41
After my first year in Java and achieving some acquaintance with the sindhenan technique, I
felt that I was still missing something. In fact, despite the fact that I collected a wide repertoire
of both lagu (song), gendhing (classical gamelan compositions) and other vocal genres as
langgam and jineman, I still needed the use of notation (or the formulas taught by Pak Abdal
reminding me of the right cengkok to use) to sing the most difficult pieces. What I was
missing, in a word, was rasa. Rasa is a term which literally means “feeling” but it encloses a
variety of other meanings which Benamou (2010) describes as “aural sensation”,
“impression” or “aesthetic effect” (Benamou, 2010, p. 47). Musically speaking, rasa is:
Being able to express the right feeling musically […] not only knowing how to produce the
right effect through details of garap or “interpretation”, but also on sensing what is appropriate
to a particular situation. This might mean, for instance, knowing when to sing plainly or to let
loose with ornaments, depending on whether a piece was solemn (regu) or jovial (bérag), or
on what the genre or context were called for (Benamou, 2011, p. 49).
Rasa is the key of expert Javanese musicians to be able to improvise the simultaneous
variations on a skeleton melody (balungan), in accordance with the others, mixing creativity
and shared music knowledge. For the female singers, rasa is essential to create their own
cengkok style within a garapan. In order to do that, they have to intimately “feel” the
elaboration of the melody (thence, the musical mode or pathet) basing on the parts of the other
instruments, and the changes of tempo (irama). Writing beautiful cengkok on a cyphered
score, copied by a teacher or transcribed from famous recordings, might work for a singular
performance but not for being a good sindhen in the long run.
In 2014, I conducted some interview-rounds in the districts of the DIY (Daerah
Istimewa Yogyakarta) in order to know the background and learning processes of as many
sindhen as I managed to meet. After weeks of questions, talks, discussions with many singers,
their families and their teachers, I classified and organised the outcomes: sindhen alami
(natural sindhen) and sindhen akademi (academic sindhen). The first were the ones
prevalently reared within families of artists or village music communities. They learned
naturally how to sing, by ear or by heart without the aid of any scores or titi laras (solfège).
The second where coming from a higher education background, most of them from ISI
Yogyakarta or ISI Surakarta, and shared a similar music training (for example the widespread
use of notation and the inability to improvise on a given balungan). An interesting factor was
the age. Apparently, the alami singers were, mostly, the oldest, while amongst the akademi
were many youngsters. This led me to an additional subdivision: jaman dulu (old time) versus
jaman now (current century) (Meloni, 2021). Some of my teachers confirmed the assumption:
to become a good sindhen I should be able to sing with rasa, alami, as an old-time vocalist.
Facing aural transmission is a sort of trauma for someone who has been educated in
Western art music since a young age (I never joined Italian conservatories but I studied the
conservatory programme for piano at local music schools for nearly ten years). During my
long permanence in Java, after joining many gamelan sessions and shadow puppet theatres, I
had started to get accustomed to the more common use of “listening” instead of the written
page and of improvisation rather than “prescription”. However, I felt uneasy being totally
deprived of even a few spared papers with roughly written cengkok under a melody. Among
other teachers, the two I spent more time with, mastering the alami methodology, are Ibu Kesi
(Sukesi Rahayu) in Surakarta and Ma’ Narsih (Narsihati, a singer-dancer of Banyumas).
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Ibu Kesi is a college teacher in pedalangan (puppetry) department at ISI Surakarta
and one of the most popular sindhen in central Javanese shadow puppet theatres. It is
interesting how Ibu Kesi uses both a “written” and “aural” methodology, depending on the
singular case. She is also a researcher and author of the first monograph about sindhenan in
the style of Surabaya (East Java, see Rahayu, 2017). While in the curricular classes, Kesi
often relies on notation and theory, when holding a private lesson, she privileges learning by
imitation and “feeling”. The training with Ibu Kesi was pleasant and relaxed (santai aja as
Javanese would say). At the beginning I felt scared and confused without my notebook and
Kesi allowed me to keep the balungan with the main selèh notes in front of my eyes. However,
after two encounters, I felt ready to completely forget the written page and memorise the
cengkok, trying to imitate her voice and follow the patterns that she played on gender. The
methodology was similar to that of Pak Abdal and other teachers (like Pak Suparto at ISI
Yogyakarta etc.). It consisted of memorising a certain number of cengkok to use on different
pieces. But this time, I had to sense when to start singing, when to fall on the ending note and
which cengkok version to choose (she gave me few variants for every ending note, adding
ornamentations). All of this without reading the part. We started with a simple piece, the
srepegan in the style of Surakarta, an average gendhing lampah (“walking pieces” see
Brinner, 2008, p. 127) common in shadow puppet performances. I faced an additional
difficulty due by the fact that I already learned how to sing Playon (the yogyanese equivalent
of the srepegan) and I memorised the cengkok in Yogyakarta style (which actually were those
of Pak Suparto). According to Kesi, I should be able to distinguish the different types of
cengkok styles and use them appropriately, according to the piece and context, still with a
margin of personal creativity. The cengkok might follow a style of an academy, a teacher, a
famous singer or of a region (Sutton, 1991). Since I was studying with her, I should master
her own style (cengkok ala Kesi) before being able to elaborate mine and taking inspiration
from other styles. Among these personalised cengkok, I vividly remember the cengkok seksi
(the “sensual effect” given by an ascending glissando between notes 2 and 5 in slendro
tuning). This was a huge difference with, for example, the Pak Abdal method. He gave me
“plain cengok” not individual style cengkok. That is the main difference between studying for
analysis purpose and studying for performative purpose. Pak Abdal’s cengkok were a tool for
the analysis. Ibu Kesi’s cengkok were a real demonstration of the subtle details of personal
style.
With Ma’Narsih the situation was radically different. As a village woman, almost
unalphabetised, who has become a maestro lenggér (the social dance typical of Banyumas
area, see Lysloff, 2001) thanks to the indang (the gift), I had the chance to experience an
alami, aural teaching. I spent few months, in 2018, in the Pegalongan village, aimed to master
the so called banyumasan style (the sindhen style typical of Banyumas, Central-West Java).
It was my fifth year in Java and I already started to introduce myself as the sindhen manca
(foreign sindhen) from Yogyakarta, rather than the ‘foreign researcher’ from Italy. I also
changed my name to Ria Saraswati (a shortening of my first name plus a homage to the
goddess of music and art guiding me in my path). I thought this would be useful for both me
and my interlocutors to cut the geographic and cultural distance. I was wrong. The first words
of Ma’ Narsih welcoming me had been, “Sorry if we are not ‘refined’ as in Yogyakarta”. She
was treating me as an important guest coming from a Central Javanese academy and felt
initially uncomfortable because of her “alami” education. Despite the initial uncertainties, I
managed to interweave a wonderful relation with Ma’ Narsih during the time of my staying
Ilaria Meloni
43
in Pegalongan. She was glad that a “foreign, Central-Javanese adopted sindhen-researcher”
felt comfortable in village living. I used to wake up early and help the village community in
their daily tasks, cutting few hours in the morning for learning sindhen with Narsih in the
public sanggar (artistic workspace) and then practicing in the afternoon with the other
musicians of the village. Ma’Narsih didn’t follow a specific method, as she warned me before
starting to teach. She didn’t even feel like “teaching”, she’d rather sit beside me during calung
(bamboo gamelan) sessions and show me how to sing by imitation. When we sat alone in the
sanggar, without the calung players, she used to sing the pieces coming up in her mind (Ricik
Ricik, Sekar Gadung, Ilo Gondang etc.) and give me guidelines on how to improvise the
parikan (“riddles”), seasoned with nostalgic digressions on her glorious past as singer-dancer.
I had no other chance but to try to imitate her as best I could while waiting for the evening
rehearsals to better fix the tempo and the tuning. It worked. Not only was I able to sing some
of the most popular Banyumas repertoire in a short time, but I did it without notation and, for
the very first time, enjoyed the spontaneity of the semi-improvisation and the music
interaction in a relaxed, Javanese way. Nevertheless, the aural method revealed to be highly
successful to become a proper Javanese singer. On the other hand, academically, it was a bit
misleading. All I could do was record hours and hours of lessons with Ma’Narsih, plus the
evening gigs, and try to write down what I could, cross-checking with some of the musicians,
few of whom came from the SMKI (the local music high school).
Among all the methodologies, all useful to diverse purposes of both performance and
research, the singing sessions with Ma’Narsih are those which better trained me as a sindhen
jaman dulu an old-time singer. With Pak Abdal I could achieve a Javanese critical mindset, a
respectable alternative to my Western-musician critical mindset when transcribing and
analysing music. With Ibu Kesi I could touch the difference between singing with rasa and
singing with ratio (meaning using “rational thinking”, from the Latin terminology, the
opposite of being guided by “sentiment”), other than observing a true case of performer and
researcher from a local perspective. With Ma’Narsih I experienced what it means to merge in
a totally different reality and totally embody the old ideal of the female singer. According to
Ma’ Narsih it was necessary for an aspiring sindhen to master the aural learning and she
negatively judged modern sindhen, too attached to written notation and more attracted by new
gamelan music. It is surprising how, in light of many years in central Java and only a few
months in Banyumas, the banyumasan repertoire is still the one I could sing at any time in
any occasion with closed eyes. On the other hand, Banyumas repertoire is still the one which
is giving me a harder time in the course of revision. While analysing central Javanese
repertoire has become easier, thanks to the large amounts of both local and foreign manuals,
and a well-established practice at the academies in Indonesia as well as abroad, for areas like
Banyumas (as well as some areas of East Java) the analysis is still mostly guided by “the ear”
and the personal experience, and cannot be always cross-checked and verified theoretically. I
often found myself without any written notation or guideline to disclose some obscure
passages.4
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Figure 5. Calung sessions in Pegalongan village with Ma’Narsih (December 2017).
What I would like to highlight with these accounts is the variety of teaching
methodologies and how they have evolved over time also because of the presence of foreign
“bi-musical” researchers and the determinant role of institutional interrelations. Furthermore,
another aspect to highlight is how all these methodologies can shape the
researcher/performer’s mindset and guide him/her in both the revision and analysis and the
performance practice. What mostly enriched me as a researcher is the different way of
thinking when analysing a piece, not relying on “conservatory-like” prescriptions but
thinking: “What would I have done if I were singing this piece myself”?
In the final analysis, “learning by heart” or “alami” led me to achieve useful
performing skills, other than gaining new understandings of the music-making itself. The
aspect of performance is not secondary, but rather central in practice-led-research because it
allows the researcher to fully embody the musician’s identity and self-representation on stage
(hence, in the society). Learning and performing are two aspects necessarily interrelated,
especially in Java, and often one does not exclude the other. In a highly “participatory”
(Turino, 2008) and “collaborative” (Sedana, 2005) music such as gamelan, mastering the very
essence of the elaboration processes, its determinant. Using Rice’s words, “to learn how the
music is structured and how it is brought to life in performance” (Rice, 2014, p. 36).
Indeed, performance is also a powerful tool to understand subtle and internal causes
of transformation processes. For this reason, becoming a foreign sindhen allowed me to take
an active part in these processes to be able to rethink and revise them under a different light.
On the other hand, becoming an active singer changed my perception of Javanese music and
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Javanese stages as well, putting me in-between the researcher and the performer. In the
following paragraph I will elucidate this aspect.
Performing Sindhen: Foreign Singers and the Impact on the Wayang Stage
The phenomenon of foreign sindhen, is not totally new.5 Such scholars as Susan Walton and
Nancy Cooper have already plunged into the sindhen practice, studying with some of the most
legendary sindhen such as Ibu Supadmi and Nyi Tjondrolukito.
However, in the last decades, foreign sindhen are becoming more and more in
demand, especially for shadow puppet theatre. A great impulse has been given by the opening
of some scholarship programmes as Darmasiswa, among the most renown. Since 1974,
students from every part of the world can come to Java to learn traditional music and arts in
local academies, sponsored by the Indonesian government. Foreign women are often
encouraged to study dance or singing and once they have reached a sufficient proficiency (it
is enough to master one or two pieces for starting) they are invited to join the performances,
side by side with local artists. For researchers, this constitutes a valuable opportunity to apply
the practice-led methodology. Therefore, we find a mutual exchange: local artists can count
on “spectacular” foreign sindhen to promote their shows and researchers can freely experience
as many performances as they want in return.
In the current century, tagged as jaman now, sindhen play a determinant role in
popular performing arts like wayang, especially in the comic interludes (Meloni, in course of
publication). “Jaman now” has become a slogan used to refer to the latest innovations, often
boundaryless, happening with impressive speed. There is even a proper hashtag on Instagram,
often used by artists when posting some videos breaking “traditional” paradigms. Sindhen
play a pivotal role in humour and vocal challenges, enacting witty dialogues with puppeteers,
showing off vocal abilities, and often dancing to the newest hits. The humour is based on the
interaction between sindhen and a male comedian or the puppeteer himself. In these sketches,
the female singers have to maintain a submissive yet coquettish attitude that confirms the
male power and re-establish the ideal of Javanese femininity (Cooper, 2000). How can a non-
Javanese woman contribute to this type of entertainment?
“Foreignness” as a humouristic element in wayang comic interludes is a well-
documented practice since the Narthosabdho era (Mrázek, 2005). Exoticism seems to be one
of the features Javanese appreciate the most. For this reason, starting from the ‘70s, when the
hiburan culture (the culture of entertainment, Lockard, 1998) started to highly influence the
wayang world, sindhen coming from outside Java became determinant to the show, “And if
they are not actually foreign or even markedly foreign, their exotic qualities will be
exaggerated in performance” (Mrázek, 2005, p. 411). Engaging with a foreigner offers a great
deal of linguistic jokes and acting out misunderstandings, the most fertile ground for dalang
(puppeteer) ’s humour. Ki Narthosandho seemed to be the precursor of this practice:
In a number of Ki Nartho Sabdho recorded performances, the dhalang has a longish comic
conversation with a singer (pesindhen) from Banyumas, and then asks her to sing a song or
two from Banyumas. The singer, as well as the dhalang, speaks in the Banyumas dialect of
Javanese, which is easily understandable to speakers of other Javanese dialects, but is different
enough to sound funny to them (Mrázek, 2005, p. 406).
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Still nowadays, some of the most famous and requested sindhen are those who
manage to embody outstanding entertainment characteristics, often involving an element of
‘foreignness’. A remarkable example is that of a dear friend of mine, Lisa (Elisha Orcarus
Allasso), guest star sindhen of the celebrated Yogyanese dalang Ki Seno Nugroho (who
recently passed away). Elisha, born and raised in Yogyakarta, graduated from ISI in
pedalangan and is a Javanese native speaker. She conquered her audience by pretending to
be a native of Sulawesi island. During comic interludes, she stands up and interacts with the
puppeteer imitating Sulawesi speakers’ accent, generating numerous linguistic mistakes and
double meanings. Some people firmly believe that she comes from outside Java and talk about
“the funny sindhen from Sulawesi”.
However, in the multicultural globalised world of “jaman now”, coming from outside
Java seems to be not enough. Due to the high inflow of foreign sindhen and changes in the
performance practice (new popular repertoires, the request of social dancing, the involvement
of new media) the presence of a “sindhen from abroad’” (sindhen mancanegara) has become
a real trend. In 2018, I had several talks with some of the most famous foreign sindhen (Hiromi
Kano, Agnes Serfozo, Megan O’Donoghue Williams) and I gathered diverse points of view.
By what emerged from the talks I assumed that, in the current century, becoming a sindhen is
a choice. Each woman artist chooses which model of femininity she wants to embody. She
can follow old norms of tempo dulu (‘old times’) like Hiromi (pers. comm. May 15, 2018);
she can become a contemporary extrovert superstar, like Megan (personal communication,
May 13, 2018); she can lie in the middle adapting multifacted sindhen characters for diverse
Javanese territories, like Agnes (personal communication, May 27, 2018). That said, the
questions are: How should you behave if you are also a researcher? Which ideal of femininity
should you embody? And, moreover, which role do local artists expect you to play in their
performances?
To discuss this latest issue, I can bring as an example my personal experience on
stage. The case study that I am going to discuss is based on some brief extracts of a comic
interlude (gara gara) in a shadow puppet theatre performance that I joined in East Java on
September 3, 2016, with the famous dalang, Ki Warseno Slenk.6 The dialogue between me
and the dalang during the comic interlude is as follows:
[min. 0.05]
Ki Slenk: “Halo, mbak Lia?”
Me (in English): “Yes”
Ki Slenk (in English): “You tired?”
Me (in English): No.
Ki Slenk (in English): “No? No tired? Wah, You fresh?”
Me (in English): “Yes, fresh”.
Ki Slenk (in English): “No lazy?”
Me (in English): “No”.
[min. 0.23]
Ki Slenk (in Javanese): “If I speak Javanese can you understand?”
Me (in Indonesian): “Just a little”
Ki Slenk (in Javanese): “But you can dress up as a Javanese, who helped you?”
Me (in Indonesian): “I did it by myself”
Ki Slenk (in Indonesian): “How long have you studied?”
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47
Me (in Indonesian): “I have been doing it for two years, and now I can do it by
myself”.
Ki Slenk (in Indonesian): “But you are beautiful tonight”
Me (in Indonesian): “Thank you”.
Ki Slenk (in Indonesian): “Really. You are beautiful, smart, a doctor. I have a request:
are you here on the 6th of September? When are you going back to Italy?”
Me (in Indonesian): “Tomorrow!”
Ki Slenk (in Indonesian): “Don’t come back! I still have many jobs...”
[min. 1:20]
Ki Slenk (in Indonesian): “I have still one request. Please tell everybody that
Indonesia is not a country of terrorists. But Indonesia is a place of kind people and a
worldwide known culture. And you can see by yourself the people of east Java. How
they are extraordinary… aren’t they?”
Me (in Indonesian): “Yes”.
Ki Slenk (in Indonesian): “Yes, that is. You have to share this message. Indonesia has
not to be considered extreme. No! A country of war… no! Indonesia doesn’t like war.
Indonesia likes friendship and humanism”.
It is evident from this dialogue how Ki Slenk stressed the fact that I was not only the
sindhen cantik (“beautiful sindhen”, an epithet often used to describe female singers of all
sorts), but I had an educational background. This was determinant in order to add credibility
to the message that he wanted to convey. A message directed to Indonesian and foreign
audiences (the performance was transmitted via live streaming). He used resonant terms like
“worldwide culture” and “humanism”, in line with the slant that he wanted to give to the
discourse. The switch between three languages (English, Javanese and Indonesian) is other
evidence of his will to make his speech “world-embracing”.
Another video, this one showing a performance by Ki Seno Nugroho, the most
famous Yogyanese dalang, uploaded on YouTube by one of Ki Seno’s fans, constitutes an
interesting case study. This video, showing the limbukan comic interlude, in which I was
taking part, is entitled: “Calon doctor luar negeri membuat Ki Seno semakin bangga seni
budaya Jawa!” (A PhD candidate from abroad made Ki Seno very proud of the Javanese
culture!). Again, my academic title was preferred to the usual “sindhen cantik” and it was
connected to the idea of ‘proudness of Javanese culture’. The video description reports:
“Illary, a PhD student from Italy, is carrying out a research about Javanese culture, specifically
on karawitan and wayang kulit, so that she joins the comic interlude hosted by dalang Ki
Seno Nugroho”. The description ends with: “We feel proud that our Javanese culture is
admired and researched abroad”. This was exemplary to me, about the determinant role that
us researchers play when we gain access to the practice. For the artists, our interest and
dedication to their performances is a way to legitimise their “culture” and “tradition”, with
the hope that it can reach a worldwide appreciation through academic channels, stressing their
“cultural” relevance and not only “folkloric fascination”, as it might represent for tourists. It
is possible to analyse this phenomenon under several aspects.
On the one hand, I adapted to a way of joking as the female singer, submissive and
coquettish. On the other, the puppeteer used the fact that I was a foreigner to make humour
about the language, to remark cultural diversity and to spread social messages and ideologies.
The fact that I was a “doctor’” (actually, still a PhD candidate at the time) reinforced, in Ki
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Slenk’s opinion, the power of my assertions. I could become a powerful means to convey
puppeteer’s ideologies and messages, my words legitimised by my academic background.
This, on the one hand, put me in a difficult position, since I felt the responsibility of what I
should or should not say. Should I be honest and open in discussion based on my studies and
knowledge or should I just agree with the dalang claims? In that specific performance, I
decided to not expose myself too much, afraid that starting an open debate on politics and
religion would not be polite on a wayang stage. Usually, these matters are filtered by the
puppets on the screen and only explicated through their dialogues. Thence, I acted passively,
as the average sindhen do, not bringing further argumentations to the topic, but just supporting
the dalang, smiling and acting manis (sweet). I thought that, in this specific case, what the
dalang wanted from me was just a reinforcement of his propaganda, validated by my
academic position.
However, in other performances, with other puppeteers and in different contexts, I
decided to play the sindhen doctor role and to talk, for example, about vocal qualities or to
teach Italian folksongs. It always depended on what the artist expected from me and how far
could challenge the audience. What didn’t change was my attitude, still sopan santun (polite
and graceful), a firm requirement for a sindhen, whatever her role played on stage.
Therefore, in my experience, the adaptation came from both sides. On the one hand,
I embodied a mannered, feminine singer yet maintained my foreign researcher feature, which
was also the key through which the puppeteers could make jokes and promote their ideas. On
the other hand, the puppeteer allowed me to investigate from inside stage mechanisms,
helping my research not only offering me a direct insight into the practice but becoming an
active part of it. To quote Baily (2001), “At the end of the day, the researcher becomes the
researched” (p. 96).
Discussion
Besides learning and performing, I conducted classic ethnographic research, involving
interviews (or “talks”), data processing and field recordings. The practice-led research has
been useful to me to deeply understand how the vocal semi-improvisation on gamelan works
and to make accurate transcriptions and analysis using Javanese musical vocabulary and
theories or proper ilmu karawitan. It helped me investigate knowledge transmission, having
a wider comprehension of learning processes and observing new critical and theoretical
approaches adopted by some Javanese teachers, who started to use written/analytical methods
aimed at addressing the needs of researchers/practitioners (local and foreigner).
Furthermore my merging into the performance practice of shadow puppet theatres
created continuity between my researcher and performer roles so that: “The research becomes
an extension of the performance” (Penny, 2014). It allowed me to conciliate two different
identities (sindhen and dokter) and to deeply modify my way to conceive music and
performing arts. Also, my vocal technique has been dramatically affected by the sindhenan
training. In 2018, during a class with my Italian vocal teacher, he looked a bit upset because
I put too much “twang” (McDonald, 2005) in the voice and I tended to sustain the final note
of every musical phrase with prolonged vibrato in a Javanese way. He asked me to sing “less
Indonesian”. This request, other than making me unashamedly proud for mastering sindhenan
until that point, gave me interesting causes for reflections on the diversity of the Western and
Javanese vocal practices. The fact that I inserted all sorts of Javanese music (from gamelan to
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49
dangdut) in my music playlist, might be another factor that has contributed in modifying my
music aesthetical perception.
Enacting the role of foreign sindhen has been determinant to understand the current
developments of Javanese music and performing arts, to discover who is the female singer in
the current century and what meets the contemporary audience demand. In order to achieve a
full comprehension of the Javanese contemporary art context, it has been very important to
become an active performer and not just an “observant” or a “guest”, to experience what does
it mean to be an embodiment of “Javanese femininity” (despite not being Javanese) and the
ways sindhen interact with the male artists and audience. I could witness in first person how
gender ideology is determinant in the Javanese arts. Since my first year at ISI Yogya, I had
been encouraged to learn singing instead of rebab or pedalangan, which were considered
more appropriate for males in a traditional environment. Also, the jokes with the dalangs on
stage were often sexually-oriented and put me in a critical position, between the emancipated
Western woman mindset and the Javanese traditional feminine-ideal, coquettish and
submissive. This compromise made me continuously re-negotiating my identity and I could
notice the huge gap between the diverse conceptions of “femininity”.
Another determinant consequence of the “bi-musical” or “performance-led” approach
has been that of rethinking myself as a “musical being” and not as a separate entity from
“fieldwork”. This is necessary for a discipline studying, “Why and how human beings are
musical” (Rice, 2014, p. 1).
Most of all, learning and performing have been necessarily intertwined with the
research in order to cut barriers and to exchanging/sharing knowledge, methodologies and
perspectives. Nevertheless, it is fundamental to define the object of study, in which way the
practice contributes to the investigation and decide to what extent one can go. But even in
doing this, the collaboration of teachers and artists is determinant, it is a solid point of
reference that can also change the research targets and totally overturn her/his theoretical
assumptions and mindset.
Being a sindhen and not only a researcher helped me to interweave solid relationships
with artists and teachers and to have great accessibility to performative frameworks. I always
introduced myself as a “sindhen”, rather than a “researcher”, and that made my interlocutors
feel at “home”, without the embarrassment that one can feel in front of a foreign scholar. For
the artists I collaborated with, my title was a means to increase the prestige of their
performance and to look for a link with the outside world to promote their culture through
reputable channels. For my teachers, it was a tool to improve and widen their teaching
methodology. Giannattasio (2017) states:
But it is also true that the human community has never been as close as now to the possibility
of exchanging and sharing values, knowledge and symbolic practices, including the musical
one (p. 20).
It is also true that I was conscious that I could not always properly balance learning,
practice and research, especially for a matter of time. My PhD programme had a very strict
duration of 3 years, with a maximum of 6 months extension for major reasons. In this short
amount of time, joining the world of shadow puppet theatre has not been easy. Evening
performances have an average of eight hours duration and once you are in the sindhen clothes
you cannot hold a camera (it’s not polite), you can only record and take notes. I had to alternate
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the sindhen and the researcher’s outfits and, I admit, I often preferred the sindhen one. On
this point, I have to agree with Baily’s statement: “The person who uses learning to perform
as a research technique is unlikely to stop once fieldwork is over. On the contrary, you tend
to take on the music as your own” (Baily, 2001, p. 96).
I want to make the last remark about the foreign sindhen issue. One might argue that
it is a practice that can determine changes in the traditional performing context but this is a
very debatable issue. I believe that more than determining the changes in action we just
become part of them, contributing to cutting barriers in a more and more globalised and
“transcultural” (Giannattasio & Giuriati, 2017) world.
Conclusion
In the contemporary, cosmopolitan era, I assume that the main challenge for an
ethnomusicologist is no longer to adapt to other musical traditions. Many researchers do not
even need to go to Java for playing gamelan, they can do it in their universities and embassies.
The real challenge is to define our object of study to the degree the practice helps the actual
research and vice versa. Moreover, it is determinant to find mutual exchanges with those who
have always been defined as informants or researched, but that we would rather start to call
colleagues or collaborators.
Eventually, I can state that in my experience, practice-led research is not only helpful
to access the investigated environment, but it is a way to put a bridge, not only between modes
of analysis (Rice, 2014, p. 34), but also between diverse identities and mentalities of the
“researcher” persona. This contributes to create an encounter of cultures and shared
methodologies, to widen the perspectives and start taking into consideration analysis
methodologies suggested by teachers and performers. This is determinant, in order to
decolonise the research perspective and to create a solid base for what Italian scholars define
as “transcultural musicology” (Giannattasio & Giuriati, 2017). A discipline which does not
divide the scholars from the artists or the east from the west, which does not create borders
and dichotomies but, rather, creates new ways to study and divulge knowledge in the world
of music and performing arts, from multiple points of view.
Ultimately, practice-led research is a useful tool for shaping the mindset of the
researcher. By actively merging in the fieldwork and in the investigated practices, an
individual coming from a different musical education background can overcome those initial
prejudices indicated by Hood (1960). When revising and analysing data, I could switch from
the insight view of the musician to the outside view of the researcher, counting on both
practical musical skills and critical speculative thinking. This multi-sighted approach
contributed indeed to the quality of the research without limiting the result to a pure
speculation or, on the contrary, on a technical conservatory-like manual. All the planning,
acting, reflecting and revising over the situations I encountered in learning as a sindhen
changed my approach so that the bridge was not only put between a researcher and a
collaborator/informant but between personal ways to intend the music and the musical
research itself in a cross-cultural and interdisciplinary way. If we start from the assumption
that music is made by individuals, therefore, I believe that individual experiences in making,
performing and understanding music should be heard and be included in the debate, to guide
future ethnomusicologists in the study of music, first of all as “musical beings” themselves.
Ilaria Meloni
51
Acknowledgements
Thanks to all my Javanese teachers – Pak Abdal, Pak Parto, Ibu Kesi, Ma’ Narsih, Pak Broto
– who had the patience to help me learn so much during these years and to all the Javanese
artists – Ki Seno Nugroho, Ki Warseno Slenk, Ki Puguh Prasetyo and many others – with
who I had the pleasure to collaborate.
Endnotes
1 In January 2020, the Pakualaman Palace in Yogyakarta opened the Pawiyatan Sindhen
Muryawidyaswara, a specific school in which teachers from the main Yogyanese and Solonese
academies train future sindhen.
2 The question of the riddle is translatable as: “The ancient Javanese word for “flower”, the flower
belonging to Sri Kresna”. The answer is: “The word is puspita, the colorful flower in the palace”. The
key of the riddle lies in the linguistic game between the first short sentence of the question (Kawi sekar)
and the first short sentence of the answer (Lir Puspita). A clue of the answer is given in the second part
of the question (Pe-pu-ndhen, in which the syllable -pu is the same starting the word pu-spita) and in
the second part of the answer (pu-ra). A great corpus of the ancient Javanese riddles is constructed on
these linguistic puzzles. What is important is not the meaning but the metrical structure which makes
the sindhen able to elaborate the cadential patterns (cengkok).
3 Gong'n'Roll. (2020, June 29). Sindhen Titik Sumiarish Ladrang Wilujeng [Video].YouTube.
https://www.youtube.com/watch?v=pQYCu9RTG48 .
4 Especially with the lyrics in ngapak (another dialect different from that of central Java) which
every musician doodled on my notebook, after desperate requests, in slightly different versions, all
equally accepted in the practice. Indeed, the case of standardisation and cultural hegemony of some
areas is a related and interesting topic, which emerged from several researches (see Sutton 1991,
Sumarsam, as cited in Solís, 2004), but it will be not further discussed in this paper.
5 Javanese have different ways to address foreign sindhen: sindhen bule (literally “white” or “albino”
sindhen, a less refined terminology often used to address tourists or foreigners in general); sindhen
asing (“foreign” sindhen); sindhen manca (sindhen “from afar”) or sindhen luar negeri (sindhen “from
abroad”). Sometimes, I also heard the more ironical expression sindhen import (“imported” sindhen)
or the specification of the native country, for example: sindhen Amerika, or sindhen Itali.
6 Gong'n'Roll. (2020, June 29). Sindhen Docor Goro Goro [Video]. YouTube.
https://www.youtube.com/watch?v=1RNF4QSJx2c
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|
Malaysian Journal of Music Vol. 10 No. 1 (2021) | music education, elementary schools, Yangon, Myanmar | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/366 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/3899 | The Current Status of Elementary Music Education in Yangon, Myanmar | Public schools in Myanmar have offered music education as part of the regular curriculum since 2000; however, very little information is available about the current teaching practices of music education as well as differences and problems regarding music education in different types of schools. Therefore, the purpose of this study was to investigate the current status of elementary music education in Yangon, Myanmar in three different types of schools: Public schools, private schools, and international schools. A mixed-method design was employed to achieve the purposes of the study. Qualitative data were collected using in-depth interviews with seven key informants. Quantitative data were collected from 93 respondents—33 music teachers and 60 classroom teachers responsible for teaching music—using a web-based questionnaire and telephone interviews. Both the quantitative and qualitative results indicated that compared to private schools and public schools, international schools receive more practical support in terms of qualified music teachers, standard music programmes, and excellent facilities. Although the Ministry of Education in Myanmar has commenced curriculum reform to include music as a compulsory subject in public schools at the elementary level since the 2016-2017 academic year, there are still many challenges regarding music training for teachers, the effectiveness of music curricula, and adequate support for music facilities and other necessities such as musical instruments, teaching aids, musical equipment, and educational resources. The findings of the study also confirm that the support of the government is crucial for music education policy and partnership in Public schools and Private schools. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/3899/2866 | [
" is a candidate for M.A. (Music Education) at the College of Music, Mahidol University. He graduated from Dagon University with English specialisation. His background also includes more than ten years of teaching general music, choir, piano, and music theory. He is currently working as a Head of Music Department at the International Language & Business Centre (ILBC) in Yangon, Myanmar.",
"is the musicology department chair and the Master of Arts program chair at the College of Music, Mahidol University (Thailand). He received a PhD in music theory with doctoral minors in music history and piano performance from the Indiana University Jacobs School of Music in 2011, writing a dissertation focusing on proportionality and performance issues in piano works of John Adams. From 2011-13, he was an Assistant Professor of Music Theory at the University of Northern Colorado. He has presented papers at a variety of conferences throughout the US and UK, and has published in the ",
"the ",
"and ",
"He also has forthcoming publication in the journal ",
"is an assistant professor in Music Education at Ratchasuda College at Mahidol University in Thailand. He has extensive experience as a music educator and music therapist in the area of exceptional children. His research interests focus on inclusive music education and music therapy, music for children with autism, children with behaviour or emotional disorders, and children with hearing loss. ",
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] | Saw Moses
53
The Current Status of Elementary Music Education in
Yangon, Myanmar
Saw Moses1, Kyle Fyr2
College of Music, Mahidol University
Phutthamonthon Nakhonpathom, 73170 Thailand
e-mail: [email protected], [email protected]
Natee Chiengchana3
Ratchasuda College, Mahidol University
Phutthamonthon Nakhonpathom, 73170 Thailand
e-mail: [email protected]
*Corresponding author: [email protected]
Published : 21 April 2021
Cite this article (APA): Moses, S., Fyr, K., & Chiengchana, N. (2021). The current status of
elementary music education in Yangon, Myanmar. Malaysian Journal of Music, 10 (1), 53-
71. https://doi.org/10.37134/mjm.vol10.1.4.2021
Abstract
Public schools in Myanmar have offered music education as part of the regular curriculum
since 2000; however, very little information is available about the current teaching practices
of music education as well as differences and problems regarding music education in different
types of schools. Therefore, the purpose of this study was to investigate the current status of
elementary music education in Yangon, Myanmar in three different types of schools: Public
schools, private schools, and international schools. A mixed-method design was employed to
achieve the purposes of the study. Qualitative data were collected using in-depth interviews
with seven key informants. Quantitative data were collected from 93 respondents—33 music
teachers and 60 classroom teachers responsible for teaching music—using a web-based
questionnaire and telephone interviews. Both the quantitative and qualitative results indicated
that compared to private schools and public schools, international schools receive more
practical support in terms of qualified music teachers, standard music programmes, and
excellent facilities. Although the Ministry of Education in Myanmar has commenced
curriculum reform to include music as a compulsory subject in public schools at the
elementary level since the 2016-2017 academic year, there are still many challenges regarding
music training for teachers, the effectiveness of music curricula, and adequate support for
music facilities and other necessities such as musical instruments, teaching aids, musical
equipment, and educational resources. The findings of the study also confirm that the support
Malaysian Journal of Music Vol. 10, Issue 1 (53-71)
ISSN 2600-9366, eISSN 2600-9331
54
of the government is crucial for music education policy and partnership in Public schools and
Private schools.
Keywords: elementary school, music curricula, music education, Myanmar, Yangon
Introduction
As music education impacts child development at an early age, many countries
provide music as a compulsory subject in their elementary schooling.
Although there is very little accessible research data on the current status of
music education in Myanmar, elementary music education is offered in three
different types of schools: public schools, private schools, and international
schools. Public schools introduced music as a co-curricular subject under the
topic of aesthetic education at the primary level in the 2000-01 academic year
(Ministry of Education [MOE], 2012). There are no exact details about the
introduction of music education in private schools and international schools.
However, Onishi & Young (2012) reported the international schools with a
music programmes in their research study as follows:
1. Horizon Kindergarten, Taunmwe Township, Rangoon/Yangon,
2. International Language and Business Center (ILBC), Rangoon/
Yangon and Mandalay,
3. International School of Yangon,
4. Network Primary School, Sanchaung Township, Rangoon/Yangon,
5. Yangon International Education Centre,
6. Yangon International School (YIS) (Onishi and Young, 2012)
According to the information provided by the websites of all these schools
above, the oldest international school is the International School of Yangon
(ISY), founded in 1955, so music education in international schools can be
said to have begun in 1955.
“The Private School Registration Law” was enacted by Pyidaungsu
Hluttaw, the Assembly of the Union, Myanmar, in December 2011 (Myanmar
Law2, 2011). It was the first such legislation since private schools were
nationalised in 1965 at the time of Ne Win’s government (Kyaw, 2015).
Therefore, it can be said that 2012 marked the beginning of music education
in private schools, which have to follow the guidelines of the MOE. There
were just over 50 private schools in the 2012-13 academic year, but the number
of private schools quickly increased to 585 in the 2016-17 academic year
following the enactment of the Private School Registration Law (Oxford
Business Group, 2018).
A general overview of music education in Yangon is that the approach
toward music education in all types of schools varies in terms of curriculum
Saw Moses
55
design, teaching methods, and support. Most of the private schools follow the
same music curriculum used in public schools provided by the MOE, but with
the additional enrichment of music programmes. International schools mostly
use an international music curriculum, but a self-developed music curriculum
is used in some international schools. The effectiveness and benefits of music
education in elementary schools in Yangon are locally varied according to
their support and encouragement.
Background of the Study
The beginning of Western music education in Myanmar was recognised as the
practice of all students singing hymns at mission schools during the daily
Christian worship, regardless of the religious background of the students’
families. There were some embryonic marching bands in those schools that
typically played marching music and the Myanmar national anthem at school
events, assemblies, and some special occasions. Although The Rangoon State
School of Fine Arts attempted to have Western music education in their
curriculum by appointing a pianist, Ms. Doris Htoo, who is a Karen (currently
known as Kayin, an ethnic minority group in Myanmar), as a curriculum
organiser of music in 1950, this project was terminated at the time of Ne Win’s
government, which was from 1962 to 1988 (Onishi & Young, 2012).
Christian communities were considered the crucial societies for the
early Western music education in Myanmar. People in these societies had a
chance to be in touch with music in regular church service activities—singing
hymns, choirs, sing-song-service, and Sunday schools for young adults and
older people. The majority of the Christian people could not be found among
the Burmese, but in other ethnic groups—Karen, Palaung, Chin, Kachin,
Anglo-Indian, and some Shan and Mon communities. Christian Karen was
generally regarded as the group of people who were most familiar with
Western music among all people in Myanmar. Other Myanmar people, on the
other hand, explored Western music differently by listening to miscellaneous
songs from the Burma Broadcasting Service, BBS (currently known as
Myanmar Radio and Television, MRTV), which presented Western music
programmes once a week with descriptions and explanations (Onishi &
Young, 2012).
Although music education was not included in Myanmar school
curricula in the past, there has been one option for the students to explore
Burmese traditional music in the So-Ka-Ye-Ti annual competition for every
age level from kindergarten to high school and above in two types: amateur
and professional (Onishi & Young, 2012). The So-Ka-Ye-Ti competition’s
name derives from a shortened form of a Myanmar word which means
“Myanmar nationalities singing, dancing, composing and instrument playing
Malaysian Journal of Music Vol. 10, Issue 1 (53-71)
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competition” (Soe, 2016). This annual event commenced in 1993, entirely
supported by the government. The government has been supporting this event
with the purpose of preserving and inspiring the intrinsic nature of the national
culture in Myanmar. It also aims that the competition will bring the people
from different states and divisions to engage in the national unity process. This
competition, however, focuses only on Burmese traditional and classical
music, Mahagita, with ethnic minority music not included (Douglas, 2001;
Soe, 2016).
Purpose of the Study
In Myanmar, many people in the society of music and education can describe
the general view of the current music education in public schools, private
schools, and international schools. However, there is a lack of detailed
information and research studies to be found in this area.
At present, music is a part of the educational system in Myanmar.
However, the fundamentals of teaching methods, teaching materials, and
curriculum design are inadequate in public schools (UNICEF Myanmar,
2018). International schools, by contrast, usually provide the essential
principles of a standard music education since they have higher budgets.
Private schools are in different categories due to their budgets. Some private
schools can provide educational resources adequately, but not all (Kyaw,
2015). Nevertheless, there have been no previous investigations to describe the
details of current music education in Myanmar. As the impact of music
education on child development is highly significant at the elementary level,
the study on this topic is perceived as an essential part of reforming, advancing,
and developing future music education in Myanmar.
The purpose of this study was to investigate the current status of
elementary music education in three different types of schools in Yangon—
public schools, private schools, and international schools. For logistic reasons,
this research was limited to studying music education at the elementary level
attached to high schools—Basic Education High Schools, BEH (public);
Private High Schools, PHS; and International Schools, IS (K-12). Elementary
schools that were not connected to the high school level were excluded from
the study. The purpose of this study is to (a) address currently existing
characteristics of elementary music education—demographics, curriculum
design, teaching content, teaching materials, assessments, parent-teacher
relationship, extracurricular activities, and the instructors’ perception of
teaching music—in public schools, private schools, and international schools
in Yangon, Myanmar; and (b) examine educators’ perspectives on elementary
music education at these schools. Furthermore, this study aims to provide an
Saw Moses
57
essential awareness of music education to the teachers in these schools who
have no formal music training.
Literature Review
The Importance of Music Education at the Elementary Level
Music education is widely considered to benefit young children in their
growth, development, and maturation. Music can raise levels of physical
development, emotional development, intellectual development, and social
development for young children. Music can be used as a tool to promote social
skills and aptitudes for the children in their early education. The experience of
music in childhood effectively aids the progress of child development (Wood,
1996).
Music and movement are vital activities for physical development in
children. Musical movements can be considered as a child’s first language in
learning music (Blythe, 2014). Listening and responding physically to music
in terms of clapping, marching or other physical movements with tempo
variation is significant for training the psychomotor abilities of the children
(Anderson, 2013).
Productive and enjoyable learning in the classroom can be enhanced
by using music, as subjects that are collaborated with music can help students
to learn more actively and comfortably during the teaching and learning
process (Flohr & Trollinger, 2010). Music can be considered a subject for the
students to enjoy and relax while other subjects keep them under high pressure
(Swanson, 1969). There is a relationship between humans and music in the
responding and reaction of every musical experience such as “tension and
release, density and transparency, a smooth or angry surface, the music
swellings and subsidings, its pushing forward or hanging back, its length, its
speed, its thunders and whisperings” (Copland, 1952).
Many research studies suggest that music can encourage the
development of the sense of hearing, which can interact with the process of
typical sound related to language development, reading skills, and excellent
communication skills (Bergland, 2013; Gersema, 2016; Locker, 2014). There
is an effect of building the brain while children play musical instruments, and
composing and improvising can be valuable tools for children to develop their
creativity (Sullivan, Willingham, & Csikszentmihalyi, 2002). Children can
express their feelings of happiness or sadness by playing musical instruments
or singing. Campbell & Scott-Kassner (1995) also stated that “Teaching music
without allowing children to compose would be like teaching art without
allowing children to draw or paint, or teaching writing by having children copy
other people’s work.”
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Music Teachers and Classroom Teachers at the Elementary Level
Classroom teachers are very often responsible for teaching music although
music teachers are sometimes available in schools. Students spend most of
their time in learning with the classroom teachers rather than with music
specialists, which can be problematic as these classroom teachers have
generally not been trained to be music teachers. The skills of teaching music
for classroom teachers at the elementary level are paramount because they are
responsible for teaching music and they spend a greater amount of time with
the students than other teachers (Anderson, 2013). In addition, a research study
by Hash (2010) on classroom teachers’ attitudes toward music in the
elementary curriculum indicated that most classroom teachers did not feel
comfortable teaching music as a subject. They believed that a specialist should
teach music. They also disagreed with the idea that classroom teachers should
be able to teach music.
Music and Education in Myanmar
In the tradition of learning Myanmar classical music, the method of rote
learning is fundamental and common. Although the lyrics of a song can be
written down, the melody, the pitch, and the accompaniment must be taught
by a teacher verbally. The songs are chosen carefully and systematically by
the teachers for the students. There are 13 songs, (13 kyou), for the students to
begin learning Myanmar classical music. Using voice symbols or oral notes
has been the primary approach of teaching and learning methods to study
Myanmar music (Myaing, 2004).
The Ministry of Education (MOE) is the central organisation
responsible for providing education in Myanmar, operating with a concept “to
create an education system that will generate a learning society capable of
facing the challenges of the Knowledge Age” (MOE, 2004). In 2014, the
CREATE Project (The Project for Curriculum Reform at Primary Level of
Basic Education in Myanmar) was established by the MOE and Japan
International Cooperation Agency (JICA). The objective of the project was to
develop new textbooks for primary education, teacher’s guides, and
assessment, including the introduction of new primary education to in-service
and pre-service teachers. The new curriculum has been applied to
Kindergarten in 2016, Primary 1 in 2017, and Primary 2 in 2018 (CREATE,
2018).
Painting and music were introduced into the curricula of primary
schools and middle schools as aesthetic education in the 2000-01 academic
year by the MOE (Lwin, 2002; MOE, 2004, 2012). It was a campaign to revise
and upgrade the former curricula and syllabi by adding not only aesthetic
Saw Moses
59
education but also general studies, social studies, and other school activities.
The objective of including aesthetic education in the curriculum is to promote
nationalism, synergism, and getting involved in school activities, social
activities, and some events of the government (MOE, 2012).
The enrichment of Western music education is privileged in the
environment of Myanmar’s international schools. Every international school
provides a variety of musical experiences through classroom education, annual
or occasional activities, and exclusive music events. Due to the high rate of
school fees in international schools, most middle-class people are unable to
support their children to study in those schools. The International Language &
Business Centre (ILBC) has the highest population of students among all
international schools in Myanmar (Onishi & Young, 2012).
Methodology
In this study, a convergent parallel design was used to investigate the current
status of elementary music education that attached to the high school in
Yangon, Myanmar. A mixed-method design, employing both quantitative and
qualitative methods, was used in this study. The researchers divided the study
into two strands in order to get in-depth information on elementary music
education in Yangon. A total of 100 respondents, seven key-informants for the
qualitative strand and 93 teachers for the quantitative strand, participated in
this research study. One-to-one interviews were conducted with seven open-
ended questions in the qualitative strand. In the quantitative strand, web-based
questionnaires and telephone interviews were used to collect the data.
Qualitative Strand
In the qualitative strand, the researchers gathered data through interviews with
seven key informants. Based on the interview questions, the researchers
selected seven key informants who (a) were concerned with the development
of music education in public, private, and international schools, and (b) have
at least ten years’ experience in music education. The participants for the
qualitative interviews were a (a) managing director from one of the IS (b) head
of school from one of the BEHS (c) director from one of the PHS (d) managing
director of a music business company (e) government official who was
responsible in developing music curricula (f) freelance education consultant of
the MOE, and (g) department head of music from the National University of
Arts and Cultures. The researchers used seven open-ended questions in these
qualitative interviews that were in part based on a previous study by Cajas
(2007) and the core results were determined through inductive data analysis.
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Quantitative Strand
In the quantitative strand, web-based questionnaires and telephone interviews
were conducted with elementary music teachers and elementary classroom
teachers who were responsible for teaching music. As a means of acquiring
extensive information about the base and framework of elementary music
education in Yangon, the researchers arranged a survey questionnaire
established on research studies conducted by Cajas (2007), Mundle (2008),
Lee (2013), and May (2015) in the quantitative strand. Adapting the ideas and
formats of the preceding studies, the researchers modified the present survey
and added some related questions suited to the specific aspects of elementary
music education in Yangon, Myanmar. The survey questionnaires were sent to
three outside experts for evaluating the validity of the research instruments,
and the survey questionnaires were revised in reference to the comments and
suggestions from the three experts before the data collection.
Elementary music teachers and elementary classroom teachers who
were responsible for teaching music in Basic Education High Schools (BEHS),
Private High Schools (PHS), and International schools (IS) were contacted to
participate in the study. Based on the overall number of schools, there were 93
participants in this research survey from 18 townships in Yangon: 61 from
BEHS, nine from PHS, and 23 from IS. The inclusion criteria of questionnaire
participants in this study were: (a) at least two years’ experience or
responsibility in music teaching; (b) singing or playing at least one musical
instrument; (c) willingness to participate in the study; and (d) recommendation
by head or director of school. According to the recommendation from head of
school from BEHS, however, two respondents had teaching experience of less
than one year.
A total of 45 survey questions were comprised of multiple-choice
questions, checklists, closed-ended questions, semi-closed-ended questions
with short answers, and Likert-type questions. The survey was conducted both
in English and Myanmar languages. Usually, the medium of instruction in IS
was English; however, the Myanmar language was common in BEHS and
PHS. All of the survey questionnaires were created in a Google Form and sent
to all the participants through email, Facebook Messenger, and Viber. The
information about the consent form was attached to the survey questionnaire.
The responses to the 45 survey questionnaires were gathered as the
quantitative data for this study using a Google Form. SPSS software was
employed to analyse descriptive statistics, including standard deviation,
frequency, and percentage to present the quantitative findings.
Saw Moses
61
Qualitative Results
The Importance of Music
All of the interview participants in this investigation valued music education
as a compulsory subject at the elementary level. Although their views on music
education varied, they firmly asserted that music education was necessary at
elementary schools in Myanmar.
Some interviewees emphasised that music is a tool for child
development at the elementary level. The goal of teaching music in schools
was not for the students to become musicians, but it is a tool to emphasise the
importance of music. Music education is also a tool that can help develop
people’s abilities to express their feelings. Music at the elementary level is
suitable for intellectual development and music can support the students in
their elementary education through listening and responding activities.
Emotional development is one of the essential benefits of music
education mentioned by interview participants. They stated that when children
have a music class, they look happier than in other classes. They all enjoy
doing musical activities. Some students even want to stay longer in music class
because they feel happy. Moreover, building teamwork is one of the benefits
of music education. Music activities such as choir, dance, and movement can
allow students to learn how to work cooperatively. Some of the key-informants
strongly believed that creativity is one of the essential goals for teaching music
at schools. Arts and sciences have different objectives in the school
curriculum.
Music Programme
According to the results of the interviews, the current situation of music
education in BEHS, PHS, and IS differs in terms of facilities, government
support, teaching methods. The lack of cooperation between the music
societies and the government was also cited as one of the factors in the current
state of music education.
At the present time, music is a compulsory subject in BEHS.
Nevertheless, it is still weak in most of the schools. Some of the schools from
BEHS have to struggle to hold a regular teaching period for music. Although
the new music curriculum has been implemented in BEHS, the teachers did
not have enough training for music classes. The current music education in
PHS is similar to BEHS as they are attached to the MOE. Based on the budget,
the quality of the music programme is different among PHS.
On the other hand, most of the PHS include the music class for
commercial use to attract the parents’ interest. Music education in IS is more
prominent than in BEHS and PHS. Almost all of the IS have enough budget to
Malaysian Journal of Music Vol. 10, Issue 1 (53-71)
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62
support their music programmes in terms of music facilities, teaching aids, and
teaching methods. Although the curriculum objectives can be controversial in
IS, they have significantly achieved a goal of developing music instruction
independently.
Main Challenges in Music Education
The main challenges of current music education in BEHS, PHS, and IS can be
classified into three categories: music teachers, awareness of music education,
and budget. Most of the key-informants pointed out the lack of music teachers
as the primary issue for the development of music education in Myanmar. One
of the significant issues in supporting music education was the awareness of
music education for government officials and parents. This significant issue
results in the lack of budget in many public schools and private schools.
Quantitative Results
There were 93 respondents in this research survey from 18 townships: 61 from
BEHS, nine from PHS, and 23 from IS. As the total population was 123
teachers, the return rate was 75.6%. The following results and interpretations
were analysed from those 93 participants.
Demographic Information
The majority of the participants in this study were female (86%), and most of
the respondents were between the ages of 50-59 (28.3%), 30-39 (25%), and
20-29 (23.9%). The largest portion (64.5%) was classroom teachers from
BEHS and the rest were music teachers from PHS and IS. Most of the
classroom teachers (47.7%) had to teach all subjects including music.
There were (65.6%) full-time teachers and (34.4%) part-time teachers
in this investigation. The current teaching grade of the majority of the teachers
was primary 6 (41.4%), succeeded by primary 5 and primary 2 with the same
rate (40.2%). Many teachers (48.3%) had to teach multiple grades, often
ranging from two to four grades, and some teachers were even responsible for
teaching all the grades at the elementary level from kindergarten to primary 6.
A large number of teachers (47.7%) had total years of teaching experience
between 1-5 years. Most of the teachers (46.2%) received the salary range
between 200,000-399,999 MMK (approximately 155-310 USD). Only 8.8%
of the music teachers from IS and PHS earned a high salary above 1,000,000
MMK (approximately 776 USD).
Almost all of the teachers obtained a bachelor’s and master’s degree;
only 1.2% did not have a degree. There were 5.8% of the teachers who
received a Bachelor’s Degree in Music and another 5.8% teachers gained a
Saw Moses
63
Master’s Degree in Music. More than half of the respondents from BEHS
(56.7%) did not have a chance to receive formal music training but 41.7%
received music training from an education college or university of education.
On the other hand, almost the entire population from PHS and IS obtained
formal music training from the National University of Arts and Cultures,
church music centers, private music centers, private music teachers, and music
college or university (Abroad).
Teachers from BEHS did not have an opportunity for any training in
music teaching methods such as Orff, Dalcroze, Kodaly, and Suzuki but 11.5%
experienced Private Lessons. Voice or singing was the most frequent field of
teachers' specialisation in music (41.3%). Almost all of the teachers (90.2%)
from BEHS did not have music activities outside the schools, but all the music
teachers from PHS and IS had the music activities such as singing in a choir,
playing in the orchestra, music band, and most had experience in teaching
private lessons.
The majority of the research participants (65.6%) were from BEHS,
(24.7%) from IS, and (9.7%) from PHS. The largest percentage of schools
(72.2%) were full-day (1 section) and 27.8% of the schools were half-day (2
sections). The student population among all schools most frequently ranged
from 500-999 (28.6%) and 2000 and above (27.5%). Many BEHS had a large
ratio of students to teachers, even 60:1 in 12.5% of the schools. Myanmar
language was the primary language at 90.2% of the schools in BEHS while
most of PHS and IS used English and a combination of both.
Music Programmes
The highest rate of regular music schedule in all schools was once a week
(47.3%) and the most frequent class duration was 31-45 minutes (75%). The
MOE was the central organisation for curriculum development in BEHS
(85.2%), and music teachers and director or head of music were the most
responsible people for the music curriculum. The most important reason for
using music as a subject was for enjoyment and recreation (41.6%) and the
essential achievement objective was to develop motor skills (29.3%) and to
promote creativity (26.8%). Only Myanmar songs or music was used in
(68.9%) schools from BEHS. Most of the teachers (40.2%) applied the
recorder playing in Primary 2.
All of the teachers from BEHS (100%) never used Orff-Schulwerk,
Dalcroze, and Kodaly in their music class as they did not receive training for
such music teaching methods. However, most of the music teachers from PHS
and IS applied those music teaching methods sometimes or often. Almost all
of the music activities were used in BEHS with different portions except
Talking about and recording composition. The majority of the teachers from
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64
BEHS used “singing melody” as a daily activity (18%), weekly activity
(49.2%), and monthly activity (11.5%). In PHS, “singing or playing along with
the music” was mostly used by the music teachers as a daily activity (11.1%),
weekly activity (66.7%), and monthly activity (11.1%). Unlike BEHS and
PHS,
the
music
teachers
from
IS
used
“exploring
sounds
(Environmental/Vocal/Body Percussion/Instruments)” as a daily activity
(13%), Weekly activity (65.2%) and Monthly activity (13%).
Across all schools, the majority of the teachers (71%) used observation
of musical behaviours, tasks, and participation as their assessment methods.
There was no assessment for music subjects in 31.1% of BEHS. The
assessment results were shared with administrators (65.8%), parents (54.8%),
teachers (34.2%), and students (41.1%).
Most of the schools (51.6%) could not provide extracurricular music
activities but choir (23.7%) and kabyarlut (Myanmar Dance) (23.7%) were the
most frequent extracurricular activities in the rest of the schools. The schedules
of the extracurricular music activities were mostly once a week (50%). The
relationship between elementary music classroom and students’ families were
mostly parent-teacher conference (25.8%) and performance or concert
(21.5%).
Music Facilities
A yearly budget for the music equipment was available in 29% of the schools
and 21.5% of the schools could apply Music Technology such as computers
with music software. However, Internet access for music was only available at
PHS (33.3%) and IS (39.1%) but not accessible at BEHS. Almost all of the
teachers from BEHS (93.3%) used the music textbooks provided by the MOE.
Most of the teachers from PHS and IS used a variety of general music
textbooks from foreign countries. A large number of schools possessed
percussion instruments (40.9%), electronic keyboard (36.6%), guitar (25.8%),
and pattalar (Myanmar xylophone) (23.7%). The audio types of equipment
CD or Audio Player were adequate in 67.7% of the schools and Educational
Resources such as curriculum and teacher’s guide were adequate in 65.6% of
the schools.
Educators’ Perspectives
The main problems perceived by the respondents in carrying out the music
programme in the schools were lack of resources such as facilities,
instruments, etc. (73.7%) and lack of money/ budget (52.6%). Musical
instruments were the basic needs in many schools (57.6%), and Music
Teachers were required at 34.8% of the schools. Music room, teaching aids,
and music equipment were also essential in some other schools. Awareness of
Saw Moses
65
Music Education and the appreciation from society for job satisfaction were
also highlighted as primary issues in music programmes from some PHS and
IS music teachers.
Discussion
This study serves as the initial research of not only the status of current
teaching practices in elementary music classes but also of the differences and
main problems regarding music education in all types of schools in Yangon,
Myanmar. Both the qualitative and quantitative results help provide an
overview of the current music education situation in Myanmar. In the
qualitative strand, the outcome revealed the viewpoints and evaluations of key-
informants on the current status of music education in Yangon that covered the
importance of music education in Myanmar, the overall setting of current
teaching music in schools, and the main obstacles in carrying out music
programmes in BEHS, PHS, and IS. The quantitative strand reported the
demographic information about teachers and schools, the current teaching
practices and context regarding elementary music classrooms in different types
of schools, the support for the music facilities, and the educators’ perspectives
on the problems and the needs of the music education in Yangon, Myanmar.
Shortage and Training of Music Teachers
As noted above, 64.5% of the respondents were classroom teachers who were
responsible for teaching music in BEHS. Among them, 56.7% of classroom
teachers did not have a chance for formal music training. All of the remaining
respondents were music teachers from PHS and IS. This finding confirms the
comment of Interviewee 6: “There are no music teachers in government
schools. No music teacher training is also available for teachers.” This fact
also reveals the needs reported by 47.7% of the respondents from BEHS that
music teachers were required at the school music programme. However, there
were 2% of music teachers among the participants from BEHS, which
corroborated the statement of Interviewee 2:
There are no music teachers in BEHS. But some BEHS can hire part-time music
teachers who are graduated from NUAC (National University of Arts and
Cultures), and some marching band directors who are retired from a military band.
It is a deficiency of HR and salaries. (Interviewee 2, 2018)
Based not only on the dearth of government support but also the
government’s policy which restricts collecting money from the parents, the
majority of the BEHS in Yangon could not hire music teachers. However, quite
a few schools with substantial financial support from the parents could hire
Malaysian Journal of Music Vol. 10, Issue 1 (53-71)
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66
some music teachers and provide the music programme with some amount of
qualities and facilities. In contrast, all PHS and IS had the respondents with
the title of the music teacher.
Moreover, most of the classroom teachers (47.7%) from BEHS were
responsible for teaching all subjects, including music. This result also reveals
the burden of classroom teachers in teaching music. Most of the classroom
teachers mentioned this issue during the visit to their schools by the researchers
from June 2018 to May 2019. As they had a heavy workload in their daily
schedule, not only in teaching many subjects but also in other activities, the
responsibility of teaching music was a double burden for them. Since most of
them (56.7% of the respondents from BEHS) did not receive formal music
training, they were unconfident in teaching music. All these facts revealed that
music teacher training was perhaps the most important factor in the
development of music education in Yangon, Myanmar.
Regarding the shortage of music teachers and the scarcity of music
training in BEHS, on the other hand, music teachers from PHS and IS can
incorporate music training if they are asked. Government and private sector
collaboration can aid in the development of music education in BEHS. As
there were part-time music teachers in PHS and IS, those types of teachers
might be available for helping the classroom teachers in their general music
classrooms. The technique of learning by doing with those music teachers is
highly recommended for classroom teachers in this setting. Parental
cooperation is also crucial in this case, as the government support has
limitations. The role of the parent-teacher conference or meeting is imperative
for hiring part-time music teachers. BEHS can invite some music educators to
these conferences or meetings to deliver the awareness of music education for
parents and teachers.
Moreover, the critical finding concerning the experience of formal
music training for classroom teachers in BEHS was highly significant in this
investigation. More than half of the participants from BEHS (56.7%) did not
have a chance to receive formal music training. It means that the classroom
teachers in BEHS were responsible for teaching music without regular
training. This fact was mentioned by Interviewee 4: “They (BEHS) have
started music education in schools but have no proper or effective training for
teachers for teaching music.” As a result, the classroom teachers from BEHS
were not well prepared for teaching music as a subject. Many of them (47.7%)
believed that music teachers or specialists were the most suitable persons for
the music classroom. This finding aligns with the study by Hash (2010), in
which the data indicated that most of the classroom teachers did not feel
comfortable teaching music as a subject. They believed that a specialist should
teach music, and they disagreed that classroom teachers should be able to teach
music. This finding highlighted the fact that music teacher training in
Saw Moses
67
Myanmar is urgently required not only for helping the current music teachers
but also for the classroom teachers who are responsible for teaching music.
Furthermore, even though 62% of the participants experienced formal
music training, only a small percentage of respondents (15.1%) obtained
training in music teaching methods such as: Orff-Schulwerk (17.2%),
Dalcroze (16.1%), Kodaly (16.1%), and Suzuki (10.8%). Regarding
educational background, formal music training, and knowledge of prominent
music teaching methods, it is clear that most of the respondents did not have
an opportunity to be well-trained as music teachers. This fact was also
highlighted in the statement of Interviewees 1 and 6 as a big issue in music
education: “The no.1 problem is the shortage of music teachers.” “There are
no music teachers in government schools. No music teacher training is also
available for teachers.”
Music Programmes
In BEHS, the MOE was the central organisation for curriculum development
(85.2%), while Music teachers and Director or Head of Music were the most
responsible people for the music curriculum in PHS and IS. Although PHS
were supposed to follow the curriculum provided by the MOE, all of them
developed their music curriculum based on the market demands (Interviewee
3, Interviewee 4, 2018).
As the music curriculum was confidential in most of the schools except
BEHS, this survey’s results on curriculum objectives represent only the
respondents’ opinions. The most important reason for using music as a subject
by the majority of the participants (41.6%) was for enjoyment and recreation.
This fact is congruent with the statement of Interviewee 3: “I want the children
to have relaxation and recreation by learning music. It is the main target for
me for teaching music. It’s good for the affective domain.” The comment of
Interviewee 2 also supports the idea that students have to spend the whole day
learning many subjects, which makes them tired. Using music as a tool to
release tension and arouse the feeling of relaxation thus aligns with the
writings of Copland (1952), Swanson (1969), and Flohr and Trollinger (2010).
Music teaching methods varied between BEHS and the two other types
of schools. All of the teachers from BEHS Never used Orff-Schulwerk,
Dalcroze, and Kodaly in their music classes as they had no experience with
these methods. The questionnaire from this study thus served as a tool for
providing awareness of music teaching methods for those teachers. There were
questions about the teaching methods by these participants during and after the
quantitative data collection. It was one of the successful outcomes of this study
as it aimed to provide an essential awareness of music education to teachers
with no formal music training.
Malaysian Journal of Music Vol. 10, Issue 1 (53-71)
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The highest average of teaching methods used in BEHS was Myanmar
traditional style (M = 2.60, SD = 1.29). Myanmar traditional style is the
method of rote learning. Using “voice symbols” or “oral notes” has been the
primary approach of teaching and learning methods to study Myanmar music
(Myaing, 2004). On the other hand, all the music teaching methods listed
above were used in PHS and IS. In PHS, Orff-Schulwerk teaching methods
had the highest average (M = 2.55, SD = 1.33) use by the music teachers.
Similar to PHS, the highest average for teaching methods used in IS was Orff-
Schulwerk (M = 2.69, SD = 1.45).
There was no assessment for music subject at BEHS which was
checked by (31.1%) of the teachers. However, as the assessment for music is
applied in the new curriculum since the 2016-17 academic year, the teachers
from BEHS who follow the new curriculum are responsible for music
assessment. Across all schools, the majority of the teachers (71%) used
observation of musical behaviours, tasks, and participation as their assessment
methods.
Facilities and Budget
Concerning the yearly budget for musical equipment, music technology, and
internet access, IS had the most substantial support in music facilities among
the two other types of schools. PHS had an average support rate, and BEHS
received the lowest support.
Despite the fact that recorder instruments were beginning to be used at
most of the schools in Yangon, 28.3% of the survey respondents did not use
them in their elementary music class. The largest group of the participants
(40.2%) applied the recorder playing in Primary 2 followed by 29.3%
in Primary 1, 28.3% in Primary 4, 27.2% in Primary 5, 21.7% in Primary 3
and Primary 6, and even in Kindergarten (5.4%).
In PHS and IS, the students were responsible for buying a recorder on
their own, and parents can also afford it. But in BEHS, it was noted by the
researchers that there was no permission from the MOE to ask the parents to
buy a recorder or palwe (similar to a recorder) for their children. MOE
provided a recorder for every BEHS but not adequately. According to the
researchers’ field notes, most BEHS received 10 to 15 recorders though there
were more students (from 30 to 60 students) than the number of recorders. The
students had to take their turn to play the recorder by sharing each other around
the class. It was a huge issue for the personal hygiene of the students.
Fortunately, in some BEHS, they discussed this issue with the parents and
solved the problem through the parents’ support. Interviewee 2 stated that this
issue in BEHS should be taken seriously by the government:
Saw Moses
69
There are a lot of limitations in music education at BEHS. They are not independent
to make the development as they want. They need to follow the instruction of the
MOE. They have to be careful in working cooperatively with parents. Unless the
parents are interested, the school can't get support from them. As there is a limited
grant by the government, the awareness, and support of the parents are very
important for the musical instruments and salary of the music teachers. (Interviewee
2, 2018)
The support from the parents is critical in BEHS since the government
budget is highly insufficient for music education. Parents will need to be
responsible for some educational resources and teaching aids either in music
or other subjects. The awareness of parents about music education and the
government’s policy are thus very important for future music education in
Myanmar, especially in public schools.
The inadequacy of government support is considered a lack of
appreciation for music education by some key informants. The development
of music education cannot happen without serious support from the
government. It is a massive issue for the improvement of future music
education in Myanmar. Accordingly, the lack of awareness about music
education mainly affects the budget deficit. Although the budget can be raised
for the music programme, government policy is vital for a long-term plan.
Conclusion
In all, IS receive more practical support than PHS and BEHS in terms of
qualified music teachers, standard music programmes, and excellent facilities.
Although the MOE in Myanmar has commenced curriculum reform including
music at the elementary level since the 2016-17 academic year, there are many
challenges regarding music training for teachers, the effectiveness of music
curricula, and the adequate support for music facilities and other necessities
such as musical instruments, teaching aids, musical equipment, and
educational resources. Support from the government is essential for music
education not only in public schools but also in private schools in terms of
policy and partnership. Moreover, public awareness of music education and
cooperation between a small number of local music educators are vitally
essential for the development of elementary music education in Myanmar.
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Biography
Saw Moses is a candidate for M.A. (Music Education) at the College of Music, Mahidol
University. He graduated from Dagon University with English specialisation. His background
also includes more than ten years of teaching general music, choir, piano, and music theory.
He is currently working as a Head of Music Department at the International Language &
Business Centre (ILBC) in Yangon, Myanmar.
Kyle Fyr is the musicology department chair and the Doctor of Music programme chair at the
College of Music, Mahidol University (Thailand). He received a PhD in music theory with
doctoral minors in music history and piano performance from the Indiana University Jacobs
School of Music in 2011, writing a dissertation focusing on proportionality and performance
issues in piano works of John Adams. He has presented papers at a variety of conferences in
the United States, United Kingdom and Taiwan, and has published research in Music Theory
Online, Music Theory and Analysis, the Journal of Music History Pedagogy, the Malaysian
Journal of Music, and Notes.
Natee Chiengchana is an assistant professor in Music Education at Ratchasuda College at
Mahidol University in Thailand. He has extensive experience as a music educator and music
therapist in the area of exceptional children. His research interests focus on inclusive music
education and music therapy, music for children with autism, children with behaviour or
emotional disorders, and children with hearing loss.
|
Malaysian Journal of Music Vol. 10 No. 1 (2021) | gestalt, Maceda, perception, Spahlinger, sublation | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/366 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/4650 | Before Their Ears and Minds: Sublation in the Musical Praxis of José Maceda and Mathias Spahlinger | The objective of this article is to construct an analytic framework for new music based on Hegel’s dialectics and focusing on José Maceda’s | https://ejournal.upsi.edu.my/index.php/MJM/article/view/4650/2939 | [
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] | Malaysian Journal of Music Vol. 10, Issue 1 (72-90)
ISSN 2600-9366, eISSN 2600-9331
72
Before Their Ears and Minds: Sublation in the Musical Praxis of
José Maceda and Mathias Spahlinger
Jonas Baes
University of the Philippines College of Music, Osmeña Street,
University of the Philippines, Diliman, Quezon City, Philippines, 1101
e-mail: [email protected]
Published: 28 May 2021
Cite this article (APA): Baes, J. (2021). Before their ears and minds: Sublation in the musical
praxis of José Maceda and Mathias Spahlinger. Malaysian Journal of Music, 10(1), 72-90. doi:
10.37134/mjm.vol10.1.5.2021
Abstract
The objective of this article is to construct an analytic framework for new music based on Hegel’s
dialectics and focusing on José Maceda’s Music for Gongs and Bamboo (1997) and Mathias
Spahlinger’s Gegen Unendlich (1995). This unlikely opposition between two important
composers, José Maceda (1917–2004) from the Philippines and Mathias Spahlinger (b. 1944) from
Germany, becomes an entry point into discussing the nature of the dialectical process in Hegelian
thought, which is rooted in the principle of sublation (German aufheben or aufhebung). Music is
seen as a potent human endeavour that underscores sublation when musical works are experienced
and the transformations of musical material emerge in the ears and the minds of the listeners. It is
for this assumption that the matter of perception pervades through the analysis and the discussions
in the paper. Examining the unique compositional processes in both works demonstrates how
sublation is a most effective tool in the understanding of the praxis and the composer’s mind-work,
especially in both cases where each uniquely challenges the Western traditional harmonic gestalt.
Keywords: gestalt, Maceda, perception, Spahlinger, sublation
Introduction
The purpose of this article is to construct an analytic framework for new music
composition based on the Hegelian principle of sublation.1 Its main focus is José
Maceda’s Music for Gongs and Bamboo (1997–1998) and Mathias Spahlinger’s Gegen
Unendlich (1995).2 Both works present challenges to the gestalt of traditional European
harmonic practice, though each in its own and rather unique way; the ramifications on the
respective creative consciousness on the material and the musical structure of each of the
pieces will be the basis in demonstrating how sublation is underscored in the very praxis
of music composition.
Maceda and Spahlinger seem to be an unlikely pair to be the subject of a single
analytic inquiry such as this one. While both are modernist late twentieth century
composers, they each come from rather distinct and in many ways, incommensurable
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socio-cultural and economic milieus; differences that result in their varying worldviews.
However, both are critical of capitalist-induced modernity—a fact that is reflected in
many of their musical compositions and their writings. They both stand out as composers
whose works conflate critical concepts and perspectives with artistic creation in a manner
that is rather seamless so that the total creative product that results from concept and
music naturally or powerfully interlocks concept with music. It is for this reason that I
find Maceda and Spahlinger to be just about as much similar as they are different, a fact
that leads this inquiry into the very nature of Hegelian dialectics.3
In Hegelian thought, a dialectical process is more complex and non-linear than
the mere simplistic or triangular formulation of thesis +/- antithesis = synthesis. Hegelian
dialectics are rather about the process of transformation which comes from within the
very entity in question, a fact that I give much emphasis on the analytic framework I am
presenting. It is grounded from a basic postulate that every entity contains within itself its
own negation and contradiction. Its nature, therefore, results in what Radnik (2016)
describes as a “double movement”, where thesis and anti-thesis equally determine and
define each other (p. 194). The nature of this transformative process is, therefore, more
dynamic and even ambivalent in that there is always a potential for an entity to negate
itself and become something other than what it initially was, while at the same time
maintaining its true nature, which Hegel labels as its “essence” (see Blunden, 2019, p.
78). With that in mind, the transcendence between difference and similarity that I have
earlier described with regards to Maceda and Spahlinger—which simultaneously “cancels
out” and at the same time “upholds” their similarity into difference and vice-versa—
points to one very significant principle that is at the helm of the dialectical transformation
according to Hegel: sublation (German: vb. aufheben or n. aufhebung). This inquiry is
therefore theoretically framed according to that Hegelian principle to be further illustrated
in the analysis sections below. Moreover, it is likewise within this principle that I intend
to cover the discourse of music composition as praxis, in other words, as the theoretical
consciousness that defines and gives direction to the process and practice of creation.
Sublation is the conceptual mechanism by which the Hegelian dialectic is
realised. This concept is rooted in the notion that self-contradiction is at the heart of
everything—both material and immaterial. For Hegel, this dialectic is the formal structure
of reality and the essence of everything that exists, and this essence refers to the belief
that every entity is in a constant process of change by means of self-contradiction, an
aspect that has a significant bearing on the analytic process I wish to propose. While the
basic understanding of Hegelian dialectic is the formulation of thesis + anti-thesis =
synthesis, sublation further nuances this rather simplistic formulation.
As a dialectical process, sublation goes even deeper and further towards
understanding the result when a thesis and an antithesis interact. This principle has been
elaborated on the whole by Hegel in Phenomenology of Mind (1807/2009). Robert Fine
(2001) sees in the process the relationship between preservation and transcendence in
both simple and complex contradictions within itself (p. 33). As a result, the loss of certain
qualities become the gain of others in this constant transformative negotiation. The
original German word for the concept, aufheben (vb.) or aufhebung (n.), when translated
into English carries the double and contradictory meaning of “lifting up or preserving” as
well as “abolishing or cancelling”—a fact that points to the very nature of the dialectical
process as one of transformation.
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Sublation, therefore, refers to that very mechanism by which the transitions in the
dialectical process are enabled. As it is a process that goes even deeper into the
transformation that occurs when a thesis and an anti-thesis interact, the mere fact that for
Hegel, everything material or immaterial contains within itself its own contradiction
resonates the nature of sublation as occurring and I emphasise, within the entity itself,
therefore underscoring its very nature as self-transformative.
My reading of sublation goes further to be an understanding of the process of
“becoming”. The development of how in Europe the binary dance forms of the
Renaissance becomes the sonata-allegro form in the 18th century and reaching its
apotheosis in the hands of Beethoven in the early 19th century exemplifies this
transformative process. The rather simplistic binary structure of the dance forms of the
Renaissance—generally featuring a departure from a home key to a contrasting key and
a return to this home key in the end—becomes a more complex process that entails a
deeper sense of cognition in the sonata-allegro form. Borne out of the Weltanschauung of
the Enlightenment, the sonata-allegro form becomes a pre-determined framework of a
creative process that has an emphasis on logical interaction through the sublation of its
components or its thematic materials. This formal process comes into the composer’s
consciousness and in turn, is transmitted into the ears and minds of the listener as an
aesthetic experience. The sonata-allegro form exemplifies how self-contradiction—in
fact, sublation—is central to the creative and perceptive process of music in this era of
the Enlightenment. In this mode of creation and perception, the experience of the binary
dance form of the Renaissance cancels out its former function for dancing, into the sonata-
allegro, which is experienced by listening and appreciating. In this article, I will show
how that same principle of sublation is also useful in the understanding of the creative
processes and the perception of “new music”, especially by the likes of José Maceda and
Mathias Spahlinger.
I have utilised sublation as an analytical tool in an article about a celebrated case
of intellectual property rights in the 1930s in Manila (Baes, 2017). Transcending the main
actors of that dispute, my study drew out an understanding of the transformative
conditions of modernity in the Philippines, especially in the process of music composition
of that period where traditional, communally-owned “folk” music is appropriated into
individually-owned notated music within the backdrop of an emerging capitalist market-
driven economy. As that study has shown, sublation allows one to see development and
change as dynamic and transformative processes, resulting from how entities contradict
themselves and, as a result, “transform” and thus, “become”, albeit temporarily. In that
view, the process of becoming is also intermingled with environmental and socio-political
forces that take part in the transformation. In this paper, however, I will apply sublation
in a different way: by gazing on the analysis of the creative process of music composition.
Since musical modernity from the early twentieth century has been bent into
challenging the gestalt of European musical praxis, the very notion of making such a
challenge may also be useful in developing an analytic framework for the study of music
by Maceda and Spahlinger. Similar to the visual field, gestalt in music refers to how
elements are organised into groups of unified “wholes”, the elements of which have to do
with tonal and temporal organisations: i.e., “scale” and “key” in the harmonic aspect of
music; and then “beat” and “metre” in the temporal aspect of music. At the turn of the
twentieth century, most especially with the work of the Second Viennese School
(Schönberg, Berg and Webern), the traditional frames of organisational references have
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been eradicated, leading to what is known in the early 1900s as “atonality”. This later
developed into the 12-note system of Schönberg in about the 1920s, which, to a great
extent, became “serialism” in the hands of Anton Webern. Such a development gave a
strong impact on music during the post-war period to about the end of the twentieth
century.
Both Maceda’s and Spahlinger’s music are however strongly bent on post-
serialist developments for their more critical stance regarding the approaches to musical
modernity in the 20th century. However, one might still ask how sublation as an analytic
framework serves the purpose of understanding the compositional processes of such
works as those of Maceda and Spahlinger. In the next section, I explore how the principle
of sublation characterises the very nature of the creative process of music, especially in
the modernist sense. Also, despite its analytic and technical bent, making the paper more
appropriate to address the discourse of modern music composition and analysis, I believe
this paper might also touch on significant aspects of musical perception, as it makes many
references to how things might appear cognitively in the minds of listeners, especially
with the works in question.
Music and Hegel’s Sublation
In the chapter “Form and the Reconstruction of Form”, Adorno articulates how
Beethoven’s practical notion of structure is essentially dialectical: “a true synthesis …
arises from the collision between the act of composing and the pre-existing schema”
(Adorno, 1998, p. 60). This kind of synthesis is immediately qualified by Adorno as
sublation (aufheben), where such pre-existing schema while being in the very roots of the
genre and musical structure, is at the same time altered, abolished and at times even
cancelled in the works of Beethoven (Adorno, 1998, p. 60).
In this section, I would like to describe the nature of music creation as a dialectical
process and, in doing so, build a theoretical framework from which to draw perspectives
in the analysis of Music for Gongs and Bamboo and Gegen Unendlich. The theoretical
perspective I intend to advance builds from the dialectical principles in music creation—
with reference to Adorno’s take on Beethoven—which serves as the underlying impetus
in the analysis of Maceda and Spahlinger.
Music, because of its temporal nature, is perhaps one of the most significant
human creations where the principle of sublation is inherent to its experience and
appreciation. Because the experience of music occurs within the passage of time,
sublation as a principle potentially unfolds before one’s ears and mind, a process in its
creation that is carried over in its perception and its aesthetic experience.
In this regard, it just might be important to suggest that the classical concert
experience—with its behavioural preferences for an audience to sit and listen to
performers on stage—is an important enabler that facilitates a mode of perception in
which music is experienced as sublation. I might as well add that the same is potentially
possible in this current age where musical perception is also made via earphones attached
to gadgets that stream music from platforms like YouTube or Spotify, as the listener hears
this music privately even in public spaces like trains, buses, restaurants or libraries. Such
modes of perception potentially provide the condition of listening privately and intently
to underscore the dialectical processes that lead towards an appreciation and possibly an
understanding of musical works in a way that might give one a glimpse of the composer’s
cerebral process and musical praxis. The consciousness of this musical process on the
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part of the listener might come in varying levels but the end product of the experience is
one of appreciation and some level of understanding. The deeper level of consciousness
obviously comes initially from the composer as the creator of the musical work, but the
understanding and appreciation will always come from the listeners.
The selection of the particular pieces by Maceda and Spahlinger for this inquiry
is primarily based on how each deliberately foregrounds some kind of liminality in the
identities of the very basic elements of music: the tonal (pitch, key) and the temporal
(beat, metre). The gestalt of traditional European harmony defines the identity of pitches
(i.e., what part of a key it is: a root, a third, a fifth, a seventh, etc.) and the identity of beats
(i.e., what part of a metre it is: a downbeat, a weak beat, etc.). At the same time, and in a
broader sense, gestalt also defines its larger parts like syntactic phrases or even whole
“macro structures” in terms of how one part differs from another. In the perception of
music, I assume that listeners somehow consciously group those elements in the mind, so
that they can derive what I would like to refer to as “structural meaning” when
experiencing the identities of those elements in relation to those of their opposing
elements. Discarding the gestalt of traditional harmonic practice for more than a century
has discarded that notion of structural meaning in the traditional harmonic and temporal
sense. However, as I will attempt to show in the following analysis, other categories of
structural meaning may potentially be derived from constructions and negations that are
outside the gestalt of traditional European harmony, if seen within the gaze of sublation.
My application of gestalt, a concept in psychological theory, stems from
Spahlinger’s use of this concept mainly to denote the aural perception of harmonic
elements in the European tradition up to the 19th century. As the meaning of gestalt even
in popular dictionaries is, “an organised whole that is perceived as more than the sum of
its parts” (see for instance in the Oxford Languages online or the Cambridge Dictionary)
and the fact that in German, the word for “shape” or “form” brings the notion of
perceiving a given harmonic key to be a “whole” which results from the hierarchical
significance of its component parts (tonic, subdominant, dominant, etc.). As a “whole”,
therefore, any given key can function as a reference from which a perceiver can define
the place of any pitch within this whole; a fact that entails the further notion that it is the
mind that organises pitch entities within such “reference whole”. Spahlinger refers to this
in his discourse of development in twentieth-century music, whereas he has always stated,
the (traditional) gestalt is in effect “annihilated” with the emergence of atonality, opening
the possibilities of constructing other processes and parameters outside it (Spahlinger,
2015, pp. 131–133). This is expounded in Spahlinger’s paper in English on the materials
of new music, in the section “tonal and atonal chords” (Spahlinger, 2015, pp. 133–136).
This notion of gestalt is also used as a reference in a number of Spahlinger’s talks in
German. Subsequent sections will further illustrate gestalt in relation to the analytic
process of sublation in the discussions on the two selected pieces by Maceda and
Spahlinger.
Music for Gongs and Bamboo
In Music for Gongs and Bamboo, Maceda creates layers of a variety of gong and
metallophone sounds from the Javanese gamelan tradition in combination with those of a
variety of Southeast Asian bamboo instruments, then with a mixed choir singing haiku
texts and set to a Japanese scale, plus a Japanese traditional flute ryūteki (which can also
be replaced by a Western piccolo) and finally, a Western concert bassoon. This work
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results from Maceda’s fascination in the 1990s with the phenomenon of difference in and
of tonal categories in music cultures; and as such, it is an exploration into combining
together those various pitch and scale constructions made unique by culture. The
instrumentation derives its aesthetics from the resulting sound colours when the various
pitch and scale constructions “cancel-out” each other in the process of layering and
combining. Music for Gongs and Bamboo is therefore bent towards the mixing together
of cultural-specific tuning and/or tonal systems that derive new meaning when seen
within the “macro structure” of the piece. Within such a conceptual framework, the
layering of the various unique sounds from different tonal or sonic constructions
(Javanese instruments, Japanese scales, Southeast Asian bamboo sounds and a Western
equal temperament) is the most significant aspect of its compositional process.
While Maceda relies mainly on the sound colours of the indigenous instruments
to defy Western tonal principles, he also constructs his compositions by means of
procedures that defy conventional metrical systems associated with the Western tradition,
despite the fact that most of his works are still notated in the Western system. The most
remarkable of these procedures is what Maceda himself refers to as the “odd notes on
even beats” procedure. This utilises tuplets in a larger proportion, for instance, “3 in 2”
(three quarter notes fitted equally within a frame meant for two quarter notes) or “5 in 4”
(five quarter notes fitted equally within a frame for four quarter notes). However, those
two examples are relatively simple ones.
Maceda systematically diagrams the procedure for the performers, for instance,
in “3 in 2” (Figure 1), performers are to make each of the two beats in triplets, therefore
the two beats having a total of six equal portions (three portions per beat); then each of
the beats that are asked for occurs at points where the six portions are divided equally into
three (therefore each of the three beats occurring every two portions). In “5:4”, shown in
Figure 2, each beat is divided into quintuples, resulting in twenty equal portions, then
each of the five beats is asked to occur after every four portions.
Figure 1: Configuration of 3:2.
Figure 2: Configuration of 5:4.
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As mentioned earlier, the above examples are in fact just the simplest
formulations of Maceda’s “odd notes on even beats” principle. Certain more complex
formulations like “7:4” or other even more complex formulations are utilised.
These single entities are then subjected to methods of layering. A common
procedure of Maceda is to have the figures imitated by each instrument in what he calls
“time delays” (played a beat or two apart, as shown in Figure 3 taken from Music for
Gongs and Bamboo), reminiscent of an interlocking pattern in indigenous music practices
in Southeast Asia. This is quite different from the notion of traditional Western polyphony
where contrapuntal parts are framed by and as a result, builds up the harmonic structure
in reference to its gestalt. In Maceda’s music, the resulting displacement of beats and
cancellation of metric feeling and accent associated with metre in Western music rather
produces some semblance of “arbitrariness”, from which the density of parts can be
within his control; this in fact is one significant aspect of Maceda’s aesthetics.
Figure 3. Time delays in Music for Gongs and Bamboo indicated by descending lines (used with
permission, University of the Philippines Center for Ethnomusicology).
It should however be noted that with regards to the manner of execution, the
effectiveness of cancelling a metric feeling in the “odd notes on even beats” principle
paradoxically relies very much on the performer’s very steady feeling of the metre. This
is to say that the achievement of that aesthetic for a semblance of arbitrariness is
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dependent on how skilled the performer is with regards to having a steady (or “non-
arbitrary”) beat.
This semblance of arbitrariness, which in my observation is carefully crafted and
utilised by Maceda so as not to have any suggestion of completeness is also very much
felt when he employs what he calls “hanging melodies” with regards to his vocal lines. In
earlier works like Pagsamba (1968), Kubing (1967), Aruding (1981) or even in Ugnayan
(1974), all of which employ singers and are notated in the Western system, melodic
materials come as fragments that are however not subject to any syntactic structure that
would have alluded to a notion of completeness. Rather than to syntax, and again to give
a semblance of arbitrariness, more emphasis is given to the layering of these melodic
materials. All those procedures are employed in Music for Gongs and Bamboo.
What I find very striking however is how on a microcosmic level, Maceda
composes parts for particular instruments based on—or at most times taken directly
from—actual musical patterns of particular indigenous instruments. Looking back for
instance on the piece Agungan (composed in 1965), the gong parts are actually patterned
after actual gong playing traditions from among the Maguindanao, Tirurai and Kalinga
peoples in the Philippines. This observation has as well been noted in all the other works
of Maceda that utilise indigenous instruments. In closely examining micro elements of
Maceda’s work, therefore, I gain the impression that he has translated into actual live
performance the methods used in musique concrete, where recordings of gong music or
other traditions would have been spliced and then layered or processed in various ways.
Micro elements taken indigenous music cultures of those residing in the rainforests from
the rural backlands are processed into broader macro structures and then, in performance,
brought into modern landscapes. Such is the dialectic of Maceda’s creative consciousness
and aesthetic.
In Music for Gongs and Bamboo, the variety of sound materials come from: (a)
the various bamboo instruments, (b) the gamelan instruments like the saron
(metallophone), gender (metallophone with a “fainter” sound), kethuk (small gong whose
sound quality is unique in that it is played with a mallet that is used to immediately mute
the sound), suwukan (large gongs), (c) the Japanese ryūteki (a small bamboo flute with a
piercing sound/may be replaced with a Western piccolo), (d) the Western bassoon and (e)
a mixed chorus divided into male and female parts. Gamelan instruments are tuned to the
pelog scale, the ryūteki and the voices utilise the hirajoshi scale, adding up to the palette
of a Western-tuned bassoon and then the sounds of bamboo instruments.
Maceda constructs further groupings and combines these into what I would call
two general layers that oscillate one after another. The first layer is instrumental in nature,
combining punctuating sounds from bamboo instruments with Javanese kethuk and
suwukan plus melodic sounds from the Javanese saron with the ryūteki (or piccolo) and
bassoon. There are no contrapuntal relationships with all the instruments in this layer. The
second layer is more vocal in nature, featuring the mixed chorus singing Japanese haiku
verses layered with the sustaining metallic sounds of the gender (Figure 4). Those two
layers generally alternate with each other, the first one serving as sort of an instrumental
prelude or interlude to the second where verses are sung.
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Figure 4. Basic subgrouping layers in Music for Gongs and Bamboo.
There are two levels of describing the structure of the whole piece. It is necessary
to construct these two levels to understand Maceda’s creative process from the
perspective of self-negation or sublation. First is by constructing a “General Graph”,
which is a rather sketchy rendering of the flow of events as they occur, minute by minute.
This General Graph is merely a skeletal outline of the musical events, excluding much of
the details of the actual music. Figure 5 represents the General Graph indicating the
general opposition between the beginning (Minute 1) and the ending (Minute 14) of the
music and the general alternate appearances between Layer 1 and Layer 2.
Figure 5. General Graph for Music for Gongs and Bamboo where numbers in the left column stand
for minutes of the piece, dots in the next two columns stand for bamboo instruments and various
punctuating instruments (kethuk, etc.), respectively; S stands for saron, P for piccolo (or Japanese
ryūteki), B for bassoon, C for choir and G for gender. The circles on Minute 1 and Minute 14
indicate the dialectical opposition between the opening section (which is relatively empty) and the
closing section (which is full, in tutti).
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Figure 6. Actual Graph of Music for Gongs and Bamboo, showing its “inconsistencies” such as
“screens” (represented by dotted arrows) and “sublations” (represented by a parenthesis).
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In reality, however, the macro structure of Music for Gongs and Bamboo exhibits
what I would call, for lack of a better term, “inconsistencies”. Some of those
inconsistencies include what Maceda refers to a “screens”, or residual sounds that
represent a decay of musical material, vocal or instrumental sounds. These screens are a
significant indicator of musical development that connects one section from another
coherently. I have also noted sublations of the musical material (indicated in parenthesis
in the graph) which represent the contradictions in the appearances of specific musical
parts within the general pattern that had been established. This is where the second level
of description is called for. The graph in Figure 6 shows the actual occurrences of musical
events, including inconsistencies. Those inconsistencies that are rather foregrounded
seem to cloud the basic oscillations (or, alternate appearances) between Layer 1 and Layer
2. However, that would not be the case.
I would argue that this basic oscillation remains persistent as a kind of recurring
pattern—or what Maceda would refer to as a “drone” (Maceda, 1979, p. 164)—that would
have been embedded in the minds of the listeners. The inconsistent occurrences of the
other instrumental groupings paradoxically render this basic drone (or the oscillation or
alternate appearances of Layer 1 and Layer 2) a kind of metaphysical existence. The
oscillations between the saron and gender groups, each occurring within their respective
layers actually persist. At the same time, those inconsistencies cancel out the rather
simplistic and mechanical “machination” of the simple alternating pattern of Layer 1 and
Layer 2. That kind of machination would have rendered the piece too predictable, leaving
us to conclude that the major aesthetics of the piece is its way of contradicting its own
established basic pattern (of oscillations between Levels 1 and 2). The “life” of the piece,
so to say, actually emerges from those inconsistencies—a matter I attribute to the
principle of sublation. In effect, those inconsistencies also transform the general graph of
this piece into what we might consider to be, for lack of a better term at the moment (and
I know I am taking a great risk saying this here), “music”.4
Gegen Unendlich
If the macro structure in Maceda’s Music for Gongs and Bamboo appears to be rather
complex with oscillations of drone patterns appearing as metaphysical, in Spahlinger’s
Gegen Unendlich however, the “macro structure” appears to be rather simpler. There are
just two opposing main sections: the first focusing on the notion of pitch and of relative
stasis, while the second on beat elements and perpetual movement. With this particular
work, Spahlinger goes even deeper into the most minute configurations of pitch and beat
as “objects”, therefore its “micro structures” (as opposed to Maceda’s piece whose
construction gravitate towards its “macro structure”). Stating that the gestalt of traditional
Western music has essentially been eradicated with the advent of musical modernity,
Spahlinger (2015) builds from the resultant infinite number of possibilities that occur in
the construction of new music (p. 33). A priori to this is the knowledge that the traditional
harmonic gestalt strongly determines structure in the development of European music.
Gegen Unendlich however builds from an open field, where the very identity of pitches
and beats—of them being identical or being in opposition with each other and of being
one section or another—becomes rather fluid. This is facilitated by the use for instance
of microtones in the first section and of what he describes as a doppio movimento in the
latter section.
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To begin with, the title Gegen Unendlich appropriately describes the nature of
the material itself in this work. If we consider the title to translate as “going against
infinity”, Spahlinger here confronts infinity by using it as a backdrop, or as a pre-
condition, from which he builds his material in such a way that defines the very ontology
of the work. If this were so, I would like to see this work to be about “power”, for it
addresses infinity as some kind of gravitation from which to build his materials.
Moreover, in such precondition, the micro entities used in the work would have been
rendered as identities that are also “non-identifiable” because one pitch is never repeated
exactly the same as another. This is exemplified at the very start of the piece, which opens
with various articulations of the single note D. This indicates that the very existence of
those micro entities is rather transient, so that we can see them all as mere isolated
moments within a continuum, that are en route to, or within, this powerfully unending
condition of transformation. This is, I believe, how Spahlinger shows the impact of the
annihilation of the traditional harmonic gestalt through its ramifications on the identities
of the most basic elements of music. And such also embodies the process of sublation.
As a result of this annihilation, the pitch and temporal materials in this work
struggle to go “against” infinity and their rather transient identities hinder their capacity
to be reproduced. A priori to this assumption, again, are the basic premises that the
traditional Western harmonic gestalt produces a specific identity of each of the pitches,
as well as points in time, therefore rendering those entities reproducible. For instance, the
pitch D5 remains to be a D5 not only because of its being itself, but also because it is not
an E♭5, nor an E4, nor a C#2, etc. nor any other thing but itself. Just the same, the
“downbeat” in a metre remains to be felt as stressed and used as a reference to a metric
structure. Other beats in a metre have less stress in reference to this downbeat. In any
occurrence of this D5 or this downbeat, they shall respectively have the same identity and
function given that they remain within their gestalt.
The nature of pitch materials being rather transient or non-reproducible in Gegen
Unendlich is expressed in Spahlinger’s visual representation of pitch material as plotted
out in a peculiar six-lined staff with the lines coming from a common point of origin but
progressing further away from each other. In Figure 7, taken from Spahlinger’s own
visual graph of this six-lined staff (Spahlinger, 2015, p. 142), we assume that this
common point of origin is this rather off-tangent pitch “D5” rendered in turns and layers
by the four different instruments in the first six bars that open the piece (Figure 8).5
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Figure 7. Six-lined staff representing the pith material of Spahlinger’s Gegen Unendlich (used
with permission from the composer).
Again, as mentioned earlier, that first part of Gegen Unendlich opens with the
four instruments taking turns playing in various densities on a pitch that roughly suggests
this “D5” with pauses in between those moments. In subsequent measures, we find pitches
that seem to move away in both directions from this point of origin, with occurrences of
roughly E♭ and C# in the next few measures from this D5. As this progresses, other
pitches appear in subsequent measures. The pitches appear as microtones, owing to the
very rich use of articulations and advanced playing techniques on all four instruments.
Those articulations render those single pitches infinitely transforming and appearing to
be rather unique and non-reproducible, in the sense that the pitches can never occur
exactly the same twice. Transforming towards what one cannot predict, as any kind of
transformation appears to be possible at any point in time, a general progression of
“moving away” however seems to be the general pattern of the occurrences. While one
can sense this general direction, there is also a semblance of an arbitrariness, combined
with a bit of restraint. This means that Spahlinger chooses every pitch and articulation
rather delicately, so one can sense that each event connects to another within a musical
coherence.
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Figure 8. Some examples of articulations in the opening bars of Part 1 of Gegen Unendlich.
Pauses that come from time to time seem to suggest some kind of syntactic
structure, though, at the same time, their occurrences also look rather arbitrary. The
dialectical construction of such occurrences—pitch gestures against pauses—defines the
nature of those two opposing elements, which as a result gives the listener a semblance
of a pre-determined compositional structure. By its nature, the music might need several
hearings to be able to feel or determine this character; or perhaps it is also possible for
one to just allow for the sensation of ambiguity. When pauses are no longer used, a certain
kind of build-up is suggested, such as in the second system of page 3, especially when the
trombone and the piano continuously render semblances of C#, then culminating in some
kind of convergence in the last four bars of the first system and into the second system of
the fourth page.
At the last five bars of the first system of page 7, we feel some kind of “urgency”
seemingly indicating preparation for some forthcoming musical event. This continues to
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another convergence at the last five bars of the first system of page 8, building up to what
would be a transition into the second part of the piece. The strongest indication of a
transition into the second part is this semblance of a cadence (though theoretically not
actually a dominant-tonic progression, see Figure 9) marked by the trombone (posaune)
on the last note of the fourth measure (G♭, or an off-tangent dominant because G♭ is not
really the dominant of E, but the gesture of going from this note in the low-register of the
trombone to a middle E suggests a dominant-to-tonic resolution) to the first note of the
fifth measure (E).
Figure 9. Semblance of a cadence in the transition to Part 2 of Gegen Unendlich.
The second part of Gegen Unendlich begins with lines in a virtual unison on all
four instruments consistently moving in sixteenth-note values. Virtual unison is how I
would put it because it shows varying images of inconsistencies and non-togetherness,
despite the suggestion that they are moving together. A piano solo emerges from the last
four bars of the first system on page 10, followed by punctuations on the other
instruments; then all seem to be set loose into another round of this virtual unison, where
some instruments catch up with the others. This culminates into a “break” at the second
system of page 16, where longer held notes surrounding the note E3 seem to prepare for
the subsequent motion that is to follow. Glissandos suggest an infinite number of pitches
that surround this E3 (Figure 9); it is then from this E3 that a constant (yet still
inconsistent) movement follows. This consistency/inconsistency is further broken up at
the first system of page 19, where some instruments vary their speed even within the
framework of a consistent tempo. Returning to total synchronisation, it then breaks up
into the surrounding pitches of E5, while at the same time the consistent temporal aspect
is also broken down. Subsequently, the whole thing returns to the same temporal motion,
though no longer in the pitch of E5, then breaks up once again at the end, but this time
with longer notes that seem to slightly suggest Part 1.
Jonas Baes
87
Figure 10. Converging pitches in Part 2 of Gegen Unendlich.
There appears to have two distinct ways by which both works by Maceda and
Spahlinger become “works” or become “music”; both ways unique, but still rooted in
sublation. While the inconsistencies of the main structural graph and the metaphysical
presence of a basic structural pattern in Maceda’s Music for Gongs and Bamboo
transforms this graph “into music”, it is, on the contrary, in the seemingly determined
events (transitions, convergences, etc.) that transform that infinity or arbitrariness alluded
to in the micro entities of Spahlinger’s Gegen Unendlich into “music”. In both cases, we
see the workings of sublation in the respective creative processes of each composition.
As I have therefore attempted to show how sublation figures out in the creative
process of the two compositions in question, I have also alluded to how those two pieces
become “wholes” or “complete”; in other words, how these two compositions become
“works”. I must however clarify that with those statements, I run the risk of encroaching
upon grounds where the perennial problematic question of what music “is or is not” is
invoked. I have no intentions whatsoever of addressing that problematic question. I
merely want to show how in the creative process of music composition, works become
what they are by contradicting themselves. In a more expanded version of this inquiry, I
attempt to push the boundaries of this analysis by exploring further the aspect of
perception, particularly on how conceptual and material (or musical) elements are
interlocked to become a seamless creation, a quality that I would like to consider as being
natural or musically coherent. I however would conclude this present paper focusing on
the analysis aspect of the study.
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Conclusion
In the analysis of Music for Gongs and Bamboo and Gegen Unendlich, I have attempted
to show how Maceda and Spahlinger respectively construct those works through various
levels of negation. We find those in the way Maceda has deliberately combined Javanese,
Japanese and Western tunings, which along with bamboo instruments cancel out each
other to create a unique tonal environment. We further see this in the way Maceda layers
those sonic forces to create musical events that recur, or more appropriately, oscillate as
drone patterns, which define the listening experience of this piece.
We further find such negation in the way Spahlinger in the first part of his piece
utilises non-reproducible pitches, the nature of pitch identity being negated by displacing
these within an infinite number of possible placements, in turn within the infinitely
progressing range and spectrum, as shown in his diagram in Figure 7. This kind of non-
reproducibility of pitch identities is also demonstrated in the second part (which I did not
tackle much in the analysis) in terms of “beat identity”, where a “perpetual motion” clouds
any sense of metre, even further developing into a doppio movimento towards the latter
portion of the piece. Spahlinger’s Gegen Unendlich is paradoxically a piece in unison,
though the instruments are not really “together”.
What I find further striking is how both pieces become constructed within what I
would consider as “perfect” constructions (for lack of a better term at the moment)
precisely because of their “imperfections”. I find what I have termed “inconsistencies” in
Music for Gongs and Bamboo the appropriate ingredient that enables the transcendence
of the oscillations between the two basic layers of this structure; so that in the perception
of the piece, these oscillations remain persistently present, despite those inconsistencies.
In Gegen Unendlich, the occurrences of pitches that are “transient” within an unseen, yet
ever-present infinite possibility, makes the nature of the materials rather indefinite, even
as the very structure of the music uses these materials in the utmost precision. My analysis
shows that in both cases, the principle of sublation is an important lens for the
understanding of their respective constructions and the appreciation of the level of praxis
that both Maceda and Spahlinger espouse.
What I have further realised in the course of this inquiry is the metaphysical
aspects that seem to find their way in the construction of both pieces: first in the
persistence of a drone pattern of oscillations between the two layers in Music for Gongs
and Bamboo (Figure 6); and second with the imagined movement represented by a six-
lined staff that diagonally progresses as representing the position of the materials in
Gegen Unendlich in relation to the reality of infinity (Figure 7). These significant aspects
show how both composers negate the very constructions that they had laid out in doing
these particular works. The key element in the understanding of such, I believe, is
sublation.
Admittedly, a more pertinent factor in realising those metaphysical phenomena
in musical creation through the principle of sublation is the conditions of perception. I
have mentioned time and again that one can experience the process of sublation in music
when one listens to a certain level as to journey “with” the music. It is for this reason that
I have also assumed earlier that a classical concert hall setting or a private listening with
earphones through gadgets tuned in to streaming music via platforms like Spotify, might
be the best venues for this level of perception and understanding. I have yet to find out if
Jonas Baes
89
this analytic framework would have any use in the context of music performed in other
social contexts like a rock concert, or with elevator music.
Finally, this analytic framework based on the principle of sublation might also be
useful in the analysis—and even as importantly—the perception and understanding of
musical works outside the new music category; and in fact, even revert to such musics
that expand (rather than expunge) the traditional harmonic gestalt. This level of analysis
and understanding might perhaps shape a listener’s deeper appreciation of those musics
in question. When one experiences music perhaps within a classical concert hall or
possibly even on earphones through streaming platforms like Spotify, it is possible that
layers of thought emerge in the minds of the listeners as the experience unfolds. Those
layers of thought on the part of the listener might expand exponentially, with either his or
her knowledge of the artist (composer or performer), with the kind, genre, style or form
of any music, even potentially invoking the musical experiences of the listener stored
somewhere in the listener’s mind. Building again from Adorno’s dialectical
interpretation, one might possibly determine and appreciate how Beethoven rather
transcends the sonata-allegro form in, let’s say his Opus 110. With this kind of awareness,
one might potentially understand the intricacies of the Chick Corea Akoustic Band’s
rendition of Joseph Kosma’s “Autumn Leaves” in their self-titled album (GRP Records,
1989), or how Donald Fagen of Steely Dan created the song “Josie” (ABC Records, 1977)
from basic blues progressions. The perception and the analysis of such examples, through
a realisation of the principle of sublation, does much to heighten the level of awareness
of the creative process and in turn, the appreciation and the aesthetics in the musical works
as they are revealed before the listener’s ears and minds.
Endnotes
1 This paper is part of a research project that is supported by the University of the Philippines
through its Enhanced Creative Work and Research Grant (ECWRG 2019–2020). The discussions
presented in this paper are but part of a more extended study that will be published as a book. This
article version is dedicated to Feliz Anne Macahis.
2 Biographical data on José Maceda (1917–2004) and Mathias Spahlinger (b. 1944) can be
obtained through many different online sources. I would however recommend Maceda’s entry in
The Living Composers Project (http://www.composers21.com/compdocs/macedaj.htm) and
Spahlinger’s personal webpage (https://mathiasspahlinger.de/biography/?lang=en).
3 José Maceda and Mathias Spahlinger were both my postgraduate teachers at the University of
the Philippines (1982–1985) and the Staatliche Hochschule fuer Musik in Freiburg, Germany
(1992–1995) respectively. I have always imagined myself to be a product of my dialectical
experience with both great masters.
4 I have basis for this argument however, from Maceda himself when he said, “Mas nagiging
musika yan dahil hindi nag-u-ugnay, o binabadya ang inaakalang pag-uugnay” (“That becomes
more as music because it transgresses what is expected as coherence”); he said this to me verbally
during one of our discussions of another composition of his in 1998. When I mentioned to him this
observation of inconsistencies in Music for Gongs and Bamboo, he smiled.
5 I am discussing particular portions of Gegen Unendlich in reference to its published score, printed
in facsimile by Peer Musikverlag (1995) © Copyright 1997 by Peer Musikverlag GmbH
International Copyright Secured. Reprinted with Permission.
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Biography
Jonas Baes, composer, ethnomusicologist and cultural activist; studied at the University of the
Philippines and the Freiburg Musikhocschule in Germany. In 2004, he completed his doctorate at
the University of the Philippines with the dissertation Modes of Appropriation in Philippine
Indigenous Music: The Politics of the Production of Cultural Difference. His compositions mostly
utilise Asian instruments and vocal techniques, and have been widely performed in contemporary
music festivals in Asia, the United States, Europe, Australia and New Zealand. These compositions
also explore the participation of the audience as integral to the performance. He has published
numerous academic writings, especially on the Iraya-Mangyan of Mindoro in the Philippines and
their peripheral place in the global political economy. Baes is currently a professor at the
University of the Philippines. He is also the founder of the Manila Composers Lab, an organisation
that provides annual workshops for young composers in Southeast Asia.
|
Malaysian Journal of Music Vol. 10 No. 1 (2021) | cultural heritage, cultural studies, musical instruction, pedagogy, rote learning, Suntaraporn | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/366 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/4707 | A Case for Rote Learning: Conserving the Ramwong Saxophone Culture of Suntaraporn | The Suntaraporn band is one of the most successful and influential groups in Thai cultural history. They transformed Thai musical culture throughout the twentieth century, typified by their adaptation of | https://ejournal.upsi.edu.my/index.php/MJM/article/view/4707/2950 | [
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] | Pramote Phokha
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A Case for Rote Learning: Conserving the Ramwong Saxophone
Culture of Suntaraporn
Pramote Phokha
Faculty of Education, Phuket Rajabhat University, 21 Thepkrasatree Rd, Ratsada Sub-District, Mueang
District, Phuket Province, 83000, Thailand.
e-mail: [email protected]
Corresponding author: [email protected].
Published: 31 May 2021
Cite this article (APA): Phokha, P. (2021). A case for rote learning: Conserving the ramwong
saxophone culture of Suntaraporn, Malaysian Journal of Music, 10 (1), 91-106.
https://doi.org/10.37134/mjm.vol10.1.6.2021
Abstract
The Suntaraporn band is one of the most successful and influential groups in Thai cultural history.
They transformed Thai musical culture throughout the twentieth century, typified by their
adaptation of ramwong, a local genre of music that is difficult to learn. The objectives of this
investigation were to discuss the process of developing and educating learners in ramwong
saxophone in the Suntaraporn style, by giving insights derived from interviews from expert
saxophonists and student ramwong music practitioners. Data from interviews and evaluation forms
from three purposively selected research informants were analysed. Findings showed that learners
of saxophone music for ramwong songs must be familiar with modern saxophone techniques and
possess basic knowledge of musical techniques played in traditional Thai music. Four sets of
saxophone practice drills were subsequently developed by the researcher and approved as suitable
for instruction of ramwong music techniques by the three informants. One practice set was tested
by undergraduate musicians. The results and feedback corroborated the beliefs outlined by the
three professional saxophonists that rote learning is a necessary component of traditional Thai
music teaching.
Keywords: cultural heritage, cultural studies, musical instruction, pedagogy, rote
learning, Suntaraporn
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Introduction
National governments increasingly realise the importance of cultural conservation at the
local, regional and national levels as a means of strengthening national identity and
securing popular support. Since 1951, Thailand’s membership of UNESCO has led to a
progressive attitude towards cultural conservation, which has been driven domestically
by the Office of the National Education Commission. It is the job of this organisation to
analyse culture, education and science within Thailand, and help overcome problems that
prevent further national development. Culturally, the direction of government policy is
determined by the National Education Plan, 2017-2036 (Office of the National Education
Commission, 2017). This strategy outlines the national objective of using traditional
customs and practices to boost and strengthen local society as a bedrock of the nation.
One challenge to cultural conservation is globalisation. Western culture is playing
an increasingly prominent role in everyday Thai society, prompting the government to
intensify its attitude towards preservation of national culture. Government culture
strategies are viewed as a legitimate method of enhancing the Thai collective identity and
strengthening traditional culture. In the latter part of the twentieth century, so-called
“musical globalisation”, in effect the Westernisation of traditional music, prompted a
government reaction in Thailand. On one hand, there was increased production and
commercialisation of Thai pop music to meet consumer interests and boost the economy,
on the other hand, there was greater emphasis on the revival of traditional music genres
in educational institutions (Green, 2017; Maryprasith, 1999; Pitupumnak, 2018).
A Thai Identity?
Centralised and focused government policies have resulted in increased interest in
traditional music nationwide, which is viewed as an integral element of national heritage.
Traditional Thai music is an embodiment of ancestry, cultural traditions, customs,
economy and lifestyle in Thai communities. People’s stories are retold through the
melodies, dances and lyrics of traditional musical performances. As such, performers and
their instruments play a vital role in continuing the memory of the nation. Following
social acceptance, music becomes a fixture in national culture. Once embedded, music
soon assumes responsibility for systematic transmission of generational knowledge.
Thailand is rich in musical heritage, each region can claim a unique musical identity, each
recounting new and fascinating stories of Thailand’s past.
Occasionally, local attempts to maintain musical culture through conservation go
mainstream. Suntaraporn is one such example. They are a hybrid jazz group who became
famous for adapting classical Thai and Thai folk music. The band has a rich history in
adapting and composing musical innovations, songs and techniques that remained true to
Thai culture. Suntaraporn was formed during World War II, on 20 November 1941. The
founder and lead musician was Khru Eua Sunthornsanan, who subsequently became
recognised by UNESCO as a world personality on the 2010-11 UNESCO list of World
Personalities and Historic Events. Suntaraporn became the official band of the newly
established Public Relations Department of Thailand and it was their job to compose and
perform music for the official Thai Public Relations Department radio station. The band
was also entrusted with recordings for special events and live performances. This was an
important point in Thai musical history. Suntaraporn is not an ordinary band. The band
was notable for its membership of multiple, nationally-recognised musical talents who
Pramote Phokha
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composed a substantial and diverse repertoire of music in a variety of styles suited for
different occasions. Their collection includes classical, folk, jazz, traditional Thai and
Western music. The band became extremely popular and they composed over 2,000 songs
that were well-received by audiences (Eimtal et al., 2020).
Suntaraporn composed music that can be broadly categorised into ten distinct
groups: (a) psalms; (b) music for educational institutions, provincial songs and music for
provincial agencies; (c) music for youth; (d) music from literature; (e) songs
communicating proverbs and teachings; (e) songs of nature and beauty; (f) music of love
and disappointment; (g) music reflecting society; (h) songs that retell drama or other
stories; and songs related to traditions, religion and local games (Suwat, 2019). Their
music became popular with middle class citizens, and particularly appealed to
government officials, teachers and tradesmen. It was also very popular on the Bangkok
dance scene, and the band developed songs to accompany traditional dance performances.
Suntaraporn is recognised as being the band to have composed the most traditional Thai
music in the world, with one of their most significant contributions being the
popularisation of the ramwong circle dance from rural Thailand (Lichinda, 2014).
Despite their prominence and importance for Thai musical heritage, there is no
method or set of exercises developed specifically for learning the ramwong style of the
Suntaraporn band, which is unique in its use of non-traditional instruments.
Research Objectives
The main objective of this paper is to discuss the process of developing and educating
learners in ramwong saxophone in the Suntaraporn style, by giving insights derived from
interviews with expert saxophonists and students practising the ramwong form. The
research required the development of saxophone practice materials for the ramwong
songs of Suntaraporn, which were then used by undergraduate saxophonists. Results from
this process were analysed to discuss the particular characteristics of learning Thai music,
with an emphasis on rote learning.
Literature Review
Suntaraporn and Cultural Heritage in Thailand
Given the additional emphasis placed by the government on maintenance of traditional
Thai culture, recent domestic academic studies of musical inheritance have been plentiful.
Much of the literature concerns differences between the musical identities of different
regions in Thailand (Deecharoen & Chullasap, 2018) and generational obstacles to
continued traditional musical inheritance (Putipumnak, 2018). In a seminal English-
language paper on the cultural significance of Suntaraporn et al. (2018) claimed, contrary
to the government intention of popularising traditional Thai culture, the band was integral
to the process of Westernisation in Thailand and responsible for repressing values in rural
Thailand. In the analysis, Suntaraporn is considered a “state puppet” who acted contrary
to the interests of rural Thai society. They were “used as a tool to reconstruct new values
and lifestyle for all commoners” (Photikanit & Sirasoonthorn, 2018, p. 344). Although
not explicitly directed at Suntaraporn, this opinion is shared by Maryprasith (1999).
Domestic assessments of Suntaraporn tend to steer clear of the political debate and focus
on their role as trend-setters, emphasising their lasting impact on Thai society, which is
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undeniable. They were able to transform outdated traditional music for new audiences
and, apart from criticisms of Suntaraporn as a mechanism of the state, research has also
showns some concerns with the content of their songs (Ajharn, 1992), linguistics
(Junlaprom, 2008; Phakkhaphanon, 2017; Phakkhaphanon, 2018) and structure
(Worawanit, 2016). Nevertheless, there is a dearth of academic literature concerning the
composition of Suntaraporn music and their legacy in Thai education, particularly
regarding the ubiquitous ramwong.
A traditional circle dance performed in pairs, ramwong was originally conceived
in Thai villages. The style is an evolution of ramtone and was traditionally accompanied
by local percussion instruments resembling drums, clappers and cymbals, as well as
traditional wind instruments such as the pi. Ramwong was promoted by the Thai
government during World War Two as a way to increase inner-city morale and divert
public attentions from jazz and swing music. The music grew a large fan-base among
middle-class citizens and benefitted from the influence of the Suntaraporn band, who
were responsible for its evolution by adding the popular Western instruments found in
jazz. The music was progressive enough to appeal to modern tastes and traditional enough
to satisfy government nationalism, which became a key feature of the new lyrics, if not
the melodies (Mitchell, 2011). “The Ramwong Songs of Suntaraporn” is a catalogue of
Latin-ballroom-inspired music created by Suntaraporn that further illustrates the
modernisation of traditional Thai music by Suntaraporn, who added different instruments
and textures. In doing so, Suntaraporn made traditional sounds fashionable. The band
appealed to new urban tastes by rearranging folk music with a Western edge, while
retaining certain recognisable folk elements, such as melisma (Maryprasith, 1999). Over
time, this new 1930s-40s genre would become the Western-style popular music that is
appreciated by today’s society.
Saxophones were the major addition to traditional ramwong performances by
Suntaraporn. The band recognised the versatility of the saxophone and it would become
a signature piece in their armory. “With a saxophone you can go from jazz to classical
music, from Latin to rock and soul. As you can influence the sound of the instrument to
a large extent, saxophonists can be equally at home in all those styles (Pinksterboer, 2007,
p.2). Thanks to this introduction by Suntaraporn and its acceptance in wider Thai culture,
the saxophone has subsequently been included in other traditional Thai ensembles, such
as mor lam and lae. Yet there is no systematic means of marrying modern saxophone
tuition with traditional ramwong melodies that retain homage to the original wind
instruments.
The Cultural Pedagogy of Traditional Thai Music
What is the nature of Thai music instruction? Actually, there is very little guidance from
the Ministry of Education about a preferred pedagogy, with only content being stipulated
(Narkwong, 2000). The problem with implementing a consistent vision is the disparate
nature of Thai schools, some of which are richly resourced and staffed, while others lack
both instruments and music teachers (Laovanich, et al., 2020). Not unlike surrounding
Southeast Asian societies, Thai music pedagogy is consequently dependent on the
instructor. Similar to maguru panggul, an Indonesian teaching methodology for gamelan
instruction, the Thai master-apprentice dichotomy is governed by heavy demonstration
from the expert and absorption by the novice (Jocuns, 2007). Rather than presenting the
material in its entirety, it is typical of Thai music pedagogy for the teacher to “transmit
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each new composition orally, phrase by phrase” (Miller, 2002). This is irrespective of
instrument and is also true for Thai students learning Western instruments from Thai
instructors (Rosen, 1999). The learning-by-rote pedagogy is a common feature of
traditional Thai education, but in the music sphere can be traced to the inheritance of
traditional musical styles by local people in rural villages. This is particularly true for folk
music, where teachers would instruct their disciples in their homes or at the local temples
(Moro, 2019). Learners and teachers rarely made a written record of their music, which
had much to do with illiteracy in the country at the time. Indeed, to some in Western
music circles this method of learning-through-imitation may not even be considered
teaching at all (Bakan, 1993). As education became Westernised, higher education
institutions played a greater role in the transmission of traditional musical culture. It
should be noted though that the teachers employed by these institutions were existing
players who had learned by “talking, remembering, observing a demonstration and
copying a model” (Eambangyung et al., 2012). The traditional pedagogy was thus
continued within higher education institutions.
There have been sporadic attempts to Westernise the pedagogy, such as the
introduction of the Kodály method by Mrs. Carolyn Kingshill at Payap University, but
these have been isolated and temporary (Narkwong, 2000). Actually, there are elements
of accepted international music education theory to be found within Thai music education.
Alongside the oral/aural transmission, Thai music instructors are expected to instill
personal characteristics in their pupils and assume a familial role not unlike the methods
advocated by Shinichi Suzuki (Chaingam and Onlamul, 2018). Moreover, the
incorporation of Western music within traditional Thai music education points to a
“reverse world music pedagogy” (Anderson & Campbell, 2010; Chandransu et al., 2020)
that merits further study. Yet, while there are developed curricula that include learning
about musical history, musical theory and musical notation, the practical aspect of
musical pedagogy for formal Thai musical education has been “superimposed upon
traditional methodologies: and remains very similar to informal pedagogy (Frank, 2014;
Santos, 2007). With this and the absence of Suntaraporn-specific literature, the researcher
saw fit to examine the process of learner development in closer detail through the use of
practice material for saxophonists in the ramwong style of Suntaraporn.
Methodology
This qualitative investigation was conducted in three stages. In the first stage, academic
articles, books, periodicals and other related literature were reviewed to gain
understanding on the development of ramwong, the history of the Suntaraporn band and
their influence on traditional Thai music. Once data had been synthesised according to
the research objectives, the researcher identified informants for data collection in the
second stage— research and development of practice material for saxophonists learning
the ramwong style of Suntaraporn. The criteria for selection of informants were
professional saxophonists with over ten years of playing experience and links to the
Sutaraporn band, either by performing in the group, collaborating with the group or
covering Suntaraporn songs in the ramwong style. The three saxophonists selected and
consenting to participate in the research were: (a) Thamrong Somboonsin, a member of
Suntaraporn specialising in Saxophone performance for ramwong. Somboonsin worked
with: (a) Suntaraporn founder, Khru Eua Sunthornsanan; (b) Yot Wisetsan, a professional
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saxophonist with a national reputation for excellence in saxophone playing; and (c)
Sekpon Oonsamran, a professional saxophonist known by the stage-name “Go Mr.
Saxman”, who has covered many Suntaraporn compositions in his professional career.
The work locations of the three respondents were consequently selected to comprise the
research area for the second stage of this investigation. Each of these venues was located
in Bangkok.
Each of the informants was interviewed to learn how they developed their ability
to play ramwong saxophone and gather their opinions on the steps student saxophonists
must take when practicing the genre. All data was validated by source triangulation to
compare the responses of each of the informants and subsequently analysed through
analytic induction and typological analysis according to the research objectives. During
interviews, the informants were also asked to recommend suitable songs for practising
ramwong saxophone. Based on these findings, the researcher developed practice
materials for saxophonists wishing to learn the ramwong style of the Suntaraporn band.
Firstly, four compositions played by Suntarapornand suggested by research informants
were identified as possible material for saxophone ramwong practice. The four songs
were: “Pleng Ramwong Dao Prasuk”, “Pleng Ramwong Mai Long Euy”, “Pleng Reung
Songkran” and “Pleng Ramwong Loy Krathong”. The main melody, saxophone melody,
chords and techniques used during these songs were then analysed and used to inform
creation of song-specific practice material for ramwong saxophonists. Two sets of
instructional material were presented to the three informants for verification and and
evaluation by email. The informants were asked to evaluate the material on a five-point
Likert rating-scale from 1-5 (Lowest to highest). The experts were asked to evaluate the
material in five categories: (a) the ability of the practice sets to meet the research
objectives; (b) the accuracy, clarity, and suitability of practice sets; (c) suitability of
format and process of practice sets for learning ramwong saxophone; (d) quality of
practice sets; and (e) benefits of practice sets for the development of academic music
instruction.
Upon approval, one of these practice saxophone sets was selected by the
researcher for the third stage of the investigation. The chosen set was presented to
saxophone undergraduate students to be trialled over a ten-week period. The students
were purposively selected from a masters-degree cohort taught by the researcher. All
students were saxophonists achieving above-average academic grades on the Woodwind
Skill 5 master’s programme with the Faculty of Education, Phuket Rajabhat University.
They were observed by the researcher during practice sessions. The researcher was
present as a participant (instructor) during the practice sessions, and the sessions were
also video recorded for further analysis. Following the practice sessions, students were
interviewed to give feedback on the practice experience. Observations and interview
feedback were then analysed and compared to initial expert recommendations to
understand the process of developing and educating learners in ramwong saxophone in
the Suntaraporn style. The results of the research are presented below as a descriptive
analysis.
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Results
Culture of Local Pedagogy and Selection of Songs
Interviews with the three informants revealed that full knowledge of traditional Thai
music is vital for the success of ramwong saxophonists. Specifically, respondents
emphasised the importance of familiarity with specific characteristics that differentiate
each traditional Thai musical genre. Listening was deemed one of the most important
skills during practice: “To practise this particular form, it is necessary to understand and
remember the main melody. Traditional saxophone education in Thailand requires the
learner to watch, listen and remember” (Somboonsin, personal communication, June 3,
2019). These sentiments were echoed by Sekpon Oonsamran and Yot Wisetsan, who
considered it “vital to listen to repetitions of the ramwong music until it has been
understood thoroughly and fluently” (Wisetsan, personal communication, July 3, 2019).
Knowledge of the specificities of each traditional musical genre is important, “but
especially the melodies, scales and rhythms, including techniques or tricks of the original
Thai form that can be incorporated” (Somboonsin, personal communication, June 3,
2019).
After interviews had been conducted, four songs were selected for development
of saxophone practice sets: “Pleng Ramwong Dao Prasuk”, “Pleng Ramwong Mai Long
Euy”, “Pleng Reung Songkran” and “Pleng Ramwong Loy Krathong”. “Pleng Ramwong
Dao Prasuk” is a song with melodies from traditional Thai music, which were originally
played with regional wind instruments. The researcher selected this song to epitomise the
proliferation of traditional Thai influences on ramwong music and the consequent
familiarity of saxophonists with traditional playing techniques. “Pleng Ramwong Mai
Long Euy” was chosen because it is a comparatively easy song to learn and can be
practiced using the pentatonic scale common in many Thai folk compositions. Even
though “Pleng Reung Songkran” and “Pleng Ramwong Loy Krathong” are both newly
composed songs and not based on folk or traditional Thai music, they are familiar to all
Thai people because of their connection to the annual Thai New Year and Loy Krathong
festivals. As agreed by Thamrong Somboonsin, “Ramwong music is derived from folk
music and traditional Thai music designed for villagers. The concept is ‘easy listening’,
so the main melodies of any practice material or new compositions must fit this mould”
(personal communication, June 3, 2019).
Development of Saxophone Drills
The process for creation of saxophone practice sets in the form of ramwong was as
follows: First, data from interviews with the three expert ramwong saxophonists was
analysed to extract pedagogical concepts for saxophone learning in Thailand. The results
revealed that prospective ramwong saxophonists must have a basic understanding of folk
song and the characteristics of traditional Thai music. The experts also insisted that
listening was a crucial part of the learning process and trainees should be expected to
listen to their teacher play the melody before attempting the tune themselves. In addition,
the student must be familiar with “the melodic intricacies, scales, chord positions and
techniques of traditional Thai music” which are incorporated throughout ramwong songs
(Oonsamran, personal communication, November 17, 2019). Following this analysis, the
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researcher learned how to play ramwong songs on the saxophone and selected four
exemplar ramwong compositions for further development. The main melody, saxophone
melody, chords and techniques used during these songs were then analysed. Results
informed the creation of practice materials. From the set of four drills, two were randomly
shown to the three experts. The two songs selected for verification and further evaluation
were “Pleng Ramwong Dao Prasuk” and “Pleng Ramwong Mai Long Euy”. The sample
set was refined to these two songs because they had stronger links to traditional Thai and
folk music playing styles than the festival songs. Experts felt these saxophone practice
drills met the research objectives and awarded a high suitability level. All respondents
concurred that this practice material was highly suitable for the acquisition of practical
saxophone skills. Informants added the comment that this study addressed a gap in
modern literature by developing educational material for ramwong saxophonists that did
not previously exist. Evaluation results are included below in Table 1. The only category
with an average evaluation result less than the highest satisfaction level was the accuracy,
clarity and appropriateness of the material. This was accompanied with the feedback that
some techniques require the learner to have specific listening and playing experiences,
thus they felt that ‘written instruction without teacher guidance may never be fully
appropriate for this genre’ (Somboonsin, personal communication, June 3, 2019).
Table 1.
Evaluation of practice material for ramwong saxophonists by academic and professional experts
Criteria
Expert
Level of Satisfaction
Lowest
Low
Medium
High
Highest
Practice material
is comprehensive
and consistent
with research
objectives
Thamrong
Somboonsin
X
Yot Wisetsan
X
Sekpon
Oonsamran
X
Practice material
is accurate, clear
and appropriate
Thamrong
Somboonsin
X
Yot Wisetsan
X
Sekpon
Oonsamran
X
Practice material
is conducive to
the learning of
ramwong for
saxophone
Thamrong
Somboonsin
X
Yot Wisetsan
X
Sekpon
Oonsamran
X
Practice material
is of a high
quality
Thamrong
Somboonsin
X
Yot Wisetsan
X
Sekpon
Oonsamran
X
Practice material
is beneficial for
the development
of academic
music instruction
Thamrong
Somboonsin
X
Yot Wisetsan
X
Sekpon
Oonsamran
X
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The researcher considered “Pleng Ramwong Dao Prasuk” to be the song with the
closest links to traditional Thai songs. This practice set was thus selected and presented
to undergraduate students. The subjects practised during the second academic term for
ten consecutive evenings.
The “Pleng Ramwong Dao Prasuk” Practice Set
The “Pleng Ramwong Dao Prasuk” materials and each of the other practice sets were
developed with the same four-part structure: (a) History; (b) The ramwong form; (c) Sheet
music; (d) Practice drills. Specific details for “Pleng Ramwong Dao Prasuk” are given
below.
Part I – Cultural History of Suntaraporn and Ramwong.
Ramwong is an evolution of traditional ramtone. It is the preferred musical genre of rural
Thai people. Its name is derived from the Thai words meaning to dance (ram) and circle
(wongklom). Dancers usually partner with members of the opposite gender and dance to
percussive rhythms, provided by drums, cymbals and clappers. The theme of the music
revolves around courtship, and the lyrics add to the flirtatious atmosphere created by the
dance and music. All dancers improvise their movements, and these are determined by
the personal style of the performers and their current mood. This particular form of dance
gained popularity in urban centres during World War Two and the music was promoted
by the government as a method of fostering a national unity and spirit. Ramwong appealed
to modern tastes and was soon a fixture in social gatherings among all classes. The
widespread acceptance of the dance led to adaptation for the stage, which included the
addition of music and costumes. These developments led the government, specifically the
Thai Public Relations Department, to establish a musical group to merge traditional music
and the equally popular musical tastes of the West.
Suntaraporn was created as the consequence of an advertisement posted in 1941
by Mr. Vilat Osatanon, Director-General of the Thai Public Relations Department. Mr.
Osatanon sought a band that could play regularly on the radio station set up by the
department, and at occasional, formal, government-sponsored events. Khru Eua
Sunthornsanan, an established musician of the era, responded by forming Suntaraporn,
who played under the department name on the radio and at official events and under the
name Suntaraporn privately. Suntaraporn gained great popularity because it was made up
of the most skilled musicians who could blend and harmonise multiple genres, sounds
and styles. Suntaraporn became famous for their ability to transform outdated traditional
music into contemporary, innovative compositions that simultaneously complimented
Thai dance movements.
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Figure 1. The main melody (concert key) for “Pleng Ramwong Dao Prasuk”.
Main
melody
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Part II - Understanding Ramwong.
Suntaraporn ramwong performances mixed traditional domestic and international styles.
The musicians transformed Thai melodies and structures into modern compositions.
Therefore, it is important that musicians using this training material first comprehend
some basic principles:
1. Players must first have a foundational working knowledge of musical theory,
which is necessary for the analysis and explanation of ramwong form and
structures. The musician must be able to read modern musical notation and should
possess a strong comprehension of minor, major and pentatonic scales in addition
to knowledge of chords and intervals.
2. Considering the intention of this material is advanced training of saxophonists,
the musician must first have appropriate skill in saxophone playing.
3. Suntaraporn ramwong performances require the musician to understand the
traditional music techniques of Thailand in addition to the tone of original Thai
ramwong.
4. Improvisation is a key component of ramwong that has been retained from its
roots in folk traditions. The performer must therefore develop improvisational
skill that enables the variation of melodies to suit the atmosphere.
In addition to understanding modern musical theory, the saxophonist must have a
complete education in Thai musical concepts and theory.
Part III - Saxophone for Suntarapornramwong: “Pleng Ramwong Dao Prasuk”
“Pleng Ramwong Dao Prasuk” is based on traditional Thai music. The tempo is fast and
the time signature is alla breve (cut time), with two minim beats per measure. The
metronome mark is = 95. The song is played in a G scale (concert key) with the majority
of the melody played in a G pentatonic scale (G, A, B, D, E), although there is a C# in
the 17th bar. The chords used are I, VI, Vi6 and V (G, Em, Em6 and D7/A). Sheet music
for the main melody and saxophone are included below (Figure 1).
Part IV - Saxophone Practice Material: “Pleng Ramwong Dao Prasuk”
The saxophone melody was analysed and specific learning points identified within the
music. For example, there is a disjunct melodic motion as shown in the third bar of the
saxophone melody where the player is required to skip from G to D (Figure 2).
Figure 2. The 3rd bar of the saxophone melody
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Perhaps most interestingly, the saxophone melody incorporates syncopation,
which is notably absent from conventional ramwong music. This is evident in the seventh
and eighth bars (Figure 3).
Figure 3. The 7th and 8th bars of the saxophone melody
Findings were used to compose nine practice sets for lead saxophone, ten sets for
the melody and eleven more sets for solo saxophone. Extracts from each set are illustrated
below (Figures 4-6). These drills are to be played by the teacher and imitated by the
student, as is common in traditional Thai music pedagogy.
Figure 4. Practice 1—lead saxophone.
Figure 5. Practice 10—melody.
Figure 6. Practice 20—solo saxophone.
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The practice material was then presented to undergraduate students, who worked
through the drills over ten consecutive weekly sessions. When the practice materials were
played by saxophone undergraduate students, the researcher observed an ability to
reconstruct the required notes properly, but an inability to incorporate accents, techniques
and methods associated with traditional Thai performances. The students showed that
they could do this only after having been shown or after having listened to an example.
This reflection corresponds to the original interviews with key informants who separately
attested that “the musician must learn from rote learning and memorisation” (Wisetsan,
personal communication, July 3, 2019) and that “the aspiring performer must observe
their teacher and copy that style” (Oonsamran, personal communication, November 17,
2019). Interviews revealed that the students were encouraged to learn the ramwong music
due to prior knowledge of the song. This certainly supports the original selection of
familiar songs and reinforces the sentiments of the professional teachers who described
familiarity with the melody as a significant advantage for prospective ramwong
saxophonists. However, the learner needs to know more than the tune before learning to
play a ramwong song: “It is important for the performer to be familiar with common
scales, especially the pentatonic scale, and chord positions for ramwong-style music”
(Wisetsan, personal communication, July 3, 2019). The origins of ramwong are found in
the traditional music of indigenous people. Therefore, before learning ramwong songs,
“the performer must first understand the traditional playing methods” (Oonsamran,
personal communication, November 17, 2019). Initially, the interviewees felt unable to
use the traditional styles without listening to examples. The students concluded that
listening to or, better still, watching a demonstration was a major factor in playing success
because the style was so unfamiliar.
Discussion
Thai music is driven by its melody and although there are multiple parts in a single song—
these are not harmonised in the same way as the West. Instead, they each play a variation
on the main melody that is unique to that particular instrument class. These simultaneous
sounds are layered and meet at stressed beats to coincide with the main melody (Morton,
1976). They diverge on unstressed beats. Thai music therefore ebbs and flows from stress
point to stress point guided by the percussion instruments (Wright, 1968). The primary
reasons for difficulties in self-teaching saxophone melodies for traditional Thai music are
the differences between the Thai and Western notation and tuning systems. Traditionally,
Thai notation is a memory tool and not something that is strictly adhered to—normally
the melody is only written as an outline. As Volk (2006) explains:
The Thai tuning system divides the octave into seven equidistant intervals and there is
no standard pitch level … To learn the complete song with its proper ornamentation,
idioms and style, a student must work with a teacher … Western notation can easily be
used to transcribe this as long as the performer realizes that the pitches written are
symbolic of the intervallic distances only and not the actual sounds of the pitches since
the tuning systems are so different (p. 245)
Therefore, to play Suntaraporn ramwong melodies on the saxophone, the
musician must first have a working knowledge of traditional techniques. The accents and
methods of traditional music are too difficult to explain in abstract terms to learners with
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no prior experience of their sound and style. Individuals must listen and watch to develop
an appreciation of the musical and technical requirements. This supports many of the
advocates of the Thai rote learning system, which is a pedagogy practiced throughout
Thai education. Imitation enables the student to develop not only the sounds of their
teacher, but also their posture, manners and techniques (Campbell, 1987). Despite being
frowned upon by many teachers and scholars in the West and regarded as outmoded
(Nolte, 2019), Thai music expert Terry Miller argues that, although “the rote system is
very time-intensive … it's also very thorough—you never forget the music” (Campbell,
1994, p. 22). In support of his opinion, research by Finney and Palmer (2003, p. 51)
showed that “auditory feedback during learning significantly improved later recall.”
Saxophone training material developed during this research project was standardised
using modern international notation but it remains necessary for learners to possess
knowledge of traditional music so that they are able to accurately represent authentic
ramwong sounds in their performance. Historical knowledge of ramwong will also
accelerate their learning.
Following examination of Thai classical music education, Wisuttipat (2020)
concluded that “oral transmission and rote learning are key to transmitting ideas about
cultural identity.” The inclusion of a holistic cultural approach in these practice sets is a
nod towards national strategies for the maintenance of traditional culture. In order to
ensure continued inheritance, it is suggested that the history of significant musicians, such
as Suntaraporn, is woven into music curricula at the higher level. Suntaraporn are
particularly important due to their huge influence on the evolution of traditional music in
Thailand. Clearly there are nationalist connotations associated with the band, but their
importance in the evolution of Thai music cannot be overlooked. It is recommended that
undergraduate music students become familiar with the basics of Thai music, regardless
of their musical major, to ensure that this national cultural heritage is conserved. This has
the potential to generate interest and stimulate young musicians to innovate alternative
versions of traditional music, as Khru Eua Sunthornsanan did so successfully.
The research informants all identified the importance of recognising
characteristics of different genres of traditional music. Consequently, it is recommended
that listening activities accompany the practice sets as part of an overall learning method.
There should be further investigation of listening as a pedagogical approach in order to
incorporate such activities into a complete method that could teach both technique and
style. The sets developed during this investigation may be used for saxophone instruction
in the ramwong style. To secure more accurate results and further suggestions for
improvement, it is important that the drills are tested with a greater number and wider
variety of students. The researcher would also like to suggest that further research is
conducted about other ground breaking developments made by Suntaraporn and how
other genres of traditional music have been transformed towards modernity. It is hoped
that findings from this investigation could be used in the field of cultural conservation
and contribute to the process of standardising saxophone education in Thailand,
especially with the inclusion of saxophone musicians in traditional Thai bands.
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Biography
Pramote Phokha is an assistant professor of music education within the Faculty of Education at
Phuket Rajabhat university. He received a master of arts in Music Education from Mahidol
university in 1998 and was subsequently awarded a PhD in Music Education in 2013 from the
College of Music, Mahasarakham university.
|
Malaysian Journal of Music Vol. 10 No. 1 (2021) | . | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/366 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/5450 | Editorial | The Malaysian Journal of Music, Volume 10, Issue 1, comprises six articles that present current issues in ethnomusicology, music education and composition from Thailand, Philippines and Italy. Four articles on music education emphasise the importance of musical activities in enhancing social and emotional skills, the importance of integrating local approaches to teaching traditional music and the development of the music curriculum in public and private institutions. This volume presents one article on practice-led research which highlights the art of practice as research. This methodology is an approach to research that is gaining popularity among music researchers. An article that frames the compositional techniques of two composers from different regions of the world under a western philosophical concept is also presented. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/5450/3041 | [
"Clare Suet Ching Chan has a PhD in Music (Ethnomusicology) from the University of Hawai`i at Manoa (2010); Master of Arts (Ethnomusicology)(2002) and Bachelor of Arts (Music)(1998) from Universiti Sains Malaysia, Penang. She holds ABRSM and Trinity College of London graded examination certificates on piano, violin and voice. Clare was the Deputy Dean of Research and Graduate Studies at the Faculty of Music and Performing Arts in Universiti Pendidikan Sultan Idris (UPSI) from 2011-2017. She is now an associate professor and the Chief Editor of the Scopus and Web of Science indexed Malaysian Journal of Music. She is also the Southeast Asian Musical Traditions theme chair of SEADOM and the International Council of Traditional Music (ICTM) national liaison officer. Her research interests include issues of heritage, education, nationalism, tourism, postmodernism and digitalisation in music. She has won several innovative education awards and published on Chinese and indigenous Orang Asli music.",
". "
] | !
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Cite this editorial: Chan, C. S. C. (2021). Editorial. Malaysian Journal
of Music, 10(1), iii-iv. https://doi.org/10.37134/mjm.vol10.1.7.2021
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|
Malaysian Journal of Music Vol. 9 (2020) | creativity, innovation, intellectuality, moderen, new music, tradisi | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/324 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/2715 | Answering Questions, Questioning Answers: Understanding Tradisi and Moderen in the Intellectual Process of Balinese New Music Creations | In Bali, compositional process in music was traditionally more intuitive than conceptual. The recreation of beauty in nature through musical expression and melodic ideas was and is still thought to be sufficient for many to form a musical repertoire. However, these examples may be perceived as naïve, straightforward, or simplistic expressions in comparison to newer styles of Balinese musical composition. This article discusses how the terms ‘traditional’ and ‘modern’ are understood by academic and non-academic Balinese artists (both musicians and composers alike), and the extent to which they influence the aesthetics of Balinese composers’ musical creations. Initially, I examine the historical dimension of Balinese compositions with all of its challenges, considering the terms ‘traditional’ and ‘modern’ as important to the understanding of the development of Balinese musical creations. I explore some new works for gamelan by Balinese composers, and further address some of the problems that arise in the development of Balinese music. Senior Balinese musicians/composers believe that local wisdom provides the foundation of Balinese music while the assimilation of global culture allows young musicians to innovate and develop their music without abandoning their indigenous identity. Younger Balinese composers are not only accepting, recreating, and changing established traditional/older music and ideas, but are now developing deeper, more intellectual methods of composition, expanding possibilities, and individual creativity to new levels. Older music is part of a new musical construction tailored to the way that composers create their works. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/2715/2499 | [
", born in Ubud, Bali, is one of Bali’s most renown musicians and composer. He teaches and performs across Bali and internationally. He is a professor at the Indonesia Institute of the Arts in Denpasar. After graduating from the Indonesian Arts Institute, Denpasar, he studied at the University of British Columbia (UBC) where he received his MA and PhD in Ethnomusicology. He was commissioned by the Canadian government to perform at the 2010 Winter Olympics in Vancouver, Canada. He also performed at the opening ceremony of the Asian Games held in Jakarta in August 2018 and Carnegie Hall, New York in 2008. He has published a book about the future of Balinese sacred ensemble (2019), and recently produced three CDs of his new works for Gamelan with Gamelan Yuganada (2019 and 2020). His current research is focused on the development of new music in Bali. "
] | I Wayan Sudirana
1
Answering Questions, Questioning Answers:
Understanding Tradisi and Moderen
in the Intellectual Process of Balinese New Music Creations
I Wayan Sudirana
Music Department, Faculty of Performing Arts
Institut Seni Indonesia Denpasar
Jalan Nusa Indah, Sumerta, Denpasar, Bali, 80235
e-mail: [email protected]
*Corresponding author: [email protected]
Published: 1 July 2020
Cite this article (APA): Sudirana, I. W. (2020). Answering questions, questioning answers: Understanding tradisi and
moderen in the intellectual process of Balinese new music creations, Malaysian Journal of Music, 9, 1-16.
https://doi.org/10.37134/mjm.vol9.1.2020
Abstract
In Bali, compositional process in music was traditionally more intuitive than conceptual. The recreation of beauty in
nature through musical expression and melodic ideas was and is still thought to be sufficient for many to form a musical
repertoire. However, these examples may be perceived as naïve, straightforward, or simplistic expressions in
comparison to newer styles of Balinese musical composition. This article discusses how the terms ‘traditional’ and
‘modern’ are understood by academic and non-academic Balinese artists (both musicians and composers alike), and
the extent to which they influence the aesthetics of Balinese composers’ musical creations. Initially, I examine the
historical dimension of Balinese compositions with all of its challenges, considering the terms ‘traditional’ and
‘modern’ as important to the understanding of the development of Balinese musical creations. I explore some new
works for gamelan by Balinese composers, and further address some of the problems that arise in the development of
Balinese music. Senior Balinese musicians/composers believe that local wisdom provides the foundation of Balinese
music while the assimilation of global culture allows young musicians to innovate and develop their music without
abandoning their indigenous identity. Younger Balinese composers are not only accepting, recreating, and changing
established traditional/older music and ideas, but are now developing deeper, more intellectual methods of
composition, expanding possibilities, and individual creativity to new levels. Older music is part of a new musical
construction tailored to the way that composers create their works.
Keywords: creativity, innovation, intellectuality, moderen, new music, tradisi
Introduction
American ethnomusicologist McGraw (2013) states that there has been a prolonged polemic amongst
academic and non-academic musicians in Bali, that claims that modern choreographies and compositions
carry ‘the wind of fear’ to ‘destroy tradition’ merusak tradisi. McGraw wrote,
In the background, a radio transmitted frequency 96.5, Radio Global Bali, and on a call-in discussion about
Balinese dance, a long-time listener, first-time caller speaking in clear, urbanized Indonesian free of the usual
peppering of Balinese complained that modern choreographies and compositions were threatening to ‘break
tradition’ merusak tradisi (McGraw, 2013, p. 68).
The discussion on ‘Global Bali Radio’ is interesting because it involved not only musicians and composers,
but also a wide range of art-loving communities as well as a diversity of ordinary people within the modern
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Balinese community. The discussion led to the argument that the presence of modern choreographies and
compositions in general is directly disrupting the continuation of Balinese traditional arts. On the issue of
merusak tradisi, Balinese musician and composer, I Wayan Gde Yudane, expressed his disapproval in the
strongest terms with the existence of the very categories ‘tradition’ and ‘modern’ when used in the context
of new musical creations. Yudane said the terms were actually illusory, unrelated to music-making and have
a destructive effect on a composer’s creativity. He claimed that the terms should be avoided with respect to
the creation of new works, since they form a barrier to the development of new ideas by composers and
choreographers who have exerted this power for decades. He likened their effect to a kind of intellectual
constipation that serves the existing political/governmental order (Yudane, personal communication, May
2018).
After completing my studies in Canada and returning to Bali in 2013,1 I encountered somewhat
critical subjective comments from senior Balinese musicians regarding a new piece for gamelan that I had
composed.2 The issue of merusak tradisi was indirectly expressed to me after the concert.3 Some of the
senior musicians thought that I disobeyed pakem (traditional musical rules) in my composition. However, I
fully understood the need to value the inherited musical traditions. Indonesian philosopher and literary critic
Sumardjo (2000) states that traditional arts as living traditions are very rare, and artists as ‘value-free’
human beings deserve to care about the values of inherited art works (p. 338). Following this encounter
with my own work, I began to consider several questions—how should Balinese composers and musicians
engage this artistic inheritance? Should we use the elements of traditional artwork to create modern art?
Should we continue the tradition of art as it was created within its original context? Should we interpret and
give new values to our traditional art?
This article discusses how the terms ‘traditional’ and ‘modern’ are understood in the context of
academic and non-academic Balinese musicians (both performers and composers), and the extent to which
they influence the mindset of the Balinese composers’ musical creations. The first part of this article will
examine the historical dimension with all of its challenges. The investigation of the concepts of ‘traditional’
and ‘modern’ and how they are defined in contemporary Indonesian society is important to understanding
the development of Balinese musical creations. This article will then go on to analyse new works for
gamelan, and address some of the problems that have arisen in the development of Balinese music. Senior
Balinese musicians/composers believe that local wisdom is a foundation while the assimilation of global
culture allows young Balinese musicians to innovate and develop without leaving their indigenous identity.
Tradisi vs Moderen
Tradition is generally defined as a habit that has been carried out continuously for a long time and becomes
part of the life of a group of people in the same country, culture, time and religion. Sudirana quoted that,
“tradisi adalah adat kebiasan turun temurun dari nenek moyang yang masih dijalankan oleh masyarakat;
penilaian atau anggapan bahwa cara-cara yang telah ada merupakan yang paling baik dan benar (tradition
is a hereditary custom which is passed down from ancestors and still used by the community; the assessment
or belief that existing methods are the best and correct ones)” (2019, p. 129). Both of these understandings
usually underlie the mindset of the Indonesian people in literally understanding the meaning of the word
‘tradition.’
The perception of ‘tradition’ as static or a non-continuous process of development is still an obstacle
that may restrict creativity for most Indonesians. Composer and ethnomusicologist Dieter Mack, who has
lived, studied, and taught in Indonesia since 1978, states:
For most Indonesians, awareness of its history is less of a continuous development process from time to time
(understanding of linear development). Tradition is more like something that does not change (circular or
even ‘round’ and without a dimension of time travel), something more static with absolute values. (Mack,
2001, p. 34)
Mack notes that many Indonesian musicians tend to be overprotective of their long-inherited habits. For
him, Indonesian musicians should recognise when to protect their inherited habits. Are these practices still
in accordance with today’s environment? Do they continue to have useful values for the development of
human civilisation?
Moderen comes from the Latin word which means ‘now.’ If we restrict our understanding to the
literal meaning of the word, the scope of moderen becomes very narrow. Even though moderen in the
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broadest sense—in this case the word moderen has turned into an official term, ‘modern’, and it is used
widely in formal and informal discourses—is a change in the system of civilisation that has gone through a
long process. When did this change begin? This is rather difficult to trace because every civilisation has its
own historical dimensions based on the social complexity of its people.
When viewed from the historical dimension of Indonesia, modernisation in Bali, can be said to have
occurred after Indonesia’s independence in 1945 or at the beginning of the emergence of the ‘New Order’
after the mass killings of 1965-66 (Vickers, 2005, pp. 142-168). This was a time when modern identity was
somehow imported directly from Western countries after Indonesian independence (Supanggah, 2003).
From this point onwards, everything began to be viewed in terms of its benefits, its ease of being attained
by the community. ‘Modern’ came to signify being rooted in pragmatic thinking, considering scientific
concepts based on theory and law. In other words, ‘modern’ was equated with being rational and expunging
irrational beliefs.
In the 1930s the term ‘modern’ was adapted in the Indonesian language to moderen. At the same
time, the the word traditie became tradisi. In Bali, the use of the term moderen was associated with the
imagination of life outside the caste system that was put in place by the Dutch. That is, “Bali's modern
subjectivity is a state that frees its people from colonial control and caste rule systems, links Western
humanism and Indian theosophy, and demonstrates various kinds of inspiration within the modern Balinese
society” (McGraw, 2013, p. 18). From the 1930s onwards, Balinese society has been influenced by Western
life which emphasised equality and the social function of human beings, along with the application of
religious doctrine and mysticism.
Merusak Tradisi (Breaking Traditions)?
The fundamental aspect to think about now is to return to the notion that the emergence of Balinese modern
choreographies and compositions threatens the continuation of Balinese traditional art. What causes many
senior Balinese academic artists to have this opinion? Is this merely an attempt to protect the continuity of
traditional Balinese arts? Or is there another reason behind it? Simply speaking, does ‘tradition’ really mean
an ‘absence of changes’? How do most artists (and also intellectuals) understand tradisi? Is there a clear
mapping in understanding tradisi and moderen?
All of these questions arise out of a misunderstanding that has been prevalent amongst young
Balinese artists for decades.4 After graduating from Institut Seni Indonesia (ISI) Denpasar in 2002, I felt
afraid to express, innovate, or just simply to start new things to forge my personal identity. This feeling of
fear was also expressed by Putu Adi Septa Suweca Putra, one of the young composers who came to work
seriously on new music for gamelan (personal communication, 25 February, 2018). There are many
Balinese musicians and composers who now understand that tradition will always change. They understand
the linear and historical dimensions of tradition, and this provides them with a visionary view. However,
there still are Balinese musicians and composers who advance only by ‘copying/accepting’ and who
embrace a circular paradigm for history, this perspective may result in confusion in deciding their next steps.
The influence of authority actually plays an important role in shaping the direction or development
of tradition. There have been times when Indonesian government bureaucrats fear the influx of profound
foreign influences. Most of these influences are considered by Indonesian government officals to be
disrupting the continuity of traditional art forms. The bureaucrats state: “if this situation continues, our
traditional arts will fade away.” Contrastingly, Indonesian clarinetist and composer Hardjana answers this
statement in a straightforward way, writing, “the traditional arts of a nation that have been pioneered for
centuries will not die, unless the tradition is buried with his people” (Hardjana, 2004, p. 63). This dialogue
provides context for the two different perceptions between national cultural (ruler/authority) and academic
(practitioner) cultural observers. But both national authorities and cultural practitioners actually aim for the
continuation of inherited cultural heritage.
Understanding the concepts and goals of modern art is an urgent matter. The realm of
conceptualisation is indeed fraught. We cannot only say that the things we create are in accordance with our
own will. In the area of conception, music is not only an intuitive thing that allows our minds to be unfettered
to enjoy the beauty and sounds of nature, the singing of birds, or the leap of a frog, all of which are only
translated into simple and natural expressions. Music, as a concept, is a portrait of a human and intellectual
view of life, which is translated by measurable methods and experiments with clear directions to project the
time with the music itself (Wayan Gde Yudane, personal communication, March 28, 2018). In Balinese
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music, we have inherited this mindset from the era of the emergence of the kebyar (flashy) style in North
Bali, and it is a milestone in the modern era of Bali.
In the realm of tradition, people are accustomed and comfortable listening to (or witnessing)
something they have inherited from generation to generation; something that has been agreed upon for
decades. Their imagination has been directed to appreciate ‘safe’ artistic choices, and usually without
knowing deeply the textual and contextual analysis of the arts. In the modern (new/recent) realm, by
contrast, the creation of art often implies an updated consciousness. This often makes most audiences
confused about how to enjoy contemporary modern art. On the contrary, today art (including music) is often
associated with entertainment, which ‘spoils’ the listener’s ears. In Sjukur (2012), Jero Wacik, the former
Indonesian Minister of Tourism in the reformasi era (1998 until today) states:
[…] culture can bring in foreign exchange; so it’s like merchandise. That is dangerous. Art is a materialistic
need. For example, in Bali there are many tourists. Many performances are summarised because tourists don't
have much time. If it is performed all night, the tourists will not enjoy it. In Solo (Central Java) there is also
the short version of Wayang Kulit (puppet shadow performance), or it is called pakeliran padet. But, besides
that, how do we preserve the tradition? Tradition is considered as wisdom that is no longer needed…today,
people only want something easy/instant/practical. (p. 24)
Composer Slamet Abdul Sjukur echoes this assertion,
While the important part for most people is what can be held or seen, and if this view is still there, it remains
difficult. During this time, art, including music, is nothing more than entertainment. As long as people still
think about it that way, we are still an ‘orphan.’ We are oppressed by our ignorance if we still consider the
art solely as entertainment. (Sjukur, 2012, p. 24)
What is the important part in projecting our art? Is art projected as a commodity in fulfilling
materialistic needs? Or is art an identity that projects the intellectual values into the modern realm?
Ironically, many cultural observers still have an opinion that tends to ‘dwarf’ the conceptual domain of art.
Art is often regarded as merchandise to be sold to a consumer. Making art a valuable asset in the world of
tourism is a natural thing. But whatever is done should go through stages of development with a clear vision.
I am sure that Jero Wacik, with his expert staff, has considered this. But we must realise that Indonesia is
actually facing a very heavy ‘stream’ of the impact of global world competition. Commercial culture (art)
is deliberately raised as a powerful weapon of capitalists who have changed the mindset of people today.
This is related to practical culture—that which is instant, easy, and can be manipulated in all circles. In this
context, art seems to be a ‘whore’ of consumers’ tastes. Meanwhile, in the realm outside of commercial art,
art is created seriously and with visionary conceptualisation. This new form of art is often difficult to find
a place within the environment built by the capitalists (Sjukur, 2014, p. 310). This is the dilemma that is
often found in the Indonesian (Balinese) art scene today.
Traditional art (or that which is labeled tradisi), as previously stated, is sometimes easy to sell
because of its naïve expressions. In response to the capitalist competition in this global era, government
programmmes tend to emphasise the kearifan lokal (local wisdom) in the craft objects making procedures.
(Comaroff and Comaroff, 2009; Picard, 1990). Traditional art is believed to be able to compete in a
straightforward manner because it is considered part of national identity. In fact, in accordance with Sjukur’s
statement above, most of the steps taken by the government tend to present traditional art as an object that
can be ‘polished’ or ‘packaged’ to fulfill the needs of the consumers. The motto of kearifan lokal seems to
be a widely applied label meant to evoke the unique flavour of Indonesia’s best-selling merchandise.
However, art should be placed as a subject that can take advantage of the kearifan lokal motto to become
the basic foundation for creating the arts with a thoughtful intellectual conception adapted to this new era.
According to Mack’s research in Indonesia, contemporary is considered a standard form, a ‘certain
style’ or ‘freestyle’: just as there is a general understanding of the term ‘tradition’ as something that cannot
be changed. In other words, tradition (first point) is something that must be preserved and must not be
changed or damaged. He concludes, “Therefore, it is not surprising that artists who want to develop a type
of traditional music are often accused of ‘destroying traditional values.’ Even though they do not want to
erase the existing ones, they just want to add something” (Mack, 2001, p. 34). From this statement, it is
clear that there is a strong fear about the extinction of a tradition.
Things that are contemporary (second point) are interpreted as having a certain style, which is free,
or even arbitrary. When viewed from the understanding of tradition as explained in the first point above,
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we are reminded of the awareness of the historical dimension of Indonesian society which tends to think of
tradition as circular, even without the dimensions of traveling time (round). This is understandable because
it is directly related to politics, tourism and power. The second point is based on ignorance of the
understanding of the historical dimension of Westerners who view history from the perspective of linear
progression (traveling from time to time). This is fatal, and a solution to improve this misleading mindset
should begin to be considered.
Reflecting on the Predecessors
Bali has had great, modern and visionary artists since the 1920s who understood that tradition is a
continuous process. These visionary artists included the late visionary painter I Gusti Nyoman Lempad,5
the sculptor Ida Bagus Njana, and the great composer I Wayan Lotring.6 Lempad and Njana were two artists
who founded the Pitamaha Ubud, the organisation of artists facilitated by the Ubud palace, the painter
Rudolf Bonnet, and Walter Spies. Both Lempad and Njana had a visionary mindset on the aesthetic patterns
of painting and sculpture, which were born from the artists’ own consciousness. The traditional puppet
(wayang) paintings that were previously non-realist (Figure 1), were broken down and ‘dismantled’ by
Lempad’s persistence in utilising his own skill as a painter, imagination, and interpretations of Balinese
philosophy of life. In Lempad’s paintings, traditional wayang was transformed into a realistic form and
realist vision as a Balinese human in the context of philosophy. The wayang figures drawn by Lempad tend
to be thin and long, interpreting thematic daily life of Balinese, Hindu mythology, Ramayana, Mahabharata,
and local legends (Figure 2).
\
Figure 1. Traditional Wayang Painting (Source: I Gusti Made Bagus Putra Atmaja (Great Grandson of I Gusti
Nyoman Lempad, 2019.
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Figure 2. Work in Lempad’s Style (Source: I Gusti Made Bagus Putra Atmaja, Great Grandson of I Gusti Nyoman
Lempad, 2019).
Along with Lempad, the work of the late Njana evoked a specific concept related to this process:
ape ade anggo (whatever is available in front of us, that is what we are going to use as an artwork). Thematic
visualisation also inspired the work of Njana. The figures displayed in his sculptures adapt to the natural
shape of the wood in front of him: if the available wood was large, the statue was adjusted to the anatomical
shape of a human body at a larger scale. If the available wood was small and long, the resulting sculpture
was a very thin and long statue, but the anatomical structure of the human body was perfectly visualised
(Figure 3).
Figure 3. The sculpture of Ida Bagus Njana (Source: Ida Bagus Alit, the son of Ida Bagus Njana Tilem, 2018)
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Figure 4. The sculpture of Ida Bagus Njana (Source: Ida Bagus Alit, the son of Ida Bagus Njana Tilem, 2018)
Lotring, a gamelan teacher and composer, presented patterns of kotekan (interlocking figurations)
and unique or distinctive melodic progressions that are believed to have never been heard before. Lotring
also proclaimed himself as the first composer for Balinese gamelan in the 1930s—something that individual
composers had rarely done prior to him. Most of Lotring’s compositions break the pakem (musical rules)
of the traditional pieces, such as the pakem of legong (a court dance tradition) and lelambatan, (a traditional
temple music), into a more expressive form and non-restrained melodic progressions in a free style. The
structure of the pieces and melodic patterns from Lotring’s compositions are mostly flexible with
unpredictable dynamic and tempo changes, and the application of some odd meters in some transitions of
the pieces. Because of these innovations, Lotring became a composer whose works have so far been
respected not only in Bali, but also internationally.
How did Lempad, already have this mindset in the 1920s? Why do we, as the generation born in
the era that is said to be the modern era, tend to experience stagnation or ‘drought’ of visionary and brave
ideas that differ from what Lempad, Njana and Lotring did in their era? Indeed, there are times when
stagnant conditions can occur at certain times. Nevertheless, will we just accept this stagnation and be
resigned to only being a well-behaved audience?
An open mindset towards outside influences and the ability to assimilate these influences are the
starting point of the restoration. Balinese artists are now expected to open themselves and occasionally
selehin umahe uli disisi (see your house from the outside)—because when we get out of our own house that
is where we can objectively see our house (Sudirana, 2013, p. 15). Lotring lived and studied in Surakarta
for a few months. Arriving in Bali, he composed a song entitled ‘Gonteng Jawa’ (now popularly known as
‘Solo’), with a Javanese melody integrated with Lotring’s characteristic ornamentation. A visionary, open,
and purposeful mindset is the path of hope that is awaited for today in addressing the development of
Balinese new music in the era of globalisation.
While cultural and artistic conservatives argue that tradition requires protection from outside forces,
some composers often reject classical specialisation and persistently defend the local traditions ‘against’ the
modern with its universal and global values. A novelty that transcends innovation, similar to the global
avant-gardism is considered to be found in its own territory, while ideas that are deemed sophisticated and
advanced in the world of Western-style modernism may look like the ancient work commonly described in
lontar (Balinese palm leaf writing or traditional scriptures). This statement emphasises that the global is not
a hegemonic force and that only has the potential to destroy. We, as a generation of Balinese artists, must
always assume that contemporary global culture will not only put pressure on and destroy cultures that are
outside its path (Sudirana, 2013, p. 183). How can we understand what is ‘tradition’ and ‘modern’ using
our own skill and intellectual abilities to address the progress of this fast-paced and sophisticated era?
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Imaginasi and Nalar
In 2006, senior composer Slamet Abdul Sjukur gave an analogy of the process of creativity in music:
If you wait for the command from your brain, in martial arts, you will lose the momentum or be hit first.
Firefighters must move quickly without waiting for orders. It is a similar situation for the pick-pocketer.
They should not hesitate when finding the right moment to act (personal communication, 2012, p. 12).
The process of creation starts from an intention to create, all the way through to the completion of the work.
Sjukur reminds us to quickly respond to all forms of imagination that comes into our minds. Inspiration
cannot be planned or designed. It comes suddenly. This is the case with composers. Composers need to be
ready to process what they imagine into concrete musical forms using their experiences and technical skills.
No matter how big the imaginings are, if the mind does not have sufficient ability to process them, no
concrete musical ideas will be established.
The ability to process imaginings and inspirations into some patterned musical languages needs
nalar, a logical reasoning of the composer: Nalar shapes imaginings of the unconscious minds into the
concrete forms of musical ideas. As Yudane said, “Imaginings will not be able to form concrete musical
ideas. We need ‘nalar’ or intellectuality, which leads the process of realising all forms of imaginations or
inspirations” (personal communication, July 12, 2018). ‘Nalar’ for Yudane is the knowledge he has earned
from developing his critical thinking, research and experiences in life. Knowledge is important in realising
and organising ideas imparted into the unconscious mind.
Imagination also plays an important role in the creative process. Einstein and Shaw (1931) states
that “Imagination is more important than knowledge. For knowledge is limited, whereas imagination
embraces the entire world, stimulating progress, giving birth to evolution” (p. 31). This quote is precious
and most people would agree with it. While we are nothing without knowledge, imagination is the source
from which new knowledge springs. Yet, imagination is a waste if it is not transformed into something
useful. It is like unlocking hidden doors that inventions lay behind; both play important roles in the human
creative process.
Most Balinese academic composers at ISI Denpasar formally follow the four stages of creative
processes set out by Wallas (1926): preparation, incubation, illumination, and verification.7 These stages
became popular in expressing their creative processes on paper. They convey close cooperation between
the conscious or rational/logical/analytical thinking brain (preparation and verification), and the
subconscious or intuitive/imaginative thinking brain (incubation and illumination). Setiawan (2015), an
Indonesian musician, critic and writer from Jogjakarta, states that intuitive thinking plays a prominent role
in solving problems of composing music, not inferior to rational thinking. Intuition is responsible for 50-70
% of the creative process, while logical and cognitive considerations occupy the rest. In composing music,
determining the proportion and the character of the work is far more important than just thinking
systematically (pp. 39-43). Thinking systematically is akin to following standard instructions or
compositional techniques, while intuition is the source of ideas for previously unknown compositional
techniques. As Hardjana (2003) explains,
Great music can only be born out of talent, intelligence, and hard work. We know that inspiration is only a
sprinkling of dew that spills on talent. That is not everything. Intuition, inner instinct and feeling is merely a
determinant of intelligence. (p. 89)
Accessing both intuitive and rational (analytical) thinking in the creative process of composing is inevitable.
Imagination and intellect always interact together in the musical experience, just as aesthetic considerations
and intuition are always intertwined with artistic knowledge.
Answering Questions, Questioning Answers: Composers’ Methods
Traditionally in Bali the compositional process in music was more intuitive than conceptual. The re-creation
of beauty in nature through musical expression and melodic ideas was and still is enough for many to form
a musical repertoire. For example, renowned senior composer Nyoman Windha argued that almost all of
his works are based on intuitive exploration of the beauty of nature and the process of intuitively imagining
melody and rhythm:
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The process usually begins with contemplation [imagining] in accordance to the selected theme [usually
natural beauty]. These [imaginings] can happen at the beginning or when the work is realised. I usually write
the music with or without initial themes. Everything is a result of contemplation. (personal communication,
July 14, 2018)
One of his works entitled ‘Wahyu Giri Suara’, the first piece he composed for the gong kebyar
competition, is claimed to be inspired by the abstract “celestial sound of the great mountain,” with the
exploration of new musical ideas at the time. Windha explains that wahyu means revelation or inspiration
(also the name of his first-born child), giri means mountain, and suara means sound. According to Windha,
with the intention to create new musical ideas, ironically, he started writing the music without clear musical
concepts in mind. He followed the ‘flow’ while writing the music, depending on his experiences and
direction of the beauty of nature perceived by his mind (personal communication, July 16, 2018). The source
of his musical ideas was intuitive thinking. When investigating the conceptual process of transforming his
intuitive thinking into a concrete form of musical ideas, Windha faced difficulties in expressing his concepts
or analytical thoughts. His form may be perceived as intuitive, straightforward, or simplistic expressions in
comparison to newer styles of Balinese musical composition.
For many contemporary Balinese composers, dissatisfaction with what has been obtained from the
past and the need for change and new ideas is a reflection of cultural development. When questioned about
how to compose, senior musicians typically respond, “It has always been that way” or “by seeking
inspiration in nature.” But young composers are no longer content with these responses and are questioning
these answers. When questioning conceptual processes, that of music making, the image of the composer,
is often intellectual and spiritual. However, Yudane states that those who wish to become composers must
be aware that the composers are ‘the condemned’— those doomed to an endless search throughout
life; innovation is relentless (personal communication, July 12, 2018).
Most Balinese composers voice ‘innovation’ in composing new music. Innovation is usually linked
to creativity and intellectuality. These two closely depend on how composers translate their intuitive
thinking into concrete works—compositional works are actually intuitive works (Setiawan, 2015, p. 45).
Windha’s compositional processes also involve intuition, although he was consciously unable to break
down his steps in composing. Balinese traditional composers usually have a passive knowledge. It can be
argued that the combination of intuitive, spiritual, and intellectual thinking underlies the compositional
processes of Balinese traditional composers.
Hardjana (2004) said that composers have confidence in their character, are mysterious, and full of
curiosity and surprises. This leads them to always focus on subjectivity, uniqueness, and breakthrough—an
important trilogy to measure the composers’ personal responsibility (Setiawan, 2015, p. 47). Subjectivity is
reasoning within the composers’ mind, which absorbs all experiences and knowledge. From here, ideas are
melted down and reconstituted into a concrete form of work by referring to uniqueness and breakthrough
as the primary intention. Uniqueness is a quality of the composer’s own identity, while breakthrough in
composing is the innovation. Composing new music for gamelan for most Balinese contemporary
composers requires subjectivity, uniqueness, and innovation. Moreover, technical skills, taste, and
inspiration also play an important role in realising unique and innovative works. In other words, composers
must formerly master the technical skills and optimise their musical senses, equipped with imagination,
before being able to seamlessly perform compositional mechanisms.
Komponis Kini
In order to achieve the above-mentioned trilogy, Balinese contemporary composers often question the
compositional theory acquired from their seniors; young composers are more critical of the answers that
they learnt from elders or in school. One of the well-known traditional texts entitled prakempa has recently
become an authoritative source of compositional theory and required text at the governmental collegiate
arts conservatory in Bali. Prakempa maps the tones of Balinese scale systems (pelog and selendro) into the
pengider bhuana, the concept of the revolving world or nine directions of the universe (Sudirana, 2019, p.
128). Explanations in the Prakempa tend to be abstract and beyond human reasoning.
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As McGraw (2013) explains,
The prakempa revels in mystical taxonomy without ever explicating the exact relation between theory and
practice. Music is presented as an aspect of the divine or an expression of its agency; gods express unique
aesthetic preferences and are associated with specific ensembles and tunings. Syllables associated with
pitches are imagined to be intrinsically rather than arbitrarily related to their meanings. (p. 116)
Young composers privately question the nature of the text. They do not understand when professors direct
them to use prakempa as a compositional tool. For young composers, the theory elucidated in prakempa is
irrelevant to their practical experiences in gamelan.
As they were not satisfied with the responses they received, contemporary composers continuously
explore their unique identities and innovate based on their own self-exploration. With the belief that identity
is innate and constructed, and with modern technology providing easy access to information, they are
exposed to the wide range of world musical cultures and, directly or indirectly, form their own
understanding of compositional methodology. These composers want to be ‘true composers,’ composers
who dare to face challenges and seek their own identity and methods of innovations as opposed to the penata
tabuh or music arrangers associated with kebyar and tradisi forms (McGraw, 2013, p. 125).
In 2016, a new movement entitled ‘Komponis Kini’ emerged in the Balinese compositional scene,
held in ‘Bentara Budaya Bali’ (Kompas Gramedia Cultural Institution).8 This movement was conceived as
an attempt to give new formats, meanings and re-interpretations of classical and existing music, in addition
to forming entirely new musical creations. This event is open to young composers to pour out their thoughts
in composition. Together with the curators I Wayan Gede Yudane, Dewa Alit, and myself, this event became
the only music event that focused entirely on the musik baru untuk gamelan (new music for gamelan)
movement in Bali.
‘Komponis Kini’ is a planned and sustainable educational event and also a ‘contest arena’ of new
ideas for young composers. This planned and sustained effort is intended to not only provide enlightenment,
but also to share appreciation for the community to celebrate new art forms with high quality artistic
achievements. ‘Komponis Kini’ is also an arena for new gamelan composers to express their latest
achievements that reflect the authenticity of their creative journey. In addition to musical performances, the
events are also enriched with post-performance dialogues with the composer as an educational forum for
learning about the new works and discussing their methods of creation
The mission of Komponis Kini is to contemplate the future music of Balinese gamelan today. In
other words, Komponis Kini provides a place in facilitating young composers to developing their creativity
and search for their own unique identity. Komponis Kini is also a place for discussion and showing
appreciation for these arts, and ideally it serves as a birthplace of new ideas in music for the gamelan. The
boundaries of musical creativity are not limited by textual or contextual barriers, but they are located at the
intellectual level of the composers themselves. The staging format is designed not only to display music
works, but also to present the conceptual theories behind the work. From here, a discussion is opened after
the performance as an opportunity for critics and corrections from audiences.
The first Komponis Kini was held every month from the beginning until the end of the year 2016
by presenting selected young Balinese composers. These selected young composers include: Sang Nyoman
Arsa Wijaya (Denpasar, South Bali), Wayan Diana Putra, Putu Adi Septa Suweca Putra, Anak Agung Bagus
Krishna (Gianyar, the middle part of Bali), Putu Gede Sukaryana (Tabanan, the west part of Bali), etc. They
performed new works in their respective formats and responded to visionary composing methods of the
legendary Balinese composer, I Wayan Lotring — the theme of first Komponis Kini event was Tribute to
Lotring.
The curators of Komponis Kini also have the opportunity to perform their works in the event. This
was held in the three-consecutive month finalising the event. I presented my own work entitled Kasus Lima,
Dewa Alit presented a new work entitled ‘Ngejuk Memedi’, and Wayan Gede Yudane presented Journey.
These three composers-curators explore all forms of possibilities to organise the pitches, rhythms, intervals,
Balinese laras (modes), dynamics, and rasa (musical senses/feelings). My own Kasus Lima raises five
issues presented coherently in the piece: experimenting with reng or the sustainable notes, exploitation of
polyrhythmic structure, pitch range availability within the new gamelan, organisation of uneven meters, and
the equality of instrumental functions. Kasus Lima was staged using a gamelan called Yuganada, a brand-
new gamelan that I built myself. This gamelan gives a wider pitch range compared to the traditional
gamelan: three octaves on each instrument.9
I Wayan Sudirana
11
In the work entitled Ngejuk Memedi, Dewa Alit changes the perceptions and feelings of listeners
by deliberately expanding the tuning system in his own gamelan Salukat. Alit rearranges the scale and
tuning by following his intellectual taste combining (or processing) the possibility for a gamelan scale
featuring eleven new pitches: the metallophone (gangsa) and suspended gongs (reong) are divided into two
sets that have different pitch arrangements. This is done for the purposes of Alit’s own compositional needs
by looking for a vertical (top-down) pitch interval relationship to produce a new and distinctive combination
of heterophonic combinations of traditional gamelan.
Figure 5. Two 7-tone Scale System of Gamelan Salukat
Figure 5 shows Alit’s 11-tone system: a combination of two 7-tone scale systems. There are three
tones that are shared (F#, C#, and E), and four independent ones on each scale: B, Bb, D, and G on scale 1,
and G#, A, C, and F on scale 2. The reference of this tuning is the 12-tone tempered Western tuning system
but it is deliberately tuned according to a Balinese traditional procedure. The instruments in gamelan Salukat
are divided into two groups: half is tuned to scale 1, and the other half is tuned to scale 2. These two different
tuning systems are often used independently and sometimes together. The two scales produce a unique
sound that differs from other Balinese gamelan in general.
Alit uses a layout combination of both cipher and Western notation for ‘Ngejuk Memedi’ (Figure
6). The numbers represent the pitches of the two scales mentioned earlier and are placed vertically and
horizontally. This allows him to clearly see all of the layers of musical patterns for every section of the
piece.
Ngejuk means ‘chasing’, and Memedi means an ‘astral creature’. ‘Ngejuk Memedi’ is an analogy to
the creation of new music that felt like looking for something astral, invisible, intangible, and can only be
communicated by people who understand the astral world: reimagining the future of new music for gamelan.
The unique and special tuning system of gamelan Salukat allows Alit to explore unusual possibilities of
pitch arrangements. In other words, the two scales, when they are combined or played together or even
when they are played separately, already sound unusual compared to the traditional Balinese scale system.
Furthermore, the use of uneven meter throughout the piece adds a new flavour and an unusual feeling for
the listeners. ‘Ngejuk Memedi’ displays ideas of polyrhythm, stratified melodies, and interwoven layers.10
Recalling Slamet Abdul Sjukur’s analogy above about the process of creativity reflects a clear and
systematical methodology in any given situation. Composers have to be ready to put down ideas and
systematically transform them. Putu Adi Septa Suweca Putra (ala Kuprit), a young multi-talented musician
and composer, explained, “ide-ide bisa saja datang secara tidak terduga, kapan saja, dan dimana saja.”
(ideas come in unexpected ways, anytime, and anywhere) (personal communication, July 12, 2018). These
ideas, for Kuprit, come in abstract form. He then compiles and assimilates them into more concrete forms
of musical elements. Experiences as a music appreciator and knowledge and understanding of other musical
cultures (or composers) methods are the key to success. Discovering a unique and innovative approach to
creating melodies, rhythms, harmonies, elaborations, etc. depends on, and are limited to the composers’
own nalar. From there, new musical creations for gamelan generate their own authenticity: subjectivity,
uniqueness, and breakthrough.
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Figure 6. Sample of Ngejuk Memedi Notation by Dewa Alit
I Wayan Sudirana
13
As stated above, one of the pieces premiered at the Komponis Kini event was entitled ‘Journey’,
a new form of music for gamelan composed by Yudane. Yudane has garnered a reputation for his
breathtakingly diverse music, cutting across Balinese gamelan, western string ensembles, electro-
acoustic performances, choir, film, art installation and theatre. He has created pieces for ensembles as
diverse as ‘The New Zealand Trio’; ‘New Zealand String Quartet’; ‘Australian Art Orchestra’ and
‘Theft of Sita’; gamelan ensembles such as ‘Gamelan Wrdhi Swaram’ and many more. His composition
embraces an open exploration of new ideas, crossing musical and cultural boundaries and referencing
both Eastern and Western traditions. In his compositions, often characterised as fast moving, sweeping
soundscapes, he continually experiments and explores the creative processes of new music.
Yudane introduces the concept of a new gamelan orchestra with a truly new achievement;
utilising the space of silence, and breathing in rhythm with the music to create musical union. Thus, for
Yudane, the Balinese gamelan succeeds in becoming an art form that continues to live and breathe with
the 21st century. Yudane’s works are result of creatively exploring a wide range of new musical
creations to enrich the possibility of gamelan music, and reflect the courage of the creator to address
something that has been standardised and traditionalised, in order to give birth to original (authentic)
work.
Yudane makes comparisons between his work and Feldman's music as well as the gamelan
tradition of Central Javanese gamelan, with the soft and very slow melodies revealed in the first part of
this piece (Figure 7). This concept utilises elasticity: stretching time, tempo, and sonority (Morton
Feldman, personal communication, July 12, 2018).
Responding to the waves/vibrato in the concept of ngumbang-ngisep (the higher and lower
frequencies of paired pitches) in ‘Gamelan Semarandana’,11 he creates a meditation space where the
pitch organisation of the melody is connected in the mind of the listener. The first part of the piece is
marked at various points with a soft beat on jegogan (the bass metallophone). He also added floating
tones and a flute (see figure 6: bar 7 to bar 21) that created an aural ‘halo,’ while kantilan and pemade
(high-pitched metallophones that elaborate the core melody) added elements of nervous squeaks and
suggestive tremolos. He feels that these subversive sounds are meant to prevent the work from
becoming too flashy or ‘precious.’
Traditionally, Balinese music has been known for ostinato elements as the basis for its music
(Bandem, 2013; Dibia, 2017; Gold, 2005; McPhee, 1966; Sudirana, 2013a; Tenzer, et al. 2011 and
Tilley, 2019). This is also a common element found in the music of numerous Southeast Asian
traditions. Filipino composer José Maceda noted that:
“One unifying factor in the music of Southeast Asia is the element of repetition, which has become a
musical form of itself, one which may be called drone, ostinato, or punctuation in solo instruments as
well as complex ensembles including the gamelan and the pii phaad.” (2007, p. 153)
Yudane works systematically in organising musical elements used in his piece. The element of
repetition is somehow avoided. The selection of pitches, tempo, and rhythm is thoughtfully organised,
and in accordance with the idea planned from the beginning; the intentions of melodic movements are
fit to the specified theme. This is the result of Yudane’s subjectivity in composing. The uniqueness of
Yudane's compositions lies in the new form and structure of his pieces, the unusual rhythmic and
melodic patterns of semarandana instruments, and the new function given to the standardised roles of
each instrument within the ensemble.
Moreover, we are discussing a compositional method in an oral tradition, where music is
traditionally passed down without the use of musical notation. The aural experience of performance
interaction and groove is paramount. However, Yudane’s breakthrough lies in the combination of the
use of complete Western notation in writing and teaching his music and the synchronisation of bodies
and groove in new kinds of interaction, resulting from the use of musical notation. This is a key
achievement of this form of art music.
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Figure 7. The first 21 bars of Journey by Wayan Gde Yudane
‘Journey’ is a piece that includes listeners beyond their expectation, and it breaks new territory
with innovation and passion. Often this kind of music introduces new techniques for traditional
instruments as well as presenting traditional instruments in new ways. This music challenges the
traditional foundations of melody, rhythm, structure, dynamics, notation, timbre, length, size, and form.
I Wayan Sudirana
15
Conclusion
In the creation process of finding musical innovations, Balinese composers are overshadowed by a
strong institutional intimidation in regards to the continuation of Balinese gamelan traditions. For many
years, Balinese gamelan scholars have emphasized traditions over innovations. Old gamelan pieces
have to be preserved, and new innovative works were labeled as ones that merusak tradisi (destroy
tradition). Fearfulness of losing tradition is the main cause of this situation.
Understanding the meaning of ‘tradition’ in this situation is paramount. Murgiyanto (2004), a
respected Indonesian scholar from Java, states “sesuatu yang diwariskan tidak berarti harus diterima,
dihargai, diasimilasi atau disimpan sampai mati” (something that is inherited does not mean that it
must be accepted, appreciated, assimilated or kept to death) (p. 2). The people who accept the inherited
activities/material objects/beliefs/societies/phenomenon do not see them as inherited ‘tradition.’ The
accepted ‘traditions’ are part of the people’s daily lives. They have been maintained until now and have
the same position as new innovations. With this understanding, tradition should not be placed against
innovation. Tradition changes and develops, and it has to be placed in parallel to innovation.
Musical innovations in Balinese gamelan, especially by Balinese composers like Yudane,
involve an intimate cooperation between the accepted, ongoing traditions of compositional methods and
a new flourishing/innovative compositional method. Both require ‘imagination’ and ‘intuition’ as an
initial compositional process. The difference is whether the composers actively or passively understand
the imagination and intuition. Yudane introduces two terminologies in addressing new compositional
method: ‘productive imagination’ and ‘intellectual intuition.’ Yudane stated that “intuition is the
presentation of imagination, and the development of the concept of ‘productive imagination’ to explain
the actual art creation. Whereas ‘intellectual intuition’ is an object of reason that can be accounted for
and not human cognition” (personal communication, December 12, 2018). By transforming this
transcendental concept into cognitive exploitation and explaining all cognition experience. Therefore,
the role of the productive imagination lies in the artistic creation of new artworks, and the role of
intellectual intuition, as a form of productive imagination, lies in the scientific discovery of the new
scientific hypotheses. In pragmatic epistemology, artists use their productive imagination differently to
build various ways of representing reality.
Endnotes
1 I completed a Master’s degree (2009) and a PhD in Ethnomusicology (2013) at the University of British
Columbia Canada under the supervision of Professor. Michael Tenzer.
2 I composed a piece for the ‘Gamelan Gita Asmara Bali’ tour, called ‘Bhaskara.’ The piece adapted traditional
music system and developed it into a new work.
3 Gamelan Gita Asmara, the Canadian-based gamelan group, performed at the ‘Nretya Mandala’ stage of Institut
Seni Indonesia, (ISI) Denpasar as part of their Bali Tour in 2013. Most of Balinese master musicians and teachers
were invited to watch the performance.
4 This is based on my own experience as a Balinese student, musician, and composer, and also my recent research
in this topic.
5 Examples and information about Lempad can be found on YouTube: https://www.youtube.com/user/lempaddotnet
6 Examples of Lotring’s compositions can be found on YouTube:
https://www.youtube.com/channel/UCZgHkO8KFeqGaEiJsYih43A
7 This is based on my experiences in studying at Institut Seni Indonesia (ISI), Denpasar from 1998 to 2002, and
also teaching from 2014 until now.
8 Bentara Budaya is a cultural institution of Kompas Gramedia, which means cultural messenger. As cultural
envoys, Bentara Budaya accommodates and represents the nation's cultural developments, from various
backgrounds and horizons, which may be different. The institution seeks to display cultural forms and works that
may have traditionally been created or popular and populist art forms, as well as new works that seem to have no
place and do not deserve to appear in a respectable building. Bentara Budaya serves as a meeting point between
existing aspirations and growing aspirations (Warih Wisatsana, the director of Bentara Budaya Bali, personal
communication, August 7, 2018).
9 A full recording of Kasus Lima can be found on YouTube: https://www.youtube.com/watch?v=SqNv9oqlF-c
10 Excerpts of ‘Ngejuk Memedi’ can be found on YouTube: https://www.youtube.com/watch?v=-p4dZSVjqOw
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11 ‘Gamelan Semarandana’ is a new type of gamelan introduced around 1980 by the most respected Balinese
gamelan guru, I Wayan Beratha. The gamelan combines the five-tone gamelan gong kebyar and the seven-tone
gamelan samara pegulingan.
References
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Comaroff, J. L. and Comaroff, J. (2009). Ethnicity, Inc. University of Chicago Press
Dibia, W. (2017). Kotekan: Dalam musik dan kehidupan Bali? Bali Mangsi Foundation.
Einstein, A. & Shaw, G.B. (1931). Einstein on cosmic religion and other opinions and aphorisms. Covici-
Friede, Inc.
Gold. L. (2005). Music in Bali. Oxford University Press.
Hardjana, S. (2003). Corat-coret musik kontemporer dulu dan kini. Ford Foundation & Masyarakat Seni
Pertunjukan Indonesia (MSPI).
Hardjana, S. (2004). Musik antara kritik dan apresiasi. Penerbit Buku Kompas, Kompas Media Nusantara.
Maceda, J. (2007). A concept of time. Arcana II musicians on music. Hips Road.
Mack, D. (2001). Musik kontemporer dan persoalan interkultural. Artiline, Jalasutra Offset.
McGraw, A. C. (2013). Radical traditions reimagining culture in Balinese contemporary music. Oxford
University Press.
McPhee, C. (1966). Music in Bali: A study of form and instrumental organisation in Balinese orchestral music.
Yale University Press.
Murgiyanto, S. (2004). Tradisi dan inovasi beberapa masalah tari di Indonesia. Wedatama Widya Sastra.
Picard, M. (1990). Cultural tourism in Bali: Cultural performances as tourist attraction, Indonesia, 49, 37-74.
Setiawan, E. (2015). Serba-serbi intuisi musikal dan yang alamiah dari peristiwa musik. Art Music Today.
Sjukur, S. A. (2012). Virus setan: Risalah pemikiran music Slamet Abdul Sjukur. Art Music Today.
Sjukur, S. A. (2014.) Sluman slumun Slamet: Esai-esai Slamet Abdul Sjukur. Art Music Today.
Sudirana, I. W. (2013). Borrowing, stealing, and transforming: Cross cultural influences in Balinese neo
traditional composition. In Stepputat, K. (Ed.), Performing arts in postmodern Bali: Changing
interpretation, founding tradition (pp. 165-185). Shaker Verlag.
Sudirana, I. W. (2013a). “Gamelan Gong Luang: Ritual, time, place, music, and change in a Balinese sacred
ensemble [Doctoral Thesis, University of British Columbia].
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Sudirana, I. W. (2019). Tradisi versus modern: Diskursus pemahaman istilah tradisi dan modern di Indonesia.
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Supanggah, R. (2003). Campur sari: A reflection. Asian Music 34(2), 1-20.
Tenzer, M., Moja, I. M., & Tenzer, M. (2011). Balinese gamelan music. Tuttle Publications
Tilley, L. (2019). Making it up together: The art of collective improvisation in Balinese music and beyond.
University of Chicago Press.
Vickers, A. (2005). A history of modern Indonesia. Cambridge University Press.
Wallas, G. (1926). The art of thought. Solis Press.
Biography
I Wayan Sudirana, born in Ubud, Bali, is one of Bali’s most renown musicians and composer. He teaches and
performs across Bali and internationally. He is a professor at the Indonesia Institute of the Arts in Denpasar. After
graduating from the Indonesian Arts Institute, Denpasar, he studied at the University of British Columbia (UBC)
where he received his MA and PhD in Ethnomusicology. He was commissioned by the Canadian government to
perform at the 2010 Winter Olympics in Vancouver, Canada. He also performed at the opening ceremony of the
Asian Games held in Jakarta in August 2018 and Carnegie Hall, New York in 2008. He has published a book
about the future of Balinese sacred ensemble (2019), and recently produced three CDs of his new works for
Gamelan with Gamelan Yuganada (2019 and 2020). His current research is focused on the development of new
music in Bali.
|
Malaysian Journal of Music Vol. 9 (2020) | collegiate instrumental teacher, estimation, instrumental lesson, music practice, practice habits | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/324 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/3643 | Assessing Practice Habits: A Study of Collegiate Instrumental Teachers’ Estimation of Students’ Practice Habits Versus Students’ Self-Report | This survey research aims to assess the collegiate instrumental teachers’ ability to estimate students’ practice habits in the practice room based on the students’ performance during the instrumental lesson and to collect collegiate instrumental teachers’ suggestions on estimating students’ practice habits in the practice room. A questionnaire in two forms was designed for 15 collegiate instrumental teachers and 30 music performance undergraduate students who were selected through a convenience sampling approach. The percent agreement (P | https://ejournal.upsi.edu.my/index.php/MJM/article/view/3643/2536 | [
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"Miksza, P., & Tan, L. (2015). Predicting collegiate wind players’ practice efficiency, flow, and self-efficacy for self-regulation: An exploratory study of relationships between teachers’ instruction and students’ practicing. Journal of Research in Music Education, 63(2), 162-179. ",
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] | Lau Chooi Wee
17
Assessing Practice Habits: A Study of Collegiate Instrumental Teachers’
Estimation of Students’ Practice Habits Versus Students’ Self-Report
Lau Chooi Wee
College of Music, Mahidol University, Thailand
Phutthamonthon Nakhonpathom, 73170 Thailand
e-mail: [email protected]
*Corresponding author: [email protected]
Published: 26 August 2020
Cite this article (APA): Lau, C.W. (2020). Assessing practice habits: A study of collegiate instrumental teachers’
estimation of students’ practice habits versus students’ self-report, Malaysian Journal of Music, 9, 17-28.
https://doi.org/10.37134/mjm.vol9.2.2020
Abstract
This survey research aims to assess the collegiate instrumental teachers’ ability to estimate students’ practice
habits in the practice room based on the students’ performance during the instrumental lesson and to collect
collegiate instrumental teachers’ suggestions on estimating students’ practice habits in the practice room. A
questionnaire in two forms was designed for 15 collegiate instrumental teachers and 30 music performance
undergraduate students who were selected through a convenience sampling approach. The percent agreement (PA)
and Cohen’s kappa ( ) were utilised to examine the inter-rater reliability between the results of both participants
on the practice habits that focus on the practice time, practice sessions, goal setting, focused attention, mental
practice, technique practice, metronome practice, practise with an electronic tuner, and practise with other practice
strategies. The low average results, 31.50% on the percent agreement and .0437 on the Cohen’s kappa revealed
that collegiate instrumental teachers cannot effectively estimate their students’ practice habits in the practice room
based on the students’ performance during the instrumental lesson. However, an interesting observation was made
from the suggestions given by the teachers, that is, the importance of communication of practice habits as well as
observation of them in the private lesson studio. To improve, a system that teaches the key indicators of estimating
students’ practice habits or a training package or method to observe students’ use of practice habits in the practice
room is recommended to develop for future teachers.
Keywords: collegiate instrumental teacher, estimation, instrumental lesson, music practice, practice habits
Background
Music teachers listen to students’ performance during their weekly instrumental lessons and provide
guidance and formative feedback to improve students’ playing ability and technique. Students are
expected to practise and demonstrate some improvements in the following lesson (Kostka, 2002).
However, the results of the practice are not always as expected. Some students showed significant
improvements after a week of practice, but others’ playing remains relatively unchanged week after
week although they claimed that they did practice (Pike, 2014). As teachers cannot observe how their
students practice in the practice room, it is possible to estimate the students’ practice habits based on
the performance during the weekly instrumental lessons and then provide feedback or develop suitable
practice strategies for the students to improve their skills (Pike, 2014; Scott, 2012).
Some music teachers think that they can estimate their students’ practice habits correctly based
on their teaching and learning experience, although their prediction might sometimes be inaccurate.
Mills (2007) realised that her teacher could not tell whether she had practised during the week due to
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the false estimation of her teacher. She mentioned that sometimes she had spent more time practising
but her teacher thought she had not practise, whereas the teacher occasionally praised her for a good
performance when she had not put in any effort in her practice. An example of false estimation like this
can cause serious consequences for both teachers and students. Teachers’ competence will be
questioned and what they said will sound unconvincing while students will feel frustrated and
unmotivated with the comments they received.
There is little information written on the teachers’ ability to effectively estimate students’
practice habits in the practice room during the weekly instrumental lessons. The only information was
from Conrad (2012), who discussed 10 clues for music teachers to detect during music lessons when a
student had not practised. However, the clues provided were general and the method to estimate
students’ practice habits in the practice room had not been included. Therefore, this study aims to i)
assess the collegiate instrumental teachers’ ability to estimate students’ practice habits in the practice
room based on the students’ performance during the instrumental lesson, and ii) collect collegiate
instrumental teachers’ suggestions on estimating students’ practice habits in the practice room.
This is the first study to clarify the instrumental teachers’ ability to estimate students’ practice
habits in the practice room during the instrumental lesson. This study attempts to create a sense of
awareness to all experienced and non-experienced instrumental teachers on the importance of
estimating the students’ practice habits in the practice room accurately during the weekly instrumental
lessons since there is a lack of attention, information, and training on this topic.
Literature Review
Practice habits in this study imply practice time, practice sessions, and a series of practice behaviour
that was used to achieve mastery and fluency while rehearsing or performing a musical instrument. The
word, ‘practice’, is defined as “repeated performance or systematic exercise for the purpose of learning
or acquiring proficiency” (Barry & Hallam, 2002, p. 151), while ‘habit’ is the repetition of the practice
behaviour that can be developed through three elements of habit loop: The cue, the trigger of repeating
action; The behaviour, the routine that one exhibits; and The reward, the motivator to continue the
behaviour in the future. One can cultivate a habit triggered by a goal but eventually it will become an
automatic action without being conscious (Duhigg, 2012; Neal et al., 2006).
Research indicates that music experts require a period of 10 or more years of preparation to
develop and refine their skills to the mastery level (Ericsson et al., 1993). Besides, the daily practice
schedule was suggested to college music majors. Schuring (2009) proposed that college music majors
should practise three to five hours daily, with five hours as maximum to prevent body and mind
exhaustion. One should spend a minimum of forty-minutes on warming up and at least ninety-minutes
to maintain the progress of the work. The more the time can be extended, the more improvement will
take place in practice. Schuring (2009) also suggested to split the practice time into several sessions per
day, take a break for each practice hour, and try to practise just before (for warming up and reviewing
repertoire for the lesson) and just after (for revision and reviewing new knowledge) the weekly
instrumental lessons. Although the time spent on practising is important, it is not a decisive factor for
musical achievement (Madsen, 2004; Miksza, 2007). Practice must be deliberate, informed, and
‘mindful’ in order to be useful. According to Madsen (2004), 89% of the respondents believed that their
performance achievement was closely associated with the total amount of deliberative practice. Also,
results in Platz et al. (2014) showed that long-term deliberate practice is the fundamental for attaining
expert performance in music.
Many articles discussed effective practice habits in instrumental practice. Among them, Bynum
(2019) stated that the best way to produce productive practice habits on trombone playing was to keep
the practice consistent, goal-oriented, simple, and positive. Besides, Johnson (2009) thought that
practice would become effective when it was goal-oriented, multifaceted, when it included a variety of
problem-solving strategies, and when it involved reflection or self-evaluation. Also, in an article written
by Miksza and Tan (2015), five categories of practice processes were suggested by the faculty studio
teachers and collegiate music students in an open-ended questionnaire: i) analyse the music and
prioritise goals before practice, ii) decide which practice strategies or techniques to execute, iii) form
positive habits, iv) self-evaluate during and after practising, and v) perform as a concluding activity.
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The repetition of these practice processes is believed to be able to form positive or good practice habits
during the practice sessions. However, there is no information to discuss music teachers’ ability to
estimate students’ practice habits in the practice room based on the observations during the weekly
instrumental lessons and to suggest how practice habits in the practice room could be observed. Thus,
this study aims to serve these purposes.
Methodology
Participants
Two groups of participants were selected through the convenience sampling approach in one of the
music colleges in Thailand. First, 15 collegiate instrumental teachers. Among 29 faculty members from
the Strings and Chamber Music Department, Woodwinds Department, and Brass and Percussion
Department of the music college that participated, only 15 of them were recruited as they fulfilled all
the requirements set. The requirements include an instrumental teacher who plays classical music,
whose major instrument is a string, woodwind or brass instrument, and who is keen on participating in
the study. Besides this, each of them has to have at least two music performance undergraduate students
and hold a Master’s or Doctoral degree in the music-related field. The background information of the
collegiate instrumental teacher is summarised as follows.
Gender. 14 male teachers (93.33%) and one female teacher (6.67%) among the 15 teacher
participants.
Nationality. Five teachers (33.33%) from the United States, two teachers each (13.33%) from
Poland, Latvia, and Thailand, and one teacher each (6.67%) from Greece, Germany, Japan, and the
Republic of China (Taiwan). These teachers are full-time faculties from the music college that was
participated.
Teaching qualifications. 10 teachers (66.67%) that hold a Master’s degree in performance,
performance and pedagogy, or performance and chamber music, and five teachers (33.33%) that hold
a doctoral degree in performance, or performance and pedagogy.
Years of teaching experience. Five teachers (33.33%) have 11-15 years of experience teaching
at the university level, followed by four teachers (26.67%) with 16-20 years, three teachers (20%) with
6-10 years, 2 teachers (13.33%) with 1-5 years, and one teacher (6.67%) with 21-25 years of experience
teaching at the university level.
The second group of participants consist of 30 music performance undergraduate students,
formed by two students recruited from each collegiate instrumental teacher mentioned above, who play
classical music, whose major instruments are strings, woodwind or brass instruments, and who agreed
to take part in the study. Again, background information for the music performance undergraduate
students was summarised and listed below.
Gender. 19 male students (63.33%) and 11 female students (36.67%) involved in this study
that makes up a total of 30 students.
Nationality. Among the 30 students, 27 students (90%) are from Thailand, two students
(6.67%) from China, and one student (3.33%) from South Korea.
Academic years in music performance undergraduate program. Nine first- and third-year
students (30% each), seven second-year students (23.33%), and five fourth-year (16.67%) music
performance undergraduate students were involved in this study.
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Only a limited number of participants who met the requirements took part in this study.
However, according to Bujang and Baharum (2017), Cohen’s kappa “minimum required sample size is
proposed from more than 10 to less than 30” (p. 9). Therefore, the number of participants in this study
is relevant to the inter-rater reliability results.
Questionnaire
The survey research design was utilised in this study. A questionnaire in two forms, one for the
collegiate instrumental teachers, and another for the music performance undergraduate students was
designed based on the research objectives to collect the data.
The questionnaire for the collegiate instrumental teachers was designed to i) collect the
background information of the teachers (e.g., gender, nationality, teaching qualifications, years of
teaching experience), ii) discover the number of complete semesters held between the participants, iii)
estimate the students’ practice habits in the practice room based on their performance during the
instrumental lesson, iv) rate teachers’ own ability to estimate their students’ practice habits in the
practice room, and v) give suggestions on how to estimate the students’ practice habits in the practice
room during the instrumental lessons. The questionnaire was presented in English.
At the same time, the questionnaire for the music performance undergraduate students was
designed to i) collect the background information of the students (e.g., gender, nationality, academic
years in music performance undergraduate program), ii) self-report their practice habits during the
practice sessions in the previous week, and iii) obtain students’ perceptions of their teachers’ ability to
estimate their practice habits. This questionnaire was presented in English and Thai, in which the Thai
version was translated by a Ph.D. music education student who plays flute as her major instrument, to
help the Thai undergraduate students to understand the questions better.
Development and validation of the questionnaire. To examine the first research objective,
practice habits that were suitable for the music performance undergraduate students were listed by the
researcher. Then, only those practice habits that were believed able to be observed through the students’
performances by the instrumental teachers during the lessons were selected, categorised, and turned
into questions (see Table 2) during the discussions between the researcher and the major advisor.
Besides this, for the second research objective, open-ended questions in the teachers’ questionnaire
were designed to give suggestions on how they know whether their students i) set goals, ii) stayed
focused on their playing, iii) practised the repertoire mentally, iv) applied the practice techniques, v)
practised with a metronome, vi) practised with an electronic tuner, during the practice sessions between
lessons, and to provide other suggestions to estimate students’ practice habits in the practice room. After
the proposal defence and the approval of the Institutional Review Board (IRB), the questionnaires for
the collegiate instrumental teachers (in English) and music performance undergraduate students (in
English and Thai) were sent to three experts for content verification. An index of Item-Objective
Congruence (IOC) was used to evaluate the questions in both questionnaires based on the score ranging
from +1 to -1. The questions that scored an average of lower than 0.5 were revised, the questions that
scored an average of higher than 0.5 were either revised or not revised based on the suggestions of the
major advisor, and the questions that scored 1 remained unchanged. After that, a pre-test was conducted
among three collegiate instrumental teachers and students from the same college to evaluate the clarity
of each question in the questionnaire. Appropriate modifications were made based on the comments
given.
Scores assignment. Scores were assigned to the survey questions related to the students’
practice habits. Scores 1 to 3 for the students’ days of practice in the previous week (1=1-2 days, 2=3-
5 days, 3=6-7 days), scores 1 to 5 for the students’ average of practice time per day in the previous week
(1=0-60 minutes, 2=61-120 minutes, 3=121-180 minutes, 4=181-240 minutes, 5=241 minutes and
above), scores 1 to 2 on whether having a practice session just before the lesson (1=Yes, 2=No), and
scores 1 to 5 for the 21 five-point Likert-type scale questions about goal setting, focused attention,
mental practice, technique practice, metronome practice, practise with an electronic tuner, and practise
with other related practice strategies (1=Never, 2=Rarely, 3=Sometimes, 4=Almost always, 5=Always).
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Data Collection and Data Analysis
The data was collected during the sixth week of the second academic semester of 2018/2019 after the
participants agreed to participate. Paper questionnaires were given to the participants after their
instrumental lesson was over. All the participants had to fill in and return the questionnaire in an
enclosed envelope within a week. Then, the answers in Thai language were translated by the same Ph.D.
music education student who translated the Thai questionnaire.
After the data has been collected, the researcher applied the percentage (%) to analyse the
demographic data of both participants, to discover the number of complete semesters held between the
participants, and to explore participants’ perceptions of the teacher’s ability to estimate the student’s
practice habits during the weekly instrumental lessons. Then, the percent agreement (PA) and Cohen’s
kappa ( , lower-case Greek letter) were utilised to examine the inter-rater reliability, which is, the extent
of agreement, between the estimation data of collegiate instrumental teachers and self-report data of
music performance undergraduate students on the 24 survey questions that are related to the practice
habits. Also, collegiate instrumental teachers’ suggestions on estimating students’ practice habits in the
practice room during the weekly instrumental lessons were summarised accordingly.
Percent agreement (PA). PA was used to assess how well two groups of participants identify a
variable or set of variables. It will be reported in percentage (%) with the formula below.
Cohen’s kappa ( ). Although PA provides the measure of agreement, it does not take into
account the agreement that would be expected purely by chance. Thus, is here to consider the chance
agreement and to calculate the ‘true’ agreement between the data. The formula for was stated below,
where Pr(a) represents the actual observed agreement and Pr(e) represents the chance agreement.
According to McHugh (2012), the results of can be range from -1 to +1, where =1 represents
complete or perfect agreement between the teachers and students,
=0 represents the amount of
agreement between the teachers and students that can be expected from random chance, and
=-1
represents no effective agreement or disagreement between the teachers and students, or the agreement
is worse than expected. This disagreement data is more like random data than properly collected
research data which is unlikely in practice.
After the kappa value has been obtained, 95% confidence interval (CI) was calculated to clarify
whether the kappa result of each variable is reliable as it was gained from the rater’s estimation or
guessing. The formula for the 95% CI was stated below where 1.96 represents the value of the desired
confidence interval level, and SEK represents the standard error of kappa.
CI = – 1.96 × SEK to + 1.96 × SEK
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Table 1
Interpretation of the Cohen’s kappa (McHugh, 2012)
Results
Two research questions were formed based on the research objectives:
First research question: Are the collegiate instrumental teachers able to estimate their students’
practice habits in the practice room based on the students’ performance during the instrumental
lesson? Twenty-four survey questions that are related to the students’ practice habits were designed to
examine the first research question (see Table 2). Collegiate instrumental teachers were requested to
estimate how their students practised in the previous week based on the students’ performance during
the lesson and music performance undergraduate students were required to self-report their practice
habits in the previous week.
Table 2
The results of the percent agreement (PA), Cohen’s kappa ( ), 95% confidence interval of the kappa value (CI)
and the level of agreement between the collegiate instrumental teachers and music performance undergraduate
students on the students’ practice habit questions
Categories
Practice Habit Questions
PA
CI
Level of
Agreement
Practice Time
My student/I practised how many day(s) in
the previous week
55.17%
.164
-.1735 to .5015
None
My student/I spent an average of how
many minutes per day in the previous week
21.43%
-.0441
-.246 to .1578
Disagreement
Practice Session
My student/I had/not had a practice session
just before the lesson
50%
0
-.3702 to .3702
None
Goal Setting
My student/I set weekly goals for the
practice
51.72%
.2495
-.0331 to .5321
Minimal
My student/I set specific goals for each
practice session
31.03%
.06
-.1693 to .2893
None
My student/I kept a record of the practicing
goals
25.93%
.0254
-.192 to .2428
None
Focused
Attention
My student/I stayed focus on what was
being practised until the goal had been
achieved
43.33%
.1994
-.0509 to .4497
None
My student/I paid attention to the sound
while playing
30%
.014
-.2171 to .2451
None
My student/I tried to avoid distraction
while practising
51.72%
.2852
.0157 to .5547
Minimal
Mental Practice
My student/I ‘mentally went through’ the
music before playing it
20.69%
-.0106
-.1986 to .1774
Disagreement
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My student/I sang important parts during
the practice session
20%
-.0682
-.2593 to .1229
Disagreement
Technique
Practice
My student/I identified mistakes
immediately when they arose
31.03%
.0252
-.2124 to .2628
None
My student/I practised slowly during error
correction for accuracy
20%
-.2141
-.4315 to .0033
Disagreement
My student/I practised difficult spots in
isolation
30%
-.0606
-.3093 to .1881
Disagreement
My student/ I repeated difficult sections
until they had been mastered
23.33%
-.1076
-.3259 to .1107
Disagreement
My student/I varied the rhythms to practise
the difficult passagework
23.33%
.0099
-.1851 to .2049
None
Metronome
Practice
My student/I used the metronome for slow
practice
23.33%
.0129
-.1821 to .2079
None
My student/I used the metronome to
increase the speed up to performance
tempo
10%
-.1096
-.2425 to .0233
Disagreement
My student/I used the metronome
throughout the whole piece
33.33%
.1177
-.1057 to .3411
None
Practise with an
Electronic
Tuner
My student/I used the electronic tuner
during the practice
20.69%
-.0706
-.2696 to .1284
Disagreement
My student/ I used the electronic tuner for
drone effect
43.33%
.2376
-.0009 to .4761
Minimal
Others
My student/I recorded own playing for
self-reflection
40%
.1497
-.099 to .3984
None
My student/I listened to recordings of
pieces that he/she is or I am learning
26.67%
.0922
-.1038 to .2882
None
My student/I performed the whole piece as
part of the practice session
30%
.0922
-.1207 to .3051
None
All collegiate instrumental teachers in this study agreed (86.67%) and strongly agreed (13.33%)
that they could estimate their students’ practice habits in the practice room during the weekly
instrumental lessons and 70% of the music performance undergraduate students (with 30% of them
stayed neutral) agreed (53.33%) and strongly agreed (16.67%) with their teachers’ ability to do so.
Further, students’ perception about their teachers’ ability were elaborated in words. One of the students
stated, “When mistakes occur during the performance, my teacher will know immediately that I was
just playing through the whole piece without stopping to correct my mistakes while practising”. Another
three students stated, “I seldom practise with the metronome. Therefore, when I struggled with the
steady tempo, my teacher would notice that I did not practise with the metronome”, “My teacher knew
how well I prepared my songs by listening to the clarity of the notes, the fluency of the music, and the
quality of my performance”, and “My teacher knew my problems although I did not tell him. He could
tell what I was thinking in the class. I think it’s because what or how I practised was shown through my
performance in the lesson”.
However, the results obtained from the percent agreement (PA) and Cohen’s kappa ( ) reported
that collegiate instrumental teachers could not effectively estimate their music performance
undergraduate students’ practice habits in the practice room based on the students’ performance during
the instrumental lesson. Overall, PA demonstrated a middle to a low percentage of agreement between
the estimation data of the collegiate instrumental teachers and self-report data of the music performance
undergraduate students, which at the same time, indicated a middle to a high percentage of erroneous
agreement. The highest PA scored between the collegiate instrumental teachers and their students was
55.17%, on the question, my student/I practised how many day(s) in the previous week, with 44.83%
of incorrect data. Next, two questions: my student/I set weekly goals for the practice and my student/I
tried to avoid distraction while practising, showed 51.72% of agreement and 48.28% of irrelevant
agreement, and the question, my student/I had/not had a practice session just before the lesson,
demonstrated 50% of agreement and erroneous agreement at the same time. Then, the rest of the
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questions (20 of them) scored lower than 50% of agreement, which indicated an erroneous agreement
that is higher than 50%. There is a 43.33% of agreement on two questions: my student/I stayed focus
on what was being practised until the goal had been achieved and my student/I used the electronic tuner
for drone effect; 40% of agreement on my student/I recorded own playing for self-reflection; 30% to
33.33% of agreement on six questions, listed from a higher to lower agreement score: my student/I used
the metronome throughout the whole piece, my student/I identified mistakes immediately when they
arose, my student/I set specific goals for each practice session, my student/I paid attention to the sound
while playing, my student/I practised difficult spots in isolation, and my student/I performed the whole
piece as part of the practice session; and 20% to 26.67% of agreement on 10 questions, again, in order
from high to low: my student/I listened to recordings of pieces that he/she is or I am learning, my
student/I kept a record of the practicing goals, my student/I repeated difficult sections until they were
mastered, my student/I varied the rhythms to practise the difficult passagework, my student/I used the
metronome for slow practice, my student/I spent an average of how many minutes per day in the
previous week, my student/I ‘mentally went through’ the music before playing it, my student/I used the
electronic tuner during the practice, my student/I sang important parts during the practice session, and
my student/I practised slowly during error correction for accuracy (see Table 2). Lastly, the question,
my student/I used the metronome to increase the speed up to the performance tempo showed the lowest
PA score, which was only 10% of agreement, with a great amount of misrepresenting data (90%) at the
same time. The low PA score obtained from the estimation data of the collegiate instrumental teachers
and self-report data of the music performance undergraduate students on the 24 practice habit questions,
with an overall mean of 31.50%, concluded that the collegiate instrumental teachers cannot effectively
estimate their music performance undergraduate students’ practice habits in the practice room based on
the students’ performance during the instrumental lesson.
On the other hand, Cohen’s kappa ( ) was used to calculate the possibility of the chance or
random agreement. Among the 24 questions, results showed minimal agreement (.21–.39) on three
questions (12.5%), none agreement (0–.20) on 13 questions (54.17%), and disagreement (< 0) on eight
questions (33.33%), which involved the three lowest levels of agreement on the interpretation of (see
Table 1 and 2). According to McHugh (2012), “Any kappa below .60 indicates inadequate agreement
among the raters and little confidence should be placed in the study results” (p. 279). Also, “For kappa
values below zero, although unlikely to occur in research data, when this outcome does occur it is an
indicator of a serious problem” (p. 279). Based on the statements above, all the results in this study
was unsatisfied as none of them was above .60, with eight of them showing negative values. Although
McHugh (2012) did mention that the kappa statistic will lower the estimation of agreement very much
and it is common for the researchers to accept low kappa values in their inter-rater reliability study, but,
the kappa values obtained in this study is way too low, with an overall mean score of .0437 among the
24 practice habit questions. In conclusion, the collegiate instrumental teachers cannot effectively
estimate their music performance undergraduate students’ practice habits in the practice room based on
the students’ performance during the instrumental lesson. All the results of are reliable under the
verification of the 95% confidence interval (CI) (see Table 2).
Second research question: What are the collegiate instrumental teachers’ suggestions on
estimating students’ practice habits in the practice room? In this study, all the collegiate
instrumental teachers were requested to give suggestions on how they know whether their students, i)
set goals, ii) stayed focused on their playing, iii) practised the repertoire mentally, iv) applied the
practice techniques, v) practised with a metronome, vi) practised with an electronic tuner, during the
practice sessions based on their observations during the instrumental lessons. Besides this, teachers
could include other suggestions that they would like to share at the end of the questionnaire. However,
the suggestions given by the teachers were not only based on the observations but also, the
communication between the teachers and students during the lessons. A summary of the suggestions
given by the teachers were discussed accordingly.
Collegiate instrumental teachers assumed that their students had set goals for the practice
sessions when they improved on performing difficult passages or when they improved from the previous
lessons. One teacher stated, “When my student plays difficult spot considerably better than the previous
week, I assume that she set some goals during her practice sessions”. Besides this, teachers assume that
their students had set goals when they completed the assignments given. “I will give my student
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assignments and see whether he completes it”, mentioned by one of the teachers. Also, many
suggestions related to the communication or discussion between the teachers and students during the
lessons were given. For example, “I asked my student what he had practised in the past week”, “I usually
ask my student to give me a summary of what we had discussed last week and what she needs to prepare
from the last lesson”, and “We set goals in the class together and I will observe the results in the next
lesson”, suggested by some of the teachers. Besides, one teacher said he will set long-term goals for the
students at the beginning of the semester and the students will decide the progress at their own pace. If
his students are making good progress week by week, then he knows they have set short-term goals
before reaching the long one.
Collegiate instrumental teachers knew their students stayed focused during the practice sessions
when they performed better or improved after the previous lessons. One teacher said, “Focused practice
leads to greater results. If there are better results or outcomes, I assume that the student had spent quality
time during the practice sessions”. Another teacher mentioned, “When my students do not repeat the
same mistakes, I assumed that they stayed focused during their practice”. Besides this, teachers made
assumptions based on the students’ personality. One teacher stated, “I know my student’s character and
the ability to concentrate at work. Also, I can see the result in the next lesson”. Another teacher
mentioned, “I can guess from the students’ personalities. If the student is very focused during the
lessons, I think he/she will be focused on his/her practice as well”.
Students were assumed to practise mentally during the practice sessions when they performed
their music musically with nice phrasing. One teacher commented, “I can see it when my student shows
phrasing, directions, tempo changes, or new ideas confidently during the performance”. Another teacher
stated, “When my student plays the music smoothly, but not mechanically or in a choppy way”. Besides
this, teachers assume students had mentally practised when they were able to perform with accurate
intonation and good memorisation, and when they can sing through the music while playing.
Instead of guessing what practice techniques that the students applied in the practice room,
collegiate instrumental teachers in this study felt that increasing students’ knowledge of practice
techniques was more important. “Introducing students to ‘how to practice’ is a core component of most
lessons”, quoted by one of the teachers. Teachers believed that when the ‘tools’ in the students’ practice
toolbox is filled, they would naturally know which practice technique is suitable for specific
improvement. One of the teachers said:
I spent the first year of lessons providing the students ‘tools’ for their practice toolbox. Students were
reminded to use it regularly. Also, I suggested the students on how to improve the problematic passages.
The improvement would show if those suggestions were followed accordingly.
Besides that, teachers would also determine students’ use of practice techniques by asking the students
how they practised during the practice sessions. One teacher said, “I will ask my student to give me a
detailed description of what she had worked on since her last lesson and why”. In addition, teachers
could estimate students’ use of practice techniques through the observations of the performance. “When
a student can play some passages with different tempi, dynamics, articulation, and is able to transpose
the passage to different keys, it shows that his/her practice method is flexible”, or “When a student can
perform the running notes evenly, it shows that he/she did some slow practice or practise with varied
rhythms”, mentioned by two teachers.
Teachers thought that students’ habits of using a metronome during the practice could be seen
obviously. When the students could keep the tempo throughout the music, keep the tempo and rhythm
accurately with or without the metronome, aware of the unstable tempo, and were able to maintain the
tempo and coordination between hands accurately, they were considered to be practising with a
metronome.
To know whether the students have practised with an electronic tuner, collegiate instrumental
teachers can observe through students’ awareness of intonation and the ability to fix the tune correctly.
One teacher stated, “I can see when my student played the song in tune and is able to adjust the tune if
it is not correct”. However, this practice habit was not suggested by most of the teachers in this study.
One of the teachers commented that the flexibility of the intonation was more important as intonation
problems might arose during the ensemble playing if the students practised with an electronic tuner
frequently. Besides this, some string teachers in this study preferred their students to use their ears
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(listening to the music) instead of their eyes (looking at the cue of the electronic tuner) to control or
adjust the intonation while playing, and an electronic tuner would be used only when they tune their
instruments. This statement was supported by Millican (2011) in the article ‘Turn Off the Tuner for
Better Ensemble Intonation’. Millican (2011) thought that ensemble intonation will be accurate if the
players turn off the tuner and tune the pitches with each other. He also stated that one who always relies
on the cue of the tuner or conductor signals (visual reference) will not be able to adjust the pitch during
the performances.
Other suggestions were shared by the collegiate instrumental teachers. One of the teachers
mentioned:
It is dangerous to judge students’ practice hours and methods solely based on their performance. In
lessons, teachers should have frequent conversations with their students, encourage them to have concrete
ideas about the music they play, let them express the ideas in words, and try to find the best way of
practising together.
Besides this, “When the students performed confidently, it shows that some practices were done”,
“Keeping a lesson record tracker every week will improve the teachers’ ability to estimate students’
practice habits”, “Teacher’s teaching experience and the time spent with a student will give a strong
indication of the student’s practice habits”, and “Know your student well. The better you know your
student, the easier it is to determine his/her practice quality” were suggested by some of the teachers in
this study.
Discussion
Although two-thirds (ten) of the collegiate instrumental teachers in this study are experienced teachers
who have more than 10 years of teaching experience at the university level and a total of 76.67% of the
music performance undergraduate students have considerable instrumental lesson experience with their
teachers ranging from 2-11 complete semesters (with some of the students started the instrumental
lessons with their teachers since they were studied at the Pre-College Program before they pursuing
their undergraduate degree) that would help the teachers to understand the students better, negative
results were still obtained.
This might be because collegiate instrumental teachers in this study think that communication
between the teachers and students is as important as the observation of the students’ performance during
the instrumental lessons in terms of practice habits. Therefore, negative results were obtained when the
teachers were instructed not to communicate with their students aurally about how they practise in the
practice room and all the judgments were based on the observation of the students’ performance.
Besides this, the negative results might be influenced by other factors such as:
i)
Lack of importance in this topic. No previous literature has been found to assist teachers on
estimating students’ practice habits in the practice room during the instrumental lessons.
ii)
Lack of teachers’ training. The highest qualification obtained by the collegiate instrumental
teachers in this study mainly focused on the performance, performance and pedagogy, and
performance and chamber music. These programmes do not emphasise much on the subject of
music education. Although most teachers learn to observe their students intuitively over time,
not all of them are doing it accurately.
iii)
The data that was reported by the music performance undergraduates might not aligned with
what they exactly did in the practice room. This is supported by the results in the article entitled
‘An Analysis of Practice Room Behaviour of College Music Students’ by Geringer and Kostka
(1984). Geringer and Kostka (1984) comparing the results obtained from the college music
students’ self-reports with the observations in the practice room. They found that the students’
behaviours in the practice room were not the same as what was reported by the students as they
tended to spend more time in non-performance activities and overrated their performance
behaviours in the practice room.
Lau Chooi Wee
27
Recommendation
This is an introductory study on estimating students’ practice habits in the practice room based on the
students’ performance during the weekly instrumental lessons. It was done in one-time survey research
design, to limit participants due to the restricted availability. Therefore, it would be interesting if this
topic can be examined in qualitative research design for a longer time frame; invite more experts to
participate, i.e. competition judges, music examiners, or teachers with a good reputation, and make
comparisons with non-experienced teachers; increase the number of participants; investigate the
practice habits in different styles of music, e.g., jazz music or popular music; and use different
performance settings for estimation, e.g., competitions, recitals, and auditions, in the future.
For future development, it would be beneficial if a system in either music pedagogy or music
education programmes that teaches the key indicators of estimating students’ practice habits can be
developed. Also, a training package or method to observe students’ use of practice habits in the practice
room is recommended to develop for future teachers.
References
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psychology of music performance: Creative strategies for teaching and learning (pp. 151-165). Oxford
University Press.
Bujang, M. A., & Baharum, N. (2017). Guidelines of the minimum sample size requirements for Cohen’s kappa.
Epidemiology Biostatistics and Public Health, 14(2), e12267-1-e12267-10.
https://doi.org/10.2427/12267
Bynum, J. (2019). Productive practice habits. International Trombone Association Journal, 47(4), 32-34.
Academic Search Complete. (Accession No. 139177185)
Conrad, C. (2012, May 10). Top ten clues your student hasn’t practiced.
https://blog.musicteachershelper.com/top-ten-clues-your-student-hasnt-practiced/
Duhigg, C. (2012). The power of habit: Why we do what we do in life and business. Random House.
Ericsson, K. A., Krampe, R. T., & Tesch-Romer, C. (1993). The role of deliberate practice in the acquisition of
expert performance. Psychological Review, 100(3), 363-406. https://doi.org/10.1037//0033-
295X.100.3.363
Geringer, J. M., & Kostka, M. J. (1984). An analysis of practice room behaviour of college music students.
Contributions to Music Education, 11(1), 24-27. https://www.jstor.org/stable/24127283
Johnson, D. (2009). More than just minutes: Using practice charts as tools for learning. Music Educator Journal,
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Miksza, P. (2007). Effective practice: An investigation of observed practice behaviors, self-reported practice
habits, and the performance achievement of high school wind players. Journal of Research in Music
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Miksza, P., & Tan, L. (2015). Predicting collegiate wind players’ practice efficiency, flow, and self-efficacy for
self-regulation: An exploratory study of relationships between teachers’ instruction and students’
practicing. Journal of Research in Music Education, 63(2), 162-179.
https://doi.org/10.1177/0022429415583474
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Mills, J. (2007). Instrumental teaching. Oxford University Press.
Neal, D. T., Wood, W., & Quinn, J. M. (2006). Habits—A repeat performance. Current Directions in
Psychological Science, 15(4), 198-202. https://doi.org/10.1111/j.1467-8721.2006.00435.x
Pike, P. D. (2014). Behind the practice room door: A case study of second-year piano majors. MTNA e-journal,
5(3), 11-23. (Accession No. 2014-07085)
Platz, F., Kopiez, R., Lehmann, A. C., & Wolf, A. (2014). The influence of deliberate practice on musical
achievement: A meta-analysis. Frontiers in Psychology, 5. https://doi.org/10.3389/fpsyg.2014.00646
Schuring, M. (2009). Practice. Oboe art and method (pp. 70-92). Oxford University Press.
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Scott, S. J. (2012). Rethinking the roles of assessment in music education. Music Educators Journal, 98(3), 31-
35. https://doi.org/10.1177/0027432111434742
Biography
Lau Chooi Wee is a candidate in Master of Arts (Music) from the College of Music, Mahidol University,
Thailand. She has received a Bachelor of Music from the University Putra Malaysia.
|
Malaysian Journal of Music Vol. 9 (2020) | learner-centred, self-directed learning, teacher education, action research, music teacher education | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/324 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/3241 | Self-directed Learning in Music Teacher Education: Perspectives from Pre-service Music Teachers in South Korea | This aim of this study is to investigate the perspectives of Korean pre-service music teachers on self-directed thesis seminar conducted in the graduate teacher education program. This research focused on 1) the attitude of pre-service music teachers towards self-directed thesis seminar and 2) the impact of self-directed thesis seminar on the progress of the pre-service music teachers’ performance. Ten pre-service music teachers participated in the researcher’s thesis seminar. The results demonstrated that most of the participants were anxious and insecure in managing the various educational resources as well as monitoring the progress of their study. However, the self-directed thesis seminar has indirectly provided the participants with a new learning environment to manage their own goals, initiate their own learning, and responsible for their own progress and outcomes. The findings also showed that collaborative learning is essential as an instructional approach in self-directed learning to enable the participants to share their views from different perspectives and develop critical thinking. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/3241/2551 | [
" is an assistant professor in a graduate school of education at Ewha Womans University, Seoul, South Korea, where she teaches music education courses. She earned her master’s degree at the Ohio State University and doctoral degree at Teachers College, Columbia University, USA. Her research interests focus on teacher education, professional development, string music education, and music teaching and learning.",
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] | Jihae Shin
29
Self-directed Learning in Music Teacher Education: Perspectives from
Pre-service Music Teachers in South Korea
Jihae Shin
Ewha Womans Univeristy
#363 Education building B room, 52, Ewhayeodae-gil, Seodaemun-gu, Seoul, 03760 Republic of Korea
e-mail: [email protected]
*Corresponding author: [email protected]
Published: 2 September 2020
Cite this article (APA): Shin, J. (2020). Self-directed learning in music teacher education: Perspectives from pre-service
music teachers in South Korea. Malaysian Journal of Music, 9, 29-41. https://doi.org/10.37134/mjm.vol9.3.2020
Abstract
This aim of this study is to investigate the perspectives of Korean pre-service music teachers on self-directed
thesis seminar conducted in the graduate teacher education program. This research focused on 1) the attitude of
pre-service music teachers towards self-directed thesis seminar and 2) the impact of self-directed thesis seminar
on the progress of the pre-service music teachers’ performance. Ten pre-service music teachers participated in the
researcher’s thesis seminar. The results demonstrated that most of the participants were anxious and insecure in
managing the various educational resources as well as monitoring the progress of their study. However, the self-
directed thesis seminar has indirectly provided the participants with a new learning environment to manage their
own goals, initiate their own learning, and responsible for their own progress and outcomes. The findings also
showed that collaborative learning is essential as an instructional approach in self-directed learning to enable the
participants to share their views from different perspectives and develop critical thinking.
Keywords: action research, learner-centred, music teacher education, self-directed learning, teacher education
Introduction
Educators have considered self-directed learning (SDL) as an important platform for teacher education
and professional development (Slavit & McDuffie, 2013; Tillema, 2000). The definition of SDL is as
follows:
Learning in which the conceptualisation, design, conduct and evaluation of a learning project are directed
by the learner. This does not mean that self-directed learning is highly individualised learning which is
always conducted in isolation. Learners can work in self-directed ways while engaged in group-learning
settings. (Brookfield, 2009, p. 2615)
According to Zepeda (2013), the understanding of teaching practices develops when the teachers
are directly involved in their learning processes and mooted by their personal interest. Generally,
teachers preferred to initiate their own professional learning activities (Louws et al., 2017) and enjoyed
considerable autonomy in directing their own capacity in learning (Garrison, 1997; Knowles et al.,
2015). Therefore, SDL is an important concept in the study and practice of teacher education.
John Dewey was one of the first scholars who emphasised the concept of SDL (Williams, 2004).
He explained that teachers should be able to control their own learning process (Dewey, 1938).
Similarly, Knowles (1975) highlighted that adult learning needed to include learners’ active
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30
involvement and the collaboration between professors and students. When defining SDL, many scholars
tended to overemphasise the external management of SDL (Garrison, 1997). As a result, learners’
independence in deciding what to learn and how to achieve their learning goals was only considered in
promoting SDL environments, which caused the restriction of SDL implementation in an educational
setting (Candy, 1991). In this regard, Garrison (1997) suggested that the concept of SDL should include
elements of the cognitive and motivational dimensions of learning as well as the external management
of SDL. Therefore, it is necessary to investigate the learning process of SDL through learners’
contextual control, internal monitoring, and motivation to enter a task.
Within this context, this study is expected to investigate the learning process of pre-service
music teachers who were involved in SDL environment where external management, internal
monitoring, and motivational dimensions were incorporated.
Background of Research
I have been working as a teacher educator at a university in Seoul, South Korea for seven years.
Improving on the teacher education programme in music was my primarily concern as an educator and
a researcher. I have always aspired to empower my students to work independently on their thesis
seminar project. After much consideration, I decided to shift from traditional teaching practice to
student-centred learning. In this research, I introduced SDL in the graduate programme for pre-service
music teachers. This new approach to learning enabled the pre-service music teachers to reflect and
analyse on their own learning outcomes consistently (Simms, 2013).
This graduate programme required pre-service music teachers to complete 30 credits hours for
a successful completion. The students have to enrol in a thesis seminar after completing their
comprehensive examinations. Every student has an advisor to guide them in writing their thesis at end
of the third semester. They have to complete the writing of their Master’s thesis (60-150 double-spaced
pages in length) and present their thesis in the fifth semester.
Problem Statement
Kim (2016) acknowledged that Asian students were generally quiet, passive, and they were more
accustomed to teacher-centred learning. This submissive attitude may be influenced by the teachings of
Confucius. Recently, the Korean government has introduced student-centred learning via SDL in
schools to promote creativity and individuality. However, majority of the students in Korea still
favoured teacher-centred learning and struggled to acclimatise to the new learning environment (Lee &
Park, 2014).
The writing of Master’s thesis in the graduate program is an individual project, which required
the pre-service music teachers to work independently on the project. However, most of the graduate
students in my thesis seminar were not confident in managing their own research project. They faced
difficulty in assessing their own learning progress, and determining the field of their study. They relied
immensely on their advisors to help them solve their learning issues and advancement of their thesis.
As a result, independent learning hardly occurred in the thesis seminar.
The need to develop independent learners in a thesis seminar is pertinent to enable the pre-
service music teachers to embrace new knowledge and improve on their teaching practice. Therefore,
the purpose of this study is to investigate the perspectives of Korean pre-service music teachers on self-
directed thesis seminar, which they participated in their graduate program.
The research questions are as follows: 1) What is the attitude of pre-service music teachers
towards self-directed thesis seminar? and 2) What is the impact of self-directed thesis seminar on pre-
service music teachers’ performance?
Jihae Shin
31
Literature Review
Self-Directed Learning (SDL)
Self-directed learning (SDL) is a process where learners are responsible in 1) identifying their own
needs and objectives, 2) finding appropriate materials, 3) implementing learning strategies, and 4)
evaluating outcomes (Knowles, 1975; Loyens et al., 2008). There are three dimensions in SDL: self-
management, self-monitoring, and motivation (Garrison, 1997). Firstly, learners are engaged in self-
management. They administer their own learning goals, devise their own learning methods, and
determine their own learning resources. They are responsible in monitoring their own progress and
outcomes, as well as finding new strategies in improving their learning concerns. The success of self-
management and self-monitoring in SDL depend on the individual’s motivation which includes the
readiness to commence and adhere to the task until it is completed.
The aspects required in designing SDL environment for teacher education encompassed
individual learners’ personal attributes, teaching efficacy, knowledge level, past experiences, motivation,
course content, and relevant skills in studying (Beitler, 1998; Greveson & Spencer, 2005). The external
factors such as adequate resources and compelling vision of instruction in education programs play a
vital role in regulating the learners’ task motivation (Bullock, 2013; Slavit & McDuffie, 2013). Also,
authentic learning environments where learners have opportunities to construct knowledge and find
solutions of real-life problems help them develop efficacy and self-directed learning skills (Hursen,
2016; Loyens et al., 2008). A gradual paradigm shift from teacher-centred approach to self-directed
learning is integral to facilitate SDL among teachers (Bull, 2017; Levett-Jones, 2005; Williams, 2004).
There are several strategies to promote SDL. Collaborative learning among peers, teachers and
experienced learners played a distinctive role in determining the success on SDL. The learners attained
assistance, guidance and assessment from their collaborative partners in the SDL environment (Jin,
2015; Loyens et al., 2008; Silen & Uhlin, 2008). According to Garrison (1997), collaborative learning
allowed an individual to work independently on a task besides gaining constructive comments from
their collaborators. The process of collaboration helped the learners to evaluate the progress of their
study (Silen & Uhlin, 2008) as well as to develop professional practice (Shin, 2018; Trust & Horrocks,
2017). The use of appropriate tools and resources aided by technology as well as virtual support are
also evident in the SDL environment (Bullock, 2013; Haidari et al., 2019). These technologies driven
tools enabled the students to design fun, easy and quick learning activities (Haidari et al., 2019) besides
enhancing collective learning (Rana et al., 2016).
Researchers in education often argued that the SDL environment affects the learning practice
of the individual. Teachers are responsible for their own learning process and outcomes in SDL (Bullock,
2013; Seo, 2010). A positive SDL learning environment enhanced the teachers’ teaching practice
(Haidari et al., 2019; Slavit & McDuffie, 2013; Tillema, 2000; van Garderen et al., 2017; van Wyk,
2017). Teachers who have successfully achieved fruition in their teaching practice through SDL will
eventually impart the similar approach to their students (Lai et al., 2013).
There are many studies pertaining to self-directed learning for teachers. The research
primarily focused on digital technology teacher (Bullock, 2013), preschool teacher (Seo, 2010),
mathematics teacher (Slavit & McDuffie, 2013), primary school teacher (Tillema, 2000), economics
teacher (van Wyk, 2017), English teacher (Haidari et al., 2019) and special education teacher (Van
Garderen et al., 2017).
However, there are very limited resources related to music teacher education program on SDL.
The knowledge on SDL is instrumental for pre-service music teachers who played a principal role in
developing the education system. These teachers tend to feel difficulty in monitoring their own thinking
and seeking for improvement (Parsons & Stephenson, 2005), so they need to experience SDL in
teacher education programs in order to develop responsibility and accountability in teaching practice.
There is also a need for pre-service teachers to experience SDL as a continuous professional
development (CPD) in the teacher education program. CPD is essential in developing the teachers’
responsibility and accountability in their teaching practice. Therefore, it is pertinent to examine the
perspectives of pre-service music teachers on SDL during their participation in the graduate education
program.
Malaysian Journal of Music Vol. 9(29-41)
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32
Method
I used the action research methodology to investigate pre-service music teachers’ experience in a self-
directed thesis seminar. Harris (2000) said:
In many aspects, this is an extension of a teacher’s professionalism, where reflection and development
of one’s practice is crucial. Action research, though, takes this further by combining theory and practice
in a powerful way. It is practical, based on one’s own needs, and designed to improve one’s practice. (p.
65)
The process of action research consists of nine steps (Mertler, 2016). The first step in action
research is to identity and limit the topic. In this step, I reflected on my teaching experience and
identified that SDL environments are necessary for music teacher education in Korea. Step 2 indicates
gathering information, so I discussed the importance of SDL to pre-service music teachers with other
professors, which confirmed that the research topic is necessary. The third step means reviewing the
related literature, so I reviewed the information and knowledge closely related to SDL in books, research
journals, and website. This related literature provided guidance for developing research design. In the
fourth step, I developed a research plan. After defining research questions, I designed self-directed
thesis seminar and recruited the participants in the study.
Step 5 indicates implementing the plan and collecting data. In this step, two groups participated
in self-directed thesis seminar, and I collected participants’ perspectives on this seminar using data from
participants’ reflective journals, researcher's reflective journal, and artefacts. In step 6, I analysed the
data, and in step 7, I developed an action plan by proposing strategies for implementing SDL in music
teacher education. Step 8 means sharing and communicating the results, so I wrote this research article
to share the results with other colleagues in music education. In the final step, I reflected on the overall
process of this action study.
Self-Directed Thesis Seminar
A self-directed thesis seminar is designed to ensure a better learning environment for the student
teachers’ culminating thesis project. This seminar enabled the pre-service music teachers to 1) seek
their own research interests in education, 2) source their own resources and 3) execute their research in
the fourth semester. This research methodology adapted the seven steps of self-directed professional
learning outlined by Shurr et al. (2014), as shown in Figure 1. In self-directed thesis seminar, step 2 and
3 of self-directed professional learning are integrated into deciding individual research topics because
both steps are closely related to making plans for identifying professional learning needs (Shurr et al.,
2014). Also, step 5 and 6 are compressed into self-reflection because they frequently happen together.
Jihae Shin
33
Figure 1. Seven steps of a self-directed thesis seminar.
In the first step, the learners conduct a self-assessment to evaluate their abilities and skills in a
specific field (Shurr et al., 2014). My graduate students conducted a self-assessment on the progress of
their research study. It is vital for them to reflect on the ideas and concepts of their research study.
Before the inception of the seminar, the students were introduced to the basic research methods on
music education in a course entitled ‘Introduction to Research in Music Education’. We met on the first
week of the seminar to recapitulate the topics learned. I tried to engage my students to assess their
current progress and examine the needs to conduct their study.
In the second and third step, the students identify their learning needs (Shurr et al., 2014). My
students identified the focus and objectives of their study based on their research interest. Upon
completion, they presented their research topics and objectives to their peers, and received constructive
criticism from them.
In the self-directed learning process, it is important to receive continuing support and comments
from peers (Silen & Uhlin, 2008). Finding trustworthy peers who can provide both constructive
criticism and words of encouragement are essential in Step 4 (Shurr et al., 2014). In this recruiting-
support step, each participant presented what they studied about their research topics to their peers and
received constructive comments from them. Collaborative approach enhanced one’s learning process.
Specific individual research topics are given to two groups as shown in Table 1.
Table 1
Individual seminar topic
Schedule
Topics
Group 1
(September to December, 2016)
Group 2
(March to June, 2017)
1st week
Orientation I
All participants
All participants
2nd week
Orientation II
All participants
All participants
3rd week
Quantitative study
Group seminar
(Donna’s presentation)
Group seminar
(Mary’s presentation)
4th week
Self-reflection
Individual work
Individual work
5th week
Qualitative study
Group seminar
(Betty’s presentation)
Group seminar
(Linda’s presentation)
6th week
Self-reflection
Individual work
Individual work
7th week
Introduction
Group seminar
(Ruth’s presentation)
Group seminar
(Kim’s presentation)
8th week
Self-reflection
Individual work
Individual work
Self-directed learning
process
Conduct a self-assessment
Evaluate a self-assessment
Determine objectives
Recruit support
Collect data on progress
Monitor growth
Celebrate success
Self-directed thesis seminar
Check current progress
Decide individual research
topics
Group discussion with
peers
Self-reflection
Final presentation
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9th week
Research method
Group seminar
(Laura’s presentation)
Group seminar
(Susan’s presentation)
10th week
Self-reflection
Individual work
Individual work
11th week
Data analysis
Group seminar
(Jean’s presentation)
Group seminar
(Helen’s presentation)
12th week
Self-reflection
Individual work
Individual work
13th week
Final presentation
All participants
All participants
In step 5 and 6, learners constantly check and monitor their progress to improve on their
research plans in SDL (Shurr et al., 2014). Between the series of group seminars, my participants
reflected on their thinking, knowledge, and understanding about their topics and identified a problem
in learning. They also gathered befitting information and resources related to their own study to address
the problems. Constant monitoring is needed to regulate the participants’ academic progress and self-
assessment on their learning strategies and resources used. The constant support, critical feedback, and
stimulating challenges from the peers during group seminars enabled the participants to reflect and
improve on their research progress.
In the final stage, step 7, the learners review the progress of their study and assess their utmost
achievement (Shurr et al., 2014). All the participants in my thesis seminar presented their final projects
and commended on each other’s success in the last session of the seminar. Besides, they also reflected
and discussed their experiences gained throughout the process of SDL.
Participants
The participants comprised two cohort groups of students who participated in my thesis seminar on the
fourth semester of their program. I intentionally recruited two groups of students to gather rich data
about pre-service music teachers’ various attitudes and perspectives of their participation in SDL. The
purposeful samplings (Tomal, 2010) is used to achieve the objectives of my study, which is to improve
the participants’ skills in conducting and administrating their own research study as well as teaching
practice through SDL. The participants received notification on the purpose of the study and the
research procedures through e-mails. All the ten, preservice teachers need to experience SDL in teacher
preparation programs in order to develop responsibility and accountability students assigned to my
seminar agreed to participate in my research study voluntarily. Donna, Betty, Ruth, Laura, and Jean
(pseudonyms) participated in the first thesis seminar from September to December 2016; and Mary,
Linda, Kim, Susan, and Helen (pseudonyms) joined the second thesis seminar from March to June 2017.
These participants majored in music performance during their undergraduate schools; and they decided
to enroll in the graduate program to become music teachers in the middle or high school.
Data Collection
For this study, I used multiple data collection methods such as participants’ reflective journals,
researcher’s reflective journal, and artefact collection.
Participants’ Reflective Journals. Journal writing is a tool used to assist pre-service teachers
to reflect and assess their current practice (Goker, 2016). By putting their thoughts, feelings,
expressions, and reflections into writing, these teachers are able to 1) examine the current progress in
their study, 2) consider alternatives to solve their problems, and 3) source new knowledge and methods
to improve on their study (Al-karasneh, 2014; Goker, 2016). In this study, participants are required to
write regular reflective journal twice a month and send it to me via e-mail. Each participant wrote six
to nine journal entries. I provided the pre-service music teachers with broad guidelines on how to write
a reflective journal, which was adapted from previous research studies (Al-karasneh, 2014; Goker,
2016):
1. What main events happened today or this week? What were your decisions in terms of good
learning practice?
2. What went well? What makes you think so?
Jihae Shin
35
3. Record your thoughts and feelings during individual work and group seminars.
4. Describe and reflect your negative learning experience as well as positive experience.
5. What did you do to sustain the positive and avoid the negative?
Researcher’s Reflective Journal. Besides collecting the participants’ reflective journals, I also
kept my own reflective journal. I recorded my observations, thoughts, and reflections on each
participant in my journal. Documentation includes the progress of each individual participant as well as
their learning process and accomplishment between theory and practice in the graduate program.
Artefact Collection. Artefacts enabled researchers to gain new insights on observations,
journals, and interviews (LeCompte & Preissle, 1993). In this study, I collected participants’ research
proposals, presentation handouts, and e-mails to examine the perspectives of their participation in this
thesis seminar.
Analysis
Data analysis on the learning process of SDL among the pre-service music teachers in South Korea
(Bernard & Ryan, 2010) are conducted by using content analysis. At the initial stage, I read all the data
collected to gain a holistic understanding of graduate students’ experience in SDL. Then, I re-read the
data to identify useful codes. The 10 codes established were joy, anxiety, confidence, peers, attitude,
responsibility, critical thinking, collaboration, frustration, and improvement. Using constant
comparative method, six clustered categories found encompassed joy in the learning process, frustration
in SDL, responsibility, development of critical thinking, benefits from peers, and improvement in peer
collaboration in SDL. Comparative study among the categories were done to identify the relationship
between each group, and finally, five main themes were aggregated. The five themes include 1) attitude
about SDL, 2) responsibility for learning process, 3) various perspectives from peers, 4) development
of critical thinking, and 5) the way for effective collaboration in SDL. The main themes were refined
according to the research questions 1) the attitude of pre-service teachers towards SDL and 2) the impact
of self-directed thesis seminar on pre-service music teachers’ performance. Data analysis comprised the
similarities and differences among the participants.
Analysis on the coded data and its related texts were sent to the participants for verification
(Tracy, 2010) to minimise errors and prejudice in analysing and interpreting the data as I am directly
involved in the education program. To establish credibility in this study, I used peer examination to
receive feedback on participant recruitment, methodology, data collections, research findings and
interpretations (Merriam, 1998). Besides, peer debriefing allowed me to re-analyse emerging new
categories and clarify the participants’ attitudes towards SDL.
Findings and Discussion
The findings comprised two categories: (1) the graduate students’ attitude on SDL and (2) the impact
of SDL on graduate students’ performance in their thesis seminar. Each category concluded with a
discussion on SDL pertaining to pre-service music teachers.
Attitude about SDL
The findings demonstrated that most of the pre-service music teachers do not favour SDL at the
beginning of the thesis seminar. They were apprehensive to conduct their studies in the new
environment. The same stance also prevailed in my second observation. Refer to the researcher’s
reflective journal as stated below:
It is still difficult to implement SDL in the seminar… I have tried my best to gain the pre-service music
teachers’ confidence in working on their thesis by designing specific steps in SDL; but they were still
apprehensive to learn in this new learning environment…What should I do? Do I need to revert to
teacher-centred approach? What have I done wrong as their thesis advisor?
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They lacked confidence in choosing reliable and suitable learning resources from the various
references. For example, Linda expressed her concerns in managing the materials and resources found
in books, the internet, and databases:
It is difficult to find appropriate contents and materials for my study, especially when there is enormous
information on the field of my study. Besides, I also faced difficulty in deciding the most relevant
materials and information pertaining to my study.
Most of the participants lacked confidence in monitoring their own learning progress. In SDL,
the participants were required to examine their progress and improve on their learning strategies
constantly. However, most of the teachers were perplexed with their own ability in making decisions
and assuring the correct learning outcomes. As reflected in Kim’s journal below:
During the preparation of my work, I have to change my research variables constantly. At one moment,
I decided to focus on music teachers’ attitude towards music teaching and teaching anxiety. Nevertheless,
I am not sure whether these variables are significant and related to the previous studies. Through my
observation, I think there is a need to modify my research topic. Again, I am not sure whether I have
made the correct decision.
The findings showed that only two out of ten participants enjoyed the journey of SDL. In her
fourth journal, Susan, from the second group, mentioned that she enjoyed learning, found that the
process interesting and discovered new learning strategies in improving herself:
I decided to focus on a specific research question, and it helped me in designing the questionnaire. I was
able to complete the outline of the survey quite easily. While studying on the research methods, I found
two useful references as a guide. I chose the participants in my study and designed the survey instrument
based on the references. It was quite an interesting experience for me. Of course, I realised that I might
need to modify and re-design my survey; however, the learning process itself was rewarding and
enjoyable.
The initial stage of SDL proved a burden for all the participants. However, a few of them began
to appreciate the process of SDL after experiencing progress in their study. As discovered by Donna in
her journal:
At the beginning, it was difficult for me to read all the resources related to my study and it was a great
pressure on me. However, as my study progressed, I began to enjoy the new learning environment. I
really liked the learning process where I could study independently. That experience motivated me to
participate in other learning activities more confidently and actively.
The findings contradicted from Lai et al. (2013), and showed that there were constant anxiety
among most participants (except two) towards the process of SDL since its inception. As the thesis
seminar progressed, I realised that most of the participants lacked experience and confidence in SDL.
The complexity in their research project and thesis writing further doubted their confidence in
participating in SDL.
After observing the graduate students for almost four months, I realised that they should have started
SDL in topics familiar to them. The participants kept complaining that SDL was new to them. Explaining
the purpose and the process of SDL at the beginning of the seminar was not sufficient to boost their
confidence in this new environment. I should have designed a more detailed and specific plan to engage
them in SDL.
As said in Bull (2017) and Levett-Jones (2005), an abrupt change from teacher-centred learning
to SDL might trigger anxiety, fear, and criticism among the learners. It is more effective to implement
SDL to the learners by introducing collaboration with a teacher to set up goals and assess learning
progressively (Bull, 2017; Williams, 2004). Most of the music courses offered in the teacher education
program at my school focused on teacher-centred approach. The pre-service music teachers were
unacquainted to setting up their own goals, working independently and finding suitable learning
Jihae Shin
37
materials. Besides, the challenges encountered in their research projects further restrained them from
enjoying the fruition of SDL since its inception. Therefore, I suggest that the students should be
motivated to SDL through familiar and easier topics offered in the program (Greveson & Spencer,
2005). Progressive introduction of SDL is essential to enable them to understand its purpose and
methods (Levett-Jones, 2005). SDL should be introduced successively to develop personal and
cognitive skills as well as improving the process of learning.
Furthermore, it is significant that participants with positive attitude towards SDL also noticed
the favourable outcomes from SDL. According to Lai et al. (2013) and Levett-Jones (2005), participants
who have had achieved assuring outcomes from SDL are affirmative towards its learning environment.
This finding suggests pre-service music teachers to discern their own progress in their study in SDL.
The Impact of SDL on Graduate Students’ Performance in a Thesis Seminar
This study showed that self-directed thesis seminar helped graduate students become more responsible
in their learning process, get various perspectives from peers, and develop their critical thinking.
Responsibility in Learning Process. All the participants agreed that they were responsible in
setting and managing their own goals during the learning process. As expressed by Jean in her
reflections on the SDL:
While I was in a graduate school, I had a lot of opportunities to work on various projects. I took on the
tasks given by my professors without questioning the reasons to work on those assignments and projects.
As for my research, I had the opportunity to decide on my own study. I decided to analyse quantitative
and qualitative findings. It was a good experience for me to initiate my own learning experience. During
this learning process, I became more responsible in making decisions pertaining to my own study.
The respondents opined that the experience in deciding their own goals enabled them to manage
their own study more effectively and self-sustaining. Betty mentioned the responsibility in learning in
her reflective journal:
While participating in the seminar, I realised that I need to improve on my knowledge in research.
Therefore, I proceeded to study on research methods, data analysis and qualitative methods by myself.
This experience differed from the teacher-centred learning. As a responsible learner, I worked very hard
and it helped me to remember what I have learned.
As stated by Bullock (2013), Lai et al. (2013) and Seo (2010), this study also showed that pre-
service music teachers were responsible for their own learning process and outcomes in the SDL
environment. In the SDL process, it is important to create a positive learning environment that
encourage learners to engage in their own study confidently (Bullock, 2013; Slavit & McDuffie, 2013).
Thus, I put into consideration the pre-service music teachers’ needs and interest when designing this
self-directed thesis seminar (Beitler, 1998; Hursen, 2016; Slavit & McDuffie, 2013). The teachers
enjoyed learning new knowledge while managing their own goals and initiating their own learning
experience. This finding supported the concept of SDL (Brookfield, 2009; Garrison, 1997). The pre-
service music teachers decided on their own learning during the self-management process; were
responsible for establishing their own professional knowledge; and were motivated to continue to work
hard.
Various Perspectives from Peers. The pre-service music teachers also valued the comments
and feedback given by their peers from different perspectives in the seminar. At the beginning of the
seminar, they were hesitant to participate actively in group discussions. However, they picked up the
momentum in the second meeting.
In their reflective journals, these respondents commented on meaningful learning through active
peer discussions. They acknowledged the positive feedback given by their peers to enhance their
research topics and thinking process. As acknowledged by Betty the advantages of peer collaboration
in her reflective journal:
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Today all of us read Ruth’s research introduction and give her some suggestions. In fact, I have not
written on my introduction yet, and it is quite difficult for me to comment. However, it is interesting to
note that different suggestions and opinions were raised during peer discussion although we read the
same thing. I think that was useful during peer collaboration.
Through peer discussions, the pre-service music teachers modified their research focus and find
alternative resources to collect and analyse their data. For example, in Mary’s reflective journal, she
showed her appreciation on the various suggestions given by her peers in choosing samplings for her
study:
“During my presentation, my peers asked me about the frequency of attendance during weekly
woodwind band practice and the duration of practice. I couldn’t answer those questions… Helen
highlighted to me that the school’s learning environment played an important role in determining the
quality of the school band. I haven’t thought of that, and I need to consider those issues before choosing
my samples.”
In the researcher’s journal, I also noted that the collaboration in SDL enabled the pre-service
music teachers to consider different perspectives to improve on their research topics:
It was very interesting to observe the conversations among the pre-service music teachers. Especially,
Helen seemed to gain various ideas to analyse her qualitative data from others’ perspectives…Today, I
realise the importance of collaborative process in SDL. This process is very effective in helping them to
be more self-directed learners.
All the pre-service music teachers in this study agreed that collaboration among peers was an
integral factor in helping them to conduct their own research in the SDL process successfully. As said
in Conway et al., (2010) and Shin (2018), the pre-service music teachers also enhanced their thoughts
and developed their learning process based on the perspectives given their peers. These participants
also managed to monitor and improve on their research methods as well as strategies.
Development of Critical Thinking. It is interesting to note that the participants managed to
think and evaluate their own topics, resources, and progress more objectively and critically after reading
their peer’s assignment and participating actively in the discussion. As mentioned by Kim in her final
reflective journal about her experience in the self-directed thesis seminar:
One of the most important advantages of this seminar was that I could look at my work objectively
beyond bias. After reading others’ work and considering others’ perspectives, I could monitor the
progress of my work more critically.
Echoing the same sentiment, Helen, in the second group, agreed that the opportunity to view
and reflect on others’ research work enabled her to monitor and improve the quality of her own research
study:
I tried assessing my colleagues’ work objectively and posted critical comments as well as quizzing
questions to them. I tried to recall and reflect on those questions during my own study. I noticed that I
could concentrate more on managing resources and organising my research plan through recalling the
comments from peer group’s discussion. For example, What if this works ... if I were to write it this
way? I think collaborative learning is imperative to assist me in learning critically.
It is also inspiring to learn that the participants gained deeper understanding of their own work
after participating actively in the peer group’s discussion as well as reading their peer’s assignments.
Peer collaboration in SDL promotes objective perception of their research process. The pre-service
music teachers gained deeper insights into their own learning process, which eventually led them to
perform well in the self-directed thesis seminar.
Goodloe (2015) argued that “one way to demonstrate critical thinking is by examining one’s
own values through reflecting, questioning, writing, and analysing personal beliefs and the perspectives
of others” (p. 47). Participants in this study showed that they learned to assess the quality of research
Jihae Shin
39
work by reading objectively, reflecting and questioning others’ assignments as well as their own.
Throughout this process, these pre-service teachers were able to assess and improve the quality of their
own work in SDL. During my observation, I realised that questioning others’ work is pertinent in
promoting critical thinking among the pre-service teachers’ in SDL. This process enabled them to
manage, monitor, and assess their learning progress more critically.
The Way for Effective Collaboration in SDL. All the participants consensually agreed to the
advantages of the collaborative learning in SDL thesis seminar. They also gave their suggestions to
improve peer collaboration in SDL. Donna commented that it was difficult for her to read her peers’
work in a short period during the seminar:
I was not confident in giving feedback to Laura’s assignment because I was not sure whether I have fully
understood her work and intentions… Therefore, I hope that we could get the materials earlier so that
we could have ample time to read and think about it before peer group discussion.
Laura further suggested that the participants post their work before peer group discussion
through social network services such as Facebook and blogs to enable effective group discussion and
collaboration:
I think Donna has worked very hard on her assignment, however we were not ready to comment in the
seminar. It would be more effective if the participant post their work for us to read earlier through
Facebook or blogs. I think this method saves time and enables us to participate more actively and
confidently.
This study distinctively showed that the pre-service music teachers also valued virtual space
besides face-to-face seminar meeting. Online meetings played an important role in facilitating music
teachers’ group discussions. Shin (2018) argued that both face-to-face meetings and online
communications facilitated interactions among music teachers, and Trust and Horrocks (2017)
confirmed that “blending informal and formal learning activities optimise the overall learning
experiences” (p. 658). The pre-service music teachers also concurred that virtual meetings provide them
with more time to read and evaluate their peers’ work for group discussion. Therefore, it is necessary
to encourage the participants to post and review their peers’ work in the virtual platforms without
restraining to time constraint.
Conclusion and Recommendations
SDL is primarily important to enable pre-service music teachers to pursue continuous professional
development throughout their teaching careers (Zepeda, 2013). SDL in a teacher education program
empowered pre-service music teachers in managing their own learning. The participants were
responsible for their own learning process and outcomes besides enjoying the new learning
environment. As suggested by Bullock (2013) and Slavit and McDuffie (2013), I encouraged pre-
service music teachers to decide on the field of their study based on their interest, initiate and manage
their own goals and take responsibility in their own learning process.
However, the participants faced difficulty in engaging into the new learning environment. Most
participants felt insecure in managing their learning resources and monitoring the progress of their
learning. Hence, my suggestion is to incorporate the learning process in SDL progressively to enable
participants to benefit from it. The course content should be familiar to the participants to enable them
to develop positive attitude in designing, conducting, and assessing their learning confidently.
The findings also showed that collaborative learning is an effective instructional approach to
elicit peers’ comments and feedback from various perspectives besides developing critical thinking
among the participants. The ability to read and question others’ work indirectly helped the participants
to reflect and review their own learning progress in SDL. The ability to focus and understand the context
of others’ research eventually helped the participants to self-monitor their own studies critically
(Goodloe, 2015). Therefore, it is vital to encourage participants to review and comment their peers’ task
collaboratively in SDL to generate critical thinking and constructive self-monitoring.
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Furthermore, virtual spaces are also significant in engaging collaborative learning among the
pre-service music teachers besides in-person meetings in SDL environment. The use of technology is
prevalent among the pre-service music teachers in the teacher education program. Therefore, there is a
need for music educators to consider incorporating technology in SDL to assist pre-service music
teachers in managing and monitoring their learning successfully and independently.
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Biography
Jihae Shin is an assistant professor in a graduate school of education at Ewha Womans University, Seoul, South
Korea, where she teaches music education courses. She earned her master’s degree at the Ohio State University
and doctoral degree at Teachers College, Columbia University, USA. Her research interests focus on teacher
education, professional development, string music education, and music teaching and learning.
|
Malaysian Journal of Music Vol. 9 (2020) | balinese gamelan, contemporary composition, cultural matrices, innovation | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/324 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/3922 | Innovation and Change in Approaches to Balinese Gamelan Composition | This article addresses newly developed approaches to gamelan composition among Balinese composers by focusing on changes and innovations within tradition. Balinese composers today represent a cross-section of arts communities who collectively have produced some of the most innovative gamelan compositions in nearly half a century. Subjected to increasingly cosmopolitan reviews from both conservative and progressive audiences, these composers encapsulate the shifting ideals of a generation who value new aesthetic paradigms that increasingly diverge from the history, tradition and legacy of their traditional Balinese predecessors. In the fiercely competitive world of gamelan group rivalry, struggles and triumphs between contemporary composers have always seen creative boundaries pushed to their limits. I examine some of these triumphs and limitations by examining the creative output of six representative Balinese composers who contend with innovation and its reception in local contexts. I argue that innovations in gamelan serve as benchmarks that demarcate creative spaces and approaches while simultaneously testing the real-world confines of changing traditions. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/3922/2553 | [
"is a lecturer at the Faculty of Performing Arts at the Indonesian Institute of Arts Denpasar in Bali, Indonesia. He is also the current dean of this faculty. I Komang has a master’s degree from Universitas Gadjah Mada, Yogyakarta (1998-2001) and a doctoral degree in Cultural Studies from Universitas Udayana, Denpasar, Bali (2008-2012). After completing his studies, I Komang led several research projects as principal investigator and continued to perform as an active arts practitioner. I Komang has presented papers at international conferences and performed at several countries including Sweden (1991), Spain (1992), Germany, Switzerland, Belgium, the Netherlands, Finland (1995), Thailand (1996), Japan (1997, 2004), India (1998), Maldives (2007), Cambodia (2007), and France (2008)."
] |
Malaysian Journal of Music Vol. 9(42-54)
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42
Innovation and Change in Approaches to Balinese Gamelan Composition
I Komang Sudirga
Music Department, Faculty of Performing Arts
Institut Seni Indonesia, Denpasar
Jalan Nusa Indah, Sumerta, Denpasar, Bali, 80235
e-mail: [email protected]
*Corresponding author: [email protected]
Published: 10 September 2020
Cite this article (APA): Sudirga, I. K. (2020). Innovation and change in approaches to Balinese Gamelan
composition, Malaysian Journal of Music, 9, 42-54. https://doi.org/10.37134/mjm.vol9.4.2020
Abstract
This article addresses newly developed approaches to gamelan composition among Balinese composers by
focusing on changes and innovations within tradition. Balinese composers today represent a cross-section of arts
communities who collectively have produced some of the most innovative gamelan compositions in nearly half a
century. Subjected to increasingly cosmopolitan reviews from both conservative and progressive audiences, these
composers encapsulate the shifting ideals of a generation who value new aesthetic paradigms that increasingly
diverge from the history, tradition and legacy of their traditional Balinese predecessors. In the fiercely competitive
world of gamelan group rivalry, struggles and triumphs between contemporary composers have always seen
creative boundaries pushed to their limits. I examine some of these triumphs and limitations by examining the
creative output of six representative Balinese composers who contend with innovation and its reception in local
contexts. I argue that innovations in gamelan serve as benchmarks that demarcate creative spaces and approaches
while simultaneously testing the real-world confines of changing traditions.
Keywords: Balinese gamelan, contemporary composition, cultural matrices, innovation
Introduction
Audiences who support new compositions may feel confident that the presentation of contemporary
music can, at the view least, provide some new ideas and innovations to existing music traditions.
However, many new ideas may be controversial and bring to the surface mixed reactions and responses
particularly from conservative audiences on the Indonesian island of Bali. Although sometimes less
conceptually understood, contemporary gamelan composers may be abrasive and challenge the status
quo in their attempts to be entertaining. Audience members who reject composer’s radical ideas in a
creative work apply critiques that alienate gamelan artists because they feel radically new compositions
to be strange, not accessible and lacking established musical references.
In order to carry out an investigation of these issues, this article examines recent innovative
works from six Balinese composers who are challenging tradition and spawning new art forms. I Wayan
Sudiarsa is regarded as a ‘community composer’ who attributes his innovations and inspirations to two
general categories: environmental themes and making social impact. As a grassroots composer he is
less concerned with notions of recognition and stardom and focuses on composing to make a positive
impact on his local community. I Nyoman Windha is a veteran in kebyar innovations. He innovates by
using the geo-cultural location of his composition as an impetus for creating his works. For Windha
innovating involves evaluating where you are, the musicianship of the group, and how best to compose
for them. I Wayan Darya from the village of Singapadu got his idea to create an entirely new gamelan
only after collaborating with the dancer Guruh Soekarnoputra. This reaffirms that music composition
I Komang Sudirga
43
in Bali does not operate in a vacuum but has a symbiotic relationship with performing arts. Bona Alit
and I Made Subandi each have explored diatonic music and pan-Asian instruments such as Indian tabla
and Chinese erhu for collaborations for composition. And finally Dewa Ketut Alit has become a
visionary by continually testing the boundaries of tuning, orchestration and instrumental possibilities
for gamelan. Each composer innovates new ideas while negotiating what changes affect their personal
directions and traditions they represent.
Using the notion of cultural matrices (Brinner, 1995) as the intersection of reference points that
dramatically shape innovation in gamelan works, this article looks at what informs composer’s choices
for gamelan compositional reconfigurations. It also examines how innovations are justified and
qualified to demarcate space within a composer’s pallet of expression while simultaneously assessing
the boundaries of changing traditions. Balinese composers have been innovating new ideas for
generations. There is a long lineage of Balinese composers such as I Gede Manik and I Wayan Beratha
who are considered pioneers of the revolutionary 20th century style of gamelan called kebyar. We now
look back at how gamelan traditions have been passed down and how composers adhere to their
teacher’s style while innovating their own idioms and approaches.
Histories of Innovation in Balinese Performing Arts
The idea of innovation among composers and choreographers for contemporary Balinese gamelan
music and dance is not new. Each inheriting generation in Bali has made efforts to renew their ideology
to express their concepts and worldviews through gamelan music (Dibia, 1999). Many examples of
innovation in the history of Balinese performing arts are worthy of note in this discussion of innovation.
In 1915, the North Balinese dancer, Pan Wandres from the village of Jagaraga in Buleleng district used
the classical court dance called legong kuntir as a basis for innovating movements in the fast and flashy
style that would become kebyar and the classic dance called kebyar legong. This dance would inspire
composer/choreographer I Gede Manik to compose the revolutionary dance and music called kebyar
truna jaya that is today considered a benchmark of dance and music (Tenzer, 2000). In 1925, the dance
maestro from the district of Tabanan, I Ketut Mario (1897-1968) used the agility of the gandrung to
innovate it into the now classical choreography called kebyar duduk. Later in 1952, he would create a
duet for male and female dancers called oleg tamulilingan. Each of these examples were innovative in
their time but have since become staples of a codified tradition.
This process of innovation becoming codified tradition also occurred in instrumental gamelan
music. I Wayan Lotring (1898-1982) from Banjar Tegal in Kuta village, Badung regency combined
compositional ideas from the classical court ensemble called gamelan palegongan together with
repertoire from the quartet of metallophones called gender wayang to create his very own innovative
compositions such as Sekar Gendot, Sekar Setaman and Kulicak (Bandem 2013). Historically, gamelan
composers employed a great deal of ‘musical borrowing’ as methodology for innovation. Inter-genre
borrowing has been common since the mid-20th century in Bali. For example, gong kebyar composers
have traditionally borrowed from ensembles such as the stately temple music of gamelan gong gede,
the seven-tone gambang and ritual ensembles like the gong luang. The sweet, melodic repertoire of
instrumental music from the melodious and sweet-sounding court orchestra called semar pagulingan
borrowed repertoire from the chamber ensemble of long end-blown flutes called pagambuhan. By the
1960s, the folk-inspired bamboo ensemble joged bumbung and the 4-tone bronze gamelan angklung
adopted the flashy, fast paced style of kebyar.
Cross-genre borrowing as a methodology for innovation was not limited to musical ensembles.
The late theorist and music scholar, I Gusti Putu Made Geria from Buagan village in Denpasar, who
was also a composer of the generation of Nyoman Kaler and Wayan Lotring, had the skill and ability
to create the long, extended musical compositions of instrumental music for tabuh lelambatan
pegongan klassik based on his wealth of musical knowledge about vocal music (tembang Bali) using
poetic verse forms such as Ginada, Pangkur, Dangdang, and Sinom. Not unlike I Wayan Lotring's new
percussion works cited above, I Gusti Putu Made Geria also mastered the palegongan and kakebyaran
forms composing complicated interlocking parts because he had a strong base both in terms of
seamlessly fusing gender wayang, pagambuhan, and palegongan percussion techniques. He was also a
lecturer in music at the then ASTI Denpasar and had students such as I Nyoman Rembang, I Wayan
Sinthi, and I Wayan Beratha.
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Composition lineage continued in the hands of Geria’s student, I Wayan Beratha, a figure who
earned the reputation from his peers and the wider community in his generation as the reformer of
kebyar style gamelan. In addition to creating new instrumental music in the style of temple orchestras
called kebyar lelambatan, he was influential in choreography for the nationalist farmer’s dance called
tari tani because during the presidency of Sukarno, “… Balinese artists were encouraged to write music
that expressed themes of national interest in a social realist style” (Steele, 2013, p. 186).
Innovations from the lineage of Balinese composers continued when I Wayan Beratha then
handed down his expertise to his pupils such as I Wayan Rai. S, I Nyoman Astita, I Ketut Gde Asnawa,
I Wayan Sinti, I Nyoman Windha, I Nyoman Sudarna, Desak Suarthi Laksmi, and others who are
considered great composers of this era. Among the most productive and prominent students of Beratha
was I Nyoman Windha. Never resting on his laurels, the results of his work adhere to his teacher’s style,
but have led to his own innovative idioms in his language of music. His strength is strongly rooted in
the structure of his melodies enriched by a virtually endless repository of melodic nuance and variation.
In the 1990s, a new generation of young composers emerged such as I Gde Arya Sugiartha, I Made
Arnawa, I Gde Yudana, I Nyoman Sutama, I Wayan Widia, I Wayan Darya, I Made Subandi, I Wayan
Wiriadi (Kiung), Dewa Ketut Alit, Sang Nyoman Arsa Wijaya, I Ketut Suandita, I Wayan Sudirana,
and I Wayan Sudiarsa (Pacet). The exciting developments of contemporary composers Wayan Gde
Yudana, Dewa Ketut Alit, Wayan Sudirana, and Sang Nyoman Arsa Wijaya bring even more radical
new challenges in the composition of Balinese gamelan.
The next section of this article explores some of the theoretical frames contemporary composers
consider when creating compositions. Unlike their predecessors, today’s composers in Bali depart from
tradition to create forms and structures that previously have not been done before where “breaking
existing molds” is part of the process of generating new ones (Brinner, 1995, p. 452).
Innovation Conceptualised
Innovation constitutes a strategic move that intentionally departs from tradition to update a particular
culture to be more functional for its audience. Often glossed as an invention of tradition (Hobsbawm &
Ranger, 1983), innovations also involve developing solutions to artistic problems. If the invention takes
the form of a working model or prototype, then the concept of innovation relates to creations that are
generally new tools, products, methods or processes that inform new perspectives. Riandi (2016)
defines innovation as a way of dealing with challenging issues and sees “technical solutions to a
technical problem” (p. 1). From the perspective of psychology, a new composition is perceived as
original if its ideas, structures or forms have never been seen or heard before. The creator himself is
‘cognitively convinced’ something new has been generated; despite the fact that he may be unaware
that elsewhere a new composition bearing similar traits may already exist.
From a cultural perspective, a new composition is meaningful if it previously did not exist in
the cultural practice of the composer whose “contemporary explorations look outward, breaking molds
rather than filling them” (Brinner, 1995, p. 452). These expressions are not inferior to tradition nor are
they considered less than other contemporary compositions that combine cross-culture elements to form
music (McGraw, 2009). In this case, innovations are cultural encounters reconfigured, modified and
changed to suit existing categories of cultural production such as musical form, tuning system, dramatic
character, movement vocabulary or regional costume variations. These are just some of the many
distinctive performing arts subsets that form cultural matrices, “[ ... ] a set of categories created by the
intersection of two or more sets of distinctions” (Brinner, 1995, p. 434).
Indonesian historian and archaeologist, Edi Sedyawati (1981), describes intersecting
approaches between classical and contemporary modern art in the 20th century. She says, “In the
classical approach, art is a statement of intellectual idealism, based on a set of permanent symbolic
systems, which can vary according to the ability of each artist’s choice of motives, expressions and
presentations, and ultimately how its appreciated” (as cited in Lindsay, 1991, p. 50). The contemporary
approach emphasises the assessment of uniqueness in an art work. New works are considered truly “art”
if born from an artist’s personal insight unbound by any limitation. The main strategy of modernists of
the 20th century were built upon freeing themselves from dependency on the basic concepts of tonal
harmony, rhythm, and melody (Harjana, 2003). Therefore, in modernism, one of the artist’s aims is
emancipation and liberation from bondage, attachment, and restriction.
I Komang Sudirga
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Over the past 20 years, I have observed both intellectual idealism and sonic emancipation
through modernism in the gamelan compositions of my conservatory students. Let me briefly provide
an anecdote as an example. In 2005, I served as composition thesis portfolio advisor for Sang Nyoman
Arsawijaya. The title of his composition was Geräusch. Named after the German word for “unpleasant
noise”, the composition did not use conventional musical instruments. Instead, the composer chose to
write for pieces of crude metal pipes, grinders, and cracked bronze gongs. During the final recital at the
then Indonesian Academy of Higher Arts in Denpasar (Sekolah Tinggi Seni Indonesia, Denpasar)
spectators were somewhat shocked and almost terrorised by the deafening sound. Many audience
members unfamiliar with this kind of ‘sonic emancipation’ from tradition covered their ears. Oddly
enough I remember that some of Arsawijaya’s examiners requested ear protection devices but these
were not permitted. After the performance, several examiners questioned whether or not Geräusch
actually constituted a musical composition suitable for examination? Some audience members were
surprised, angry and even considered my student’s composition blasphemous. As his supervisor, I felt
worried but remembered John Blacking’s ‘music as organised sound’ so of course for me, it was music
as a representation of the expression of an artist through the media of sound.
At that moment I realised our gamelan community and most of its academic artists were not
really prepared to accept a radical and somewhat extreme new music. Looking back on this event makes
evident that intellectual idealism and sonic emancipation are part of a process where meanings about
Balinese gamelan compositions must be contested, destructed and reconstructed from scratch (Tenzer,
2011).
This type of sonic emancipation in gamelan composition also occurred after the performance
of a new percussive creation called Candra Klang at the Gong Kebyar Festival at the 2007 Bali Arts
Festival. Similar to my student’s composition using metal pipes, grinders, and cracked bronze gongs,
Candra Klang challenged the aesthetic boundaries and audience expectations, including well-respected
senior gamelan composers. At that time, the late maestro I Wayan Beratha made the comment, “apa ya
gaena totonan jeg sing kena baan ningeh aji kuping ... cara dedaarane lalah bin misi pakeh sing
nyidaang ben ngerasaang” (what in the world are they doing, this cannot be enjoyed by my ears … just
like food that is both too spicy and salty cannot be tasted as delicious) (Sugiartha, 2012, p. 6).
Beratha’s indigestible food analogy speaks to aesthetic gaps between generations. When
listening to these expressions, Beratha and the general public often accuse contemporary gamelan
composers of being selfish, egotistical and only seeking self-satisfaction. From this uninitiated
perspective, when contemporary composition changes aesthetics, it seems to be exclusive, only
understood by “insiders”, namely the experts in the field, the artists and their supporters (Harjana,
2003).
Developing new aesthetics needs to be given a space for continually cultivating an appreciation
for new ideas in order to make a connection between artist and audience. In this regard, Balinese
composer’s innovative efforts in local and regional arts arenas must be reinforced and supported in
order to accommodate their creative ideas. Balinese artists who have grand ideas should be able to
implement them so that increasingly composers can renew audience’s interest in developing traditions
at the regional, national and international levels. The basic properties of new music in both past and
present contexts has not changed dramatically. It is only that innovation is actually needed as a means
to question the past, push aside irrelevant and obsolete art forms, and make aesthetic space for itself.
Forms of Innovation
In Balinese society today there has been a noticeable shift in interpreting the aesthetic value of
karawitan art forms. In the past, a well-composed karawitan composition earned notoriety if it was
original, contained philosophical references, or used a high level of virtuosic skill judged primarily on
musical phenomenon. Today, the aesthetic value is not just musical sounds pleasing to the ear, but draw
from a cross-cultural musical language that contains a “clearly articulated ideology present in new
musical arrangements” (Harjana, 2003; Sugiartha, 2012, p. 2). In this section, I review the importance
composers place on technical ability, post-modern ideologies, the reassignment of instrumental
functions within the gamelan orchestra, and the deconstruction of traditional structural concepts.
Increasingly, contemporary Balinese composers have a strong practical ability as a drummer,
melodic leader or orchestral director where technical capability becomes the foundation for crossing-
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cultures. For example, I Wayan Sudirana’s Korean percussion fusion piece Jinggong from Gamelan
Yuganada and I Made Sidia’s Dewi Sri – The Quest for Balance theatrical multimedia collaborations
with Peter Wilson are examples of contemporary composer’s practical skills invested in cross-cultural
resources. With these musical skills, Balinese composers are increasingly encountering concepts of
modern and postmodern artforms that serve as rich resources for them to break traditional musical
moulds.
Although there are exceptions, most composers aspire to have their creative works be received
and accepted by some real or virtual audience. I Gede Arya Sugiartha (2012) has elaborated at length
on three ideological matters artists consider including dedication, self-actualisation, and
commercialisation. These three ideologies draw on postmodern aesthetics’ close affiliation to “form
follows meaning”, “form follows function”, and “form follows fun”. When “form follows meaning” in
the world of traditional gamelan composition, historical and religious ideologies reflect royalty, the
pantheon of Hindu deities, and society. When “form follows function” the composition fulfills an
aesthetic function that is more personal, social, or commercial. But when the ideology leans toward
“form follows fun” a self-indulgent aesthetic distorts the logic of the previous two ideologies. There is
also the issue of theories about gamelan constructed external to tradition that prove to be too “rigid and
incompatible” with the practical and fluid approaches Balinese composers use (Wakeling, 2010, p. 2).
One of the most significant innovations in Balinese gamelan concerns the reassignment of
instrumental functions within the gamelan orchestra. Traditionally, instrumental function has formed
the basis for approaching music compositions. Hanging gongs were designated as punctuating
colotomic markers, lower pitched single-octave metallophones provided nuclear melodies, and higher
pitched multi-octave metallophones and kettle gongs were assigned elaborating melodies. Drummers
played leadership roles within the orchestra. Today, however, instrumental functions are diverse and
multiple, going beyond these traditional roles. In contemporary compositions all instruments have
expanded functionality. These functionalities include supporting, leadership, elaborating, melodic,
percussive roles. Assigning equally important status and a range of supporting and leadership functions
to sections of the orchestra has led to new playing techniques such as double mallets, “dichord/trichord
clusters, and alternative/juxtaposed voicing” (McGraw, 2009; Steele, 2013).
Craft of composition includes the deconstruction of traditional structural concepts.
Traditionally, gamelan compositions have been based upon the analogy of the human body as a
framework for tripartite musical form. Balinese gamelan music is analogous to the non-material
components of the human body including bayu (physical and spiritual energy), sabda (emotive
utterances of sound), and idep (aesthetic taste/cognitive logic). There is also a correlation between the
upper, middle and lower parts of the physical body called tri angga. According to the Hindu concept,
the triangga superstructure is related to the cosmological orientation of vertical and horizontal lines
forming the macrocosms (bhuawana agung) and microcosms (bhuwana alit). The triangga reference
serves as a basis for the Balinese gamelan form called jajar pageh which basically consists of three
musical composition sections called kawitan (head) pangawak (main body), and pangecet (feet).
Extending the analogy to the “head” as the controlling component, the first section of a musical
composition is similar to the brain. Therefore, the function and character of the kawitan “head” in music
is to establish recognition and identification similar to the brain’s function in recognising people's faces
and physical identities. Kawitan puts into operation, the functional organs or structural components of
the body that constitute the second section of a composition called pangawak. In this way, the pangawak
section in the analogy contains the vital organs of the human body (heart, liver, lungs, kidneys) which
are mechanisms for the body to work as a whole. In this section music is arranged in accordance with
orchestration methods such as patterning of melodic structures, and colotomic structures in a gong cycle
which provide indicators of melodic form. The third and final section called pangecet is an inseparable
part of the pangawak. It is a condensed form of the pangawak that determines the pathway towards the
compositional climax (Asnawa, 2007, pp. 43-44).
Just a generation ago, composers relied on this concept to frame their creative works. Today,
contemporary composers replace the concept of triangga with fragmented and juxtaposed ordering of
musical sections using the term sungsang (overturned, reversed, flipped). This deconstruction of
traditional compositional concepts may be observed in other musical elements. For example,
incorporating binary and odd meters, symmetrical and a-symmetrical melodic groupings; stepwise
melodies paired against melodies with large intervallic leaps; or harmonious voicing that suddenly
I Komang Sudirga
47
transitions to disruptive cacophony. That said, changes to instrument function and using the sungsang
approach may not always be easily understood by lay audiences. A composer who deconstructs
traditional compositional architecture risks having the roof collapse around him if both “text and
context” are totally abandoned. Innovations should still have a musical sensibility, not simply
incorporate any random change or modification. Instead, it is necessary to understand the text and
context of the art form by building aesthetic innovation through renewal of tradition with
experimentalism and fusion forms.
Innovation in Artist’s Creative Work
Giddens (2003) states that although there is a tendency to associate “globalisation” with Western
domination in politics and power that weakens local cultures, it simultaneously makes local cultures
painfully aware of the need to resurrect threatened cultural forms. It may be said that Bali is
experiencing a “glocalisation process” where reassigning meaning to local cultural forms is necessary
in the face of globalisation. Numerous cultural outputs including urban contemporary visual, plastic
and sonic arts are responding to perceived threats from global cultural flows to ignite and encourage
initiatives towards Ajeg Bali, a kind of Balinese revivalism (Hood, 2016). Ajeg Bali as a movement has
been appropriated as part of a tourist centered promotional agenda picking up where “cultural tourism”
or pariwisata budaya left off (Picard, 2008). However, there is also a grass roots movement (Bali kuat)
that tends to strength social and cultural bonds and reaffirm Balinese identity in a sea of surging local
identities in the nation (Kumbara, 2008).
From this glocalisation paradigm Balinese artists think critically about creative innovation.
There are several examples of Balinese art forms that were revitalised from the brink of extinction
through reconstruction efforts. It is on this basis that although the gamelan tradition has been regarded
as having a stable and healthy development, there is still a need for using radical approaches. As Wayan
Dibia states:
In general, artists in Bali do not allow their traditional arts to be frozen in time where every generation
continually tries to innovate their art. Balinese artists are selective and incorporate new ideas into their
inherited traditions because creativity is inherent in the art form. This turun-menurun process has the aim
of breathing new life into the art and allowing the inheriting generation to create meanings within it.
(Dibia, 1999, p.7)
For Balinese people, traditional and modern art exist side by side. Both art forms occupy a
myriad of contexts. Both are given spaces and places according to their form and function. Although
the people of Bali are very fanatical with their art traditions they can receive and appreciate works that
breathe new life into stagnant forms.
New Composers, New Gamelan
In the following section, I present the innovations and achievements of six accomplished contemporary
Balinese composers. I have made my selection based on what each composer brings to the discussion
of innovation approaches to composition. In this way I hope to evidence the range of approaches from
grassroots forms of reinventing tradition to radical departures from gamelan forms, tunings and
instrumentation.
As Peter Steele writes of hybrids and fusions in Balinese music, “ … Balinese fusion musics
occupy multiple transcultural spaces … as a formerly local art form transposed beyond place into a
transnational multitude of artistic memes” (2013, p. 1). For this article on innovations in Balinese
gamelan, I sat down with my composer colleague and friend, I Wayan Sudiarsa whose nickname is
“Pacet”. As a “community composer”, Pacet is heavily involved with local artforms and he gestures out
beyond to the transnational to enrich the local artistry around him. He attributes his innovations to two
general categories: environmental themes and social impact. He also utilises a three-part strategy which
includes his approach to developing tradition, hybridising tradition and composing in a non-traditional
style.
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Instrumental Music
Dance Compositions
Innovation Concepts
Source of Inspiration
Sir Selisir
Sekar Gayot
Gairah Busa
Manik Pering
Solah Jangkrik
Ngapat
Cita Ulangun
Develop from Tradition
Banyuling
Murda Langon
Social Impact
Memargi 1 and 2
Janger Ngapat
Hybridising Tradition
Gita Salsa
Songket Wali
Environmental Themes
Hredaya
Poleng Kesiman
Non-Traditional
Tetamanan
Pertiwi Jati
Renggong Manis
Legu Gondong
Sanghyang Sekar
Patemon Truna Daha
Gelung Agung
Legong Jaya Baya
Meong-meong
Murtining Panji
Pulsinoge
Figure 1. Social impact and environmental themes as sources of inspiration for innovative concepts guiding the
repertoire of I Wayan Sudiarsa (Pacet).
Pacet is one of the principal leaders of Suling Gita Semara Gamelan Studio based in the village
of Peliatan, just south of the tourist centre of Ubud. There are 35 active members of the Gamelan Gita
Semara Studio. Pacet’s initial capital investment of Rp 50,000,000 (approximately USD$3,500.00) has
allowed the group to maintain a schedule of monthly performances generating a modest income from
wedding receptions, cultural events, religious ceremonies, festivals and tourist shows. The group
charges a fee of between Rp 5 to 7 million (USD$350-500) for music and dance performances.
Pacet has been actively composing musical works since 2004. He is well versed in composing
for instrumental and dance compositions. The instrumental music he has composed for the gamelan
gong suling includes such works as Sir Selisir, Sekar Gayot, Manik Pering, Ngapat where he combines
the traditions of three types of vocal-based music including janger, the ritual chant called kecak and
acapella folk music called genjek (Figure 1). He uses three principal innovation concepts: 1) develop
from tradition; 2) hybridise tradition; and 3) non-traditional. The titles of his works include Tabuh
Banyuling, Memargi 1, Memargi 2, Gita Salsa, Hredaya, Giri Putri, Tetamanan, Renggong Manis, and
Sanghyang Sekar. An example of “non-traditional” innovations include Gelung Agung, Meong-meong
and Pulsinoge, a suite of collaboration pieces between gamelan music and Western music. Pacet
collaborated with Jakarta-based jazz producer and composer, Indra Lesmana and they have played
together on several occasions including the Sanur Mostly Jazz Festival at the Griya Santrian Hostel on
Sanur Beach in 2017. In Figure 1 in the second column are examples of Pacet’s creative innovations
for dance. These include such works as Murtining Panji dedicated to the 2nd Anniversary of ARMA
Museum in 2017 and Gairah Busa in support of the final examination of Institut Seni Indonesia -
Denpasar students on behalf of Ary Sintya Dewi from Sibang - Badung.
Unlike his contemporaries who have achieved commercial recording contracts, collaborations
with prestigious international universities, and generous government grants, Pacet thrives at the level
of inter-group community networking. As a grassroots composer, his creative output may be viewed on
social media and YouTube clips. The following is a partial listing of video recordings of innovative
gamelan compositions by I Wayan Sudiarsa (Pacet):
1. Sekar Gayot
https://www.youtube.com/watch?v=YLJIiw7-Abc
2. Tetamanan
https://www.youtube.com/watch?v=qQa_qYjF368
I Komang Sudirga
49
3. Janger Ngapat
https://www.youtube.com/watch?v=VqNvvt6NgPY&list=RDIkVkoPJNIsA&index=5
4. Oyod-Oyod
https://www.youtube.com/watch?v=dBGl2vPOkJo
5. Ngapat
https://www.youtube.com/watch?v=IkVkoPJNIsA
Inspiration for innovation in Pacet’s compositions is attributed to two general categories:
environmental themes and social impact (Figure 1). Besides actively working in his own studio, Pacet
accepts commissions from other regencies in Bali such as Karangasem regency, particularly if the
commission connects to the environment and has a social impact. As an example he composed Cricket
Cage (Sangkang Jangkrik) dance music inspired by the dry season hobby of fighting crickets. This
commission was for the Children’s Kebyar Gong Ambassador competition from Karangsem in
Rendang District in 2014 and helped with competitions, socialising, and education about the
environment for children. Pacet feels that innovating with social impact in mind is critical for composers
who care about passing down gamelan to subsequent generations.
As mentioned above, Pacet’s approach to innovation utilises a three-part strategy which
includes: 1) development of tradition; 2) hybridising tradition; and 3) non-tradition. He strives to make
technical innovations by developing orchestration without drastically compromising aesthetic identity.
He does this by relying on the method of reinterpretation rather than revolution. For example, rather
than abandoning kotekan altogether, he chooses to reinterpret traditional interlocking melodic figuration
patterns called ubit-ubitan and reapply them in new orchestrations with new instruments. That said, he
is not a traditionalist who shies away from more radical ideas in gamelan. He does enjoy displacing
patterns of predictable colotomic markers such gongs, and writing challenging drum patterns that depart
from tradition.
Pacet’s thematic approach to the creative process includes social impact and the natural
environment. Most ideas or inspirations for Pacet arise from needs of the social circumstances that
contextualise the performance of his pieces. He considers how the process of composition may have an
impact on the people who inspire him to write in the first place. He asks himself, “who am I composing
for?” His creative process begins with reflecting upon the needs of his audience so that his composition
has social impact and engagement, rather than just being self-consumed with his own egotistical
intellectualism. Supporting understanding his audience who supports him is critical to his innovation
process. His ideas and concepts developed in tandem with the composition’s social context will greatly
affect the presentation of the work.
As a creative and productive artist, Pacet is very concerned about nurturing the younger
generation with a spirit of devotion. In addition to actively fostering and creating works in several other
arts organisations, to this day he also remains dedicated to fostering the younger generation in his
village. Through his studio, he mentors four different groups fostering their growth and development
without compensation. He donates his time because taking action, rather than just using words about
making changes is important to him. Many composers isolate themselves away from the very
communities from which they came. For Pacet, taking the time out of his schedule to foster elementary,
junior high, and high school students, and a group of young women from junior and senior high school
students in the village of Peliatan is like planting seeds in the soil from where he grew. He can harvest
ideas for his own compositions, not just by mimicking international trends, but by simply giving back
locally to his community and paying attention to the environment around him.
The next innovative composer is one of Bali’s most accomplished kebyar innovators, I Nyoman
Windha. Windha’s approach to innovative music involves several elements including geographic
setting, group musicianship, notation, melodic finalis and variations. The conceptual innovations of
Balinese composer, I Nyoman Windha, clearly reflect the geographical setting of where he is
composing. Often the location and setting inspires the title of his work and he may draw from local
instruments such as rebana frame drums from Sumatra or erhu bowed lute from China. Innovation for
him involves referencing geo-cultural aspects of where he is composing. Another approach to
innovating involves evaluating the strengths and weaknesses of a group in terms of musicianship, and
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how best to compose for them. For example, Windha may compose special techniques for a gamelan
group who have a talented quartet of reyong kettlegong musicians.
Notation also becomes a crucial step in stages of his compositions, particularly with regards to
melody. By first notating a melodic idea and arranging it for various instruments such as reyong
kettlegongs, kendang drums or gangsa metallophones, his initial concept can expand and develop to
the instruments in the gamelan. This melodic concept will coalesce through his feeling and taste for
where the large gong should fall. In other words, the musical taste and rhythmic emphasis is
dramatically shaped according to when and where he feels the need to place the strike of the large gong.
The gong as finalis is part of the heritage of gamelan and often determines the ending, and
simultaneously the beginning of a cycle in gamelan music. Based on this melodic concept, he then
chooses innovative techniques for interlocking melodic parts called kotekan. Melodic variations to
complement his principal melody help accentuate polyrhythms so that heterophony occurs. Windha’s
use of notation in contemporary and heritage practices shows that, “aural tradition brings music notation
to life and aural tradition dominates the heritage ensembles and musical landscape in Southeast Asia”
(Hood, 2016, p. 54).
As an innovative composer, Windha has earned the reputation of being able to establish new
concept and approaches in contemporary gamelan compositions without a total departure from gamelan
tradition. Not only does he maintain traditional standards towards a sustainable form (Hood, 2017), he
serves as a cutting-edge leader in the innovations of his tradition (Mack, 2001, p. 141). The strength of
the melody in the works of I Nyoman Windha was also recognised by Dieter Mack when collaborating
on the work of Catur Yuga from his interview. Windha admits that all of his compositions come from
melody and never exclusively from abstract rhythms. The tune carries all because “within it can be felt
all the other aspects of music such as rhythm and dynamics” (Mack, 2001, p. 139).
I turn now to a longtime friend and colleague of mine who lives in the same village as me, the
village of Singapadu just south of Ubud. I spoke with composer I Wayan Darya from the Kebon
community ward of Singapadu village about the innovations that led to the creating of a new gamelan.
In the interview in January 2017, Darya mentioned that the new gamelan was created in 1996 and was
called Gong Gede Saih Pitu. He stated that it was based on the classic court ensemble called gong gede
that features single-octave resting keyed metallophones. However, he only got the idea after
collaborating with a dancer named Guruh Soekarnoputra. “At that time I was working on a composition
at Sanggar Putri Balerung Peliatan Ubud. The movements of the dancers and the storyline had the
feeling of the classic gong gede, but I thought why not expand the instruments to the seven-tone scale”
(Darya, personal communication, November 22, 2017).
Darya continued that a few months later there was a temple ceremony at his own village ward
of Banjar Kebon, Singapadu. He discussed the idea to build an entirely new ensemble based on his
experience with Soekarnoputra a few months earlier. Darya proposed the idea to make funds available
in order to buy a Gamelan Gong Gede Saih Pitu. When the idea was spontaneously agreed the next day
Darya ordered the new orchestra from the gamelan maker Mangku Pande Pager from Blahbatuh
Village.
Darya says that all the repertoires produced on the Gong Gede Saih Pitu are all new, both in
form and in musical language. This is to ensure that the new ensemble’s form is capable of producing
a repertoire that is unique in style and instrumentation (Darya, personal communication, February 13,
2017). The repertoire created to date includes: Hit Lulut, Asep Cina, Tabuh Dua Galang Bulan,
Kembang Rampe, and Gegilakan performed by the group called Sekaa Gong Taruna Mekar from the
Kebon community.
Another innovation in gamelan composition is the diatonically tuned seven-tone Semar
Pagulingan of Bona Alit created in 1993. Because of the diatonic tuning, Bona Alit has collaborated
with other ethnic and world music instruments including the concert harp, Sundanese drums, Chinese
erhu, Indian sitar, bass guitar, drum set and electronic keyboards.
Since being established in 1993, Bona Alit art studio has produced a number of nuanced
Balinese-Chinese/pan-Asian collaborations. These works include Zhen-zhen, Kang Ching Wie,
Okinawa, Ngempu, Tegeh Ngolet, Wana Lara, Perahu Bencah, Kaja-kaja and Plasma O. His
compositions produce musical shades and an atmosphere of peace, tranquility that are very pleasing to
the ear. Even though Bona Alit incorporates these instruments into new arrangements, he still uses
traditional Balinese gamelan motives as musical identity markers within his music.
I Komang Sudirga
51
Figure 2. Composer I Made Subandi’s composition ‘Bubuang’ as an example of his departures from existing
styles to form ‘radical traditional music’.
One gamelan innovator who adheres to new forms and functions is self-proclaimed radical
composer I Made Subandi (Figure 2). In contrast to Bona Alit, Subandi's innovations are much more
courageous by reinterpreting and giving new meaning to a deeply religious ensemble made of iron keys
called selonding. He also frequently incorporates percussion instruments from Cambodia, Indian tabla,
gong chimes from China among others. Through his group called Sanggar Ceraken he has produced a
contemporary creative album called Semar Pagulingan Selonding. In fact, he labeled his work with the
nickname “radical traditional music”. Subandi’s innovations are more courageous in deviating from
existing patterns, styles and techniques. Other repertoire he has composed in this style includes Kupu-
Kupu Kuning, Blatuk Ngukul, AUM, Babuang, and Bibit (Subandi, personal communication, February
17, 2017).
The last composer I would like to discuss in this article is Dewa Ketut Alit from the village of
Pengosekan-Ubud. He was born in 1973 in Pengosekan village in Bali. He has been surrounded by
gamelan from childhood and his father, Dewa Nyoman Sura was very influential as his teacher during
his early years. For his innovations, he engaged several gongsmiths to forge his own version of a seven-
tone ensemble he named Salukat. Born into a family of musical artists, his intuition, personal sensitivity
to sound and subsequent artistic innovations has earned him respect and admiration from his peers.
With as much experience teaching, traveling and collaborating internationally as he has in Bali locally,
he is regarded as a visionary for continually testing the boundaries of gamelan music. For the past 20
years Alit has been thinking about what new directions music will go and how these trends will manifest
and be received. Armed with the sharpness of his intuition and his creative imagination combined with
excellent technical ability, he has honed his skills in composition (Figure 3).
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Figure 3. Composer Dewa Ketut Alit’s referencing to the evolution of seven-tone music through his design and
development of his own gamelan called Salukat.
Dewa Alit has developed his own “school of thought” in the field of gamelan. He did this by
custom making and designing his own gamelan in 2007. The gamelan is called Salukat. The term
salukat consists of the words salu and kat. Salu which means home, a common place, a place to depart
from and return to in order to obtain peace of mind. Kat may be interpreted as a regeneration, a life
cycle, that acknowledges the immutable position of living beings who are born, live, grow old and
eventually die. But with this cycle is also rebirth into new forms.
In my interviews with Dewa Alit he proclaimed that gamelan Salukat was a medium to lift local
cultural wisdom up to be reborn with each generation. However, Dewa Alit is well aware that the
general expectations of the public are not entirely satisfied with his compositions. Dewa Alit says that,
“I am not here to spoil the eyes and ears of just a local Balinese audience but rather I strive to produce
innovative works with the values of local wisdom that meet the expectations of a global audience”
(personal communication, February 12, 2017).
The titles of his compositions including Ngelanglang Ke Lelangu (2008), Murwa Daksina
(2008), Salugambuh (2009) reflect Dewa Alit’s love of nature and his homeland of Bali. In addition,
his related works composed overseas such as Snow (snow), Aes (ice), and Universe (2009) show a
strong connection for nature and the environment. The contestation of energy between opposing
binaries is manifest in the sacred-profane, tradition versus modern themes represented in his work di
Persimpangan Jalan (confused). Although known for his instrumental works, a selection of one of
Dewa Alit’s poems portrays the strength of local knowledge which comes from the teachings of religion
about life cycles. The poem conveys a very deep, contemplative impression:
I Komang Sudirga
53
Seconds, seconds, seconds, per second ...
creeping in all directions of energy space,
the vast expanse of Mother Earth,
coupled with the of the sun,
energy, thought and action bound with
the good, bad, servants and kings,
The earth rotates all the time,
man is born alive and dead,
take care of this planet!!!
My earth, your earth, our earth is truth
(poem by Dewa Alit)
Textually this poem may be interpreted to mean that no one has the power to stop the movement
of time. Harmony in life involves the rotation of the earth and sun. Birth, life, and death will reincarnate
all the time. Therefore, Dewa Alit reminds us to protect our planet that gives all of us blessings. In many
ways, the innovative gamelan Salukat is a representation of the reincarnation of previous music that is
now incarnated with a new face and character. It proceeds, it lives, it grows in time and space that is
always moving rapidly and dynamically.
There has been a rise in Balinese artistic innovations in performing arts generally and
composition specifically. Composers increasingly engage with critical discourses. These critical
discourses include issues as social disharmony, damage to the environment, democratisation, and
actualizing values of local wisdom as seen in Dewa Alit’s music. These innovators seem to consciously
resist homogenisation by raising issues of diversity and pluralism. Kumbara (2008, p. 201) states that
globalisation not only pulls at that which causes homogenisation, but also pushes downward, exerting
new pressures on local autonomy to give rise to new movements. Even when a local society fails in
global competition it will return to its local tradition to serve as a means of struggle or uncompromising
legitimacy through various pressures (Kumbara, 2004, p. 229). When globalisation tends to make
culture homogeneous, it also encourages the desire of composers to come up with their own innovative
ways to express themselves.
Conclusion
This article has examined innovative composers from Bali who are challenging tradition and producing
new ensembles and art forms. Traditional frameworks combined with multi-cultural instruments and
approaches from China, Korea, Western classical and popular music constitute cultural matrices that
provide intersecting reference points for composers to source inspiration. Dramatically shaping and
influencing not only melodies and rhythms, these changing local and cross-cultural matrices influence
innovations in tuning and instrumentation as seen in the works of Darya and his Gong Gede Saih Pitu.
The innovative approaches of Bona Alit and Subandi saw new compositions with Chinese and Japanese
concepts further qualified by the individual creative process. These types of experiments have often
been criticized by outsiders as inferior forms of composition rather than “authentic expressions in and
of themselves” (McGraw, 2009, p. 129). However, composers like Dewa Alit who have traveled and
studied abroad have returned to Bali to problematise the “inward versus outward” dichotomy in the
development of Balinese performing arts.
The frequency of ritual activities in Bali and art performances at both cultural events and art
festivals provides fertile opportunities for the creative ideas of artists to respond to the aesthetic needs
of a rapidly modernising society. Conversely, this condition also provides opportunities for the
enjoyment and appreciation of art. In the development of contemporary gamelan, Bali’s displays of
aesthetic change are based on a myriad of changing views on Hinduism where multi-cultural influences
increasingly seep in through global flows (Bandem, 2013). These critical discourses include issues as
social disharmony, damage to the environment, democratisation, and actualising values of local wisdom
as seen in Dewa Alit’s music. These innovators seem to consciously resist homogenisation by raising
issues of diversity and pluralism.
Pacet’s thematic approach to the creative process uses these global forms to make social impact
and educate about the natural environment. His ideas arise from the needs and social circumstances of
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his community who contextualise music. Windha establishes new concepts and approaches in
contemporary gamelan compositions without a total departure from gamelan tradition. Not only does
his legacy stand for the maintenance of kebyar, he stood proudly as a cutting-edge leader breaking
molds and revolutionising the genre. These advances in musical language speak to innovations in
gamelan and serve as benchmarks that demarcate spaces within a composer’s pallet of expression while
simultaneously assessing the boundaries of changing traditions.
References
Asnawa, I. K. G. (2007). Khebinekaan dan kompleksitas Gamelan Bali. Bheri Jurnal Ilmiah Musik Nusantara,
6(1), 42-58.
Bandem, I. M. (2013). Balinese gamelan on the stage of history. STIKOM Bali Press.
Brinner, B. (1995). Cultural matrices and the shaping of innovation in central Javanese performing arts.
Ethnomusicology, 39(3), 433-456.
Dibia, I. W. (1999). Art between tradition and modernization. Inaugural Professorial Address, Sekolah Tinggi
Seni Indonesia Denpasar, May 1, 1999.
Giddens, A. (2003). Runaway world: How globalization is shaping our lives. Taylor & Francis Press.
Harjana, S. (2003). Corat-coret: Music kontemporer dulu dan kini. Ford Foundation and Masyarakat Seni
Pertunjukan Indonesia.
Hobsbawm, E. and Ranger, T. (1983). The invention of tradition. Cambridge University Press.
Hood, M. M. (2016). Notating heritage musics: Preservation and practice in Thailand, Indonesia and Malaysia.
Malaysian Music Journal, 5(1), 53-73.
Hood, M. M. (2017). Recultivating local as a sustainable approach to the Bali arts festival. In P. Matusky and
W. Quintero (Eds.), Proceedings of the 4th Symposium: The ICTM Study Group on Performing Arts of
Southeast Asia (pp. 73-76). School of Arts, Universiti Sains Malaysia.
Kumbara, A. (2004). Ethnicity and the rebirth of the political flow of the reform era of theoretical perspective.
In I.W. Ardika and N.D. Putra (Eds.), Cultural politics and ethnic identity. (pp. 22-45). Fakultas Sastra,
Universitas Udayana dan Balimangsi Press.
Kumbara, A. (2008). Ajeg Bali in the whirlwind flow of globalization of epistemological criticism. In Ardika, I.
W. and Putra, N. D. (Eds.), The social dynamics of the Balinese society. (pp. 12-32).
Lindsay, J. (1991). Classical, kitch, contemporary: A study of Javanese performing arts. UGM Press.
Mack, D. (2001). Contemporary mosaics and intercultural issues. Artiline Press.
McGraw, A. (2009). Radical tradition: Balinese musik kontemporer. Ethnomusicology, 53(1), 115-141.
Picard, M. (2008). Balinese identity as tourist attraction: From ‘cultural tourism’ (pariwisata budaya) to ‘Bali
erect’ (ajeg Bali). Tourist Studies, 8(2), 155-173.
Riandi, O. (2016). Pentingnya invensi dan inovasi bagi kemajuan bangsa. [Paper presentation]. Peningkatan
Sumber Daya Ilmu Pengetahuan dan Pendidikan. Fakultas Sastra, Universitas Udayana dan Balimangsi
Press.
Steele, P. M. (2013). Balinese hybridities: Balinese music as global phenomena (Unpublished doctoral
dissertation). Wesleyan University Press.
Sugiartha, I. G. A. (2012). Balinese music creativity and new compositions: Perspectives on cultural studies.
UPT Press.
Tenzer, M. (2000). Gamelan gong kebyar: The art of twentieth-century Balinese music. University of Chicago
Press.
Tenzer, M. (2011). One fusion among many: Merging Bali, India and the West through modernism. Circuit:
musiques contemporaines, 21(2), 77-100.
Wakeling, K. E. (2010). Representing Balinese music: A study of the practice and theorization of Balinese
gamelan [Unpublished doctoral dissertation]. SOAS, University of London.
Biography
I Komang Sudirga is a lecturer at the Faculty of Performing Arts at the Indonesian Institute of Arts Denpasar in
Bali, Indonesia. He is also the current dean of this faculty. I Komang has a master’s degree from Universitas
Gadjah Mada, Yogyakarta (1998-2001) and a doctoral degree in Cultural Studies from Universitas Udayana,
Denpasar, Bali (2008-2012). After completing his studies, I Komang led several research projects as principal
investigator and continued to perform as an active arts practitioner. I Komang has presented papers at international
conferences and performed at several countries including Sweden (1991), Spain (1992), Germany, Switzerland,
Belgium, the Netherlands, Finland (1995), Thailand (1996), Japan (1997, 2004), India (1998), Maldives (2007),
Cambodia (2007), and France (2008).
|
Malaysian Journal of Music Vol. 9 (2020) | composition, contemporary music, futurism, percussion, sound poetry | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/324 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/3814 | Zaum Box: New Music for Speaking Percussionist | is a collection of compositions for solo speaking percussionist setting transrational Russian futurist sound poetry called | https://ejournal.upsi.edu.my/index.php/MJM/article/view/3814/2567 | [
" is a composer, performer and improviser living in San Diego, California. His compositions encompass cross-culturally hybrid forms drawn from contemporary concert music and traditional musics of Thailand and Laos, and the application of mathematics to composition. His recent works have concerned Russian futurism and classical Latin epic poetry. He is a foremost performer of traditional and new music for the ",
", a free-reed mouth organ from Laos and Northeast Thailand, and has promoted the ",
" as a concert instrument by commissioning, performing and recording pieces by composers from around the world. He is a Professor of Music at the University of San Diego, and has degrees in music composition from Duke University and the Massachusetts Institute of Technology. "
] | Christopher Adler
55
Zaum Box: New Music for Speaking Percussionist
Christopher Adler
Department of Music, University of San Diego
5998 Alcala Park, San Diego, CA 92120 USA
e-mail: [email protected]
*Corresponding author: [email protected]
Published: 22 September 2020
Cite this article (APA): Adler, C. (2020). Zaum Box: New music for speaking percussionist. Malaysian Journal
of Music, 9, 55-65. https://doi.org/10.37134/mjm.vol9.5.2020
Abstract
Zaum Box is a collection of compositions for solo speaking percussionist setting transrational Russian futurist
sound poetry called zaum. Zaum arose among a small interdisciplinary group of artists, writers, musicians and
thinkers who invented a beyond-rational language as part of the radical disruption of traditional artistic and
expressive forms, necessary to bring about the accelerated experience of a technologically-driven future. The
subgenre of contemporary concert music for solo speaking instrumentalist dates from the 1970’s and has grown
into a significant branch of the solo percussion repertoire. The composition of Zaum Box was founded on an
extended period of research into zaum, futurism and Russian language. The complete set of compositions was
produced as a limited-edition box set of uniquely formatted scores, which were realised by percussionist Katelyn
Rose King in a set of ten videos. This article by the composer reviews all the phases of this project, including
research and production, and examines the relationships between text, sound, music and theatricality in selected
scores.
Keywords: composition, contemporary music, futurism, percussion, sound poetry
Introduction
Zaum Box is a collection of ten compositions for solo speaking percussionist commissioned by Katelyn
Rose King and Alexv Rolfe, and composed by the author in 2015–16. Each composition may be
performed singly, or any number of the compositions may be selected and performed as a set. This
open-ended form was inspired by the Fluxkits of Fluxus artists, whimsical collections of objects
presented as a boxed collection that facilitate the investigation of primary experience by the user who
is invited to engage in a form of play (Higgins, 2002). The activation of the viewer of art as an engaged
participant in the construction of experience, as posited by conceptual, event, and minimalist artists in
the 1960’s, here informs the relationship between composer, score and performer. The performer
playing the work is engaged as an active participant in constructing a playful presentation, in concert
performance or media representation, through the selection of movements and the manner of their
presentation, through the interpretation of indeterminate aspects within each of the compositions, and
through the potential theatricality of their realisation.
Research is a foundation of my compositional practice. This includes an ongoing study of the
musical traditions of Thailand and Laos that has led to many cross-cultural compositions for Asian and
Western instruments (Adler, 2007), and research into fractal mathematics and algorithmic composition
(Adler, 2012). Zaum Box arose from open-ended research into Russian futurist art which has also
inspired my works Violin Concerto (2013), Construct: for organ (2016) and Sensations of Metals
(Dynamic Construction after Kazimir Malevich) (2019). It was in the course of this research that I
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learned of a branch of Russian futurist poetry called zaum, dating from 1913-1923, which explored a
realm beyond conventional language. When I was commissioned to write a piece for speaking
percussionist, where the performer reads a text while performing on their instrument, the zaum texts
struck me as ideal. The ethos of futurism was already appealing to me, and the fact that they texts were
largely nonsense, that is without a clear meaning or interpretation, made them a kind of sound poetry
more akin to musical sound than to semantic poetry. Research into zaum, Russian futurism, and Russian
language, then, became a foundation for and ongoing inspiration behind a three-year project which
included the selection of specific texts, composition of music, preparation of scores including images
of the original texts, manufacturing a limited-edition box set of scores along with supporting materials
such as a guide to pronunciation, and finally the realisation of the ten compositions as videos to be
publicly released.1
Zaum and Russian Futurism
Each composition in Zaum Box is a setting of Russian futurist transrational poetry, called zaum (заумь).
The term, coined by Aleksei Kruchenykh, described the radical linguistic experiments of futurist poets,
artists and playwrights between 1913 and 1923. It is formed from two words: za-, meaning ‘beyond’,
and -um, meaning ‘mind’ or ‘intellect’. Zaum included word combinations beyond syntactical sense,
invented words, the fragmentation of words into phonemes, and the obliteration of written language
into abstract visual forms. This extraordinary evolution of poetry into visual and sonic abstraction took
place over just a few years and was an early literary manifestation of the revolutionary shift from
rational representation to the indeterminacy of subjective perception expressed by cubism and by
subsequent artistic movements of the twentieth century. It is evidence of the radical investigation and
rejection of conventions practiced by the Russian futurists.
Zaum was born among a tight community of futurists in Moscow, that came to be known as the
cubo-futurists, including writers Aleksei Kruchenykh, Velimir Khlebnikov, Elena Guro, Vasily
Kamensky, Igor Terentev, Vladimir Mayakovsky and David Burliuk, artists Olga Rozanova, Varvara
Stepanova, Alexsandr Rodchenko, Kazimir Malevich and Vladimir Burliuk, and composer Mikhail
Matyushin. The multi-disciplinary nature of this movement fuelled its radical aesthetic and repertoire
of techniques, as poets, for example, envisioned disrupting language with the same techniques that
futurist painters applied to representational images. And it led to collaborative book art taking particular
prominence in the movement, in which painting and drawing, poetry, discourse, and even found object
collage merged into creative product (Perloff, 2016). Hastily produced short-run manuscript booklets
elucidated the futurist aesthetics of speed, dynamism, immediacy and ephemerality. These are evident
in this fragmented and breathless excerpt from the 1913 manifesto The Word as Such (Kruchenykh &
Khlebnikov, 1988, p. 57), which also illustrates that the group of radicals was very attentive to defining
its own membership:
1. that it be written and perceived in the twinkling of an eye!
(singing splashing dancing, scattering of clumsy constructions, oblivion, unlearning. V. Khlebnikov,
A. Kruchenykh, E. Guro; in painting, V. Burliuk and O. Rozanova).
2. that it be written tightly and read tightly, more uncomfortable than blacked boots or a truck in the
living room
(plenty of knotted ties and buttonholes and patches, a splintery texture, very rough. In poetry, D.
Burliuk, V. Mayakovsky, N. Burliuk, and B. Livshits; in painting, D. Burliuk, K. Malevich.)2
Kruchenykh moved to Tiflis (Tbilisi, Georgia) in 1917, during the Russian revolution, and with
him moved the centre of gravity of the movement. He joined with others there in the avant-garde
including Ilya Zdanevich. By the early 1920’s, the movement became reflective, focused on
theorisation, and thereafter faded with the rise of politically-oriented movements such as constructivism
and the newly-established Soviet Union (Janecek, 1996).
The first pure zaum poem, containing no intact Russian words, was Dyr bul shchyl, by Aleksei
Kruchenykh, published in Pomada in 1913. Zaum was driven by the futurist fascination with speed and
dynamism, and the belief that ordinary language could not keep up with the mind in a state of
Christopher Adler
57
inspiration. Kruchenykh imagined the nonsense words as having a meaning that was hot and fluid, in
contrast to the frozen, fixed meanings that shackled the expressive capability of rational language
(Janecek, 1996). His poetry of sound forms explored the raw material of vocal sound while retaining
the ability to disrupt perception through the tenuous associations of invented word-forms with existing
words. Even within this single early example, the trajectory towards abstraction is apparent as nonsense
words dissolve into individual sounds in a persistent triple rhythm.
Дир бул щыл
Dyr bul shchyl
убешщур
ubesh-shchur
скум
skum
вы со бу
vi so bu
р л эз
r l ez
Zaum also appeared as a visual art, in paintings on found material by Varvara Stepanova and in
paintings by Olga Rozanova. It was also expressed in bold typographical experiments by Vasily
Kamensky (Tango with Cows, 1914) and Ilya Zdanevich (Lidantiu as Beacon, 1923). These
experiments prefigured the creative typography in constructivist art and design of the 1920’s. In
addition, zaum was incorporated into full theatrical productions combining zaum texts, futurist
costumes and staging, and music, such as Victory Over the Sun, produced in 1913, with libretto by
Kruchenykh, music by Matyushin, prologue by Khlebnikov, and stage design by Malevich.
It was Aleksei Kruchenykh who led a dissolution of poetry into visual abstraction, as in Learn,
Artists!, from 1917, in which individual letters take on the quality of rayonist or cubist forms and there
is no conventional, linear approach to reading or sounding out the poetry (see Figure 5). The pages of
F/Nagt, published in 1918, alternate between fragments of handwritten zaum enmeshed in visual
constructions, and completely abstract forms expressive of futurist dynamism.
The Russian cubo-futurists were indebted to the Italian futurists for cultivating the ambition to
capture by expressive means the dynamism and intensity of a rapidly technologising cultural present,
and for staking theoretical positions in the form of manifestos, but they did not share Filippo Tommaso
Marinetti’s obsession with war and violence, and came to regard their own project as more advanced
(Harte, 2009). The cubo-futurists sought to shatter the conventions of expressive language and art to
enable humans to imagine a transformed world, and for they themselves to be transformed. It was this
utopian vision of a human transformation that was taken up by the left and ultimately co-opted by
totalitarian political programs (Groys, 2011). Zaum also had affinities with Dada, in the immediacy and
automatism of nonsense writing, in the use of creative typography and visual design, and in a fascination
with the primitive. While Dada looked to Africa (Burmesier et al., 2016), the Russian futurists looked
to the ethnic tribes and diverse languages within the Russian empire. It was, in part, this nationalist
sensibility that later motivated the rejection of zaum and Russian futurism as unsuited to establishment
of an international proletarian political movement in post-revolutionary Russia (Janecek, 1996).
Music for Speaking Percussionist
In the 1970’s, a subgenre of contemporary Western concert music emerged of works for solo
instrumentalists who speak texts as they perform, combining poetry or storytelling with music.
Throughout the 20th century, the rapid development of new musical ideas and styles was accompanied
by an intensification of virtuosity demanded of performers. The combination of spoken text with
instrumental performance was an innovative new form of virtuosity beyond conventional instrumental
technique, and called for the performer to attend to two, somewhat distinct streams of activity, and
ensure that both are realised with a suitable level of craft and artistry. One of the first such works is
Failing (1975), by Tom Johnson, for contrabass, in which the spoken text explicitly discusses the
impossibility of maintaining both speech and music as the piece becomes increasingly difficult.
Another early work, Toucher (1973), by Vinko Globokar, for percussion, examines the
relationship between voice and instrument by structuring the percussion part as a realisation or
sonification of the spoken text with identical rhythm performed in unison. The performer is called upon
to select instruments that will imitate the timbres of the vocal sounds as realised by the performer
(Schick, 2006). Georges Aperghis composed multiple works for speaking percussionist in the 1970’s
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including Le Corps à Corps (1978) and Graffitis (1980). In these works, playing and vocalising are
integrated into a theatrical experience in which the performer is emotionally and physically involved,
and speech and vocalisations are delivered with an exaggerated theatricality. Also in a theatrical vein,
Hans Werner Henze’s Prison Song (1971) presents the percussionist trapped within a prison of
percussion surrounding them on all sides.
In the 1980’s, the subgenre of compositions for solo speaking percussionist grew rapidly.
American composer Stuart Saunders Smith composed a number of pieces that make specific theatrical
demands upon the performer, including physical movements and conveying specific emotional
characters while speaking and performing on instruments. The texts include a mixture of language and
nonsense vocal sounds. These include Songs I-IX (1980-82), By Language Embellished, I (1984),
“...And Points North” (1987-90), and Tunnels (1988). Frederic Rzewski’s To the Earth (1985) is a
Homeric poem accompanied by earthen flowerpots played with the fingertips. This work has been
especially successful among percussionists and audiences owing to an ecological sensibility expressed
in both the text and the instrument selection, and the accessible, everyday origin of the percussion
instruments (Schick, 2006). Other notable works from this decade include Lost and Found (1985) by
Frederic Rzewski, and Riuti: Rödungen und Wüstungen (1981), by Walter Zimmermann. An extensive
list of more recent works may be found in Whiting Smith (2012).
Since then, the repertoire for solo speaking percussionist in particular has grown, much more
so than for any other instrument. Because percussion music within the Western concert tradition is
phenomenon of the modern era (the first work for concert percussion alone was Ionisation (1930), by
Edgard Varèse), the ethos of percussionists in general has been to emphasise contemporary repertoire.
And percussionists, by nature, are not specialists on an instrument but called upon to perform music on
an endless variety of objects, from drums, bells, metals, wooden blocks, and keyboard-type instruments
from cultures all around the world, to found objects that were not intended as instruments at all. The
incorporation of voice, then, may be just one more sound-making object to be incorporated into the
percussion instrumentarium. Percussionist Bonnie Whiting Smith (2012) further explores the
resonances between percussion playing and vocalisation. There is a parallel between the simple and
self-evident method of percussion sound production, “you hit something and then it speaks”, and the
universality of vocal communication (p. 7). What’s more, she states, “percussion instruments are set
pieces and props: visual and theatrical elements as well as musical elements,” (p. 11), so there is a
resonance between the storytelling implicit in delivering a spoken text and the theatrical physicality of
percussion performance. Finally, also, the tremendous variety of sound-making devices available to
percussionists makes possible the direct realisation of parallels between instrumental sound and the
timbres and rhythms of speech.
Composing Zaum Box
I approached the composition of Zaum Box as an imaginative inhabiting of the frenetic joy, passion and
optimism of the brief utopian moment of the Russian cubo-futurists, before the Russian artistic avant-
garde was subsumed by a political imperative. It would be an effort to intersect my prior compositional
practice and musical language with a playful, spontaneous approach drawing on zaum, constructivist
visual design, and an openness to theatrical realisation facilitated by indeterminacies in instrumentation
and the manner of vocal recitation. While no physical motions other than those required to produce
sounds are specified in the score, as they are in more overtly theatrical works such as those by George
Aperghis, the player is encouraged to incorporate theatrical interpretations. In fact, Katelyn Rose King’s
method of interpreting the works involved inventing a character that she would portray with each work
and imagining how that character would inform her playing style, instrument selections, vocal quality,
her motion and facial expressions, and her overall demeanour. In some works, the musical content
suggests characterisations, such as Ta sa maye, in which the petals of a flower are plucked (in the
manner of the children’s game of ‘she loves me, she loves me not’) as the poem is recited. But in most
of the works, developing a characterization is left entirely to the performer.
Some compositions in Zaum Box explore humour and unconventional or awkward sound
sources. Dyr bul shchyl is performed with wire brushes waved vigorously in the air and only sometimes
striking an unspecified object selected by the performer. While the use of brushes suggests snare drum
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59
as a natural choice of instrument, the premiere was performed by Alexv Rolfe on a watermelon. In Kho
bo ro, a study in dynamism and trajectory (Figure 1), harmonies generated by a process of permutation
over a two-octave pitch space are played as loudly as possible on crotales with wire brushes—entirely
the wrong implement for playing loudly—obscuring those carefully crafted pitch structures to an absurd
degree and calling for wildly exaggerated body movements. This work also illustrates the playfulness
of the design of the scores, and the manner in which the visual appearance of the original poem informed
both the music but the visual design of the score. The original poem, written as a column penetrated by
abstract geometric forms suggestive of dynamic motion, is reproduced in the upper left of the one-page
score. (Each of the scores in Zaum Box includes a reproduction of the original poetry and a
transliteration into English, although not always on the same page as the music). The abstract forms in
the poem inspire the angular layout of the two score systems, while dynamics in the voice part are
indicated by the size of the printed text rather than with conventional dynamic symbols (such as p or f).
In this short work, a persistent deceleration in the vocal part is juxtaposed against an instrument line
which decelerates and then symmetrically accelerates.
Figure 1. Kho bo ro, from Zaum Box, with poetry by Aleksei Kruchenykh from Learn, Artists! (1917).
In my setting of Telephon—no. 2B—12z, a typographically stunning evocation of a telephone
conversation by Vasily Kamensky (1914), the performer uses a recording application on their
smartphone to create and perform a real-time telephone conversation. The instrumentation draws from
instruments that are used in other works from the set. So, when multiple works are performed on the
same concert, this movement may be performed by moving around the different setups, walking just as
they would if having a phone conversation. The use of the phone as well as the implication of physical
motion invite a theatrical interpretation. Because operating the phone as a recording and playback
device in performance is logistically difficult, pre-recording and playing back audio segments using a
second performer operating a playback device offstage is also permitted.
Two compositions, Pye Ry Zat and Vnafti, are exercises in automatic composition, each
composed from beginning to end in a single, brief sitting with no editorial revision, using the pre-
arranged harmonic materials derived from those of Kho bo ro. The compositions were then handwritten
on angularly displaced staff fragments emulating the handwritten appearance of the original poetry in
Kruchenykh’s booklet F/Nagt (1918) and its manner of presentation within abstract linear forms
suggestive of dynamic motion. Both compositions share the same notational layout indicating an
indeterminate instrumentation of a keyboard instrument and five objects, and may be realised with the
same instruments or entirely different ones. The range of the keyboard part in both works is small
enough to played on a glockenspiel or melodica and can therefore be realised on these or any larger
instruments.
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In Frot fron it, the chimeric being of the speaking percussionist becomes the subject. It is a
concerto in four movements in which the performer’s voice is the soloist and their instrument-playing
body is the orchestra. The elaborate vocal part deconstructs the text into phonemes that are deployed
into rhythmically elaborate gestures, of a difficulty suitable for a concerto soloist. In the first movement,
the percussion accompanies an elaborate exposition of the fricative sounds of the first line of the text
(‘frot fron it’) in rhythmic counterpoint (Figure 2). In the second, the text evokes a tribal scene in broken
Russian and is spoken in free rhythm over repeating rhythmic patterns. The third is a cadenza for solo
voice, combining the elaborate fricatives of the first movement with vocal evocations of instrumental
sounds. Finally, in the fourth movement, played entirely with bare hands on percussion, the voice
continues to evoke the sounds of the accompanying instruments (Figure 3) while the instruments
emulate the sounds of the zaum text, merging soloist and orchestra into one sound-making entity. By
the end, through the associations of vocal and instrumental sounds established through the course of the
movement, the instruments are able to ‘speak’ the poetry in counterpoint with the voice (Figure 4).
Figure 2. Excerpt from the first movement of Frot fron it from Zaum Box, with vocal part on the upper staff and
percussion on the lower staff. The five percussion instruments are, from the top line of the staff down: squeaking
metal, guiro, sandpaper block, rattle and low drum.
Figure 3. Excerpt from the fourth movement of Frot fron it from Zaum Box, where the voice imitates the sounds
of the percussion instruments and the instruments begin to echo vocal sounds.
Figure 4. Excerpt from the fourth movement of Frot fron it from Zaum Box, where the instruments ‘speak’ the
poetry in rhythmic counterpoint with the voice.
While much zaum poetry can be conventionally read, left-to-right, top-to-bottom,
Kruchenykh’s S-K-L (my title, derived from the topmost letters of an untitled image on a page from
Learn, Artists!, published in 1917) presents a set of letters embedded into geometric forms with no clear
linear presentation or unambiguous means to sound out the poetry. This ambiguous and non-linear un-
readability is musically realised as an indeterminate score-diagram (Figure 5). The performer must
select instruments that can be played, as well as activated by the voice or in some way modulated by
Christopher Adler
61
the sound of the voice. The score operates as a zaum-generator with vocal and instrumental sounds.
Individual letters may be pronounced as through reciting the alphabet (“es-ka-el”) or as phonemes. If
treated as phonemes and read in succession, they may be strung together to form new zaum words (e.g.
‘sklyu’). Rather than resolve the problem of unreadability by arbitrarily selecting an ordering of sounds,
the diagram enables the performer to take multiple pathways through a space of possible realisations.
Figure 5. Page from Learn, Artists! (1917) by Aleksei Kruchenykh (left), and score diagram of S-K-L from Zaum
Box.
Production and Realisation
The production of the ten scores in Zaum Box emulated the short-run productions of the zaum poets,
with a nod towards the transformation of those booklets into art objects that took place later in the 20th
century. The scores were prepared as digital images, and each work was printed in large format on
distinctly coloured and textured paper, such as tinted watercolour paper, vellum, faux parchment, and
metallic card stock. One work was enclosed in a separate envelope, and another other bound into a
booklet. The entire collection of ten scores, along with covers, a certificate of authenticity in an airmail
envelope stamped with late Soviet-era stamps, and a USB flash drive with PDF versions of the scores,
a pronunciation guide and an extended program note, were enclosed in an archival photo box (Figure
6). Twenty-five boxes were produced and sold, and one was donated to the Athenaeum Music & Arts
Library, a private library in La Jolla, California.3 After the final box was sold, the work may now be
obtained only as a digital document. The limited-edition box set is a proposition of the musical score
as an art object with aura and value, in an era when the practical expediency of emailing scores as PDFs
threatens to entirely instrumentalise the score-as-object and reduce its material value to zero.
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Figure 6. Contents of the Zaum Box limited edition box set. Photo by the author.
The final phase of the project was to create a video realisation of all ten compositions.
Realisations were developed and performed by percussionist Katelyn Rose King, and these were
recorded over a period of four days by videographer Ute Freund and sound recordist Christoph Utzinger
at a flexible artist space Berlin, Germany. Staging, lighting, camera angles and movements, scene
composition and editing were conceived as emanating from the visual designs of the scores, which in
turn were inspired by the visual design of the original zaum poetry. For Ta sa maye, for example,
Katelyn conveyed a sense of intimacy and interiority by performing seated on the floor, while Freund
emphasised this intimacy by filming a series of handheld close-ups of both the performer and her
percussion setup from a variety of creative angles (Figure 7).
Figure 7. Katelyn Rose Ring performing Ta sa maye from Zaum Box, filmed by Ute Freund, with sound recordist
Christoph Utzinger in the background. Photo by the author.
Christopher Adler
63
Freund designed graphic title sequences for each video, beginning with the words “ZAUM
BOX”, in the same distinctively elongated font as on the title page of the box set, filling the screen and
providing a uniform appearance, segueing to uniquely arranged or animated titles of the individual
works, reflecting the musical character or visual design of each. In Learn, Artists!, by Kruchenykh, the
poem Vnafti is handwritten around a large diagonal slash that cuts across the page. In the musical work
Vnafti, the slash appears both as a musical gesture of a rapid arpeggio, and in the layout of the score
where, not unlike Kho bo ro, staff systems cut across the page at an angle. In the video realisation, the
camera is tipped at an angle so that the vibraphone played by Katelyn cuts across the screen at a
comparable angle. And for the title sequence, the words “ZAUM BOX” fill the screen and then suddenly
tumble to an angle mirroring that of the vibraphone (Figure 8, upper left and upper right).
The complete set of ten videos has been released on-line (Adler & King, 2016) to publicly
present the work and to provide a reference for future performers of the work, which is crucial given
that the scores leave many aspects of performance realisation unspecified.
Figure 8: Video stills from Zaum Box, with percussionist Katelyn Rose King and cinematography and titles by
Ute Freund. Clockwise from upper left: title animation of Vnafti, the fixed camera angle for Vnafti, a scene from
Telephon—no. 2B—12z, a handheld close-up shot from Ta sa maye.
Conclusion
Zaum Box represents a collaborative, research-based project in contemporary music composition,
bridging sources, inspirations and genres from the 20th-century avant-garde, including Russian futurism,
Fluxus, post-tonal music theory, indeterminacy, nonconventional notation and the subgenre of music
for speaking performer. In published form, the work is presented as a collectible artistic object as well
as a musical work to be realised. In performance realisation, the flexibility and theatricality permit
presentation as a concert work, as a staged work of musical theatre, or as staged video production. The
work joins an emerging body of scholarship in helping bring to prominence a little known but
remarkably forward-thinking movement of the avant-garde, that had been almost impossible to research
until following the collapse of the Soviet Union.
Endnotes
1 Subsequent phases of the project include the documentation of the project in this article, and the organisation of
the event Future Beyond Reason on October 24, 2019 at the University of San Diego in San Diego, California.
The event included a panel of presentations by the author, Nancy Perloff, and Charissa Noble as well as a concert
performance of the complete Zaum Box realised by percussionist Jordan Curcuruto.
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2 The use of lowercase lettering is in the original. Punctuation has been corrected by the author to be consistent
with the original.
3 Additional publicly available copies are located at the University of Washington Music Library in Seattle,
Washington, and at the Royal Conservatory of Brussels in Belgium.
Acknowledgements
The production of scores and video recordings was supported in part by a grant from the University of
San Diego College of Arts and Sciences. I sincerely thank Katelyn Rose King and Alexv Rolfe for
initiating this collaboration, and Katelyn for her dedication to realising the work in its entirety. And I
thank Ute Freund and Christoph Utzinger for their artistry in realizing the videos. Finally, I thank all
the performers, libraries and collectors who purchased the limited-edition box set and thus helped to
fund the production of this project.
References
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Biography
Christopher Adler is a composer, performer and improviser living in San Diego, California. His compositions
encompass cross-culturally hybrid forms drawn from contemporary concert music and traditional musics of
Thailand and Laos, and the application of mathematics to composition. His recent works have concerned Russian
futurism and classical Latin epic poetry. He is a foremost performer of traditional and new music for the khaen, a
free-reed mouth organ from Laos and Northeast Thailand, and has promoted the khaen as a concert instrument by
commissioning, performing and recording pieces by composers from around the world. He is a Professor of Music
at the University of San Diego, and has degrees in music composition from Duke University and the Massachusetts
Institute of Technology. www.christopheradler.com
|
Malaysian Journal of Music Vol. 9 (2020) | banda, Panay Bukidnon, Pirot, popular music, traditionalisation | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/324 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/3723 | Rendering the Popular as "Tradition": The Music of Virgilio "Pirot" Petcheller and the Panay Bukidnon Banda Music Practice in Panay Island, Philippines | In recent years, the popular music of Virgilio “Pirot” Petcheller had been included in the | https://ejournal.upsi.edu.my/index.php/MJM/article/view/3723/2598 | [
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"Taton, J. Jr. (2019). Lanton kag kuskos kang balatyagon: The traditional music of the Tubungan Bukidnon Banda in Iloilo (Research Manuscript). National Commission for Culture and the Arts. ",
"Villan, V. C. (2013). Lawas, buut, patugsiling, ‘ag dungan: Isang pag-unawa sa papel ng kinagisnang sikolohiya sa kasaysayang kolonyal at himagsikang Pilipino sa Panay, 1896-1898. Daluyan: Journal ng Wikang Filipino, 19 (2), 73-110. ",
"Williams, R. (1961). The long revolution. Chatto & Windus. "
] | Jose R. Taton Jr.
65
Rendering the Popular as “Tradition”:
The Music of Virgilio “Pirot” Petcheller and the
Panay Bukidnon Banda Music Practice in
Panay Island, Philippines
Jose R. Taton Jr.
University of the Philippines Visayas, Philippines
General Luna Street, Iloilo City
e-mail: [email protected]
*Corresponding author: [email protected]
Published: 20 October 2020
Cite this article (APA): Taton, J., Jr. (2020). Rendering the popular as “tradition”: The music of Virgilio “Pirot”
Petcheller and the Panay Bukidnon banda music practice in Panay Island, Philippines. Malaysian Journal of
Music, 9, 65-81. https://doi.org/10.37134/mjm.vol9.6.2020
Abstract
In recent years, the popular music of Virgilio “Pirot” Petcheller had been included in the banda (ensemble)
musical repertoire, practice and identity of several indigenous cultural communities in Panay Island located in
Western Visayas, Philippines. Pirot’s music, particularly renderings of folk music genres, such as harana
(serenade) and komposo (ballad), had been in mainstream broadcast media and were widely produced by the
recording industry in the 1970s. Because of the parallels between his music and West Visayan folk practice, folk
musicians categorically ascribe and recognise his music as dinuma-an (tradition and traditional) to refer to a
standard folk canon with an associated pastoral imagery. Later, Pirot’s music had become emblematic of a regional
folk, cultural and/or ethnic identity. This paper investigates the problematic fluidity of boundaries between
traditional and popular music categories and its implications in the construction of identity in the Western Visayan
context. I examine, on the one hand, how the popular music of Pirot are rendered as “tradition” notably through a
discussion on musical aesthetics, lyricism and imagery and the complex socio-cultural and historical context
musicians occupy. On the other hand, this paper also proffers a discussion on how this rendering or
“traditionalisation” plays a role in the construction of identity among the Panay Bukidnon banda musicians. On
this, I recognise the central role of cultural praxis and individual agency in the process and argue that musical
categories, particularly the notion of ‘tradition’ and ‘traditional’, are self-conscious devices defined by, and are
constitutive of practice.
Keywords: banda, Panay Bukidnon, Pirot, popular music, traditionalisation
Introduction
Thinking about folk music in Western Visayas region in the Philippines, it is illustrative to invoke the
“creative persona” of Virgilio G. Petcheller, a popular music performer, composer and recording artist
in the region. Known to many as “Pirot”, Petcheller entered the radio and recording industry circuit in
the 1970s with his renderings of harana, a type of serenade that is typically sung by men during
courtship sprees, and komposo, a ballad that narrates significant community events using real-life
situations or allegories (Cainglet, 1981). Through his songs, Pirot had dominated the regional popular
music scene of his time captivating the imagination of a generation of radio listeners that his name had
already become synonymous with folk music in the typical urban and rural household.
Today, his music remains current and significant to generations of folk performers, particularly
among banda (string and percussion ensemble) musicians in several indigenous cultural communities
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in Panay Island. While it is generally considered as “popular music” for its association with the music
industry, Pirot’s music is also categorically recognised as dinuma-an vis-à-vis its links to Western
Visayan folk genres (as tradition) and its vestigial and pastoral aura (as traditional). For many banda
performers, particularly those coming from rural and indigenous communities in Panay (Figure 1),
Pirot’s music evokes the spirit of the past and, in turn, had become illustrative of their native culture,
local heritage and sense of being. Banda musicians have thus by far identified, utilised and performed
selections of Pirot’s music as personal and collective articulations of ethnicity and regional identity.
Considering the manner folk musicians employ Pirot’s music in the context of tradition and
identity, several questions come into mind. How do renderings of folk music in the popular works of
Pirot inform banda musicians of their notions of “tradition” and “traditional” in music? What musical
and socio-cultural parameters have contributed to the way musicians think about musical categories?
How is this notion articulated in the context of agency and construction of identity? This paper
investigates the problematic fluidity of meaning in music categories and its implications in the
construction of identity. Using musical ethnography and fieldwork in various Panay indigenous
communities in Western Visayas from 2015 to 2020, I discuss, on the one hand, how the popular music
of Virgilio “Pirot” Petcheller was rendered and categorised as dinuma-an by examining the musical
aesthetics, lyricism and imagery in Pirot’s music to understand its association and possibly conflation
with folk music genres. On the other hand, I discuss how this rendering or what I call “traditionalisation”
informed the construction of regional indigenous identity in relation to the complex socio-cultural and
historical context of banda communities. I recognise the central role of cultural praxis and individual
agency in the process and argue that musical categories, particularly the notions of “tradition” and
“traditional”, are self-conscious devices defined by and is constitutive of practice.
Figure 1. Some areas with active banda groups in Panay Island, Philippines.1
Jose R. Taton Jr.
67
The Banda in Panay and the Music in Popular Media
Located in Western Visayas, Philippines, Panay Island is a rich cultural hearth of folk music ensembles.
Collectively known as banda, these travelling musicians are found in rural and indigenous communities
across the island’s four provinces of Antique, Akan, Capiz and Iloilo. They are considered vital in the
social life of the community performing special musical functions specifically in ceremonial activities
which include marriages, funeral services and healing rites, as well as in civic events like the patronal
fiesta (feast day of saints) celebration and the community bayle (dance ball) (Doromal, 1988).
The banda is a group of string and percussion musicians who play a number of instruments
which include the following: biyulin (violin), bandyo (banjo), bandyolina (banjolin), gitara (guitar),
baho (string bass), bombo (bass drum), barabadang (snare drum) and mangmang (hand-held cymbals).
Its composition is typically composed of at least three musicians comprised of a principal who plays
the puntiyar (lead) instrument, usually assigned either to the biyulin or bandyo, and complemented by
at least two members who provide the kompanyar (accompaniment) (Figure 2). In some other cases,
banda musicians may also render songs as they are also distinguished vocalists.
Figure 2. A local banda in an indigenous cultural community in Tubungan, Iloilo.
As professional entertainers, the banda performs sets of musical pieces which range from the
folk category represented by Western Visayan genres like the harana (serenade), komposo (ballad) and
banggianay (poetic joust) to a number of popular music compositions that had once circulated via mass
media and the music industry. This amalgamation of musical material, particularly in terms of the
ensemble’s instrumentation, repertoire and aesthetics, is the result of the complex junctures in
Philippine colonial history.
As early as the sixteenth century, European and Latin American instrument technology had
already reached the Philippines via the transpacific galleon trade (Irving, 2010). This diffusion of
instruments was likely the result of the migration of craftsmen, among them included luthiers, from
Mexico to the Philippines who had a primary impact in the production and distribution of instruments
in the archipelago (Guzman-Bravo, 1978; Stevenson, 1971). Among the early instruments imported or
produced in the country were harps, guitars, violins and bandurria (plucked string lute), some of which
were incorporated in music ensembles like the estudiantina (student instrument performers) (Pfeiffer,
1975), rondalla (plucked string ensemble), professional comparza (string band) (Rubio, 1977) and
combo music bands centuries later (Doromal, 1988). Meanwhile, brass band instruments were largely
introduced in Spanish military regiments in the eighteenth century (Talusan, 2009). Up until the
twentieth century, the instrumental music groups were central in celebrations that marked the
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community religious and civic calendars (Hila, 1989), in festive occasions, stately opera concerts and
zarzuela (musical theatre) presentations in the region (Fernandez, 1978). On the other hand, the
Americans could have likely introduced folk banjo music in the country initially as a bourgeois music
activity and later as a folk symbol.2
On repertoire, musico-poetic song genres like the komposo (ballad) and the harana (serenade)
reminiscent of Spanish dodecasyllabic and octosyllabic poetic quatrains were largely popular pieces
among folk ensembles (Tan, 1981). Traces of Hispanic and Latin-inspired dances, such as the fandango,
jota and curacha, and even of American swing, ragtime, Charleston, tango, and waltz were also staples
in the repertoire as well (Canave-Dioquino, et al., 2008). The resulting “counterpoint” of native and
colonial elements, echoing Irving’s idea on the convergence of musical cultures (2010), became evident
in vernacularised folk dance practices, and in Panay Island, with versions of kuratsa (Fajardo, 1961;
Suarez, 1971), sarleston (Colon, n.d.), danza (Cainglet, 1981) and sayaw sword-play wedding ritual
music (Taton, 2019).
After the Second World War, rapid modernisation in urban centres afforded the circulation of
locally and internationally produced sound materials. In the province of Iloilo and across the island of
Panay, for instance, the expanded coverage of radio and other forms of mass media enabled new music
like American rock and roll to seep in within folk and rural communities. This broadly diversified the
musical palette of the banda musicians, apparently, to become more modern and progressive, which,
by and large, transformed the constitution of their musical repertoire. Meanwhile, the mass production
of vinyl records and battery-operated gramophones called pono, provided the mass public limitless
access to popular music recordings. Unlike real-time broadcasts and performance-based music-making,
the option for unlimited listening with the machine’s playback feature made better recall to new waves
of music styles. Because of these changes, the putative significance of genres like the komposo and
harana as news and courtship outlets were gradually discounted and inadvertently replaced with
streamed radio announcements and foreign popular music. Mass media had opened avenues for musical
innovations, expanded local musical tastes and changed the music consumption behaviour of the rural
folk.
The subsequent musical and cultural changes modernity had wrought, however, sparked a
strong nostalgia in metropolitan centres and, in turn, animated a consciousness that idealised folk music
and traditions of the past. Public petitions to resuscitate “traditional” song repertoire ignited the folk
music “revival” initiative in the 1960s until the 1980s (Tan, 1981). As a result, numerous radio stations
like DYCO in 1964-66, DYRP in 1969-69 and DZFM in 1974-81 provided a platform where regional
“folk” music and locally-inspired compositions were regularly streamed (Tan, 1981). Radio
programmes featured live performances of prolific local harana and komposo singers, like Virgilio
“Pirot” Petcheller among others, and had substantively re-popularised the “traditional” and “folk” music
in the region.3 Through mass media, innovations on harana and komposo music, such as the music of
Pirot, became mainstream and consequently were taken up by banda musicians for their performances.
Pirot, the Haranista
Dubbed as Iloilo’s premier haranista, Virgilio Petcheller or Pirot is one of the many prolific folk
musicians in the province of Iloilo and the Visayas region (Figure 3). Born in Lemery, Iloilo in 1954,
Pirot is the eldest child among seven siblings. In his early years, he had already shown enormous interest
in music likely from his early exposure to diverse musical influences. Aside from being born in a
musically-inclined family, he was already immersed in biyulin, bandyo and guitar music repertoire from
a local musician, Sergio “Telong” Cabacas. Moreover, he had also enriched his innate ability for singing
through his strong habit of listening to popular music on the radio. After finishing primary school, he
had joined in and had won various local singing competitions performing American popular music as
well as folk tunes.
Jose R. Taton Jr.
69
Figure 3. Virgilio “Pirot” Petcheller.
Pirot’s teenage years had also been musically productive. At seventeen, he had already learned
how to play the guitar on his own at a time when harana (serenade) was quite popular among men his
age. Using stock phrases used in banggianay (poetic jousts)4 and the harana tunes he had heard from
his maternal grandfather, he would carouse young women or put up against his fellows in a jocularly
competitive display of wit and exchange of poetic verses. Because of these nightly jaunts, Pirot had
significantly improved, if not become adept, not only in his musical sensibilities but also in his skills in
the spontaneous invention of verses. These experiences would soon prove valuable in his career much
later.
In 1976, Pirot, who was then just twenty-two, made his radio debut as a regular talent in the
DYFM Bombo Radyo programme, Harana, hosted by radio anchor Eddie K. Suede. At work, he had
collaborated with other prolific folk singers like Ismael Payupay, Nards de Llero, and Jasmin Ceballos.
However, his partnership with Alma Villanueva, a versatile Ati vocalist, in live broadcasts of
banggianay and harana performances became a popular segment in the programme which attracted a
huge following not just in Metro Iloilo but across Western Visayas.5 Their synergy largely contributed
to Pirot’s success as a performing artist in the regional music industry.
Notwithstanding the popularity of other folk musicians performing locally and regionally, Pirot
stood out among others because of his exceptional vocal style. Compared to the musical humour distinct
to composers/performers in the region like Yoyoy Villame and Max Surban (Buenconsejo, 2019), Pirot
exhibits an inimitable vocal style that has a rich undulating low-pitch timbre described by many as
mabugnaw (calming). With this vocal quality, Pirot evokes among his listeners particular rustic imagery
and pastoral sentimentality which suit the lyrical and musical requirements typical of harana and
komposo music.
Pirot’s golden age in the recording industry happened in 1978. This time, he worked with a
number of composers as well as music producers for several projects.6 He signed his first 45 RPM under
the distributing company Platinum Records with the hit song “Ako Ang Namunit” (I Catch Fish) and
“Mabugnaw Ang Lasang” (The Forest is Cool). In just a few weeks, another RPM with the titles,
“Kampo Ni Ladio” (Ladio’s Camp) and “Mapintas Nga Damgo” (A Cruel Dream) followed after the
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initial success of the first record. Shortly, in the same year, a long-play (LP) album featuring Ilonggo
works was released.
Seeing the prospect of enlarging the balladeer’s audience and popularity across the provinces
in Visayas and Mindanao as well as in urban Tagalog regions in Luzon, Suede contracted Pirot to record
his hit singles in the Bisaya/Cebuano and Tagalog languages. In the last quarter of 1978, another LP
was produced which is comprised of songs translated to Cebuano. Moreover, under the Jubell Label,
new RPMs of Tagalog compositions like “Ako Si Virginio” (I am Virginio) and Ibang-Iba Ka Talaga”
(You are Exceptional) were also widely circulated. Similarly, Leira Records also produced some song
translations. Additional LPs which contained Tagalog and Cebuano renditions, like “Pirot” and “Stow
Away Ako”, were also distributed to the market (Figure 4).
In these recordings, Pirot covered a diverse set of musical styles encompassing a broad range
of themes: historical komposo, such as “Purchase of Panay,”1978; character-based komposo, like
“Tamasak” (A Horse), 1978; renditions of traditional folk melodies, such as “Kanogon” (Oh, Woe!),
1978, and its Tagalog version, “Sayang Na Sayang” (What a Waste), 1978; and a variety of harana
music which he is known for among others. As a recording artist, Pirot had demonstrated a remarkable
versatility as a popular entertainer who can perform for a variety of audiences and can shift along with
different music genres.
Figure 4. Collage of covers of some of Pirot’s recordings.7
Urban Iloilo, indeed, offered Pirot an experience that transcended the limited possibilities of
village life. After six years in the performing and recording industry, he had already established a name
for himself as Iloilo’s premier and most celebrated haranista. His regular radio program amassed a huge
following not just within urban Iloilo but also in remote areas in the province. His public performances
in front of then Freedom Grandstand (now Sunburst Park) always drew in a crowd that expected a
delightful nightly soiree of musical wit and humour. However, with the unstable cultural and political
climate in Iloilo in the early 1980s compounded by personal socio-economic challenges, Pirot returned
to the tranquil world of family life.
Despite his absence in the broadcast industry for more than a decade, Pirot had still sustained
some creative work in the music industry. As a performer, he had been a frequent guest in several local
radio broadcast programs. He had also participated in a number of concerts regionally as well as in
performances in some cities in the southern island of Mindanao. As a recording artist, he had
collaborated with his eldest son, Regie, in a record album under Platinum in 1994. Here, a number of
new komposo works were introduced, most notably “Barumbado” (Irresponsible). In 2009, he had self-
produced an album together with his youngest son, Joven. This particular album specially featured a
traditional banggianay (poetic joust), titled “Bulak Nahamut-an” (A Woman to Please) and dance-
music, “Idog-Idog” (Move to the Side). The constrictions of village life, however, made a strong dent
on how he composed his song verses. Pirot would compose titles that captured the antimodernist
aesthetic and pastoral realities all connected to the values and struggles of Filipino folklife.
Moreover, Pirot had also run radio programmes in various stations, in particular, “Mga Bahandi
Na Ambahanon” (Cherished Songs) in DYOK Aksyon, 1994-1998; in DYRI RMN, 2006-2009; and in
DYSI GMA in 2010. In 2010, he was given the Pinoy Icon Award by a national news network. Early
in 2019, he became involved in a weekly social media live stream broadcast.
Jose R. Taton Jr.
71
Pirot’s Music and Folk Aesthetics
The success of Pirot’s songs in the music industry is imputed to their close affinity with folk music
aesthetics. Pirot’s music resembles a wide range of existing traditional melodic formulas familiar to
many generations of listeners. It also applies the general Ilonggo and Western Visayan folk music
aesthetics where musical motifs are typically composed in a shifting minor-major tonality (commonly
parallel), set in a simple harmonic organisation and structured in a strophic form (Cainglet, 1981). In
conventional practice, these stock tunes may be used in various performances where, instead of a unique
melody, freshly penned lyrics shape the character of a new composition. Pirot exemplified this in the
songs “Mabugnaw and Lasang” and “Ako Si Virginio” (Figure 5).
Figure 5. A common melodic formula in some of Pirot’s songs.
In lyricism, Pirot’s “new” music follows how folk verses are traditionally structured. Pirot’s
renditions of komposo (ballad), such as “Ako Ang Namunit”, demonstrates the usual twelve-syllable
phrase structure divided equally by a short caesura (pause) employed in Western Visayan ballads. In a
seminal work on the composo, Tan (1981) explains that a typical Hiligaynon ballad is composed of
dodecasyllabic and octosyllabic quatrains. Equally, some of his banggianay and harana music also
employs the same system of versification suggesting his intimate understanding, natural eloquence and
linguistic fluency to these musico-poetic forms.
Besides these, Pirot’s works are also rich with imaginative yet playful lyricism that allude to
and render images of the village and its social and life cycles. To illustrate, a number of his serenades
and ballads profusely utilise metaphorical and allegorical devices which thread through a range of
themes such as unrequited love, estranged family and forbidden social relations. For example, in “Ako
Ang Namunit”, Pirot characterises love as a fateful voyage full of uncertainties.
Ako ang namunit sa pampang sang gugma
Ang akon ginpaon madamo na letra
Baroto ginsakyan sang sobre na rosa
Lawod sang post-ofis, lawod sang post-ofis
Ang gin-agyan niya
[I went to fish at the banks of love.
I prepared a bait florid with words.
I sailed on rose-coloured packets
Across the span of the post-office.
There, I have navigated.]
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Other works, however, provide more straightforward narratives. For instance, in the popular song,
“Kanogon”, Pirot expressively describes the pain of rejection, frustration and longing for a romance
that is spoilt.
Kanogon, kanogon sang gugma kanogon
Kung ako mag-nobya na dili madayon
Kung magsugata-ay sa mga dalanon
Isira bugno magyuhum sa akon
[Oh, woe! A love that is spoilt!
I only love in complete dismay.
Even if we meet at the crossway
You never returned a smile for once.]
The figurative allusion of sentiment in the song, nonetheless, has its parallels in Ilonggo and West
Visayan social life that the song narratives become likely expressions of the folk ethos and native
realities. Customarily, sentiment is typically operationalized through the buut (will, being),8 a Visayan
concept of self and personhood that regulates and prompts social action. In social affairs, i.e. courtship,
a person is compelled to take accountability in appeasing the buut in the occasion that he had aggrieved
a person’s mental and emotional being whether intentionally or not. Thus, in the song sample
“Kanogon”, expressing dismay for a defeated buut is in reality an indirect appeal to the woman to re-
evaluate her feelings and reprieve the injured buut of the singer. In other instances, the song may take
form as a pabati-bati (rebuke) or, in some cases, as a form of mockery, especially for individuals who
had become estranged or insensitive after an ill-fated romance. With these other messages
notwithstanding, both narratives would nonetheless continue to describe the quixotic sentiment of the
singer who implicitly accepts his loss yet still hopes for reconsideration.
The buut, however, is reprieved if the message is desensitised with malice. As there are some
emotion-provoking songs which may hurt the buut, folk musicians always seek the indulgence and offer
explicit apologies to the audience for any disquieted feeling they might have felt during the
performance. As such, the act rectifies the buut of the listeners in consideration to the singer’s plea. In
the closing section of the komposo sample below, indulgence from the buut is explicitly asked.
O mga senyores na nagtililipon
Na nagpalamati sining akon kansyon
Basi kun may ilo pagsubong sa akon
Dili gid maglain, dili gid maglain
Mga kabubut-on
[To those who have gathered here,
To those who have listened to my song,
If there is an orphan out there like me,
I fervently plea, do not take this against me.
I did not mean ill to your buut.]
The Confluence of Pirot’s Music and Banda Music Practice
Because of its intersection with folk aesthetics, Pirot’s music was easily integrated to contemporary
folk music practice. Works such as “Ako Ang Namunit”, for instance, were readily appropriated by
musicians in the region and now are very much staple pieces in folk music and banda repertoire. These
had become a common folk tune sung privately for leisure in the household and even in makeshift
performances in public spaces such as community markets.9 Meanwhile, pieces like “Kanogon” were
adopted into various renditions, such as Domingo Taborete’s bandyo version, where the musician
borrowed the melodic fragments of the original and infused them into his personal and stylistic lyricism
(Figure 6). While this is a typical harana melody, Domingo labels this as a traditional kansyon, a type
of love song generally sung by a soloist.10
Jose R. Taton Jr.
73
Figure 6. Rendition of ‘Kanogon’ by Domingo Taborete.
Drawing inspiration from folk history, the song titled “Purchase of Panay” is perhaps one of
the highly recognised komposo pieces interpreted by Pirot.11 Appearing as early as the late nineteenth-
century in Tomás Santarén’s 1858 Historia de los Primeros Datos que Procedentes de Borneo Poblaron
Estas Islas Filipinas, and reemerging in Angel Perez’s annotations in Igorrotes in 1902 (Santarén, 1954)
and in Pedro Monteclaro’s disputed document Maragtas (1907), the narrative had been a popular source
of myth, legend and/or history in Panay for generations. Sung in a mixture of Visayan and English
languages, it describes the sojourn of several families from Borneo to the island of Panay and their brief
encounter with the Ati, the Negrito indigenous inhabitants of the island, in the thirteenth century. In the
narrative, the ten chiefs of the barangay (family/kin unit) lead by Datu Puti exchanged a golden hat and
a piece of necklace for the land governed by the Ati chief, Marikudo, with a conditional agreement that
the newcomers settle along the coast and plains while the Negrito bands occupy the more interior
sections of the island. This is followed by the division of the island into three confederate states leaving
the Ati displaced from their native land.
Sadtong thirteenth century
Ako gitu-aw history
Ang Borneo may kinagamo didto
Bangud sa isa ka Sultan
Makatunaw iya ngalan
Mapintas sa iya ginsakpan
Agud maglikaw sa gamo
‘ning datus sang Borneo
Sakay sa ila balangay
Litog ug uway
Ang ila mga ngalan
Sining datu nga natungdan
Pamati-i kay akon hinambitan
[In the thirteenth century,
According to history,
Borneo was in conflict
Because of a Sultan
Known as Makatunaw
Who was vicious to his people.
To avoid the quandary,
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Several chiefs in Borneo
Set sail with their ships
Made of wood and rattan.
These are the names
Of the referred datu.
Listen, and I will tell you]
Because of its popularity, it remains to be part of the repertoire among folk music circles. Banda
musicians in southern Iloilo, for example, still continue to perform “Purchase of Panay” for recreation
or in some instances at the bid of a visitor. In other cases, some members of the Panay Bukidnon
indigenous cultural community in Central Panay highlands cites the song as a reference for their claims
of Bornean ancestry.12 As such, Pirot in his evocative musical rendition of “Purchase of Panay” had relit
the folk imagination which brought into consciousness a native past reifying not only the widely held
belief on the origins of the people in Panay but also the image of a noble society that was consequently
mutilated and laid to waste by the vestiges of colonisation.
Besides harana and komposo music, Pirot was also much-admired for his spontaneous
renderings of banggianay (song jousts) where he would banter with charm, wit and humour against his
Ati contender. Even though it is a very popular music form and enjoyed by the majority of his audience,
only a few of Pirot’s banggianay were recorded. As extemporaneous musical battles, these particular
performances may span for a couple of minutes that were way beyond the limitations of available sound
recording technology. Unlike Pirot’s other songs, these compositions were not realised into recordings
until much later with the development of new media. It is only in 2009 when Pirot published an album
which introduced the song-piece, “Bulak Nahamut-an” (A Woman to Please).
Diin ka naghalin lalaking makahas
Diin ka nga du-og sining Pilipinas
Wala ka pa gani makapakilala
Nagpahayag kana sang baog mong gugma
Ang akon gugma dili lahog-lahog
Kaputli kag tampad di ang gaguyod
Kung indi pagsundan lahat na maniklod
Basi magkomitir sang tawag nga hikog
[Where have you come, daring man?
Where in the Philippines have you been?
You haven’t even introduced yourself,
Yet, you have already professed your stale love.
Oh, my love is never a tease;
My intent is pure and sincere.
Yet, if you utterly reject my love,
I might commit to Death’s embrace.]
Musically, this banggianay piece is comparable to other folk genres with its consistent use of
melodic and harmonic minor modality, duple rhythm and strophic structure. Yet, unlike the harana and
the komposo, its melody is more similar to known musical motifs typically performed in the sarswela,
a type of vernacular theatre characterised by musical banters, intermittent round dances and theatrical
drama playing around themes of traditional courtship (Figure 7).13
Jose R. Taton Jr.
75
Figure 7. Sarswela performance of young school children with the Igtuble Indigenous Peoples String Band in
2017.
Of the two sarswela tunes I have documented, one in San Remigio, Antique and the other in southern
Iloilo, the latter variant closely parallels Pirot’s banggianay (Figure 8). On this, locals explicitly
comment that the two styles are analogous by affirming “Huo, parareho lang na sila [banggianay and
sarswela]; ang sarswela may saot lang” [Yes, they are the same; the sarswela, however, has dance].14
Sarswela performances, however, are rarely performed organically in folk communities today. Of the
few performances that had been done recently, most if not all were staged for institution-based activities
or for agency-sponsored events.
Unlike the sarswela, banggianay still enjoys its popularity, albeit, in a more intimate way.
Today, it is still performed during wakes, but rather in a more poetic form than its musical variant.
Banda musicians in areas like Tubungan and Alimodian take pleasure in performing renditions built
upon Pirot’s song jousts in the same way that rural households revel in streaming songs like “Bulak
Nahamut-an” in public using their home stereos and large trompa (sound boxes).
Figure 8. Sarswela music performed in Bulan-Bulan and Igpaho villages with a similar style to Pirot’s
banggianay.
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“Traditionalising” Popular Music: The Banda Folk Repertoire as Indigenous Cultural Identity
Pirot’s popular music is undeniably very much assimilated to the musical and social lives of folk
musicians. As discussed above, banda musicians have freely appropriated his music in their
performances and rendered these within the folk repertory, a process which I call “traditionalisation”.
In context, this process may be understood as the adoption of musical practices, in this case Pirot’s
music, into musical categories deemed as folk by virtue of its musical “organicism” with folk genres
(Onderdonk, 2009, p. 210).
Yet, considering the socio-cultural circumstances of banda performers today, traditionalising
the music of Pirot also carries other ideological and practical implications particularly in the identity
politics within indigenous cultural communities (ICCs). Compared to indigenous populations in
northern and southern Philippines, i.e. Ifugao and Maranao, with more established ethnic identities, it
is only recently that Panay cultural communities, specifically the Panay Bukidnon minority, had come
forward as a distinct ethnic group. The group is relatively underrepresented – in the academia alone,
scholarship is scant except for a few albeit sporadic representative works which include Jocano’s (1968)
pioneering anthropological work on the Sulod, Magos’ (1996) sugidanon (epic) series and Muyco’s
(2016) exploration on the performance ideology known as sibod in Panay Bukidnon music-dance
traditions. These works only represented a fraction of the diversity of Panay Bukidnon cultural groups.
Individual communities have specific, social, cultural and political histories with some possessing a
long-standing cultural memory, while others having relatively recent histories. It is only in 1997 that,
with the ratification of Republic Act 8371 or the Indigenous Peoples Right Act (IPRA), the group had
been formally recognised as an indigenous minority by law. Because of this, more robust support from
national agencies as well as from academic institutions paved the way for the implementation of various
cultural initiatives in which the Panay Bukidnon themselves have become key actors. Initiatives include
the identification, establishment and promotion of indigenous knowledge, systems and practices
particular to specific communities such as the babaylan (medium), binanog (hawk-eagle dance) and
panubok (embroidery) culture of the Panay Bukidnon in Central Panay15 and the harana, komposo and
the sinulog/sayaw (sword-play ritual) practices of the Panay Bukidnon in northern and southern Iloilo.
It also led to the strengthening of local political structures as well as the institutionalisation of
community-based learning spaces known as Balay Turun-an (Schools of Living Tradition). Indigenous
elders and professionals were even enabled in the development and application of indigenous learning
frameworks concomitant to the implementation of the Indigenous Peoples Education (IPEd)
Programme by the Department of Education in 2011. These efforts provided avenues for empowerment
raising “indigenous consciousness” and constructing a sense of identity.
This prompted Panay Bukidnon banda musicians to also participate in the process, which,
through their ideas of tradition, made Pirot’s popular works symbolic of local indigenous culture and
identity. The way they approached the icon’s works varied with respect to the social, geographical and
historical circumstances of their communities. In Central Panay, Panay Bukidnon elders cite the
“Purchase of Panay” as an explanation for their association to the Bornean datus. As an indigenous
person with no distinguishable racial trait similar to the Ati, Sandigan, now in his sixties, articulates
through song the authenticity of his origins and, with conviction, identifies himself with the Bornean
settlers. While standing migration hypotheses on the Panay Bukidnon’s origins exist,16 the narrative
strongly resonates among indigenous communities that celebrate the story as a tradition in the same
way that lowland urban and coastal communities express this as theatrical spectacles and festival re-
enactments.
Meanwhile, in other Panay Bukidnon communities, a select few of Pirot’s songs received
special distinction as illustrative examples of the indigenous musical repertory. Young Panay Bukidnon
musicians of Libacao, Aklan, for instance, presented interpretations of Pirot’s novelty song,
“Mabugnaw Ang Talon”, as their musical tradition during the 2019 Indigenous People’s Month and IP
Education Day celebration.17 Similarly, small banda groups such as the “Banda ni Ruben” in Tapaz,
Capiz also perform some of icon’s dinuma-an singles as a part of their musical inventory (Taton, 2018,
field notes). The Panay Bukidnon in Tubungan, Iloilo, is even a more striking case that Pirot’s music,
such as “Kanogon”, “Ako Ang Namingwit” and “Bulak Nahamut-an”, have been integrated and are
staple segments in their vocal and instrumental repertoire. Interestingly, apart from Pirot’s songs, banda
musicians also associate other popular songs coming from other regions, i.e. Max Surban’s “Baleleng”
Jose R. Taton Jr.
77
and “Ang Gugma Sa Dalom Sang Lawa-an”, in the category of dinuma-an. When asked what makes
these songs traditional, Mabini, a banda gitara player, strongly quotes “Kay muna ang kultura kag
tradisyon namon na mga IP” [That is the culture and tradition of an indigenous person] after performing
a series of Pirot’s and Surban’s music for some guests.
Contextualising Popular Music as a Canon and a Practice of “Tradition”
“Tradition” is an elusive and particularly laden concept. Because of its implied practical utility as part
of language, it is plagued with indefinite semantic meanings that it had been applied diversely, i.e. as
canon, as standard, as a process, as performance, as culture, in the analysis of texts, cultures and
societies in the humanities and social science disciplines (Schippers, 2006). Its early and conservative
usage, particularly in folklore, had been predicated by ideas of cultural progress that projected pastoral
societies and folk practices in a timeless, invariant and immutable image of the past. Moreover, it
underscores the transmission, particularly oral, of cultural materials identified simply as folklore and
its canons with consistency and continuity across space and through time (Georges & Jones, 1999;
Shils, 1971).
Similarly, in music studies, tradition’s association to notions of folk canon and pastoral imagery
largely remains one of the persistent, if not more pronounced, strands of meaning given the heuristic
value it provides, more specifically, in positioning tradition in contrast with civilisation and modernity.
This distinction was more apparent with the invention of “folk” and “art” music categories that emerged
with the rise of nationalist sentiments in eighteenth-century Europe (Gelbart, 2007). Coming out of the
political and cultural disarray of the time, nationalists rallying for political unity and cultural
independence sought for a common “cultural property” which embodies the national spirit (Onderdonk,
2009, p. 207). As a consequence, they turned their gaze towards “nature” particularly in the music and
poetic traditions–the folklore–of pastoral societies (Ben-Amos, 1984, p. 100) which became a metaphor
for an unrecoverable innocence and timelessness of the past (Onderdonk, 2009). However, these
traditions appear nascent and irrational—qualities that apparently do not fit the rational ethos, aesthetic
philosophy and urban sophistication of an emerging national polity. This led to the aesthetic elevation
of folk music into socially-sanctioned artistic bodies of work and, thus, the creation of a collective
national “art music” canon (Gelbart, 2007). In the words of Reily (2007), “the very concept of “art”
could only emerge in contra-distinction to another body of expressive forms, “folklore”, the one of
universal validity, the other of purely local relevance and intelligibility” (p. 3).
Bohlman (1988), however, avows that the “restrictive caveats of earlier scholarship” (p. xvi),
with its premises centred on pastorality and orality, entail a discourse that does not consider the diversity
of musical expressions in the modern world. While folk and art music were generally considered
“popular” in their respective contexts, Bohlman, in particular, is referencing to the range of hybrid and
differentiated music styles that grew in urban centres in the late nineteenth century. These new
“popular” music styles appeared to have had a cosmopolitan orientation, a lack of aesthetic
sophistication and an ephemeral quality which did not fit the earlier semantics of folk and art tradition
categories. By the time commercial recordings became a viable enterprise, popular music had become
a product of the music industry. It was its very construction as a commodity that distinguished it from
folk and art music. Popular music, as a representative of progress and modernity, thus, runs antithetical
to previous notions on tradition.
Notwithstanding these connotations, popular music as expressive articulations had in time
established its respective sound repertoire and, like folk and art music, constituted bodies of works that
are now transmitted and practised in the local-global arena. As such, other scholars like Brandellero et
al. (2014) posit that popular music is a form of heritage as much as it is a tradition with a particular
musical identity itself. For them, popular music, like any other types of musical expression, is a social
practice that involves a diversity of individual and institutional actors. These actors are significant as
they provide the necessary “legitimising discourse” ranging from “personal and collective attachment
and memory to commercial endeavours rebranding and canonising the musical pasts” (p. 220). In brief,
musical actors provide the conditions by which popular music and its various derivatives may be
constituted as heritage and/or tradition of a people.
From the discussion, it can be gleaned that defining “tradition” as a categorical referent for folk,
art and popular music expressions is a particularly fluid and equally nebulous process. With regards to
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this ‘practical fluidity’, Ben-Amos (1984) perhaps is right to say that tradition is an “object of conscious
creativity” where a society “creates its own traditions through the selection of historical events and
heroes, and even through the invention of a past” (pp. 114-115). Meanwhile, in societies with poorly
established or absent historical bases, tradition may emerge as a “mode of thought”, if not an ideological
category, which may be reconfigured into creative solutions (Bronner, 2016, p. 14). Bronner (2016)
even extends this thought in the modern context by arguing that invoking “tradition” carries
multifaceted implications that demonstrate “individualised permutations of traditional knowledge in
repeatable, variable practices” or “thinking behind the formation of traditional knowledge back from
practices” (p. 18). Thus, it is more apt to treat folk, art and popular music expressions as ‘folk categories’
(Bohlman, 1988), or at best as a creative bricolage of musical idioms that proffer new stylistic
possibilities as well as ways in which people make musical choices and personal, community, and
national interests may be anchored. Tradition as a practice, therefore, implicates the ascendancy of
human agency over historical authority and suggests that tradition is self-consciously invented
(Linnekin, 1983, p. 241) and/or reinvented (Hobsbawm & Ranger, 1992).
In this study, the way performers render the popular music of Pirot in the context of “tradition”
and the means they integrate this context to the construction of indigenous identity suggest three points.
First, there is a vague boundary between musical categories that folk music is readily appropriated,
transmuted and rendered to popular music in the same way that popular music becomes identified with
the folk. Second, there is the primacy of agency in musical categorisation and even in the construction
of an “authorised heritage” or tradition (Smith, 2006). Lastly, using notions of “tradition”, musicians
legitimise an indigenous identity relative to their particular social, cultural and historical contexts. As
key actors in the process, banda musicians have conflated Pirot’s works as tradition owing to the
music’s “idiomatic intelligibility” (Szabolcsi, 1964) with the more familiar folk genres in the region.
As a product of the music industry, Pirot’s music was transformed into a hybrid “mass culture species
of folklore” (Dorson, 1978, p. 42) that is betwixt in a liminal space and in a “categorical blur” between
folklore and mass-mediated popular culture. Notwithstanding, Pirot’s music still appeals to tradition
that teases one’s imagination into visualising the pristine and idyllic atmosphere and the simple and
cyclical rhythms of rural society. It finally offers a delightful “conversation of images” (Singer, 1972,
p. 12) of sound and narrative flooding the senses with nostalgia and bringing to life the joys, difficulties
and triumphs of folklife. As such, with its obvious use of regional music heritage, Pirot’s music was
assimilated if not outright appropriated in banda practice to the taste of the folk music performers. Thus,
through the banda musician’s “consensual reception” (Shils, 1971, p.130), the popular music of Pirot
had become legitimised as a part of folk tradition and as a part of an indigenous cultural repository and
practice.
Relatedly, the “traditionalisation” of Pirot’s popular music is also predicated by an emerging
regional “indigenous consciousness” that parallels the cultural valorisation of indigenous and intangible
heritage in national and academic discourse. Considering that this ethos came in relatively late
(established in the early 2000s) among the Panay Bukidnon, building a traditional repertoire became a
cultural if not a political preoccupation. With the increased autonomy as well as rights to self-
determination accorded to the indigenous peoples in the country, community musicians invested on
similar endeavours that, the institutionalisation of banda groups such as the Igtuble Indigenous People
String Band in Tubungan 18 had facilitated in the recreation of their banda music canon. As Williams
(1961) and Hymes (1975) claim, identity formation hinges on how “tradition” is constructed as a
symbolic “past”. This is established through purposeful activities and social interactions which, with
repeated practice, as Bronner (2016) puts it, strengthen notions of self. While banda musicians represent
a minority, Bronner (2016) following Bauman (1999) reminds that “the individual construction of self”
is a “cultural praxis” (p. 21). Nonetheless, their participation in the promotion of “individualised
‘traditions”, as Bronner (2016) explains, “represent a broader expectation in modern societies that
individuals create an identity out of many cultural options and demonstrate this identity in practices that
might only be known to the individual” (p. 21). Practising “tradition”, as exemplified by the
“traditionalised” popular music of Pirot, then, had been crucial in the demonstrating and reifying the
folk musician’s feelings of solidarity and, in turn, indigenous identity.
Anchoring indigeneity to a practice of “tradition”, in this sense, is constitutive of the way
dinuma-an as a music category is articulated. That, the dinuma-an (tradition and the traditional)
becomes a performance of cultural memory within a self-conscious idea of historic time. Through
Jose R. Taton Jr.
79
practice, banda musicians, in their personal capacities, continuously reify and legitimise their cultural
ethnicity by using a model of tradition that conflates musical performance and sense of self. Using the
confluence of the traditionally folk and the historically popular music as “tradition”, Panay Bukidnon
banda musicians construct, transform and eventually recreate their indigenous identity through music.
Conclusion
In the discussion, I have argued that the way banda musicians understand tradition is defined by and is
constitutive of practice. The content of tradition, whether sourced from antiquity or in popular practice,
is arguably permeable as meaning becomes fluid across time. For the banda musicians, Pirot’s music
is representative of how categories are reconfigured from their idealised notions of dinuma-an and of
folk music. This notion, however, is entangled with cultural politics and indigenous modernity and may
provide focal points for reflection particularly on the region’s music history.
Acknowledgements
I wish to recognise all the banda musicians in Tubungan, Iloilo for graciously allowing me to record
their music, in particular Sotero Taghap, Mabini Tagurda and Domingo Taborete, as well as the banda
in Panuran, Lambunao, Iloilo and in Tacayan, Capiz. I also offer my gratitude to Virgilio Petcheller and
family for the warm accommodation. Special thanks to my co-researcher, Fely Araña, and to other focal
persons namely, Emelyn Tano, Marilyn Talha and Orlyn Gallo. I also want to thank the community
heads, Rodolfo Caballero, Eduardo Paneza, Rodrigo Tacaisan Jr. and Recto Taghap for the support; and
to Miguel Davao for reviewing the essay. This article is a result of the research titled, “Lanton kag
Kuskos kang Balatyagon: The Traditional Music of the Banda of the Tubungan Bukidnons in Iloilo”
funded by the National Commission for Culture and the Arts (NCCA), BR 2018-134. Also, this paper
is an expansion of the paper titled, “Reconfiguring the Folk and the Popular: Traditionalisation of Music
Genres in Tubungan Bukidnon Banda Repertoire” read at the Ethnographies of Philippine Auditory
Popular Cultures (EPAPC) National Conference in Ateneo de Manila University, September 4-6, 2019.
Endnotes
1
Maps
from
Google
Maps,
https://commons.wikimedia.org/wiki/File:Panay_Island_Red.png
and
https://commons.wikimedia.org/wiki/File:Ph_fil_iloilo.png
2 Compared to the rondalla, comprehensive studies on the history of the banjo in the Philippines are scant.
Notwithstanding this seeming lacuna in organological research, there are several accounts which indicate the
presence of the banjo in the country. For example, the banjo was mentioned in James Hopper’s short story, “Banjo
Nell” (1910, pp. 15-16, 26-27), which illustrate a young bourgeois woman who brought the instrument to the
Philippines. Meanwhile, National Artist Lucio San Pedro (1913–2002) was known to have been proficient in
playing the banjo. Antonio Hila (1998) writes, “He would play … so skilfully that he was hailed as the banjo
player during his elementary days at the Pasig Elementary School” (p. 308). In another account, Keppy (2019)
notes of “orientalist acts” which include the performance of Dudu, described as the “famous Moro banjoist” who
is assisted by his “Comparsa of Moros from Jolo” in 1922 (p. 62).
3 Hit singles of Visayan pop music icons such as Max Surban’s “Baleleng” (A Person), “Ang Gugma Sa Dalom
Sang Lawa-an” (Love Under the Laua-an Tree) and “Turagsoy” (A Kind of Fish) became very popular. Today,
live radio programs, i.e. in Bombo Radyo, are still being held with a new generation of harana and komposo
singers.
4 Generally, banggianay is defined as “to quarrel, dispute, wrangle, have words, altercate” (Kaufmann, 1934, p.
55). In music, it refers to the musico-poetic altercation of verses. This may suggest that banggianay is a process
common to many strands of musical repartees.
5 Pirot claims that his shows with Villanueva drew in a huge crowd each night in the home station of Bombo
Radyo Iloilo.
6 He collaborated with composers M. Encarnacion, M. Jadraque and E. Balboa among others.
7 Photos screen-captured from Wilbert’s Music Library; Jubell Record’s LP Pirot (Cebuano Album) cover in
partzmarbelt_2.0 channel in YouTube; and https://humandiscoveries.wordpress.com/2016/05/18/pirot-the-
haranista/
8 Theoretically, buut is an inner sense of personhood composed of physical, affective and cognitive dimensions
(Villan, 2013). It is comparable to the Tagalog loob and Ilokano nakem (Mercado, 1972).
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9 In some rural areas, visually-impaired musicians hold performances in markets.
10 Kansyon comes from the Spanish cancion meaning “song”. While both are understood as love songs, banda
musicians differentiate harana from kansyon as a repartee while the latter is a solo piece. Interview with Domingo
Taborete and Sotero Taghap, April 2016 and December 2018.
11 The song also had other versions like the Ati “Pagbaylo ke Panay” (Barter of Panay).
12 Interview with Romulo and Rodolfo Caballero, Panay Bukidnon cultural masters in Calinog, Iloilo, August
2017 and March 2018.
13 Folk sarswela sprang from Hispanic zarzuela/sarswela popularly staged for urban elite entertainment
(Fernandez, 1978).
14 Interview with Fely P. Araña, Indigenous Peoples Community Focal Person in Tubungan, Iloilo, April 22, 2020.
15 The Panay Bukidnon group is a cluster of Kinaray-a-speaking communities which depend on upland agriculture
for subsistence.
16 For a discussion on the three major inward migration hypotheses, see David Gowey’s (2016) article, Palawod,
Pairaya.
17 See https://www.youtube.com/watch?v=kexFzP7HRa0
18 The banda was established in 2007.
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Biography
Jose R. Taton, Jr. is an assistant professor teaching music, arts and humanities at the University of the Philippines
Visayas. He finished his Master of Arts, major in Ethnomusicology at Philippine Women’s University where he
is currently pursuing doctoral studies in music, major in Ethnomusicology. His research interests include festival
music studies, ethnochoreology and indigenous/cultural pedagogy. At present, he is undertaking research on
indigenous organology, vocal music and dance practices among the Panay Bukidnon people living in central and
southern highland areas of Panay Island.
|
Malaysian Journal of Music Vol. 9 (2020) | human and computation based, music representation, computer music, gamelan | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/324 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/3743 | Human and Computation-based Music Representation for Gamelan Music | A public database containing representative data of | https://ejournal.upsi.edu.my/index.php/MJM/article/view/3743/2640 | [
" is a doctoral candidate in Computer Science Department of Universitas Gadjah Mada, and a lecturer at Department of Computer Science Universitas Dian Nuswantoro. His research interests are data mining, artificial intelligence and machine learning.",
" is currently teaching at the Department of Computer Science and Electronics Universitas Gadjah Mada. His research interests are Intelligent agent, software engineering and project management.",
" is currently teaching at the Department of Computer Science and Electronics Universitas Gadjah Mada. His research interests are machine learning, artificial intelligence, and graph theory.",
" is a lecturer at the Faculty of Computer Science, Universitas Dian Nuswantoro and also the founder of Gamelan Research Institute. Her research interests are artificial intelligence, software engineering, project management and algorithmic composition.",
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] |
Malaysian Journal of Music Vol. 9(82-100)
ISSN 2600-9366, eISSN 2600-9331
82
Human and Computation-based
Musical Representation for Gamelan Music
Arry Maulana Syarif1, Azhari Azhari2*, Suprapto Suprapto3, Khafiizh Hastuti4
1,2,3Department of Computer Science and Electronics
Universitas Gadjah Mada, Indonesia
1,4Faculty of Computer Science
Universitas Dian Nuswantoro, Indonesia
e-mail: [email protected], [email protected],
[email protected], [email protected]
*Corresponding author: [email protected]
Published: 20 November 2020
Cite this article (APA): Syarif, A. M., Azhari, A., Suprapto, S., & Hastuti, K. (2020). Human and computation-
based
musical
representation
for
Gamelan
music.
Malaysian
Journal
of
Music,
9,
82-100.
https://doi.org/10.37134/mjm.vol9.7.2020
Abstract
A public database containing representative data of karawitan traditional music is needed as a resource for
researchers who study computer music and karawitan. To establish this database, a text-based pitch model for
music representation that is both human and computer-based was first investigated. A new model of musical
representation that can be read by humans and computers is proposed to support music and computer research on
karawitan also known as gamelan music. The model is expected to serve as the initial effort to establish a public
database of karawitan music representation data. The proposed model was inspired by Helmholtz Notation and
Scientific Pitch Notation and well-established, text-based pitch representation systems. The model was developed
not only for pitch number, high or low or middle pitch information (octave information), but for musical elements
found in gamelan sheet music pieces that include pitch value and legato signs. The model was named Gendhing
Scientific Pitch Notation (GSPN). Ghending is a Javanese word that means “song”. The GSPN model was
designed to represent music by formulating musical elements from a sheet music piece. Furthermore, the model
can automatically be converted to other music representation formats. In the experiment, data in the GSPN format
was implemented to automatically convert sheet music to a binary code with localist representation technique.
Keywords: human and computation based, music representation, computer music, gamelan
Introduction
The goal of this research is to provide a public database containing music representation data of
karawitan. To establish this database, a text-based pitch model for music representation that is both
human and computer-based was first investigated. The model is meant to represent musical elements of
karawitan where pitches and their attributes such as pitch number, pitch register or octaves, pitch values
and the legato sign are numerically and alphabetically coded so that they can be read by humans and
computers. This model as a representation of the musical parameters of karawitan is the first step
towards setting up a public database.
Helmholtz Notations and Scientific Pitch Notation are pitch-naming systems known as ABC
notations. These systems are used to represent pitches based on their octaves. ABC notations is a text-
based pitch representation that can be read by humans and computers. It is different from musical
symbols or numbered musical notations that cannot be read by a computer due to the use of symbols or
Arry Maulana Syarif, Azhari Azhari, Suprapto Suprapto & Khafiizh Hastuti
83
marks to represent musical elements including pitches. Helmholtz Notations and Scientific Pitch
Notation are two formal pitch representation systems that are often used in music research involving a
computer program for a part or for the entire process of music creation (Keith, 2010; Trueman, 2007),
or in music information retrieval investigations with the objectives to obtain musical inferences
resulting from musical features collected from an audio signal, a symbolic representation, or other
sources (Downie, 2003).
As music and computer research grows the need for data is not only restricted to a pitch
representation but also to other musical elements including note attribute information as well. The
availability of data containing those musical representations is very helpful to researchers who research
computer music. This kind of public database is commonly found for Western music but not in
traditional music such as karawitan. Karawitan more popularly known as gamelan music, is a
traditional musical expression from Java, Indonesia.
Karawitan has been an object of research in computer music for several decades (Becker and
Becker, 1982; Hastuti et al., 2016 and 2017; Hughes, 1988; Surjodiningrat et al., 1979). Adopting
Western notation technology to karawitan creates its own, different notation format. The Western
notation format pushes the expression of karawitan into a different paradigm. In contrast to Western
music, musical data representative of karawitan is rarely found especially in the form of public data. A
database containing musical representation data of karawitan is needed as a resource with data that is
ready to be used for research that looks at computer music with karawitan as its object of investigation.
Related Works
Musical elements consist of tempo, rhythm, pitch, timbre, dynamics, melody and harmony. Pitches are
high or low tones that are measured in frequencies of hertz (Hz). In Western music, pitches labelled
with the letters A, B, C, D, E, F or G are known as natural notes. The label is repeated from the lowest
to the highest pitch known as an octave. The Helmholtz Notation and Scientific Pitch Notation (SPN)
are text-based pitch representation models. Helmholtz Notation uses uppercase and lowercase letters
followed by a comma or apostrophe to distinguish octaves, for example, C, - C, - C - c - c’ - c’’ - c’’’
and represents the lowest C to the highest C. Scientific Pitch Notation uses numbers to represent
octaves, for example, C0 - C1 - C2 - C3 - C4 - C5 - C6 - C7. A pitch followed by the number 0 represents
the lowest pitch while the higher number that follows a pitch represents the higher pitch. The difference
in representation between Helmholtz Notation and Scientific Pitch Notation (SPN) can be seen in this
example: The middle C would be C4 in SPN while in Helmholtz Notation it would be c’. In generating
four-part harmonies using the Markov Decision Process, Yi and Goldsmith (2007) used commas and
apostrophes following the Helmholtz Notation expression to represent high and low octaves. For
instance C, is for the lowest C while C’ is for highest C. This pitch representation is suitable for
computer-based objectives. Compared to the Scientific Pitch Notation format, octaves represented by
numbers are more easily readable by humans.
Eigenfeldt and Pasquier (2010) represented chords as pitch class sets that were converted into
data arrays. The minor seventh chord with a value of (0 3 7 10) was placed in the first set of arrays.
Thus, set 1 has a value of (0 3 7 10) where the value represents the minor seventh chord. Pachet and
Roy (2011) generated melody for blues music by representing notes with integers, for example, C4 = 0
or C#4 = Db4 = 1. The representation was implemented in which a bar containing two chords was
represented by a mark with a vertical line, a half bar was represented by a slash mark, and a bar
containing one chord was represented by writing the chord twice. For instance, “F7 | Eh7/A7 | …” was
represented with “F7 F7 | Eh7/F7 | …”. It would be easier to add a label with a letter than to write the
chord twice such as having the lowercase “x” added following a chord to represent a bar with one chord,
so that “| F7 F7 |” can be written as “|F7x|”.
Binary code was used to represent pitches in the form of vector data format as inputs. Todd
(1989) explained that there were two types of pitch representations in binary code which were defined
as distributed representation and localist representation. Furthermore, it was explained that in a
distributed representation, note A might be coded as 100, note B as 110, and note C as 010. This code
can be confusing to artificial neural network programs for the weight values generated from the code.
Note A is closer to note B than to note C since note A and note B share two very close values at two
Malaysian Journal of Music Vol. 9(82-100)
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positions (A = 100, B = 110), while note A and C share one same value at one position (A = 100, C =
010). On the other hand, note C is closer to note B than to note A since note C and B share two same
values at two position (B = 110, C = 010), while note C and A share one same value at one position (A
= 100, C = 010). In the examples, bits written in bold illustrate the same values at the same positions.
A localist representation treats all notes equally based on one active unit within one duration. Seven
notes in a musical scale might be coded with 1000000 for note 1, 0100000 for 2, 0010000 for 3, … and
0000001 for 7.
Hild et al. (1991) used the localist representation of pitch information which contains 12
attributes of harmonic functions. Attributes that were in a pitch were coded by 1 and vice versa. Makris
et al. (2017) used the localist representation for drum and bass patterns. The bass was represented using
four digits of binary code where the first digit was set to a value of 1 when the bass was played, and set
to 0 for the rest event. The next three digits were for bass voice leading activation where 000 represented
steady voice leading, 010 for upward voice leading, and 001 for downward voice leading. Colombo et
al. (2016) represented melodies based on pitch and duration in the localist representation for automatic
melody generation using deep recurrent neural networks. The end of the song and the silent beat features
were represented by the value 0. Thus, if there are seven notes the end of the song and the silent beat
were represented with 0000000. Liang et al. (2017) deliberately represented music using the pitch and
rhythm without other musical elements for automatic stylistic composition of Bach Chorales using
recurrent neural networks. It was explained that the purpose of this approach was to train the network
to focus learning based on features and instead of being overtaken by music theory. Other systems
derived musical representations directly from audio sources. Zhou and Lerch (2015) employed a chord
detection system that used constraint Q transform to define frequency bins resulting from a digitised
analogue signal and where the frequency bins were equal to a pitch scale. Park and Yoo (2017) extracted
and approximated polyphonic melody order to result bins frequency, then to be converted to pitch
classes using short-time fourier transform.
Western music technology, including notation systems based on European musical
developments, has been accepted and adopted by the Javanese musician with adjustments based on the
characteristics of karawitan (Becker, 1980). This includes the use of artificial intelligence in karawitan.
Algorithmic composition, an approach of automatic music generation, has been implemented in
karawitan. Surjodiningrat et al. (1979) used a statistical approach to set a note sequence of melody
skeletal formulation based on bar patterns that frequently occur. Becker and Becker (1982) used a
grammar method to set rules for a note sequence of melody skeletal generation while Hughes (1988)
used a grammar method based on a quasi-linguistic framework to formulise note sequences of melody
skeletal rules. Hastuti et al. (2017) used a rule-based method to define parameters as constraints in a
note sequence of melody skeletal automatic generation using genetic algorithm. The dotted note as an
additional note in the musical scale system of karawitan was converted into value 0 so that it can be
processed in a sequential mining algorithm (Hastuti et al., 2016 and 2017). All the researchers focused
on the skeletal melody. A skeletal melody is an abstraction of a melody and is similar to a melody chord
in Western music. The representation of skeletal melody was commonly restricted on the pitch number
without other musical elements or pitch attributes such as pitch value, pitch register and the legato sign.
Proposed Method
A model of music representation was proposed to support this research. The model is a text-based music
representation so that the data it generates is readable by humans and computers. It was designed to
collect data from music sheets. The model was named Gendhing Scientific Pitch Notation (GSPN). The
term gendhing is based on the word for “song” in the Javanese language. The scientific pitch notation
was added as this system was the inspiration in developing the model. Figure 1 shows the GSPN model
diagram.
Arry Maulana Syarif, Azhari Azhari, Suprapto Suprapto & Khafiizh Hastuti
85
Figure 1. GSPN model
There are four phases in the development of the GSPN model, namely, the musical elements
identification, the music representation formulation, the music representation implementation and
evaluations.
Musical Elements Identification
In karawitan there are compositions that only consist of skeletal melody known as balungan (Javanese:
skeleton), and compositions that consist of melody and its skeletal melody. Previous research conducted
by Surjodiningrat et al. (1979), Becker and Becker (1982), Hughes (1988) and Hastuti et al. (2016 and
2017), focused on the skeletal melody containing pitch number information only. The GSPN model was
designed to represent the music of karawitan both for the melody and the skeletal melody where the
melody contains more pitch information such as pitch register, pitch value and the legato sign. The
model development used note sequences of gerongan (a part for male chorus sung with the gamelan)
as the corpus since this part contains melody and skeletal melody tracks. Musical elements identification
was conducted to find attributes of pitches in the sheet music pieces. The results were used to define
variables in the phase of GSPN formulation. An example of a piece of sheet music containing note
sequences of melody and skeletal melody can be seen in Figure 2 with (a) as an abbreviation of the
notes sequence of the melody skeletal and (b) as an abbreviation of the notes sequence of the melody.
Figure 2. Example of karawitan sheet music
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The dataset contained 100 sheets music of the gerongan part from two musical scale systems of
slendro and pelog. Data were collected from www.gamelanbvg.com. Each sheet music was analysed
based on its structure, extracting the notes sequence as well as musical marks for every pitch. Given
that the introductory parts vary and is dependent on the creativity of a performer, this section was
excluded from the corpus. In theory, the formulation of GSPN could also be implemented for the
introduction part. Other musical symbols excluded from the corpus included the curve symbol and the
circle symbol together known as the colotomic that are placed above and around certain notes. The
circle symbol signifies the time to hit the gong instrument. These musical symbols are guides for playing
gamelan instruments that appear after a composition has been created. Thus, these symbols are not
essential parameters for the process of creating the music.
In karawitan the musical scale system is called laras with two types of musical scale systems
namely slendro and pelog. The slendro musical scale system consists of five pitches represented by
notes numbered as 1, 2, 3, 5 and 6, while pelog consists of seven pitches represented by notes numbered
as 1, 2, 3, 4, 5, 6 and 7. The tuning of pitches in slendro and pelog are different from what is used in
Western music and also have different tunings. For example, the frequency of note 1 in slendro is
different from note 1 in pelog, as well as the others. Apart from that, gamelan sets that have the same
music scale do not share the same frequency range. In addition, there is also a dotted note (punctuation
mark) to represent a silent moment. There is also a musical mode known as pathet which is determined
by the dominant pitch or the most often played pitch in a certain beat. A typical slendro musical scale
consists of three musical mode systems, namely manyura, sanga and nem. Additionally, the pelog
musical scale consists of three musical mode systems namely barang, lima and nem. The nem musical
mode system in slendro is different from nem in the pelog.
The pitch region in karawitan functions like an octave in Western music and is divided into low
notes, middle notes and high notes. A dotted mark above a note indicates a high note, a dotted mark
below a note indicates a low note and a note without a dotted mark is a middle note. The legato sign as
used in Western music is also used in the dance notation system and means that two or more notes are
played continuously and uninterrupted by subsequent notes.
A typical line contains two bars or gatra and a bar contains four beats. A beat is where the notes
are placed. The number of notes in a beat is determined by the rhythm. For an example, a composition
rhythmic value of 1/2 (a half note or minim) means that each beat in the composition has a value of 2.
The total number of note value is the sum from two notes or more. The horizonal line above the note
shows the value of the note. The bar divisions in the line is not shown explicitly. Calculation of the
value of the rhythm and note can be used to define a bar.
Musical Representation Formulation
The identification of musical elements resulted with nine variables used for the GSPN
formulation: the musical scale system, musical mode system, rhythm, line (phrasing), the composition
duration, musical notes, pitch region, horizontal line (note values) and legato sign.
The slendro musical scale system contains three mode systems which are manyura, nem and
sanga while the pelog musical scale contains three musical mode systems namely barang, lima, and
nem. The slendro musical scale is abbreviated as S and the pelog scale is abbreviated as P. The musical
mode systems in each musical scale system are coded with numbers and in alphabetical order: Code 1
for manyura in slendro and barang in pelog; code 2 for nem in slendro and lima in pelog; and code 3
for sanga in slendro and nem in pelog. The GSPN formulation for the musical scale and mode system
with L for laras (musical scale system), S for slendro, and P for pelog is:
L = {P, S}
S = {S1, S2, S3}
P = {P1, P2, P3}
Rhythm as it is known, refers to the duration in a bar and it is associated with the notation value
used. In this context, rhythm is divided into lancar or 1/1 the value of one beat (semibreve), tanggung
or 1/2 for the value of two notes (minim), wiled or 1/4 for the value of four notes (crotchet), dados or
Arry Maulana Syarif, Azhari Azhari, Suprapto Suprapto & Khafiizh Hastuti
87
1/8 for the value of eight notes (quavers) and rangkep or 1/16 for sixteen notes (semiquavers). The
GSPN formulation for rhythm is designated as R and is:
R = {R1, R2, R3, R4, R5}
where:
R1 = 1/1
R2 = 1/2
R3 = 1/4
R4 = 1/8
R5 = 1/16
The objective of the development of the GSPN is to represent musical elements of gamelan and
therefore includes how to write a composition title that is also formulated. The format for writing the
composition title are sorted by musical scale, mode, and the rhythm connected with a hyphen between
these three musical elements. For example, “Ladrang Kawuri: S1-R2” are read as a composition entitled
“Ladrang Kawuri” played in slendro (S) scale with manyura (S1) musical mode system, and the rhythm
of tanggung (R2 or 1/2). Another example is “Lancaran Suwe Ora Jamu: P3-R1” read as a composition
entitled “Lancaran Suwe Ora Jamu” played in pelog (P) scale, with musical mode nem (P3) and rhythm
of lancar (R1 or 1/1).
The slendro musical scale system is comprised of five notes, 1, 2, 3, 5, 6 while the pelog is seven
notes typically, 1, 2, 3, 4, 5, 6, 7. Punctuation marks in both of the musical scale systems are converted
into numeric ‘0’ for computation purposes. The note was coded using the union of two sets containing
notes that are in slendro and pelog. Below is the GSPN formulation for the note number, where T stands
for the note, T1 for notes in slendro musical scale system, and T2 stands for notes in the pelog scale
system.
T1 = {0, 1, 2, 3, 5, 6}
T2 = {0, 1, 2, 3, 4, 5, 6, 7}
T = T1 T2 = {0, 1, 2, 3, 4, 5, 6, 7}
Notes coded for both musical scale systems are written in as a set even though they are in different
frequencies. The ‘if-then’ rules can process data from the musical scale system to differentiate the note
and its frequency. For example, a given frequency dataset of F slendro = {fs0, fs1, fs2, fs3, fs5, fs6}, and
F pelog = {fp0, fp1, fp2, fp3, fp4, fp5, fp6, fp7}. Thus, the ‘if-then’ rules were used and can be defined as:
IF (L = S)
THEN T = {0, 1, 2, 3, 5, 6}
AND F = {fs0, fs1, fs2, fs3, fs5, fs6}
IF (L = P)
THEN T = {0, 1, 2, 3, 4, 5, 6, 7}
AND F = {fp0, fp1, fp2, fp3, fp4, fp5, fp6, fp7}
The musical scales were distributed in three pitch regions as low, middle and high notes. A
dotted mark below the note indicates low notes and are coded with a lowercase ‘a’. A dotted mark above
the note indicates a high note and is coded with lowercase ‘b’. A note without any dotted mark indicates
a middle note and is written without a dotted mark. Punctuation marks that are converted into ‘0’ do
not belong to any pitch region since it represents a rest or silent moment notes are not to be played. A
punctuation mark which represents a silent moment is written as in the middle note which is in the
original form. Here is the GSPN formula for pitch region where W stands for the note region:
W = {, a, b}
Malaysian Journal of Music Vol. 9(82-100)
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The note values are indicated by a horizontal line mark above the notes. Any notes without any
horizontal line mark has value 1, any note with a horizontal line mark has value 1/2, and any note with
double horizontal lines has value 1/4. The note values are represented using uppercase ‘A’ and ‘B’,
where ‘A’ is for note value 1/2 and ‘B’ is for note value 1/4. Any notes with value 1 are written in its
original form without ‘A’ or ‘B’. The use of uppercase letters differentiates the note value from the
pitch region codes that use lowercase letters. This is the GSPN formula for the note value where V
stands for the note value:
V = {, A, B}
The legato sign is coded based on the number of notes in the sign. The first note in a legato sign
is coded with lowercase ‘x’ while the last note in a legato sign is coded with lowercase ‘y’. Any notes
that are not placed in any legato sign and any notes in between the first and the last note in a legato sign
are written in its original form without ‘x’ or ‘y’. Here is the GSPN formula for the legato sign with G
stands for the note legato:
G = {, x, y}
The format for the GSPN model in formulating the note sequence including the pitch attributes
is:
T + W + V + G
Table 1 shows an example of music representation in the GSPN model for a composition titled,
“Ladrang Kawuri”, played in the scale of slendro and in manyura mode with rhythm of 1/2 (tanggung).
Table 1
GSPN music representation of “Ladrang Kawuri”
Ladrang Kawuri: S1-R2
Lines
Bars
Skeleton
Melody
1
1-2
33003123
00006a6a0A6aA2x3y032x0A1Ay1x2A3Ay3
2
3-4
65320126
0065x6y3x1y201213216a
3
5-6
1b1b002321
000065Ax6Ay3Ax1bAy1b01b01bx6y2bx0A3bAy1b
4
7-8
3b2b652232
0001b02bx6y5x6y202x1y3x0A5Ay2
5
9-10
03206a123
000000000201x0A5Ay5x6y5x
6
11-12
05651b653
03y0061b2b3b06x3y5x6y6x1bA5Ay3
7
13-14
03563532
001b1b02bx1bA6Ay1bx6y053x6y022
8
15-16
6a1232126
006a2x3y05Ax6Ay3x65A6Ay21x0A6aAy2x1y6a
Musical Representation Implementation
The implementation of the GSPN model was conducted in two phases. The first phase represents the
sheet music data using the GSPN format. The second phase converts the GSPN into a binary code pitch
representation using localist representation techniques.
Arry Maulana Syarif, Azhari Azhari, Suprapto Suprapto & Khafiizh Hastuti
89
The dataset used sheet music from gerongan, a type of composition that contains melody and
its skeletal melody. All the sheet music pieces were converted to the GSPN format. The process was
manually conducted through manually writing the codes for all the musical elements based on the rules
of GSPN. The melody and its skeletal melody were coded separately. The codes for musical elements
in a melody that consist of lines and bars were concatenated into a single line code. This process was
also used for the skeletal melody. Table 2 below shows an example of the concatenation process of
coding for the melody and its skeletal melody of “Ladrang Kawuri”, a composition that was coded in
Table 1 above.
Table 2
Concatenation process of coding for melody and melody skeletal
Ladrang Kawuri: S1-R2
Melody Skeletal
Melody
33003123653201261b1b002321
3b2b65223203206a12305651b6
53035635326a1232126
00006a6a0A6aA2x3y032x0A1Ay1x2A3Ay30065x6y
3x1y201213216a000065Ax6Ay3Ax1bAy1b01b01bx6
y2bx0A3bAy1b0001b02bx6y5x6y202x1y3x0A5Ay2
000000000201x0A5Ay5x6y5x03y0061b2b3b06x3y5
x6y6x1bA5Ay3001b1b02bx1bA6Ay1bx6y053x6y02
2006a2x3y05Ax6Ay3x65A6Ay21x0A6aAy2x1y6a
The GSPN model allows for all musical elements from music sheets to be used for
computational processes. The method of extracting data information from the GSPN format is
conducted by splitting the input by characters. Later the coding approach is used to define musical
elements and note attributes based on the formula of T + W + V + G. The extraction was conducted by
pairing the notes with their attributes in the form and order of (T + W), (T + V) and later (T + G).
The experiment on the GSPN model implementation was conducted by developing a formula
to be implemented in a computer program for processing data in the GSPN format. The program was
expected to accurately extract data information from the GSPN format and to accurately convert the
data that was produced via the extraction and back into the music sheet format in its original structure.
The program was designed to encompass note attributes in this way:
MT = {note number}
MW = {note region}
MV = {note value}
MG = {note legato}
The length of MT is equal to MW, MV and MG, where MT consists of data of the original note
number of each pitch, MW data of the note region value of each pitch, MV the note value of each pitch,
and MG data of legato notes value of each pitch.
The melody part (see Figure 2) is an example of GSPN model implementation used to simulate
the data extraction method. The first step was to declare variables representing pitch attributes in
numerical format as in the following:
T in GSPN = {0, 1, 2, 3, 4, 5, 6, 7}
T in number format = {0, 1, 2, 3, 4, 5, 6, 7}
W in GSPN = {, a, b}
W in number format = {0, 1, 2}
V in GSPN = {, A, B}
V in number format = {1, 0.5, 0.25}
G in GSPN = {, x, y}
G in number format = {0, 1, 2}
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The next step involved splitting the GSPN data by character as in the following example:
Input GSPN data =
“0000660A6Bx1bBy5x06y1b2bx0A3bAy1bAx2bA1by600003b3b3bBx5bB2bAy1x02by1bBx2bB6Ay
3x0A5Ay2Ax5A3y20000660A6Bx1bBy5x06y1b2bx0A3bAy1bAx2bA1by6001b2bx1bA6Ay3Ax5A3
y2003Ax5Ay301Ax2A1y6a”
melody data = "input".split("");
melody data = {0, 0, 0, 0, 6, 6, 0, A, 6, B, x, 1, b, B, y, 5, x, 0, 6, y, 1, b, 2, b, x, 0, A, 3, b, A, y, 1, b, A,
x, 2, b, A, 1, b, y, 6, 0, 0, 0, 0, 3, b, 3, b, 3, b, B, x, 5, b, B, 2, b, A, y, 1, x, 0, 2, b, y, 1, b, B, x, 2, b, B, 6,
A, y, 3, x, 0, A, 5, A, y, 2, A, x, 5, A, 3, y, 2, 0, 0, 0, 0, 6, 6, 0, A, 6, B, x, 1, b, B, y, 5, x, 0, 6, y, 1, b, 2,
b, x, 0, A, 3, b, A, y, 1, b, A, x, 2, b, A, 1, b, y, 6, 0, 0, 1, b, 2, b, x, 1, b, A, 6, A, y, 3, A, x, 5, A, 3, y, 2,
0, 0, 3, A, x, 5, A, y, 3, 0, 1, A, x, 2, A, 1, y, 6, a}
The note number data (MT) extraction is used to only identify the notes in melody data. This
data contains information about notes, note value, note region and legato. MT extraction was conducted
by removing all attributes that follow the note number using this formula:
MT = ⋃{xkX| xkT}
k ≤ P
k = 1
MT = {note number}
T = a set of musical scale = {0, 1, 2, 3, 4, 5, 6, 7}
X = {melody data}
P = Number of set X
The results of the original note data extraction were:
MT = {0, 0, 0, 0, 6, 6, 0, 6, 1, 5, 0, 6, 1, 2, 0, 3, 1, 2, 1, 6, 0, 0, 0, 0, 3, 3, 3, 5, 2, 1, 0, 2, 1, 2, 6, 3, 0, 5, 2,
5, 3, 2, 0, 0, 0, 0, 6, 6, 0, 6, 1, 5, 0, 6, 1, 2, 0, 3, 1, b, 2, b, 1, b, 6, 0, 0, 1, b, 2, b, 1, b, 6, 3, 5, 3, 2, 0, 0, 3,
5, 3, 0, 1, 2, 1, 6}
The total number of notes in a melody can be used to calculate the length of MT elements.
Humans can read the note number data by interpreting 0 as a punctuation mark while the GSPN format
and the computer program defined a punctuation mark as 0. All notes other than the punctuation mark
are read in their original notes:
GSPN: {0, 0, 0, 0, 6, 6, 0, 6, 1, .., 6}
Humans: {., ., ., ., 6, 6, ., 6, 1, .., 6}
Computers: {0, 0, 0, 0, 6, 6, 0, 6, 1, .., 6}
The note region data (MW) extraction was executed based on the structure of the note number
(T) and note region (W). Later, the data from MW was converted to numerical format. Any subsets of
MW that only consist of the element of T are converted to value 0. Any subsets that consist of a pair of
elements of T and ‘a’ are converted to value 1 and any subsets that consist of a pair of elements of T
and ‘b’ are converted to value 2. The values of 0, 1 and 2 represent middle note, low note and high note
respectively. The following formulas are used to extract note region data and to convert information
into numerical format:
WX = ⋃ {xk X | xk T W
k≤P
k=1
}
WX = WX {}
WY = ⋃ {(yk
k<N
k=1
, yk+1), yk, yk+1 Y | yk T, yk+1 T W }
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MW = ⋃{Zx |Zx = ƒ ((xk, yk)), (xk, yk) WY}
k≤M
k=1
ƒ ((xk, yk)) = {
1, yk = a
2, yk = b
0,
else
T = a set of musical scale = {0, 1, 2, 3, 4, 5, 6, 7}
W = {, a, b}
X = {melody data}
P = Number of set X
WX = {melody data extraction containing elements of T or W}
Y = WX
N = Number of set Y
WY = {subsets resulted from WX}
Z = {WY}
M = Number of set Z
MW = {note region data in number format based on WY}
The formula above resulted in producing WX with note number (T) and note region (W) data
only. WY encompasses subsets that contain (elements of T, elements of T) or (elements of T, elements
of W) and (Elements of T, ) for the last note. Furthermore, MW is determined based on the second
element of subsets in WY with value 0 if the second element of a subset in WY is an element of T or
, 1 if the second element is of a subset in WY as ‘a’, and 2 if the second element of a subset in WY is
‘b’. The results of each process of note region data extraction in GSPN format were:
melody data = {0, 0, 0, 0, 6, 6, 0, A, 6, B, x, 1, b, B, y,.., 6, a}
WX = {0, 0, 0, 0, 6, 6, 0, 6, 1, b, .., 6, a, }
WY = {(0,0) (0,0) (0,0) (0,6) (6,6) (6,0) (0,6), (6,1), (1, b), .., (6, a)}
MW = {0, 0, 0, 0, 0, 0, 0, 0, 2, .., 1}
Humans can interpret the code ‘a’ as low note, ‘b’ as high, and the note that is not followed by
any coding as the middle note. In the computer program, the codes are converted into numerical format.
The notes without any code are converted into value of numerical 0, code “a” the value of 1, and ‘b’ the
value of 2. Below are the examples of note region data extraction in GSPN format, read by human and
the computer. The conversions are written in a form of note number or punctuation mark-note region
with ‘mn’ represent middle note, ‘ln’ for low and ‘hn’ stands for high notes.
GSPN: {0, 0, 0, 0, 6, 6, 0, 6, 1b, .., 6a}
Humans: {.-mn, .-mn, .-mn, .-mn, .-mn, 6-mn,.-mn, 6-mn, 1-hn, .., 6-ln}
Computer: {0-0, 0-0, 0, 0-0, 0-0, 6-0, 6-0, 0-0, 6-0, 1-2, .., 6-1}
The process of note region data extraction was implemented to extract the note value data (MV).
The note value data (MV) extraction was employed based on the structure of note number data (T) and
note value data (V). The following equations were used to extract note value data and to convert the
data into numerical format:
VX = ⋃ {xk X | xk T V
k≤P
k=1
}
VX = VX {}
VY = ⋃ {(yk
k<N
k=1
, yk+1), yk, yk+1 Y | yk T, yk+1 T V }
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MV = ⋃{Zx |Zx = ƒ ((xk, yk)), (xk, yk) VY}
k≤M
k=1
ƒ ((xk, yk)) = {
0.5, yk = A
0.25, yk = B
1,
else
where:
T = a set of musical scale = {0, 1, 2, 3, 4, 5, 6, 7}
V = {, A, B}
X = {melody data}
P = Number of set X
VX = {melody data extraction containing elements of T or V}
Y = VX
N = Number of set Y
VY = {subsets resulted from VX}
Z = {VY}
M = Number of set Z
MV = {note value data in number format based on VY}
The formula above resulted in VX comprising note number (T) and note region (V) data only.
The VY encompasses subsets that contain (elements of T, elements of T) or (elements of T, elements
of V), and (Elements of T, ) for the last note. Further, MV is determined based on the second element
of subsets in VY with value 0 if the second element of a subset in VY is element of T or , 1 if the
second element of a subset in VY is ‘A’, and 2 if the second element of a subset in VY is ‘B’. The
results of each process of note value data extraction in the GSPN format were derived via:
melody data = {0, 0, 0, 0, 6, 6, 0, A, 6, B, x, 1, b, B, y, .., 6, a}
VX = {0, 0, 0, 0, 6, 6, 0, A, 6, B, 1, B, .., 6, }
VY = {(0,0) (0,0) (0,0) (0,6) (6,6) (6,0) (0, A), (6, B), (1, B), .., (6,)}
MV = {1, 1, 1, 1, 1, 1, 0.5, 0.25, 0.25, .., 1}
Humans can read data by interpreting code ‘A’ as the note with a value of 1/4, ‘B’ as note value
of 1/8, and notes not associated with any code value of 1. In the computer program the codes are
converted into numerical format. Notes without any code might be converted into numerical value of
0, ‘A’, or converted into value 1 and ‘B’ into value 2. Examples of the note value data extraction in
GSPN format to be read by humans and converted by computers and presented in the form of note
number or dot note-note value are:
GSPN: {0, 0, 0, 0, 6, 6, 0A, 6B, 1B, .., 6}
Humans: {.-1, .-1, .-1, .-1, 6-1, 6-1, .-0.5, 6-0.25, 1-0.25, .., 6-1}
Computers: {0-1, 0-1, 0-1, 0-1, 0-1, 6-1, 6-1, 0-0.5, 6-0.25, 1-0.25, .., 6-1}
In the following example, the rhythm value R is R2 or 1/2 or a beat with note values of 2, and
if a bar consists of four beats the number of the note values for each bar is 8. Thus, the note value (V)
can be used to detect beat, bar, line and composition duration as is illustrated in the following Figure 3
illustration.
Arry Maulana Syarif, Azhari Azhari, Suprapto Suprapto & Khafiizh Hastuti
93
Figure 3. Illustration of beat, bar, line and melody length detection
Based on karawitan theory the number of beats in a bar is a constant value of 4 while the number
of bars in a line is a constant value of 2. The number of beats in a line are the number of beats in a bar
multiplied by the number of bars in the line which is 4 x 2 = 8.
The rhythm value was used to calculate the number of lines since it defines the number of note
values in a beat. The denominator in the rhythm value was used as a constant value to calculate the
number of lines. For instance, the value of 2 is the denominator for a rhythm of 1/2. Thus, the value of
2 is used as the constant value to calculate the number of lines. The following formulas were used to
calculate the number of lines, bars and number of beats in the composition.
kr = 4
rb = 2
kb = (kr.rb)
vm = ∑ MVk
k≤p
k=1
jb = vm / (Rt.kb)
jr = (jb.rb)
jk = (jr.kr)
vb = (vm/jb)
vr = (vb/rb)
vk = (vr/kr) = Rt
where:
Rt = denominator value of the rhythm value
MV = note region value data
kr = the number of beats in a bar = 4
rb = the number of bars in a line = 2
kb = the number of beats in a line = (kr.kb) = 8
jb = the number of liness in a melody
jr = the number of bars in a melody.
jk = the number of beats in a melody.
vm = Total number of notes value in a melody
vb = Total number of notes value in a line
vr = Total number of notes value in a bar.
vk = Total number of notes value in a beat = Rt
The process of note region and note value data extractions was used to extract data on legato
(MG). The legato (MG) extraction was conducted based on the structure of note number (T) as well as
legato (G) data. The formulas below were used to extract legato data and to convert the extracted data
into numerical format:
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GX = ⋃ {xk X | xk T G
k≤P
k=1
}
GX = GX {}
GY = ⋃ {(yk
k<N
k=1
, yk+1), yk, yk+1 Y | yk T, yk+1 T G}
MG = ⋃{Zx |Zx = ƒ ((xk, yk)), (xk, yk) GY}
k≤M
k=1
ƒ ((xk, yk)) = {
1, yk = x
2, yk = y
0,
else
where:
T = a set of musical scale = {0, 1, 2, 3, 4, 5, 6, 7}
G = {, x, y}
X = {melody data}
P = Number of set X
GX = {melody data extraction containing elements of T or G}
Y = GX
N = Number of set Y
GY = {subsets resulted from GX}
Z = {GY}
M = Number of set Z
GW = {legato data in number format based on GY}
The formulas above produced the result of GX comprising note number (T) and legato (G) data
only. The GY encompasses subsets that contain (elements of T, elements of T) or (elements of T,
elements of G), and (Elements of T, ) for the last note. Furthermore, MG is determined based on the
second element of subsets in GY with value 0 if the second element of a subset in GY is ‘x’, 1 if the
second element of a subset in GY is ‘x’, and 2 if the second element of a subset in GY is ‘y’. The results
of each process of note value data extraction in the GSPN format were:
melody data = {0, 0, 0, 0, 6, 6, 0, A, 6, B, x, 1, b, B, y, .., 6, a}
GX = {0, 0, 0, 0, 6, 6, 0, 6, x, 1, y, .., 6, }
GY = {(0,0) (0,0) (0,0) (0,6) (6,6) (6,0) (0,6), (6,1), (1, 2), .., (6, )}
MG = {0, 0, 0, 0, 0, 0, 0, 1, 2, .., 0}
Humans might interpret code ‘x’ as signifying where the note legato started, code ‘y’ as where
it ends, and a note not followed by any code as non-legato or notes between x and y. By using a computer
program the codes are converted into numerical format. A note without any codes is converted into the
numerical value of 0, ‘x’ into the value of 1 and ‘b’ into numerical value 2. Table 3 immediately below
shows an example of legato data extraction in GSPN format to be read by humans and computers. The
conversions are written in term of note number or punctuation mark-legato where ‘nl‘ stands for non-
legato, ’sl‘ for start of the legato and ’el’ for the end of legato.
GSPN: {0, 0, 0, 0, 6, 6, 0, 6x, 1y, …, 6}
Humans: [.-nl, .-nl, .-nl, .-nl, 6-nl, 6-nl, 0-nl, 6-sl, 1-el, …, 6-nl]
Computers: [0-0, 0-0, 0-0, 0-0, 6-0, 6-0, 0-0, 6-1, 1-2, …, 6-0]
Arry Maulana Syarif, Azhari Azhari, Suprapto Suprapto & Khafiizh Hastuti
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Table 3
GSPN format to localist representation
GSPN
Format
Computation
Values
Localist
Representation
T
W
T
W
(T+W)
0
0
0
10000000
100
10000000100
0
0
0
10000000
100
10000000100
0
0
0
10000000
100
10000000100
0
0
0
10000000
100
10000000100
6a
6
1
00000010
010
00000010010
6a
6
1
00000010
010
00000010010
0A
0
0
10000000
100
10000000100
6aA
6
1
00000010
010
00000010010
…
…
…
…
…
…
3
3
0
00010000
100
00010000100
GSPN to Binary Code Conversion
The GSPN model was designed to support a computation process. Thus, it should be able to support an
automatic conversion to binary code format. The model allows all data from musical elements to be
converted by using a computational process.
An experiment of converting GSPN to binary code was conducted using localist representation
technique. The following explanation is an example of GSPN conversion to localist representation with
two note attributes, namely the musical scale and pitch region. There were eight notes comprised of 0,
1, 2, 3, 4, 5, 6, and 7. Thus there were eight inputs of the musical scale in the localist representation.
Note 0 is represented with 10000000, note 1 with 01000000, note 2 with 00100000, …, note 7 with
00000001. The pitch region coded as “a” was denoted by 010, the middle note written in its original
number was represented by 100, and high note coded with “b” and represented by 001. The localist
representation for the musical scale and the pitch region used 11 inputs, consisted of 8 inputs for the
musical scale, and 3 inputs for the pitch region. For example, the middle note of 2 was represented by
01000000100 and the high note of 2 was represented by 01000000001.
The experiment shows that all data in the GSPN format were successfully converted into binary
code format by means of localist representation technique as shown in Table 2 with T standing for the
musical scale, and W for the pitch region.
Evaluation
The GSPN model was evaluated using two techniques. The first technique involved calculating the note
value to detect beat, bar, line and melody length where the resulting values were expected to fulfill the
numerical-based structure of a gamelan melody. The second approach involved developing a computer
program to generate sheet music based on the GSPN data format. Sheet music generated by a computer
program was expected to follow the original sheet music structure and any error caused by manually
converting the sheet music into the GSPN format could be detected using these techniques. A single
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mistake made in manually typing in the code of the GSPN would produce wrong data. For example, 6B
is for a middle note of 6 which has a note value of 1/4. If it is accidently written as 6b, the note 6 will
have a note value of 1. This can then lead to a wrong calculation of total note values in a composition
along with a wrong distribution of notes, beats, bars and lines.
The pseudocode used at an earlier stage for the evaluation of note sequence per beat, bars and
lines distribution including checking the notes value of every beat in a melody is:
where:
jb = the number of lines in a melody
jt = the number of notes in a melody
MV = note value data
MT = note number data
vk = Total number of notes value in a beat = Rt
MTK = origin notes per beat
MVK = Total number of notes value per beat
MVr = Total notes value per bar
Below is an example of implementation of the pseudocode above for the first line of a
composition played in the rhythm of 1/2. The line is showed in the Figure 4.
Figure 4. A line used as an example of evaluation using the first technique
The first evaluation calculates note values of each note to detect beat, bar, line and composition
length. The results of the implementation of the first evaluation technique for the first line of the
composition above are shown immediately below. In this example, each beat will have total a note value
of 2 since the rhythm value is 1/2, each bar will have total note value of 8 since a bar consists of 4 beats
and each line will have total note value of 16 since a line consists of 2 bars.
MTk in r1 = [[0, 0], [0, 0], [6, 6], [0, 6, 1, 5]];
MVk in r1 = [[1, 1], [1, 1], [1, 1], [0,5, 0,25, 0,25, 1]];
MVr in r1 = [[2], [2], [2], [2]];
vr in r1 = [8];
MTk in r2 = [[0, 6], [1, 2], [0, 3, 1, 2], [1, 6]]
MVk in r2 = [[1, 1], [1, 1], [0,25, 0,25, 0,25, 0,25], [1, 1]];
z = 0;
while (a < jb) {
for (b = 0; b < jt - a; b++) {
c += MV [b + a];
if (c <= vk) {
MTk [d].push(MT [b + a]);
}
}
for (b = 0; b < MTk [d].length; b++) {
MVk += MV [d] [b];
}
MVr.push (MVk);
a += MTk [d].length;
d += 1;
d = 0;
vk = 0;
z++
}
Arry Maulana Syarif, Azhari Azhari, Suprapto Suprapto & Khafiizh Hastuti
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MVr in r2 = [[2], [2], [2], [2]];
vr in r2 = 8;
MTb in b1 = MTr r1 MTr r2;
MVb in b1 = MVb r1 MVb r2;
vr b1 = vr r1 + vr r2;
where:
r = bar
b= line
MTk = note sequence per beat data
MVk = notes value per beat data
MTr = note sequence in a bar data
MVr = notes value per bar data
Vr = total number of notes value per bar
MTb = note sequence in lines
The results from the first evaluation were compared to the original sheet music. The result of the
comparisons exhibited that 100 sheet music pieces in GSPN format are similar to the original sheet
music. Table 4 below presents an example of a result from the first evaluation derived from a
composition labelled with ID number 001 in the dataset, where Y in the status column represents “yes,”
which means that the data is similar to the original sheet music.
Table 4
An example of comparation evaluation results
Data
Status
ID: 001
Number of lines: 8
Total note value per lines: 16, 16, 16, 16, …, 16
Total note value of lines: 128
Number of bars: 16
Total note value per bars: 8, 8, 8, 8, 8, 8, 8, 8, 8, …, 8
Total note value of bars: 128
Number of beats: 64
Total note value per beats: 2, 2, 2, 2, 2, 2, 2, 2, …, 2
Total note value of beats: 128
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
The second evaluation was completed by adding a function to the computer program to display
data from the GSPN into sheet music format. The comparison was conducted based on a structure of
the note sequence and its attributes generated from the computer program and into the original music
sheet. The results of the evaluation show that all 100 sheet music pieces generated from the computer
program have a degree of similarity in their structure to the original sheet music.
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Figure 5. An example of a sheet music piece generated from a computer program
Figure 5 above shows an example of a sheet music piece generated from the program based on
its data from the GSPN format. In the example, the legato sign was displayed with letter x for beginning
of the legato and y for the end of the legato. The sheet music was generated based on data for a melody
displayed in Figure 2.
Conclusion and Future Works
A music representation model for the karawitan known as Ghending Scientific Pitch Notation (GSPN)
was developed to represent musical elements from sheet music to a format that is readable by humans
as well as computers. The GSPN model was successfully implemented through a simple computer
program that can read data from the GSPN format and later display the data in karawitan sheet music
format. The GSPN data also successfully converted the sheet music and was represented by binary
numbers.
In the future the GSPN data will be used to build XML-based representation for karawitan, where
the work will encompass images of music sheet, or audio, as sources for an automatic music
representation. This type of work can be seen in a work of MusicXML by Michael Good, a standard
open format for exchanging digital sheet music between applications (Good, 2013). The manual
technique to convert sheets music to the GSPN format may result any mistyping. Thus, an image
processing approach and pattern recognition method can be implemented to capture karawitan sheet
music to be automatically converted to the GSPN format.
In the future, the research will also focus on the development of a karawitan music representation
database in the form of a GSPN format. The database will be published online in order to make it
available and ready for computational processes. This resource will support research projects involving
computer music and karawitan.
Examples of music representation of karawitan in the form of GSPN and binary representation
can be accessed at https://drive.google.com/drive/folders/1Ol6OXd7N5HoPdq8Gj2WLAYr5BzHZo36V
Arry Maulana Syarif, Azhari Azhari, Suprapto Suprapto & Khafiizh Hastuti
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Biography
Arry Maulana Syarif is a doctoral candidate in Computer Science Department of Universitas Gadjah Mada, and
a lecturer at Department of Computer Science Universitas Dian Nuswantoro. His research interests are data
mining, artificial intelligence and machine learning.
Azhari Azhari is currently teaching at the Department of Computer Science and Electronics Universitas Gadjah
Mada. His research interests are Intelligent agent, software engineering and project management.
Malaysian Journal of Music Vol. 9(82-100)
ISSN 2600-9366, eISSN 2600-9331
100
Suprapto Suprapto is currently teaching at the Department of Computer Science and Electronics Universitas
Gadjah Mada. His research interests are machine learning, artificial intelligence, and graph theory.
Khafiizh Hastuti is a lecturer at the Faculty of Computer Science, Universitas Dian Nuswantoro and also the
founder of Gamelan Research Institute. Her research interests are artificial intelligence, software engineering,
project management and algorithmic composition.
|
Malaysian Journal of Music Vol. 9 (2020) | alternative modernity, traditional Japanese music, media, popular music, women in music | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/324 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/3864 | Japan's Nightingale Geisha Singers: Listening to Women Through Audio Media | This paper examines the emergence and disappearance of Japan’s geisha | https://ejournal.upsi.edu.my/index.php/MJM/article/view/3864/2647 | [
" is a postdoctoral research fellow sponsored by the Japan Society for the Promotion of Science (",
"), in the Department of Music Education at Yokohama National University. Jude holds an MFA in Electronic Music and Recording Media from Mills College (California) and PhD in Performance Studies from the University of California Davis, as well as performance certification from the Sawai Koto Institute in Tokyo. Jude is currently working on a monograph about Ichimaru and her fellow geisha recording stars.",
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"Uguisu geisha kashu to ryūkō kouta: SP-ban rekōdo no jidai. [The uguisu geisha kashu and popular kouta: The age of SP records][CD box set]. (2018). [Liner notes]. Columbia Japan. ",
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] | Gretchen Jude
101
Japan's Nightingale Geisha Singers: Listening to Women Through Audio
Media
Gretchen Jude
Research Fellow, Yokohama National University
79-1 Tokiwadai, Hodagaya Ward, Yokohama, Kanagawa Prefecture 240-8501, Japan
e-mail: [email protected]
*Corresponding author: [email protected]
Published: 27 November 2020
Cite this article (APA): Jude, G. (2020). Japan’s nightingale geisha singers: Listening to women through audio
media. Malaysian Journal of Music, 9, 101-114. https://doi.org/10.37134/mjm.vol9.8.2020
Abstract
This paper examines the emergence and disappearance of Japan’s geisha kashu recording stars over the course
of the 20th century, delving into their extensive body of audio recordings, which includes songs by some of
Japan's most important early popular composers. Clarifying the distinction between geisha and the geisha
recording stars, this paper traces the relationship between “traditional” Japanese musical forms (specifically, the
complex of short shamisen songs long associated with geisha) and the popular genres that also comprised the
geisha stars' repertoire. While historical audio media provide a valuable resource for scholars and fans alike,
unconscious habits and unexamined discourses of listening may lead to the replication of orientalist and sexist
stereotypes—and ultimately a superficial experience of the music. As a corrective to such tendencies in
audience reception, this paper gives an overview of the key cultural and historical contexts of the geisha
recording stars, including their contributions to the careers of several of well-respected composers. Attending to
the sometimes difficult circumstances faced by geisha recording stars (and their geisha sisters) may rectify the
image of these critically neglected women artists, ultimately providing a necessary counterpoint to the
predominance of male musicians and male-centred musical genres in the Japanese canon.
Keywords: alternative modernity, phonograph, popular music, traditional Japanese music, women in music
Who Were the Nightingale Geisha Singers?
The striking visual appearance of geisha as they play their role as living symbols of
traditional Japan makes their distinctive clothing and makeup a familiar sight in
advertisements and tourist photos. Ironically, however, the music of these artists remains
stubbornly outside the purview of contemporary imagination. As Downer (2014) points out,
the geisha in her role as virtuosic performer typically remains obscure—even to most
Japanese people, who are decidedly “not interested in [geisha]” (p. 224). According to
Foreman (2008), despite these artists' hard-earned expertise and their dedicated efforts to
maintain centuries-long performance traditions, geisha remain less likely to receive
institutional financial support than performers of more famous genres such as kabuki and noh
—which remain nearly exclusively male realms, particularly at the professional level (p.
100). For centuries prior to modernisation in 1868, geisha were one of the few groups of
women allowed to dedicate their lives to musical practice. Yet there remains a paucity of
scholarship on the music of geisha, in particular the myriad short song genres that they were
central in creating and disseminating. Today, even the average Japanese person has little
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knowledge of what geisha sound like, in part because contemporary artists emphasise live
rather than mediated performance or studio recording.
Luckily, audio and audio visual media, which spread through Japan starting in the late
19th century, provide ample documentation of several dozen long-neglected uguisu geisha
kashu [lit. nightingale-geisha-recording-star], whose careers spanned the period from the
1920s until the 1990s and included a range of traditional and popular music genres.
Recordings on media ranging from 78 discs (called “SP records” in Japan) and LPs to
cassettes, CDs and DVDS are still distributed and rereleased by major labels like Victor and
Columbia (Fukkoku, 2005; Uguisu, 2018). Older recordings that have gone out of copyright
can also be found informally catalogued and distributed online by fans, as well as in private
amateur collections such as the Kanazawa Phonograph Museum1.
Recordings are a valuable resource for scholars and fans alike, allowing repeated
listening to music that may be otherwise completely inaccessible. For example, through close
listening to Japanese popular singing styles over the 20th century, de Ferranti (2002)
postulates an underlying continuity of vocal habitus, specifically the vocal quality called
jigoe [lit. “ground-voice”, often translated as “chest voice”], which he describes as “a thin,
somewhat rasping yet strong tone produced by forcing a narrow, dense air stream through
constricted vocal cords” (p. 202). According to de Ferranti, this vocal quality can be found in
recordings by female singers throughout the 20th century, from pre-war geisha to enka singers
of the 1970s and J-pop stars of 1990s. While I agree that de Ferranti's observation holds up
when comparing Japan's pop divas with non-Japanese singers (as well Japanese singers who
have non-Japanese vocal training), I also find that the extensive listening practices enabled by
audio media may reveal subtle but crucial distinctions in singing style between various
communities of musical practice within Japan.
I examined two recordings of the same Edo-Period song, “Ume Wa Saita Ka” [Has
the Plum Blossomed], one sung by a geisha recording artist from the 1930s and one by an
enka singer several decades later. The contrast in vocal quality and style is subtle but clear.
[Fujimoto Fumikichi's] jigoe timbre sounds slightly pinched through the limited frequency range of the
primitive microphone, but her intricate yet effortless deployment of kobushi ornamentation has a
filigreed quality that flutters into my listening awareness. The bright ringing quality of her vocal
resonance pings through the decades, even as her lips sound barely parted...[In contrast,] Misora [Hibari]
engages a similar jigoe timbre, yet her yuri ornamentations are much wider in pitch while more centrally
focused around a single note in the melody. Perhaps more prominently, Misora emphasises the places in
the melody where her voice passes over her register break, and digs into the lower part of her range with
an near-grunting quality. The final syllable of the vocable sequence at the end of each verse is
particularly resonant. (Jude, 2018, pp. 39-40)
Such close listening practice helps elucidate the moniker “uguisu geisha kashu” since the
nightingale, for all its symbolic valences, also aptly evokes the singers’ plaintive, agile
warbling vocal style, marked by quavering, skilfully controlled kobushi [lit. small-melody;
translated as “ornamentation” (Yano, 2002) or “tremolo” (Wright, 2016)] as opposed to the
yuri [lit. shaking; i.e., vibrato (Yano, 2002)] found in enka, an analogue to American country
music that is still widely heard today (Hughes, 2008, p. 42). In addition, early geisha
recording stars were often high sopranos, although alto Akasaka Koume was a notable
exception. That so many recordings of these singers are still available provides valuable,
first-hand access to the sound itself.
However, even as media technology provides experience of sonic actualities, it also
creates potential listening situations in which a lack of context and cultural knowledge
unwittingly cultivates orientalist modes of explanation, as theorised by Kheshti (2015).
Listening as a consumerist activity tends to essentialise and exoticise the artists, obscuring the
rich significance of their music rather than promoting deeper understanding of individual
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103
musicians within complex circumstances. The further removed a recording is from a listener's
own natal sociolinguistic and cultural context, the more possibility there is that the gap in
context will render a performance illegible—meaning an uncritical listener will be prone to
fill in that context in potentially inaccurate (and even offensive) ways. Listening to geisha
born over one hundred years ago requires dedicated listeners to examine not only their lack of
contextual knowledge but also their own potential to exoticise and objectify these singers
who look and sound thrillingly unfamiliar.
In this paper, I spotlight the geisha recording artists of the early and mid-20th century,
most of whom I initially discovered via their recordings—and some of whom remain
completely obscure except for those recordings. In order to avoid the orientalist and
objectifying modes of listening that Kheshti cautions against, I provide the historical context
of the geisha singers’ work, including information about the famous composers whose songs
the geisha recording artists popularised, as well as their primary genres, which spanned and
often blended the most popular music of the early 20th century with the Edo song forms now
codified as traditional.
Out of the Geisha Houses and Into the Recording Industry
Although the geisha recording stars, with few exceptions, all started their singing careers as
geisha, the inextricable ties between an individual geisha and her local community of fellow
entertainers meant that the uguisu geisha kashu were no longer geisha per se, since a media
star's new public role meant that she left the geisha neighbourhood (or hanamachi). This
echoed the way that geisha have long left behind their birth names, along with their natal
homes, to become professional performers in their hanamachi, and give up these professional
names upon retirement for new undertakings such as marriage.
Furthermore, while some geisha kashu retained the name of their point of artistic
origin, the biggest geisha stars floated free even of those place markers. Shinbashi Kiyozō
and Akasaka Koume, who came to Tokyo from the distant island of Kyushu, took the names
of their hanamachi of Tokyo upon arrival in the capital (Nakayama, 1958; Osada, 1998). In
contrast, Kouta Katsutarō, who left her hometown of Niigata to work in the famed Tokyo
geisha neighbourhood of Yoshichō, chose her favoured genre, kouta, as her surname once she
found success as a recording artist (Kurata, 1979). Similarly, in 1933, success as a media
performer allowed Asakusa Ichimaru to leave behind her hanamachi—along with its name.
In 1960, Ichimaru, honoured with an artistic lineage name, became Edo Kouta Ichimaru, the
name which appears on her gravestone in the sleepy hot-spring town of Asama Onsen where
she first became a geisha. Even after departure from their communities, the names of geisha
kashu linked them to hanamachi regimens of artistic training and distinctive forms of dress,
comportment and speech—even as their names often shifted to indicate their new public
personae, sometimes in complicated ways that reflect their shifting life circumstances.2
The Three Strings of the Floating World
The shamisen, a fretless, three-stringed plucked chordophone with a skin-covered resonating
body, which arrived in Kansai from Okinawa in the late 16th century, became the emblematic
instrument of the Edo Period, and remains the primary instrument of geisha. During the same
time period, as centres of power and culture shifted from Kyoto to Edo, so-called pleasure
quarters were established in cities and towns across the archipelago, which became
increasingly influential sites of artistic creation and inspiration. The shamisen was adapted to
and adopted in myriad music that remain widespread today, such as kabuki, bunraku puppet
theatre and regional folk traditions, as well as the genres mastered by geisha ensconced in the
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pleasure quarters. According to Groemer (2008), hundreds of short shamisen song genres
emerged, gaining prominence concomitant with the rise of the vibrant urban culture of Edo.
The geisha played an active part of this urban culture, even though their performance
venues were legally restricted to private parties until after the Meiji Restoration in 1868. As
Foreman (2008) details in her ethnography of contemporary Kyoto geisha, their expertise has
long included both long narrative genres such as nagauta (most commonly heard in kabuki),
tokiwazu and kiyomoto, along with simpler short-song forms like hauta, utazawa and kouta
(sometimes called edo kouta). All of these shamisen genres, both short and long, remain
intimately linked to the aesthetic of the floating world.
The floating world, or ukiyo, is most famously portrayed in ukiyoe [lit. floating-world-
picture] woodblock prints of kabuki actors and urban scenes—and of course, Edo's
glamorous courtesans and geisha. The metaphor of the floating world, with its associations of
ephemeral enjoyment and freedom from mundane responsibility, originated in the classical
courtly traditions of the Heian Period (794-1185), but fully came to fruition in the Edo
Period. Performers, both on public kabuki stages and in the circumscribed feminine realm,
were central to this aesthetic.
Also central to this refined sphere was the yūkaku [lit. play-enclosure]. Yūkaku is
typically translated as “pleasure quarter” but given the uneven distribution of “pleasure”, it
may be more accurate to gloss the term as “licensed district”—the walled-in areas, such as
Edo’s emblematic Yoshiwara district, where prostitution could be practiced legally, and
where other entertainments, including music and dance by geisha (who were legally
forbidden from prostitution) were also offered to (male) customers.
Given the historical as well as cultural distance of this context from contemporary
audiences, it is challenging for modern and particularly non-Japanese people to fully
comprehend the affective power of the floating world aesthetic as it was rooted in the cultural
context of the time. Dalby (1995) suggests that it is “more appropriate to think of the yūkaku
as a theme park than as a Western-style red-light district” as such places “embodied and
represented an idealised notion of romance” (pp. 54-55).
In the yūkaku, men of the highest class (samurai) and lowest class (merchant) could
expect equal treatment as customers; nonetheless, due to the expense involved, escape into
the floating world was nothing but a fantasy for most men. Whereas the yūkaku designated a
space where wealthy men of taste enacted aesthetic and bodily pleasures, the term karyūkai
[lit. “flower-and-willow-world”]— although sometimes used interchangeably with yūkaku—
is more abstract, and indicates more explicitly women’s creative roles in the floating world
aesthetic. In the symbolism of the term, the flower and the willow indicate courtesans and
geisha respectively. This emphasises the centrality of women as professionals employed
within the context of the floating world, as well as indicating how deeply intertwined geisha
and yūjo [lit. play-woman; i.e., courtesan] were in this aesthetic. While the yūkaku as physical
enclosure no longer exists, the term karyūkai is still used in reference to the purview of
contemporary geisha. Even though today the karyūkai does not include the overt sexual
commerce provided by the “flower” (or courtesans), the arts of the geisha nonetheless contain
lingering echoes, including song lyrics that are not fully comprehensible without knowledge
of women's roles in the floating world (Jude, 2018).
Modernising Geisha
The authorship of the short songs performed and passed down by geisha in the karyūkai often
went unattributed. Yet the songs were immensely popular, especially in rapidly expanding
Edo. By the end of the 1800s, hauta (such as “Ume Wa Saita Ka”) became distinguished
stylistically from newly-emerging short-song forms: first utazawa, which Wright (2016)
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105
describes as “slower and more elegant” than hauta, then edo kouta, short songs that were
“quicker and more expressive” than utazawa (p. 122). Wright observes that the three genres
are commonly described in familial terms, with hauta as the mother of two sisters, utazawa
and kouta (Groemer, 2008). As Japan emerged as a modern nation-state and Edo was
renamed Tokyo, these shamisen genres vied for position of most fashionable songs of the late
19th century. Edo kouta emerged as a distinct genre in the Meiji Period (Foreman, 2008, p.
26), emerging as most popular of the short shamisen songs by the start of the 20th century
(Groemer, 2008, p. 275).
At the same time, these small-song forms developed in conjunction with the rise of
iemoto lineage masters teaching the genres (reflecting Japan’s traditional ryūha system, in
which artistic lineages are inherited). Unlike most ryūha, which pass down through male
descendants, many of the early iemoto of short song genres who started lineages—such as
kouta master Kasuga Toyo in 1930 (cf. Wright, 2016) were female (Foreman, 2008, p. 27).
This likely stemmed from the fact that for centuries the musicians who most often played
these genres were geisha.
In short, changes in political policies and social mores during the late 19th and early
20th century provided new opportunities for female musicians, including geisha, who not only
continued their traditional practices but also expanded into the public arena, epitomised by
Kyoto's annual proscenium-staged performances such as Miyako Odori and Kamogawa
Odori (Okada, 2010).
Despite their early influence on musical culture, geisha as such have never become
full-fledged stars in the modern sense; they do not record albums of newly composed music
or perform on tour as solo artists or ensembles. However, for a brief historical period, a few
geisha took their training in song, dance, shamisen and hayashi percussion ensemble
instruments (taiko, ōtsutzumi and kotsutzumi)—along with their sumptuous kimono
collections (Till et al., 2001)—and left their artistic communities to become popular solo
recording artists. These uguisu geisha kashu represented a moment in Japanese music history
when geisha were still paragons of fashion, beauty and artistic sophistication but were not yet
solely conservators of living tradition symbolising a bygone era. During the early decades of
the 20th century, geisha, while still socially stigmatised by their association with the sex work
of the floating world (which, partly due to Japanese officials' awareness of Western nations'
moral judgement, was increasingly denigrated and marginalised), were nevertheless able to
forge careers outside the hanamachi, alongside bel canto-trained singers and performers of
new blues-and-jazz inflected styles of music. They did so on the crest of a wave of new
technology that swept in from Europe and the United States: audio recording media and
broadcast radio.
A Century of Geisha Recording Artists
Japanese popular music has always been a culturally hybrid entity. This makes knowledge of
native genres and traditional performance practices essential to understanding its history.
Such knowledge becomes even more important when approaching the history of recording
technology in Japan. Central to this history were the geisha kashu. And given geisha’s current
image as guardians of Edo tradition, it is surprising to learn how extensively recording artists
who emerged from the hanamachi combined traditional and imported musical elements to
produce music that was both thoroughly modern and uniquely Japanese.
Early Years of Audio in Japan. Geisha were present from the very dawn of Japan's
recording industry at the turn of the 20th century. Although no details of her life remain,
Yoshiwara Shimeji began her long career as a media star in 1905, recording hundreds of short
songs and remaining a popular musical figure for nearly 30 years)–-a remarkable
achievement given the rarity and expense of audio technology in her time (Okada, 1997).
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Radio broadcasts commenced in 1925, and the demand for records began to skyrocket, as the
domestic production of phonographic discs in 1927 resulted in lower prices, and the import of
electrical recording technology the following year brought higher sound quality (Kurata,
1979). In 1928, Yoshichō Fumikichi became Victor's first exclusively contracted geisha
singer and embarked on an illustrious 50-year career as Fujimoto Fumikichi. Her first big
sellers, “Naniwa Kouta” (1929) and “Gion Kouta” (1930), were both theme songs for popular
films–-the former released only a month after Sato Chiyako's 1929 film theme, “Tokyo
Kōshinkyoku” [Tokyo March], a benchmark in the development of Japan's popular song
(Gōda, 2019b; Nagahara, 2017; Stevens, 2008). Although she never achieved the status of a
mass media star, Fumikichi's artistic and financial success set the stage for a series of bona
fide geisha superstars who debuted in the 1930s.
The Golden Age of the Geisha Singers. After Fujimoto Fumikichi forged a path out
of the hanamachi, Kouta Katsutarō, her Yoshichō sister, released “Shima no Musume”
[Island Girl] on Victor Japan in December 1932, a song that sold an unprecedented 500,000
copies. Katsutarō was also the first recording artist to join the ranks of kabuki actors and film
stars featured on the covers of monthly magazines (Kurata, 1979, p. 357). Her live
performances in large, public venues and live radio broadcasts were supplemented by
appearances in make-up advertisements, making her a well-known figure in Japanese
households of the day (Kurata, 1979, p. 358).
Ichimaru, an Asakusa geisha also signed to the Victor label, recorded “Chakkiri
Bushi” [Tea-Cutting Melody] in 1931 as part of a PR campaign for the nascent tourist
industry of Shizuoka Prefecture (a region famous for growing tea), indicating the early
integration of media stars into lucrative networks of advertising. With her smash hits of 1933
and 1934, “Tenryū Kudareba [If You Go Down the Tenryū River]” and “Ryūkyō Kouta”,
Ichimaru achieved heights of fame (Shinobu Ichimaru, 1997). Victor (2007) cashed in on the
success of these two geisha stars, spotlighting Ichimaru and Kouta Katsutaro in promotional
plans that included film appearances, movie theme songs, advertisements and even a
(fabricated) rivalry between the two singers, which Kodama describes as a moneymaking
scheme on the part of the label (p. 94). When alto Akasaka Koume entered the limelight
following her 1933 exclusive contract with Columbia and debut hit “Hontō ni Sō Nara” [If It
Were Really So] (Osada, 1998), she, Katsutarō and Ichimaru were soon dubbed the geisha
“three birds of a feather” [geisha kashu no sanbagarasu, lit. “nightingale-geisha-three-
crows”] to indicate their elite status as top performers and recording artists (Hitobito wo
miryō, 2017).
The appeal of geisha as media stars was so strong that a few aspirants circumvented
the hanamachi while imitating the geisha look and sound. Otomaru, the daughter of a Tokyo
cobbler who had lessons in tokiwazu narrative song and the short kouta genre–-both closely
associated with geisha was signed by Columbia in 1934 (Mori, 1995). Other labels like Japan
Polydor and King Records also scouted young women from hanamachi in Japan's outlying
regions, bringing them to the capitol for a chance at stardom in music and film. For example,
according to the Japanese Film Database and Japanese Cinema Database, Hokkaido-born
Michiyakko appeared in at least sixteen films between 1936 and 1952, many of which have
been lost (Michiyakko, 2019; Michiyakko, 2020).
In addition to the dozen or so geisha singing stars who can be confirmed to have left
their mark in Japanese popular music, dozens more remain shrouded in the mists of time.
Voices etched into the grooves and names on the circular labels of 78s or listed in archives
indicate that there are many geisha kashu whose biographical details have been lost.
Thankfully, some geisha-trained singers have recently been included on retrospective releases
by Victor Japan and Columbia Japan (Fukkoku shinpen, 2005; Uguisu geisha, 2018). These
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recordings are valuable for researchers and fans alike; they also highlight the lack of more
scholarly historical materials available about these influential singers.
From Media Stars to Lineage Masters. During the late 1930s and early 1940s, as
social restrictions increased and the economy constricted, the geisha kashu remained
important figures in popular music, especially once Japan went to war with the United States,
and jazz and other cultural artifacts with overt association with the enemy were officially
forbidden. Geisha stars recorded wartime songs and performed for Japanese troops abroad
(Kodama, 2007; Yano and Tsujita, 2015). Kouta Katsutarō even met her future husband
while on a three-week tour of the Chinese front in 1938 (Kodama, 2007). The uguisu geisha
singers’ position as media stars remained strong; although barely remembered today, geisha
kashu Michiyakko, Mamechiyō and Nihonbashi Kimie played key roles in the 1942 operetta
film Utau Tanuki Goten [Palace of the Singing Racoon Dog], a lavish mythic fantasy that
allowed viewers to escape into the magical world of cinema, even as the war escalated all
around (Kimura, 1942).
After the war, Japan again embraced the West, and jazz was once again all the rage.
Piqued by Kasagi Shizuko's 1947 smash hit “Tokyo Boogie Woogie”, Ichimaru recorded the
popular “Shamisen Boogie Woogie” in 1949, sparking a post-war kouta boom and renewing
the old genre with an infusion of the latest fashionable musical style. Osada (1991) attributes
this innovative combination to Ichimaru herself, who approached “Tokyo Boogie Woogie”
composer Hattori Ryōichi and asked him to write her a song combining Western rhythm with
a so-called nihonchō [Japanese tuning] melody. For “Shamisen Boogie Woogie” Hattori used
a major yonanuki [lit. four-seven-removed; i.e., pentatonic mode with no fourth or seventh
scale degree] nihonchō and a tempo slow enough to allow Ichimaru to dance in heavy
kimono and traditional hairstyle while singing. According to Osada, her televised
performances proved her vitality and delighted her fans.
In 1950, Ichimaru followed up on this mass media success by joining the select troupe
of musicians (led by composer Koga Masao) who were the first4 to leave post-war Japan on
an officially sanctioned three-month tour of Hawaii and the United States (Geinōjin, 1950;
Kirishima, Ichimaru ra kaeru, 1950). The following year, Ichimaru made a cameo as “Japan's
number one geisha” in Tokyo File 212, a Hollywood B-movie filmed entirely on location – a
film which Kitamura (2009) describes as both “intriguing” and a unique example of
American Orientalism (pp. 505-507). Both of these instances exemplify the post-war effort to
recast Japan's image into that of an American ally ( Shibusawa, 2006).
Post-war changes in Japanese government and society also led to the demise of long-
fading karyūkai structures, as prostitution was legally prohibited in 1956. The number of new
geisha trainees sharply declined as hanamachi life was drained of its former panache. Some
elder geisha kashu, such as Kouta Katsutarō and Shinbashi Kiyozō, followed the geisha
tradition of retiring from their profession (in this case, from the recording and film industry)
upon marriage. Other venerable performers recast themselves as masters of traditional genres,
such as Akasaka Koume, who founded a lineage of minyō folk singing (Osada, 1998). In
November 1969, Fujimoto Fumikichi received the Japanese Medal of Honour for Artistic
Merit in recognition of her achievements in the classical performing arts, and Columbia
released a 50-disc collection of her recordings of short shamisen song genres for which she
had long been famous (Takeuchi, 2004). By 1981, all three “birds of a feather” geisha kashu
(Kouta Katsutarō, Ichimaru and Akasaka Koume) had received the Medal of Honour. The
Imperial Palace followed suit, recognising all four artists with the Order of the Sacred
Treasure between 1971 and 1975.
Ichimaru demonstrated perhaps the most impressive artistic flexibility during this
period. In 1960, Nakamura Kansaburō, the 17th generation master of a venerable kabuki
lineage, appointed Ichimaru as the iemoto head of the Edo Kouta school (Shinobu Ichimaru,
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1997). Although she continued to appear occasionally in popular media until her passing in
1997, the rebranded Edo Kouta Ichimaru increasingly shifted her musical focus towards
preserving the traditional performing arts by teaching and recording repertory rather than
churning out new hit songs (F. Suzuki, personal communication, February 6, 2020). The
popular success of her post-war hit “Shamisen Boogie Woogie” notwithstanding, Ichimaru,
once again sensing the cultural trends, transformed her public persona and her professional
trajectory to align with the image of geisha as “traditional” rather than “popular”.
Unfortunately, her legacy seems to be in question regardless, as 2019's Ichimaru Prize,
awarded annually to the best performer at the Victor Kouta Festival, may have been the last
("Dai Gojūkyūkai", 2019).
Geisha Kashu and Japan's Early Popular Composers
It is a testament to the historical importance of the geisha recording stars that many of the
composers these women worked with remain venerated figures. But the geisha kashu have
not enjoyed a similarly sustained level of acclaim—perhaps in part due to their lingering
association with Japan's disavowed yūkaku sex industry (Foreman, 2008; cf. Seigle, 1993).
However, the fact remains that without the effort, talent and inspiration of geisha, Japan's
popular music would not exist in its current for—and the music of some of Japan's best-
known composers could not have been realised. In this section, I examine the role several
geisha singers played in the lives of two of Japan's most beloved songwriters.
The geisha kashu phenomenon from its very inception rested on a dual repertoire. On
the one hand, the geisha singing stars brought a plethora of Edo Period short songs from their
hanamachi training; on the other hand, studios promoted geisha singing new songs written by
some of the biggest composers and lyricists of their day. Fumikichi Fujimoto's first hit film
themes, Naniwa Kouta and Gion Kouta were both composed by Sassa Kōka (with lyrics by
Shigure Otaha and Nagata Mikihito, respectively). Reflecting the success of Shinbashi
Kiyozō's original 1935 rendition, composer Omura Nōshō's "Meiji Ichidai Onna" has been
recorded by various geisha (and other) singers over the decades (Gōda, 2019a; Ichimaru,
1972). Japan's early composers all wrote songs to be recorded and performed by a variety of
artists, including geisha kashu, who were also under contract at their record labels. However,
the creative legacies of two icons of Japanese popular music history in particular, Nakayama
Shinpei and Koga Masao, are intimately linked to the singing stars from the hanamachi.
Nakayama Shinpei and Shinminyō: Locating Geisha Kashu in New Folk Music
The founding father of Japanese popular music, Nakayama Shinpei composed “Kachūsha no
Uta” [Katyusha's Song] in 1914 for a stage adaptation of Tolstoy's Resurrection. Lead actress
Matsui Sumako's poignant rendition of the song was recorded on phonograph, garnering
widespread attention and kicking off the domestic music industry (Kurata, 1979). Following
this early success, Nakayama went on to write hundreds of popular songs, including “Tokyo
Kōshinkyoku” (1929), the film theme recorded by operatic soprano Satō Chiyako (for
Mizoguchi Kenji's film Tokyo March) that is widely considered to be Japan's first “hit
record”.
Nakayama became especially well-known for his regional shinminyō songs.
Shinminyō [lit. new-folk-song] as a genre emerged in the early 1920s and comprised songs
meant to be recorded by popular singers of all styles—including geisha kashu, who were
sometimes selected to represent a town or area in the vicinity of their birthplace. As the name
implies, shinminyō were inspired by regional minyō folk songs, even directly incorporating
melodic, lyrical and thematic elements of these traditional songs. Geisha communities and
geisha recording stars played an active role in the history of this genre, beyond performance
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and recording, as illustrated by the story of one of Nakayama's most enduring songs, “Tokyo
Ondo”.
“Tokyo Ondo” (with lyrics by Nakayama's frequent collaborator Saijo Yaso) was
recorded in 1933 by minyō star Mishima Issei and Kouta Katsutarō, on the heels of her
breakout success, "Shima no Musume" (Kodama, 2007, p. 180). “Tokyo Ondo” became
another smash hit, and versions of the song (and its accompanying dance3) remain a key
element of summer obon festivals as well as the team anthem for the Tokyo Yakult Swallows
professional baseball team. “Tokyo Ondo” was a slightly adapted version of “Marunouchi
Ondo”, a popular song recorded by Fujimoto Fumikichi that Nakayama had composed the
previous year. A third geisha, Shinbashi Kiyozō, provided musical inspiration for both of
these songs.
“Marunouchi Ondo”/“Tokyo Ondo” incorporate the instrumental prelude and other
musical elements of “Kagoshima Ohara Bushi,” a regional minyō song that Nakayama first
heard in Japan's far west in 1930. Nakayama and lyricist Saijo were traveling to collect
musical material and inspiration for their songwriting, when they encountered the geisha who
would become well-known as recording star Shinbashi Kiyozō (Gōda, 2019b; Nakayama,
1958). This meeting not only resulted in one of Japan's most enduring popular tunes, it was
also the beginning of a life-long relationship. Soon after meeting Nakayama, Kiyozō
permanently relocated to Tokyo and signed with the Polydor label. In 1937, after passing of
his wife, Nakayama married Kiyozō (who returned to her given name, Tane). Their marriage
lasted until his death in 1952. In the late 1950s, Kiyozō came out of retirement to return to the
spotlight with a tour of the United States—during which she spent time with singer Eartha
Kitt, who was at the height of her popularity (Nakayama, 1958).
The Nakayama Shinpei Memorial Museum, on the outskirts of his rural Nagano
hometown, downplays even the minimal evidence that exists of the musical and personal
significance that geisha singers had in the composer's life, instead cultivating a more family-
centred image of Nakayama and emphasising his large repertory of children's songs. The
sidelining of geisha performers and their crucial role in Nakayama's musical career is
symptomatic of a long-standing tendency to “clean up” Japanese music (cf. de Ferranti,
2002). Nevertheless, I was surprised when the helpful and forthcoming docents at the lovely
Nakayama Shinpei Memorial Museum spoke to me in hushed tones about “Tane”—avoiding
Kiyozō's geisha name and recording-star fame. When I breathlessly remarked that the vinyl
disc of “Tokyo Ondo” in the museum display was a rare version recorded by Ichimaru, my
enthusiasm was received as quirky rather than contagious. My experience only underlined the
pervasive if unarticulated forces at play in the contemporary obscurity of the geisha recording
stars.
Koga Masao and Ryūkōka: Hanamachi Inspirations
This tendency towards hushed tones, if not outright silence, concerning the geisha kashu and
their biographies (musical and otherwise) can also be seen in discussions of the work of Koga
Masao. From early in his long career, Koga, one of Japan's most iconic ryūkōka [lit. popular-
song] composers, worked regularly with geisha and geisha-style recording artists—from
Akasaka Koume and Otomaru in the 1930s to Kagurazaka Hanko and Kubo Yukie in the
1950s (Kurata, 1979; Mori, 1994; Mori, 1995; Nagahara, 2017; Osada, 1998). Today Koga is
celebrated for the “Koga melody” style, which took hold in the pre-war period and, after the
war, became an element in the codification of enka (Yano, 2002, pp. 36-37). He is also
known for songs recorded by the so-called queen of enka, Misora who herself recorded and
released several collections of hauta5 in her own signature vocal style Hibari (Yano, 2002, p.
39).
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Less well-remembered are Koga's lifelong associations with geisha; he was known to
attend hanamachi parties where geisha performed and even act as a scout recruiting geisha
singers (Gōda, 2019a). In 1933, just two years after his first hit song, he wrote Akasaka
Koume's popular debut, “Hontō ni Sō Nara” [If It Were Really So], using a guitar to compose
what became the shamisen part on the recording; the song itself was inspired by a phrase he
heard repeated by geisha of the time (Osada, 1998). Later in the decade, Koga churned out a
string of hits for Michiyakko, eventually writing the music for Kimura's 1942 film Utau
Tanuki Goten.
In 1952, after meeting then-geisha Kagurazaka Hanko at a tea house performance,
Koga helped launch her recording career with a new song, “Konna Watashi Janakatta Ni” [I
Wasn't Like This] (Mori, 1995). This song has an upbeat, major yonanuki tune used
poignantly in Naruse Mikio's 1954 film Late Chrysanthemums, a sympathetic portrayal of the
hardscrabble denizens of Japan's fading hanamachi environs in the post-war period. While
Koga is known as a seminal popular composer, it is not widely acknowledged that he worked
and played with geisha singers throughout his career and his interactions with these recording
artists were an important to his musical aesthetic. These lacunae occlude the fact that geisha
were influential in the development of a range of early Japanese popular music styles, not just
those now associated with “traditional” Japan.
(Feminist) Listening and Audio Media: Re-examining the Karyūkai, Revalorising the
Nightingale Geisha Singers
Contemporary geisha rightly prize their status as living practitioners of Japan's unique
cultural traditions; in order to achieve the social respectability needed to bolster that status,
the public image of geisha in the 21st century is (understandably) decoupled from the
lingering stigma of the karyūkai's sexualised labor in the 19th and early 20th centuries
(Foreman, 2008). Yet the fact remains that these women’s core artistic practices are deeply
entwined with traditional iroke [lit. color-mood; i.e., sexy or seductive] eroticism (Dalby,
1979; Wright, 2016). Without a doubt, as detailed by Foreman (2008) and others, geisha are
masters of musical lineages that allow women independence and strength in the context of an
otherwise male-dominated field. Still, the conundrum of geisha creativity cannot be avoided,
as aestheticised performances of romantic love and eroticism developed during centuries of
state-sanctioned sexual commerce are intertwined with those traditions.
In encountering the captivating subtleties of these women's recorded voices, it is easy
to gloss over the fact that much of their musical repertory is steeped in symbolism that
idealises floating-world gender relations which seem flatly sexist by modern standards.
Neglecting the complexities and contradictions of this historical context serves to obscure the
stark history of Japanese sexual exploitation of women (including geisha), both domestically
and abroad (Iwasaki, 2002; Masuda, 1957; Matsugu, 2006; Norma, 2016; Stanley, 2012;
Stanley, 2013). How these social conditions influenced musical sound is far from
straightforward, but the unique vocal qualities found in a popular song by the last geisha
kashu (Gōda, 2019a) suggests just how important such considerations can be. Close listening
to Kagurazaka Ukiko's “Pink Mood Ondo” illustrates how audio media can serve as a
valuable sonic record of ephemeral aesthetic worlds.
Kagurazaka Ukiko was born in Tokyo in 1938. Inspired by the popularity of
Kagurazaka Hanko (just six years her senior), Ukiko6 quit high school to become a geisha.
This stint in the post-war karyūkai was brief; encouraged by hanamachi encounters with
“father of the song-writing world” Koga Masao, she signed a contract with Victor and made
her recording debut in 1954 (Gōda, 2019a). She developed a popular image and performance
sensibility that updated the traditional iroke aesthetic of geisha artists into an identifiably
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modern style of playful sexiness evoked by the English loanword 'pink' in the short-lived
pinku kayō [lit. pink-song] genre (Gōda, 2019a). The Japanese connotations of this originally
innocent word can be summed up in the term pinku chirashi [lit. pink-leaflet], which denotes
small, cheaply-printed flyers for pornography and other sexual services that litter urban
spaces with explicit images of women's bodies.
Just how much the classic geisha pop star sound had changed by the early 1960s is
clearly audible in “Pink Mood Ondo,” Ukiko's last hit before retiring to marry in 1963. Over
a jaunty, light-hearted big-band accompaniment, Ukiko sings the common story of a young
woman looking for romance on a spring evening. Her vocal production holds to a largely
traditional timbre, placement and emphasis of the break. In the first verse, her light yuri
vibrato (showing the influence of enka) and kobushi ornamentation at key points of the
melodic line give no hint of what is to come—namely: sighs, airy groans and vocal fry that
elicit a clear aural image of feminine desire. This vocal performance of sexuality becomes
remarkably explicit in the second verse. When the lyrics describe a “kissu” (using the English
loanword) that has left the singer sleepless and “writhing”, the melody threatens to stall as its
musicality briefly succumbs to Ukiko's overheated expressions of arousal. After a pause
punctuated by a single guitar-string glide, the song is quickly back on track, showing the
precise control and arch artifice of the singer.
“Pink Mood Ondo,” while still broadly within the thematic and stylistic lineage of the
geisha kashu, performs a modernised (albeit cheesy) sexiness that is doubtless clearly legible
as such to contemporary listeners. As Gōda observes, Ukiko's "pheromone-infused" vocality
flirted with obscenity restrictions without actually being banned from broadcast (2019a).
While her vocal technique departs from that of her predecessors, her affront to social
acceptability echoes the censorship issues that embroiled Katsutarō's explosive hit, “Shima no
Musume” three decades earlier. In short, the age of the uguisu geisha kashu was bookended
and hemmed in—by restrictions on the public expression of female sexuality.
Fast Forward, Rewind: Listening to Women's Voices in Historical Perspective
Of necessity, the cultural role and artistic significance of geisha today continues to shift. In
the 21st century, hanamachi activities remain economically vulnerable although local
associations and tourist organisations acknowledge their continuing value and importance—
both in well-established hanamachi like Kyoto's and in far-flung towns like Fukushima
Prefecture's Aizu-Wakamatsu (“Interview with a Geigi,” 2020). Responding to the economic
crisis brought about by the Covid-19 pandemic, the municipal government of Kanazawa has
budgeted money in 2020 explicitly for the training of geisha, stating, “We hope [the financial
aid] will help them cultivate their art in this difficult time” (“Performing Arts Thrown
Lifelines,” 2020). Furthermore, their continued openness and creative approach to technology
is illustrated by Nara maiko [geisha-in-training] who have attempted to expand the reach of
their four-person hanamachi by kicking off a YouTube channel in June 2020 (Okada, 2020).
Unfortunately, this well-deserved support seems to stop short of acknowledging these
artists’ historical links with technology — namely, the cutting-edge work of the geisha kashu
recording stars, who remain largely unmentioned in both scholarly discussions and popular
conceptions of Japanese music. This in turn creates gaps in what were actually cultural and
sonic continuities between the Edo and Meiji eras, which then segued into Japan's burgeoning
mass media industry at the dawn of the long Showa Period.
In conclusion, listening extensively to the vast body of recordings bequeathed by the
geisha kashu and supplementing that listening practice with unflinching examination of the
conditions under which these musicians emerged—reveals as-yet unexplored facets of
Japanese media and popular culture. In their time, the geisha singing stars were beloved
performing artists. Not only did Japanese audiences admire them, some of the country's most
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important composers sought them out as collaborators and intimates. Accordingly, they were
instrumental in setting the trajectory of Japanese music, both popular and traditional.
They should languish neglected no longer. Acknowledging the geisha recording stars’
contributions to a uniquely Japanese modernity will enrich the field of global media studies in
a world that is increasingly digitally connected. Furthermore, scholars must ensure equal
attention to female musicians, as we strive to create a world in which everyone's voice can be
heard. This means dealing with all aspects of women's lives, including the realities and
representations of sexuality and sexual exploitation. It is fundamentally a feminist act to
listen carefully to women's voices—including both the full complexities of what they express
and that which they are not allowed to utter freely.
Acknowledgements
I am grateful to Dr. Ogawa Masafumi for his support during my research fellowship in Japan,
particularly through the unprecedented difficulties presented by the Covid-19 pandemic. I
also wish to thank my dissertation advisor, Dr. Henry Spiller, for his ongoing encouragement.
Finally, I am forever indebted to Mrs. Suzuki Fumi, Yoshi Karasawa and Barry Till for their
time and generosity in sharing their invaluable knowledge.
Endnotes
1 The museum director's informative blog (in Japanese) shows the breadth of their collection:
https://www.kanazawa-museum.jp/chikuonki/kancho/index.html
2 Shinbashi Kiyozō, for example, underwent half a dozen name changes during the fifteen years she spent
working at geisha houses in Kyūshū, Taiwan (then a colony of Japan) and Tokyo.
3 Ondo is a genre that typically includes a festive group dance (Hughes, 2008, p. 10). In the case of
“Marunouchi Ondo,” and particularly “Tokyo Ondo,” the public celebrations surrounding these songs were
massive.
4 Ichimaru's old rival Katsutarō arrived with a smaller group just days later (Hamamoto, 1950).
5 Her earliest collection of hauta, Hibari Hauta Sōshi, from 1958, along with her 1952 cameo in Tsukigata
Hanpeita as the maiko Hinagiku, performing “Harusame Ni [In Spring Rain]”, indicates that Misora's
engagement with the traditional geisha short-song repertoire had a significant impact on her vocal
transformation from post-war jazz wunderkind to diva of Japanese authenticity.
6 The first character in Ukiko's stage name is the same as the first in ukiyo, the “floating” of the floating world
evocative of both unconstrained freedom and lonesome ephemerality.
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Biography
Gretchen Jude is a postdoctoral research fellow sponsored by the Japan Society for the Promotion of Science
(Gakushin), in the Department of Music Education at Yokohama National University. Jude holds an MFA in
Electronic Music and Recording Media from Mills College (California) and PhD in Performance Studies from
the University of California Davis, as well as performance certification from the Sawai Koto Institute in Tokyo.
Jude is currently working on a monograph about Ichimaru and her fellow geisha recording stars.
|
Malaysian Journal of Music Vol. 9 (2020) | boat lutes, gagayan, Kadazan Dusun, Lotud, Rungus, Sabah, sundatang | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/324 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/3879 | Revisiting the Dusunic Boat Lutes of Sabah: Disappearing Musical Traditions | The Kadazan Dusun | https://ejournal.upsi.edu.my/index.php/MJM/article/view/3879/2670 | [
"is professor of Ethnomusicology in the Faculty of Social Sciences and Humanities and Head of the Culture, Heritage and Arts Cluster of the Borneo Institute for Indigenous Studies, at Universiti Malaysia Sabah, where she previously held the Kadazandusun Chair (2003-2015). She graduated BA Honours (Class I) from Monash University (1976) and PhD from the University of Queensland (1982) with theses on the music of the Huli of Papua New Guinea. She first came to Sabah in 1977, having married a member of the Kadazan Dusun, Sabah’s largest indigenous group, in 1976. She has conducted ethnomusicological research among many of Sabah’s cultures. Winner of two PEREKA gold medals, her research interests include music and language, music, dance and ritual processes, organology, ethnographic mapping, the sociolinguistic review of ",
"® descriptions of languages in Sabah, the megalithic culture of Tambunan, and the Sabah Native Courts and customary law. She is a Fellow of the Borneo Research Council, a member of the ICTM Study Group on Performing Arts in Southeast Asia, sits on expert committees of ",
", and was Adjunct Research Fellow of Anthropology in the School of Political and Social Enquiry, Monash University (2009-2010).",
"Alut, A.T. (1991). Pengunaan muzik tradisi Kadazan/Dusun Labuk dalam penyembahan ada Tuhan. [Unpublished bachelor’s thesis]. Sabah Theological Seminary, Kota Kinabalu. ",
"Bala, B. (2005). Thalassocracy. A history of the medieval Sultanate of Brunei Darussalam. School of Social Sciences, Universiti Malaysia Sabah. ",
"Brandeis, H. (2012). Boat lutes in the Visayas and Luzon—traces of a lost tradition. Musika Jornal, 8, 2-103. ",
"Brandeis, H. (2017). Kudyapi, a boat lute odyssey. Agong 20(6), 22-37. ",
"Brandeis, H. (2019). Boat lutes of the Philippines. Ethnographia, 1(3), 6-72. ",
". ",
"Daud, A. (2011). Muzik kecapi ensembel diaspora Bugis di Tawau, Sabah. [Unpublished bachelor’s thesis] University of Malaya. ",
"Ethnologue®. (2016). Ethnologue of the world’s languages. www.ethnologue.com. ",
"Gowing, P.G. (1979). Muslim Filipinos—heritage and horizon. New Day Publishers. ",
"McKaughan, H.P. (1996). Preliminary comments on Iranun of Sabah, Malaysia and Maranao of Mindanao, Philippines. Paper presented at the Borneo Research Council Fourth Biennial International Conference, 10–15 June, Universiti Brunei Darussalam. ",
"Matusky, P. (1986). Aspects of musical style among the Kajang, Kayan and Kenyah-Badang of the Upper Rejang River: A preliminary survey. Sarawak Museum Journal, 36 (57), 185-230. ",
"Matusky, P., & Tan S.B. (2017). The music of Malaysia. The classical, folk and syncretic traditions (Second edition). Routledge. ",
"Porodong, P. (2018). Rungus. In K. Marriappan & P. Porodong (Eds.), Murut & pelbagai etnik kecil lain di Sabah (pp. 109-128). Institut Terjemahan Bahasa Malaysia & Universiti Malaysia Sabah. ",
"Pugh-Kitingan, J. (1988). Instruments and instrumental music of the Tambunan Kadazan/Dusun. Sabah Museum and Archives Journal, 1(2), 24-61. ",
"Pugh-Kitingan, J. (2003). Alat-alat muzik dan muzik instrumental Kadazandusun Tambunan. Pejabat Kebudayaan dan Kesenian Negeri Sabah. ",
"Pugh-Kitingan, J. (2007). From Brunei? Preliminary enquiries about Iranun gong-making and metalwork at Tempasuk, Sabah, Malaysia. In L. Billings & N. Goudswaarde (Eds.), Piakandatu ami Dr. Howard P. McKaughan (pp. 225-229 with photographs on CD). Linguistic Society of the Philippines and SIL Philippines. ",
"Pugh-Kitingan, J. (2017). Sources, sounds and meanings of turali (noseflute) music in Dusunic cultures of Sabah. Malaysian Music Journal, 6 (2),1-28. ",
"Regis, P. (1989). Demography. In J.G. Kitingan & M.J. Ongkili (Eds.), Sabah 25 Years Later 1963-1988 (pp. 405-450). Institute for Development Studies, Sabah. ",
"Smith, K.J. (2011). Introduction to the Iranun of Sabah. In J.U.H. Chin & K.J. Smith (Eds.), The Iranun of Sabah (pp. 1-22). Pelanduk Publications. ",
"Warren, J.F. (1981). The Sulu zone 1768 – 1898. The dynamics of external trade, slavery, and ethnicity in the transformation of a southeast Asian maritime state. Singapore University Press. ",
"Warren, J.F. (2002). Iranun and Balangingi. Globalization, maritime raiding and the birth of ethnicity. New Day Publishers. "
] | Jacqueline Pugh-Kitingan
115
Revisiting the Dusunic Boat Lutes of Sabah: Disappearing Musical
Traditions
Jacqueline Pugh-Kitingan
Faculty of Social Sciences and Humanities
and
Borneo Institute for Indigenous Studies
Universiti Malaysia Sabah
e-mail: [email protected]
*Corresponding author: [email protected]
Published: 9 December 2020
Cite this article (APA): Pugh-Kitingan, J. (2020). Revisiting the Dusunic boat lutes of Sabah: Disappearing
musical traditions, 9, 115-137.https://doi.org/10.37134/mjm.vol9.9.2020
Abstract
The Kadazan Dusun sundatang from Tambunan, the Rungus sundatang, and the Lotud gagayan are three kinds
of boat lutes from Sabah. Each is carved from a single log of jackfruit wood, but they vary structurally.
Resembling somewhat Philippine boat lutes, they differ from the sape-types of Sarawak and Kalimantan. They
are played solo in non-ritual contexts. The gagayan, however, was played in pairs and the Tambunan sundatang
was sometimes accompanied by a hand-held gong when accompanying the slow, sedate magarang sundatang
dance. Today, there are very few musicians playing the unique Tambunan sundatang, while the Lotud gagayan
has recently declined with the demise of older performers. The Rungus sundatang is still extant and continues to
be performed in many longhouses. This paper discusses these three types of Dusunic boat lutes, their structures,
performance practices and music, and suggests a possible origin for these kinds of instruments found in northern
Borneo.
Keywords: boat lutes, gagayan, Kadazan Dusun, Lotud, Rungus, Sabah, sundatang
Introduction
Boat lutes, so named by western scholars because their long slender soundboxes somewhat resemble
boat shapes, were once widely played throughout Borneo, the Philippines, and Central and Southern
Sulawesi. Those generally known as kucapi in the southern Philippines are normally double-stringed
and have small bodies and long necks (Brandeis, 2012, 2017, 2019). These differ from the various
kinds of sape or sampe found in Sarawak and Kalimantan that have short necks, long rectangular bodies,
and differing numbers of strings according to culture and location (Matusky, 1986, pp.188-189;
Matusky & Tan, 2017, pp. 286-287). Boat lutes are also played among the cultures of Central and
South Sulawesi and have narrow bodies like the Philippine types, but with short necks (Daud, 2011).
Sabah also has so-called boat lutes which, like those of the surrounding regions, are each carved from
single logs of certain kinds of jackfruit tree wood. Jackfruit woods are preferred, because they are soft
and can be easily carved into the required shape, and are also resistant to termites. The instruments
have two strings, with frets placed below the higher pitched string on the right side of the neck from the
observer’s viewpoint1.
Three main types of long-necked boat lutes are found among the indigenous Dusunic peoples
of Sabah.2 These include the sundatang of the Kadazan Dusun of Tambunan District, the sundatang of
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the Rungus of Kudat District, and the large gagayan of the Lotud of Tuaran District (Figure 1). Except
for the Lotud gagayan which was normally played in pairs, these are usually solo instruments. They
are performed in non-ritual contexts for entertainment and personal expression. These three boat lute
genres were chosen for discussion here because they represent three distinct types of such instruments
from three musical traditions that, until recently, were still being performed.
Figure 1. Map showing locations of villages mentioned in this article. (Source: Oliver Valentine
Eboy, 12 November 2020)
The ancient indigenous Dusunic Family of Languages consists of around ten major languages
(Ethnologue®, 2016). Dusunic ethnic groups traditionally inhabit parts of the central interior, western
and northern Districts of Sabah. They are non-segmented, acephalous societies with bilateral kinship
systems and gender balance. As large sedentary agrarian societies, they cultivate wet rice on alluvial
plains and dry rice in mountainous areas. Traditionally, they lived in villages composed of longhouses
in which each conjugal family occupied a private apartment. The last Borneo smallpox pandemic of
1904-1905 and World War II led to the demise of Dusunic longhouses, except among the Rungus where
many contemporary longhouses are found.
Of the three Dusunic cultures whose lutes are the focus of this discussion, the Kadazan Dusun
or Dusun are the largest single ethnic group in Sabah with a population of approximately 25% of the
state’s population (Regis, 1989, p. 415). They inhabit the Districts of Ranau, Tambunan, Kota Belud,
Penampang and Papar. There are dialectal and cultural variations across these areas. Those from
Jacqueline Pugh-Kitingan
117
Tambunan District, number around 33,000 (based on 2008 District Office figures and allowing for 10%
increase). The Rungus are the second largest Dusunic group with a total population of 120,000 to
150,000 (Porodong, 2012, p. 111). They are the original ancient inhabitants of the Kudat Peninsula in
northern Sabah. Around 150 years ago, a group migrated east to the Bengkoka Peninsula (part of
today’s Pitas District). Today, some mixed Rungus villages are also dispersed across Kota Marudu
District among the Kimaragang Dusun and other groups there. The Lotud number around 20,000 and
are the main ethnic group of Tuaran District (Ethnologue®, 2016).
I first heard about the sundatang while visiting my husband’s village, Kg. Karanaan3 of the
inland upland Tambunan District in 1977. This was a short three-month trip for a moginakan family
feast in honour of our marriage in 1976 in Australia. The instrument was said to be quite rare and many
people claimed they had never seen one. Later after returning to live in Sabah in 1982, I was able to
study this sundatang, as well as other instruments from Tambunan and the music associated with these.
Over the years, I have undertaken deeper research among many other local cultures. Recently, I have
re-examined and updated some of my earlier findings on the structure and nomenclature for parts of the
Tambunan sundatang.
Gleaned from decades of ongoing ethnomusicological research in Sabah, this article compares
the Kadazan Dusun sundatang from Tambunan, with the Rungus sundatang and the Lotud gagayan. It
seeks to answer the following questions. What are the differences in structure, performance practice
and context between the three main types of boat lutes played in their respective Dusunic cultures of
Sabah? What are the characteristics of their music? Are there organological relationships between
these lutes and those of surrounding regions? And finally, what is the status of these performance genres
in Sabah today?
The Kadazan Dusun Sundatang from Tambunan
The sundatang of the Kadazan Dusun from Tambunan has a small, somewhat diamond-shaped or oval
body with a neck of over a metre long. It is made from jackfruit tree woods, either nangko (Artocarpus
integer; Malay nangka) or timadang (Artocarpus odorartissimus; Malay tarap). During construction,
the front is hollowed out, then covered by a thin piece of wood with a bridge and a “nose” or
stringholder.4 The rounded tapered tuning pegs for the two strings are inserted diagonally into either
side of the pegbox that is an extension of the neck. The lower part of the body is carved into a large
thick “tail”. Of the two strings, the lower pitched one on the viewer’s left is made from wire (formerly
brass), while the other one on the viewer’s right nowadays is made from nylon string (formerly giman
root, botanical classification undefined). The latter is affixed to the neck roughly halfway along its
length with a small lump of beeswax (sopihut or sopinit). Four to seven frets of thin cane or tuai
(Calamus javensis), that has been cut crosswise, are gummed to the neck with beeswax under this string
below this lump. The other, longer string has no frets below it, and its sound functions as a drone in the
sundatang music.
During performance, the musician sits holding the sundatang vertically or tilted slightly to his
or her left, with the tail at the lower end of its body supported under the right thigh. The performer
strums and plucks the strings across the front of the body with the fingers of the right hand, while the
fingers of the left hand stop and unstop the fretted string on the right (Figure 2).
Madam Kimoi, now 88 years old, of Kg. Timbou (not far from Kg. Karanaan) is among the last
sundatang performers in Tambunan. She inherited her sundatang from her father. It is made from light
coloured nangko, the common jackfruit tree wood. The front of the instrument is also a piece of nangko
that was glued to the body with sopihut. According to Kimoi, the neck of the sundatang was originally
much longer, but the instrument was broken when someone grabbed it to hit a dog that had entered the
house when she was a child. Her father repaired the instrument, but the neck is shorter than it was
originally and there is now a joint that can be seen on the front below the frets and higher up across its
back. There are also only four frets on the front (Figure 3a and Figure 3b).
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Figure 2. Madam Kimoi (then around 54 years) of Kg. Timbou, Tambunan playing her father’s
sundatang. (Source: Jacqueline Pugh-Kitingan, 15 December 1986)
Figure 3a (left) Madam Kimoi, then aged around 53, showing the front and Figure 3b (right) back of
her sundatang. (Source: Jacqueline Pugh-Kitingan, 20 July 1985)
Jacqueline Pugh-Kitingan
119
Kimoi’s nomenclature for the parts of her sundatang is a mixture of terms for body parts,
functional words and, for the strings and frets, the materials from which they are made (Figure 4). She
refers to the pegbox at the top of the instrument as timbok, the term for a lady’s hair bun, while she calls
each of the tuning-pegs pongisusan, “the place that you turn” referring to the turning action of tightening
the strings on the pegs. Each string is wound onto its peg, which is then inserted into the pegbox. The
strings are collectively called pongombitan (“the place that you pluck”), but are individually named
according to the materials from which they are made. Thus, the longer string on the viewer’s left is
called kawot (that Kimoi pronounces as kawat), which refers to brass or metal wire and also conveys
the idea of tightening or tuning. The shorter string on the viewer’s right was traditionally made from
the root of the giman plant and hence was named giman. Nowadays, she uses thin nylon fishing line or
tansi for this string, and thus calls it tansi (some say tangsi).
Kimoi refers to the soundbox as the tinan or “body” of the instrument. It has a large hole at the
back and a smaller hole on the front between the pinonodu (wedge) or bridge, and the stringholder, the
comparatively short todung sundatang or “nose” of the sundatang. The base of the tinan extends into
a large thick tikiu or “tail” that supports the instrument under her right thigh during performance.5
Figure 4. The Kadazan Dusun sundatang from Tambunan with Kimoi’s labels. (Source: Jacqueline
Pugh-Kitingan, 30 November 2020)
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During 1987, I was able to interview the late Unsud bin Masigi of Kg. Karanaan, a sundatang
player then around 63 years old, who had inherited his instrument from his ancestors as far back as six
generations before. This had a similar structure to that of Kimoi’s sundatang, but it had a long neck
measuring 122 centimetres. The instrument was made from a single trunk of dark-coloured sturdy lugu
timadang or core of the timadang (Malay: tarap) a jackfruit tree from the forest. The body had been
hollowed out from the front, and the front face was made from lighter-coloured nangko wood. The
original tuning pegs had disintegrated, so Unsud had replaced them with rectangular pieces of nangko
wood (Figure 5).
Unsud labelled the parts of his sundatang using similar terminology to that of Kimoi. However,
he called the pegbox at the top of the instrument tuhu or “head,” and the tuning pegs were each named
pongiruson “the place that you tune” referring to tuning the strings. He called the neck tinggayan
“the place that can be held”.
There were seven groups of six notches each cut along each side of the neck from just below
the pegbox. Unsud explained that six of these groups were carved consecutively by his ancestors one
after the other who had learned to play the instrument, and each notch represented one year that a
particular ancestor took to practice playing the sundatang until they were proficient (a year was
estimated according to one padi-planting and harvesting cycle). Unsud had also carved the last group
of notches as a record of his years of practice. Each performer played the instrument throughout his
life, then it would be taken up by one of his children when he was too old to play. This indicates that
Unsud’s sundatang may be around 300 hundred years old. According to local legend, the ancestor who
originally made the sundatang is said to have used the instrument to bash and kill a large bugang or
flying eagle-like monster that was attacking and eating the people in the longhouse.6 Although Unsud
knew who his ancestors were, he would not tell me their names in accordance with Tambunan traditional
custom which forbids articulating the names of one’s forebears in conversation.
Figure 5. The late Unsud Masigi, around 63 years, with the sundatang inherited from his ancestors.
(Source: Jacqueline Pugh-Kitingan, 19 December 1987)
Jacqueline Pugh-Kitingan
121
The Kadazan Dusun sundatang of Tambunan is traditionally performed for entertainment in
the home. Its music imitates at a slower pace the patterns of tinondot, the music of the sopogandangan
gong ensemble that consists of a hand-held gong called koritikon when it is played in the ensemble,
seven hanging gongs of various kinds, and a single-headed drum. This ensemble accompanies dancing
or magarang. Sometimes, the sundatang can be accompanied by another person beating the koritikon.
This sundatang music accompanies the slow sedate magarang sundatang dance by a couple. In this
case, the dancers move their feet flat on the floor; the man raises his arms and hands only to waist
height, not shoulder height, and the woman raises her hands merely to hip height with her arms hanging
outwards, not curved upwards. Although rarely performed today, the magarang sundatang is suited to
dancing in a confined space such as a room, or private family apartment in a longhouse of the olden
days.
An example from the start of a sundatang performance by Kimoi is shown in Figure 6. The
syncopated rhythms are akin to the colotomic patterns of tinondot, but the pace of the music is much
slower. The kawot sounds around a major 6th below the open nylon or tansi string. The kawot forms a
drone below the melodic patterns played on the higher pitched string. These patterns freely imitate the
composite melodic structures of the gong ensemble music, but the rhythms of the music for dancing
can still be heard. Kimoi said that the kawot string provides a distinctive ringing metallic sound that
enhances the music. Unsud explained that the giman string was the leader in the music while the kawot
merely emphasized the beat.
Figure 6. Excerpt from the start of a sundatang performance by Kimoi. (Source: Jacqueline Pugh-
Kitingan, 1 March 1986)
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Figure 7 shows the basic colotomic pattern of tinondot by the sopogandangan ensemble from
Kg. Timbou and Kg. Karanaan. The koritikon is the small hand-held knobbed gong, while the karatung
is a single-headed native drum with tuning pegs around its head. The other instruments are various
kinds of hanging gongs, and each of these names denotes the rhythmic pattern that each instrument
plays. Each part combines to form vibrant rhythmic music that accompanies dancing in both social
ceremonial contexts (Pugh-Kitingan, 1988, pp. 26-27, 35, 43-45, 54-56; 2003, pp. 4-11, 35-37).
Here, the pitches shown beside the instrument names indicate the most audible frequencies in
the timbre of each instrument, while the time signatures provide an approximation of the basic beat.
The gongs labelled koritikon, bobogon, kuribadon, and kutoukutowon are generically called sanang in
Kadazan Dusun. They are smallish thick brass gongs of various sizes, each with a flat face around the
boss and a back diameter that is much smaller than the front. The tagung tatahis (“high-pitched
tagung”) and tagung tohombou (“low-pitched tagung”) are large, thin, narrow-sided, brass gongs,
generically called tagung, each with a raised ridge around the boss and back and front diameters of the
same size. The tongtoongon and tawag are generically labelled tawag and are large, heavy, deep-sided
brass or bronze gongs, each with a raised ridge around its large boss, and a back diameter that is much
smaller than the front. Here, the instruments are shown in order of their physical position in the
ensemble. Musically, however, the instruments enter koritikon, karatung, bobogon, kuribadon,
kutoukutowon, then the two interlocking tagung, followed by the two tawag. An individual gong is
known by its generic name until it is included in the ensemble. Then it takes on the specific musical
name of the part that it plays.
Figure 7. Basic colotomic pattern of tinondot or music of the sopogamdangan ensemble. (Source:
Jacqueline Pugh-Kitingan, 23 March 2012)
A comparison between Figures 6 and 7 shows that although the pace of the sundatang music is
much slower than tinondot, its syncopated beat reflects that of the gong ensemble performance. The
rhythmic patterns of the drone string recall the dominant beat of the koritikon and karatung, while the
melodic patterns of the upper string somewhat resemble the colotomic patterns of the hanging gongs.
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The Rungus Sundatang from Kudat
Unlike the lute from Tambunan, the sundatang of the Rungus of Kudat District is always a man’s solo
instrument played for personal expression or to entertain children and others in the longhouse. Rungus
women prefer to play the turali noseflute. As shown previously in the turali example from Kg.
Bavanggazo, Kudat, young women who were novice bobolizan (priestesses) in the traditional Rungus
religion used the turali to help them memorise rinait, the long sacred ritual poetry (Pugh-Kitingan,
2017, pp. 15-28). Although they were prohibited from chanting rinait outside of ritual contexts, they
could softly blow the tunes of the chants with the turali. Over time, women developed secular turali
performance that freely imitates the melodies of chants. The turali is thus a woman’s instrument among
the Rungus, while men prefer sundatang.
An example of a Rungus sundatang is that of Mogowan bin Malis, now around 64 years, from
Kg. Gombizau, Kudat, located not far from Kg. Bavanggazo. It is made from nangko wood (Figure 8).
Structurally this instrument has a deeper somewhat squarish soundbox, compared to the sundatang from
Tambunan, and has a comparatively shorter neck. Mogowan refers to this neck in the Rungus language
as randagan (“handle”), which conveys a similar meaning to tinggayan in Kadazan Dusun. The front
face of the body has a pattern of small holes above the stringholder, but there is no bridge. The
stringholder is longer and narrower than that of the Tambunan sundatang, and extends down to the end
of the front. This sundatang sometimes has a small thin carving at its lower end, but lacks the large
protruding tail at the base of the body that is part of the Tambunan sundatang.
When making a Rungus sundatang, the body of the instrument is hollowed out from the back.
Its strings are inserted into the two holes in the stringholder on the front, and also through two holes in
the pegbox. Each then exits through a hole in the pegbox to be wound onto a tuning peg. After the
strings are inserted, the back is covered by two thin layers of wood that are stitched with string or wire
at one end and gummed to the body (Figure 9). Both strings or hontol are made from wire (formerly
brass). Unlike the sundatang from Tambunan, each tuning peg is inserted at right angles into the pegbox
and then its short protruding end winds up the string. Its frets or ulob are chips of bamboo or cane, each
mounted vertically under the higher-pitched string in a mound of beeswax. This higher-pitched string,
on the lower front side of the neck when played, is stuck to the neck by a lapazan or fixed fret. Below
this there are five ulob, two (or sometimes three) on the upper part of the body, and the others along the
lower part of the neck.
In addition to functional terms in the Rungus language, Mogowan uses anthropomorphic body
parts terminology for most the sections of his sundatang (Figure 10). Thus, the soundbox is labelled
inan (“body”), its tiny tail at the end end is busul (“bottom” or “buttocks”), the front face is kangkab
(“chest”), and the sections at the top of the inan on either side of the randagan are its kazab
(“shoulders”). Its inner back layer is called likud (“back”), and this is covered by the outer atob or cover.
The long stringholder on the front of the kangkab is called the todung (“nose”) of the sundatang, while
the pegbox below the carving at the other end of the randagan is the ulu (“head”) and the two tuning
pegs are its tohingo (“ears”). The ulu or pegbox extends into a carved decoration or biningkoko.
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Figure 8. Mogowan from Kg. Gombizau, Kudat playing sundatang. (Source: Jacqueline Pugh-
Kitingan, 23 May 1992)
Figure 9. Rear view of Mogowan playing the sundatang showing its back and tuning pegs. (Source:
Jacqueline Pugh-Kitingan, 23 May 1992)
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125
Figure 10. The Rungus sundatang using Mogowan’s labels. (Source: Jacqueline Pugh-Kitingan, 30
November 2020)
Unlike the sundatang from Tambunan, however, this instrument is held horizontally in the lap
with the neck pointing to the player’s left like a guitar, and the fretted string is plucked with the nail of
the little finger of the right hand while the thumb plays the unfretted string as shown in Figure 8. The
soft-sounding music of the sundatang can imitate various Rungus songs, and also the Rungus
pongigalan or gong ensemble music for accompanying mongigol (Rungus dancing). In pieces that
imitate pongigalan, the performer will periodically knock his right forefinger on the kangkab above the
strings to freely suggest the tontog or single-headed drum that is played with the hanging gongs. This
performance is to entertain children and others in the longhouse.
There is not room here to give a detailed discussion of Rungus sundatang music. A fragment
of a performance by Mogowan, then aged around 36 years, is transcribed in Figure 11. The music in
this example freely imitates the traditional Rungus song called “Mamaranggi”.
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Pitches by ear
Figure 11. Excerpt from the start of a sundatang performance imitating a song Mamaranggi, by
Mogowan (Source: Jacqueline Pugh-Kitingan, 2 July 2020)
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As shown here, the pitch of the unfretted string sounds an octave below that of the open fretted
string. This music is very soft, and its overall sound is dominated by the sonorous drone of the unfretted
string that is played with the right thumb. In this short excerpt, the performer does not use the two
highest pitches of the fretted string. The music is characterised by recurring grace notes and occasional
semiquaver and demisemiquaver-like motifs. The latter are extremely soft, and are produced as the
performer rapidly plucks the higher-pitched string, with the nail of the little finger of the right hand.
The soft but penetrating sound of the Rungus sundatang can be heard throughout the longhouse,
even in private family apartments at the farthest end of the building. When played at night, it has a
soothing effect that is said to help children settle down to sleep.
The Lotud Gagayan from Tuaran
Like the Rungus sundatang, the gagayan lute of the Lotud from Tuaran District of Sabah is traditionally
a man’s instrument, while women prefer to play the turali. As shown previously in the discussion of
turali from Kg. Dungang, Tuaran, women play two sizes of noseflute to copy the tunes of secular songs
for entertainment (Pugh-Kitingan, 2017, pp. 19-22). The gagayan, however, is a large, loud instrument
that was considered too heavy and cumbersome for a woman to comfortably play. It is much larger
than the Kadazan Dusun and Rungus lutes, and is held horizontally in the lap pointing to the player’s
left like the Rungus sundatang, but is supported by a cord worn around the performer’s neck.
Traditionally, gagayan were often played in duets (batangkung).
The late Liput bin Enah and the late Tombung bin Ambing of Kg. Tutu often played their
gagayan together in batangkung (Figure 12). Each instrument was made from nangko, described as
kulipapo or softwood, but timadang could also be used for making a gagayan. Tombung’s instrument
had a dark brown colour and appeared to be much older than that of Liput.
Like the Rungus sundatang but unlike the sundatang from Tambunan, each gagayan lacked a
bridge on their fronts. They had been hollowed out from the back during construction, and the open
back was covered by two layers of thin wood as tutub (“covers”). The outer layer of the tutub had a
large carved hole or ruang (“space”) in the middle. The ruang on Tombung’s gagayan was heart-
shaped, while that of Liput was oval-shaped. These two layers of thin wood were gummed into the
frame of the hollowed out back of the gagayan. They were not stitched to the body with metal wire,
like the Rungus sundatang (Figure 13).
Both musicians used similar terminology for the parts of their gagayan (Figure 14). The large,
deep, somewhat rectangular soundbox is called inan (“body”), while the long stringholder is the odung
(“nose”). The two brass strings or obuk enter this at the front of the body, as on the Kadazan Dusun
and Rungus sundatang, but are wound across the front of the odung through a series of small holes on
either side. Above the odung, the front of the inan features a series of tiny resonance holes or lobu that
form a triangular shape. At the end of the inan, each instrument has the carving of the shape of an
animal head. Liput’s very large gagayan has the head of a horse or kuda, while that of Tombung’s has
the head of a deer or binanjou.
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Figure 12. Liput (left, 60 years) and Tombung (55 years) playing their gagayan in batangkung (duet).
(Source: Jacqueline Pugh-Kitingan, 8 August 1985)
Figure 13. A rear view of three gagayan showing their double-layered back covers (Source:
Jacqueline Pugh-Kitingan, 6 August 1985)
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129
The long, thick neck of the gagayan is named tonok or “calf” (leg), and the pegbox extends into
carved design called a kuku or “tail”. The kuku on Tombung’s gagayan is carved into the shape of a
deer’s tail, while that of Liput has a curled shape like a horse’s tail. A decorative cloth or wiriwiri is
hung from the kuku.
These gagayan have two metal strings called obuk, and the string on the bottom, when held in
a playing position, is stuck halfway along the tonok with a piece of beeswax gum or tukod. Six thin
cane frets or soludon are stuck flat against its long neck under the inner string below the tukod, like the
frets on the Tambunan sundatang. There is a cut-out section on the front of the pegbox where the
strings enter. Each tuning peg turns the strings inside the pegbox. The tuning pegs are called simbong
(“earrings”), because they stick out perpendicular to the pegbox like a pair of woman’s earrings.
Figure 14. The structure of Liput’s gagayan (Source: Jacqueline Pugh-Kitingan, 30 November 2020)
Essentially the same terminology for the parts of their instruments was used by the late Reja
bin Ambayang of Kg. Dungang and the late KK Lintar bin Ugau (then both in their late 50s) whom I
recorded playing their gagayan duet at Kg. Tutu Solupuh in January 1996. Reja and Lintar, however,
used the term kinuda for the pegbox and distinguished it from the kuku. The strings of their gagayan
were also made from wire, but Lintar explained that in former times both strings were made from giman.
Guitar wire has a louder, more brassy sound than giman root, and is more durable.
Gagayan performance was traditionally regarded as a highly esteemed art form, and was played
in secular social contexts. The music produced was usually a free imitation of old traditional songs.
These may be discerned from the recorded performances, but the melodic notation of batangkung defies
detailed transcription. The instruments are deep-sounding, very loud, and each performer has his own
particular tuning that produces a combined discordant texture in the duet. Figure 15 shows two
recurring rhythmic motifs from the performance by Liput and Tombung. Strident variations of the first
motif, alternated with overlapping triplet-like figures of the second. As in Reja’s and Luntar’s duet, the
sounding of the two instruments was not always synchronous. Some passages are drowned out,
especially in episodes with rapid ornamental motifs that are not played together in time. The lower-
pitched strings also dominate the timbre, making frequency differentiation difficult.
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Figure 15. Recurring motifs in gagayan music
Relationships with Boat Lutes from Surrounding Areas
The Tobilung Dusun who inhabit the hilly area between northern Kota Belud and Kota Marudu Districts
also play sundatang, as do the west coastal Kadazan of Penampang and Kinarut. The Kimaragang
Dusun of Kota Marudu formerly played sundatang, but it appears that this instrument is no longer
extant. These instruments were said to resemble the sundatang of the Rungus, being hollowed out from
the back of the soundblox. The Tobilung instrument, however, had cane frets stuck flat against its neck
and body. This instrument today has been modified with a guitar pegbox and six strings, of which four
sound sympathetically below the two main strings. The rare coastal Kadazan sundatang has frets
mounted in beeswax and tuning pegs inserted perpendicular to the pegbox. The sundatang is also found
in a couple of villages among the Dusun in Ranau District in the interior of Sabah to the northeast of
Tambunan District (Johan Adam Kitingan, personal communication, 30 June 2020).
The Labuk Dusun (also known as Labuk-Kinabatangan Kadazan or Eastern Kadazan) of
Beluran District also have a lute called sundatang. This instrument, however, resembles a long gambus
lute with a large bulbous soundbox that is hollowed out from the front and covered with thin wood or
goat skin. It has six strings. Although this instrument indicates diffusion from contact with east coastal
Muslim communities, it plays music in the same social contexts as the older sundatang instruments of
Sabah (Alut, 1991, pp. 26,102).
Apart from the Dusunic instruments discussed above, boat lutes were also found among other
cultures in Sabah. The Iranun of Kota Belud District (formerly Tempasuk) on the west coast of Sabah,
a former maritime people of the Danao Language Family, also played a kudiapi that is no longer extant
but is said to have resembled some of the Maranao kutiyapi from Mindanao (Brandeis, 2012; 2019, pp.
27-28). The Iranun and Maranao speak related Danao languages and have close historical connections.
As mentioned above, Sabah’s boat lutes are quite different from the sape types of Sarawak and
Kalimantan further south in Borneo that have short necks, larger rectangular bodies and varying
numbers of strings (Matusky, 1986, pp. 188-189; Matusky & Tan, 2017, pp. 286-287). It is possible
that Dusunic lutes in Sabah may have either developed through coastal trade with the Iranun, or that the
Iranun may have acquired indigenous lutes from Dusunic peoples in northern Borneo and spread them
through trade into the wider southeast Asian region.
It is not known when the Iranun first settled in northern Borneo, but they were already present
on the coast of Tempasuk before the arrival of Maranao refugees fleeing volcanic eruptions in Mindanao
from before 1667 and around 1765 (Warren, 1981, pp. 149-150; 2002, pp. 45-47). Linguistically, Sabah
Iranun predates Maranao (McKaughan, 1996; Smith, 2011, pp. 5-6). In previous centuries, Sabah’s
Iranun were metallurgists and major maritime traders of slaves, brassware, textiles, horses and other
goods across southeast Asia under the Brunei Empire and later (Gowing, 1987, pp. 150-160; Pugh-
Kitingan, 2007).
From the 15th to 17th centuries, the Brunei Empire controlled Sarawak, all the coastal areas of
northern Borneo (today’s Sabah), and parts of the Philippines as far north as Manila (Bala, 2005; Warren
2002, p. 20, pp. 33-34). The Iranun of northern Borneo formed important linkages between Brunei other
peoples throughout the region. In Sabah, Iranun trading posts were located at river mouths along the
west coast from Mengkabong in Tuaran up to Indarasan in Kudat and also at Marudu Bay in northern
Sabah, as well as at Tungku in today’s Lahad Datu District on the east coast (Warren, 2002, pp. 126-
137).
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The Iranun have historical trading relationships with the Rungus of Kudat, the Kimaragang of
Kota Marudu, the Dusun Tindal of Kota Belud (a branch of the Kadazan Dusun), and also the Lotud of
Tuaran. Iranun culture strongly influenced that of the west coast Bajau, a member of the Sama’ Family
of Languages who were traditionally fishing communities along the shores of Tuaran and Kota Belud
Districts. It appears, however, that the Bajau did not play boat lutes.
Dusunic peoples from the interior also periodically trekked over the Crocker Range to the west
coast to trade their rice for salt with coastal communities, as well as gongs, brassware, woven headcloths
and ceremonial textiles. Although they differ in culture and religion, individual Iranun traders
sometimes formed dyadic “blood brother” relationships with their longstanding indigenous trading
partners, especially among the Rungus and Lotud. The Rungus also acquired a rare embroidered
headcloth through trade with the Suluk (Taosug) from the Philippines.
Hence, it is possible that certain kinds of long-necked boat lutes may have either spread from
northern Borneo into the southern Philippines, or come into Sabah’s indigenous cultures through
sporadic maritime trade. Brandeis (2019, p. 49) states that the small box-like sundatang of the Rungus
is the origin of the large box-like boat lutes of the Pala’wan of Palawan and the Higaonon of Mindanao.
He attributes the presence of such lutes among this in the Philippines to trade under the Brunei Empire.
During a visit to Puerto Princesa, Palawan in 1995, I saw many such boat lutes for sale in handicraft
shops. They closely resembled the Rungus sundatang, but came in three sizes. The smallest from base
to pegbox was the same size as the Rungus instrument, while the largest was up to a metre longer than
the height of a man.
It should also be noted that the Bonggi, the indigenous people of Banggi and Balambangan
Islands to the north of the Kudat Peninsula, speak a language of from Palawanic Family (Ethnologue ®,
2016). It is not known whether they played boat lutes, however, nor how much traditional contact they
had with the Rungus.
Brandeis’ extensive research on the Philippine boat lutes has identified and mapped 23 different
types played in 37 indigenous cultures, encompassing the islands of Mindanao, Palawan and parts of
Mindoro (Brandeis, 2017, pp. 36-37; 2019, pp. 17-24). Apart from connections with the Rungus
sundatang, there are other structural similarities and differences between the Philippine boat lutes and
the Sabah instruments. Brandeis notes that Philippine boat lutes are each carved from a solid log of
wood and the body is usually hollowed out from the back then covered with a thin wooden board. This
single board is often tied to the body by wire or string, or just nailed or glued, and has a sound hole or
a pattern of little holes. Some lutes have carved animal heads at the ends of their bodies. Most have
two strings—the fretted one plays melodies and is held fixed by a “zero fret”, while the unfretted one
plays a drone and provides rhythmic emphasis in the music. The two tuning pegs are round sticks with
handles, inserted laterally into both sides of the pegbox. The Manobo lute, however, has obliquely-
inserted tuning pegs that cross inside the pegbox. The stringholder on a Mindanao lute is very long and
also functions as a bridge. On large boat lutes, the frets are chips of wood mounted in gum under the
melodic string, and some frets may be glued to the front of the soundbox. The two strings are usually
of the same material, either metal or formerly root. Mindanao lutes have a cut-out nut section at the
peg box to support the strings (Brandeis, 2012, pp. 6-7; 2019, p. 8-10).
The Rungus sundatang and Lotud gagayan are somewhat similar to these, except that they have
two layers of wood covering their backs. The two Rungus sundatang back boards are usually stitched
at one end and glued to the body, while the gagayan resonance boards are both glued into the back of
the instrument. The gagayan also has a horse or deer head carved at the end of the body and a carving
of the animal’s tail at the end of the pegbox. Horses are not normally part of Lotud culture, but they
were significant in Iranun culture. The body shape of the gagayan, however, is different from most of
the Philippine boat lutes. Both the Rungus sundatang and gagayan have somewhat box-like
soundboxes, but the gagayan sides are more rounded than the Rungus sundatang. Apart from the
Pala’wan and Higaonon instruments observed by Brandeis, it appears that the Philippine instruments
lack the distinct shape demarcation between body and neck of the Sabah lutes (Rungus kazab or
“shoulders”).
Like the Philippine instruments, however, both lutes have two metal strings, and tuning pegs
inserted at right angles to their pegboxes. The stringholders on the Rungus sundatang and Lotud
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gagayan each function as a bridge. The frets of the Rungus instrument are mounted vertically in
beeswax, and the fretted string is held in place by a lump of beeswax (a “zero fret” in Brandeis’
terminology). The strings on a Rungus sundatang enter the top of the neck through two small holes in
the wood, and exit to be wound by the tuning pegs. The gagayan, however, has a cut-out nut section at
the base of the pegbox that Brandeis noted on Philippine lutes, and the strings are turned for tuning
inside the pegbox.
The Tambunan sundatang shares some similarities with these other lutes. The body, however,
is hollowed out from the front. The instrument has a bridge on the front face, a short stringholder, two
strings of different materials and diagonally inserted tuning pegs. The holes in its pegbox are
unconnected, and the tuning pegs do not actually cross each other. During performance, it is held in an
upright position, unlike the other two types that are held horizontally.
There are some similarities, however, in performance technique between the Sabah lutes and
Philippine boat lutes. It appears that most of the Philippine instruments are held somewhat horizontally,
like the Rungus sundatang and gagayan. While most Philippine instruments are played with a plectrum
tied to the index finger of the strumming hand, the Pala’wan, Agusan Monobo and Subanen use their
bare fingers (Brandeis, 2019, p. 61), as do the Kadazan Dusun and Lotud musicians. The Pala’wan use
the fingernail of little finger of their right hand to pluck the fretted string (Ibid.) like the Rungus. In
some Philippine performances, the musician may hit their thumb on the front of the body to copy the
sound of a drum (Ibid.). As mentioned above, Rungus musicians also do this to imitate the tontog drum
in pieces based on their gong ensemble music. These characteristics also support Brandeis belief that
the Rungus sundatang is probably the origin of the Pala’wan and Higaonon instruments.
In terms of performance practice, the Philippine instruments are sometimes played solo for
personal entertainment, while some may accompany dancing and others may be played with a tube
zither or a drum (Brandeis, 2019, pp. 64-67). As shown above, the sundatang from Tambunan formerly
accompanied the magarang sundatang dance and was occasionally played with a hand-held koritikon
gong. Gagayan, however, were usually played in duet, while the Rungus sundatang was always solo.
Boat lutes are also played in Central and South Sulawesi. With the recent diaspora of Bugis
people from southern Sulawesi into Tawau, especially from the 1960s onwards, the Bugis kecapi has
come to Sabah. Like other boat lutes, this instrument has a long sleek body and two strings, but has a
short neck. It is comparatively small and is held more or less horizontally, but its neck can point left or
right according to preference, and is played with a plectrum. It is often performed in a group of two or
three. It has become a significant feature of Bugis culture in Sabah, and is played solo or with other
instruments during important social events (Daud, 2011).
Current Status of the Sabah Genres
In Tambunan, Kimoi has continued to perform her father’s sundatang over the years. Recently while
she was away on a short trip, however, some children playing around in her house found the sundatang,
broke the strings, smashing its face, and losing its bridge and one of its tuning pegs in the process. This
has caused considerable distress for Kimoi, and attempts are underway to repair the instrument.
Unsud passed away some decades ago. His brother Muja faithfully kept the old sundatang that
was handed down over generations in their family, but the instrument is no longer played. It is believed
that there is a spirit guarding the instrument, due to its great age.7
Meanwhile further south in Tambunan, Thadius Yongut, a renowned sompoton (mouthorgan)
and suling (mouth flute) performer from Kg. Tikolod, has slowly been making a sundatang and intends
to learn to play the instrument. The body of this instrument is also cut out from the front, like those of
Unsud and Kimoi. Hopefully he will pass on this skill to younger generations.
The Rungus sundatang is still extant and continues to be played by middle-aged and elderly
men as a pastime in many longhouses. The comparative continuing popularity of the sundatang among
the Rungus may be largely due to the homestay tourism that has developed in several villages among
the Rungus of Kudat, such as Kg. Bavanggazo where tourists come to experience Rungus culture and
music.
Lotud gagayan performance was very common up to fifteen years ago, but today most
performers have passed away. Only one very elderly musician remains, and he no longer plays the
instrument. The rapid decline of the gagayan is largely due to a lack of interest by younger men, and
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the invasive presence of new digital media among youths, especially cellular telephones with games.
Younger men who often work away from their home villages, lack the time and patience to develop the
skill of gagayan performance.
Conclusions
Sabah’s long-necked boat lutes are traditionally found in many Dusunic cultures, and constitute skilled
artistic genres, being played in non-ritual contexts for entertainment. All three instruments discussed
above are made from varieties of jackfruit tree wood, and have two strings with the lower-pitched string
on the viewer’s left and the higher-pitched one, that is affixed to the neck and has frets below, on the
viewer’s right.
The sundatang from Tambunan differs markedly from the other two boat lutes examined here.
During construction, its body is hollowed out from the front, not the back like the other instruments. It
has a bridge on the front of its body, and its frets are pieces of thin cane affixed flat against its neck. Its
two strings are made from different materials—the deeper sounding one from wire (formerly brass),
and the higher pitched from nylon string (formerly giman root). The tuning pegs are inserted into its
pegbox at an angle, rather than at right angles to the neck like the other instruments. During
performance, this sundatang is held upright, with its “tail” supported under the musician’s right thigh.
In Tambunan, both men and women can be sundatang players. This suggests that the sundatang genre
from Tambunan represents a different tradition from those of the other two lutes, one that developed
relatively independently in the interior of Sabah.
The Rungus sundatang and the Lotud gagayan are normally men’s instruments. They are each
constructed with the back hollowed out and covered by two layers of thin wood. While the gagayan
has small cane frets stuck against its neck, the Rungus sundatang has its bamboo frets inserted vertically
into mounds of beeswax under the higher-pitched string. The Rungus sundatang has a somewhat box-
like body, while the gagayan has more rounded sides. Both of these lutes are held horizontally in the
lap like a guitar unlike the Tambunan instrument. Although the structures of their pegboxes are
different, both lutes have their tuning pegs inserted at right angles to the pegboxes.
All three of the instruments discussed here use some anthropomorphic body parts terminology
in labelling sections of their instruments. The two sundatang instruments identify the pegbox with head
or parts of the head, and the base of the soundbox with a tail or buttocks. The gagayan, however, has
the carving of the head of a deer or a horse at the end of its soundbox with the corresponding zoomorphic
tail carved at the end of the pegbox. The neck is described as a calf (leg), however, and the tuning pegs
as a woman’s earrings.
It is clear from the indigenous nomenclature for the parts of these instruments that the western
organological description of these lutes as “boat lutes” is culturally invalid. From indigenous
perspectives, these lutes have nothing to do with boats. For the Kadazan Dusun and Rungus, the lutes
are akin to a human form with the pegbox as the head, and the soundbox as the body. Apart from the
designation of tuning pegs as “earrings”, the Lotud gagayan presents a reversal of this form with the
carved animal head at the end of the body, its carved tail and the end of the pegbox and a leg between
body and tail. The three instruments vary in terms of their sound dynamics. The Rungus sundatang is
very soft, while the gagayan is very loud especially when played in pairs.
The origins of these lutes in northern Borneo can only be postulated here. Clearly, they are part
of a regional complex of such instruments throughout Borneo, the southern Philippines and parts of
Sulawesi. The Sabah instruments, however, are structurally very different from the sape types of
Sarawak and Kalimantan as documented by Matusky, and even the Bugis kecapi from Tawau, Sabah,
studied by Daud (2011).
The age of Unsud’s sundatang, suggests that distinctive boat lutes were being made and played
hundreds of years ago in Tambunan which was then a remote interior area of Sabah. Brandeis
recognises the Rungus sundatang as the forebear of similar box-shaped lutes in Palawan and Mindanao.
On the other hand, the horse or deer head carvings on the gagayan and the cut-out nut section on its
pegbox are somewhat similar to those on boat lutes documented in by Brandeis in the Philippines. It is
possible that the local Lotud gagayan may have developed under influence from Philippine boat lutes
Malaysian Journal of Music Vol. 9 (115-137)
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through coastal trade generations ago. But this is speculative and this requires more research. It
appears, nevertheless, that northern Borneo may have been a source for diverse kinds of long-necked
boat lutes from different cultures in previous eras.
More research needs to be done specifically on long-necked lutes from other Dusunic groups,
and any such instruments among other indigenous cultures in Sabah. It would also be providential if
any surviving Iranun kudiapi from Sabah was found, so that structural linkages to the either the Sabah
lutes, such as gagayan, or else to the Maranao kutiyapi of the Philippines could be determined. With
the sudden cessation of gagayan performance in Tuaran and the gradual decline of the sundatang from
Tambunan, these worthwhile performance traditions will become lost as new digital media takes the
place of traditional entertainment.
Acknowledgements
I wish to acknowledge all the sundatang and gagayan performers who have allowed me to record their
music over the years. I also want to thank Dr. Paul Porodong, Research Associate, Institute of Borneo
Studies, Universiti Malaysia Sarawak (UNIMAS) for checking my spelling of Rungus terms and
providing information about sundatang players from Kudat, Miss Judeth John Baptist, Operations
Manager, Koisaan Cultural Village, Penampang, and also En. Frankie (son-in-law of Madam Kimoi)
for checking my gagayan information and spelling of Lotud terms, and from Tambunan, En. Julius
Kulip, Ethnobotanist, Institute of Tropical Biology and Conservation and Fellow of Borneo Institute for
Indigenous Studies (BorIIS), Universiti Malaysia Sabah (UMS), for botanical information, my nephew
Johan Adam Kitingan, and my husband Laurentius Kitingan for checking my information on the
Kadazan Dusun sundatang. I also wish to thank Dr. Oliver Valentine Eboy, Senior Lecturer, Geography
Programme, Faculty of Social Sciences and Humanities, and Research Fellow, BorIIS, UMS, for
preparing the map, and especially Miss Fifiana Christin Morie for taking the time to convert my musical
transcriptions into digital format.
Glossary
atob – “cover” (Rungus), the outer layer of wood that covers the of the inner back layer of a Rungus
sundatang soundbox
batangkung – a duet by Lotud gagayan performers
binanjou – “deer” (Lotud), the deer-head carving at the end of a gagayan soundbox
biningkoko – decorative carving at the end of a Rungus sundatang pegbox
bobolizan – priestess of the traditional Rungus religion
bugang – a legendary eagle-like monster that attacked people in longhouses on the Tambunan plain
busul – “buttocks” (Rungus), the base of the soundbox of a Rungus sundatang
gagayan - the large long-necked lute played by Lotud men
gambus – a multi-stringed, pear-shaped lute of middle eastern origins, found in certain coastal
communities of Sabah
giman – a plant with long roots traditionally used for the fretted string on a Kadazan Dusun sundatang,
and also formerly used for gagayan strings
hontol – brass or wire strings on a Rungus sundatang
inan – “body” (Rungus; Lotud), the soundbox on a boat lute
kangkab – “chest”, the front of a Rungus sundatang
kawot – brass or metal wire (Kadazan Dusun) used for the unfretted string on a sundatang
kazab – “shoulders” (Rungus), the top of the soundbox of a Rungus sundatang, around its neck
kecapi – the boat lute played among the Bugis community
kucapi – a common term for boat lutes in the Philippines
kuda – “horse” (Lotud; Malay), the horse-head carving at the end of a Lotud gagayan
kudiapi – the boat lute formerly played among the Iranun of Sabah; no longer extant
kuku – “tail” (Lotud), the carving of an animal’s tail at the end of a gagayan pegbox
kulipapo – “softwood” (Lotud)
kutiyapi – the boat lute of the Maranao of Mindanao
Jacqueline Pugh-Kitingan
135
lapazan – the ‘fixed fret’ or piece of sopinit that fastens the melodic string on a Rungus sundatang to
its neck
likud – “back” (Rungus), the inner back cover of a Rungus sundatang
lobu – tiny resonance holes on the front of a Lotud gagayan
magarang – Kadazan Dusun dance from Tambunan
magarang sundatang – rare sedate dance by a couple accompanied by the sundatang from Tambunan
mongigol – general term for Rungus dancing
nangko – common jackfruit tree (Artocarpus integer; Malay nangka)
obuk – the strings on a gagayan
odung – “nose” (Lotud), the string-holder on the front of a gagayan
pinonodu – “wedge” (Kadazan Dusun), the bridge on the front of a sundatang
pongigalan – music played by the Rungus gong ensemble
pongiruson – “the place that you tune” (Kadazan Dusun) for tuning pegs on a sundatang
pongisusan – “the place that you turn” (Kadazan Dusun) another term for tuning pegs on a sundatang
pongombitan – “the place that you pluck” (Kadazan Dusun) for the strings on a sundatang
randangan – “handle”, the neck on a Rungus sundatang
rinait – sacred ritual poetry memorised and chanted by priestesses in traditional Dusunic religions
ruang – “space” (Lotud), the large resonance hole in the outer layer of the back cover of a gagayan
soundbox
sape – the long rectangular boat lute of Sarawak and Kalimantan; also called sapeh, sampe, according
to dialect and location
simbong – “earrings” (Lotud), the tuning pegs on a gagayan
soludon – the frets on a Lotud gagayan
sopihut – beeswax (Tambunan dialect, Kadazan Dusun) also called sopilut, sopinit in other dialects and
languages
sopogandangan – gong ensemble from Tambunan consisting of a hand-held gong, and single-headed
drum and seven hanging gongs of various types
sundatang – different kinds of double-stringed boat lutes played in various Dusunic cultures in Sabah
tansi – nylon fishing line used nowadays for the fretted string on a sundatang from Tambunan (also
called tangsi)
tikiu – “tail” (Kadazan Dusun), the support at the base of a sundatang from Tambunan
timadang – a forest jackfruit tree (Artocarpus odorartissimus; Malay tarap) among the Kadazan Dusun
timbok – a lady’s bun (Kadazan Dusun) used for the pegbox on a sundatang from Tambunan
tinan – “body” (Kadazan Dusun), the soundbox of a sundatang
tinggayan – “the place that you hold” (Kadazan Dusun), the neck of a sundatang from Tambunan
tinondot – gong ensemble music from Tambunan
todung – “nose” (Kadazan Dusun, and also Rungus), the stringholder on the front of a sundatang
tohingo’ – “ears” (Rungus), refers to the tuning pegs on a Rungus sundatang
tonok – “calf of a leg” (Lotud), referring to the neck of a gagayan
tontog – single-headed drum played in the Rungus gong ensemble
tuhu – “head” (Kadazan Dusun) also used for the pegbox on a sundatang from Tambunan
tukod – “gum/glue” (Lotud), referring to the beeswax that sticks the gagayan melodic string to its neck
turali – noseflute played in Dusunic cultures
tutub – “cover” (Lotud), two layers of thin wood that cover the back of a gagayan soundbox
ulob – frets on a Rungus sundatang, mounted in beeswax under the melodic string
ulu – “head” (Rungus), the pegbox on a sundatang
wiriwiri – decorative cloth or tassel hung from the end of a gagayan pegbox
Endnotes
1 This article has been adapted and updated from my paper entitled “The Long-Necked Lutes Sundatang and
Gagayan of Sabah and Their Performance: Disappearing Traditions” that was presented at the 12th International
Borneo Research Council Conference that was held at Universiti Malaysian Sabah from 5-7 July 2014.
Malaysian Journal of Music Vol. 9 (115-137)
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2 Sabah has approximately 60 Austronesian languages of whom around 33 are indigenous to the state itself and
mostly comprise the indigenous Dusunic, Paitanic and Murutic Families of Languages. Previously, I have
sometimes used the ambiguous term isoglot to describe speakers of these indigenous languages. Since some
scholars apply this to dialects, however, I no longer the term for distinct language groups.
3 Kg. is an abbreviation of Kampung (village), the official designation of a village in Malaysia.
4 I have deliberately avoided using the term “tail piece” and instead have used
“stringholder” for the ‘nose’ on the front of these lutes, so as to avoid confusion with the tikiu or “tail” at the
base of the body of a sundatang from Tambunan and the kuku or “tail” carved at the end of the pegbox of a
Lotud gagayan.
5 When I originally recorded Kimoi playing sundatang in 1985, I was not yet familiar with the nuances of the
Dusun language nor of the local usage of the Sabah Malay dialect. Hence, some of these terms have been
corrected here from my earlier publications (Pugh-Kitingan, 1988, p. 42; 2003, 29). Recently, I asked her the
name for the neck of the instrument, but she could not recall it.
6 In ancient times, the Dusun of today’s Tambunan District (that takes its name from the Tambunan dialect
spoken in Kg. Karanaan and nearby villages) lived in longhouses. Kg. Karanaan itself had three longhouses.
According to legend, at one time this village was attacked by a large, eagle-like, monster who regularly flew
into a longhouse at night through the open space between the eaves and the wall, and killed or carried off
sleeping children and small adults to eat. People say streaks of flames were emitted from its tail as it flew. One
night, Unsud’s ancestor who had made the sundatang hid near the wall where the creature flew in under the
eaves, holding the instrument. As the creature entered, he clubbed it to death with the sundatang, thus saving
the people from being killed. There are variations on this legend today throughout villages in Tambunan
District.
7 Unsud said that whenever he took out the instrument to show and play for visitors, it would suddenly rain
heavily. Indeed, my recording of his performance was spoiled by heavy rain on the zinc roof of his bamboo
house. Yet, I also observed him carrying the sundatang to local Kaamatan harvest festivals during fine weather
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Biography
Jacqueline Pugh-Kitingan is professor of Ethnomusicology in the Faculty of Social Sciences and
Humanities and Head of the Culture, Heritage and Arts Cluster of the Borneo Institute for Indigenous
Studies, at Universiti Malaysia Sabah, where she previously held the Kadazandusun Chair (2003-2015).
She graduated BA Honours (Class I) from Monash University (1976) and PhD from the University of
Queensland (1982) with theses on the music of the Huli of Papua New Guinea. She first came to Sabah
in 1977, having married a member of the Kadazan Dusun, Sabah’s largest indigenous group, in 1976.
She has conducted ethnomusicological research among many of Sabah’s cultures. Winner of two
PEREKA gold medals, her research interests include music and language, music, dance and ritual
processes, organology, ethnographic mapping, the sociolinguistic review of Ethnologue® descriptions
of languages in Sabah, the megalithic culture of Tambunan, and the Sabah Native Courts and customary
law. She is a Fellow of the Borneo Research Council, a member of the ICTM Study Group on
Performing Arts in Southeast Asia, sits on expert committees of Jabatan Warisan Negara Malaysia,
and was Adjunct Research Fellow of Anthropology in the School of Political and Social Enquiry,
Monash University (2009-2010).
|
Malaysian Journal of Music Vol. 9 (2020) | Jimmy Boyle, composer, catalogue, music manuscripts, intertextuality | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/324 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/3863 | Intertextual Observations of Jimmy Boyle’s Handwritten Manuscripts | Our study on Jimmy Boyle (1922-1971) has been one that attempts to unfold the many facets of his creativity against the single-dimensional image of a patriotic songwriter. His sentiments as songwriters of many kind, a jazzman, and a cultural enthusiast have been proven through his different branches of work that are at times seem contrasting with each other in compositional styles. As a result of a long term archiving project, this paper reveals the entire set of handwritten artefact left after his death in 1971 and was recovered in Universiti Putra Malaysia in 2014, namely some 177 items of Boyle’s handwritten manuscript, that contains unpublished, published compositions as well as hand copy of others’ compositions. Main methods employed were that of the construct of taxonomy, and some cross-examination of the items covered within the catalogue mooted by the concept of intertextuality. Through narrating the interlinks between multiple manuscripts surrounding ‘Mutiara Ku’, ‘Pulau Pinang’ and ‘Medhini’, the process of composition was brought to life in displaying the all rounded capacity of Boyle. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/3863/2698 | [
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] |
Malaysian Journal of Music Vol. 9 (138-168)
ISSN 2300-9366, eISSN 2300-9331
138
Intertextual Observations of Jimmy Boyle’s
Handwritten Manuscripts
Chan Cheong Jan, Kwan Chiou Yueh*, Lee Sze May,
Music Department, Faculty of Human Ecology, Universiti Putra Malaysia,
Serdang, 43400 Selangor, Malaysia
e-mail: [email protected]
James Boyle
Faculty of Music, National Academy of Arts, Culture and Heritage (ASWARA)
464, Jalan Tun Ismail, 50480 Kuala Lumpur, Malaysia
e-mail: [email protected]
*Corresponding author: [email protected]
Published: 16 December 2020
Cite this article (APA): Chan, C. J., Kwan, C. Y., Lee, S. M., Boyle, J. (2020). Intertextual
observations of Jimmy Boyle’s handwritten manuscripts. Malaysian Journal of Music, 9, 138-68.
https://doi.org/10.37134/mjm.vol9.10.2020
Abstract
Our study on Jimmy Boyle (1922-1971) has been one that attempts to unfold the many facets of
his creativity against the single-dimensional image of a patriotic songwriter. His sentiments as
songwriters of many kinds, a jazz musician, and a cultural enthusiast have been proven through
his different branches of work that are at times seem contrasting with each other in compositional
styles. As a result of a long term archiving project, this paper reveals the entire set of handwritten
artefact left after his death in 1971 and was recovered in Universiti Putra Malaysia in 2014, namely
some 177 items of Boyle’s manuscript that contains unpublished, published compositions as well
as hand copy of others’ compositions. Main methods employed were that of the construct of
taxonomy, and some cross-examination of the items covered within the catalogue mooted by the
concept of intertextuality. I argue that Tokumaru’s concept of intertextuality is viable in examining
a large number of Boyle’s songs of laconic structures. Through narrating the interlinks between
multiple manuscripts surrounding “Mutiara Ku”, “Pulau Pinang” and “Medhini”, the process of
composition was brought to life in displaying the all-rounded capacity of Boyle.
Keywords: Jimmy Boyle, composer, catalogue, music manuscripts, intertextuality
Cheong Jan Chan, Chiou Yueh Kwan, Sze May Lee & James Boyle
139
Background
Based on the examination of selected contrasting works produced by Jimmy Boyle (1922-
1971), the authors of this paper made a case for Boyle’s versatility as a multi-faceted artist
and musician by outlining certain dimensions about Boyle by using the term “sentiment”
(Chan et al., 2015). Jimmy Boyle brings many sentiments to his creative process that
motivate him in making artistic decisions in a certain way that combines his inner
inclinations and his intentions in relating to the social environment he was placed in at
the time of composing music. Convinced by the potential impact of researching Boyle’s
work, what is revealed is the cultural mosaic of post-colonial Malaya in the 1960s and the
entire set of handwritten artefacts left after his death in 1971. There are some 177 items
of Boyle’s manuscripts that are revealed herein via a constructed catalogue with some
observations made on the musical content using the concept of intertextuality.
In October 2013, James Boyle, the son of Jimmy Boyle, brought a sizeable
amount of materials that belonged to his late father to Universiti Putra Malaysia in his
quest for collaboration in order to conduct research. These are personal works produced
by the late Jimmy Boyle during his career as a musician. Since Boyle’s death in 1971, the
materials have been kept by his wife Madam Tan Yoke Lin who now owns the material.
The materials were presented to the research team as they were kept by Boyle
stacked in paper bags and boxes. There were items of various forms: 177 hardcover music
manuscripts in the B4 paper size, four published books, an “exercise book” which is a
notebook commonly used in the public schools in Malaysia, and 11 open reel tapes. A
majority of the items contain Jimmy Boyle’s handwriting including music notations,
words, as well as drawings. The musical content contained in the manuscripts is diverse
ranging from Boyle’s own compositions and arrangements to hand copies of some well-
known songs composed by others. Within Boyle’s compositions what is found is that a
large portion are songs that are either less known or rarely spoken of today. Some of the
songs were aired on the radio in the 1960s while others remained unpublished until today.
Early findings of the research project were published in an article in the Malaysian Music
Journal in 2015 titled “Jimmy Boyle’s Sentiments in Sketches of Melodies and Songs”
(Chan et al., 2015). Diversities in Boyle’s compositions were explored in selected
examples of love songs, jazz songs and cultural tunes. A more thorough examination of
the manuscripts would have taken more time to complete.
Literature Review
Intertextuality as Tokumaru (2005) expounds, is a view that takes the truth about an
artist/artwork exists not in one particular manifestation of his/her work, but in between
the variants of reproductions of works of the same artist/artwork (pp. 219-224). Applying
intertexuality to the present case by scrutinising the “in-between” variants of Boyle’s
manuscripts enables meaningful comparison in showing the potential use of the catalogue
in fostering discovery. Tokumaru displayed evidence of cross-genre references among
the Japanese music traditions which had been widely recognised as parallel co-existing
until then and even today (Tokumaru, 1991). He coiled a motto of reputare nihil
insulatum or “consider nothing isolated” to advocate a way to revitalise East Asian court
music tradition through what he called global networks (Tokumaru, 1997). Intertextuality
for Tokumaru, is where a “musical text is cast into an intertextual relationship with other
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units” (Tokumaru, 2005, p. 219). In our understanding, the units in the present case could
be other musical texts composed by the same composer or by other composers, or from
other genres, competing traditions or of other forms.
Conceptualised within the field of contemporary music history in Malaysia and
Southeast Asia, the study of Boyle and his music contributes towards several areas of
knowledge. The contributions comprise themes such as Eurasian Musicians of Penang,
composers associated with Radio TV Malaya/Malaysia, Malay songs/music and
nationalism and the development of jazz in Malaysia. In Lockard’s overview of the
development of popular music in Malaysia, Boyle was mentioned in passing as “…
patterns of the 1940s and 1950 ... when … Alfonso Soliano and Jimmy Boyle wrote and
arranged Malay music”(Lockard, 1996, p. 16).
It is within the literature that discusses Eurasian musicians in Penang that Jimmy
Boyle has been a central figure. Our preceding article (Chan et al., 2015) reviewed the
general background of Penang and Eurasian Musicians and cited Augustin (1970) and
Daus (1989). For the social-historical set up of the Eurasians, Tan (2011) and Rozells and
Rodrigues (2002) provide an overview of the many Eurasian musicians in Penang, and
Sarkissian (2000) discussed identity and identification of the Eurasian communities in
Malaysia. Lochhead (2011) and a more a recent book by Augustin and Lochhead (2015)
are comprehensive documentations that feature the individual musicians from Penang that
features Jimmy Boyle1.
The close relationship between Jimmy Boyle and the composers associated with
Radio Malaya/Radio TV Malaysia in the 1950s and 1960s is one angle through which
Boyle and his music could be examined. The interaction among these musicians, though
frequently reported in personal weblogs2, has yet to receive any academic attention. Boyle
and Alfonso Soliano, the conductor of Orkes RTM, were key figures in the movement for
Lagu Melayu in jazz (Forum record, 2012), which was mentioned by Lockard (1996) as
a pattern of writing Malay music by the two composers in the 1940s and 1950s. Another
close relationship among musicians was testified by Ahmad Merican’s own words spoken
in a panel discussion in 2012 (Forum record, 2012) and transcribed by the researchers
below:
The best church organist in Penang. I used to go passing by the church. I saw him
playing, I coaxed him, a [Eurasian decent3], who does not know Malay song, to play
Malay songs on the organ. Play “Rasa Sayang”, “Nona Nona”. I converted (meaning,
changed) him, a [Eurasian decent], to become a prolific composer of lagu Melayu
(Malay songs).
The preceding paper also highlights the presence of lagu Melayu in pre-
independence era citing the social-cultural environment surrounding the industry of
phonograph records written by Tan (2013) that put forth the idea of “cultural
cosmopolitanism” and “rooted cosmopolitanism”. Tan argues that singers and composers
in the 1930s including Zubir Said, put forth a form of Malay cultural nationalism which
is inclusive and cosmopolitan in nature through their production of songs in Malay. Tan,
as a pioneer in music studies in Malaya/Malaysia, has been consistent in contrasting the
rooted and more organic kinds of musical changes with those that were influenced by
agendas as can been seen in her comments on the revitalisation projects of Bangsawan in
Cheong Jan Chan, Chiou Yueh Kwan, Sze May Lee & James Boyle
141
the 1970s (Tan, 1993) and an analysis of the reconstructed Malay dance music Ronggeng
(Tan, 2005).
Johan’s account on Zubir Said’s film scoring in the 1960s (Johan, 2017)
confirmed that the situation in the nascent independence period was one where musicians
had to work out their musical solutions in response to ongoing social changes. Johan
contrasted the “traditionalised” Malay musical solution worked out by Zubir Said with
the anti-feudal narrative of film and explicated the intriguing and at times contradictory
facets in music-making of that time. Within their own social circle, Boyle and Soliano
envisioned a solution by captivating the well-accepted Malay-ness of lagu Melayu
merged with a modern, imported and cosmopolitan genre—at least from Malaya’s point
of view—called jazz that was already reported in our previous paper (Chan et al., 2015).
Hamzah (2016a, 2016b, 2018, 2019) contributed to the much-needed discourse of
patriotic songs, a topic that affects the social lives of Malaysians in the ordinary sense but
remained un-researched thus far. Hamzah (2019) offered a useful framework to explain
how patriotic songs that are publicly broadcasted could function as a form of branding.
The dissemination of songs popularised through Orkes Radio Malaya/Malaysia was
interpreted as a form of branding that was instrumental in creating a kind of simultaneous
experience by people unknown to each other, or “unisonance” (Bohlman, 2009), with the
purpose of realising the imagined polity called nation. A bottom-up perspective on how
patriotic songs function was provided in another article: Hamzah and Johan (2020)
explain how patriotic songs help to create social cohesion in the Malaysian context and
reveals the affectionate ways that the Malaysian public connects to patriotic songs as
individuals. Being involved in the broadcast of songs such as “Kemegahan Negaraku”,
the song played during the flag-raising ceremony of the formation of Malaysia on 16
September 1963 (Boyle, 2014), Boyle composed many songs that were sung through
generations of school choirs nationwide such as “Putera Puteri” and as such is one of the
key actors in the discourse of the unique and reciprocal dynamic between the state and
the people surrounding patriotic songs in post-colonial Peninsular Malaysia.
The narrative on jazz in Malaya/Malaysia is extremely scarce. Jähnichen’s (2012)
account on the jazz scenes in Kuala Lumpur reports views of selected jazz musicians. In
Chan and Boyle (2016), we attempted a contrast between the nationalistic but relational
ethos of jazz musicians in the 1960s and the ethic of authenticity displayed in the
individualised jazz musicians from 1970s onwards symbolised by Michael Veerapen.
Jimmy Boyle and Alfonso Soliano were the icons of the earlier period. We argued the
presence of a gap of discontinuity of jazz tradition between the two types of ethos. Jimmy
Boyle’s reel tapes and manuscripts are materials for further research to unveil the style of
jazz held in the 1960s. These materials reveal Boyle’s individual stylistic particularity and
the stylistic commonalities of the composers linked to Radio TV Malaysia.
One of the aims in our past research was to reconcile the sharp contrast between
Boyle as a popular songwriter that writes accessible music as a jazz musician who
incarnates the authenticity of modern jazz. To complicate the matter, within the popular
songs that Boyle wrote there were further differences between his love longs often
accompanied by his own English lyrics and the many official patriotic songs.
We had arrived at a two-fold argument of inclination versus intention, a private-
public significance of composer based on Spivak’s idea of “on mode”- to behave in
response to social expectations and norms, and “off mode”- to behave as free from
external control of a person in relating to society (Jackson & Mazzei, 2012). Our rough
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interpretation in 2015 had been that there were times Boyle consciously “put on” a certain
mode in response to the circumstance he was placed in. Patriotism is one prevalent mode
in Boyle’s composition strategy and his insistence on writing lagu Melayu was another
mode.
One significant contribution resulting from the recovery of Jimmy Boyle’s
manuscripts is the potential to fill in some unknown areas in the knowledge about Boyle.
The widely known social image of Jimmy Boyle is that of a patriotic composer whose
songs have been “sung in schools by choirs” and “played by musicians all over the
country” (Lochhead, 2011). The association of Jimmy Boyle with patriotism mainly
through his compositions, “Putera Puteri”, might however render his image single-
dimensional.
A critical area in studying Boyle is that despite his widespread image as a
productive songwriter, not all songs that were written by Boyle were accessible and still
lack documentation45. The number of songs known today is not in proportion to a news
article in 1961 that claimed Jimmy Boyle had written approximately 350 pieces of known
compositions (Anak Bandar Raya, 1961). This discrepancy invites queries into the
possible unknown repertoire of Boyle’s work6.
The sheer number of radio programs and recording projects that Boyle was
involved in also hints at the possibilities of more work to be rediscovered7. A personally
preserved recording of Boyle’s composition for the Saturday program called Organ and
Piano Capers (Anak Bandar Raya, 1961) revealed some incomplete recording of
“Malayan songs” with unheard titles (James A. Rozells, personal communication, 2014).
Playing the piano for the Radio and TV Malaysia programmes such as Sports Scope and
Dunia di-sana sini were said by Boyle’s wife to be some of the happiest moments for
Boyle (Jimmy Boyle buried to the sound of his music, 1971, May 9). Scattered works of
Boyle that were created spontaneously in either written or recorded forms await
examination to give a complete image of Boyle. Boyle’s music is well-known in the
public sphere but much less is known about the amount and scope of works he had
produced.
Purpose of This Paper
Our preceding paper (Chan, et al., 2015) had explored the sentiments within which Jimmy
Boyle functions as a creative person. We associated these sentiments with Spivak’s post-
colonial idea (Jackson & Mazzei, 2012) that a person’s expression could involve
conscious manipulation of “modes” in relating to one’s inclinations and external
circumstances. Away from the conventional but vague image of a patriotic composer, and
based on the examination of selected manuscripts, we had proposed an early stage
interpretation that illustrates Boyle as a popular songwriter, a jazzman and a cultural
enthusiast. This was an early outcome based on limited works that were chosen partly to
highlight his divergent approaches. For example, we examined the contrast between
Boyle’s advocacy-flavoured public songs and his casual pop tunes, and between the
accessible Tin Pan Alley styled love songs and his radical experiments in bop tunes. Our
quest for a theory of sentiments, meaning the particular state of mind and being that
motivates certain artistic directions at a particular time in response to the artist’s
circumstances, describe Boyle and his music that needs substantiation in terms of the size
Cheong Jan Chan, Chiou Yueh Kwan, Sze May Lee & James Boyle
143
of information and depth of analysis. In this paper, by revealing the actual and the entire
set of manuscripts recovered in 2014, we hope to provide evidence with sufficient weight
needed for future re-examinations of the broad fundamental question of who the musician
Jimmy Boyle was and how he composed. We anticipate that through our analysis we
would solidify or rework the theory of sentiments in understanding Boyle.
This paper intends to: 1) present a coded system for all handwritten manuscripts
by Jimmy Boyle recovered in 2014 at Universiti Putra Malaysia as a catalogue that is
conducive for future referencing, tracing and research purposes, and 2) demonstrate
intertextual analysis between manuscripts contained in the catalogue that reveal new
insights into Boyle’s process, inclination and intention of particular music creation8.
Method
The main methods employed for this paper include the construction of a taxonomy, a
catalogue for Boyle’s manuscripts and observatory content analysis through cross-
examination of items covered within the catalogue mooted by the concept of
intertextuality. Decisions on the way of categorisation of manuscripts were informed by
the findings of our earlier paper in 2015 (Chan et al., 2015) that presented a preliminary
list of 36 manuscripts. Metadata for the entire artefact was created with a traceable ID
created for each musical content and the digital print. Manuscripts were divided according
to the status of publication and copyright ownership. The sequence of arranging the items
was based on similarity in content observed between the manuscripts and other aspects
such as writing styles (calligraphy) and paper type that hinted at the relation between
items. A chronological order was not observed as there were items that did not indicate
the date of composition.
In this study, we localised the theory of intertextuality as a network of relations
between the musical content contained in multiple manuscripts created by composer
Jimmy Boyle. The reasons for such an approach are that there are potentials for
intertextual analysis indicated by a large number of Boyle’s songs of laconic structures.
Our earlier study (Chan et al., 2015) confirms the depth of Boyle’s diverse sentiments
contained within the manuscripts. Scrutinising the relations between the manuscripts is
also in line with Latour’s notion of “the agency of object” (Latour, 2005, pp. 63-86),
situated within the frame of Actor-network theory (Martin, 2005) that deals with human-
thing relations. We see meaning in the act of describing the relations between objects
themselves as agents involved in Boyle’s music, especially within the context of
constructing a counter-narrative for Boyle.
General Condition of the Manuscripts
The content of the manuscripts consists of Boyle’s songs, instrumental compositions and
handwritten copies of well-known existing songs, mostly jazz songs. Most but not all of
the sketches come with an indication of the date of composition. For the songs with lyrics,
the lyrics were written directly on the manuscripts. Some manuscripts have explanatory
notes and drawings that reveal further information. Parts of the manuscripts are stained,
burned and have incomplete torn spots. A total of 177 written manuscripts were recovered:
113 song sketches were identified as Boyle’s compositions. However, it is actually 89
compositions after discounting the repeated sketches of the same songs while 64 were
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copies of other composers’ songs. Repetitions were made because of changes in
instrumentation, key transpositions and recopying of some disorganised writing. This
article focuses on the manuscripts alone. Other materials such as Boyle’s field notes, reel
recordings and published songbooks have to be examined and presented in a subsequent
article.
Below is an overview of the condition and some surface observations of Jimmy
Boyle’s manuscripts recovered in 2014 by Universiti Putra Malaysia, hereafter referred
simply as “the manuscripts”. The general condition of the manuscripts is mediocre: The
contents are readable but the physical papers are considerably worn. Many papers have
incomplete parts at the sides with minor or major tears. Yellowish stains found on most
of the manuscripts are believed to be the effect of oxidation after some 40 years of
exposure to heat and humidity. Apart from natural stains due to oxidation some stains are
believed to have been caused by liquids such as water or coffee. There are minor burns
on the side of a manuscript and the incident, time and cause of these occurrences are yet
to be identified.
One striking character of the manuscripts is the complementary notes and
drawings that were included together with music notation in forming a “complete” picture
for a particular song. This holistic character of Boyle’s writings informed our approach.
Lead sheets that contain melody, lyrics and chords are the norms for Boyle’s manuscripts.
Similar to other drafts, “Mutiara Ku” (HM034) (Figure 1) has basic information indicated
at the top of the manuscript specifying the date of composition, musical style and the
required mood or expression of the song.
While the tidy “typed written” style of writing draws the reader’s attention, a fair
amount of the writing in the manuscripts are cursive, free-flowing scribbles. Figure 3d
shows a complete manuscript that depicts the composer-at-work with a sense of Jimmy
Boyle coming “alive” with his capacity to create and express in various forms including
illustrations. In “Sunset over Bangkok” (HM046), this kind of information is contained
within a half-page manuscript. Boyle’s will to provide information is notable: There are
indications of the date and venue of composition, name of composer, musical style
required as well as a rough sketch of a sunset view of a pagoda. Handwritten notes in
Figure 3d describe the environment in which the composition was created. In this
manuscript, the visual scene, the music and his reflections were documented using
drawings, musical notations and writing all on the same page.
Boyle’s drawings and notes next to the music notations are elements that reveal
much of Boyle’s personality as a well-rounded and communicative artist. The illustration
in Figure 3d reveals the artistic structure with many objects detailed such as the sun, a
pair of pagodas, trees and other buildings foregrounding a river that mirrored the view in
reflections. The subject Boyle was trying to portray is nevertheless the sensation that
transpired inside him at the time of composing, that in his words were, “an intrinsically
sense-impression of an exotic sunset” (which can be traced from Figure 3d). Other
sketches include the pencil sketch of a river with riverbanks on the first page of “Full
Symphony of Sungai Pahang” (HM003). Small comical sketches believed to be
“Ranard”, a Thai mallet instrument, were found on “Mehdini” (HM033) (Figure 3b).
The signature of Jimmy Boyle was common and inserted together with the date
at the edge of a manuscript. Another feature is the native quality Chinese handwriting of
several song titles. Four manuscripts contain writing with Chinese titles and signs of
alterations made at different attempts. It is unclear whether Boyle or someone else was
Cheong Jan Chan, Chiou Yueh Kwan, Sze May Lee & James Boyle
145
asked to write the titles in Chinese. The handwriting of Chinese words in the manuscripts
reveal Boyle’s interaction with another person or persons in the writing of Chinese titles
for his songs.
Boyle frequently used comical icons in his manuscripts that are known today as
“smiley face”. Among these icons, some are stand-alone while others were accompanied
with text giving a warm feeling of the composer as well as showing his communicative
nature. The printed marks on the manuscript reveal the source of manuscript papers and
the organisation that Boyle was associated with.
Catalogue of Handwritten Manuscript of Jimmy Boyle
The earlier list created in 2015 (Chan et al., 2015) contained 36 manuscripts/songs and
was without any system of coding. It was sufficient then to keep track of the collected
items. As the study progressed, the researchers attempted to reorganise the items and
improve the description so that the list could provide information beyond utilitarian
purposes. A column of brief remarks of one sentence or two were added to the list to give
some insights into each item. The solution for coding, as the musical content, the artefact
and the digital files each present its own considerations, was done by prioritising the
musical content using multiple codes for one artefact. An artefact containing two musical
contents will be given two separate codes. In such cases, digital files were duplicated and
given separate codes to correspond to the content.
The completed catalogue is based on the digital reprint of the artefact, not the
artefacts themselves, and has a double system of coding, one for the musical content and
another for the digital files. This catalogue is named Catalogue of Digital Archive of
Jimmy Boyle’s Personal Works of Music 2017. The word “personal” was inserted as the
entire materials were Boyle’s personal belongings. We have no information on Boyle’s
Will and what he wanted to do with the materials upon his death. He might have had plans
to publish some of them or otherwise. It is therefore important to label the materials with
a perspective that these works would not be judged with the same weight as some of the
formal works of Boyle. The phrase “works of music” may seem odd at first but this is
necessary to reflect the diverse nature of the materials. Boyle did not compose songs and
melodies alone. He also produced many other content items related to music that is
uniquely the result of his creativity, namely notes, drawing, icons as well as field notes.
The metadata of the catalogue is presented below in Table 1.
The total number of coded items in the catalogue is 193 within which 177 items
are manuscripts. The four main categories in the catalogue are Handwritten Manuscripts,
Published Books, Handwritten Field Notes and Open Reel Recordings. Handwritten
Manuscripts is further divided into subcategories of “unpublished work”, “published
work” and “copy of others’ works”. Though not stated in the catalogue, there are a total
of 89 compositions composed by Jimmy Boyle, 64 are lesser-known works and only 25
well-known works. This number differs from the numbers stated in the metadata because
there are many repeated occurrences for the same work. For example, there are multiple
manuscripts written at different times for the same song9.
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Table 1.
Metadata of Digital Archive of Jimmy Boyle’s Personal Works of Music 2017
Handwritten Manuscript-Unpublished Work
The Catalogue of Jimmy Boyle’s handwritten manuscripts-unpublished work is shown in
Table 2. The manuscripts revealed various context in which they were written including
performances for radio programmes and public events, but none to our knowledge were
officially printed. It consists of a total of 73 sketches of song most of which do not come
with lyrics and four have no written title. Only seven compositions were written with
English lyrics and one written in Malay. Subcategorisation to assist general understanding
of these manuscripts is possible by looking at the language used, the mentioning of a
person’s name and the mentioning of place in a song title. A total of 38 sketches has a title
in Malay, 17 in English, four mention names of persons (three female and one male name)
and six mention names of places. Among the Malay titles are “Awan Putih”, “Batantang”,
“Embun Suchi”, “Bila Kembali”, “Rayuan Hatiku”, “Fajar Murni”, “Suasana Senja”,
“Gelisah”, “Hilang Tiada Berganti”, “Harapan”, “Kaseh”, “Ketari”, “Kuda”, “Pelangi
Harapan”, “Lagak Penari”, “Mariana”, “Lambaian Sukma”, “Di-larut Malam”, “Mutiara
Ku”, “Mutiara Timor”, “Seruan Murni”, “Pantun Melayu”, “Pening”, “Permintaan Ku”,
“Sakura Idaman Ku”, “Taman Gembira”, “Kaseh Mesra”, “Berdendang Ria”, “Taman Tak
Bernama”, “Engkau Sahaja”, “Hanya Hasrat Merayu”, “Aman dan Sentosa”, “Sinaran
Bulan di Batu Karang”, “Ta’usah”, and “Merana”. English titles include “Hope”, “I Lost
My Love in Pesta Ria”, “My Lovely Corner”, “Tender Memories”, “The Fifth
Temperament”, “The Focal Point”, “Swan”, “Bitter Sweet”, “X’mas Theme Intro Song”,
and “Seven Maidens”. Titles that involve names are “Chiranan”, “Medhini”, “Tribute to
Ernesto Daroya”, “Caravelle” and “Gisborne”; while titles mentioning places include “Ipoh
and A-GoGo”, “Kowloon”, “Maktab Tengku Khursiah”, “Sekolah Menengah Teknik”,
“Sunset over Bangkok”, “Vienna’s Detour” and “Wetlands”. The opportunity for
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147
intertextual study abounds as there are eight repeated versions of the same songs. Some
songs were repeated in the same keys while others were transposed.
Table 2.
Catalogue of Handwritten Manuscript-Unpublished Works
Digital Archive of Jimmy Boyle’s Personal Works of Music 2017
ID
File Name
Date/Year
Title
Remarks
HM001
UHMJB-0001
4/10/1965
Awan Putih
Half page (26 bars); with chords; no lyrics. Seriosa.
HM002
UHMJB-0002
N.D.
*No title
Half page (32 bars); with chords; no lyrics. Copy of “Something
Good” from movie The Sound of Music *UHMJB-0001
HM003
UHMJB-0003
17/4/1967
Bang.Ko.Go
1 page (16 bars); with English lyrics
HM004
UHMJB-0004
N.D.
Batantang
Half page (32 bars); no chords; no lyrics.
HM005
UHMJB-0005
1957
Embun Suchi
Half page (32 bars); with chords; no lyrics. *UHMJB-0004
HM006
UHMJB-0006
26/3/1961
Bila Kembali
Half page (33 bars); with chords; no lyrics.
HM007
UHMJB-0007
25/3/1961
Rayuan Hatiku
Half page (32 bars); with chords; no lyrics. *UHMJB-0006
HM008
UHMJB-0008
N.D.
Chiranan
1 page (24 bars); with chords; with English lyrics; torn into half in
the lyrics’ section but secured with adhesive tape.
HM009
UHMJB-0009
2/12/1968
“F.A.B” Washes
Whiter
1 page (12 bars); with full piano accompaniment; with English
lyrics.
HM010
UHMJB-0010
5/4/1957
Fajar Murni
Half page (32 bars); with chords; no lyrics; a written remark on
score - “Chinese in Malaya”
HM011
UHMJB-0011
8/4/1957
Suasana Senja
Half page (32 bars); with chords; no lyrics. *UHMJB-0010
HM012
UHMJB-0012
1956
Fajar Murni
Half page (32 bars); no chords; no lyrics; page is torn. *PHMJB-
0034
HM013
UHMJB-0013
N.D.
Gelisah
Half page (28 bars); with chords; no lyrics;
similar composition in different key (C major).
HM014
UHMJB-0014
N.D.
Gelisah
Half page (Incomplete score, torn); with chords; no lyrics;
similar composition in different key (Bb major). *UHMJB-0013
HM015
UHMJB-0015
N.D.
Gelisah
Half page (28 bars); with chords; no lyrics;
similar composition in different keys in G major
HM016
UHMJB-0016
N.D.
Title not written, but
content is similar
with“Gelisah”
Half page (Incomplete score, torn); with chords; no lyrics;
similar composition in different key (Eb major). *UHMJB-0015
HM017
UHMJB-0017
N.D.
Hilang Tiada
Berganti
1 page (24 bars + 4 bars intro); brief piano accompaniment without
chords; no lyrics.
HM018
UHMJB-0018
12/9/1967
Hope
1 page (32 bars); with chords; with English lyrics.
HM019
UHMJB-0019
12/9/1967
Harapan (Hope)
Half page (32 bars); with chords; no lyrics.
HM020
UHMJB-0020
N.D.
I Lost My Love at
“Pesta Ria”…
1 page (32 bars); with chords; with English lyrics.
HM021
UHMJB-0021
10/9/1966
Ipoh and A-GoGo
Half page (32 bars); with chords; with English lyrics.
HM022
UHMJB-0022
-/10/1959
Kaseh (GemaRia)
Half page (Incomplete score. Half page torn); with 4 bar full chord
piano accompaniment intro, 20 bars accessible; with chords; no
lyrics.
HM023
UHMJB-0023
21/2/1966
Ketari
Half page (24 bars); with chords; with Malay lyrics written on
another paper.
HM024
UHMJB-0024
16/12/1969
Kowloon
Half page (32 bars); with chords; no lyrics.
HM025
UHMJB-0025
N.D.
Kuda
Half page (64 bars+ 4 bars intro); only chord name
HM026
UHMJB-0026
N.D.
Pelangi Harapan
Half page (33 bars); mostly only with chord name, with only 10
bars written with notation; no lyrics. *UHMJB-0025
HM027
UHMJB-0027
UHMJB-0027a
UHMJB-0027b
N.D.
Lagak Penari
Half page (32 bars); no chords; no lyrics.
HM028
UHMJB-0028
N.D.
Mariana
Half page (32 bars); no chords; no lyrics. No mentioning of
composer’s name. *UHMJB-0027
HM029
UHMJB-0029
N.D.
Lambaian Sukma
Half page (32 bars); no chords; no lyrics.
HM030
UHMJB-0030
N.D.
Di-larut Malam
Half page (32 bars); no chords; no lyrics. *UHMJB-0029
HM031
UHMJB-0031
28/11/1962
Maktab Tengku
Khursiah
1 page (16 bars); with complete piano accompaniment; with
incomplete lyrics; short letter to whom requested for a college
song, stated few discussions and concerns about the
composition. *the spelling of “Khursiah”: most probably “Kurshiah”,
referring to Tengku Kurshiah College
Malaysian Journal of Music Vol. 9 (138-168)
ISSN 2300-9366, eISSN 2300-9331
148
HM032
UHMJB-0032
N.D.
Medhini (The Sage)
Half page (32 bars); with chords; no lyrics; stated copyright
(B.I.E.M) Radio Malaysia Penang – Kuala Lumpur.
HM033
UHMJB-0033
N.D.
Mehdini
1 page (32 bars); with chords; with English lyrics; manuscript is
torn and yellowish; minor unexplainable doddle beside the title.
HM034
UHMJB-0034
-/10-11/1959
Mutiara Ku
1 page (32 bars); no chords; with English lyrics;
neat and organised writing.
HM035
UHMJB-0035
-/10-11/1959
Mutiara Ku
Half page (32 bars); with chords; no lyrics.
HM036
UHMJB-0036
N.D.
*Title unclear
Half page (32 bars); with chords; no lyrics. *UHMJB-0035
HM037
UHMJB-0037
-/-/1955
Mutiara Timor
Half page (33 bars); no chords (Only stated Dm in first bar); no
lyrics.
HM038
UHMJB-0038
-/4/1956
Seruan Murni
Half page (32 bars); no chords; no lyrics;
minor damage in manuscript. *UHMJB-0037
HM039
UHMJB-0039
N.D.
Pantun Melayu
1 page (24 bars); with piano accompaniment; with Malay lyrics.
HM040
UHMJB-0040
27/2/1970
Pening (Dizzy)
1 page (32 bars); with chords; no lyrics.
HM041
UHMJB-0041
N.D.
Permintaan Ku
Half page (40 bars); bass part, incomplete chords; no lyrics.
HM042
UHMJB-0042
N.D.
Sakura Idaman Ku
1 page (64 bars); with chords; with English lyrics;
lyrics written in cursive handwriting and certain words are
indecipherable.
HM043
UHMJB-0043
N.D.
Sekolah Menengah
Teknik
1 page (16 bars); complete voice part and piano accompaniment;
no lyrics; * minor doddle found in the end of the manuscript.
HM044
UHMJB-0044
5/8/1970
S.M.I. Song
1 page (32 bars); with chords; no lyrics.
HM045
UHMJB-0045
N.D.
* No title
1 page (16 bars); complete piano accompaniment; no lyrics;
shows similarities with “S.M.I. Song”, could be part of the piano
accompaniment written for that composition.
HM046
UHMJB-0046
25/12/1965
Sunset over
Bangkok
Half page (24 bars); with chords; no lyrics; short paragraph of
personal notes described the environment when composing the
composition; small part of doddle that look like landscape painting
with notes – “L B (Lovely Bangkok)”.
HM047
UHMJB-0047
N.D.
Taman Gembira
1/3 page (16 bars); no chords; no lyrics.
HM048
UHMJB-0048
N.D.
Kaseh Mesra
1/3 page (31 bars); no chords; no lyrics. *UHMJB-0047
HM049
UHMJB-0049
N.D.
Berdendang Ria
1/3 page (8 bars); no chords; no lyrics. *UHMJB-0047
HM050
UHMJB-0050
N.D.
Taman Tak
Bernama
Half page (32 bars); with chords; no lyrics.
HM051
UHMJB-0051
18/11/1959
Tender Memories
1 page (32 bars); no chords; with English lyrics;
torn in the middle of manuscript; Malay lyrics for “Mutiara Ku” is
written in the other half of the same manuscript.
HM052
UHMJB-0052
26/7/1965
The Fifth
Temperament
1 page (32 bars); with chords; no lyrics; stated “Modern JAZZ”,
“For TV Malaysia”; 3 other compositions title (Yesterday,
Chendering, Medhini) written as note in the end of the manuscript.
HM053
UHMJB-0053
14/7/1965
The Fifth
Temperament
Half page (32 bars); with chords; no lyrics.
HM054
UHMJB-0054
-/11/1964
The Focal Point
1 page (44 bars); with chords; no lyrics;
HM055
UHMJB-0055
12/12/1964
月光下的竹桥
Half page (16 bars + 4 bars intro); with chords; no lyrics.
HM056
UHMJB-0056
14/12/1964
甜苦的爱 / 甜与苦
Half page (16 bars + 4 bars intro); with chords; no lyrics; drawing of
smiley face.
HM057
UHMJB-0057
12/12/1964
鹅 (The Swan) / 恬静
的天鹅
Half page (24 bars + 4 bars intro); with chords; no lyrics; small
doddle of sad face.
HM058
UHMJB-0058
12/12/1964
甜苦的爱 / Bitter
Sweet
Half page (16 bars + 4 bars intro); with chords; no lyrics;
written in different key from UHMJB-0055
HM059
UHMJB-0059
14/10/1966
Tribute to Ernesto
Daroya
1 page ( 8 bars); with chords and piano accompaniment; no lyrics.
HM060
UHMJB-0060
21/12/1964
X’mas Theme Intro
Song
1 page (12 bars); with chords, piano accompaniment and melody;
no lyrics.
HM061
UHMJB-0061
1/4/1967
Caravelle
Half page (32 bars); with chords; no lyrics; modern jazz.
HM062
UHMJB-0062
N.D.
Engkau Sahaja
Half page (40 bars); incomplete chords only in 9 bars); no lyrics.
HM063
UHMJB-0063
19/3/1961
Hanya Hasrat
Merayu
Half page (32 bars); with chords; no lyrics.
HM064
UHMJB-0064
N.D.
Aman dan Sentosa
1/4 page (25 bars); with chords; no lyrics. *UHMJB-0063
HM065
UHMJB-0065
N.D.
Sinaran Bulan di
Batu Karang
1/4 page (17 bars); with chords; no lyrics.
HM066
UHMJB-0066
16/4/1961
Ta’usah
Half page (32 bars); with chords; no lyrics.
HM067
UHMJB-0067
9/7/1961
Merana
1 page (40 bars / 24 + 16); with chords; no lyrics.
HM068
UHMJB-0068
6/10/1966
My Lovely Corner
1 page (2 different versions; version 1 - 16 bars, version 2 – 32
bars); both with chords; no lyrics.
HM069
UHMJB-0069
1/11/1966
Gisborne
Half page (16 bars); with chords; no lyrics;
score written in an unorganised way.
HM070
UHMJB-0070
22/11/1966
Vienna’s Detour
Half page (32 bars) with chords; no lyrics;
score written in an unorganised way. *UHMJB-0069
Cheong Jan Chan, Chiou Yueh Kwan, Sze May Lee & James Boyle
149
HM071
UHMJB-0071
4/11/1966
Gisborne
1 page (24 bars); with chords and piano accompaniment; no lyrics
found on the same sheet but stated in manuscript that “music +
words – Jimmy Boyle”.
HM072
UHMJB-0072
21/8/1970
Wetlands
1 page (16 bars); with chords and piano accompaniment; no lyrics;
score written in an unorganised way.
HM073
UHMJB-0073
-/-/1958
Seven Maidens
1/3 page (24 bars); no chords; no lyrics. *PHMJB-0034
Handwritten Manuscript-Published Work
The published compositions of Jimmy Boyle in the manuscript collection (Table 3) have
a different outlook compared to the unpublished ones: Notations were neatly written and
organised. Some were written with a manuscript pen and is of print-ready quality, for
example, “Pulang Pinang’s Anthem” (HM074), “Bahtera Karam” (HM077) and
“Penang National Anthem” (HM084). Song titles in this category are those that are more
familiar to the public. There is no overlap of song titles with the unpublished category
except for “Berdendang Ria”10. Here we see the titles that managed to make it to the
public sphere: “Pulau Pinang’s Anthem”, “Sungai Pahang”, “Bahtera Merdeka”,
“Bahtera Karam”, “Wanita Sejati”, “Rayuan Hatiku”, “De Tepi Pantai”, “Rayuan
Mesra”, “Ingat Ingat”, “Jauh Jauh”, “Pulau Pinang”, “Kahulu Kahilir”, “Api dan Ayer”,
“Megah Rasa”, “Kemegahan Negara Ku”, “Menuntut untuk Berbakti”, “Berdendang
Ria”, “Putera Puteri”, “Bunga Negara”, “Rukunegara”, “Sukan Sekolah-Sekolah
Malaysia” and “Bersatu-Jaya”. Most of these were published later in the form of books
and are publicly known as patriotic songs. A total of 40 different manuscripts were
collected but there are many repeats. For instance, there are three different manuscripts
for “Jauh Jauh”, three for “Pulau Pinang” or “Penang Anthem”, three versions of
“Berdendang Ria”, two versions of “Sungai Pahang” written with different orchestration
and more. Understandably, not all of the versions were published and made known to the
public. Compositions that are widely known as Boyle’s songs such as “Bersatu Jaya” and
“Rukunegara” are within the catalogue. The differences in writing styles between
manuscripts of unpublished and the published works reveal the context in which the
notation was created. The numbers of items in the two catalogues are evidence that Boyle
composed much more than what was published.
Table 3.
Catalogue of Handwritten Manuscript-Published Works
Digital Archive of Jimmy Boyle’s Personal Works of Music 2017
ID
File Name
Date/Year
Title
Remarks
HM074
PHMJB-0001,
PHMJB-0002
-/-/1970
Pulau Pinang’s
Anthem.
1 page (16 bars); with complete piano accompaniment and
melody; no lyrics; short notes about the composition written
in the next page.
HM075
PHMJB-0003,
PHMJB-0004,
PHMJB-0005,
PHMJB-0006,
PHMJB-0007,
PHMJB-0008,
PHMJB-0009,
PHMJB-0010,
PHMJB-0011,
PHMJB-0012,
PHMJB-0013,
PHMJB-0014
-/12/1965
Sungai Pahang
11 pages (78 bars); full orchestra arrangement with
instruments and voices (15 parts); landscape doddle of river
in first page; manuscript written with pencil.
HM076
PHMJB-0015,
PHMJB-0016,
PHMJB-0017
N.D.
Bahtera Merdeka
*arrangement
First page (0015) is arrangement of Bahtera Merdeka,
second page (0016) is a different tune in C, which was
rewritten in F on page 3 (0017); all pages with melody,
counter melody and bass (three staves) with chord names
Malaysian Journal of Music Vol. 9 (138-168)
ISSN 2300-9366, eISSN 2300-9331
150
but no lyrics. A word “Borneo” written on the upper left of
0016.
HM077
PHMJB-0018,
PHMJB-0019,
PHMJB-0020
30/4/1960
Bahtera Karam
2 pages (33 bars); with chords and piano accompaniment;
with Malay lyrics by Dol Baharim; with a first page of written
letter replied to Mr. Leong Pak Hong.
HM078
PHMJB-0021,
PHMJB-0022
N.D.
Wanita Sejati
2 pages (31 bars + 8 bars intro); 4 parts (Clarinet, Alto,
Tenor, Baritone); no lyrics.
HM079
PHMJB-0023
4/4/1961
Rayuan Hati Ku
1 page (68 bars + 2 bars intro); with chords; no lyrics.
HM080
PHMJB-0024
N.D.
De Tepi Pantai
1 page (8 bars); with piano accompaniment; with Malay lyrics
written by Dol Baharim.
HM081
PHMJB-0025
6/10/1959
Rayuan Mesra
Half page (32 bars); with chords; no lyrics.
HM082
PHMJB-0026
N.D.
Ingat Ingat
1 page (12 bars); with piano accompaniment; with Malay
lyrics written by Dol Baharim.
HM083
PHMJB-0027
N.D.
Negara
Ku *arrangement
1 page (24 bars); with piano accompaniment and chords; no
lyrics.
HM084
PHMJB-0028,
PHMJB-0029
N.D.
Penang National
Anthem
2 pages (16 bars); with melody and piano accompaniment;
no lyrics.
HM085
PHMJB-0030
N.D.
“Jauh Jauh” Bass
1 page (37 bars + 4 bars intro); with chords; no lyrics.
HM086
PHMJB-0031
N.D.
Jauh Jauh
Half page (36 bars); with chords; no lyric; torn.
HM087
PHMJB-0032
4/10/1959
Rayuan Mesra (Melody
of Love)
Half page (32 bars); with chords; no lyrics.
HM088
PHMJB-0033
21/3/1959
*No title
Lower half page of HM087 (32 bars); no chords; no lyrics.
*UHMJB-0032
HM089
PHMJB-0034
-/-/1955
Pulau Pinang
A page containing three melodies marked with tune number,
year and number of bar structure. It says: 24 “Fajar Murni”
1956, 25 “Pulau Pinang” 1955, “Seven Maidens” 1958. No
chords; no lyrics.
HM090
PHMJB-0035,
PHMJB-0036
N.D.
Bhatera Karam
2 pages (32 bars); accompaniment in 3 parts; no chords; no
lyrics. *spelling of “Bhatera”, probably “Bahtera”
HM091
PHMJB-0037,
PHMJB-0038
-/-/1964
Palau Pinang
1 page (21 bars); no chords; with English lyrics.
HM092
PHMJB-0039,
PHMJB-0040,
PHMJB-0041,
PHMJB-0042
6/9/1967
*No title
3 pages (31 bars – incomplete pages); Full orchestra score
with 15 parts; no lyrics; note and doddle in first page stated
that it was arranged and composed for Radio Malaysia
Orchestra.
HM093
PHMJB-0043
N.D.
Kahulu Kahilir
1 page (8 bars); with melody and piano accompaniment; with
Malay lyrics written by Dol Baharim.
HM094
PHMJB-0044
N.D.
Api dan Ayer
1 page (8 bars); with melody and piano accompaniment; with
Malay lyrics written by Dol Baharim.
HM095
PHMJB-0045
N.D.
Tepi Pantai
1 page (8 bars); with melody and piano accompaniment; with
Malay lyrics written by Dol Baharim.
HM096
PHMJB-0046
-/10/1959
Ingat Ingat
1 page (12 bars); with melody and piano accompaniment;
with Malay lyrics written by Dol Baharim; note stated “above
song adopted by The Federation of Malaya Police for road
safety in Malaya.
HM097
PHMJB-0047
N.D.
Megah-Rasa
1 page (8 bars); with melody and piano accompaniment; with
Malay lyrics written by Dol Baharim.
HM098
PHMJB-0048
N.D.
Pulau Pinang / Pearl of
the East
1 page; only 2 different versions of lyrics that were already
cancelled by cross drawing over the lyrics with pencil.
HM099
PHMJB-0049
N.D.
Kemegahan Negara
Ku
1 page (16 bars); with melody and piano accompaniment;
with Malay lyrics for “Pulau Pinang” but was cancelled with
pencil.
HM100
PHMJB-0050,
PHMJB-0051
N.D.
Menuntut untok
Berbakti
1 page (32 bars); with melody and piano accompaniment;
with Malay lyrics written by Dol Baharim along with the
composition and written individually in another page before
manuscript; small note written “March for schools and
general purposes”.
HM101
PHMJB-0052,
PHMJB-0053
N.D.
Putera Puteri
2 pages (32 bars); with melody and piano accompaniment;
with Malay lyrics written by Dol Baharim.
HM102
PHMJB-0054
N.D.
Kemegahan Negaraku
1/3 page (8 bars); with piano accompaniment; no lyrics.
HM103
PHMJB-0055,
PHMJB-0056,
PHMJB-0057,
PHMJB-0058
-/-/1957
Berdendang Ria
1 page (12 bars); with piano accompaniment; with Malay
lyrics written by Dol Baharim; a page of Malay lyrics that was
cancelled by pencil; then followed by an official lyrics for
Dendang Ria; a letter/note written by Jimmy Boyle in another
page about his songs that were performed.
HM104
PHMJB-0059,
PHMJB-0060
N.D.
Putera Puteri Intro (8
bars)
Half page (8 bars); intro written as piano score with
elaborated chord and voicing; with Malay lyrics written in
cursive handwriting behind the manuscript.
HM105
PHMJB-0061
N.D.
Berdendang Ria
1 page (12 bars); with piano accompaniment; with Malay
lyrics by Dol Baharim written along the music.
HM106
PHMJB-0062
N.D.
Berdendang Ria
1 page (12 bars); with melody and piano accompaniment;
with Malay lyrics written by Dol Baharim; short note written
“new set of words but same music – just got confirmation just
now!”.
HM107
PHMJB-0063
N.D.
Bahtera Karam
1 page (32 bars); with chords; with Malay lyrics written by
Dol Baharim; *short note written above the title “E.G.of. A
LOVE SONG”.
Cheong Jan Chan, Chiou Yueh Kwan, Sze May Lee & James Boyle
151
HM108
PHMJB-0064,
PHMJB-0065
N.D.
Bunga Negara
2 pages (32 bars); with melody and piano accompaniment;
with Malay lyrics written by Dol Baharim along the music and
written individually in the next page (PHMJB-0065).
HM109
PHMJB-0066,
PHMJB-0067
29/4/1971
Rukunegara
1 page (12 bars); with piano accompaniment; with Malay
lyric based on Malaysia 5 principles in Rukunegara; 2
sections written with different accompaniment pattern; a
letter from Ministry of Education from Pulau Pinang to Jimmy
Boyle attached behind the manuscript.
HM110
PHMJB-0068
N.D.
Sungai Pahang
(Malaysia)
1 page (32 bars); with piano accompaniment and chords; no
lyrics; torn at sides; some words cannot be read.
HM111
PHMJB-0069
N.D.
Jauh-Jauh
1 page (12 bars + 8 bars); with violin and piano
accompaniment; no lyrics;
HM112
PHMJB-0070
26/6/1969
Sukan Sekolah-
Sekolah Malaysia
1 page (16 bars); with piano accompaniment; with English
lyrics by Jimmy Boyle and Malay lyrics by Amran Hamid.
HM113
PHMJB-0071,
PHMJB-0072
29/9/1965
Bersatu-Jaya
1 page (16 bars); with piano accompaniment and chords;
with English lyrics by Jimmy Boyle and Malay lyrics by Noor
Hasnimah.
Handwritten Manuscript-Copy of Others’ Work
Jimmy Boyle’s Handwritten Manuscript-Copy of Others’ Work, on the other hand,
provides complementary but essential information that could aid in better understanding
the content of the first two sets of catalogues. Intertextuality is demonstrated by placing
Boyle’s composition in view of the other works that he imitated and performed, and
enables locating the process of analysis. As shown in Table 4, the list presents a good
collection of Modern Jazz pieces, some popular tunes in the 1960s and several Malay
songs. The jazz collection confirms Boyle’s passion and his identification with jazz,
particularly Modern Jazz. This includes Count Basie’s “Tap Miller” and “Feather
Merchant”, Charlie Parker’s “Yardbird Suite”, Dizzy Gillespie’s “Algo Bueno”, “Juice”,
“When Lights Are Low”, Clifford Brown’s “Tiny Capers” and “Daahoud”, John Lewis’
“Django” and “The Theme” (John Lewis and Milt Jackson), Milt Jackson’s “Bag’s
Groove”, J. J. Johnson’s “Wee Dot”, Duke Jordan’s “Jordu”, Thelonious Monk’s “Round
About Midnight”, Horace Silver’s “Opus de Funk”, “Split Kick”, “May Rey (or Mayreh)”,
Bill Evans’ “Bluesette” and “Waltz for Debby” and more. Boyle’s own composition of
experimental jazz tunes like “Pening (Dizzy)” (HM040), “The Fifth Temperament”
(HM052), “The Focal Point” (HM053) and “Caravelle” (HM061) find resemblances in
many if not most of the titles he copied. For example, one finds chromatic turns in Jimmy
Raney’s “Lee” and Clifford Brown’s “Daahoud”. Manuscripts of the 1960s include
popular songs such as John Barry’s “Born Free” and “Goldfinger”, Henry Mancini’s
“Moment to moment”, George Duning’s “Picnic”, as well as John Lennon’s “Ringo’s
Theme”. Malay songs include “Kisah Mawar di Malam Hari” (Iskandar), “Doa dan Lagu”
(Iskandar), “Asmara Kechewa” (J.S. Hamzah), “Rindu Kaseh Di Malam Sepi” (J.S.
Hamzah), “Rindu Di Kala Senja” (J.S. Hamzah) and “Musafir Kelana”. Unlike the
previous two categories, Boyle omitted the names of the composers in some of these
manuscripts. A possible purpose for copying others’ work could be for rehearsal and
performance or simply for self-collection. In the variants of chord and notations from his
manuscripts compared to other versions of notation published, it is highly probable that
Boyle transcribed the melody and chords by ear. Regardless of the purpose, the catalogue
gives valuable insights into the music and composers to which Boyle was exposed to.
Malaysian Journal of Music Vol. 9 (138-168)
ISSN 2300-9366, eISSN 2300-9331
152
Table 4.
Catalogue of Handwritten Manuscript-Copy of Others’ Works
Digital Archive of Jimmy Boyle’s Personal Works of Music 2017
ID
File Name
Date/Year
Title
Remarks
HM114
CHMJB-0001
N.D.
Kisah Mawar di Malam
Hari
Half page (64 bars); with chords; no lyrics; stated in manuscript that
it is composed by“Iskandar”.
HM115
CHMJB-0002
N.D.
Doa dan Lagu
Bottom half of the page (32 bars); with chords; no lyrics;
stated in manuscript that it is composed by “Iskandar”. *UHMJB-
0061
HM116
CHMJB-0003
N.D.
Days of Wine + Rose
Bottom half of the page (26 bars); with chords; no lyrics; no
composer stated. *Henry Mancini (1962). *UHMJB-0019
HM117
CHMJB-0004
N.D.
People
1 page (40 bars); with chords; no lyrics; no composer
stated. *Jule Styne 1964.
HM118
CHMJB-0005
N.D.
When Day Is Done
Half page (32 bars); with chords; no lyrics; no composer
stated. *Paul Whiteman (1927)
HM119
CHMJB-0006
N.D.
Nice Work If You Can
Get It
Half page (34 bars); with chords; no lyrics; no composer stated.
*George Gershwin (1937) *CHMJB-0005
HM120
CHMJB-0007
N.D.
Bluesette
Half page (49 bars); with chords; no lyrics; stated in manuscript that
it is composed by Bill Evans.
HM121
CHMJB-0008
N.D.
*Dedication
Bottom half of the page (45 bars); with chords; no lyrics; no
composer stated. *“Meditation” by Antônio Carlos Jobim and
Newton Mendonça (1960) *CHMJB-0007
HM122
CHMJB-0009
N.D.
Algo Bueno (Woody’n
You)
Half page (32 bars); with chords; no lyrics; stated in manuscript that
it is composed by Dizzy Gillespie.
HM123
CHMJB-0010
N.D.
Yardbird Suite
Bottom half of the page (32 bars); with chords; no lyrics; stated in
manuscript that it is composed by Charlie Parker. *CHMJB-0007
HM124
CHMJB-0011
N.D.
Jordu
Bottom half of the page (24 bars); with chords; no lyrics;
stated in manuscript that it is composed by Duke Jordan. *UHMJB-
0021
HM125
CHMJB-0012
N.D.
I Know, Don’t Know
How
(38 bars); with chords; no lyrics; no composer
stated. *Gerry Mulligan (1962)
HM126
CHMJB-0013
N.D.
Bag’s Groove
Half page (24 bars); with chords; no lyrics; stated in manuscript that
it is composed by Milt Jackson.
HM127
CHMJB-0014
N.D.
Juice
1 page (24 bars); with chords; no lyrics; divided into two sections by
different key; stated in manuscript that it is composed by Dizzy
Gillespie.
HM128
CHMJB-0015
N.D.
Daahoud
Half page (38 bars); with chords; no lyrics; stated in manuscript that
it is composed by Clifford Brown.
HM129
CHMJB-0016
N.D.
Tunisia; When Lights
Are Low
The page has a intro vamp of Night of Tunisia (3+ bars), followed
by When the Loghts Are Low (24 bars); with chords; no lyrics;
stated in manuscript that it is composed by Dizzy Gillespie.
HM130
CHMJB-0017
N.D.
Walk, Don’t Run
Half page (32 bars); with chords; no lyrics; no composer stated. *Its
neither the tune by Johnny Smith (1954) nor the Ventures (1964).
Composer unknown.
HM131
CHMJB-0018
N.D.
Wee-Dot
Bottom half of the page (12 bars); with chords; no lyrics; no
composer stated. *CHMJB-0017 *J. J. Johnson (1965)
HM132
CHMJB-0019
N.D.
Come Pone
Half page (24 bars); with chords; no lyrics; no composer stated.
HM133
CHMJB-0020
N.D.
The Wind
Bottom half of the page (32 bars); with chords; no lyrics; stated in
manuscript that it is composed by Russ Freeman. *CHMJB-0017
HM134
CHMJB-0021
N.D.
Round About Midnight
Half page (24 bars); with chords; no lyrics; stated in manuscript that
it is composed by Thelonious Monk.
HM135
CHMJB-0022
N.D.
Dr. Zhivago
(Somewhere My Love)
Half page (34 bars); with chords; no lyrics; no composer stated.
*Ray Conniff (1969)
HM136
CHMJB-0023
N.D.
Almost There
Bottom half of the page (40 bars); with chords; no lyrics; no
composer stated. *CHMJB-0022 *Gloria Shayne and Jack Keller
(1964)
HM137
CHMJB-0024
N.D.
* Title unclear
(Stranger in the Night)
Half page (32 bars); with chords; no lyrics; no composer stated.
Memo of list of song (for show, etc) was written at the bottom of the
page. *Ivo Robić and Bert Kaempfert 1966
HM138
CHMJB-0025
N.D.
The Shadow of Your
Smile
Half page (32 bars); with chords; no lyrics; no composer stated.
Another 12-bar sketch of melody with chords in C major entitled
“MLTA” was written on the same page. *Tony Bennett (1966)
HM139
CHMJB-0026
N.D.
Bossa Nova U.S.A.
Half page (36 bars); with chords; no lyrics; no composer stated.
*Dave Brubeck (1963)
HM140
CHMJB-0027
N.D.
Moaning
Half page (24 bars); written in G minor, with chords; no lyrics;
stated in manuscript that it is composed by Bobby Timmons.
Cheong Jan Chan, Chiou Yueh Kwan, Sze May Lee & James Boyle
153
HM141
CHMJB-0028
N.D.
Django
Bottom half of the page (20 bars + 32 bars only chord
progressions); with chords; no lyrics; stated in manuscript that it is
composed by John Lewis. *CHMJB-0027
HM142
CHMJB-0029
N.D.
Round About Midnight
Half page (24 bars); with chords; no lyrics; stated in manuscript that
it is composed by Thelonious Monk.
HM143
CHMJB-0030
N.D.
My Funny Valentine
Bottom half of the page (36 bars); with chords; no lyrics; no
composer stated. *CHMJB-0029 *Richard Rorgers (1937)
HM144
CHMJB-0031
N.D.
Tamalpais
Half page (28 bars); with chords; no lyrics; stated in manuscript that
it is composed by Oscar Pettiford.
HM145
CHMJB-0032
N.D.
Opus de Funk
Bottom half of the page (16 bars); with chords; no lyrics; stated in
manuscript that it is composed by Horace Silver. *CHMJB-0031
HM146
CHMJB-0033
N.D.
Split Kick
Half page (24 bars); with chords; no lyrics; stated in manuscript that
it is composed by Horace Silver.
HM147
CHMJB-0034
N.D.
The Theme
Bottom half of the page (24 bars); with chords; no lyrics; stated in
manuscript that it is composed by John Lewis and Milt Jackson.
*CHMJB-0033
HM148
CHMJB-0035
N.D.
Taps Miller
Half page (24 bars); with chords; no lyrics; stated in manuscript that
it is composed by Count Basie.
HM149
CHMJB-0036
N.D.
Tiny Capers
Bottom half of the page (24 bars); with chords; no lyrics; stated in
manuscript that it is composed by Clifford Brown. *CHMJB-0033
HM150
CHMJB-0037
N.D.
Feather Merchant
Half page (12 bars); with chords; no lyrics; stated in manuscript that
it is composed by Count Basie.
HM151
CHMJB-0038
N.D.
This Reminds Me of
You
Bottom half of the page (24 bars); with chords; no lyrics; stated in
manuscript that it is composed by Ralph Burns. *CHMJB-0037
HM152
CHMJB-0039
N.D.
Things Are Getting
Better
Half page (16 bars); with chords; no lyrics; stated in manuscript that
it is composed by Julian Adderly “Cannonball”.
HM153
CHMJB-0040
N.D.
Waltz for Debby
Bottom half of the page (48 bars); with chords; no lyrics; stated in
manuscript that it is composed by Bill Evans. *CHMJB-0039
HM154
CHMJB-0041
N.D.
Lee
Half page (64 bars); with chords; no lyrics; stated in manuscript that
it is composed by Jimmy Raney.
HM155
CHMJB-0042
N.D.
H + J (Edison +
Jones)
Half page (22 bars); with chords; no lyrics; *Harry “Sweet” Edison
and Jo Jones
HM156
CHMJB-0043
N.D.
Rubber Neck
Bottom half of the page (24 bars); with chords; no lyrics; stated in
manuscript that it is composed by Frank Rosolino. *CHMJB-0042
HM157
CHMJB-0044
N.D.
Batter Up
Half page (32 bars); with chords; no lyrics; stated in manuscript that
it is composed by Russ Freeman.
HM158
CHMJB-0045
N.D.
May Rey
Half page (32 bars); with chords; no lyrics; stated in manuscript that
it is composed by Horace Silver. *May-Reh or Mayreh played by Art
Blakey et al
HM159
CHMJB-0046
N.D.
Swing Till The Girls
Come Home
Bottom half of the page (24 bars); with chords; no lyrics; stated in
manuscript that it is composed by Oscar Pettiford but also
mentioned Jimmy Blanton. *CHMJB-0045
HM160
CHMJB-0047
N.D.
Doxy
Half page (16 bars); with chords; no lyrics; stated in manuscript that
it is composed by Sonny Rollins.
HM161
CHMJB-0048
N.D.
Summer Setting
Bottom half of the page (32 bars); with chords; no lyrics; unclear
handwriting stated in manuscript that it is composed by “Mommy
Altran” (approximation). *CHMJB-0045
HM162
CHMJB-0049,
CHMJB-0050
N.D.
Dear Heart
Full page (49 bars); with chords; no composer stated. Lyrics was
written on second page CHMJB-0050 *Andy Williams (1964)
HM163
CHMJB-0051
N.D.
To Night
Bottom half of the page (64 bars); with chords; no lyrics; no
composer stated. *“Tonight” by Leonard Bernstein (1961) *CHMJB-
0050
HM164
CHMJB-0052,
CHMJB-0053
N.D.
Quiet Nights of Quiet
Stars
Full page (32 bars); with chords; no composer stated. Lyrics was
written on the second page CHMJB-0053 *Antônio Carlos Jobim
(1960)
HM165
CHMJB-0054,
CHMJB-0055
N.D.
Ringo’s Theme (This
Boy)
Half page (36 bars); with chords; lyrics was written on the second
page CHMJB-0055 *Lennon-MaCartney (1963)
HM166
CHMJB-0056,
CHMJB-0057
N.D.
House of the Rising
Sun
Half page (50 bars); with chords; with lyrics; no composer stated.
*The Animals (1964)
HM167
CHMJB-0058
N.D.
Born Free
Full page (56 bars); with chords; no lyrics; no composer stated.
*John Barry (1966)
HM168
CHMJB-0059
N.D.
Downtown
Half page (27 bars); with chords; no lyrics; no composer stated.
*Tony Hatch (1964)
HM169
CHMJB-0060
N.D.
Goldfinger
Bottom half of the page (60 bars); with chords; no lyrics; no
composer stated. *John Barry (1964) *CHMJB-0059
HM170
CHMJB-0061
N.D.
Moment to Moment
Half page (72 bars); with chords; with lyrics; no composer stated.
*Henry Mancini 1966
HM171
CHMJB-0062
N.D.
A Taste of Honey
Half page (52 bars); with chords; with lyrics; no composer stated.
*Bobby Scott and Ric Marlow(1960)
HM172
CHMJB-0063
N.D.
Picnic
Bottom half of the page (32 bars); with chords; no lyrics; no
composer stated. *George Duning (1955) *CHMJB-0062
HM173
CHMJB-0064,
CHMJB-0065
7/6/1962
Asmara Kechewa
Half page (32 bars); no chords; with Malay lyrics by Asbar Semah;
stated in manuscript that it is composed by J. S. Hamzah.
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HM174
CHMJB-0066,
CHMJB-0067
N.D.
Rindu Kaseh Di
Malam Sepi
Half page (32 bars); no chords; with Malay lyrics by Asbar Semah;
stated in manuscript that it is composed by J. S. Hamzah.
HM175
CHMJB-0068,
CHMJB-0069
N.D.
Rindu Di Kala Senja
Half page (32 bars); no chords; with Malay lyrics by Asbar Semah;
stated in manuscript that it is composed by J. S. Hamzah.
HM176
CHMJB-0070
N.D.
Salute to Charlie
Christian
Half page (24 bars); with chords; no lyrics; stated in manuscript that
it is composed by Barney Kessel; another half of the same
manuscript is written with “Ipoh Agogo” lyrics by Jimmy Boyle.
HM177
CHMJB-0071
N.D.
Musafir Kelana
Half page (59 bars); with chords; with lyrics; no composer stated.
Discussion
The catalogue that is presented enables a thorough investigation into the intertextuality of
Boyle’s work. The sheer number of English love songs in the Unpublished category,
Malay songs in the Published category and the bop tunes in the Copy of Others’ Work
catalogue further enhance our earlier observations of Boyle as a songwriter, a jazzman
and a culture advocate (Chan et al., 2015). The sections that follow display only three of
the many possible observations on intertextuality within Boyle’s manuscripts.
Intertextuality in “Mutiara Ku”
One facet of Boyle’s composing process that has become clearer by comparing the
manuscripts is the process by which languages are used in expressing lyrics for songs.
Our earlier findings in 2015 reported Boyle’s own lyrics in his English songs for love
songs like “Hope” and “I Lost My Love in Pesta Ria”. A fact that is less known today
about the composer is that Boyle composed love songs and wrote lyrics. Boyle’s simple
and straight-forward style of writing lyrics for the English language love songs are in
contrast with the formal and eloquent Malay lyrics created by lyricists such as Dol
Baharim for the patriotic songs.
In the catalogue there is evidence of lyric versions in two languages for one song
called “Mutiara Ku” that provides a glimpse into the process of lyric formation, beginning
with the composer who wrote in English and later arrived at the skillfully crafted Malay
version by the lyricist (Figure 1). The lyrics depict one’s lonesome feelings in facing some
unavoidable physical separation with his loved one due to untold reasons. The term “pearl”
stands out to hint at the particularity in the message of this song. Whether this is a song
directed to his daughter, his wife or his homeland remains speculative. Interestingly, the
English version adopts the Malay title “Mutiara Ku” instead of having an English title
of its own. In general, the Malay lyrics correspond with the English version. While the
English lyrics use daily language, the Malay text is characterised by poetic expression.
For example, “I will always love you so” is given as “Asmara nan merana” [(my) desire
endures]. “My heart alone, without my pearl” becomes “Dengankau lah, dendang sayu”
[With you, a song of sorrow]. The Malay lyric is indirect and elaborated. We deduce that
the Malay text was created by Dol Baharim, the known lyricist for Boyle’s songs.
Our subjective view is that both the English and Malay versions of “Mutiara Ku”
have a considerably different effect. The Malay version is complete, the melody and lyrics
are inseparably integrated into embodying a good sense of Malayness11 with fluidity,
elaboration (as the concept of “bunga” or ornaments shows) and indirectness as if the
melody was created specifically for the language. Today the public is familiar with this
character of Boyle’s song as the same character that is found in “Putera Puteri” and “Jauh
Cheong Jan Chan, Chiou Yueh Kwan, Sze May Lee & James Boyle
155
Jauh” that have been showered with praise like “showing the beauty of nature” or
“breaking the boundaries of race” (Boyle, 2014, p. 24)12. It is an elegant way that fluidly
amalgamates all elements. The English versions when listened to separately, do not hint
at any resemblance of the fluidity in Malay language. It is romantic, individual, more
direct and simpler, reminding one of the songs in Tin Pan Alley. It is gentle but has a firm
directness in ordinary English speech.
Speculations abound around the lyrics. The English lyrics could be temporal; they
may be only a draft to show the lyricist the overall idea of the song in order for the lyricist
to get on with his work. Boyle might have wanted both versions for what they are. What
is certain from this observation is that the widely known effect of the beauty of Boyle’s
Malay songs which is the hallmark of Boyle’s identity, is an output of a successful
collaboration between a composer and a lyricist. From the sketch of the melody and
English lyrics, Boyle is undeniably the owner and the initiator of the entire idea of the
song. However, it could not be completed without the crucial work of the lyricist. The
discourse on Boyle and Malayness (Chan & Boyle, 2016) remains a relevant topic for
future research.
Figure 1. (Upper) Manuscript HM034 /UHMJB0034 “Mutiara Ku” (Lower) Manuscript HM051
/UHMJB0051 Malay lyrics of “Mutiara” (sharing the same page with “Tender Memories”)
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Intertextuality in “Pulau Pinang”
The story of appropriating the melody, originally meant for the state anthem of Pulau
Pinang, into a signature song for the newborn nation of Malaysia, “Kemegahan Negaraku”
(HM099), was already reported by Boyle’s son James Phillip Sheng Boyle (2014).
Manuscript HM099 (Figure 2a) is one of the most revealing artefacts with the new lyrics
written for the then newly formed nation of Malaysia on top of the cancelled lyrics written
for one of the subordinate states. Putting the new next to the old, it is apparent that the
new version came as a modification based on the old version while maintaining the
rhymes with some words remaining from the old version. More interestingly, in HM091,
which was a new melody created in 1964 (that is a year later than the premier of HM099
in 1963), the idea of the original lyrics in HM099 has been employed. The idea of Pulau
Pinang as a pearl that it is beautiful, a place with pride and the plural society living
harmoniously survived through the drama of appropriation. This process of appropriating
composition materials of Boyle symbolises the issue of identification between a closer,
local but urban community of Penang and the more distanced and central authority, the
new nation called Malaysia. Boyle has had to deal with both spheres, the dynamic of
which is vividly observed in manuscript HM099 (Figure 2a) and HM091 (Figure 2b). The
intertextual links go from HM099-original lyric to HM099-new lyric by means of
appropriation, and to HM091 by extension: a two-step progression involving essentially
three items. A song of praise of a state was appropriated to signify national sovereignty,
and its lyrics were later applied in another song praising the state with a totally different
melodic set up: from “Pulau Pinang” to “Kemegahan Negaraku” and extended to another
“Pulau Pinang”.
Figure 2a. Manuscript HM099 /UHMJB0049 “Kemegahan Negara Ku”
Cheong Jan Chan, Chiou Yueh Kwan, Sze May Lee & James Boyle
157
Figure 2b. Manuscript HM091 /PHMJB0037 “Pulau Pinang”
Intertextuality surrounding “Medhini”
One striking example of intertextuality is observed in HM008, HM032, HM033, and
HM046 (Figure 3a, 3b, 3c, 3d), manuscripts that are respectively titled “Chiranan”,
“Medhini”, “Mehdini” and “Sunset over Bangkok”. Related to this is a newspaper article
in 1966 that features “Chiranun”. What is revealed in these manuscripts and linked by
variants of names and spelling is the track demonstrating an incidence where Boyle
composed music with an impression of Thai through which a personality is featured.
Manuscripts left by Jimmy Boyle show that the song was presented several times and that
it was presented each time in a slightly different context. Here we see three versions in
content: the first two versions are identical with merely the name of a person “Chiranan”
(HM008) mentioned in the title with the lyrics replaced by “Mehdini” (HM033). In
contrast, the third version called “Medhini” (HM032), is a melodic embellishment meant
as an instrumental work. The spelling of “Chiranan” (HM008) on the manuscript
corresponds to “Chiranun” in the newspaper article (Chua, 1966); while “Mehdini”
(HM033) corresponds to “Medhini” (HM032).
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Figure 3a. Manuscript HM008 /UHMJB0008 “Chiranan”
A 1966 news article 13 reveals the context for the composition of HM008.
However, the subsequent activities in composing HM032 and HM046 are unknown. The
matter of concern is the reuse of composition with the switch of the object while
maintaining the same lyrics in Boyle’s composition process. The composer praises the
beauty and greatness in “Chiranan” (HM008) and that the time that they shared will be
missed. The object of praise later became “Mehdini” (HM033) and in HM032 a
descriptive version of “a Thai Song” and “The Sage” was added to the title. The
transposition of key could imply a change of singer or for other purposes. Unlike
“Chiranun”, the identity of “Medhini” is unknown. The handwriting notion of “Radio
Malaysia Penang-Kuala Lumpur” and “copyright for B.I.E.M” are the remaining hints for
further investigation.
For reasons unknown, Boyle stretched the materials beyond the vocal song and
turned it into an instrumental showcase. While the first two manuscripts are a mere change
of title, the third manuscript “Medhini” (HM032) stands out as an instrumental piece with
particular instructions for melodic embellishment. Claimed as “a Thai song”, the
Cheong Jan Chan, Chiou Yueh Kwan, Sze May Lee & James Boyle
159
recurring three-note motifs are elaborated into quintuplet patterns. The oriental
impression as displayed in the use of pentatonic scales in the original songs is fully
expressed with highly ornamented notes. Incidentally, “Medhini” (HM032) (Figure 3c)
resembles another tune “Sunset on Bangkok” (HM046) (Figure 3d) in terms of a rhythmic
pattern that is used. The following two manuscripts of instrumental melody are evidence
of Boyle’s impression of music in “Thai” style.
Figure 3b. Manuscript HM033 /UHMJB0033 “Mehdini”
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Figure 3c. Manuscript HM032 /UHMJB0032 “Medhini (A Thai Song)”
Figure 3d. Manuscript HM046 /UHMJB0046 “Sunset Over Bangkok”
Cheong Jan Chan, Chiou Yueh Kwan, Sze May Lee & James Boyle
161
The intertextual link goes from HM008 to HM032 by means of appropriation, and to
HM032 by extension, which is aligned to HM046 in compositional styles: a three-step
progression involving four items. A song about beauty was appropriated to praise a
different name and further be extended into an instrumental work aligned to Boyle’s Thai
impression of another work: from “Chiranan” to “Mehdini” and to the instrumental
“Medhini” resembling “Sunset of Bangkok”.
Conclusion
The catalogue of Jimmy Boyle’s manuscripts that include unpublished, published and
transcribed works offers opportunities for inter-itemised, intra and cross-sectional
comparisons. One contribution of this paper is that it initiates an inquiry into the material
presented—to examine and scrutinise the observable contents and to identify the features,
before analysing them in terms of musical content and social issues. Biographical research
on the composer is highly subjective and interpretative but the artefact observed gives an
axis of objectivity to return to in the face of contradictory arguments. The discussion
above offers footprints of the composers, the dynamics of the process of creating,
appropriating and extending ideas, and thereby presents this vivid process to the reader.
In this sense, the value of analysis is expressed in the narrative of the material itself of
how manuscripts inter-relate to each other and presents many cues for interpretations.
Many things indeed remain uncertain from the narrative of the intertextual links
surrounding “Mutiara Ku”, “Pulau Pinang” and “Chiranan” but the availability of these
narratives brings tremendous differences in having a sense of Boyle compared to the stage
before the narratives were created.
What is being demonstrated in the method of analysis presented in the intertextual
comparison of Jimmy Boyle’s work? Intertextuality when applied to music holds music
as a form of text, hence referring to the truth revealed between one piece of music and
another (Tokumaru, 2005). In this study, the content of the manuscripts, either self-
composed or a copy of others, are the text. By employing the concept of intertextuality
we can derive new narratives about Boyle that can possibly reconcile the many
contrasting branches of his works. Intertextuality avoids overemphasising observations
that manifest as the personality of a particular end, for example, on one instance of
Boyle’s composition but that looks for any coherent stream of thoughts that could be
explained as the underlying phenomenon that holds the manifestation of a few different
end outputs. In line with Latour’s (2005) idea of object as agency, the narrative of
materials presents the interaction between the agents as a different form of cultural
descriptions that involve human-thing relationships.
By identifying a relevant approach to document the set of music materials left by
Jimmy Boyle, the research team discovered that the personal and contextual
particularities of Jimmy Boyle as a composer lies more in the intertextual relationship
between the diverse aspects of creativity all within the composer rather than his
relationship with the society that surrounds him. This paper provides a counter-concept
to the initial existing conceptualisation of Jimmy Boyle as a patriotic composer whose
impact was made in the areas of nationalism, identity and post-colonialism in the Malay
Peninsula. Along the line of Frye’s (Saint-Cyr, 2012) term of “music music-criticism”,
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inter-item interaction within the manuscripts is crucial due to the prevalent gap between
the characters of works in one group to another. The relevant approach to Jimmy Boyle’s
works is most of all an approach that could devise ways to reconcile the multiple facets of
a single person who possessed the immense capacity to create, connect and learn.
Each intertextual observation presented in this paper reveals subtle details that
support a certain understanding of Boyle. The difference in size of the unpublished work
compared to the published ones indicates that a large portion of Boyle’s work remains
unknown today. The presence of the subcategory of “copy of others’ works” gives a fuller
picture of the exact music/songs Boyle was exposed to and that he had taken the effort to
reproduce them. His preference for Modern Jazz is reinforced but his transcription of John
Lennon’s song “Ringo’s Theme” (HM165) could be a counter fact to his harsh criticism
of the rock genre in a comment he made in a news article14. More evidence on the
relationship between the composer’s perceptions of different genres can contribute to
forming a narrative of musical tastes which is the crucial item in determining the kind of
jazz ethos held by the composers associated with Radio TV Malaya/Malaysia.
Furthermore, this method contributes to the discourse of nationalism versus authenticity
observed as a generational gap among jazz musicians in Malaysia (Chan & Boyle, 2016).
Observations on “Mutiara Ku” reveal the collaborative nature of the creation
process behind the fluid character of Malayness displayed in Boyle’s well-known songs,
reminding us of the contributions of the lyricist. The narrative of materials shows the
stages through which a song achieves its final form. Questions remain if Boyle composed
the melody with the Malay aesthetics in mind and that his English lyrics were meant only
as a transition before the Malay poem was written. Our instincts as musicians informed
us such was the case. A further examination of Malay aesthetics contained in Boyle’s
manuscripts, as well as in the open-reel recording (containing his piano playing), is one
potential area to advance the discourse of Malay cultural cosmopolitanism proposed by
Tan (2013).
Observations on “Pulau Pinang” and “Kemegahan Negaraku” together with the
frequent signifier “pearl” for Penang Island, invites discussion on the process of
negotiating nationalism between a state and the larger nation, between Penang State and
the Federation of Malaya (Malaysia). The interaction of the materials unveiled the process
through which patriotic songs were produced, an aspect to complement the report of the
dissemination by Shazlin Hamzah (2019) and the perception of patriotic songs (Shazlin
Hamzah & Adil Johan, 2020). An analysis of Boyle’s manuscripts of other patriotic songs
await. By examining the relations between manuscripts of patriotic and non-patriotic
songs, the composer’s sentiments of aligning with the purpose of creating social cohesion
could be revealed.
One such example that features the interplay of the private-public sphere within
the composer is in the intertextuality observed in the manuscripts of “Medhini”. “Medhini”
is an example where Boyle navigated between utility and artistry: appropriating material
that was created for “on mode” (refer to Spivak’s theory above) into the purpose for “off
mode” of turning a job request of writing a popular song for the public into a personal
experiment. As such, the musical structure of “Medhini” may be one such coherent “thing”
Cheong Jan Chan, Chiou Yueh Kwan, Sze May Lee & James Boyle
163
lying beneath Boyle’s contrasting sentiments. Here lies the potential to develop a
sophisticated description in the fashion of “agents in inter-action” proposed by Martin
(2010).
In closing, we ask, have the findings of this paper revealed any coherent stream
of Boyle’s thoughts that could hold the manifestation of his contrasting end outputs? Did
it progress any deeper than or go beyond our surfaced notions presented in 2015 that
Boyle has several sentiments as a songwriter, jazz musician and cultural enthusiast? In
directing the findings back to the larger discourse of Boyle’s study, what is the current
interpretation of Jimmy Boyle’s personality and his music? The purpose of this paper has
been to provide comprehensive information to substantiate and to continue the discourse
focused on Jimmy Boyle set in our earlier publications in 2014 and 2015. From a holistic
description of Boyle (Boyle, 2014) and an analysis on selected works to highlight Boyle’s
multi-faceted aspects in artistry (Chan et al., 2015), we have now presented a full list of
the manuscript artefacts as a catalogue and have shown the potential of research into
material analysis.
Endnotes
1 Besides enthusiasts like Rozells and Rodrigues (2002) who promoted Boyle’s musical heritage
through their documentation work, Paul Augustin and James Lochhead (2015) were strong
proponents of Boyle that they organised featured exhibitions and music competition (The Jimmy
Boyle Young Talent Competition) in the annual Penang Island Jazz Festival (Patterson, 2015)
until 2018, as well as curated a permanent exhibition space in Penang city (Penang House of
Music, 2017).
2 To date, weblog posts remain as an accessible source for biographical information for
composers associated to Radio TV Malaysia, like for Ahmad Merican (Lohan, 2015, October 19;
The Sun Daily, 2006), Alfonso Soliano (Chew, 2017; Low & Syahir, 2015; Mohd Faizal, 2010),
Ahmad Nawab (Zieman, 2017, May 9), Ooi Eau Jin (Chew, 2017; Quah, 2015, September 4;
Jalil, 2015), as well for Jimmy Boyle (Quah, 2009, April 5).
3 The word serani was used in the original speech spoken in Malay.
4 Below is a brief account of some known songs of Boyle. Some of Boyle’s works were
compiled in Irama Tanah Melayu, a publication by Eastern Universities Press Ltd in Singapore
in 1962, that contains 16 songs that include “Api dan Ayer”, “Bunga Něgara”, “Putěra-Putěri”,
“Kěměgahan Něgara-Ku”, “Měgah Rasa”, “Ingat-ingat!”, “Těpi Pantai”, “Běrdendang-Ria”,
“Ka-Hulu Ka-Hilir”, “Bahtěra Karam”, “Pantun Mělayu”, “Gěma Rěmbulan”, “Sang Bayu”,
“Rayuan Měsra”, “Měnuntut Untok Běrbakti”, and “Běrtugas”. Apart from the songs in Irama
Tanah Melayu, Boyle’s well-known songs till present day include “Jauh jauh”, “Chendering”,
“Sungai Pahang”, “Sukan Sekolah-Sekolah Malaysia”, “Legak Penari”, “Jamboree Song” and
“Rukunegara”. Some of his compositions can be found on newspaper reports for the events or
performances (Boyle, 2014; Chan et al., 2015).
5 Within these songs, “Jamboree Song” was first Malaysian Jamboree Scout song that was
composed on 29 September 1966 with an initial Malay title “Bersatu Jaya”. “Sukan Sekolah
Sekolah Malaysia” was composed for the Malaysian Sports Council’s national meet and was
meant to unite the nation, as the end phrase “We are one for Malaysia” shows (Cheah, 1969).
“Rukunegara”, a song for the five fundamental principles of Malaysia, is pivotal in the social
landscape of Malaysia. Boyle wrote to the Minister with Special Functions and Information, Tan
Malaysian Journal of Music Vol. 9 (138-168)
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164
Sri Ghazali Shafie with the manuscript of this 12-bar song nine days before he passed away. A
news article reported of Boyle’s spirit of optimism and patriotism quoting his phrase, “even if we
fall flat in our faces, we’ll lick our wounds and still “GO” because there is so much to be done in
such a short space of time” (Khor, 1971, May 11). “Legak Penari” (or “Lagak Penari”, as in his
manuscript HM027) or “The dancer’s technique” is composed in keroncong style, was
performed by jazz trombonist, Jack Teagarden during his Malayan tour, who commented it as a
“fine piece–easily the best of several I have collected during my Malayan tour” (Runnymede
Swingtette, 1958). Apart from the songs mentioned above, there are also scattered reports of
songs composed by Boyle uploaded by individuals on social media. The account above enhanced
the image of Boyle as a patriotic composer. Thus far, we have observed that Boyle’s songs that
have a utilitarian nature, patriotic songs, anthem, sports songs included, are only but a part of the
trajectory of Boyle’s life work.
6 His compositions may have been lost due to various factors. Kathleen Rodrigues informed us
that old recordings were destroyed by fire during an accident in Radio Television Malaysia
(personal communication, 2014).
7 In our preceding paper (Chan, Lee & Boyle, 2015), we cited Mohamad (2013) that the
performance of Jimmy Boyle’s trio was regularly aired by Radio Malaya’s English language
service. In addition, Boyle’s handwriting notes inserted on several pages of his published music
score, Irama Tanah Melayu (HM181 according to the Catalogue), the information of recording
were revealed as below.
•
Bahtera Karam (1955)-Royal Command Performance 1960 (45 piece Orchestra) by
Radio Malaysia
•
Pantun Melayu (1958)- World Release on Philips ( Recorded in Holland) . Recorded
by Radio Malaysia- Sung by Sandra Reemer ( Holland)
•
Kemegahan Negaraku ( 1956) – Recorded by the Merdeka Choir July 1957
•
Berdendang Ria (1955) – Recorded by the Royal Command Performance 1961 and
by Radio Malaysia + Radio Singapore Orchestra
•
Putera Puteri (1954) – 1) Dewan Tengku A. R. as a Tone Poem for Concert
Symphony orchestra 2) Used as a Soundtrack for Radio & TV Malaysia 3) Played by
the Singapore Orchestra + Radio Malaysia Orchstra – 65 Piece Concert. 4) Merdeka
Choir (1957)
•
Bunga Negara (1959)- Played on Radio Malaysia at midnight 16 Sept 1963 on the
First Malaysia Day
•
Gema Rembulan (1956)- Recorded by Radio Malaysia ( 1958 Orchestra ) Recorded
by the Ger Van Leeuwen Orchestra of Europe in Philips LP ‘ Music of Malaysia in
Modern Mood (1968)
•
Rayuan Mesra (1958)- Recorded by Peggy Tann for Radio Singapore and Malaya
(EP)
8 This paper is the outcome of a research project entitled “Capturing the beauty of Nusantara
in intercultural perspectives: Towards a theory of musical-Malayness for legends of
improvisations in the Modern Malay World” funded by Ministry of Higher Education’s
Fundamental Research Grant Scheme (FRGS), with the project number of
FRGS/1/2019/WAB04/UPM/02/1
9 In the catalogue, HM### refers to the code for musical content or a sketch of a song. Digital
files were coded according to a subcategory, that is UHMJB-00## for “unpublished works”,
PHMJB-00## for “published works”, CHMJB-00## for “copy of others’ works”, JBFN for Field
Notes, and, RTJB for Open Reel Recording. Details of JBFN and RTJB is beyond the limited
scope of this paper. The remarks column contains various information, which includes the
condition of the item, length of composition, as well as the style of handwriting for specific
Cheong Jan Chan, Chiou Yueh Kwan, Sze May Lee & James Boyle
165
items. Remarks were created with consistency according to different categories. For instance,
remarks of manuscripts are mainly the length of composition, number of bars, with or without
indication of chord names and lyrics. Asterisk (*) were used to link the multiple codes of one
identical artefact. For example, *UHMJB-0001 in the remark column of UHMJB-0002 means
that the two musical content share the same artefact, i.e. written on the same page of the
manuscript, usually one on the upper half and the other on the lower half of a page. In the
subcategory of “copy of others’ work”, an asterisk was also used to supplement the information
that was missing in the original manuscript, that is the name of composer and year of release of
certain songs. The spelling of names and title in the original manuscript was maintained even
when some of them contradict with the known version of spellings.
10 There are several versions of manuscripts for “Berdendang Ria” (HM047, HM103, HM105,
HM106), a song that was published and known to the public. HM049 was included within the
category of unpublished manuscripts due to the nature that it was a rough sketch written on the
same page with another two unpublished songs, which are “Taman Gembira” (HM047) and
“Kaseh Mesra” (HM048).
11 The characteristics of Malay as a civilisation, often expressed with the term “Malayness”, are
presented in Milner (2011), Benjamin (2002), among others; writing that links music to
Malayness are found in Benjamin (2019) and Chan (2014). Malayness is a defining character of
Jimmy Boyle’s composition that needs another article by itself. Recent works that analysed
Malay aesthetic in music include Tan (2013) and Adil Johan (2017).
12 These are words of the jazz pianist Mohd Razif Ismail quoted by James Boyle.
13 In the news article (The Sunday Times, 1966), Toby Chua reported that the song “Chiranan”
was composed within a few hours during Boyle’s visit to Thailand, in a request to perform his
composition in a television program and dedicate it to the Miss Thailand then. Boyle was
reportedly glad to receive the request that he eventually sang in a public performance for his first
time, for the reason that he wanted to “keep Malaysia’s flag flying”. Boyle himself created music
and the English lyrics, and Mr Ahrampee wrote another version of Thai lyrics. Boyle regarded
the Thai lyrics as depicting the essence of “peace and serenity” and turned the song into one that
is “for a special person”.
14 Boyle made several public comments against the shift of musical trends from jazz into the rock
era. These comments at the time indicate his determination in developing jazz music of his own.
A short report entitled “Jimmy Boyle on ‘Rock and Roll Music’” published in 13th August 1959
reveals his firm stance on rock music, as he says, “Make no mistake about kiddiewinks, rock and
roll. No matter how you wrap it, it is not good music, it’s a gimmick!” (Jimmy Boyle on ‘Rock
and Roll music’”, 1959).
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Biography
Chan Cheong Jan is an associate professor at Universiti Putra Malaysia (UPM). He trains the
jazz majors of the undergraduate programme and supervises postgraduate music research. He
obtained Doctor of Literature in Ethnomusicology from Osaka University, Japan in 2002.
Kwan Chiou Yueh obtained her Bachelor of Music from Universiti Putra Malaysia in 2018, and
is currently a graduate research assistant at UPM for a project on local jazz composers under
Fundamental Research Grant Scheme sponsored by the Ministry of Education, Malaysia.
Lee Sze May obtained her Master of Science (Music) degree from Universiti Putra Malaysia in
2017. She was awarded UPM Graduate Research Fellowship in working for a project on archiving
Jimmy Boyle’s work funded under the scheme of Science Fund by Ministry of Science,
Information and Technology, Malaysia.
James P. S. Boyle is a lecturer at Faculty of Music, the National Academy of Arts, Culture and
Heritage of Malaysia, an award-winning composer and pianist, the son of the late Jimmy Boyle.
|
Malaysian Journal of Music Vol. 9 (2020) | . | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/324 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/4580 | Editorial | The Malaysian Journal of Music, Volume 9, presents ten articles on issues in ethnomusicology, musicology, composition, music education, popular music and music technology. These issues derive from countries including Japan, Korea, The Philippines, Thailand, Indonesia, the United States and Malaysia. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/4580/2718 | [
"Clare Suet Ching Chan has a PhD in Music (Ethnomusicology) from the University of Hawai`i at Manoa (2010); Master of Arts (Ethnomusicology)(2002) and Bachelor of Arts (Music)(1998) from Universiti Sains Malaysia, Penang. She holds ABRSM and Trinity College of London graded examination certificates on piano, violin and voice. Clare was the Deputy Dean of Research and Graduate Studies at the Faculty of Music and Performing Arts in Universiti Pendidikan Sultan Idris (UPSI) from 2011-2017. She is now an associate professor and the Chief Editor of the Scopus and Web of Science indexed Malaysian Journal of Music. She is also the Southeast Asian Musical Traditions theme chair of SEADOM and the International Council of Traditional Music (ICTM) national liaison officer. Her research interests include issues of heritage, education, nationalism, tourism, postmodernism and digitalisation in music. She has won several innovative education awards and published on Chinese and indigenous Orang Asli music."
] |
MALAYSIAN
JOURNAL OF MUSIC
Volume 9
2020
ISSN 2600-9366
e-ISSN 2600-9331
Penerbit Universiti Pendidikan Sultan Idris
Tanjong Malim, Perak
2020
ii
MALAYSIAN
JOURNAL OF MUSIC
Volume 9, 2020
Editorial
Clare Suet Ching Chan
iv
Answering Questions, Questioning Answers: Understanding Tradisi
and Moderen in the Intellectual Process of Balinese New Music
Creations
I Wayan Sudirana
1
Assessing Practice Habits: A Study of Collegiate Instrumental
Teachers’ Estimation of Students’ Practice Habits Versus Students’
Self-Report
Lau Chooi Wee
17
Self-directed Learning in Music Teacher Education: Perspectives
from Pre-service Music Teachers in South Korea
Jihae Shin
29
Innovation and Change in Approaches to Balinese Gamelan
Composition
I Komang Sudirga
42
Zaum Box: New Music for Speaking Percussion
Christopher Adler
55
Rendering the Popular as “Tradition”: The Music of Virgilio “Pirot”
Petcheller and the Panay Bukidnon Banda Music Practice in Panay
Island, Philippines
Jose R. Taton Jr.
65
Human and Computation-based Musical Representation for Gamelan
Music
Arry Maulana Syarif
Azhari Azhari
Suprapto Suprapto
Khafiizh Hastuti
82
iii
Listening to Women through Audio Media: The Case of Japan’s
Nightingale Singers
Gretchen Jude
101
Revisiting the Dusunic Boat Lutes of Sabah: Disappearing Musical
Traditions
Jacqueline Pugh-Kitingan
115
Intertextual Observations of Jimmy Boyle’s Handwritten
Manuscripts
Chan Cheong Jan
Kwan Chiou Yueh
Lee Sze May
James Boyle
138
iv
Editorial
Cite this editorial (APA): Chan, C.S.C. (2020). Editorial. Malaysian Journal of Music
Journal, 9, i-vi. https://doi.org/10.37134/mjm.vol9.11.2020
The Malaysian Journal of Music, Volume 9, presents ten articles on issues in
ethnomusicology, musicology, composition, music education, popular music and
music technology. These issues derive from countries including Japan, Korea, The
Philippines, Thailand, Indonesia, United States of America and Malaysia.
In the first article, “Answering questions, questioning answers:
Understanding tradisi and moderen in the intellectual process of Balinese new music
creations,” I Wayan Sudirana, a Balinese music composer, performer and
academician discusses the juncture between “traditional” and “modern” in Balinese
music composition. He presents reasons why Balinese composers are hesitant to
create new Balinese compositions that differ from the traditional forms. Among them
are the fear of merusak budaya (destroying tradition); losing one’s self; the perception
of “tradition” as cyclical and should not change; and a resistance toward western
musical colonisation. The desire to preserve tradition is also motivated by the tourism
industry’s promotion of “authentic” and “traditional” music to attract international
tourists. In this article, Sudirana argues that new musical compositions are not just
composed based on free flow intuition but are formed by concepts that are artistic and
intellectual. He expresses that Balinese musical compositions should not be
conceived as mere commodities for the tourism industry but an expression of a
composer’s philosophy and creativity.
Juxtaposed with Sudirana’s article is the fourth article written by I Komang
Sudirga titled, “Innovation and change in approaches to Balinese gamelan
composition”. Sudirga presents various new music compositions by Balinese
composers living in this age of global accessibility. Globalisation triggers inspiration
for innovation, yet it simultaneously spurs the desire to maintain tradition. Sudirga
states that progressive and conservative audiences and judges of Balinese music
competitions often control the extend and boundaries of change in Balinese musical
compositions. This article highlights six Balinese music composer’s exploration of
their identity in connection to a global space through their compositions. These
compositions are inspired by geo-cultural locations; creation of a new gamelan set in
collaboration with the performing arts; the diatonic tonal system; pan-Asian
instruments and new tuning systems.
In the second article, “Assessing practice habits: A study of collegiate
instrumental teachers’ estimation of students’ practice habits versus students’ self-
report”, Lau examines whether collegiate instrumental teachers are able to effectively
estimate their student’s practice habits from observation of their performance ability
during class time. The results reveal that collegiate instrumental teachers are not able
to effectively estimate their students’ practice habits from merely classroom
observations.
Shin’s article on “Self-directed learning in music educator teacher education:
Perspective from pre-service music teachers in South Korea” investigates the attitude
v
and impact of pre-service music teachers toward self-directed learning. This article
contributes to new approaches in learning among professionals who are working
while studying. Provided the task of organising a thesis seminar, the teachers reported
that they were anxious and lack confidence in interpreting the many available
educational resources. However, the teachers also stated that self-directed learning
gave them agency over their learning processes and peer reviews contributed to the
development of critical thinking and meaningful conversations on their research
topics.
In the fifth article, “Zaum Box: New music for speaking percussion”, Adler,
a composer from the United States of America reviews his experiences in composing
ten music compositions for solo speaking percussionist. This article combines
research in contemporary music composition with the composer’s own creativity in
utilising 20th century composition techniques including futurism, Fluxus, post-tonal
music theory, indeterminacy and nonconventional notation. Alder also discusses the
relationship between text, sound and music in selected scores. This article presents
an approach to research in composition, an increasingly common practice among
composers today.
In the sixth article, Taton, in “Rendering the popular as "tradition": The music
of Virgilio "Pirot" Petcheller and the Panay Bukidnon banda music practice in Panay
Island, Philippines” discusses an interesting musical phenomenon in the popular
music scene of The Philippines. He posits that banda music of Panay Bukidnon is
actually inspired by the “popular” songs sung by Virgilio “Pirot” Petcheller Pirot in
the 70s. Considered “popular music” due to its media promotion, Pirot’s sings folk
music that derive from traditional harana (serenade) and komposo (ballad) genres.
His songs are somewhat traditional due to its portrayal of a pastoral background and
West Visayan folk music. This article demonstrates an interesting reversal process in
which popular music draws from “traditional” musical genres. Jose argues that the
“traditionalising” of the popular portrays the mobility of identity among the Panay
Bukidnon who are able revert between the popular and traditional in their music.
Syarif, Azhari, Suprapto & Hastuti in “Human and computation-based
musical representation for gamelan music” establish a text-based pitch model to
represent karawitan music. This data represents the musical elements of karawitan
as pitch numbers, pitch registers or octaves, pitch values and others so that they can
be read by humans and computers. Ghending Scientific Pitch Notation (GSPN), a
music representation model for the karawitan was created to represent musical
elements from sheet music for this purpose.
In the eighth article titled, “Japan’s nightingale geisha singers: Listening to
women through audio media”, Jude provides a background to the historical and
cultural context of the geisha kashu recordings of the 20th century. The life of geisha
kashu recording stars such as Yoshiwara Shimeji, Fujimoto Fumikichi and Kouta
Katsutarō is presented to revise an orientalist and sexist approach toward perceiving
the performers and their musical. In this article, Jude also distinguishes between the
original Japanese short shamisen longs associated with geisha and those of the kashu
pop star.
Pugh-Kitingan, in “Revisiting the Dusunic boat lutes of Sabah: Disappearing
musical traditions” compares the differences in the organology, performance
vi
techniques and musical styles of the Kadazan Dusun “boat lutes” known as sundatang
among the Tambunan and Rungus; and gagayan, Lotud. This comparative study
concludes that the term “boat lutes” is invalid as these musical instruments have no
connection with boats. They actually represent the human body—the pegbox as the
head and the soundbox as the body, sometimes vice versa. Pugh-Kitingan also
establishes that the sundatang and gagayan are structurally different from the sape of
Sarawak and Kalimantan or kecapi of the Bugis from Tawau. They are more akin to
the cultural tradition of Southern Philippines and Sulawesi. This article suggests that
these boat lutes may originate from Northern Borneo.
Chan, Kwan, Lee & Boyle in “Intertextual observations of Jimmy Boyle’s
handwritten manuscripts” examine the 177 items left behind from Boyle’s published
and unpublished manuscript; and hand copy of other’s manuscripts. This study
deconstructs the single dimensional portrayal of Boyle as a patriotic songwriter.
Examinations of his manuscripts show that Boyle was a versatile composer and
musician with diverse musical interests.
Clare Suet Ching Chan
Chief Editor
Malaysian Journal of Music
|
Malaysian Journal of Music Vol. 8 (2019) | identity, klong yao, performativity, representation, Siamese | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/163 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/1624 | Klong yao and the Performance of Minority Identity in the Siamese Community of Perlis, Malaysia | The klong yao performance in the Siamese communities of Perlis was adopted from the Thai community in Central Thailand. Before this adoption, the ethnic consciousness of the Siamese communities was oriented towards a local variation of Thai-ness with similarities to southern Thai people in terms of linguistic and geopolitical references. After the klong yao was actively included in their cultural practices, the Siamese communities began to develop a representative identity that reinforced Central Thai cultural expressions. In this respect, the performance of klong yao reconstructs the identity of the Siamese communities in Perlis, Malaysia toward a Central Thai identity. The shift from a local and marginalised type of Siamese identity to a hegemonic and centralised Thai identity is observed with the choice to use klong yao as a representation of their identity during Malaysia’s various occasions for showcasing cultural performances. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/1624/1166 | [
" is a master student in the Southeast Asian Studies programme at the Department of Southeast Asian Studies, Faculty of Arts and Social Sciences, University of Malaya. He is interested in the music of the Siamese community of northern Malaysia and has completed his thesis entitled “Performing Identity through the klong yao Tradition among the Siamese Community of Perlis, Malaysia. Chayuti obtained his Bachelor of Education in Music Education focusing on traditional Thai music at the Department of Thai music, Faculty of Fine Arts, Srinakharinwirot University, Bangkok Thailand. Currently, his focus of research is in the ethnomusicology of Southeast Asia encompasses identity, rituals and performing traditions mainly with Siamese in northern Malaysia and Southern Thai people. He also pays attention at traditional Thai music as his previous background. He was a traditional Thai music teacher, teaching music in countries such as Germany, Philippines, etc.",
" is an Associate Professor of Cultural Studies at the Department of Southeast Asian Studies at the Faculty of Arts and Social Sciences, University of Malaya. He received B.A and M.A in Southeast Asian Studies with a thesis topic “Philippine Political Theatre during Marcos Regime” and a Ph.D. in Ritual and Performing Arts Studies focusing on ritual and identity of the Kadazan of Sabah, Borneo. He is also researching ritual and performing arts of the maritime communities of Southeast Asia mainly Sama-Bajau and Sama Dilaut of the east coast of Borneo and Southern Philippines. Currently his research and documentation is on tangible and intangible cultural heritage of Indigenous People of Malaysia. Most of his research work published in academic journals relate to regional studies and cultural studies of Southeast Asia. Currently, he serves as Dean, Faculty of Arts and Social Sciences, University of Malaya."
] | Chayuti Tassanawongwara & Hanafi Hussin
1
Klong yao and the Performance of Minority Identity in the
Siamese Community of Perlis, Malaysia
Chayuti Tassanawongwara1* & Hanafi Hussin2**
1.2Department of Southeast Asian Studies
Faculty of Arts and Social Sciences &
2Institute of Ocean and Earth Sciences (IOES)
University of Malaya
*main author, **corresponding author
e-mail: [email protected], [email protected]
DOI: https://doi.org/10.37134/mjm.vol8.1.2019
Published online: 01 April 2019
Cite this article (APA): Tassanawongwara, C., & Hussin, H. (2019). Klong yao and the
Performance of Minority Identity in the Siamese Community of Perlis, Malaysia. Malaysian
Journal of Music, 8, 1-18. https://doi.org/10.37134/mjm.vol8.1.2019
Abstract
The klong yao performance in the Siamese communities of Perlis was adopted from the Thai
community in Central Thailand. Before this adoption, the ethnic consciousness of the
Siamese communities was oriented towards a local variation of Thai-ness with similarities to
southern Thai people in terms of linguistic and geopolitical references. After the klong yao
was actively included in their cultural practices, the Siamese communities began to develop
a representative identity that reinforced Central Thai cultural expressions. In this respect, the
performance of klong yao reconstructs the identity of the Siamese communities in Perlis,
Malaysia toward a Central Thai identity. The shift from a local and marginalised type of
Siamese identity to a hegemonic and centralised Thai identity is observed with the choice to
use klong yao as a representation of their identity during Malaysia’s various occasions for
showcasing cultural performances.
Keywords: identity, klong yao, performativity, representation, Siamese
Introduction
This article argues that the Siamese in Perlis, Malaysia selectively construct and
represent their identity through the Central Thai klong yao performance genre. The
cultural performance of klong yao in their communities constitutes an identity
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construction of ‘Thai-ness’ through their collective experience of performing,
modifying and reconstructing klong yao. The Siamese community’s ethnic
consciousness of being ‘Thai’ is the product of shared experience and memory
while engaging in this process. Identity construction is a dialogical work-in-progress
that hinges on the emergence of the self-conscious cultural performance of klong
yao. This view is different from saying that the existence of ethnic consciousness
precedes cultural performance. Klong yao culture is seen as influential in reshaping
the identity of Siamese communities in Malaysia. In other words, it is through the
klong yao performance that Siamese people in Malaysia identify themselves as
distinct from other ethnic communities, as well as the way in which other
communities have identified Siamese people. In order to support the argument, the
authors discuss the historical background of the klong yao in the Siamese
communities and its changing reference to central Thai culture. Siamese interactions
with other ethnic communities in Malaysia are also discussed to point out that their
counterparts acknowledge that klong yao is a representation of Thai-ness.
Historical Background of Klong Yao and Thais
Klong yao is a Thai percussion instrument and the name derives from its length−
‘klong’ meaning ‘drum’ and ‘yao’ meaning ‘long’. Moreover, klong yao refers to an
ensemble consisting of various kinds of percussion where klong yao is a core
rhythmic musical instrument in the ensemble and accompanies a traditional Thai
dance. The typical shape of klong yao is generally found in mainland Southeast Asia
namely Burma, Lao, Cambodia and Thailand. Since the Ayutthaya era (circa. 1351
to 1767), klong yao was likely a part of Siamese war heritage when the Burmese
tried to colonise Ayutthaya. Aural narratives about the Burmese and klong yao are
found in Thai traditional songs called phama toong-le. The lyrics were written by an
anonymous person to describe a celebration of an old Burmese man with proficient
skills in playing klong yao and who immigrated to Thailand.
There are many kinds of long drums in northern and northeastern Thailand
including the Isan long drum. Although the Isan long drum is different from the
klong yao of central Thailand in terms of both shape and usage, historically both
served central roles in religious rites and local belief ceremonies. The Isan long
drum tradition has faced social and economic challenges. However, the musical
tradition of the Isan long drum survived through adaptations of its appearance and
inclusion with modern musical instruments. The Isan people have attempted to
sustain their long drum practice by integrating their musical tradition into the music
programmes of local schools (Chuthawichit, 2014). Northern Thai music status as
folk music in modern educational institutions plays a role in shaping cultural
identity (Pitupumnak, 2018).
According to Field Marshal Plaek Phibulsongkhram (1938-1944 and 1948-
1957), the Rathniyom or Thai cultural mandate revealed that the klong yao had
already existed during the Ayutthaya period into the current Rattanakosin era.
During Field Marshal Plaek’s administrative term as Prime Minister, the country
was run by mandates that aimed to create a uniform practise towards civilised Thai
culture. Traditional Thai cultures were separated into categories of ‘civil’ and
Chayuti Tassanawongwara & Hanafi Hussin
3
‘uncivil’ practices. A campaign to foster a ‘true Thai culture’ was the agenda of
Pibul’s cultural revolution (Numnonda, 1978). The revolution attempted to make
people seriously concerned about colonisation and the country’s independence. One
way to maintain independence was to trust Prime Minister Marshal P.
Phibulsongkram and his mandates. After the mandates were promulgated, there
were attempts to cultivate the Siamese as modern Thais as well as to establish local
and folk cultures as national customs. The results of these mandates had an effect on
the performing arts as well. There were creations to standardise klong yao
performance along with fixed choreographies. Previously klong yao had been
considered a folk entertainment since assimilation with the Siamese. Perhaps as a
result of nation-making, the new civilisation might be identified as a new concept of
national identity that was centralised by Thai policy. Klong yao performance
therefore contributed to this nationalising role. Notably, music and dance were
developed under the Rathniyom mandate based on the idea of a central Thai model
which spread from Bangkok to other Thai regions.
In ‘A History of South-East Asia’, the Chinese were referred to as ‘Sien’
during the Sukhothai kingdom, while the Khmer used the word ‘Siam’ which means
‘barbarian’ from the area of the Mekong basin or Chaopraya River. Although Thais
had been in existence as a people for thousands of years before the Christian era, the
first Thai kingdom that was established in what is now Thailand was Sukhothai in
1238. The coming of Thais contributed to the decline of the Sri Vijayan Empire. A
Sukhothai king, Rama Khamheng, struck the decisive blow to surrounding rivals in
1292 and expanded his power to the south from the Menam Valley in Thailand into
the Sri Vijayan ports in the southern part of the Malay Peninsula (Hall, 1970).
A consistent perception of Thais in Thailand and Siamese in northern
Malaysia is that both were once part of the Kingdom of Siam. However, the four
Malaysian states of Kelantan, Terengganu, Kedah and Perlis used to be a part of the
Sukhothai realm for centuries until the reign of King Rama V. More recently these
areas were given to the British when Malaysia was colonised. The Thais in the four
states are similar to Thais in southern Thailand – approximately several thousand
Siamese households with similar traditions, temples as well as Thai architecture
(Aryuwatthana, 1974). Colonial histories on the southern extremities of the Anglo-
Siamese boundary zone do not mention the existence of a Thai Buddhist village nor
the constant traffic of people and produce that criss-crossed these political margins
(Johnson, 2004). The status of the four northern Malaysian states that were part of
Thailand was such that they were not totally controlled under the Siam ruler. For
example, the Raja of Kedah had to struggle against Malay neighbouring states and
rivals in the region to maintain the power of the ruler (Winichakul, 1994).
A challenging issue arose as to how Siamese are supposed to identify
themselves as either Thai or Malay since a variable and complex relationship exists
between ethnicity and culture. Ethnicity is the enduring and systematic
communication of cultural differences between groups considering themselves to be
distinct. It appears that wherever cultural differences are made relevant through
social interactions, it should be studied at the level of social life and not at the level
of symbolic culture (Eriksen, 2010). Moreover, ethnicity is relational and also
situational. The identity of ‘Siamese’ is self-constructed and occupies different roles
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in a given social structure. Identity is based on expressing behaviours, such as
Siamese identity expressed through musical dimensions (Burke & Stets, 2009).
Tools of performance such as actions, features and sound-making construct identity.
The underlying idea of performativity as applied in the context of
performance studies is that one’s ethnic identity is constructed through one’s
repetitive performance of the ethnicity. Schechner (2013) suggests one way of
understanding a performance is that it applies to all kinds of displays, e.g., the
performing arts, sports, rituals, play and the performances of everyday life.
Schechner states that performance must undergo a time-space sequence, which
includes three phases of proto-performance, performance and the aftermath. In light
of these conceptions, this study aims to examine the reconstruction of the klong yao
musical performance through the assumption that the Siamese in Perlis construct,
reconstruct and maintain their Thai identity amidst the multi-cultural ambiance of
Malaysia through klong yao. This study attempts to explain why the klong yao
should be considered performative, through actions that construct people’s Thai-
ness in a way that is similar to Thai-ness expressed by Thai people in Thailand.
With this notion in mind, the researchers analyse the klong yao performed by the
Siamese community in Perlis and describe how each part of the musical
performance is performative whereby members of the Siamese community identify
themselves as belonging to Thai culture and are also distinct from other ethnic
groups in their locality.
Stories told by Siamese elders reveal that the klong yao was introduced to
Siamese communities in Perlis approximately fifty years ago. A fifty-year-old
Siamese abbot, Chia a/l Choi related the first account from his memory that he had
never seen a klong yao during his childhood. The musical genres for entertainment
purposes witnessed at that time were the nang talung (shadow puppet) and norah
(the Southern Thai Dance). Informant Loong Ruern (Alon a/l E Keliang) added that
the first klong yao ensemble was offered at the Suwankhiiri temple when he was
still a child. His father Pu Kriang, who coordinated the ‘Tod Krathin’ events, invited
the then governor of Satun province (Mr. Supayok Panitchawit) to offer a krathin
donation to the temple. Pu Kriang, along with other Siamese villagers, went to
Kuala Perlis to receive the governor and his entourage. They offered the klong yao
ensemble in the Tod Krathin procession. After the festival ended, the instruments
from the ensemble were given to the Suwankhiri temple for public use. It was the
first klong yao ensemble in Guar Musang village. Loong Ruern added that it was his
father who took care of the first klong yao ensemble and that his older brother and
friends became klong yao musicians in the early days. During the early development
of the klong yao the musicians imitated the sounds that they had listened to played
by others without being trained by professionals. But when it was felt that this was
not adequate, his father invited a music teacher from Thailand to train them,
consequently forming the first klong yao ensemble for the Suwankhiri temple.
Informant Pi Pramoot narrated the second account of klong yao coming to
the Siamese villages (Pramoot a/l Puan) and Por Tan Chiang (Ven. Chia a/l Choi).
There was a monk named Por Tan Klom who travelled from Thailand to
Macchimaprasit temple to teach the Thai language among the Siamese communities.
Along with the language, he imparted other Thai cultural expressions such as Thai
Chayuti Tassanawongwara & Hanafi Hussin
5
folktales (nithan), Central Thai chanting (suad montra), Buddhist chant (tripitaka),
etc. The klong yao was selected to be taught to the children as it was the easiest
musical instrument to play. The drums were brought into the community from
Thailand several times. Loong Nam (Boonnam a/l Endin Pelian) said the formation
of the klong yao ensemble was a success as he had not been interested in practising
the klong yao. However, he is now active in the Macchimaprasit temple klong yao
ensemble and is encouraging the young people to preserve this musical
performance. Therefore, Por Tan Klom is known as the pioneer of the klong yao
tradition in Jejawi as well as the first klong yao master in that Siamese community.
Another account was shared about Guar Nangka village in Juping. Another
informant named Loong Kruern (Ken a/l Tin) mentioned that in his youth, other
Siamese villages had many klong yao while Guar Nangka village had none. He and
his like-minded friends went to Sangka Rattanaram temple (Wat Takoi) in
Thailand’s Songkhla to find a music master who was able to teach them how to
perform klong yao for use in religious events. They learned the rhythmic patterns of
the klong yao and its related traditions under the master’s training. Before returning
to their village, they bought a set of klong yao for use at Kampung Guar Nangka
temple in their home community. Until today, Loong Kruern has managed to
allocate his free time to teach the klong yao to children including his young adult
son, Samart.
These narratives shed light on the fact that klong yao was not the original
practice of the Siamese communities in Malaysia. In order to create a more
expressive Thai musical tradition, the Siamese community borrowed the klong yao
tradition from Central Thailand and incorporated the klong yao into their traditional
religious rituals and transmitted klong yao knowledge to the younger generations. In
this regard, it was revealed that the early version of the klong yao performance in
the Siamese communities resembled the southern Thai tradition in its simplified
totality.
Klong yao knowledge was transmitted as an oral tradition to the children
using an approach that was simple and easy to learn. The teachers used the
onomatopoeia technique—verbalising the formation of rhythmic patterns by
imitating the sound of instruments to teach the drumming patterns. Loong Chun
imitated the drum sound as ‘pab’ for a strong sound and ‘pleum’ for a weak sound.
The two sounds represent the basic rhythmic pattern. In addition, an interlocking
sound, ‘teung’, is produced by using a finger to hit the drum edge.
Figure 1. Loong Chun’s klong yao style
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The pattern frequently heard in the music performed by the Chaiya
Ensemble is the sound produced by means of imitating the ‘tab’ pattern, i.e., the two
main sounds – the strong beat, ‘jab’ and the weak beat, ‘tum’. Examples of four
different patterns created by the Chaiya Ensemble show the influence of the ‘tab’
patterns.
Figure 2. Chaiya’s klong yao patterns derived from the Tab pattern
Loong Chun is among the first generation of musicians who witnessed the
initial phase of learning the klong yao after musical instruments were brought from
Satun to the Suwankhiri temple. Chun mentioned that those musical forms and
rhythmic patterns were not complicated. The sounds made came in variations
between strong and weak beats. This simplified method of playing the klong yao
made learning possible for children. He emphasised that the klong yao must be
preserved by transmitting its knowledge to the children. In training, he lets the
children play Mhong while watching each student play the main rhythmic downbeat.
He then continues using the klong yao pattern. This method facilitated the
successful learning of klong yao for non-professionals. Therefore, klong yao had the
advantage of being easy to learn through imitation. Musicians perform with the
klong yao on various occasions especially at religious festivals of the Siamese
communities. Moreover, the performance is also included in some social functions
as cultural expressions specific to the Siamese communities.
Functions of Klong Yao in the Siamese Communities
At the beginning, the klong yao performances were played during religious
occasions. However today, the Siamese have expanded its function into many other
special occasions as well as being part of events in other ethnic communities. The
fact that the Siamese played klong yao as a prelude to ceremonies provides it with
possibilities to be performed at the beginning of virtually any event. The welcome
Chayuti Tassanawongwara & Hanafi Hussin
7
prelude might be a part of a mixed ceremony involving Siamese, Chinese and/or
Malay participants and attendees. This was how the klong yao was presented to
other ethnic communities as a Siamese performance that best reflected the
performers’ Thai identity. Thus, this study emphasises again that members of
Malaysia’s Siamese community chose the klong yao ensemble that was adapted
from the Central Thai musical tradition to represent their identity. The same choice
of ensemble was also observed in two festivals—Citrawarna festival and the
Merdeka festival. During Citrawarna, the Siamese community used the klong yao to
represent their culture as musically distinct from other Malaysian performances and
could also easily be merged with the marching parade. The Kedah state celebration
of Malaysia’s independence on Merdeka Day included a klong yao performance to
represent the Siamese community and to ‘perform’ national unity. The use of the
musically distinct klong yao ensemble highlighted its place within the nation of its
presence as a unique Siamese community in Malaysia.
In religious settings, klong yao is part of various religious-cultural events
within the Siamese communities. Although klong yao music seems to negate the
spirit of monkhood, i.e., a state of purity by refraining from entertainment and
indulgence in worldly pleasures, klong yao serves many important functions in
Buddhist temples. First, the performative culture of klong yao is closely tied to
sacred realms when instrumental music is offered in temples as a religious treasure.
The klong yao is perceived as ‘necessary’ property for every Siamese community
temple. The offering of klong yao music is part of the merit-making rituals. Second,
it was used to encourage people to go to temples on important cultural events. For
example, despite its roots in Thai culture rather than Buddhist, the Loy Krathong
festival usually took place in the vicinity of the temples. The klong yao performance
is the hallmark of the event as it is given a distinct role in leading the opening
procession and expected to bring the villagers closer to the religion and make them
feel attached to the temples.
The most important role of the klong yao in ritual space is its facilitation of
religious ceremonies. The Siamese like to perform the klong yao in every religious
event except funerals. I will relate my experience in the Tod Krathin festival at the
Kubang Tiga temple in October 2017 as an example. Tod Kathin or Robe
Offering Month to the monks which falls at the end of the Buddhist Lent or called as
‘Rains Retreat’ usually takes place for three lunar month cycle (July-October) where
the farmers are planting their crops. Buddhists show their appreciation to the
temples by presenting food, money, useful household items and cleaning
supplies. The festival took two days, i.e., Tod Krathin eve and Tod Krathin day.
While Nang Talung, the Southern Thai Puppet performance was hired from
Thailand to celebrate the event on the eve, the klong yao was performed on the
actual day of Tod Krathin. In the morning, the event emcee encouraged the
participants to go to the temple. Those interested in joining the klong yao dancing
were told to gather at a former abbot’s shrine and take part as the procession
proceeded. After lunchtime, the klong yao musicians began by paying salutation to
sacred beings to ask permission for performing at the temple. After that, the klong
yao performers led the participants to circum-ambulate the temple by walking
clockwise three times. This made it obvious that the klong yao music was performed
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as an essential part of the religious ceremony that took place in the Buddhist
temples.
Figure 3. Klong yao in Tod Krathin ceremony, Macchimaprasit Temple 2016
Therefore, when Thai-ness was expressed through the religious practice of a
klong yao performance, klong yao reinforced a sense of belonging and consolidated
an ethnic consciousness of the Siamese minority community. The cultural practice
rendered their religious interconnection with ethnic consciousness. Solidarity of the
Siamese communities was reinforced through learning and practicing the klong yao
while Thai-ness was defined within the realm of Buddhism. A sense of belonging
was attached to the inclusion of the klong yao performance into various ceremonies
that had the effect of forming the participants’ Thai identity and representing
Siamese culture in the ethnically diverse context of Malaysia.
The Klong Yao Traditions and References to Central Thailand
The Siamese speak southern Thai dialect as their mother tongue and speak Malay
for daily communication. A number of Siamese prefer to communicate with ethnic
Chinese people in either Hokkien or Mandarin. However, the central Thai dialect
was taught by Siamese parents to their children in the temple-based schooling.
Television was also crucial in cultivating the language skills of the Siamese as they
Chayuti Tassanawongwara & Hanafi Hussin
9
invariably watched Thai TV programs and soap opera series. In religious settings,
Buddhist monks were instructed to chant with Thai translations of Pali texts. The
Siamese had internalised the language system of the central Thai dialect through
religious practice. Thus, the central Thai language is integral to their religious-
cultural life. With the increasing influence of Thai culture in the lives of Siamese,
the southern Thai dialect began to fade. The point of reference that these Siamese
communities made when talking about their Thai culture had shifted from a
southern Thai variation to that of central Thailand.
In the next section, the klong yao performances are analysed to locate its
performativity in shaping the Thai identity of Siamese to be more of the central Thai
culture than the southern Thai cultural traits. The performance elements that will be
addressed below are songs and vocal components, bodily gestures and physical
movements involved in dancing, as well as costumes and dressing styles and the
klong yao procession and order of performance. Moreover, the attempts by Siamese
communities to enhance the performance based on the central Thai standards are
also counted as an indication of the shift in their cultural reference.
Songs and Vocal Components
The central Thai dialect occupies the space of cultural performance. Klong yao
performances included numerous kinds of songs, i.e., ‘Pleng Klong Yao’ – also
known as ‘Pleng Rum Vong’ – ‘Pleng Look Toong’, and melodic conversation and
undulating shouting. The central Thai dialect is used throughout the singing of
‘Pleng Klong Yao’ and ‘Pleng Look Toong’. ‘Pleng Klong Yao’ includes a variety
of songs composed specifically for klong yao performance while ‘Pleng Look
Toong’ emerged after World War II and was known as Thai country music. Klong
yao songs are simple in their rhythmic patterns, following cyclic repetitions that are
commonly adaptable to variations making it easy for singers to apply lyrics to very
basic patterns.
‘Pleng Rum Vong’ often involves folk stories mainly describing the lives of
people in the countryside or the imagination of local Thai customs. ‘Pleng Rum
Vong’ involves group dancing where male and female dancers dance in pairs to
form a circle. The most famous song for a klong yao performance is called ‘Loy
Krathong’. This song is also very famous for Siamese and Thai speaking
populations elsewhere. The Siamese tend to sing the song frequently during
parading. The original function of ‘Loy Krathong’ was for the Loy Krathong festival
in November. The festival’s purpose by origin is to pay homage to the goddess of
rivers whereby participants float an oblation basket. The song is sung to mark the
festival but at the present, the song is used in almost every event with the klong yao.
The Siamese perform the klong yao in the ‘Loy Krathong’ festival and other
religious ceremonies and is thus characterised as representing Thai culture. The
lyrics of the song are as follows:
Wanpen Duan sibsong...................................‘Full moon day in November’
Nam Kor Nong Tem Taling.......................‘High tide is flooding the river bank.’
Rau Tang Rhai Chai Ying............................ ‘We are teenagers’
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Sanook Kanjing Wan Loy Krathong........... ‘Enjoyably on Loy Krathong night.’
Loy Loy Krathong ..................................... ‘Floating oblation baskets’
Loy Loy Krathong ..................................... ‘Floating oblation baskets’
Loy Krathong Kanleaw............................ ‘We have done floating.’
Kor Chern Nong Keaw Okma Rum Vong... ‘Please come and join Rum Vong’
Rum Vong Wan Loy Krathong.................... ‘Rum Vong is for Loy Krathong day.’
Rumwong Wan Loy Krathong.................... ‘Rum Vong is for Loy Krathong day.’
Boon Ja Soang Hai Rau Sookjai............... ‘Benevolent would make us happy.’
Boon Ja Soang Hai Rau Sookjai............... ‘Benevolent would make us happy.'
These lyrics could be adapted to fit klong yao rhythmic patterns. Each poetic phrase
was adjusted in a round of four-beat patterns. ‘Pleng Rum Vong’ and klong yao
were perfect in matching and expressing a sense of Thai traditions. The Siamese
benefitted from the powerful music as the ‘Loy Krathong’ song recalled traditional
behaviour. Some dialect lyrics were spoken and emphasised to reinforce the
sounding identity.
‘Pleng Look Toong’ exemplified contemporary modern Thai songs in the
20th century before the aftermath of World War II. Its popularity was influenced by
Western harmonies mixed with Thai singing style. Siamese teenagers in klong yao
teams still favoured these classic songs that were popular among people in the
1970s. ‘Pleng Look Toong’ was also written based on Thai poems similar to ‘Pleng
Rum Vong’ songs. The poetic lyrics of ‘Look Toong’ reflect a rural lifestyle,
poverty and cultural traits as well as the changing social conditions of central
Thailand. The passion of the songs brings back a nostalgic milieu representing a
variety of what life used to be like. Additionally, the lyrics remind the Siamese
community of a shared history with Thai people. A sense of belonging is created as
the songs encourage them to imagine a land where their ancestral lines converged.
Certainly, this has the effect of strengthening a sense of Thai-ness among member
of the Siamese community.
The vocal process has one more way of expressing sound such as the use of
an important gimmick in klong yao parading. At the start of the parade procession,
one of the musicians or participants begins by shouting an undulating sound, and the
other reacts with a booing sound − called ‘Ho Sam La’. ‘Ho Sam La’ typically
launches parades. The tradition of the undulating shouting is to announce that the
ceremony or event is about to commence. It is intended to signal to the participants
to get ready and is used to gather people in an event. Thus, ‘Ho Sam La’ is a verbal
symbol of the klong yao performance. The shouting is probably interpreted as
expressing common actions and the response to the shouting in the musical
performance is limited to those who are from the same fundamental tradition.
Undulating shouting also appears in traditional Thai dramas or court musical
ceremonies from Central Thailand. Below is an example of the sounds made during
the shouting.
Asking: Ho ... hee ... ho ... hee ... ho ... hee ... ho ... hee ...hoy
Replying: Heew w w w
Chayuti Tassanawongwara & Hanafi Hussin
11
Lyrics and songs are sounding tools to fulfil a qualitative sound content that is akin
to Thai in order to construct identity. Presenting Thai language, especially the
central Thai dialect is evident and appears in most of the processes related to
performance such as training how to speak and sing, how to act by singing, shouting
and expressing words as Thai. Thus, representing identity is performed by
identifying as a person who speaks Thai. In the use of Thai language, whether
meaningful or meaningless, both are functional. Through performing, sound and
language encourage participants to belong to what they are performing. Siamese is
characterised as a legal minority and it is easy to claim that the majority still
interacts with Thais like siblings. Speaking the southern Thai dialect in daily life is
perhaps too common to effectively make them distinct from others surrounding
them. Regarding similarity, groups of Thai Muslims in southern Thailand can speak
the southern Thai dialect and Bahasa Melayu.
When people speak, the language could represent religion. For example, the
Siamese speak Thai as an image of Buddhism and the Muslims speak Bahasa
Melayu as a character of Islam (Ryoko, 2005). The language and vocal sounds in
the songs and lyrics influence Siamese behaviour, thoughts and feelings through
which they claim Thai character. The performance of klong yao ties Siamese people
to each other strengthening their shared identity expressed through how they sing,
shout, organise and create compositions for klong yao. Performance helps Siamese
participants to shape the selected language and dialect that is used during
performance. However, speaking the language in daily life is different from how it
is used in the klong yao performance. For special occasions, performances are
opportunities for the dialect of Siamese to be used in performing time by those who
want to perform as central Thai people and who also want to be understood that they
can be ‘real’ Thai people through language. To build a clear image of being
Siamese, the klong yao performers use the central Thai dialect during the klong yao
performance.
This means that the central Thai dialect is implicitly identified as the
performing language for this particular performance of Siamese. Although the
central Thai dialect is blended with Siamese, the performers clearly know where the
language came from and how to display it to construct identity. Therefore, it could
be said that the vocal elements of the klong yao performance are performative in
constructing Thai identity through special reference to the central Thai culture.
Furthermore, the bodily gestures and patterns of movement during the performance
are also effective in making central Thailand a point of reference for those who
participate in cultural practices.
The Klong Yao in Siamese Relations with Other Ethnic Communities
This section will take into consideration the roles of klong yao in boosting ethnic
relations between Siamese communities and other ethnic groups in Malaysia. The
recognition of klong yao as a unique feature of Thai culture by Malay and Chinese
communities indicates that the formation of local Siamese identity has been
affirmed. To the Chinese, klong yao is primarily accepted as part of secular events
only allowed to be performed in the non-religious parts of the ceremony. For the
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12
Malays, klong yao must not involve religious elements. Thus, Chinese and Malay
communities identify klong yao as representing the Thai community in cultural
terms.
In Perlis, the Raja’s birthday is a celebration for people to participate in
paying homage to the Raja. During the research, it was observed that on the stage, a
dozen musicians and dancers performed and sang Thai songs in the central Thai
look toong style. Therefore, the Malay Raja’s birthday is an event where Siamese
can openly express their music to the public. Siamese usually include klong yao as
their ethnic music to display the presence of Siamese ethnic character. This
character is of course distinguishable from the Chinese who created the Lion dance,
and distinct from the music and dances of Indian groups. It is likely klong yao helps
Siamese to represent themselves through culture and gain credibility in highlighting
Thai-ness.
Malays also acknowledge klong yao as representing Thai culture of the
Siamese communities by allowing a performance during the celebration of Merdeka
Day. Every year on 31 August, officially proclaimed as Merdeka Day, all
Malaysians celebrate Malaysia’s independence from the colonial British, (see Figure
4 below). The Siamese have long been known as people residing at the northern-
most area of the Malaysian peninsular. They are also members of the Malaysian
nation and treated as bumiputera according to the applicable law. The Siamese have
never denied they are Siamese Malaysians in the midst of the development of a
Malaysian image and presenting a Siamese identity. They use the klong yao to
promote Thai performances of tradition and culture. The dance movements
harmonised with the rhythm of the klong yao distinguish them from other ethnic
groups. Merdeka Day lets the performers to openly exhibit Siamese cultural
heritage.
Figure 4. Dancing and playing the klong yao at Merdeka Day 2016
Chayuti Tassanawongwara & Hanafi Hussin
13
The use of the klong yao crosses and intersects with other ethnic groups,
specifically the Chinese and Malay communities. The Siamese relationship with the
other ethnic groups is that of being bearers of a minority tradition. Their
performances display not only music and dance but also implicitly symbolises
reciprocal relationships that show how the Siamese behave with other people and
how other people treat the Siamese.
Loong Chun said that his klong yao ensemble was usually invited by the
Chinese to be a part of the vegetarian festival procession on the first day of
Merdeka. He added that his Chinese friends always ask him to prepare the klong yao
a week before the celebration. He said that the ensemble and musicians must
consider the celebration as sacred and that the people attending are very faithful to
their deities. Hence, the klong yao has to be played in a dignified manner that is
respectful of the ceremony. When the Chinese festival comes, it is common for the
Siamese to help the festival irrespective of whether or not the Siamese performers
have been requested. In addition to the vegetarian festival, the Chinese communities
also welcome the klong yao performance during celebrations at holy shrines and as
part of ceremonies paying homage to deities. The Chinese mostly follow Mahayana
Buddhism as one of the two main Buddhist branches. The sect contains different
beliefs and understandings according to the teachings and practice of each sect.
Mahayana has traditions that refer to Bodhisattva and the deities. A belief in the
existence of a deity is prevalent among both the Chinese and the Siamese who live
around Perlis.
The Bodily Gestures and Patterns of Movement in Klong Yao Dancing
Siamese dances are categorised into norah which is based on the southern Thai
dance norah and rum, a central Thai dance. The Siamese community of Perlis prefer
the central Thai dance, rum, which has an allegro (fast) beat. The bodily movements
and gestures that accompany the klong yao is known as rum translated as ‘dance’ in
Thai. The dance is rum vong (traditional folk dance). The styles and patterns are
different from the dances of the Malays, Indians and Chinese. The Siamese express
emotions through dance and each bodily movement and gesture refer to specific
meanings.
Dancing to klong yao accompaniment is classified into two types; first, tum
terdterng, a traditional Thai dance created by an order issued by the Thai
government about eighty years ago under a cultural mandate. Influenced by cultural
civilisation, rum vong is a standard dance constructed from folk dance and
developed by the National Fine Arts Department to form a national dance.
Consequently, Thai dances became more standardised as rum vong became popular.
The dances were choreographed to the klong yao instrumental music
accompaniment whereby male and female dance in pairs. Rum terdterng is one of
the standard dances that was created by developing folk dances according to the
ideas of central Thai creators.
Second, in rum, dancing is not limited to standard movements. In Thai
tradition, dance movements focus on the hands and the top part of the body. Rum in
klong yao is used to express enjoyable emotions through natural movements that are
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14
not confined to fixed patterns. Common people participate in the dance by moving
their arms while klong yao is performed. The movements are similar to rum vong
and rum terdterng styles of spontaneous expression through moving hands, arms
and bodies. A combination of rum and klong yao presents the identity of the
Siamese community in Perlis and the gestures represent the cultural and social
background of the Thai community in Malaysia.
Since there are no fixed protocols on how one should dance, the Siamese
are able to create personal movements while referencing rhythmic beats. They
express self-creation as Siamese, especially women, who enjoying performing rum
to accompany the klong yao performance. Today, rum as a dance for the klong yao,
takes place at almost every community event and ceremony. Its function, as
mentioned previously, is designed to serve the Siamese klong yao tradition.
Costume and Dressing Styles
Klong yao performance also presents traditional costumes as part of its cultural
expression. The styles of dressing adopted for the cultural performance are based on
central Thai culture. The klong yao players wear songkran shirts and colourful
girdles to be distinct from others. Siamese characters are highlighted while wearing
the shirts, to represent that they can follow the current fashion and trends in modern
Thailand. The Siamese acquire certain items such as songkran shirts in order to
mimic Thai costumes. In the case of southern Thai or northern Malay costuming,
local dresses are inadequate for presenting a clear distinction of being Siamese and
their connection to Thailand. Wearing a costume is a trend that emerged among the
klong yao team. When Siamese teenagers gather, the klong yao team is proudly
presented in polo shirts with Thai letters emblazoned on the back of the shirts. The
phrase ‘local culture lovers’ is written in the Thai language.
With regard to self-identification through costuming, the Siamese pursue a
style of dressing indicative of Thailand. They cross the border to purchase shirts
from Hatyai in southwest Thailand. However, there is another kind of costume that
is not linked to the songkran festival. For example the use of polo shirts by the
Siamese is an attempt to symbolise neutral meanings through costuming. These are
shirts emblazoned with Thai words and the phrase is perceived and observed to be
Siamese in the use of characters from the Thai alphabet. The Thai alphabet
represents Thai culture through the use of language. Musicians who wear the shirts
might agree with the idea of cultural representation through performing identity that
plays a central role in the klong yao performance. Traditional Thai dresses from
Central Thailand such as shud thai prarajaniyom, the Thai royal dress for women,
are worn during religious events and klong yao performances. Costumes, such as
songkran shirts, emblazoned shirts or traditional dresses establish a symbolic
process that Siamese use to characterise who they are, particularly in klong yao
performances. The tendency to utilise Central Thai costumes and fashion as part of
klong yao performances asserts the Siamese communities of Perlis and their
preference for the construction of their identity.
Chayuti Tassanawongwara & Hanafi Hussin
15
The Attempt to Enhance the Performance Based on Central Thai Standards
The Siamese community of Perlis continuously aspire to improve their performance
of klong yao up to Central Thai performance standards. Their attempts include
learning by imitating multimedia materials produced in Thailand such as compact
discs (CDs) and videos cassettes, and by viewing the YouTube channel. The
Siamese in Malaysia also engage Thai professional teachers and klong yao
musicians to teach their musicians. In addition, they also organise klong yao
contests that are evaluated based on Central Thai performance standards.
The first klong yao competition took place at Jitra temple, Kedah in the
early 2000s, approximately twenty years ago (Loong Chun @Chun a/l Cheng,
personal communication, 15 March 2017). Since that time, a klong yao competition
is an established event that gathers klong yao ensembles from the four main states in
Malaysia with Siamese communities, Perak, Kelantan, Kedah and Perlis. During the
competition, Siamese klong yao musicians and Thai music teachers from Thailand
are invited to judge the competition. The evaluation criteria include creativity,
musicianship skills, musical technique and harmony between the klong yao
musicians and dancers.
Conclusion
In our attempt to argue that klong yao is effective in shaping Thai identity among
the Siamese people in Perlis, we took into consideration the historical background of
the klong yao performance in their communities. The research established that klong
yao has not been a part of Siamese culture in Malaysia until recently. Before the
Siamese adopted the klong yao as part of their religious practices and cultural
exchanges, their ethnic consciousness was not associated with central Thai origins.
Rather, southern Thai cultural traits were manifest in their communities through the
language used and the geopolitical reference. After the Siamese communities
embraced the klong yao, their ethnic consciousness was gradually re-shaped with a
stronger reference to central Thai communities through components of cultural
performance. The Siamese in Perlis strengthened Thai identity by presenting the
klong yao as representing their own culture. The Chinese and Malay communities
also recognised the klong yao as markers of Siamese Thai identity and have
integrated klong yao performances into their community functions. The klong yao
has played a role in two types of events that connect the Siamese to inside and
outside its community. Whether the klong yao is performed in a function that serves
religious or other needs, the klong yao represents Thai-ness (or Siamese-ness as like
to be called by the Siamese of Perlis). Illustrations and narratives highlight klong
yao’s functions in ceremonies as examples Siamese attempts to sustain klong yao
whereby its status is categorised as a secular performance in both sacred and profane
spaces.
Klong yao has been in the Siamese community for an extended period of
time and has branched out to many Siamese villages. Klong Yaa accomplishes three
roles in the performance process namely: proto-performance, performance and the
aftermath. Cultural and personal functions of origin precede the performance. The
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Siamese conduct rehearsals in temples and klong yao’s presence gather people
because performing the klong yao helps fulfil religious events. During
performances, Siamese even try to imitate the action and components of the Thai
klong yao. For example, the Siamese only use klong yao for auspicious events or
offer it in religious time-space. Furthermore, to understand the whole it is important
to discuss the aftermath. The management entity that takes care of the klong yao
ensures that klong yao is regularly organised for community events. In terms of
cultural conservation, the Siamese created functional performances such as the
klong yao competition, making it obvious that the Siamese are producing quality
performances.
The findings of this study suggest that the Siamese in Perlis, Malaysia
attempt to imitate Thai klong yao as much as possible as representing Thai identity.
Songs and lyrics are influenced by central-Thai dialect, costumes originate from
traditional central-Thai dresses (royal Thai dress), Thai festival shirts (songkran
traditional style), and polo shirts emblazoned with Thai lettering, as well as dancing
inherited from the rum vong dance. The image of using klong yao performance
tends to strengthen its Thai character. The Siamese refine the image through religion
as well. Secondly, the Siamese try to construct another Siamese image in the
perception of other ethnic groups. Through the success of constructing Siamese
identity for strengthening one’s sense of self− the Siamese have also expressed the
klong yao performance as an agent of identity. Most Chinese and Malays have
called upon klong yao as a positive agent with an image of cooperation, as
entertainment and for rituals. Through this positive image, the Siamese desire to be
accepted by other ethnic groups has been demonstrated. Klong yao performers have
been and continue to be invited to play a role at both Malay and Chinese spaces for
decades.
The performance process of klong yao tradition indicates that the Siamese
maintained the klong yao in order to sustain their unique Siamese identity.
Sustaining Siamese identity is a result of this performance process that was
developed not only through visual components such as Thai costuming, but also
through musical sounding of Thai-ness. The function of klong yao has developed to
be flexible for various occasions and the klong yao tradition has been adapted into
the perceptions of other ethnic groups and later gained people’s support. The
acceptance of klong yao as being on par with Chinese and Malay traditions helps to
raise Siamese identity to the national level through events such as the Citrawarna
festival and Merdeka Day. Therefore, klong yao performances represent the music
and dance of the Siamese across diverse communities in Malaysia.
References
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Performing Arts of Southeast Asia, Kuala Lumpur: Nusantara Performing Arts
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Kambork-law Kong Chao Malayu ). Bangkok: Sakdisopa Press.
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Biography
Chayuti Tassanawongwara is a master student in the Southeast Asian Studies programme
at the Department of Southeast Asian Studies, Faculty of Arts and Social Sciences,
University of Malaya. He is interested in the music of the Siamese community of northern
Malaysia and has completed his thesis entitled “Performing Identity through the klong yao
Tradition among the Siamese Community of Perlis, Malaysia. Chayuti obtained his Bachelor
of Education in Music Education focusing on traditional Thai music at the Department of
Thai music, Faculty of Fine Arts, Srinakharinwirot University, Bangkok Thailand. Currently,
his focus of research is in the ethnomusicology of Southeast Asia encompasses identity,
Malaysian Journal of Music Vol. 8 (1-18)
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18
rituals and performing traditions mainly with Siamese in northern Malaysia and Southern
Thai people. He also pays attention at traditional Thai music as his previous background. He
was a traditional Thai music teacher, teaching music in countries such as Germany,
Philippines, etc.
Hanafi Hussin, Ph.D is an Associate Professor of Cultural Studies at the Department of
Southeast Asian Studies at the Faculty of Arts and Social Sciences, University of Malaya.
He received B.A and M.A in Southeast Asian Studies with a thesis topic “Philippine
Political Theatre during Marcos Regime” and a Ph.D. in Ritual and Performing Arts Studies
focusing on ritual and identity of the Kadazan of Sabah, Borneo. He is also researching ritual
and performing arts of the maritime communities of Southeast Asia mainly Sama-Bajau and
Sama Dilaut of the east coast of Borneo and Southern Philippines. Currently his research and
documentation is on tangible and intangible cultural heritage of Indigenous People of
Malaysia. Most of his research work published in academic journals relate to regional
studies and cultural studies of Southeast Asia. Currently, he serves as Dean, Faculty of Arts
and Social Sciences, University of Malaya.
|
Malaysian Journal of Music Vol. 8 (2019) | arrangements, Giuliani, guitar, Le Rossiniane, opera, Rossini, transcriptions | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/163 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/1604 | Investigating Nineteenth-Century Transcriptions through History of Opera and Music Publishing: Mauro Giuliani’s Sources for Two Themes in Le Rossiniane No. 2, Op. 120, and No. 3, Op. 121 | In a letter to the publisher Ricordi dated 6 February 1821, the Italian guitarist and composer Mauro Giuliani wrote that, after getting acquainted with Gioachino Rossini in Rome, Rossini lent him many autographs of his operas so that the guitarist could transcribe whatever he liked from them. From this loan were born | https://ejournal.upsi.edu.my/index.php/MJM/article/view/1604/1994 | [
" is a professional classical guitarist, teacher, and musicologist currently living in Hong Kong. After graduating in guitar performance from the conservatory ‘G. B. Martini’ in Bologna, he went to further study at the Royal Academy of Music in London, where he was awarded the Postgraduate Diploma in Guitar Performance (Distinction). His first international release with Brilliant Classics, ",
" (2016), has been receiving enthusiastic praises from audiences and critics alike: “Teopini depicts these extraordinary works in a warm, human, relaxed and stylish manner” (",
", Netherlands); “[an] intense and felt interpretation…[with a sound] endowed with warmth and attack but also power” (",
", France); “a recording that achieves a beautiful sound and a dignified interpretation” (",
", Spain). Currently, Teopini is a PhD candidate in musicology at the Hong Kong Baptist University under the prestigious Hong Kong PhD Fellowship Scheme."
] | Francesco Teopini Terzetti Casagrande
19
Investigating Nineteenth-Century Transcriptions through
History of Opera and Music Publishing: Mauro Giuliani’s
Sources for Two Themes in Le Rossiniane No. 2, Op. 120, and
No. 3, Op. 121
Francesco Teopini Terzetti Casagrande
Hong Kong Baptist University
Baptist University Rd, Kowloon Tong
Hong Kong SAR
e-mail: [email protected]
DOI: https://doi.org/10.37134/mjm.vol8.2.2019
Published online: 1 August 2019
Teopini Terzetti Casagrande, F. (2019). Investigating Nineteenth-Century Transcriptions
through History of Opera and Music Publishing: Mauro Giuliani’s Sources for Two Themes
in Le Rossiniane No. 2, Op. 120, and No. 3, Op. 121. Malaysian Journal of Music, 8, 19-51.
https://doi.org/10.37134/mjm.vol8.2.2019
Abstract
In a letter to the publisher Ricordi dated 6 February 1821, the Italian guitarist and composer
Mauro Giuliani wrote that, after getting acquainted with Gioachino Rossini in Rome, Rossini
lent him many autographs of his operas so that the guitarist could transcribe whatever he
liked from them. From this loan were born Le Rossiniane Opp. 119–124, six potpourris for
solo guitar which are considered Giuliani’s greatest musical accomplishment. Although it is
likely that most of the sources of Le Rossiniane were Rossini’s originals, there is also
epistolary evidence that Giuliani also transcribed themes from scores provided to him by his
publishers. This fact is the point of departure from which this article explores the possible
sources for two opera themes transcribed in Le Rossiniane No. 2, Op. 120, and No. 3, Op.
121. The data presented here, coming from opera and music publishing history, conveys that
such themes may have been transcribed from two specific vocal scores issued by Vienna-
based publishing houses – ‘Cappi and Diabelli’ and ‘Artaria’. Additionally, the exploration
of the context of the opera themes at issue has also brought to light some interesting
unpublished facts.
Keywords: arrangements, Giuliani, guitar, Le Rossiniane, opera, Rossini, transcriptions
20
Malaysian Journal of Music Vol. 8 (19-51)
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Introduction
During the last few decades, the art of music transcription1 has been receiving the
kind of interest from performers, scholars, and audiences, which throughout most of
the twentieth century was only aimed at original repertoire. As a matter of fact,
classical music lovers of that period manifested a rather scarce interest towards
transcriptions, due to the bad reputation that these had among musicians, critics, and
(less often) audiences. Urrows (2008) states:
During most of the twentieth century, the so-called ‘Age of Authenticity’ [sic.],
such works were dismissed as ‘derangements’, vandali[s]ations of the ‘authentic’
forms of works, generally as manifestations of appallingly bad taste … Behind
this attitude lurk[ed] the evangelical spirit of twentieth-century musical
scholarship, for which [transcription] was a kind of crime against the very nature
of musical art. (pp. 136-137)
Although the above passage seems to describe a typical twentieth-century
opinion on transcriptions, this did not completely originate at that time. Such a
strong belief was the result of a philosophical inheritance coming from the
nineteenth century, more specifically from the (moralistic) Romantic views on arts’
originality and inimitability. According to Samson (2001), during Romanticism
transcriptions:
[S]tood in a somewhat uneasy relationship to the prevailing Romantic ideology.
Romanticism, after all, privileged the singular and the inimitable, qualities that
seem on the face of it at some remove from the … transcription of another’s
work. Thus the Romantic premium on originality brought into sharp focus ethical
as well as ontological questions which had seemed less pressing (though they
were indeed raised) during earlier periods. (p. 269)
In spite of this, for the whole nineteenth century composers still found
transcriptions to be crucial for the promotion and spreading of their music. Miller-
Kay (2018) affirms that generally these composers – among whom we find
personalities such as Ludwig van Beethoven (1770–1827) and Johannes Brahms
(1833–1897) – were aware of the fact that transcriptions “were the primary form in
which their music would be disseminated” (p. 196).
One
nineteenth-century
musician
who,
more
than
any
of
his
contemporaries, enjoyed how functional transcriptions were for the dissemination of
his music across all of Europe was the Pesaro-born composer Gioachino Rossini
(1792–1868). Due to his status as the most celebrated operista of the first decades of
the nineteenth century, in those particular times transcriptions of Rossini’s music
were published frequently. For instance, Bianca Maria Antolini (2001) mentions
that in 1820s Italy almost every publisher of the country issued excerpts from his
operas, transcribed either for voice and piano or for various other types of
instrumental ensemble (p. 99).
Among the many types of transcriptions circulating during the first half of
the nineteenth century, one in particular became especially successful among
Francesco Teopini Terzetti Casagrande
21
European audiences. This was the potpourri, a kind of instrumental fantasia
(Czerny, 1848, 82)2 which exploited “[the] desire of the public to possess the
beautiful melodies of favorite [o]peras, tastefully and connectedly strung together”
(ibid., p. 87). In this regard, Carl Czerny (1791–1857) explains that audiences were
always pleased to listen to well-structured fantasias featuring popular opera themes:
The public in general, experiences great delight on finding in a composition some
pleasing melody with which is already familiar, and which it has previously heard
with rapture at the [o]pera: for most melodies acquire their popularity by the fine
performance of a human voice and the charm of theatrical effect. Now, when such
melodies are introduced in a spirited and brilliant manner in a [f]antasia [italic
added], and there developed or varied, both the composer and the practiced player
can ensure great success. (ibid., p. 86)
It is not hazardous to imagine that Rossini knew as well as Czerny that
transcriptions, and among those fantasias, were such a commercial success for both
the transcriber and the ‘transcribed’. Maybe it was this particular awareness that,
during a sojourn in Rome between 1820 and 1821,3 prompted Rossini to lend many
of his original opera scores to the Italian guitar virtuoso and composer Mauro
Giuliani (1781–1829), so that the guitarist could transcribe whatever he wished from
them.4
Giuliani, a master of transcription,5 made the most out of his chance of
having Rossini’s autographs on loan by composing Le Rossiniane Opp. 119-124, his
most famous works to date. Regarded as Giuliani’s chef d’oeuvres, Le Rossiniane
are a series of six potpourris for guitar composed during his stay in Rome and
Naples between 1820 and 1829 (Heck, 2013, chap. 4.), where he moved after a 13
year-long residence in Vienna (ibid., chap. 3). Written as an homage to Rossini, they
feature transcriptions of themes coming from 16 operas by the composer from
Pesaro, ranging from the 1812 melodramma giocoso called La Pietra del Paragone
to the 1826 tragédie lyrique titled Le Siège de Corinthe (Castelvecchi, 1986, pp. 52-
68).
Investigating Giuliani’s sources for two themes in Le Rossiniane No. 2, Op. 120,
and No. 3, Op. 121
This study was born from my pondering on whether or not Giuliani’s claim that he
borrowed many autographs from Rossini was a bit exaggerated, in order to sell his
works to potential publishers.6 More precisely, for a long time I wondered how
many (and what type of) other sources Giuliani may have ever utilised for his opera
themes’ transcriptions in Le Rossiniane besides Rossini’s originals.
According to Marco Riboni (2011), it is highly probable that among the
originals that Giuliani obtained from Rossini there were many of the themes that he
used for his works (p. 437). However, Thomas Heck (2013) points out that Giuliani
was also accustomed to transcribe music from scores provided to him by his
publishers, evidence being a letter that Giuliani wrote to Domenico Artaria (1765–
1823) complaining about the two publishers and business partners Pietro Cappi (ca.
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1790–1830) and Anton Diabelli (1781–1858),7 in which he reports the following
words that he claimed to be written by them: “Here are some ‘favorite themes’ so
that you can write us variations on them” (chap. 4.3.1).
Heck’s evidence was for me the basis upon which I came up with some
hypotheses about the sources for two specific opera themes that Giuliani transcribed
for two of his Le Rossiniane. In point of fact my research, based on records about
history of early nineteenth-century opera and music publishing which I gathered
during the past few years, suggests that these sources are identifiable as two specific
vocal scores by Vienna-based publishers Cappi and Diabelli, and Artaria. The
themes at issue come from two cabalette:8 these are ‘Nume, perdonami se in tale
istante’ (hereinafter referred to as ‘Nume, perdonami’) from the opera I Baccanali
di Roma (1816) by Italian composer Pietro Generali (1773–1832), which Giuliani
transcribed in both his Le Rossiniane No. 2 Op. 120 (hereinafter referred to as either
Rossiniana No. 2, or simply Op. 120) as well as in his earlier Variations on ‘Nume
perdonami’ Op. 102 (hereinafter referred to as either Variations Op. 102, or simply
Op. 102),9 and ‘Sorte, secondami!’ from Rossini’s opera Zelmira (1822), transcribed
by the Italian guitarist in Le Rossiniane No. 3, Op. 121 (hereinafter referred to as
either Rossiniana No. 3, or simply Op. 121).
Additionally, this study also wishes to further clarify why Giuliani chose to
feature Generali’s ‘Nume, perdonami’ in Op. 120, since the latter is (supposed to
be) a work composed as a tribute to Rossini. Stefano Castelvecchi (1986) proposes a
few hypotheses; among those, one in particular suggests that Giuliani may have
quoted Generali’s theme with the intent of hinting at the fact that Rossini plagiarised
it as the cabaletta ‘Arditi all’ire’ present in his 1817 opera Armida (pp. 47-48). Here
will be brought some extra evidences which, adding to Castelvecchi’s, tell that his
intuition may not have been that far from the truth.
Rossiniana No. 2: ‘Nume, perdonami’ from I Baccanali di Roma
According to Alberto Galazzo’s Tra i Barbassori e gli Azzimati: Pietro Mercandetti
Generali (2009) – a remarkable two-volume work on Pietro Generali’s life and
works – I Baccanali di Roma was Generali’s most successful opera, staged with
great success both all over Italy as well as overseas between 1816 and 1832 (pp. 79-
80). The opera achieved this sort of success after Generali revised it for its second
staging which happened in Trieste in June 1816; as a matter of fact, the opera was
not well received in its original version titled I Baccanti di Roma (ibid.). According
to issue no. 26 of the Venetian newspaper Il Nuovo Postiglione, I Baccanti di Roma
was premiered at the ‘Teatro La Fenice’ on 14 February 1816.10 The announcement,
placed under the heading ‘Spettacoli d’oggi [today’s shows]’, says:
“[L]a Fenice Theater. Performance of I Baccanti di Roma. [d]rama by [M]r.
Gaetano Rossi, [m]usic by [M]r. Maestro Generali, with ballet: Aresping e
Lindane, composed by [M]r. Panzieri” (Figure 1).11
Francesco Teopini Terzetti Casagrande
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Here follow the names of each main singing member of the cast for the
opera (and their respective roles), as listed by the libretto printed for the event
(Generali and Rossi, 1816, p. 4):12
•
Mr. Giovanni Battista Binaghi (SP. Postumo Albinio);
•
Mr. Giovanni David (Sempronio);
•
Mr. Francesco Desirò (Minio Cerinio);
•
Mr. Giovanni Sebastiani (Publio Ebuzio);
•
Ms. Elena Harlas (Fecenia), singer in the service of Maximilian I Joseph,
King of Bavaria (1756–1825);
•
Ms. Marietta Castiglioni (Ippia);
•
Mr. Giovanni Cengia (Lentulo; Augure Sommo).
Figure 1. Announcement of the (first) performance of I Baccanti di Roma. (Il Nuovo
Postiglione, 14 February 1816, p. 4.)
Issue No. 27 of the same newspaper, dated 16 February 1816, features an
extensive review of the premiere of I Baccanti di Roma under the heading ‘Teatri
[Theaters]’ (pp. 3-4). Among the interesting facts reported by the reviewer, there are
two in particular which seem most relevant.
Firstly, the opera had to be suspended because of a sudden illness on stage
of the prima donna Elena Harlas – ascribed by the reviewer to the many long,
incessant rehearsals taking place before the premiere due to a delay in the delivery
of the music – which forced her to suddenly leave after the end of one of her arias
(Figure 2).
Secondly, among the most applauded musical moments in Generali’s opera
we find the ‘cavatina di sortita [in] the first act [sung by] Mr. Sebastiani’ (Figure 3).
The cavatina di sortita described in the review is the cavatina13 in Act 1 Scene 3
titled ‘Non temete: i sommi Dei … Nume, perdonami’ (Generali, 181?, pp. 114-
134),14 i.e. the entrance aria of Publio Ebuzio (castrato) – character which
hereinafter will be referred to as simply Ebuzio. The cabaletta ‘Nume, perdonami’
coming from this cavatina was among the themes from the opera which became
instantly popular among audiences due to its melodic beauty (Galazzo, 2009a, 80).
Galazzo hypothesises that this could have been the reason why Giuliani decided to
use Generali’s theme for his Variations Op. 102 as well as in his Rossiniana No. 2,
perhaps after attending one of the performances of Die Bachanten – i.e. the German
language version of Generali’s opera – held in Germany and Austria during the
1810s (ibid.).
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Figure 2. Review of the premiere of I Baccanti di Roma: first excerpt. (Il Nuovo Postiglione,
No. 27, p. 4.)15
Figure 3. Review of the premiere of I Baccanti di Roma: second excerpt. (Il Nuovo
Postiglione, No. 27, p. 4.)16
Giuliani’s Variations Op. 102, originally titled as Introduzione e variazioni
sopra la cavatina favorita ‘Nume perdonami, se in tale istante’ nei Baccanali di
Roma del sig. Generali (Introduction and variations on the favorite cavatina ‘Nume
perdonami, se in tale istante’ in I Baccanali di Roma of [M]r. Generali), was
published in 1819 (Giuliani, 1819; Weidmann, 1983, 29) for the Cappi and
Diabelli’s series Euterpe, and advertised in the Wiener Zeitung on 13 July of the
same year (ibid.). These solo variations were later arranged as a quintet for guitar
and string quartet and published in 1820 for their series Philomele für die Gitarre
(ibid., 52). Conversely, Giuliani’s Rossiniana No. 2 was published by Artaria in
1822 (Giuliani, 1819; Heck, 2013, ‘Works with opus number’), and publicised in
the Wiener Zeitung on 5 November of the same year (Giuliani, 2002, ‘Preface:
Publication’). Both Giuliani’s transcriptions of the theme in Opp. 102 and 120
feature the tempo marking Allegretto innocente (Figure 4 and 5).
Francesco Teopini Terzetti Casagrande
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Figure 4. Variations Op. 102: tempo marking (green ellipse) featured in the theme of
‘Nume, perdonami’. (Giuliani, 1819, p. 5.)
Figure 5. Rossiniana No. 2: tempo marking (green ellipse) featured in the theme of ‘Nume,
perdonami’. (Giuliani, 1822, p. 5.)
Both of them feature a theme in two-part song form; however, the version
of ‘Nume, perdonami’ in Op. 120 is more elaborate and dynamic than the one in Op.
102, especially in its second part. Further, the version in Op. 102 concludes with a
coda not to be found in Op. 120 (see Figure 6 and 7).
With regard to the tempo marking utilised by Giuliani, the Italian term
innocente is not retrievable in the actual theme composed by Generali. Apparently,
the tempo marking of the aria was a more ordinary Allegretto. This claim is based
on the following evidences:
•
The tempo marking on the scanned manuscript from the digital archive of
the National Library of Spain in Madrid (Figure 8);
•
The tempo marking on the manuscript from the British Library in London
(Figure 9) – according to Amelie Roper (personal communication, March
27, 2017), this particular manuscript is thought to be a copy prepared for the
performance held in Trieste in June 1816;
•
The tempo marking found in the 1817 manuscript of Die Bachanten
available at the Bavarian State Library in Munich (Galazzo, 2009b, 196);
•
The tempo marking featured in an 1820 manuscript of Die Bachanten,
property of the Austrian National Library, as communicated to me by
Andrea Harrandt (personal communication, May 28, 2018).
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Figure 6. Variations Op. 102: second part of the theme of ‘Nume, perdonami’ – the coda of
the theme is bordered in red. (Giuliani, 1819, p. 6.)
Figure 7. Rossiniana No. 2: Second part of the theme of ‘Nume, perdonami’. (Giuliani,
1822, p. 5.)
Francesco Teopini Terzetti Casagrande
27
Figure 8. Tempo marking Allegretto (here spelled as Alltto) on the manuscript of I Baccanali
di Roma owned by the National Library of Spain in Madrid. (Generali, 181?, p. 121.)
Figure 9. Tempo marking Allegretto (here spelled as Alltto) on the manuscript of I Baccanali
di Roma owned by the British Library in London. (Generali, 1816, p. 95r.)
When it comes to the differences between the themes in Opp. 102 and 120,
a comparison between the transcriptions by Giuliani and the manuscript from
London shows that the theme in Op. 120 is more authentic to the opera’s original.
This is especially true in the case of Op. 120’s melodic passage in semiquavers on
the first three measures of the second part of the theme: it looks and sounds almost
identical to the melody assigned by Generali to Ebuzio, a part from the beginning
rhythm of dotted semiquavers and demisemiquavers in the first measure (Figure 10).
This suggests that Giuliani may have decided to overall simplify the second part of
the theme in Op. 102, in order to make the subsequent variations of this piece sound
more gradual in terms of virtuosity.
Figure 10. Singer’s melody in the second part of the theme of ‘Nume, perdonami’ – the first
measure is bordered in red. (Generali, 1816, 95v-97v.)
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After the above description, there is a question which still seems to need an
answer: since originally the aria ‘Nume, perdonami’ bears the tempo marking
Allegretto, was there any source of Generali’s I Baccanali di Roma where this aria
featured the tempo marking Allegretto innocente which could have been available to
Giuliani at the time he wrote Opp. 102 and 120? If yes, is there any chance that
Giuliani may have transcribed this aria from such a source?
In his study on all six Le Rossiniane, Castelvecchi reproduces the first
measures of the first part of the theme of ‘Nume, perdonami’, as found in Cappi and
Diabelli’s vocal score of Generali’s cavatina: here the cabaletta bears the tempo
marking Allegretto innocente (1986, p. 49). By looking at the original publication of
Cappi and Diabelli, it can be confirmed that the tempo marking is indeed the one
reported by Castelvecchi (Figure 11).
Figure 11. Tempo marking Allegretto innocente (green ellipse) in ‘Nume, perdonami’, as
found in Cappi and Diabelli’s vocal score. (Generali, 1820, p. 4.)
One may be prone to think that the tempo marking used by both Giuliani,
and Cappi and Diabelli may be considered as evidence that Giuliani’s main source
for both Opp. 102 and 120 was this specific vocal score, even daring to speculate
that maybe the publishers themselves provided it to him. However, there is a
problem of anachronism when it comes to the year of publication of Op. 102. In
fact, Cappi and Diabelli’s version of ‘Nume, perdonami’ was published in 1820 as
Vol. 41 of the series Philomele für Pianoforte (Weinmann, 1983, p. 50);17 the year
of publication seems to fit with the Viennese premiere of Generali’s opera, which
took place at the Theater an der Wien on 12 June 1820 (Allgemeine musikalische
Zeitung, 17 June 1820, p. 388),18 and was later reviewed by the Wiener allgemeine
Theaterzeitung und Unterhaltungsblatt (29 June 1820, p. 311). Therefore, it is
unlikely that Giuliani may have had this particular score as the source for his Op.
102; nonetheless, so far the preceding data points to the fact that Giuliani may have
used Cappi and Diabelli’s vocal score for his Op. 120.
Cappi and Diabelli’s vocal score shows that the melody in the first four
measures of the second part of the theme is written almost exactly as the one in the
original, with its first measure containing a rhythm of dotted semiquavers and
demisemiquavers (Figure 12). Giuliani’s same melodic segment in the Rossiniana
No. 2 looks almost the same as Cappi and Diabelli’s, a part from Giuliani’s use of
only semiquavers in its first measure. However, there is a score of Generali’s whole
opera appearing to be the only one published before 1820 which, despite featuring
Francesco Teopini Terzetti Casagrande
29
the tempo marking Allegretto and including a second part of Generali’s theme not as
authentic to the original as both Cappi and Diabelli’s score and Giuliani’s Op. 120,
on that particular measure uses the exact rhythm found on the melody of Op. 120.
The publication at issue is the vocal score of the German version of Generali’s
opera, i.e. Die Bachanten, published by Simrock (Figure 13) between Easter 1818
and Easter 1819 (Whistling, 1819, p. 63).19 The period of publication of Simrock’s
vocal score is temporally consistent with Giuliani’s year of publication of Op. 102;
further, it seems to go hand in hand with the German premieres of Die Bachanten
held in Bonn and Cologne in 1818 (Galazzo, 2009b, p. 371), i.e. the cities where
Nicolaus Simrock (1751–1832) and his son, Peter Joseph Simrock (1792–1868),
respectively founded the publishing house – i.e. Berlin – and opened a branch – i.e.
Cologne (Clive, 2001, pp. 337-338).
Figure 12. Second part of the melody of ‘Nume, perdonami’ in Cappi and Diabelli’s vocal
score – the first measure is bordered in red. (Generali, 1820, pp. 4-5.)
Figure 13. First page of ‘Nume, perdonami’ as featured in the vocal score of Die Bachanten
published by Simrock, containing the tempo marking Allegretto (green ellipse). The first
measure in the melody of the second part of the theme (bordered in red) features the same
rhythm also found in Op. 120. (Generali, ca. 1818, p. 39.)
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All the data provided previously leads to the following hypotheses:
Firstly, Giuliani may have owned a copy of the vocal score published by
Simrock, which he may have used for his transcription of the theme for his
Variations Op. 102 (i.e. the least authentic to Generali’s original theme). It is safe to
assume that later he used the Cappi and Diabelli score for Op. 120, in order to
render the theme closer to Generali’s original – it is also rather interesting to see that
conceivably Giuliani exploited a score issued by Cappi and Diabelli for a score then
published by Artaria. However it can be supposed that the voice part’s highly
idiomatic dotted rhythm found in the original aria, which Giuliani transcribed in the
first measure of the second part of the theme of Op. 120, may have been
exemplified by him either on his own initiative or by drawing his ‘inspiration’ from
Simrock’s score.20
Secondly, it is possible that the adjective innocente (meaning ‘innocent’)
was added by Giuliani himself in Op. 102 to signal the mood of the cabaletta in
place of the lyrics – which, of course, cannot be performed in a solo instrumental
piece. According to the lyrics of Generali’s whole cavatina (Table 1), Ebuzio admits
to his fellow Bacchants that he fell in love with Fecenia, i.e. the female protagonist
of the opera, during his initiation rite to the cult of Bacchus – however, he does not
mention her name to his fellows. Ebuzio asks for forgiveness to his God, i.e.
Bacchus, claiming that he is innocent of this condition, and that the God should
blame love for it. He also reassures his fellows that such an event will not occur in
the future, and that he will keep his vows to Bacchus forever.
Thirdly, Cappi and Diabelli, i.e. the publishers of Op. 102, may have liked
the tempo marking Allegretto innocente employed by Giuliani, thus deciding to
feature it in their own publication of the theme (supposedly utilised by Giuliani for
his second transcription of ‘Nume, perdonami’ in Op. 120).
Finally, it is time to address the question of why Giuliani used a theme from
Generali’s ‘Nume, perdonami’ instead of Rossini’s ‘Arditi all’ire’ in his Rossiniana
No. 2. As previously introduced in this paper, one of Castelvecchi’s speculations
states that Giuliani may have done such a thing to allude to Rossini’s plagiarism of
Generali’s aria.21 Castelvecchi backs up this suggestion by offering historical facts
on both I Baccanali di Roma and Armida, as well as comparing the first measures of
‘Nume, perdonami’ from Cappi and Diabelli’s vocal score (mentioned earlier) with
the first measures of a non-specified vocal score of ‘Arditi all’ire’ – bearing the
tempo marking Allegro brillante (1986, pp. 49-50). Castelvecchi states that the two
themes are substantially the same, with the only difference being the types of
modulation occurring in the second part of the themes in two-part song form at
issue: while Generali’s modulates from the tonic (D major) to its dominant,
Rossini’s modulates from the tonic (F major) to its minor mediant (ibid., pp. 47-48).
Francesco Teopini Terzetti Casagrande
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Table 1.
Ebuzio’s lyrics in the cavatina ‘Non temete: i sommi Dei…Nume, perdonami’. (Generali,
1816, p. 10.)
‘Non temete: i sommi Dei…Nume,
perdonami’ (Italian lyrics)
‘Do not be afraid: the great Gods…God,
forgive me’ (English translation)
Ai Baccanti (coro):
Non temete: i sommi Dei
questo cor devoto adora
Il candor de’ voti miei
serberò costante ognor.
A Bacco:
Nume, perdonami
se in tale istante
sfugge un sospiro
ad un Baccante,
sospir che tenero
parte dal cor…
Del mio deliro
incolpa amor.
Ai Baccanti:
Non temete: i voti miei
serberò costante ognor.
To the Bacchants (choir):
Do not be afraid: the great Gods
this heart devout[ly] adores.
The candor of my vows
I will constant[ly] keep forever.
To Bacchus:
God, forgive me
if sometime[s]
a sigh escapes
from a Bacchant,
[a] sigh that tender
leaves from the heart…
Of my delirium[,]
blame love.
To the Bacchants:
Do not be afraid: my vows
I will constant[ly] keep forever.
However, by looking at Rossini’s autograph of Armida it can be observed
not only that ‘Arditi all’ire’ bears the tempo marking Allegro vivace (Figure 14), but
above all that its theme’s second part features a profoundly different melodic layout
from ‘Nume, perdonami’ (Figure 15).
The above-mentioned two evidences reinforce the idea that after all Giuliani
knew that the first part of Rossini’s ‘Arditi all’ire’ was copied from Generali’s
cabaletta, and that for this reason he could insert Generali’s theme (featuring a
blatantly different second part) within the Rossiniana No. 2. Whether or not he did
this because Rossini’s cabaletta at issue was not among the originals which he
borrowed from the Pesarese composer, or just out of a willingness to insert some
sort of maliciously humorous ‘comment’ within Op. 120, or both, is something
which might never be disclosed entirely. However, the above evidences ‘insinuate’
that Giuliani, a person who apparently had a sharp sense of humor,22 exercised such
humor also in his music writing if the opportunity presented itself.23
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Figure 14. Tempo marking Allegro vivace (here spelled as Allo Viv) in the cabaletta ‘Arditi
all’ire’, as featured in the autograph of Armida. (Rossini, 1817, p. 31r.)
Figure 15. Second part of Goffredo’s melody in the theme of the cabaletta ‘Arditi all’ire’
from Armida. (Rossini, 1817, pp. 33r-34v.)
Rossiniana No. 3: ‘Sorte, secondami!’ from Zelmira
The upcoming hypothesis on the source for Giuliani’s transcription of the theme of
‘Sorte, secondami!’ was born from a rather peculiar discovery made while
examining Giuliani’s autograph of the Rossiniana No. 3.
The cabaletta ‘Sorte, secondami!’ is featured in the introduction of Act 1,
Scene 1, No. 1 of Rossini’s opera Zelmira. Originally, its main theme is sung by the
character Antenore (tenor), ‘backed-up’ by Leucippo (bass-baritone) and a Coro di
guerrieri (Choir of warriors), and is contained within Antenore’s cavatina ‘Che vidi!
Amici! Oh eccesso!...Sorte, secondami!’: it is introduced after the tempo di mezzo
‘In te il suo vindice’ (sung by Leucippo and the choir) which separates the
cavatina’s cantabile (i.e. ‘Che vidi! Amici! Oh eccesso!’) from the cabaletta
(Rossini, 1810–1840, pp. 16r-38v).
Giuliani’s transcription of Antenore’s theme in Op. 121 is rather authentic
to the original material from the opera. However, Giuliani’s autograph of Op. 121
shows that he wrote a preliminary version of the theme and variation on ‘Sorte,
secondami!’ which was rather different from the version that apparently was chosen
as the definitive one.24
Francesco Teopini Terzetti Casagrande
33
Giuliani’s preliminary version of the theme from Zelmira and its variation
are found on pages 8 and 11 of his autograph manuscript (Figure 16, 17, and 18).
They were crossed out by the composer, and later replaced with their definitive
versions, found on pages 9 and 10 (Figure 19). Giuliani’s replacement in the
Rossiniana No. 3 seems to have happened after a change of opinion by him, which
appears to have occurred when the score was pretty much ready to be published by
Artaria, who issued the work in 1823 (Giuliani, 1823b; Heck, 2013, ‘Works with
opus number’) and advertised it in the Wiener Zeitung on 12 January 1824 (Giuliani
2002, ‘Preface: Publication’). In fact, Giuliani composed his definitive theme and
variation on a new blank score sheet. The side of the sheet corresponding to the
manuscript’s page 10 only presents the final two measures of the definitive
variation, therefore is almost completely empty of any music writing. This suggests
that the page was inserted by the composer between pages 8 and 11 at the last
moment.
Figure 16. Rossiniana No. 3 (autograph): preliminary version of the theme of ‘Sorte,
secondami!’ (blue border) and its variation (orange border). (Giuliani, ca. 1823, pp. 8 and
11.)
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Figure 17. Reconstruction (by the author of this paper) of Giuliani’s preliminary
transcription of the theme of ‘Sorte, secondami!’. (Giuliani, ca. 1823, pp. 8 and 11.)
Figure 18. Reconstruction (by the author of this paper) of Giuliani’s preliminary variation on
his preliminary transcription of the theme of ‘Sorte, secondami!’. (Giuliani, ca. 1823, p. 11.)
Francesco Teopini Terzetti Casagrande
35
Figure 19. Rossiniana No. 3 (autograph): definitive transcription of both the theme of ‘Sorte,
secondami’ and its variation. (Giuliani, ca. 1823, pp. 9-10.)
Among all the differences between Giuliani’s preliminary and definitive
version of ‘Sorte, secondami!’, both in the key of G major, the most striking one
involves their respective harmonic progressions. More specifically, while in the
preliminary version of the theme its repeated 8 measure long first part of the theme
cadences on the submediant, in the definitive version the theme’s 16 measure long
first part cadences on the dominant (like in the original aria). However, why did
Giuliani change his preliminary version of the theme with a version more accurate
to the original aria?
Between March and July 1822, Rossini had a triumphant tour in Vienna.
Accompanied by his manager Domenico Barbaia, his wife Isabella Colbran, and
other six singers from the Teatro San Carlo of Naples, all together ‘gave a total of
52 performances during their three-month stay’ (Clark, 2005, pp. 137-138). During
this tour Zelmira was particularly successful: the opera was performed a total of 21
times from its first Viennese performance on 13 April to its last one on 20 July
(ibid., 140-145). Already highly praised at the time of its premiere at the Teatro San
Carlo on 16 February 1822 (Rossini, 2005, p. xxv), Zelmira “created a furore both
there and in Vienna” (Stendhal, 1957, p. 384), becoming so popular that the
reviewer of the Allgemeine musikalische Zeitung of Leipzig decreed it as the
season’s triumph (Rossini, 2005, p. xxix).25
Due to Rossini’s success in Vienna, the city’s publishers engaged into a
fierce competition with each other by overwhelming the market with an abundant
number of transcriptions of his operas (ibid., xxxiii). In particular, it seems that the
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ones featuring themes from Zelmira garnered positive consensus in the city. As
Benjamin Walton (2013) reports, at that time Zelmira’s melodies “had been freely
circulating since the opera’s Viennese premiere back in April, arranged, varied,
quadrilled, and potpourried [sic.]” (p. 159).
Zelmira’s success led Artaria to publish approximately 20 among
transcriptions and variations based on themes from this opera (Castelvecchi, 1986,
p. 35), indeed an impressive number. However Artaria could do this rather easily,
since Rossini provided him with the originals of Zelmira after an agreement reached
during the composer’s tour, so that the publisher could make a vocal score out of it
(Rossini, 2005, pp. xxxiii-xxxiv). Such a score was published in 1822 (Rossini,
1822).
All this suggests that the replacement made by Giuliani could have been an
idea of either him, or Artaria, or both. They may have believed that the transcription
of the theme of ‘Sorte, secondami!’ should have sounded as similar as possible to
the original one in order to be attractive to the Viennese audience, an audience that
was rather familiar with the theme. Besides, it would make sense that Artaria
wanted the transcription of material from Zelmira to sound as ‘faithful’ as possible,
due to both the competition he was facing within the publishing business and, above
all, the fact that he was the exclusive borrower of Zelmira’s originals in Europe,
something that possibly would have ‘forced’ him to publish transcriptions on
themes from this opera which should not have sounded unauthentic once played.
This last assertion is fundamental when coming up with the hypothesis about
the source for Giuliani’s transcription of ‘Sorte, secondami’ for Op. 121: since in
1822 Artaria was the only publisher of a vocal score of Zelmira based on Rossini’s
originals, it is likely that Giuliani had this score as the source for his transcription, a
score which could have been either provided to him by Artaria, or which he bought.
This hypothesis seems to find confirmation in how Giuliani transcribed the
accompaniment in his transcription: here he wrote dyads (Figure 20) ‘inspired’ by
the ones found from the second to the fourth beat of every measure of the theme in
Artaria’s score (Figure 21), therefore mostly featuring inverted chords to be played
in seventh position on the guitar. Giuliani may have decided to do this as he found
out that, by transposing the original theme from D to G major, some of the dyads
found in the accompaniment of the vocal score were adaptable on the guitar by
following a similar technical pattern of inverted chords in seventh position that he
had previously applied in his Sonata Op. 15 (Figure 22). More importantly, the
orchestral score of Zelmira features a very characteristic march-like triplet rhythm
in the second beat of every measure (Figure 23) – played by clarinets and horns –
which Artaria features only in the introduction of the aria (Figure 24). This implies
that Giuliani may have transcribed the accompaniment of the theme according to
Artaria’s notational style for the sung part of the aria.
Francesco Teopini Terzetti Casagrande
37
Figure 20. Rossiniana No. 3 (autograph): detail of the accompaniment in the definitive
transcription of ‘Sorte, secondami!’ (bordered in red). (Giuliani ca. 1823, p. 9.)
Figure 21. Detail of the piano accompaniment in ‘Sorte, secondami!’ (bordered in red), as
featured in the vocal score published by Artaria. (Rossini, 1822, p. 14.)
Figure 22. Detail of the accompaniment (bordered in red) featured in the 2nd movement of
Giuliani’s Sonata Op. 15. (Giuliani, s.a., p. 6)
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Figure 23. Zelmira (manuscript copy): detail of clarinets and horns’ accompaniment
(bordered in green) in ‘Sorte secondami’. (Rossini, 1810–1840, p. 27.)
Figure 24. Detail of the triplet rhythm (bordered in green) in the second beat of every
measure in the piano introduction of ‘Sorte, secondami!’, as featured in the vocal score
published by Artaria. (Rossini, 1822, p. 14.)
Yet, the following evidence may render this hypothesis not valid. By
comparing Giuliani’s definitive theme in the autograph with Artaria’s vocal score of
Zelmira it can be immediately noticed that they reference the aria differently. In his
vocal score Artaria titles the cabaletta as ‘Aria (Sorte! secondami!) [sic.]’ at the top
of the page where Antenore’s theme begins (Figure 25), and as ‘Aria con Coro Sorte
secondami [sic.; Aria with Choir Sorte secondami]’ in the index of his publication
(Figure 26). Instead, Giuliani wrongly references Antenore’s theme as ‘Quartetto
dell’ Opera Zelmira [sic.; Quartet from the Opera Zelmira]’26 by utilizing a footnote
(Figure 27). It is particularly interesting to note that Artaria and/or his editor(s) copy
Giuliani’s mistake in the first edition of Op. 121 (Figure 28),27 despite previously
referencing Rossini’s cabaletta as an aria in the vocal score.
Francesco Teopini Terzetti Casagrande
39
Figure 25. Title for the cabaletta ‘Sorte, secondami!’ (bordered in red) featured on the page
of Artaria’s vocal score where the cabaletta begins. (Rossini, 1822, p. 14.)
Figure 26. Title for the cabaletta ‘Sorte, secondami!’ (bordered in red) featured on the index
of Artaria’s vocal score. (Rossini, 1822, p. 14.)
Figure 27. Footnote (green circles) referencing the theme from cabaletta ‘Sorte, secondami!’
featured in the autograph of Op. 121. Here score titles it as ‘Quartetto dell’Opera Zelmira
[sic.]’. (Giuliani, ca. 1823, p. 9.)
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Figure 28. Title for the theme of the cabaletta ‘Sorte, secondami’ (bordered in red) featured
in Artaria’s first edition of Op. 121. (Giuliani, 1823b, p. 9.)
This particular reference by Giuliani seems to be the sole element which
feeds doubts about the source for his transcription. Nonetheless, from the
reconstruction of the preliminary theme it can be seen that this features the letters
within parentheses (c) both close-by the tempo marking and at the bottom of page 8
(Figure 29), a systematic modus operandi of Giuliani observable among the sole
autographs of Le Rossiniane available to us which, besides Op. 121, includes Le
Rossiniane No 5, Op. 123.28 The fact that the (c) at the bottom of page 8 does not
report the reference of the aria from Zelmira instead retrievable from Giuliani’s
definitive transcription of the theme suggests that he wrote the references for all of
his transcriptions right after writing all of the music in his work, instead of doing it
while transcribing each theme. Therefore, the mistaken footnote in the definitive
version of the theme may have happened as an inadvertence during the finishing
stage of his composition – it can be speculated that this may have happened while in
a rush to send his music to Artaria. If that is the case, the doubts presented
previously about Giuliani’s source for his theme from Zelmira may not subsist.
Figure 29. Rossiniana No. 3 (autograph): first fourteen measures of the preliminary
transcription of the theme of ‘Sorte, secondami!’. The page includes the letters within
parentheses (c) (orange circles), designed to reference the theme. (Giuliani, ca. 1823, p. 8)
Francesco Teopini Terzetti Casagrande
41
Conclusion
Overall, this article offers many evidences on what were the sources that Giuliani
employed for the themes of ‘Nume, perdonami’ and ‘Sorte, scondami!’ in Opp. 120
and 121, i.e. the vocal score of Generali’s cavatina of Ebuzio published by Cappi
and Diabelli in 1820, and the vocal score of the opera Zelmira published by Artaria
in 1822 respectively. Further, my research unveiled a possible source utilised by
Giuliani to transcribe the theme for Op. 102, i.e. the vocal score of Die Bachanten
published by Simrock between Easter 1818 and Easter 1819. Additionally, the
comparisons between Generali and Rossini’s original opera scores with their vocal
score versions and Giuliani’s transcriptions disclosed compelling clues about the
Italian guitarist’s potential reasoning behind some of his compositional choices for
Opp. 102, 120, and 121.
All the evidences presented in this article were obtained thanks to an in-
depth research of historical events regarding opera and music publishing. The
results attained through this method of inquiry highlight how important it is to
explore historical events of the nineteenth century in order to understand the culture
behind the practice of music transcription of that era. At the same time, exploring
nineteenth-century music transcriptions allows the rather curious scholars to bring to
light interesting facts about history of opera and music publishing – e.g. my
discovery of the actual date of I Baccanti di Roma’s premiere in Venice and its
review, as well as the reporting of the deal between Artaria and Rossini – thus
demonstrating that, eventually, music transcription studies can be helpful in
unveiling relevant issues regarding Western music history.
At last, the author of this study hopes to have made a small, helpful
contribution to the field of music transcription, an art that was looked at only as a
demonstration of bad musical taste for too long, and has only been legitimised
recently. As Italian composer Alfredo Casella (1883–1947) strongly believed, the
types of music transcriptions which can be considered artistically significant
embody the materialisation of a musician’s personal need to recreate through new
sound(s) the feelings aroused in him/her by a particular original musical work, a
procedure which involves his/her personality, taste, critical sense, and culture (1954,
pp. 182-183). In this regard, the investigation within this article provides important
data about Giuliani’s compositional procedures as well as the underlying cultural
and emotional impacts that the guitarist wished to deliver through them to both
music readers and listeners of Le Rossiniane – e.g. the featuring of the tempo
marking Allegretto innocente in Op. 120 to communicate the textual mood of
Generali’s original aria, and the featuring of a ‘faithful’ transcription of ‘Sorte,
secondami!’ in Op. 121 to supposedly please the Viennese public – which, in my
opinion, authenticate Giuliani’s Le Rossiniane (or at least Opp. 120 and 121) as the
types of transcriptions that Casella would have classified as works of art.
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Acknowledgements
I would like to address a special thanks to the following institutions for both their
help and permission to publish their previously unpublished material (before this
publication):
British Library, London
Ministero dei Beni e delle Attività Culturali e del Turismo – Biblioteca
Nazionale Marciana, Venice
Musiksammlung der Österreichische Nationalbibliothek, Vienna
Royal College of Music, London
Staatsbibliothek zu Berlin – Preußischer Kulturbesitz, Musikabteilung mit
Mendelssohn-Archiv
It is prohibited to reproduce the material in this article coming from the above-
mentioned libraries without their permission.
Endnotes
1 In this paper I use the term transcription to signify both transcriptions and arrangements.
2 As per Czerny, fantasia can be categorised into four species: 1) on a single theme; 2) on
several themes; 3) “on so many subjects, that it should properly be called Pot-pourri [sic.]”;
4) capriccio.
3 Rossini was in Rome for the premiere of his Matilde di Shabran, eventually conducted by
Italian violinist and composer Niccolò Paganini (1782–1840) on 24 February 1821
(Osborne, 2002). Back in early December Rossini sent a letter to his mother, the singer Anna
Guidarini (1771–1827), to inform her that he just arrived in the city (Rossini, 9 December
1820).
4 This is documented in a letter sent by Giuliani to the publisher Giovanni Ricordi [1785–
1853] on 6 February 1821. The English translation of Giuliani’s original letter can be found
in Heck, 2013, chap 4.2.2. (As a side note: for a concise summary of Mauro Giuliani’s life
and works see Heck, 2001.)
5 One third of Giuliani’s compositions consist of transcriptions; sixty of them are ‘inspired’
by operas (Riboni, 2011, p. 391).
6 The previously-mentioned letter that Giuliani sent to Ricordi on February 1821 appears to
be a good example of how Giuliani publicised his privilege of having received many
originals from Rossini. It is safe to say that he probably gave this information to every
publisher that later issued all of his Le Rossinane. The publishers at issue are Artaria – Opp.
119-121 – Diabelli – Opp. 122 and 123 – and Ricordi – Op. 124 (ibid., ‘Works with opus
number’.)
7 As the reader will notice from the references provided at the end of the article, all scores
which here I will attribute to both Cappi and Diabelli are referenced as ‘Diabelli et Comp.’.
This is not a mistake: the name of the publishing company reported in the scores at issue is
the one reported on the references. However, I decided to attribute those scores also to Cappi
in the main text due to the fact that, according to Weidmann and Warrack (2017), Cappi left
the partnership with Diabelli in June 1824.
8 A cabaletta (plural: cabalette) is “the second, usually fast movement of a double aria in an
Italian opera, consisting of a melodic period of two stanzas which is repeated…after an
orchestral ritornello” (Budden, 2001a). Due to the fact that within a cabaletta the two-stanza
Francesco Teopini Terzetti Casagrande
43
melodic period of the theme is repeated (more or less) in the same way as the first time, in
this study each presented excerpt of a cabaletta theme coming from an (orchestral and vocal)
opera score will come from the first presentation of the theme.
9 In this paper I named this particular work by utilising the English translation by Heck
(2013) of its original Italian title (‘Works with opus number’).
10 This research gives me the opportunity to amend Galazzo’s earlier report on the date of the
premiere of I Baccanti di Roma which, according to his sources, took place at La Fenice on
14 January 1816 (Galazzo, 2009a, 79). According to my sources, the opera Zoraida (1815)
by Giuseppe Farinelli (1769–1836) premiered in La Fenice as the first opera of the 1815–
1816 Carnival season, and was performed until the first performance of Generali’s (Girardi
and Rossi, 1989, 80).
11 All translations from Italian to English were made by the author of this paper. All of them
were designed in order to give an as-literal-as-possible translation of both the words and the
mood of Italian language.
12 I also employed Galazzo’s first volume to recover information not reported by the libretto
about a) Binaghi’s complete first name (reported by the libretto simply as ‘Gio.’), and b) the
name of the singer impersonating Lentulo and Augure Sommo, i.e. Giovanni Cengia (2009a,
p. 79).
13 In Italian operas of the first half of the nineteenth century, a cavatina was defined as an
“extended aria for a lead singer at his or her first appearance on stage” (Balthazar, 2004, p.
51). As per Ochs (2001), a typical cavatina of this period was structured as a double-aria
including a cantabile (slow) and a cabaletta (fast); these two arias were usually introduced
by a recitative, and (often) separated from each other by a tempo di mezzo (pp. 61-62). The
term tempo di mezzo is applied to “a[ny] fast transitional passage that separates a cantabile
from a cabaletta … It is generally free in form and varies in length according to the dramatic
situation, its prime function being to effect the required change of mood” (Budden, 2001b).
The term cavatina di sortita was often used in the nineteenth century as a more
comprehensive term for the cavatina: it translates as ‘exit cavatina’, i.e. the cavatina that a
main character would sing when exiting from the backstage for the first time in the opera.
14 The question mark included in the reference’s date is not a mistake. In fact, the Madrid
score referenced here presents the wording ‘ca. 1815’ on its first page. However, this is to be
excluded since, as we already know, the premiere of Generali’s opera happened in 1816.
Therefore, in this article I will suppose that the score has been written in the second half of
the 1810s, however further clarifications will be needed in the future. (With regard to this
issue, unfortunately I received no reply from the National Library of Spain.)
15 English translation: “However it is true that [M]ad[ame] Harles, whose qualities resonate
in Monaco’s theaters as well as others, and who here [in Venice] did not received scarce
applauses [while performing] in the [just] ceased [o]pera of [M]r. Maestro Farinelli, found
herself torn between the desire to preserve the fame that she enjoys – that is[,] of imprinting
her [own] pleasant senses on the [a]udience – and the tiredness from the enormous fatigue to
which she was subjected [by] incessant musical rehearsals multipl[ing] in the last days due
to [a] delay [in the submission] of [the] music – among which the last one[, held on] the day
before [the premiere, and] progress[ing] until two hours after midnight[, ended] in horrible
[and] exhausting prostration – so much so that[, with] her zeal caught by sudden distress,
[she] had to suddenly retreat at the end of her aria, in order to save the [a]udience [from
assisting to] an emotional spectacle. Medical care rushed so soon, that it is hoped [that] she
might recover as soon as possible, and that the [o]pera[, which] had to be suspended, may be
brought to completion[, since] it is said that there are [still] interesting things in it [to be
unveiled]. Such a restoration is indeed desirable; and[,] in the occurred mishap[,] the
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righteous [a]udience will recognise how much [the opera] is [both] eager [for] and worthy of
their [positive] vote”. What is reported here by the reviewer of I Baccanti di Roma seems to
shed light on a specific fact about the date of its premiere. It is likely that the date found by
Galazzo, i.e. 14 January 1816, was the initial date for the performance of Generali’s opera.
However, the reviewer affirms that there was a delay in the submission of the music,
meaning that the opera had to be postponed to the actual date of its premiere, i.e. 14
February 1816.
16 English translation: “From the music of Maestro Generali’s first act were most applauded
the cavatina di sortita [sung by M]r. Sebastiani, the duet between him and [M]ad[ame]
Harles; and the other cavatina [sung by M]r. David”.
17 As further confirmation, the Handbuch der musikalischen Litteratur (sic.) of 1821,
reporting on the new publications available in German speaking and neighboring countries
between Easter 1820 and Easter 1821 (Elvers and Hopkinson, 1972, p. 1), cites Cappi and
Diabelli’s publication among its list (p. 72). In addition, around the same period Cappi and
Diabelli also issued a version for voice and guitar (ibid., p. 83). (Throughout this research I
will be using all of the Handbuchs published between 1817 and 1821, yet I will only show
data from three of them. Nonetheless, I will reference all of them at the end of the article
together with their corresponding hyperlinks, so that the reader[s] can check my data.)
18 Galazzo reports that the Viennese premiere was held in the same theater but on 25 March
1820, and lists the one held on 12 June as the second performance (of probably the second
series of performances) of the work in Vienna (2009b, p. 372). However, the Allgemeine
musikalische Zeitung reports: “Theater an der Wien…Am 12. Jun[i] zum ersten Ma[l]e:
[D]ie Bachanten, (richtiger Bacchanten) heroische Oper in Zwei aufzügen…Musik von P.
Generali [Theater an der Wien … On 12. June for the first time: Die Bachanten, (more
properly Bacchanten [italic added]) heroic opera in two acts…music by P. Generali]”.
(Translation from German to English by the author of this paper.) According to Harrandt
(personal communication, May 28, 2018), the 1820 score owned by the Austrian National
Library “fits with the Viennese performance on 12th [sic.] of June 1820 [at] the Theater an
der Wien” (28 May 2018).
19 According to my examination of the second, third, fourth, and fifth editions of the
Handbuch published between 1818 and 1821 – overall listing the published scores available
in German speaking and neighboring countries from the end of 1815 to Easter 1821 (Elvers
and Hopkinson, 1972, p. 1) – the score by Simrock was the only complete (vocal) score of
Generali’s opera available in the market featuring Generali’s cavatina before Cappi and
Diabelli’s printed version of the aria.
20 Readers of this paper may object that the melodic register of the second, third, and fourth
measure in Figure 6 is much closer to the ones in Figure 10 and 12, rather than to those in
Figure 13. However, it cannot be excluded that Giuliani may have transcribed the theme in
Op. 102 by at the same time using the Simrock score and his transcribing ability while
listening to performances. The latter viewpoint about his ability to transcribe by ear is based
on a hypothesis of mine, hence here follow my evidences in support of it. Marco Riboni
reports of a transcription made by Giuliani of a theme and two of its variations by French
violinist Pierre Rode (1774–1830) which apparently is not consistent with Rode’s original
music (2011, pp. 402-403), i.e. the Air varié Op. 10 (1808) for violin and piano (Poriss,
2009, p. 151). Instead, Giuliani’s work is a transcription of another transcription by the
Italian soprano Angelica Catalani (1780–1849), whose performance of it was reviewed by
the Wiener Moden Zeitung on 4 July 1818 (Riboni, 2011, pp. 402-403). As a matter of fact,
the final title that Giuliani gave to the entire opus in which such a transcription is included is
Tre tema favoriti con variazioni di mdme Catalani messi per chitarra sola da Mauro
Francesco Teopini Terzetti Casagrande
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Giuliani (Three favorite themes with variations by [Ma]d[a]me Catalani set on solo guitar by
Mauro Giuliani; 1819), and the transcription of Rode’s music is titled inside the publication
as ‘Sulle variazioni di Rode [On the variations of Rode]’ (ibid.). However, it may also be
likely that Giuliani made this transcription by ear while assisting to one (or more) of
Catalani’s performances, if not during the performance mentioned above. In fact, it appears
that Catalani never published her transcription: as Hilary Poriss (2009) points out, there is
only knowledge of “several surviving nineteenth-century piano-vocal [sic.] scores [which]
contain ornaments attributed to Catalani, providing a sense of how she … transformed
[Rode’s music] into a vocal work” (p. 152). According to my investigation of the first four
editions of the Handbuch published between 1817 and 1820 – cataloguing the published
scores available in German speaking and neighboring countries from ca. 1780 to Easter 1820
(Elvers and Hopkinson, 1972, p. 1) – there were only two versions for solo piano of
Catalani’s transcription which were issued by the publishing houses Steup (Amsterdam) and
Christiani (Berlin) between Easter 1819 and Easter 1820 (Whistling, 1820, p. 29). Since
Giuliani’s transcription was advertised in the Wiener Zeitung on 9 January 1819 (Heck,
2013, ‘Works without opus number’), the hypothesis that Giuliani transcribed Catalani’s
transcription by ear is not to be rejected. (The hypothesis about Giuliani’s skills in
transcribing by ear also points to the remote possibility that he may have transcribed the
whole theme for Op. 102 without using a score. However, demonstrating this without any
strong evidence would imply some risky conjecturing.)
21 Since Rossini’s lifetime it has been generally acknowledged that the composer used to
plagiarise both his own and other composers’ works. For instance, an article in The monthly
magazine and literary journal titled ‘The characteristics of Rossini’s composition’ (N/A,
1830) explores this issue within the Rossinian operatic repertoire rather thoroughly: “Our
next object will be to consider a much more serious charge brought against [Rossini] by his
adversaries, viz. that of being a plagiarist [sic.]. If the repetition and reproduction of an
author’s own ideas came under the denomination of plagiarism, Rossini must at once plead
guilty; but, as the term is generally considered to apply exclusively to the appropriation of
the thoughts or works of another [sic.], the question appears to be, how far Rossini has made
free with the property of others. The question of plagiarism in music is too nice and
uncertain in its limits to admit of a full enquiry in this place: it seems to be a question of
degree. If the adoption of one [sic] bar of music, to be found in other works, constituted
plagiarism, we know of no composer, not excepting Handel, Haydn, Mozart, or Beethoven,
who could be exculpated from the charge; and, after all, it would remain to be ascertained
who was the first that made use of the questionable bar. There is, we believe, an opinion
current among the profession, that the appropriation of no less than four [sic.] bars
constitutes actionable piracy. If so, Rossini has no cause to fear the arm of the law. We do
not remember an instance of his introducing four bars, tali quali [sic.], from the works of a
brother bard. But, if he be not amenable to the charge of legal piracy, there is such a thing as
moral, constructive plagiarism, plagiarism in disguise. And in this respect Rossini, we fear,
stand but an indifferent chance. He has largely borrowed in every quarter. Besides resorting
to the national airs of Italy, he has, to a great extent, availed himself of the ideas of Generali
[emphasis added] and Cimarosa, and other Italian authors; and the German composers,
Haydn, Krommer, Mozart, &c [sic.] have supplied materials for his scores. We have not
room for a catalogue of these numerous Rossinian loans, the existence of many of which, we
believe, is not disputed even by himself” (p. 59). It is likely that Rossini plagiarised parts
from his as well as other composers’ works due to his busy working schedule. As reported
by American Rossini scholar Philip Gossett (1970), “[t]he factor most influential in Rossini's
creative process was probably time … Even while he held a steady positions [sic.] in Naples,
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from 1815 through 1822, Rossini continued to spend part of each year working for other
theatres” (p. 50).
22 Michael Lorenz (2015, April 28) reports of a particularly significant case in which Czech
pianist and composer Joseph Gelinek (1758–1825) became the victim of Giuliani’s merciless
sarcasm during a Viennese musical gathering.
23 An argument which may be brought up against the last paragraph’s interpretation is that it
would have been difficult for Giuliani to listen to Armida while residing in Rome between
1820 and 1823 (Heck, 2013, chap. 4.1-4.2.3), and therefore pick up the similarities between
Generali and Rossini’s themes. In fact Armida was not that successful in Italy: during
Giuliani’s lifetime, the whole opera was only performed in Naples (for five times) in
November 1817 and in Venice in Autumn 1818 (Rossini, 1997, pp. xxxii-xxxiv), i.e. while
Giuliani was still residing in Vienna. However, Armida enjoyed some fame in German-
speaking countries (ibid., p. xxxii), starting from Vienna’s premiere in December 1821
(ibid., xxxv). In light of this, it can be speculated that Giuliani may have known of Rossini’s
plagiarism via correspondence, probably informed by one (or more) of his Viennese contacts
who attended the opera in the city; perhaps Artaria himself, i.e. the publisher of Op. 120,
told Giuliani about this. It can be also speculated that Artaria could have been the person
who suggested Giuliani to feature Generali’s theme, due to the publisher’s likely knowledge
of the guitarist’s previous publication of Op. 102. Therefore, the above would indicate that
Giuliani’s utilisation of Generali’s theme in Op. 120 was more dictated by practicality rather
than malice. However, if it is taken for granted that Giuliani did not assist to the actual
performance of Armida, then what is not known is: a) if Giuliani was (made) aware that
Rossini only plagiarised the first half of Generali’s theme; b) if Giuliani ever cared not to
‘offend’ Rossini by (jokingly) featuring Generali’s whole theme in the Rossiniana No. 2 –
given that he was informed about Rossini’s partial plagiarism; c) whether Giuliani took the
decision of employing Generali’s theme all by himself, or by following a suggestion made
either by Artaria, or by somebody else (from Vienna) conscious of the plagiarism. Since it is
difficult to provide an answer to the above three points without venturing into an intricate
series of highly objectionable speculations, the whole interpretation presented in the main
text will be left as it is.
24 Surprisingly, the only studies investigating Giuliani’s autograph of the Rossiniana No. 3,
that to my knowledge are available, do not report about this particular issue. The studies I
am referring to are namely Brian Jeffery’s preface for the thirteenth volume of Giuliani’s
Complete works in facsimiles – published by Tecla in 1986 (and reprinted in 2002) – and the
rather recent paper by Marco Riboni titled ‘Gli autografi di Mauro Giuliani’ – published by
Il Fronimo in April 2017. (Both the works cited here can be found among this article’s
references.)
25 See also the enthusiastic letter that Rossini wrote to his mother on 15 April 1822 about the
success of Zelmira’s Viennese premiere (Rossini, 2005, pp. xxix), as well as the critical
coverage of this opera by German-language newspapers (Clark, 2005, pp. 253-82).
26 Giuliani’s footnote can be translated in English in two ways: a) ‘Quartet of the Opera
Zelmira’ (literal translation); ‘Quartet from the Opera Zelmira’ (correct English translation).
This particular reference by Giuliani seems to be the sole element which can feed doubts
about the fact Artaria’s vocal score was the main source from which he derived his
transcription.
27 See respectively: a) Giuliani, ca. 1823, and b) Giuliani, 1823b.
28 Giuliani always places either a letter (Op. 121) or a number (Op. 123) close-by the tempo
marking above the theme that he wants to reference; he then reports the same letter or
number at the bottom of the page and adds a note in order to notify the reader about the type
Francesco Teopini Terzetti Casagrande
47
of aria and its opera of provenance. (See respectively; a) Mauro Giuliani, ca. 1823, and b)
Mauro Giuliani, 1823a)
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Biography
Francesco Teopini Terzetti Casagrande is a professional classical guitarist,
teacher, and musicologist currently living in Hong Kong. After graduating in guitar
performance from the conservatory ‘G. B. Martini’ in Bologna, he went to further
study at the Royal Academy of Music in London, where he was awarded the
Postgraduate Diploma in Guitar Performance (Distinction). His first international
release with Brilliant Classics, J. S. Bach: Sonatas and partitas BWV 1001–1006
(2016), has been receiving enthusiastic praises from audiences and critics alike:
“Teopini depicts these extraordinary works in a warm, human, relaxed and stylish
manner” (Musikalifeten, Netherlands); “[an] intense and felt interpretation…[with
a sound] endowed with warmth and attack but also power” (Diapason, France); “a
recording that achieves a beautiful sound and a dignified interpretation” (Melόmano
Digital, Spain). Currently, Teopini is a PhD candidate in musicology at the Hong
Kong Baptist University under the prestigious Hong Kong PhD Fellowship Scheme.
|
Malaysian Journal of Music Vol. 8 (2019) | group music lessons, parent-teacher perspectives, role of teachers, role theory, West Malaysia | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/163 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/1879 | Exploring the Role of the Music Teacher from the Perspectives of Parents and Teachers in West Malaysia | It is important for music teachers to reflect on the influence of their role during lessons. However, the roles of teachers, and expectations from both teachers and parents are often unclear, resulting in role confusion on both sides. The purpose of this collective case study is to describe and understand the expectations of both parents and teachers of the teacher’s role in group music lessons for pre-school children in the Klang Valley | https://ejournal.upsi.edu.my/index.php/MJM/article/view/1879/2009 | [
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Malaysian Journal of Music Vol. 8 (52-67)
ISSN 2600-9366, eISSN 2600-9331
52
Exploring The Role Of The Music Teacher From The
Perspectives Of Parents And Teachers In West Malaysia
Kathryn Ang1 & Albi Odendaal2
MASARA, North-West University, Private Bag X6001,
Potchefstroom 2520, South Africa.
e-mail: Kathryn Ang1/[email protected]
e-mail: Albi Odendaal2 /[email protected]
Clorinda Panebianco
University of Pretoria, Room 3-14 Musaion,
Pretoria, South Africa.
e-mail: [email protected]
DOI: https://doi.org/10.37134/mjm.vol8.3.2019
Published online: 15 August 2019
Cite this article (APA): Ang, K., Panebianco, C., & Odendaal, A. (2019). Exploring the Role
of the Music Teacher from the Perspectives of Parents and Teachers in West Malaysia.
Malaysian Journal of Music, 8, 52-67. https://doi.org/10.37134/mjm.vol8.3.2019
Abstract
It is important for music teachers to reflect on the influence of their role during lessons.
However, the roles of teachers, and expectations from both teachers and parents are often
unclear, resulting in role confusion on both sides. The purpose of this collective case study is
to describe and understand the expectations of both parents and teachers of the teacher’s role
in group music lessons for pre-school children in the Klang Valley1 of West Malaysia. Two
semi-structured interviews were conducted with ten parents and three teachers of three
group music classes for pre-school children. This study situates role theory as a conceptual
framework to explore the perspectives of parents and teachers on the expected roles of
teachers in group music lessons. Five broad categories of themes emerged, namely parent-
teacher perspectives on teachers’ roles as multi-faceted professionals, authorities on music,
entrepreneurs, mentors and communicators. A novel finding showed that teachers in West
Malaysia play the role of entrepreneurs. Teachers are expected to be customer service
providers, even babysitters, and are also expected to be generous with their time, which
influences their entrepreneurship. The paper argues that role theory is a helpful tool in order
to help teachers to understand how their roles play out in West Malaysia and how an
understanding of their roles can help teachers to clarify the many expectations placed on
them.
Keywords: group music lessons, parent-teacher perspectives, role of
teachers, role theory, West Malaysia
Kathryn Ang, Clorinda Panebianco and Albi Odendaal
53
Introduction
Research suggests that teachers can play multiple roles in music education, such as:
professional musician (Bouij, 2004), good presenter and facilitator (Ballantyne,
Kerchner & Aróstegui, 2012), assessor (Mills, 1991), contributor to the profession
(Swanwick, 2008), self-evaluator and manager (Bukantaitė & Kubiliūtė, 2015), role
model (Isbell, 2015), and advocate and disciplinarian (Fischler, 2007). Therefore,
the multiple roles that teachers can play in music education contribute to the
complexity of the teacher’s job.
The first author found during 36 years of experience in music education in
the Klang Valley1 of West Malaysia that some parents expressed dissatisfaction
with music teachers. These parents perceived teachers as not meeting their
expectations (Biddle, 1979). Similarly, some teachers were also dissatisfied with
parents, whom they perceived to have unrealistic expectations for their children.
These parents may expect good results for their children, good value for money, low
fees and excellent relationships with the teachers. Some parents can also be
competitive in comparing their children’s achievements with others, as they are
status conscious; this inevitably creates undue tension for the teachers in trying to
meet the parents’ expectations for their children.
Role Theory
Taking into account all the roles that could be identified in music education may
make the music teacher’s task perplexing. Furthermore, parents and teachers might
have different expectations of what the role of the teacher is, which may result in
role confusion. This paper argues that role theory is a helpful tool to help teachers
understand how their roles play out in West Malaysia, and how an understanding of
their roles can help teachers to clarify the many expectations that are placed on
them. Biddle (1979) maintains that there are two types of role expectations:
personal and positional. He explains that, on the one hand, personal expectations are
usually developed through first-hand experience with the person themselves and
that they are context-specific. On the other hand, positional expectations are
context-general and less defined, for example, the positional expectations for the
behaviour of politicians and teachers.
Positional expectations, such as professional standards, and behaviours are
described in the music education literature, but personal expectations are not
typically emphasised. Turner (2002) employs the principles of functionality,
representationality and tenability to describe how roles are reconstructed and to
resolve role conflicts. Here the principle of functionality can be applied, where the
teachers are expected to modify their roles by becoming partners in education with
the families of their pupils, colleagues and the community by building and nurturing
partnerships with them for greater effectiveness (Music Teachers National
Association, 2004). The principle of representationality, Turner (2002) argues,
means
that
roles
“become
vehicles
for
conveying
certain
images
(representationality) and are framed and reframed in relation to what they are seen
to represent” (p. 252). Representationality can clearly be seen in the literature where
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54
the teacher – represented as a guide – is not only expected positionally to be a
capable leader, but is expected personally to have tact, resilience, a sense of humour
and the ability to motivate others (Jorgensen, 2011). The principle of tenability
means the teacher’s role as a professional is subject to a balancing of costs and
benefits, as the teacher strives to be a good instructor by being a constant learner in
order to improve her own competences in teaching skills and knowledge, while
being limited by her abilities and resources (Bukantaitė & Kubiliūtė, 2015).
Roles of Teachers in Music Education
Although almost no research exists that addresses role theory within music
education (the exceptions are: Cramer, Million & Perreault, 2002; Miksza, 2007;
Scheib, 2003), several emergent roles of teachers can be identified when the music
education literature is read through the lens of role theory, such as, the roles of a
professional musician and educator (Ballantyne et al., 2012, Bouij, 2004), partner in
education (Bukantaitė & Kubiliūtė, 2015) and role model (Ballantyne et al., 2012).
Music Teachers as Professional Musicians and Educators
The literature suggests that music teachers can be viewed as professional musicians
who have a significant knowledge of music, are competent and skilled in
performing on their instruments (Ballantyne et al., 2012; Bouij, 2004). Secondly, as
educators, teachers are also seen as: good presenters who plan their pupils’ courses
of study and implement the lessons accordingly (Ballantyne et al., 2012); facilitators
who have developed a range of resources, teaching approaches and strategies to
motivate their pupils’ learning (Ballantyne et al., 2012; Music Teachers National
Association, 2004); assessors who have developed and validated measures to assess
musical performance (McPherson, 1995; Mills, 1991); and guides (Cain, 1985;
Jorgensen; 2011) who instruct, enable and display organisational skills, “tact,
resilience, a sense of humour, and the ability to motivate others” (Jorgensen, 2011,
p. 218). Moreover, as educators, teachers are also viewed as contributors to the
teaching profession (Swanwick; 2008), self-evaluators and learners (Bukantaitė &
Kubiliūtė, 2015; Swanwick, 2008). In a study evaluating teaching and learning in
music education, Swanwick (2008) discovered that teachers who continued their
professional development were able to be constructive contributors to their musical
environment. Furthermore, teachers who continue their professional development
also play the roles of self-evaluators, as well as learners and managers in
continually assessing their personal teaching philosophy in enhancing their
knowledge of current practices (Bukantaitė & Kubiliūtė, 2015).
Music Teachers as Partners in Education
Additionally, the literature supports the notion of a teacher’s role as a partner in
education with the families of their pupils, colleagues and the community by
building and nurturing partnerships with them (Bukantaitė & Kubiliūtė, 2015;
Music Teachers National Association, 2004). As partners in education, Fischler
(2007) described the teachers as playing the roles of advocate for their pupils and
Kathryn Ang, Clorinda Panebianco and Albi Odendaal
55
disciplinarian on behalf of the parents. Fischler (2007) explained the teacher’s role
as an advocate in representing the students by having discussions with members of
the faculty, trustees and administration of the community school of the arts. She
also added that teachers recognised their role as disciplinarians, but felt that new
discipline systems could be developed so that the responsibility for maintaining
discipline could be shared by the family, school, church and the media in order to
free the teachers to focus on their teaching.
Music Teachers as Role Models
Finally, the literature suggests that music teachers play other roles such as a role
model (Ballantyne et al., 2012; Creech & Hallam, 2009; Isbell, 2015), nurturer
(Ballantyne et al. 2012), and mentor (Dwyer, 2015; Leong, 2008). Creech (2009)
describes a finding in her study where a teacher saw herself as a role model – both
as performer and a person – for her pupils. Ballantyne et al. (2012) found that the
pre-service teachers interviewed in the United States felt that they needed to think
of various strategies in their teaching approaches in order to be nurturers of their
pupils’ musical abilities. Furthermore, teachers play the role of mentor by
developing the relationships with pupils in order to make them more relaxed in their
learning (Dwyer, 2015), as well as motivating and encouraging them during their
early music making (Leong, 2008).
In summary, we have shown that teachers are expected to play multiple
roles in this reading of the music education literature. However, this literature does
not necessarily address the issues that are faced in Malaysia and therefore it is
important to conduct a study on the way that teachers see themselves and how
parents see teachers in Malaysia. Furthermore, this study investigated the teacher
role within the group music class, a site that has not previously been investigated.
The study was thus guided by the following research question: What are the
expectations of the music teacher’s role in group music lessons from the
perspectives of both parents and teachers in West Malaysia?
Methodology
This collective case study (Stake, 1995) is part of a larger study2 that investigates
parent-teacher relationships. This current article presents a cross-case analysis of
parent and teacher’ perspectives of teachers’ roles within three cases. The three
cases are pre-school group music classes within private settings in West Malaysia.
The first case is an early childhood group music class for infants below 12 months
of age; the second case is a group music class for toddlers with special needs; and
the third case is a group music class for children between the ages of 5 and 6 years.
Thirteen participants were selected by purposeful sampling comprising of the three
teachers of the group music classes, and three parents of learners from two classes
and four parents from one class. The basis of selection for the teachers was their
experience with music education and group teaching, and their ability to
communicate about their perspectives on teacher’s roles. The parents, who were
referred by the teachers, had varying levels of parental involvement with the
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teachers. In addition, it was important that these parents were able to describe their
perspectives on teacher’s roles openly. All participants who were invited to take
part in the study were fully informed of the research before agreeing to complete
letters of informed consent and assent.
Two semi-structured interviews, which were spaced about three to four
months apart, were conducted with the ten parents and three teachers to explore the
various ways that they describe the roles of teachers. During the interim between
the first and second interviews, analysis of the first interviews took place in order to
present the findings to the participants for member checking and further discussion
(Creswell, 2013). In the second interview, participants were presented with stories
crafted from a set of data that was gathered in a focus group interview with six
music teachers who described their experiences, both positive and negative, of
parent-teacher relationships. The teachers have extensive experience of at least 10
years and are qualified by external examination boards such as the Trinity College
London and London College of Music. They teach in a variety of places in the
Klang Valley and some of them work together. They give piano instruction in a
one-on-one setting. In addition, two of them have experience teaching aural skills
and theory in a group setting.
While the first semi-structured interview inquired about the participants’
understandings and experiences of a teacher’s roles, the second made use of four
factional stories as a means of eliciting responses on covert role expectations from
both parents and teachers. Kallio (2015) explains that such ‘factional stories’ are
constructed from a diverse range of previously collected data, analyses and fictive
elements, which combine both the research participants’ and the researcher’s
voices. The factional stories were used in both group and one-on-one settings. One
of the stories described a positive experience a teacher had with a parent, where
both parties were willing to make a great effort in order for the pupil to continue
having lessons with the teacher. This was done in order to preserve the good
working relationship all three parties had with each other. The remaining three
stories related to tense situations, where a parent was in direct conflict with the
teacher for not answering her phone call, another where the parent was insisting that
her child take an examination at a higher grade than was appropriate, and where a
parent was unhappy with the teacher for not wanting to carry on teaching her child.
Data collected from the 24 interviews were transcribed verbatim, as well as
analysed and coded in Atlas.ti. The first author carried out the process of coding in
consultation with both second and third authors. Coding was a collaborative process
that involved regular interaction between the authors with the first author doing the
majority of the coding. Values coding was used as it reflects “a participant’s values,
attitudes and beliefs, representing his or her perspectives or worldview” (Saldaña,
2016, p. 131). The twenty codes that were identified fell into five categories, as
stated in the results. To improve the validity of this study, the various comments
garnered from the participants in the member checking (Creswell, 2013) helped the
first author to have a better understanding of the reliability of the analysis. To
protect the participants’ identities, we gave pseudonyms beginning with ‘T’ to the
teachers (Teresa, Tina and Tricia) and pseudonyms beginning with ‘P’ to the
parents (Paloma, Pamela, Pang/Pei Ting,3 Patricia, Peggy, Peng Li, Phoebe, Prisha
Kathryn Ang, Clorinda Panebianco and Albi Odendaal
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and Pui Li).
Results
Results are presented based on the responses of the parents and teachers to the
question on the nature of teachers’ roles in the context of group music lessons in the
Klang Valley of West Malaysia. Five broad categories of themes emerged, namely
parent-teacher perspectives on teachers’ roles as multi-faceted professionals,
authorities on music, entrepreneurs, mentors and communicators. The discussion
that follows explores various components of each theme and highlights parents’ and
teachers’ perspectives on these roles. Although this study was focused on group
lessons only, the responses included many references to one-on-one lessons by
teachers who recounted their personal experiences as well as by parents who were
responding to the factional stories, which enriched the context of the study, and so
we decided to include them.
Music Teacher as a Multi-Faceted Professional
Both teachers and parents shared the perspective that the teacher should display the
attributes of being a multi-faceted professional which includes a good presenter and
facilitator, and be able to educate parents to enhance children’s wellbeing and
learning outcomes. Parents also spoke of the importance of teachers managing
transitions for their children.
There were various opinions of what being a professional means to both
teachers and parents. Parents’ and teachers’ views of teacher’s professionalism
included teachers behaving without prejudice and creating an environment
conducive to learning for the children. Tina strongly believed that it was
professional for everyone to be treated fairly and without prejudice. She explained
that, as she has 300 students in her centre, it is very important for her to be
consistent in her policies. Prisha was happy with the teacher of the group music
class her daughter attends who said that “every kid has [her] own style”. Prisha
attributes this statement to her perception that the teacher does not show prejudice
in class and therefore would not compare one child with another.
In responding to a factional story where the parent took care of the teacher’s
baby while she taught her daughter, Tina said “I also feel that it is very distracting
with the [baby] around [while] the teacher is teaching”. Tina felt that it was not
professional of the teacher to have the baby in the room while teaching, as it was
important to maintain an environment conducive to effective teaching. Furthermore,
parents also emphasised that the teachers’ professionalism was seen in their
emotionally stable temperaments. Phoebe recounted an instance when a teacher who
was being shouted at by the parent displayed a high level of professionalism and
self-control by not retaliating.
Teresa felt strongly that in order to be a good presenter, a teacher should
explain an activity before doing it. One of the parents in Teresa’s group music class,
Pang, valued her clear instructions during the class because he found that “the
explanations will help us see why the programme is structured in such a way”. In
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addition, parents showed a clear appreciation of teachers who were adaptable in
their teaching. Patricia appreciated the teacher for adapting the programme to
improve her special needs child’s “gross motor development”. In addition, parents
also enthused over teachers who were patient and passionate about teaching the
children. Patricia elaborated that the teacher of her special needs child was “very
passionate” about the class and would “[go] at the children’s pace”.
Teachers stressed the importance of coordinating, communicating and
connecting with parents in order to be effective facilitators. Tina makes it a point to
coordinate with the parents by informing them of the child’s progress and assigned
work after each class. She would also send a text message to any parent who was
not at the debriefing session. However, Tricia had a different approach as she left it
to the parents to decide whether or not to attend the class in order to know what was
going on. Teresa stressed the importance of seeing parents ‘face to face’ in order to
bond well or make a connection with them.
In discussing whether the responsibility of the learning outcomes of a child
should fall on the pupil, parent or teacher, Pui Li viewed teachers only as
facilitators. She added that “it will be the responsibility of the child mostly because
he is the one who has to learn for himself.” In contrast, Pang felt that the learning
outcome of the child was the teacher’s responsibility because “teachers are trained
to teach”. However, Phoebe presented a more balanced viewpoint as she felt both
teachers and parents had different roles to play. Her view as that “on one hand, the
teacher should help [the children], and on the other hand, the parents should spend
some time to understand their [children’s] music”.
In playing the role of educating parents, Teresa felt that in her group music
classes she was not only teaching the child but the parents as well. Parents also felt
that they were learning together with their children in the group music classes.
Prisha was excited by the teacher’s approach to teaching, as she would regularly
update the parents on “how to play the [piece]” in a really detailed manner.
Furthermore, teachers discussed the importance of managing parents as part of their
attempts to educate them. Tricia had to educate a parent on the practice time
necessary for her child to be ready for an examination, as the parent was
uninformed and thought that taking the examination did not require that kind of
effort. Tina stressed that it was vital for parents to have a close relationship with the
teachers in order to be educated in areas such as managing their expectations of
their children. She also stated that she would help the parents in their time
management by saying “you cannot be busy all the time and [have] no time to guide
the child. You have to make it [a] point – for the benefit of the child’s learning”.
A further role was for teachers to manage transitions for the children when
they change from one class to another. Pei Ting was pleased that her children’s
teacher would “normally [have] this transition period. So, she will [give guidance
to] the young teachers in the class” in order to help the children and parents adapt to
the new teacher.
There was thus a range of positional and personal expectations from both
parents and teachers on teachers performing the role of a multi-faceted professional.
For the most part, parents were satisfied with the teacher’s professionalism in being
fair and not prejudiced in dealing with the children, as well as in maintaining high
Kathryn Ang, Clorinda Panebianco and Albi Odendaal
59
levels of self-control and emotional stability. In addition, parents felt that the
teachers were fulfilling their role as good presenters functionally and meeting both
positional and personal expectations by giving clear explanations and adapting
programmes to meet the needs of the children, and by being patient and passionate
about teaching the children. Teachers felt that they were meeting the parents’
positional expectations by performing the role of a facilitator, which required
teachers to coordinate, communicate and connect with the parents. However,
parents had different positional expectations on the teacher’s role as a facilitator, as
they were more concerned about whether the teacher was merely a facilitator or
whether the responsibility for the child’s learning outcomes should fall solely on the
teacher. In addition, teachers felt that they were meeting the parents’ positional
expectations by educating the parents along with their child during the group music
lessons. Parents expressed a similar sentiment that their expectations were being
met as they were learning together with their children during the classes.
Furthermore, teachers also felt that they were educating the parents by helping them
in their time management in order to find the time to guide their children. One
parent had a positive experience when a teacher managed the transition for both the
children and the parents when there was a need to change classes. It is therefore
clear that there is a range of perspectives within each role and that the roles are
always being negotiated.
Music Teacher as an Authority on Music Education
Teresa stressed the importance of having the trust and respect of the parents while
teaching their children. With these values in place, she felt empowered to teach. In
discussing how to manage a demanding parent, she added “I don't want any parent
to tell me what to do, because … [I will] lose the respect of other parents [if]I give
in to the demands of the parent”. Teresa felt that it was necessary to assert her
authority in the area of teaching and stated that “as a teacher I must remember that I
should not try to please everyone. I think it is all for the good of the child”.
Tina strongly felt that she had to be a gatekeeper in removing any disruptive
influence from her group classes who was affecting the other children. She
recounted an experience of having a child in her class who was disrupting the
lesson: “[I told the parent that her child] is interrupting other children. So, I said
maybe he is not ready for [group] music [lessons] yet”. Similarly, Teresa recounted
an incident of disciplining a rebellious child in her group music class whom she had
to take out of the room to reprimand in the presence of his parent.
Patricia expressed negative sentiments about the parent in one of the
factional stories who overstepped the mark by taking over the role of a pacesetter
from the teacher. In her view, it was the teacher who should have decided whether it
was the right time for the child to advance to the next level, “because the teacher
[has] experience, … and she knows the child because she has been teaching the
child”.
Teachers provided more perspectives than parents on their role as a music
education authority. When discussing empowerment in teaching, teachers stressed
that they needed the trust and respect of the parents in order to meet the parents’
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positional expectations and function well in this role. They also felt that they were
performing their role as gate-keeper by exercising discipline and keeping disruptive
influences out of their classes. Teachers also emphasised the importance of
asserting their authority, especially in being a pacesetter for their pupils. Teachers
were aware of the challenges that some parents would pose by insisting on a quicker
timeline, but the teachers felt strongly that they were performing their role as an
authority on the educational process by asserting their timeline for the pupil’s
lessons. Teachers were also playing the role of an assessor as the pace of work
would depend on their assessment of how the child was progressing in the classes.
Parents also agreed that the teachers should be supported in their roles as assessor
and the relevant person who can authoritatively assert the appropriate pace of
progress for the child, because they were in the best position to make the right
decision for the children.
Music Teacher as an Entrepreneur
Teachers said that as entrepreneurs they had to play the role of a customer service
provider in order to retain the parents as customers. Otherwise, they would lose the
students and this would impact on the business aspect of their teaching. Tricia felt
that she had to be a ‘genie’, performing ‘superhuman’ acts to meet the expectations
of unreasonable parents. Teresa commented on the behaviour of the parent in a
factional story who was angry with the teacher because she had a bad dream about
her. She felt that the dream may have been rooted in an existing bad relationship
between the parent and the teacher. So it was in the interest of the teacher to adopt
the approach of a customer service provider to find out what was truly ailing the
parent. Teresa emphasised the importance of being polite and reassuring towards
the parent by talking ‘slower and softer’ and using the ‘three magic words: please,
thank you and sorry’ to appease an angry parent. Patricia shared a similar opinion
that “the teacher could be humble first to [take] the first step to contact the parent
and to start the reconciliation [process]”.
Teresa bemoaned that fact that certain parents regarded the teachers merely
as babysitters. Tricia added that these parents would often turn up late, expect her to
give the full duration of the lesson and also leave their child with her to babysit after
the class. Pei Ting described that some parents pay “so that [the teacher] can take
care of [their] son” while they do other things. Therefore, these parents clearly
viewed the teachers as babysitters. But in general parents expected teachers to play
the role of a customer service provider by being problem solvers. Pamela and
Patricia who are parents of children in the classes for babies and toddlers with
special needs, took the initiative to meet up with the teachers, usually after a class,
to get the teacher’s advice on the problems their children were facing.
Peng Li commented that some teachers are over-calculating with the class
time. She added “once it [reaches] half an hour, the teacher will leave”. Peng Li was
of the opinion that “If the teacher only does it for the sake of money … that’s not
good”. It appears that parents expect teachers to be generous with their time. Giving
a lesson according to the stipulated time was considered as the teacher being over-
calculating. In addition, Pui Li felt that the parent in the factional story in which the
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61
mother expected the teacher to rush and prepare her child for an examination by
giving him extra lessons for free was expecting the teacher to be over-generous with
her time. She felt that the teacher should not be compelled to give the lessons for
free, because the mother had not done her part in supervising and guiding her child.
Therefore, teachers and parents were of the opinion that in playing the role
of an entrepreneur, teachers were perceived as customer service providers in
diplomatically handling some demanding parents who had high positional
expectations of them. Cheong (2018) describes entrepreneurship as “small business
ownership which implies quality of innovation, initiative and creativity in
establishing a new venture” (p. 78) with the aim of making a profit. From an
entrepreneurial perspective, the benefit of teachers meeting these parents’ personal
expectations is to retain the parents as customers and this would have a positive
impact on the business aspect of their teaching. In addition, certain parents
seemingly took advantage of the teachers, who were expected to play the role of
babysitter as the parents arrived very much later than the appointed time to collect
their children from the music centre. Furthermore, parents expressed negative
sentiments about teachers whom they felt were over-calculating because they taught
the lesson strictly for the stipulated time. Therefore, it appeared that in some cases
the teachers were not meeting the parents’ personal expectations of the teacher,
which were that teachers should be very generous with their time by extending the
lesson time and even giving free lessons.
Music Teacher as a Mentor
In the role of mentor, teachers saw themselves as an advisor, encourager and
counsellor for their pupils as well as their pupils’ parents. Tina felt strongly about
the value of being an advisor and stated that she would help plan a time-table for a
child who apparently had no time to practise. She would also involve the parents in
the planning and advise them on how to supervise the child at home. Tricia
discourages parents from forcing their children to practise, but asks them to
encourage their children instead. She would also counsel parents who were
“stressed … if their kids didn't want to behave that day” by offering them a listening
ear.
In playing the role of a nurturer, teachers held the view that they had to
befriend their pupils and also protect them. Teresa felt that “once a child is handed
to you, you are responsible till the child grows up or the child leaves you”. Tricia
and Teresa believed in befriending their pupils and their parents. Tricia recounted
an experience where she took the initiative to visit her pupil who was sick in
hospital. She also prayed for the child to recover and the parents and the child were
happy to see her. Furthermore, Tina believed in treating her pupils as family
members. She declared that she loved her pupils and would nurture, guide and
develop them.
Parents viewed the teacher as a role model who would be instrumental in
building their children’s character. Prisha stated that parents who did not feel there
was any benefit in having a close relationship with their children’s teacher “[did
not] know how important the teachers are in their kid's life because ... teachers also
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are very good role models for their [kids]”. In addition, Patricia was particular about
the faith embraced by the teacher by saying “that if a teacher is a Christian she
would also try to instil the same kind of values and have grace and be merciful
[and] loving”.
Parents stressed the importance of teachers developing good relationships
with their children. Peggy lauded the efforts of her child’s teacher by stating that
“her interaction is amazing – how she is able to interact with the kids at the same
time as with the parents”. Paloma was enthusiastic about teachers having good
relationships with the children, as she felt it would encourage the children to learn
and be motivated to continue in the teacher’s class.
Teachers felt that they had met the parents’ personal expectations in their
role as a mentor for their pupils in the areas of being an advisor and nurturer, when
they acted as encourager, counsellor and protector. In addition, parents expressed
satisfaction that the teachers had met their personal expectations by being a role
model in building their children’s character, and by developing relationships with
their children in having motivational interactions with them.
Music Teacher as Communicator
As stated in the perspectives of teachers as a mentor, the participants expressed the
view that the teachers of the group music classes had good communication skills
and believed in befriending their pupils and their parents. However, parents
recounted experiences with other teachers who had not met their personal
expectations in their role as communicator. Peggy felt that teachers have to be
approachable in order for parents to be more involved in their children’s education.
She added that this would discourage ‘helicopter’ parenting, where the parent
merely hovers around but does not communicate with the teacher or the children on
their progress in learning. She concluded by stating “that is why it's important to
have that three-way communication with the kid, the teacher and the parent”.
Prisha stressed that teachers should maintain a relationship with parents as
they have a very important role to play in keeping the parents informed about what
is happening to the child. In responding to a factional story where the teacher
informed the parent by a text message that she would be transferring her child to a
group class from her one-on-one setting, Pui Li and Pei Ting felt that the teacher
should have spoken to the parent “face to face” in order to avoid any
misunderstanding. Pui Li added that it was vital to have “open communication”.
Clearly, this situation pointed to a weakness in the relationship between the parent
and the teacher.
Parents valued having teachers as friends in order to communicate freely
with them. Prisha regards her child’s teacher firstly as a teacher and secondly as a
friend. Pamela expressed a similar sentiment in thinking of her child’s teacher as a
friend. She added that she would express her appreciation to her on special
occasions such as teachers’ day and Christmas day. Patricia commented that in the
factional story where the mother did whatever it took for her daughter to continue
lessons with the teacher, the basis of her decision was that the mother and the
teacher had become friends and were willing to help each other out. Paloma valued
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63
having her child’s teacher as a friend as it would improve understanding and they
would be able to ‘discuss every problem together’. She strongly believed that this
would be beneficial for her child.
There was a range of responses from the parents on the teachers’ role as
communicator. Some parents found that teachers who were less approachable did
not meet their expectations as communicators. Furthermore, parents felt that some
teachers did not make a point of keeping the parents informed of their children’s
progress. Parents expressed dissatisfaction with teachers who did not make the
effort to have a ‘face-to-face’ meeting with the parents on important issues as they
did not meet their personal expectations. For some parents, building a friendship
with the teacher was the basis of the teacher performing her role as communicator.
Some teachers in the group music classes had clearly built friendships with the
parents, but some did not, as stated by the parents.
Discussion
The results of this collective case study draw special attention to the expectations
participants have of teachers’ roles in group music lessons – as multi-faceted
professionals, authorities on music, entrepreneurs, mentors and communicators. It
should be emphasized that these roles are not fixed and pre-determined role
categories, but rather that they are negotiated and dependent on interaction between
the role players (Turner, 2002). As such these labels are not normative but
descriptive and present a picture of a fluid reality. There may be interpersonal
conflict between the teachers and parents because they have different perceptions of
the roles teachers play. Furthermore, there may even be an aspect of intrapersonal
role conflict for the teacher in trying to strike a fine balance between playing the
various roles. For example, in a literature review on musician/performer role
conflicts, Miksza (2007) discusses that pre-service music teachers may experience
role conflicts in trying to understand their identity in playing both roles.
We will now consider these results through the theoretical lens of role
theory, which applies the principles of functionality, representationality and
tenability in understanding role differentiation (Turner, 2002). In keeping with the
principle of functionality, there is a clear understanding of responsibilities and
collaboration between parties, and because of this collaboration, “roles are
constantly modified for greater apparent effectiveness” (Turner, 2002, p. 252). For
example, teachers adapted their roles as professionals and mentors (see also
Ballantyne et al., 2012; Dwyer, 2015; Leong, 2008) for better outcomes in
teaching. As professionals, teachers felt they were regularly modifying their role as
good presenters in order to be more effective by incorporating the education of
parents into the planning and execution of the group music lessons. This was shown
in the explanations that teachers gave prior to an activity during the lesson to help
the parents understand why the programme was structured in that particular way.
Furthermore, parents showed a clear appreciation of teachers who were flexible in
their teaching, as the teachers were willing to modify their role as good presenters
by adapting their programmes to suit the needs of the children, especially pertaining
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to the challenges faced by children with special needs. In addition, a teacher went
beyond the expectations of a parent by modifying her role as a professional to
include managing the transitions for the children when they changed from one class
to another. This led to smooth and effective transitions for both the parents and the
children. As mentor, teachers were always flexible in their role as an advisor in
guiding parents on managing their children’s time-tables and supervision of
practice. The guidance from the teachers led to parents being more effective in
making music part of their children’s lives at home. Teachers also went beyond
parents’ personal expectations as mentors by modifying their role as nurturer in
being willing to befriend their pupils, protect and also pray for them. As a result,
both the parents and their children were comfortable with these teachers.
However, parents also felt that some teachers did not fully meet their role
expectations as communicators (see also Lueder, 2000; Miretzky, 2004), because
there was insufficient interaction between the teachers and the parents to build a
friendship. As there seems to be a lack of clarity on what the role represents, this
perspective can be viewed in terms of the principle of representationality, where
roles “become vehicles for conveying certain images (representationality) and are
framed and reframed in relation to what they are seen to represent” (Turner, 2002,
p. 252). It was found that some parents did not feel comfortable about approaching
certain teachers, possibly because of the image they had of these teachers.
Therefore, teachers need to be aware of the image they represent to the parents and
the resulting tensions that may occur between both parties. In keeping with the
principle of representationality, teachers could reframe the image they project by
initiating open conversations with the parents and being more interactive with them.
From the perspective of tenability, Turner (2002) explains that “roles are
subject to continuous tension to supply a tenable balance of benefits to costs for
role incumbents, limited by the power and resources of those incumbents” (2002,
p. 252). There was a marked difference in the way that the participants viewed costs
and benefits when they discussed group teaching compared with when they
discussed one-on-one teaching. This could be a result of parents being more focused
in the group context on the children’s wellbeing and learning outcomes, and less
concerned with the costs, which is a more prominent issue in the one-on-one
context. Some of the interactions and negotiations between parents and teachers in
the one-on-one context revolved specifically around payment and parents’
personal expectations of the teacher. In particular, some parents were dissatisfied
with teachers who taught the lessons strictly within the stipulated time and who
did not give free lessons. These parents described the teachers as being calculating.
This became a source of tension and a cost for the teachers in terms of financial,
emotional and opportunity costs, if they tried to satisfy the expectations of the
parents. In addition, certain parents continued to seek further role benefits by having
personal expectations of the teacher as a babysitter. Consequently, the parents
regularly arrived very much later than the appointed time to collect their children
from the music centre. In keeping with the principle of tenability, teachers’ roles are
also subject to continuous tension as they try to accommodate the behaviour of the
parents at great cost to their image, personal schedules and loss of time for other
teaching. From an entrepreneurial perspective, the benefit of teachers meeting these
Kathryn Ang, Clorinda Panebianco and Albi Odendaal
65
parents’ personal expectations is to retain the parents as customers, but the teachers
were aware that parents continued to seek for additional benefits such as
convenience and highly accommodating responses from teachers.
Conclusions
This paper contributes to the studies on teachers’ roles in music education by
showing that teachers are described by both teachers and parents as multi-faceted
professionals, authorities on music education, entrepreneurs, mentors and
communicators. This study makes a contribution to research on music education in
West Malaysia by suggesting that teachers’ roles in their pupils’ musical learning
and development need to be reconceptualised. The results of this research seem to
indicate the need for a better understanding of the expectations of teachers’ roles in
group music lessons from both parents and teachers. Teachers could work towards
understanding the positional and personal expectations of parents as that would help
them to clarify these roles. In applying Turner’s (2002) principles of functionality,
representationality and tenability in role differentiation, the teachers could modify
their roles for ‘greater apparent effectiveness’ (p. 252). Teachers could become
more aware of the image they represent to parents, and could frame or reframe their
roles until they meet the expectations of those around them. Teachers could also
play their role of balancing costs and benefits in relation to the parents in a positive
way without compromising their role as professionals. This may be due to the role
conflict that teachers may experience within themselves. The practical implications
of these findings are that teachers should continue fulfilling their role as a multi-
faceted professional by being good presenters and facilitators, and extending the
education to include the parents; but teachers could also help the parents understand
that the responsibility for the learning outcomes of the children should be shared
among all three parties – the teacher, parent and the pupil. Teachers who have
difficulty communicating with parents could improve on their role as communicator
by being more aware of the image they are projecting to the parents, which may be
a source of tension between them. Teachers could regard the parents as partners in
education and encourage them to work alongside their children with a common goal
of improving their children’s wellbeing and learning. Finally, teachers who are
facing problems with some demanding parents could help parents manage their
expectations of teachers, such as desiring more time than that stipulated for the
lessons, or free lessons and extra child-care services after the lessons by
“establishing operational and financial policies” (Music Teachers National
Association, 2004, p. 1) from the beginning of the lessons. Teachers could also
adopt a more diplomatic approach by using words like ‘please, thank you and sorry’
spoken in slower and softer tones when dealing with demanding parents.
We believe that this research will encourage more open conversations
between teachers and parents in order to help teachers to understand the
expectations parents have of their roles. Teachers could also benefit from this study
through developing a more focused understanding of these expected teachers’ roles,
which would help them in their interactions and negotiations with the parents of
their pupils in music lessons.
Malaysian Journal of Music Vol. 8 (52-67)
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66
Endnotes
1 The Klang Valley is an area around Kuala Lumpur in West Malaysia. It includes the
neighbouring cities and towns in the state of Selangor.
2 The larger study is a doctoral thesis that investigates parent-teacher relationships in group
music lessons. This article addresses the expected roles of teachers in group music lessons,
while another (under review) addresses the expected roles of parents. In a third article, Ang,
Panebianco & Odendaal (2019) discuss parent-teacher partnerships in group music lessons.
3 This husband and wife couple took turns in answering questions during the interview
because they were caring for their baby.
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Biography
Kathryn Ang is a music educator and pianist based in West Malaysia. She is currently
working on a PhD in music at the North-West University in South Africa. Her research
interests include music education, piano didactics and the performing arts.
Clorinda Panebianco is a senior lecturer in the Department of Music at the University of
Pretoria, Pretoria, South Africa. Her research interests lie in health and wellness issues in the
performing artists, as well as music and wellbeing in society.
Albi Odendaal is a senior lecturer in the School of Music at the North-West University in
South Africa. His research interests include psychology of music, music education
and higher education.
|
Malaysian Journal of Music Vol. 8 (2019) | ecomusicology, thailand, bamboo musical instruments, pgaz k'nyau, sgaw karen | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/163 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/2674 | The Instrument as Instrumental: Pgaz k’Nyau Bamboo Musicking and Karen Eco-Friendliness | While the | https://ejournal.upsi.edu.my/index.php/MJM/article/view/2674/2074 | [
" received his PhD in Art and Culture Research from Srinakharinwirot University. He is an internationally-renown musician, activist, and assistant professor of Geo-Cultural Management at Bodhivijjalaya College, Srinakharinwirot University in Mae Sod, Tak. He has published two books on Pgaz k'Nyau music, ",
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Malaysian Journal of Music Vol. 8 (68-86)
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The Instrument as Instrumental: Pgaz k’ Nyau Bamboo Musicking and Karen
Eco-Friendliness
Suwichan Phatthanaphraiwan
Bodhivijjalaya College, Srinakharinwirot University, Thailand
e-mail: [email protected]
Benjamin S. Fairfield
University of Hawai‘i at Mānoa
e-mail: [email protected]
DOI: https://doi.org/10.37134/mjm.vol8.4.2019
Published online: 15 November 2019
Cite this article (APA): Phattanaphraiwan, S., & Fairfield, B. S. (2019). The Instrument as Instrumental: Pgaz k’Nyau
Bamboo
Musicking
and
Karen
Eco-Friendliness.
Malaysian
Journal
of
Music,
8,
68-85.
https://doi.org/10.37134/mjm.vol8.4.2019
Abstract
While the tehnaku, the iconic six-string curved neck harp of the Pgaz k’Nyau (Sgaw Karen) people has made a strong
comeback after 19th and 20th century, scholars lamented its demise, many other traditional bamboo instruments of the
Pgaz k’Nyau still remain little-known, not only in academia but increasingly within Pgaz k’Nyau communities
themselves, due in part to national forestry laws, resettlement and evictions, modernisation campaigns, and an increasing
scarcity of, or restricted access to, certain natural and cultural resources. This ethnographic study investigates the various
uses of bamboo in two Pgaz k’Nyau communities in Thailand, illustrating the importance of local knowledge of natural
resources and the place of bamboo in shaping Pgaz k’Nyau music, ethics, aesthetics, ecological activity, beliefs and
social relations. Bamboo musical instruments, in legends and in everyday application, are co-created with help from
rodents and insects, lure wild pigs from the forest, bookend human lifecycles, help to confine spirits to the forest and the
afterlife and are reworked from pig troughs into slit-drums used to drum up communal action. This research discusses
how these increasingly rare bamboo musical instruments speak to a variety of contemporary contextual issues faced in
Pgaz k’Nyau communities. We argue that Pgaz k’Nyau bamboo is instrumental in reflecting and perpetuating long-
standing eco-friendly cultural practices embodied in a five-part Pgaz k'Nyau prescription for managing ecological
relations within the self, between self and other, between the human and animal world, between human and forest, and
between human society and the supernatural world; and it does so in response to Thai political narratives that have
inappropriately labelled the Pgaz k’Nyau as destroyers of national forests.
Keywords: bamboo musical instruments, ecomusicology, Pgaz k’ Nyau, Sgaw Karen, Thailand
Borders, Belonging and Bamboo
The national anthem, adopted in 1939 when ‘Siam’ became ‘Thailand’, proclaims: ‘Thailand unites
the flesh and blood of all Thais.’ Yet the ethnonational label and legal status of ‘Thai’ was not
readily available to all groups who lived within the borders of the nation-state. Scholars point to a
cultural revolution as the multi-cultural Kingdom of Siam transitioned officially to the ethnically-
specific nation of ‘Thailand’ in 1939, where lowland Thai leaders enforced official modernisation
and assimilation measures in an effort to civilise the highland peoples (Forbes, 1982, p. 1059; Jory,
Suwichan Phatthanaphraiwan & Benjamin S. Fairfield
69
1999, p. 338; Numnonda, 1978, pp. 235-236). Siam as a kingdom had never in its history been a
mono-cultural society, but 20th century Thai nationalist rhetoric eventually came to overtake and
overlook the non-Thai ethnic groups and indigenous populations within its newly created national
borders. Even today, when official narratives speak of Thai culture, central Thai culture is the
primary referent—variance, marginality, regionalism, or ‘dialect’ serve as outliers that confirm the
majority (Wongthes, 2011, pp. 1-8; Winichakul, 2011, p. 33). One can be ‘southern Thai’ or ‘Thai-
Lao’ or ‘Lanna-Thai’, but the national and ethnic border remains a fixed part of accepted identity.
A step further removed from these regional-yet-still-Thai populations are the often
misunderstood highland groups –Hmong, Mien, Akha, Lisu, Lahu, H’tin, Lu, Khamu, and Karen1 –
who, though diverse in livelihood and agricultural methods, were typically classed together, at least
into the 1980s, under monolithic labels such as ‘forest destroyers and opium growers’
(Laungaramsri, 2003, p. 37) or the ‘hill tribe problem’ (Buadaeng, 2006, pp. 361; McKinnon, 2011,
pp. 56-61). ‘Hill tribes’ and their actual or assumed destructive agricultural methods made them
enemies of a state seeking to stem the tide of deforestation, and stereotypical narratives had the
effect of devaluing indigenous cultures while justifying the eviction and resettlement of indigenous
populations living in newly-claimed ‘protected’ forest preserves (Buergin, 2003). Indigenous groups
also lack institutional support when it comes to perpetuating local knowledge, largely due to the
legacy and history of central government assimilation policies and programmes that sought to,
forcibly at times, turn all indigenous groups into Thais (Kesmanee, 1994; Forbes, 1982, p. 1065;
Jonsson, 2004, p. 677;, p. 685; Hayami, 1996, p. 345). For example, indigenous languages are
explicitly or implicitly forbidden in local schools in highland communities out of the concern that
indigenous populations speak Thai poorly. That these ideas are internalised and perpetuated by
indigenous populations themselves can be seen in the assessment of Sgaw Karen scholar Esther
Dangpongpee, who remarked,
We have to do something so that the Karen may know the value of our people and not see other cultures and
traditions as better than ours. It’s not because others came and made us lose our culture but that our people are
losing our own culture. That’s the biggest problem … In this area [Huay Kaew, Chiang Mai], most of the
people are Karen but their children never speak Karen anymore.
When they go to school, they never use Karen. Some of the parents, they think we are a tribal people, from the
mountain, so we don’t speak Thai very well. So they want their children to speak Thai like real Thai, so they try
to let their children speak Thai. Even at home they don’t speak Karen, so that is the way to make our language
and culture to be lost. This is the problem. If we do not try to do something to preserve it, the next generation
will lose it. (personal communication)
Assimilation, then, offers one way of resolving the ethnic dissonance. Another option is to
closely evaluate, prove, and broadcast an alternative understanding of the ethnic group—one that is
decisively eco-friendly and grounded in an ecological symbiosis of human, nature, and culture.
Given the Thai labelling of highlanders as destructive and state-sanctioned evictions from forested
areas, culminating most recently in the disappearance and murder of a Pgaz K’Nyau activist who
tried to sue forest officials for the destruction of a Karen settlement in Kaeng Krachan National Park
(Singkiree, 2019), a strategic and urgent appeal to eco-indigeneity has evolved into a near
‘consensus’ for Sgaw Karen (Pgaz k’Nyau) spearheaded by activists, academics, and NGOs
(Walker, 2001).2 Andrew Walker’s critique of the so-labelled ‘Karen consensus’ is noteworthy for
problematising the notion of ‘a’ or ‘the’ Karen people (who are in reality a conglomeration of
various Tibeto-Burman mutually unintelligible language groups and sub-groups further separated by
national borders, adopted religious systems, and customs), as the logic of Karen indigenous identity
via eco-friendly practice has contemporarily outshone other modern alternative narratives of Karen
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identity formation. Nowadays, due to decades of activism and campaigns, ‘the’ ‘Karen’ are
increasingly known as ‘the eco-friendly’ hill tribe (Henry Delcore, 2007, p. 101). We do not propose
that there is or should be one monolithic notion of Karen-ness. There is, however, ample evidence
and oral tradition at hand to support the idea of symbiotic relations between Sgaw Karen (Pgaz
k’Nyau) and the natural world, and NGOs and activists seize these upon as they speak to
contemporary needs and political realities.
This study takes Sgaw Karen eco-activism as given, logically extending it into the realm of
traditional bamboo instruments to paint a larger, integrated picture of what Dirksen (2019) calls
‘communion’ (p. 47), or the connective and overlapping categories of cultural, natural, and spiritual
for above-mentioned political application. Proven, yet again, in this endeavour is a corpus of
assumed and shared values, beliefs, and practices deeply intertwined with nature and vested in its
perpetuation—in other words, more proof that ‘the Karen’ are not ‘forest destroyers’. Problematic,
however, is the steady decline of access to resources (natural, spiritual, and ancestral/elder) that
enable not only the songs and stories but also the instruments themselves, which embody deep
connections among the varied players (human, animal, natural, supernatural) that formulate Sgaw
Karen society to endure.
Our study specifically focuses on bamboo musical instruments among the Pgaz k’Nyau
(rather than the more commonly known tehnaku harp, kwae buffalo horn and klo bronze frog drum)
for three reasons. First, for Pgaz k’Nyau communities in Thailand, bamboo is of crucial importance
for various aspects of everyday life, which includes and is mediated by music. Secondly, knowledge
of these instruments has neither received sufficient academic attention nor been systematically
recorded to date (the principal investigator’s planned outgrowth of this project is an applied
pedagogical project involving instrument construction and instruction). Lastly, this research can
offer a model for ethnographic data collection for successive research projects, for the Pgaz k’Nyau
specifically and for other ethnic groups more broadly.3
Bamboo is embedded, in contemporary practice or at least in collective memory within the
two Pgaz k’Nyau communities studied here (the animist site still retains much of the traditional
practice, while the Christian site still has elders who have experienced Pgaz k’Nyau culture pre- and
post-conversion and can recall and reinterpret legends related to bamboo instruments). We argue that
the instruments are instrumental to community relations. Bamboo affords communication, tempers
the self, signifies new life, orders life transitions, positions spirits (varyingly, depending on religious
practice), and frames the fabric of Pgaz k’Nyau society. The first location studied includes Ban Mai
Phattana and Ban Nong Chet Nuai villages of Kalyani Wattana district, Chiang Mai, which are two
Christian sites fairly well known for their Pgaz k’Nyau bamboo dance (they have been the subject of
more than 10 Thai TV documentaries). Second is Kaeng Krachan district in Petchaburi province,
which includes traditional animist Pgaz k’Nyau communities, known for their construction of
bamboo musical instruments no longer found in Pgaz k’Nyau communities in northern Thailand
(Figure 1). The principal investigator visited this area accompanied by TV crews of two Thai PBS
programs (Sinlapawattanatham and Phansaengrung) during February of 2012.
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Figure 1. Map of Thailand (Source: Map of Thailand, The World Factbook, Retrieved from
https://www.cia.gov/library/publications/the-world-factbook/attachments/maps/TH-map.gif)
Research Motivations, Objectives and Structure
Christopher Small’s notion of Musicking (1998) significantly expanded the reach and understanding
of music from objective product to processual and cultural activity. Such a view posits music as a
mediator and reifier of relationships, a tool and site of a social process at work. Steve Waksman
applies this idea to the ‘reading’ of not just music and musical settings but musical instruments,
proposing that we examine physical instruments not as static materials but as entwined in the process
of forming relationships in the ecological sense, signified with meaning and interacting with human,
spiritual and natural environments. He argues,
Musical instruments, it might be said, represent the first points at which sound moves from a strictly material
acoustic phenomenon to an organised medium of social and cultural expression that, in turn, has implications
for the ways that individuals relate to one another or for the broader organisation of social relationships (2003,
pp. 253-254)
Stated differently, instruments don’t make just music. They make society or culture; Dawe asserts
that instruments make ‘place’ as well (2016, p. 109). And, as Titon notes, they do so with a sense of urgency
in a time of ‘ecological crisis’ (2016, p. 67), which, especially among the Pgaz k’Nyau, is also clearly a
cultural crisis (p. 78). Humans are not the sole driving agent in the conversion from natural to cultural object.
Nature has affordances and naturally shapes human thought (Dawe, 2016, p. 118). Our research on Pgaz
k’Nyau usage of bamboo is framed within ecomusicology, defined by Dawe as encompassing “The study of
music, culture, and nature in all the complexities of those terms” and encompassing “musical and sonic issues,
both textual and performative, related to ecology and the natural environment” (2016, pp. 1-2) . Dawe insists
that organology has been too focused on the product, neglecting the physical and cultural process of
instrument construction (p. 119). We seek to address that process (construction and signification) here, and
we do not idealise these bamboo instruments as inherently or statically ‘authentic’ by virtue of their nature but
rather recognise them as a tool for projecting or constructing useful notions of authenticity (p. 256), even as
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we acknowledge that term’s problematic yet useful discursive applications. Data is needed first, though, and
our two main objectives are as follows:
1. To gather data about Pgaz k’Nyau communities’ cultural use of bamboo for making instruments.
2. To analyse the origins, meanings and ecological implications of different types of bamboo
musicking among the Pgaz k’Nyau.
Methodology
The principal investigator led a team of researchers who employed qualitative ethnographic research methods,
building rapport with key community leaders in both sites to ensure goals were communicated and site visits
were conducted in accordance with local customs, observing instrument construction and performances,
conducting in-depth interviews (both structured and unstructured) in the local language and recording audio-
visual documentation. The team collected, stored and analysed targeted information, translated the results
from Pgaz k’Nyau into Thai and coded and verified the data through inter-coder reliability procedures.
We focused on four regional bamboo instruments: the pi-ba (aerophone), the pi-u or u-maw
(aerophone), the koe-lo (idiophone) and the saw-tru (chordophone). In the following section, we outline for
each instrument,
1. The history and origins of each.
2. Restrictions associated with making and playing them.
3. Their underlying value and meaning in Pgaz k’Nyau society.
Pi-ba (ปิ๊บา)
Though rare and largely unknown to outsiders, Pgaz k’Nyau-style multi-tube bamboo free-reed aerophones
can still be found (Figure 2) in various areas within Kalyani Wattana and in Kaeng Krachan districts. The pi-
ba is a free-reed aerophone with seven pairs of bamboo pipes near the Pgaz k’Nyau communities in Pong
Luek-Bangkloi, Kaeng Krachan district, Petchaburi province. Currently in this area there are only ten known
elders who still possess the knowledge to play the pi-ba, and those who know how to construct the instrument
have dwindled to just one person. Added to this scarcity, the type of bamboo needed (saw kgae) to construct a
pi-ba is increasingly rare, as is, more crucially, the motivation to play and make the instrument.
Political realities have worked to shape the instrument’s demise. Jaw-bwae, 78-years-old, ‘legally’
known as Somchit Suphangkun (as Karen names in his generation were not allowed to be officially
registered), is said to be the sole person in Kaeng Krachan left who knows how to construct a pi-ba.4 He
recalled,
Since we were evicted from our traditional lands (in what is now Kaeng Krachan National Park) and moved
down here, we have encountered a multitude of problems: landlessness, unemployment, ineligibility to work,
difficulty in the city when we have sick or injured that need medical attention, and inability to forage in our
traditional home. It has been difficult, not just to retain and play our music, but to survive.
Now, when someone wants a pi-ba, they must go purchase one in Ratchaburi or a neighbouring province.
Sometimes they just go buy a similar-looking khaen in the northeast (Isaan) region and make adjustments to it
(removing a few pipes so that seven pairs are left) so that it works the same as the Pgaz k’Nyau pi-ba.
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Figure 2. Young Karen man plays the pi-ba (Source: Suwichan Phattanaphraiwan, October 9, 2013)
History and Origins
Jaw-bwae explained that, according to Karen legend, the first pi-ba maker was Koejaklaw, the heavenly being
who created the earth.5 As the legend goes, Koejaklaw possessed many of the same characteristics as the Pgaz
k’Nyau people, and made his living like any ordinary farmer. Pgaz k’Nyau oral histories teach that the higher
elevation bamboo forests provided good spots for agriculture, since Koejaklaw went up there looking for land
near the bamboo groves and settled in a grove of saw kgae bamboo. Before clearing some land for planting,
Koejaklaw gazed upon the saw kgae and removed a handful of the most beautiful stalks.
After the land had been cleared, Koejaklaw set his mind to constructing a musical instrument. He
took the bamboo stalks and cut them into seven pairs. The first two pairs were made to be the same length,
while pairs 3-7 were cut to be about 2 inches shorter than the previous pair. After this, Koejaklaw carved
holes in each stalk and inserted a metal lamella into each space, similar to the kwae (a Pgaz k’Nyau aerophone
with a free-reed inserted into the horn of a buffalo). From there, the pipes were aligned and lashed together in
paired sets. Next, a piece of wood was carved into a mouthpiece. Koejaklaw tried blowing into it, but no
sound came out, no matter how he tried. In the end, he gave up and left the useless pi-ba on a stump in the
field.
Koejaklaw eventually forgot all about the instrument he had made. But one day, as the season turned
and the grass and rice seedlings were sprouting, Koejaklaw went out to weed the fields near the spot where he
had left the instrument. By this time, some of tubes had in places been chewed through by rats; in others,
termites had bored holes through. When Koejaklaw saw this, he picked it up and knocked it against a stump to
remove the dust and droppings. With the addition of these ‘finger holes,’ the instrument now produced sound.
For the rest of that day, wherever Koejaklaw sat, stood and meandered around, he blew incessantly into the
instrument. People passing by saw it and heard a sound, stopping to sit and listen. Nowadays it is played for
various celebrations.
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Restrictions in Constructing and Playing the Pi-ba
The folklore attached to the pi-ba informs Pgaz k’Nyau ecological activity and taboo. Care must be taken not
to harm or kill rats and termites when constructing this instrument, as it is believed that these beings help to
forge the seminal pi-ba. The instrument’s manufacturing demands that one have a spirit of respect for the
animals that share the natural world with the Pgaz K’Nyau. Musical performance demands one learn not just
the fingerings but be conscious of the potential loss of life as well as the contributions from the natural world.
Literally, the name pi-ba, means ‘flute of respect’: when played, the shape of the player’s hands forms a wai
gesture normally used to greet one’s fellow community member (Figure 2), so the spirit of respect (extending
to human and nature) is also physically embodied in the playing posture.
Values, Meaning and Philosophies underlying the Pi-Ba
According to Jaw-bwae,
The ancestors said that every time we blow on the pi-ba, we must think of the rat and the termite, which also
played a role in the production of the pi-ba. For this reason, the Pgaz k’Nyau people do not eat rats found living
in human dwellings. The pi-ba players especially would not kill rats, eat rats, kill termites, or destroy a termite
mound. If they violated this rule, their playing would no longer be enjoyable to any audience. (personal
communication, October 2015)
The call to avoid the consumption of house rodents also appears in tha (Pgaz k’Nyau poetic oral
tradition consisting of 7-syllable rhyming couplets):
pwa mi loe ploe due yue doe,
pwa pwa loe ploe due yue doe,
pho sa khae i toe due loe,
toe goe mi goe pwa ba loe.
Translated as:
Our ancestors did not eat house mice,
The elders of old would not consume house rats;
If their offspring do not also refrain,
Their lives will be cut short, their spirits will not last.
Basically, learning to the play the pi-ba involved much more than learning the notes or fingerings. To
learn music is thus to learn to gratitude and respect for the natural world. Players learn to take precautions and
work with patience, ensuring they would not cause the death of rats or termites. If one can learn patience and
proper conduct according to these strictures, he can then develop skills to avoid other kinds of evil.
Moreover, the Pgaz k’Nyau also use the pi-ba as symbolic of the ethnic group’s basic philosophical
paradigm: unified, inclusive, cooperative and harmonious. For example, the individual’s potential within the
community is sometimes compared to the fingers: each is needed to play a certain note on the pi-ba’s many
pipes. Every finger has its own responsibility. If you are missing one pipe, or one finger, the song cannot be
complete. This metaphor extends to every individual having a role and responsibility in the community, and
everyone has value, use and importance within the larger Pgaz k’Nyau society. Respecting, accepting and
honouring others are an important trait for humanity, as humans are eco-social creatures and cannot survive in
isolation. Everyone has a role, everyone matters and everyone deserves respect (hence the name and physical
playing posture for the ‘flute of respect’).
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Pi-u, or U-maw (ปิ๊อู / อูมอ)
The pi-u, or u-maw (Figure 3), is a transverse flute (aerophone) made from saw khae bamboo. There are a
total of 7 holes in it (6 for pitch). If the name were translated from Pgaz k’Nyau directly, pi means flute and u
means ‘to blow.’ As for the alternate name, u-maw, maw refers to a joint of bamboo (u still means blow). We
encountered this instrument in Ban Mai Phattana of Chaem Long sub-district in Kalyani Wattana district,
Chiang Mai, where there was just one person left who still produces these instruments (though there are
ongoing informal programs there for teaching the youth to play it, including efforts mentioned in endnote 6).
The producer of the pi-u faces obstacles: the saw khae bamboo used to make the pi-u has of late been
on the decline, so much so that nowadays it can only be found in one watershed and is in danger of going
extinct.6 It is sometimes used to make fishing poles and traps.
Figure 3. Picture of pi-u (u-maw) (Source: Chi Suwichan Phattanaphraiwan, October 3, 2019)
History and Origins
Phana Phattanaphraiwan, 69-years-old, a local Pgaz k’Nyau artist in Ban Mai Phattana village of
Chaem Luang sub-district, Kalyani Wattana district, described the role of bamboo in Pgaz k’Nyau
birthing procedures. When a child was born, the midwife was to follow specific steps, which
included important strictures on the handling the umbilical cord and placenta. They had to use
freshly cut, sharp bamboo as the tool for severing the cord. Pgaz k’Nyau believed that the bamboo
that could attain the sharpest edge was the saw khae variety. They compared its strength and
sharpness to the edge of a knife.
Bamboo in the khae family consists of various types: saw khae and khe me are both very
sharp (khe in Pgaz k’Nyau translates as knife). Bamboo is cleaner and safer than an iron blade,
which can gather rust and can be dangerous in such a delicate operation. Phana asserts that, relating
to the origins of the u-maw or pi-u,
While the mother was recovering, the husband would take saw khe bamboo joints left over from the cord
cutting, blowing through them to stoke the fire for his wife, who needed to stay warm. As he kept blowing, a
sound began to emerge, and the pitch would change if a hole in the node was covered over. The father thus
busied himself burning small holes into the tube. But upon further experimentation, it was not very loud, so he
took some of the boiling porridge (the pig feed) and closed up some of the open holes before blowing through it
again. The volume intensified. After this, he simply would not put it down, and played it for his wife at the
fireside. He played his new instrument so much, in fact, that his wife began to get rather annoyed and
complained, asking, “Would you please stop u-maw/pi-u (blowing on that bamboo) for a while? The cacophony
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is too much.” From then on, when anyone asked what it was called, they referred to it as u-maw or pi-u
(blowing on the bamboo) (personal communication, December 27, 2015)
Restrictions in Constructing and Playing the U-maw
In the past, when one had a child or had leftover bamboo joints from the cutting of the umbilical
cord and made a pi-u/u-maw, the mere presence and possession of these khe cuttings communicated
to all the fact that a birth had occurred recently. The birth of a child was thus paired with the ‘birth’
of a pi-u. Thus, one could not go out and cut arbitrarily at will just because one wanted to make an
instrument. It was believed, in fact, that if this occurred, not only would the pi-u sound terrible but
the bamboo grove that the cutting was made from would die out completely. Another restriction held
that women were not allowed to cut the bamboo because it would cause the grove to flower and die.
Here, the use of natural resources was inextricably linked to and determined by social needs rather
than individual desire.
Values, Meaning and Philosophies underlying the U-maw
The pi-u/u-maw’s meaning, and its value, is birth. The creation of a pi-u is paired with the birth of a
child. Additionally, though, while one of its functions was performance post-labour, it was also
paired with death and played for the funeral activity called jikli (a bamboo dance where dancers step
or hop outside a grid of bamboo poles that are clicked together on the beat (Figure 4). One would
hear the phrase, jikli u-maw at a funeral. Jikli is a signal of death, a fate which no human can escape.
We are born, we live, we eventually will pass on. We arrive with nothing and we take nothing with
us, and the pi-u was present at both life transitions.
To play the pi-u/u-maw requires that breath be sent through the bamboo. When one stops
blowing, the sound ceases. This acts a metaphor for human life for the Pgaz k’Nyau. One day, our
breathing will cease. While living, our breathing produces sounds and melodies, allowing others to
learn, remember and benefit from our existence.
Figure 4. Performing the jikli bamboo dance (Source: Chi Suwichan Phattanaphraiwan, January 20, 2014)
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Koe-lo (เก่อโละ)
The koe-lo (Figure 5) is a Pgaz k’Nyau bamboo slit drum made from a joint of bamboo, with one long
rectangular hole carved with the grain. A handle from the same stalk protrudes from one end, and a hardwood
beater is attached with a string. Traditionally (and still today, in isolated villages with no electricity), the koe-
lo was used to call community meetings with its sound, klo klo klo, which is also where the instrument gets its
onomatopoeic name. The koe-lo is a struck idiophone capable of just one pitch (though it is not intentionally
tuned to any frequency), which is determined by the bamboo joint’s thickness, length and size. The pitch
varies according to each individual instrument’s construction, makeup and type of bamboo (such as the wasu,
wasu doe and wawa or bong bamboo). It is usually played to accompany other instruments such as the tenaku,
pi-ba, pi-u, saw-tru, paw-ku (bamboo xylophone), or others.
History and Origins
The koe-lo originated and was adapted from the thaw klaw, the pig’s feeding trough, which was also made of
bamboo (Phowa Khankaew, personal interview 2015). The thaw klaw would be struck at feeding time, and
pigs would come running when they heard it. When the greater Pgaz k’Nyau community needed to gather,
they also required a signalling tool to announce the meeting’s impending commencement. The beating of the
thaw klaw trough was used initially for this purpose, but it caused confusion (and noise) as it also attracted
pigs expecting a feeding. The community leaders thus modified the bamboo trough design into a signalling
tool. At first, it was just called klaw, but this eventually morphed to koe-lo. It is now considered an essential
item for every household.
Phowa, 60-years-old, asserts that the best koe-lo is made from bamboo aged at least three years and
perfectly straight. These characteristics produce the best sound quality. They also will not crack as easily. For
this reason, most prefer to make them out of the wasu variety (black bamboo). Black bamboo hardens as it
dries, resulting in a clear and loud sound quality when produced according to proper procedures.
Figure 5. Picture of the koe-lo (Source: Chi Suwichan Phattanaphraiwan, December 30, 2013)
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Restrictions in Constructing and Playing the Koe-lo
The koe-lo is a signalling instrument, and each rhythmic pattern has a distinctive meaning.
Figure 6. Koe-lo Pattern 1
The first pattern (Figure 6) is slow, providing a steady beat that is evenly spaced and slowly paced.
This pattern signals a welcoming to all to come participate in an auspicious ceremony, such as a wedding, a
house raising, or a wrist-tying ceremony (to secure the spirit to the body). As Phowa notes, the striking of a
slow and steady beat is an expression of peace, simplicity, stability, or harmony. This rhythm is used at one’s
home or at the ceremonial site. It is not struck too strongly. When everyone hears it, they follow the sound to
the site of the ceremony.
Figure 7. Koe-lo Pattern 2
The next pattern (Figure 7), a pattern of grouped threes, calls a community meeting. It signals that a
gathering is needed to discuss an issue. This demonstrates community cohesiveness and cooperation; it is a
sonic abstraction of collective actions such as lifting a pillar, where strength is coordinated by counting off,
‘one, two, three!’ This three-pattern rhythm thus semantically indexes a call to collective action and
assistance, a sharing of strength, ideas, and communal duties. When the village leader hits this pattern from
his house, every villager at his own home will strike their koe-lo in response and as means of extending the
reach of the original message. The pattern will resound throughout the village, and none can claim they did
not hear it or refuse a response. This is a sonic strategy of mobilisation that extends to all.
Figure 8. Koe-lo Pattern 3
The pattern of grouped fives (Figure 8) announces to the community that there has been a death.
Among Pgaz k’Nyau communities, this five-beat pattern is thus paired to the notion of informing all—
humans, the sacred, the spirits amongst us, the heavens, the stars and the hereafter—that the journey from haw
kho khloe (literally ‘the place of tears,’ or the world of the living) to plue (the afterlife) is about to be made
(Phattanaphraiwan, 2014, p. 12). This pattern will be beaten only at the home of the deceased and will not be
returned by other homes. When it is heard, community members will proceed over to the house from where
the signal has been sent. If anyone dares to beat their koe-lo in response, this is seen as a challenge to the
spirits and an invitation of death to that home.
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Figure 9. Koe-lo Pattern 4
The rapid-fire pattern (Figure 9) signals a matter of urgency or misfortune, such as a fire, invasion,
plunder, brawl, injury, accident, or other emergency. The sound represents an adrenaline-fueled pounding
heartbeat, an urgent need for assistance. Hitting the koe-lo in this way invites responses in-kind from other
houses; the rapid-fire response signals that help is on the way and helps to broadcast the call. Other
community members will immediately jump up to assist, grabbing a tool immediately available—machete,
axe, gun, or stick— and rushing off to the scene to assist their fellow villagers in need.
Values, Meaning and Philosophies underlying the Koe-lo
The koe-lo is an important instrument of community cohesion. It facilitates communication, the flow of
information and community response. It instigates action and reaction. If the community members did not
tune in to each other, the koe-lo would be meaningless and, therefore, useless. It facilitates leadership: when
an emergency occurs, the leader informs the community by sending various and variable signals as deemed
necessary. And, for every call, there is a response—leadership is here acknowledged, chains of command are
implemented, social relationships are confirmed and order is preserved.
Saw-tru (ซอตรู่)
The saw-tru (Figure 10) is a bowed tube zither typically made from wami bamboo (called sang in Thai, or
dendrocalamus in the west). Nowadays there are a dwindling number of craftsmen who construct the saw-tru
in Thailand. Our study focuses on a single site in Bangkloi village of Huay Mae Phrieng sub-district, Kaeng
Krachan district, Petchaburi Province. This village claims to have just a single saw-tru performer remaining.
The tradition is truly fragile and is on the brink of disappearance among Pgaz k’Nyau communities of
Thailand.
History and Origins
Ms. Suayjae Gwabu (personal interview, 2015), the last remaining saw-tru player of upper Bangkloi,
reminisced about her grandmother playing the saw-tru when she was a child, reporting that,
The elders told us that in the past, the saw-tru was mostly a woman’s instrument, though men could play it, too.
The saw-tru was used to call the pigs back to the sty. In those days, the Pgaz k’Nyau used bamboo tubes, cut in
half, as pig troughs. The women had many pigs and would play the saw-tru to call them. In the morning, after
the pigs had been fed, they would free them to run around and forage. In the evening, the pigs’ owners would
play the saw-tru, and, since pig knew their owner’s particular saw-tru sound, they would come running home
when they heard their song. If a woman was an incompetent saw-tru player, her pigs might follow another’s
sound, and she’d have to spend her time running after her pigs to corral them.
There is a legend about this, too: Once there was a woman who played the saw-tru so well that even the wild
boar of the forest could not resist its draw. They were compelled to follow the sound and never returned to the
forest again. They were henceforth tamed, living in her stable. The pigs had distinctive features and were the
first of a recognisably Pgaz k’Nyau breed of pigs with a long and pointy-head.
In some Pgaz k’Nyau communities, it is forbidden to play the saw-tru during the part of the season
when the rice is turning yellow, as doing so might call the pigs out, resulting in the stalks being trampled. In
the community of Pongluek-Bangkloi, the sound of the saw-tru had not been heard for many years, a
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disappearance that coincided with the decline in sightings of wild pigs. But in 2016, villagers started
reintroducing the saw-tru and reportedly observed a noticeable increase in the wild pig population in the
surrounding forests. Mr. Pru, the village headman, claimed,
As soon as we migrated to this place (Pongluek-Bangkloi), we could not make a living. We were limited in land
sufficient to grow rice, so we didn’t plant rice. We saw no reason to play the saw-tru. But now that we’ve
reintroduced it, we have noticed more and more pigs in the forest. There were hardly any there before, but now
we want to have the saw-tru played more. However, we only have saw-tru player left.
Figure 10. Bowed saw-tru (Source: Chi Suwichan Phattanaphraiwan, October 11, 2013)
Restrictions in Constructing and Playing the Saw-tru
The bamboo chosen must be about three inches in diameter. If it is smaller than this, the sound will not be
sufficient. If larger than this, it will be difficult to wrap one’s fingers around the neck to stop the strings. As
for the type and desired characteristics of the bamboo used, the preferred bamboo best suited for making a
saw-tru is said to be that which has died on its own in the forest of its own accord, naturally, as it is driest and
most durable. According to Suayjae, in the past, Pgaz K’nyau would never use bamboo unless it was already
dead and dried out, since they believed that if one used bamboo that was not already dead, the grove you cut
from would collapse, and when you played the saw-tru you had made from it, spirits would be drawn from the
forest into your community, wreaking havoc on the living.
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Values, Meaning and Philosophies underlying the Saw-tru
An underlying meaning of the saw-tru points to the fact that a naturally-deceased bamboo grove is indeed
rare, and, therefore, the implied production of a saw-tru instrument requires patience. Temperance, too, is
implied: the Pgaz K’nyau have a great need for this instrument, but it must not be demanded or coerced from
nature. A grove cannot be violated simply because humans require its bounty. Thus, sustainability and
patience are built into this traditional knowledge and practice. The woman who wants a saw-tru must wait for
the grove’s natural process to play out, working with nature’s cycles rather than asserting human will and
domination.
There is also the aforementioned belief that the saw-tru has the power to communicate with pigs
(especially wild pigs). As any communication requires an appropriate atmosphere, it is not just the performer
who must have the right attitude of tranquillity—the community atmosphere must also be peaceful.
Otherwise, it is not easy for the not-especially-loud saw-tru to be heard from a distance. The village context
requires a degree of calm silence. Stillness is thus a form of strength and is seen as a vessel for
communication with nature that requires focused, communal concentration. It is a relationship enabled by
stillness and attention.
The traditional belief in the sonic superiority of naturally-deceased bamboo has clear connections to
natural resource management. That naturally-dried bamboo sounds better is more than just a saying. The
underlying meaning is one of preservation, an understanding that the construction of such a desirable and
useful instrument requires that one pay attention to and wait for the proper season, that one be in tune with
nature, with the forest. Beliefs maintain that to destroy one part of the forest has an effect on the rest. Using a
naturally-deceased bamboo may or may not actually make for an aesthetically or objectively verifiable
‘prettier’ sound, but what is clear is that the addition of sonic aesthetics to natural resource utilisation results
in a reduction of forest destruction. However, this same restriction is also the reason for the decrease in saw-
tru knowledge, performance and construction. It is becoming increasingly rare.
Analyses and Applications
As Waksman implies, a close examination of musical instruments’ situatedness within a culture leads to an
understanding of them "as objects that, in being used to create music, also work to recreate the cultures they
inhabit" (p. 257). Musical instruments are not just artefacts in or of a culture but operate as culture, an
ecomusicological take on a long-established ethnomusicological paradigm (Herndon and McLeod, 1982).
Observations, applications and implications of these bamboo musical instruments illustrate that, for this
indigenous Pgaz k’Nyau population, music and musical instruments’ meanings and functions extend into to
the realm of resource and relationship maintenance. Bamboo and its sonic repurposing plays an instrumental
role in affecting the balance of Pgaz k’Nyau society in five important ways outlined below.
Before jumping to the list, though, a note on balance (or equilibrium) is in order, lest we be accused
of being lured by popular idealistic “nature interrupted” or ‘balance-of-nature’ paradigms that Titon warns are
romanticizing misinterpretations of ecomusicology as a field (2018, pp. 259-261). While some of the
quotations and standpoints above may imply or spring from well-worn tropes of the loss of the pristine or
laments of a triumph of modernity over indigenous values, Titon and other ecomusicologists (Allen and
Dawe, 2016; Perlman, 2012; Titon, 2013) point to the emergent scientific paradigm of ecosystemic resilience,
adaptability, or “disturbance-and-change” models that are more useful and more accurate when viewing
ecosystems as relationships in flux. Culture (a system of learned and shared beliefs, values, assumptions, and
meanings) is not stagnant or rigid; neither is nature (and neither are the two cleanly distinguished in the Pgaz
k’Nyau understanding). They are signified and made significant through interaction rather than isolation. Both
are responsive, and in ecomusicological readings, mutually and symbiotically so. To this end, bamboo
instruments are instrumental to reifying, adjusting, mediating, and formalising relationships between the
various and fuzzy categories of actors integral to Pgaz k’Nyau society. Notably, the compound Sgaw Karen
label denoting equilibrium, tah paw mi law saw, includes both ‘harmony’ (tah paw) and ‘connection’ (law
sa).
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In the five categories below, it is not musical instrument that acts upon human to adjust behaviour in
order to produce a result in nature in a one-way, prescriptive teleology, context-based or not. Rather,
equilibrium is a constant negotiation, mediated through and by cultural values and the signification of sound,
object, concept and behaviour. Agreeing with Titon that there can only be ‘temporary equilibria’ (2018, p.
260) in a dynamic setting, we turn to the ways in which musical instruments are a part of the cultural and
negotiated process of valuing, modifying, signifying and balancing complex relationships. As we outline
below, and as Titon notes elsewhere, “Sound turns space into sacred place; it enables communication among
animals, including humans; and it puts beings into co-presence with one another and their environments”
(2013, p. 17). We frame this signifying and relationship-altering action as negotiating that equilibrium, with
the instrument being instrumental in the following five interactive relationships.
Bamboo: Instrumental to Pgaz k’Nyau Self-equilibrium
Playing the pi-u/u-maw heightens awareness of the life cycle through both its sonic and its physical presence
at birth and death. All are born, live and ultimately die. Sending breath into the pi-u/u-maw can produce sound
and melody, a sound that ceases when breathing does. In the blowing of the pi-u/u-maw, and especially with
the free-reed pi-ba (where sound is produced by breathing in as well as out), there is inhalation, exhalation
and expiration. In addition to this, the restrictions on the performance and construction of the instrument
require thoughtfulness and consideration. They encourage a command of the self (e.g., the respectful playing
posture produced with the pi-ba), and a call to preserve rather than destroy life (human and animal). With the
saw-tru, too, one must possess an inner calm and awareness in order to be able to communicate with the pigs.
These are all ways that the self is reified, made cognizant and tempered through interaction with and through
the musical instruments.
Instrumental to Human-Human Equilibrium
A pattern struck and heard (i.e., signified and interpreted) on the koe-lo can instantly alter a social space.
When the koe-lo is sounded, both the one striking it and the one hearing it must tune in and analyse the
soundscape to determine the message being communicated. Community members must respond to each other
appropriately and must be willing to help where needed. For the pi-u, sonic and physical presence
communicates the arrival of new life. It informs the community of a birth and brings news of a new member
with whom all will have some relationship with going forward. The pi-ba also calls attention to respectful
social relations in the mere posture required in its playing: palms pressed together (wai greeting of respect)
while facing the audience. Here, to play is to show respect, and to name the instrument is to speak the literal
word (‘flute of respect’). Bamboo is instrumental as mediating and embodying community relations.
Instrumental to Human-Animal Equilibrium
This is shown in the restrictions in place concerning pi-ba construction, where humans are forbidden from
killing rats or ants, both of which, coincidentally, have an important place in the food chain. Additionally, the
beliefs surrounding the playing of the saw-tru as a means of communicating with wild pigs points to this goal
of adjusting an imbalance between human and animal communities. Music thus mediates human-animal
interactions and reminds the Pgaz k’Nyau of the interdependent nature of the relationship.
Instrumental to Human-Forest Equilibrium
The restrictions associated with saw-tru production point to this ideal, as one is required to find an already-
deceased bamboo grove rather than cut within a fresh, living grove. This stricture stresses preservation, as do
the origin stories of both the saw-tru and the koe-lo—both of these are adapted from pig troughs, which shows
how natural resources were used and repurposed to their fullest. Similar notions can be drawn from the
procedures for selecting bamboo for the pi-u, which cannot be made from young bamboo. Such taboos
Suwichan Phatthanaphraiwan & Benjamin S. Fairfield
83
demonstrate local wisdom, foresight and balance in natural resource management methods, and they are
reinforced by musical aesthetics. When such cultural restrictions are followed, the result is ideally a Pgaz
k’Nyau community that does not over-harvest or otherwise exhaust their resources. Sustainable resource
management is encoded into musical instrument production and musical participation.7
Instrumental to Human-Supernatural Equilibrium
As seen in the pi-u/u-maw, music traditionally was not meant as sound only for the living but was heard by
the deceased-turned-spirit as well. It accompanied the bamboo jikli dance at funerals, and it was played at the
gravesite in the forest, as it was believed it could trick the spirits so that they did not follow the living back to
the village site. Pgaz k’Nyau animist traditions held that if the spirits of the deceased return to the community,
they could attract the spirits of the living to return to the afterlife with them, especially those of the sick,
weak, very young, or pregnant, who would not return to the living once they left. But it is said that playing the
pi-u while dancing jikli preserves the boundary between living and deceased, keeping each in their place and
out of the other’s territory.
Transecting this human-supernatural balance, funeral restrictions also benefit the forest, as the forest
gravesites in the animist tradition (left alone due to the divide between the living and the supernatural)
become nurseries for wild plants and animals, unobstructed by humans and preserved as sacred ecosystems
left to their own devices. This and other blurred boundaries above indicate that categories above are not
especially rigid but are in fact interactive and co-dependent—here, the human-spiritual relations affect the
forest, which in turn has benefits for wild animals that interact with humans and so on.8 Thus, the five
categories collectively and collaboratively integrate communities, the self, the natural world and the
supernatural, and bamboo musical instruments play a clear role in facilitating this process for the Pgaz
k’Nyau. The ‘meanings’ of the musical instruments are thus not necessarily underlying or inherent but rather
become emergent and observable through processual interaction and application (Tan, 2014, p. 323). Labels
may be necessary, but they are certainly not fixed.
Conclusion
Bamboo instruments and musical practice confirm eco-aware Karen values at work, for internal and external
purposes. The ‘eco-friendly Karen’ label attributed to and claimed by Pgaz k’Nyau artists, activists and
academics (Phattanaphraiwan, 2011, pp. v-vii) is a powerful and necessary trope, given national narratives
that within living memory (and uninformed contemporary stereotypes) painted all ‘hill tribes’ (chao khao) as
problematic forest destroyers encroaching upon and degrading national forests (Buadaeng, 2006, pp. 371-
375). Pgaz k’Nyau bamboo instruments and the cultural value added to or gained from interaction with
endangered groves reinforce notions of a responsive and non-threatening ethnic (agri)cultural behaviour.
Waskman notes that instruments don’t “have” built-in authenticity but rather are positional means for lending,
constructing, or projecting messages that afford agency (p. 256). To lose these bamboo groves, instruments,
and elders with expert knowledge is to lose the tangible evidence and practice of claimed Pgaz k’Nyau
sustainability and symbiosis. And to be a “forest destroyer” is to be an enemy of or problem to the Thai state
and Royal Forestry Department, which have taken aggressive action in evicting non-Thai ‘squatters’ from
government lands (Buergin, 2003; Forsyth and Walker, 2008, p. 48). Thus, maintaining, confirming, and
projecting an image of the Pgaz k’Nyau eco-friendly tradition has internal and external, political and material
and abstract and concrete implications for the Pgaz k’Nyau in Thailand. Bamboo instruments place their
makers (within an eco-friendly label and discourse) and make the place.
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Endnotes
1 ‘The’ Karen are a really multi-factioned, or ‘highly plural’ society (South, 2007, p. 56), a conglomeration of peoples
divided into sub-groups, dialects, and even through religious practice. Hinton (1983) famously framed the discussion as
one of existence: is there, in fact, such a group? This paper covers but one part of a complex amalgamation: the ‘Sgaw
Karen’ in Thailand, who call themselves ‘Pgaz k’Nyau’ (a term meaning ‘human’). This particular spelling comes from
the Catholic Romanised script (final consonants are not pronounced and refer to tones).
2 Various news outlets and NGOs drew attention to the disappearance of Pgaz k’Nyau activist Pawlajee Rakjoncharoen
(AKA ‘Billy’) who was arrested in Kaeng Krachan National Park (and allegedly ‘disappeared’) for illegally gathering
honey. This was after he had brought a lawsuit against park authorities for the illegal confiscation of Pgaz k’Nyau homes
and property in the park. The joint statement by American NGO Cultural Survival, the Network for Indigenous Peoples
in
Thailand
and
Asia
Indigenous
Peoples
Pact
can
be
read
at
https://www.culturalsurvival.org/sites/default/files/media/thailandupr-sep2015-final_0.pdf.
Pgaz
k’Nyau
villagers
brought a case against the park authorities, who cited government ownership of the land, evicted the Pgaz k’Nyau and
burned their homes and belongings. The case was brought to court in 2016, where judges levied a fine on the park
officials for not removing the belongings before burning the houses down but otherwise affirmed that the eviction was
legal
(Rujivanarom,
2016;
also
see
http://www.forestpeoples.org/topics/rights-land-natural-
resources/news/2016/09/thailand-karens-appeal-court-verdict-legalizing-th). Billy’s bones were discovered in September
of 2019 and at the time of this paper’s writing, the case is being investigated as murder (see
https://www.nationthailand.com/news/30376275).
3 This research project was assisted by students and merged into the curriculum of Chi Suwichan’s geo-cultural
management courses at Bhodiwichalai College, which is located near the Thai-Myanmar border town of Mae Sod in Tak
Province, a college with a student body populated primarily by non-Thai ethnic groups.
4 Update: as this manuscript made its way through peer review, Jaw-bwae passed away. Ongoing in the PI’s research
agenda is a pilot curriculum for eventual use in public schools in the Mae Sod area, where Karen students can learn to
make and play instruments studied here (as well as the tehnaku).
5 While some claim that koejaklaw is the Pgaz k’Nyau adaptation of Buddha, called koejablaw, this is not the case, as
koejaklaw appears in legend that predate exposure to Buddhism (Phattanaphraiwan, personal communication).
6 As observed by the principal investigator, many primary growth spaces (once marked by biodiversity) had been
converted to cash crops in the 1980s (Kunstadter, 1983, p. 336), yielding wheat, avocado or marketable products, and not
much space was left for bamboo, and saw khae is on the decline.
7 Chi’s first publication, Rao Khue Tehnaku [I am Tehnaku], features a few chapters devoted to conservational measures
in tehnaku construction, i.e. where specific trees are preferred (best are those naturally deceased and already dried-out).
If living trees are to be cut down, they should be cut at knee-height so that buds can sprout from them again. To cut it at
ankle-level is unsustainable and a violation of this human-forest relationship, as the forest sustains human life (2011, pp.
101-102). A modern rationale for this, too, is in direct response to Thai authorities who accused the Karen of being forest
destroyers. By pointing to deep-held musical traditions and instrument manufacturing procedures, the argument can be
made for an eco-friendly tradition that specifically encodes environmental preservation into cultural practice (see
Fairfield, 2013)
8 This relationship between the Pgaz k’Nyau self and various others is mediated by bamboo non-musically, too. After a
child is born, his or her umbilical cord will be placed inside a bamboo joint, which is then tied to a tree. The tree can
never be cut down and is paired with the human for life.
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Biography
‘Chi’Suwichan Phattanaphraiwan received his PhD in Art and Culture Research from Srinakharinwirot University. He
is an internationally-renown musician, activist, and assistant professor of Geo-Cultural Management at Bodhivijjalaya
College, Srinakharinwirot University in Mae Sod, Tak. He has published two books on Pgaz k'Nyau music, Rao Khue
Tehnaku (2011) and Phleng Tong Haam Khong Pga k'Nyau (2014), is actively involved in the Karen Network for
Culture and the Environment, serves as vice president of the Foundation for Culture and Environment, Southeast Asian
chapter (FCESA), Chairperson of ASEAN Ethnic Creative Foundation (AEC) and recently cofounded the Karen
Community Eco museum.
Benjamin Fairfield received his PhD and MA in Ethnomusicology from the University of Hawai‘i at Mānoa. He served
as a Peace Corps volunteer (community-based organizational development) in Chiang Mai, Thailand, from 2007-2009,
where he lived in a Karen (Pgaz k’Nyau) village. His current research focuses on ethnic identity in northern Thailand as
mediated by music with particular emphases on participatory genres and religion. He has collaborated with Chi
Suwichan on two book translations and currently serves as affiliate faculty at the University of Hawai‘i Music
department and the Center for Southeast Asian Studies.
|
Malaysian Journal of Music Vol. 8 (2019) | Autism spectrum disorder, interactive music therapy, parent-child interaction, sentence verbalisation | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/163 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/1878 | The Effects of Parent-Child Interactive Music Therapy on Sentence Verbalisation in a Child with Autism Spectrum Disorder: A Case Study | This study examined the effects of parent-child interactive music therapy on sentence verbalisation in a child with Autism Spectrum Disorder (ASD) and was conducted via a case study design. The participants were a boy with autism spectrum disorder and his mother. The child and his mother attended interactive music therapy sessions that provided singing, instrument playing, songwriting, and movement. Twelve sessions were conducted during this study consisting of two initial assessments and 10 intervention sessions. The initial assessments determined the child’s behaviour while in an environment with music and his preferred music. The intervention sessions consisted of two parts to enhance the child’s sentence verbalisation. The first part aimed to teach and assess words through pre-composed songs. The second part aimed to motivate the child’s sentence verbalisation using one selected song and measured the verbalisation score using a verbalisation rating scale. The results showed the effectiveness of parent-child interaction on the child’s ability to focus on verbalisation through a combination of singing and movement activities. The child’s verbalisation was clearer and more accurate after attending singing activities with his mother as she held the child in her arms and together engaged in physical interaction. His average verbalisation score increased from 1.33 to 3, presenting an improvement of his verbalisation from verbalising single words to verbalising three-word sentences that included a subject, verb, and object. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/1878/2077 | [
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] |
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The Effects of Parent-Child Interactive Music Therapy on Sentence
Verbalisation in a Child with Autism Spectrum Disorder: A Case Study
Chanyanit Charoenphol1, Ni-on Tayrattanachai3
1,3College of Music, Mahidol University, Phutthamonthon Nakhonpathom, 73170 Thailand
e-mail: [email protected], [email protected]
Natee Chiengchana2
Ratchasuda College, Mahidol University, Phutthamonthon Nakhonpathom, 73170 Thailand
e-mail: [email protected]
Corresponding author: [email protected]
DOI: https://doi.org/10.37134/mjm.vol8.5.2019
Published online: 22 November 2019
Cite this article (APA): Chanyanit, C., Chiengchana, N., & Tayrattanachai, N. (2019). The Effects of Parent-Child
Interactive Music Therapy on Sentence Verbalisation in a Child with Autism Spectrum Disorder: A Case Study. Malaysian
Journal of Music, 8, 86-95. https://doi.org/10.37134/mjm.vol8.5.2019
Abstract
This study examined the effects of parent-child interactive music therapy on sentence verbalisation in a child with Autism
Spectrum Disorder (ASD) and was conducted via a case study design. The participants were a boy with autism spectrum
disorder and his mother. The child and his mother attended interactive music therapy sessions that provided singing,
instrument playing, songwriting, and movement. Twelve sessions were conducted during this study consisting of two initial
assessments and 10 intervention sessions. The initial assessments determined the child’s behaviour while in an environment
with music and his preferred music. The intervention sessions consisted of two parts to enhance the child’s sentence
verbalisation. The first part aimed to teach and assess words through pre-composed songs. The second part aimed to
motivate the child’s sentence verbalisation using one selected song and measured the verbalisation score using a
verbalisation rating scale. The results showed the effectiveness of parent-child interaction on the child’s ability to focus on
verbalisation through a combination of singing and movement activities. The child’s verbalisation was clearer and more
accurate after attending singing activities with his mother as she held the child in her arms and together engaged in physical
interaction. His average verbalisation score increased from 1.33 to 3, presenting an improvement of his verbalisation from
verbalising single words to verbalising three-word sentences that included a subject, verb, and object.
Keywords: Autism spectrum disorder, interactive music therapy, parent-child interaction, sentence verbalisation
Introduction
Autism Spectrum Disorder (ASD) is a neurodevelopmental disorder indicated by two main characteristics: 1)
social communication/interaction, and 2) restricted, repetitive patterns of behaviors, interests and activities. The
symptoms of ASD vary between individuals hence the term ‘spectrum’, and begin to emerge during a child’s
developmental period (American Psychiatric Association, 2013). Children with ASD may have poor
communication skills and struggle to interact with other people. They may have difficulty in using and
understanding language, find it challenging in holding or initiating conversation while some children are non-
verbal. There may also be a deficit in paralinguistic behaviours such as a lack of eye contact, gestures, body
Chanyanit Charoenphol, Natee Chiengchana & Ni-on Tayrattanachai
87
language, and facial expressions. Children with ASD are inflexible in changing in their daily routines and they
may exhibit a repetitive use of language, speech, gestures, or have fixed interests. Some of children also have
hyper - or hypo - activities to sensory input )APA, 2013; Autism Society, 2017; Benson, 2016; CDC, 2018) .
Most children with ASD have severe levels of communication and language problems (Trangkasombat,
2007). Some may be able to verbalise words to communicate but some of them are non-verbal (i.e. they use no
spoken language or very few words). Children with ASD who are able to use verbal communication may have
delayed language and speech development which presents difficulty in using and understanding language
depending on each child’s intellectual and social development. Children with ASK tend to use inappropriate
words and phrases, use abnormal speech, lack comprehension of language and meanings, and most tend to use
single word verbalisation )APA, 2013; Trangkasombat, 2007; Wright, 2013).
Verbalisation is verbal communication using language to communicate, including speech and singing,
which is indicated in the Individualised Music Therapy Assessment Profile (IMTAP) in four levels (Baxter,
Berghofer, MacEwan, Nelson, Perters, & Roberts, 2007). The first level is ‘overall are intelligible’ using any
verbal communication to be understood. The second level is ‘verbalises single word’ which is verbalising any
one word to communicate. The third level is ‘verbalisations are of phrase length’ which is verbalising any
utterances of two to three words in length to communicate. And the fourth level is ‘verbalisations are of sentence
length’ which is verbalising any three to six words to create sentences to communicate (Baxter et. al., 2007) .
The treatments for verbalisation problems are various including receiving Speech-Language Therapy (National
Institute on Deafness and Other Communication Disorders, 2018), using Augmentative and Alternative
Communication (AAC), and participating in Music Therapy (Davis et al., 2008; Kern & Humpal, 2013).
Music therapy is one of the treatments for children with ASD who struggle with their communication
skills. Qualified music therapists use music intervention to enhance an individual’s non-musical skills through
music activities such as listening to music, singing, playing instruments, composing, analysing, and moving
with music (American Music Therapy Association, 2007; World Federation of Music Therapy, 2011). Research
studies have found the effectiveness of music therapy intervention in children with ASD including
improvements in social and communication skills, behaviour, as well as in emotional, physical, academic, and
leisure skills (Davis et al., 2008). Improving communication skills is one of the primary goals of music therapy
professionals for children with ASD (Kaplan & Steele, 2005). The studies found that music is a form of
communication and influences communication (Gfeller, 2002; Davis et al., 2008). Music can be used to express
emotional messages and information in the same way as speech (Silverman, 2008). Lim (2010) observed the
effects of music intervention on speech production. Farmer (2013) observed the improvement of spontaneous
communication in children with ASD and Perry (2003) noticed the effectiveness of improvisational music
therapy on interaction, joint attention, and on initiating communication in children with ASD. Moreover, Lee
and Ho (2018) observed the effectiveness of the holistic music education approach using sound beam trigger
modes on the development of communication skills by young children with ASD.
In Thailand, Chiengchana (2014) found the effects of Kodaly-based music experiences on social
communication responses in children with ASD .The results of this study indicated that Kodaly-based music
experiences could enhance social communication in children with ASD. Kawinnithiporn, Chiengchana, and
Tayrattanachai (2018) examined the effects of music therapy on expressive communication skills in a child with
ASD through seven categories including: 1) fundamentals, 2) non-vocal communication, 3) vocalisations, 4)
spontaneous vocalisations, 5) verbalisations, 6) relational communication, and 7) vocal idiosyncrasies. The
results of this study indicated that the participant increased expressive communication behaviour and decreased
vocal idiosyncrasies. Positive behaviours were more stable during music therapy intervention than the baseline.
From the studies mentioned, it can be summarised that music therapy is used to improve communication skills
of children with ASD such as speech production (Lim, 2010a), spontaneous communication (Farmer, 2013),
communication initiation, and communication behaviour (Chiengchana, 2014; Perry, 2003; Kawinnithiporn,
Chiengchana, & Tayrattanachai, 2018).
Interventions by music therapy professionals cover many approaches from different schools. One of
the approaches applied to children with ASD is interactive music therapy. This approach focuses on interactions
between the parent, child, and music therapist based on a music therapy improvisational model. Oldfield (2006)
described that interactive music therapy can make an environment safe for children and encourages their
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emotional expressions, communication skills, and interactions. Parents are included in the sessions together
with their child with a music therapist who participates in music-making and interacting with the child. During
the session, music activities are provided by a music therapist including music-making, which can be performed
by singing and instrument playing. Activities also include the use of song stories that can enhance parent-child
engagement and self-confidence, and action songs that involve moving through a music activity by increasing
physical interaction between a parent and a child. After each session, parents also have to discuss and reflect
on their child’s changing behaviour with the music therapist (Oldfield, 2006). Oldfield showed that interactive
music therapy can enhance the parent-child relationship and communication, and is shown to be effective for
children with ASD on verbal and gestural communication skills while enhancing the relationship between
children and their families (Oldfield, 2006; Oldfield, 2006a; McIntyre, 2009). To support the parent-child
interaction in music therapy sessions, studies found that parents are the primary partners to their children.
Parents can support children in every developmental area such as language, communication, cognitive skills,
and social skills development through the quality of relationship and interactions between parents and their
children (Kern & Humpal, 2013; Pasiali, 2012; Raising Children Networks, 2017; Yang, 2016). Moreover,
evidence on music therapy has shown that family-centered music therapy focusing on parent-child interaction
improves the quality and quantity of a child’s development. Parents who participate in music therapy
intervention can support their child’s social, communication, and cognitive skills development (Yang, 2016).
Based on the literature review above there are no studies that focus on utilising interactive music
therapy to facilitate sentence verbalisation in children with ASD using Thai language specifically. The aim of
this study is to examine the effects of parent-child interactive music therapy on sentence verbalisation in a child
with ASD in Thai language using the case study design. Research questions include: 1) Does parent-child
interactive music therapy enhance sentence verbalisation in children with ASD, and 2) How does parent-child
interactive music therapy enhance sentence verbalisation in children with ASD?
Methodology
This research employed the qualitative case study approach to discover how interactive music therapy based on
parent-child interaction can encourage a child with ASD to verbalise a sentence.
Participants
The participants in this study were volunteers: a five-year-old boy and his mother who was interested in music
intervention. The child was diagnosed with autism spectrum disorder with deficits in social communication,
behaviour, and attention span. The boy verbalised single words in the Thai language with utterances such as
perd (open), pid (close), kin (eat), len (play), or the name of objects. When he did not know certain words for
objects, he held his mother’s hand and brought her to those objects. The boy had no hearing impairment
indicated from the medical report, had not undergone any music therapy prior to this study, and was not
attending speech therapy sessions during the music therapy phase in this study. Through his parent’s permission
the boy gave his consent to participate in the study. The mother was the main caregiver and is the one person
who stays with the child 24 hours a day and therefore was the person best known to the boy. The mother had
no hearing impairment as indicated in the medical report, uses the Thai language; and agreed to sign a consent
form.
Interventions and Procedures
This study consisted of 12 music therapy sessions comprised of two initial assessments and 10 intervention
sessions. The two initial assessments as the first two sessions were approximately 30 – 40 minutes each. The
music therapist provided music therapy sessions to assess the child’s and the parent ’s preferred music,
behaviour, and ability in various areas such as communication, social interaction, emotion, physical, and
response to music.
The intervention was comprised of the ten sessions, twice per week, held for a five week duration, and
Chanyanit Charoenphol, Natee Chiengchana & Ni-on Tayrattanachai
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were approximately 40
–
50 minutes per session. This phase was divided into two parts: the first part was
provided in the first to fifth sessions. The music therapist presented five songs to the child and looked for his
response to each of the words and songs. Then, the most responsive song for the child would be selected to use
in the session in the following part. In the second part that included session numbers six to ten, the selected
song would be repeated in all sessions to enhance the child’s verbalisation in sentences.
All of the sessions were conducted at the Music Therapy Department, College of Music, Mahidol
University, located in Thailand’s Nakhon Pathom province. The researcher served as the music therapist,
assumed the responsibility of providing all music therapy sessions and used interactive music therapy as the
main intervention. In the sessions, the music therapist provided music activities including music making, song
stories, and action songs based on an Oldfield’s interactive music therapy approach (Oldfield, 2006). The music
therapist also used greetings and farewells. Overall evidence showed that these activities could increase
communication skills as follows:
Table 1
Interactive Music Therapy Activities
Activities
Evidence-Based
Music making
-
singing
-
instrument
playing
Singing is an opportunity to motivate the need for communication
and expression with verbal and non-verbal communication.
Communication was activated when singing within groups which
was the natural environment for interacting and communicating as
the form of communication (Davis et al., 2008; Lim, 2010a; Kern,
Wolery, and Aldride 2007). The music elements of songs were
evident in that melodies enhanced children’s ability to remember
and recall more information and sentences of lyrics (Colwell, &
Murlless, 2002) and phrases of songs were a structure and
stimulation to verbalise and motivate children to complete certain
phrases (Davis et al., 2008). And instrument playing could also
provide the opportunity for self-expression and communication
(Schulberg, 1981).
Song stories
-
songwriting
Songwriting provided verbal expression and self-confidence for
children with ASD to initiate communication and verbalization
(King, 2004; Oldfield, 2006) by leaving blanks to motivate children
to complete the sentences and express their thoughts (Davis et al.,
2008).
Action song
-
movement with
music
Used for increasing physical interaction, social interaction, and
relationships between parents and children which increased
children’s social and communication skills (Oldfield, 2006). The
children also learn sentences that were related to movement (Davis
et al., 2008).
In this study, singing was the main activity whereby all participants would sing together in a group.
The music therapist acted as a facilitator to promote parent-child interaction. The facilitator used live music
improvisation, music preferences, and pre-composed songs. Five music therapists’ pre-composed songs
comprised continuing and repeating melodies and simple lyrics using familiar words and sentences in the
context of daily life. The time signatures of all the songs were 4/4 with simple rhythmic patterns of whole notes,
half notes, quarter notes, and eighth notes in the C major key for assessing the familiar sentences of a child.
One of these songs was selected to motivate the child ’s sentence verbalisation. The instrument that was played
was sometimes used to accompany singing. Song writing was provided with singing and movement in order to
encourage the child to express his thoughts and needs by leaving blanks in the songs. Movement was used to
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follow the child’s behaviours using free or specific movement, and sometimes used to accompany singing or
song writing.
Before each session started,
the
music therapist gave details about the session to the parent and
described step-by-step about music interventions and songs. The music therapist also discussed the role of the
parent especially with regard to appropriate ways to interact with the child while he was feeling a particular
way, and showing how to give cues and rewards. During the music therapy session, the music therapist
presented the music interventions as described to the parent and provided opportunities for the parent to interact
with the child by using songs and musical cues. The music therapist served as a model for the parent to follow
the child’s behaviours, vocalisations, and actions. After each session, the music therapist reflected with the
parent and advised the parent regarding beneficial home activities. Later, the music therapist observed a
videotape of the child’s verbalisations and interactions two times after each session, and noted observations and
collected data .
In terms of dependent measures, the music therapist used a sentence verbalisation rating scale to
evaluate the child’s verbalisation. This rating scale was created by the music therapist using the idea of the
Individualised Music Therapy Assessment Profile (IMTAP) verbalisation domain. The verbalisation rating
scale was applied using three sub-items of verbalisation: ‘verbalises single words’, ‘verbalisations are of phrase
length’, and ‘verbalisations are of sentence length’
in order
to make a thorough six point-criteria of the child ’s
verbalisation. Zero points were given to the child when he did not speak any words with prompts; one point for
speaking one word with one prompt; two points for speaking two words with one prompt; and three points for
speaking three words with one prompt between each word. For example, if the child spoke his name at the
beginning of the sentence but did not speak any following words, he needed prompts to complete the sentence;
four points for speaking an entire sentence with one prompt at the beginning; and five points for speaking an
entire sentence completely by himself without any prompts. The summary of these verbalisation points is shown
below:
0 = No words with prompts
1 = One word with one prompt
2 = Two words (verb + object) with one prompt
3 = Three words (subject + verb + object) with one prompt between word
4 = Three words (subject + verb + object) with one prompt at the beginning
5 = Three words (subject + verb + object) with zero prompts
After finishing the research study all information that could be used to identify the participants was deleted
from all data storage .
Results
The Results of Initial Assessment
During the initial assessment, the music therapist found that the child had a short attention span and
demonstrated behavioural problems such as running, screaming, and shouting. He was not interested in any
musical instrument but he sang words of his favourite songs in Thai language. The child could follow the actions
of the song, “If You’re Happy and You Know It”, by clapping his hands simultaneously with his mother’s hand
clapping as well as hugging and dancing. However, without the songs he would try to leave and the mother
would have to command him to do what she wanted. The child was able to say words that came from his own
thoughts without being guided from the researcher or his mother. These words made sense in the context of the
sentences and the child was able to sing the last phrase of his favourite song. When the music therapist
improvised a song or sang other songs that the child did not know, he remembered those songs quickly and was
able to sing the last words of those songs .
The Results of Interventions
Chanyanit Charoenphol, Natee Chiengchana & Ni-on Tayrattanachai
91
In the first part of the study, the observations showed that the child responded with four words that were
provided by the music therapist: “kao” (rice), “hong-nam” (toilet), “lotus” (name of a department store), and
“eek” (more). He said these words at the end of each song when the music therapist and the parent gave him a
cue. The child still used single words in this part but the word that he most responded to and usually spoke
clearly was hong-nam (toilet). This result matches up to the mother’s report that the most effective song for the
child was the, “Chan Pai Hong-Nam” (“I Go to the toilet”) song. He said this phrase at home when he wanted
to go to the toilet which he never did it before. Therefore, the music therapist selected this song to use in the
second part of the study .
Figure 1. “I Go to the Toilet” song with Thai lyrics (in the first line) and English lyrics (in the second line)
In the second part, the child received average points at 1.33, 1 .83, 2, 2, and 3 in the verbalisation rating
scales (Figure 2. Verbalisation averaged point). The child developed his verbalisation from a single word, hong-
nam )toilet), to (name) “pai hong-nam” (“I Go to the toilet”) with prompting that could be supported by the
verbalisation rating scales and observation. From observations, the child developed his speaking in sentences
from two words to three words with one prompt. In the sixth session, the child continued to consistently say the
two-word phrase “pai hong-nam” (“I Go to the toilet”). In the seventh and eighth sessions, the child always
spoke two-word phrases and started saying his name at the beginning on one occasion but had to be prompted
to finish saying the following words. In the ninth session the child continued to say a two-word phrase and he
was also able to say a complete sentence by himself with the researcher’s prompt at the beginning of the session.
In the tenth session, the child was able to say an entire sentence approximately 50 percent of the time and also
spoke two-word phrases as usual.
Figure 2. Verbalisation averaged point
The study observations demonstrated that parent-child interaction in parent-child interactive music
therapy positively affected the child’s focus on verbalisation. When the child was supported by the music
1.33
1.83
2
2
3
Session 6
Session 7
Session 8
Session 9
Session 10
Verbalisation Averaged Point
Average Point
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therapist’s music and his mother’s physical interaction such as hugging, dancing, and riding on her back, he
focused more on verbalisation. He usually looked at the music therapist (who was also the singer at that time)
and said song words or sentences correctly and clearly. This was different from the child’s attempts to say words
on his own where he did not focus on what he was listening and singing to. The child was more engaged in the
music and singing when music was synchronised to his emotional dynamics and physical movements. The
sudden stop with dominant seventh chord gave musical cues to the child and motivated him to sing from that
point until the end resulting in longer sentences. Thus, it can be summarised that musical support and physical
interaction did encourage the child with sentence verbalisation. He could sing (name) “pai hong-nam” (“I go to
the toilet”), (name) “kin kow” (“I eat rice”), “aou eek” (“want more”), and other words through songs during
music therapy sessions. Apart from that, the child exhibited better speech production while saying the word
“pai” (“go”). It can be concluded that the child was comfortable saying “pai” (“go”) consistently after attending
music therapy sessions.
The study observations also showed that the mother played an important role in the child’s responses.
When the child was very agitated, he ran and screamed all the time and if the mother ordered her child to do
what was expected during the activities, he would not respond to her. If the mother tried not to be too
commanding with the child and interacted with him by hugging, dancing, and letting him ride on her back, the
child calmed down and stayed with her in the moment that they were interacting together. If the mother tried to
follow the child’s directions using the iso-principle technique, it would make the child respond better and focus
more on the activities.
From the interviews, the parent also reported that there was a big difference in the child after attending
parent-child interactive music therapy sessions. The child began to initiate communication with his mother
when he wanted to express his needs. He could tell his mother different words as if it was normal even though
that he had never said certain words before. It was easier for the child to speak and answer questions correctly
in different situations and he started to speak longer sentences. However, although the communication domain
had improved, his behaviours did not change. Nevertheless, music and the interaction between the parent and
the child helped him calm down.
Discussion
Overall, the results showed an improvement in the child’s sentence verbalisation after the parent and child
participated in the interactive music therapy sessions. Parent-child interaction promoted the child’s attention
during each activity and he calmed down from running and shouting when the parent hugged him. This is related
to Bunt and Pavlicevic )2001) who described that interaction between parents and the child created a safe
environment for children. Kaenampornpan )2005) also reported that music therapy could support interaction
between parents or other caregivers, and children while creating a safe place for children to interact with others.
This study verifies that a parent is an important person in supporting a child emotionally as well as help develop
communication and social skills. During his study while the child was held in his parent’s arms, he paid attention
and focused more on the activities and he also demonstrated clearer and more accurate speech production than
usual.
In this study, improvement in verbal communication was shown when the parent and the child
interacted together. This observation is affirmed by Raising Children Networks )2017) and Yang’s )2016)
statement that, parent-child interactions are important for supporting children in terms of language,
communication, cognition, and social skills. In the study the Thai child was able to develop his speech
production and pronunciation including saying his name and the word pai (go), which were clearer to listen to
and understand compared to previous attempts. This result matched up to Lim’s (2010a) study, where Lim
found positive outcomes of speech production in children with autism spectrum disorder by using music for
speech training. In Limʻs study, the child demonstrated quicker verbal responses when the parent talked and
asked him some questions. This observation is associated with Seybold )1974) who stated that singing affected
delayed language speech (Schulberg, 1981) and the child showed longer lengths of verbalising in the singing
activity when prompts were given in the phrases that motivated him to speak at a longer length. Prompts or cues
that the parent and the music therapist gave the Thai child in this study helped him to know his cues and tasks
so that he could achieve the expected goals. This observation is related to Kern & Humpal (2013) who described
Chanyanit Charoenphol, Natee Chiengchana & Ni-on Tayrattanachai
93
that prompts help children to achieve a given task.
The pre-composed songs used in this study had a simple melody and repeated lyrics as discussed in
Davis et al. (2008) that repeating lyrics and melodies promoted remembering song information by people with
autism spectrum disorder. Colwell and Murlless )2002) also stated that singing a melody enhanced children’s
ability to remember and recall lyrics or information about songs. In our Thai study, the results show that the
child remembered the song lyrics and was able to sing words from the first session. Furthermore, rhythmic
patterns in songs were consistent and also repeated, which is related to Thaut, Hurt-Thaut, and LaGasse (2008)
who stated that this method helps participants in speech self-regulation. The results in the present study show
that the child sang in a continuous rhythmic pattern when the music stopped at a certain phrase of the songs.
The child was able to initiate communication by verbally expressing his needs. For example, the child told his
mother that he wanted to go to the toilet by himself which is a verbal utterance he had never expressed prior to
this study. This result can be described by King )2004) in that music creates a structure of time and enables the
child do the same thing that is communicated in the music. This structuring of time enables children to learn
what they should do which relates agian to Kern and Humpel )2013) who stated that using music therapy in real
life situations can promote children’s general skills. All of the results can be related to Davis et. al. (2008) that
music and speech share a similar form of communication and encourages expressive and receptive
communication.
Conclusion
The findings of this study showed the effectiveness of parent-child interactive music therapy on sentence
verbalisation in a Thai child with autism spectrum disorder. The child developed better sentence verbalisation
from verbalising a single word to verbalising utterances three words in length. The child gained 1.33
verbalisation points in session number six which then rose to a score of 3 points in the last session. Apart from
sentence verbalisation, the child’s pronunciation, response, and phrase lengths also improved and he was able
to initiate communication correctly at home. During the music therapy session, the parent strongly influenced
the child’s attention in the activities. Including the parent in the session made a safe place for the child. The
activities that allowed parent and child to interact together such as hugging, dancing, and riding on the parent’s
back that enabled the child to hold his attention for a longer time and improved his focus on music activities.
The child paid attention and focused on singing phrases and words in songs because of his interaction with his
parent along with musical support from music therapist. With these two adult influences, the child sang words
and phrases on cue better than when he played alone. Singing preferred songs or familiar words in the sessions
motivated the child’s verbalisation by singing, speaking, and expressing his needs. It was also an effective way
to build rapport with the child. Building rapport was important in music therapy sessions affecting the level of
the child’s trust allowing him to feel comfortable to complete tasks. After the child finished each task,
reinforcement actions were given to the child encouraging him to do more tasks when prompts were given or
the iso-principle technique was applied in each of the activities.
In this study, designing the music therapy interventions that are relevant to the child’s needs is a very
important process. The uniqueness of this intervention is focused on an interactive process through music
activities that can facilitate the interaction between the child and his mother not only in the music therapy
sessions but also in their home. In this study, the mother was clearly advised and trained about the steps of using
music activities both in music therapy sessions and in home music activities to enhance the child’s sentence
verbalisation. The child must receive continuous motivation and learning of sentences at home in order that he
might be familiar with sentences and to further improve sentence verbalisation skills. Thus, in time the child
may be able to use the sentences by himself.
The findings in this case were based on an in-depth study of an individual and cannot be generalised to
the entire population of children with ASD. Since children with ASD have different characteristics and abilities,
more studies are needed to affirm that music therapy interventions for an individual child can increase sentence
verbalisation in children with ASD. The findings in this study will benefit music therapists who work with
language goals for children with ASD. Therapists can apply and adapt their own music interventions based on
the child’s needs including determining the function of music, selecting appropriate songs and using music
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therapy strategies to encourage interaction between parents and their child in order to increase the child’s ability
to verbalise sentences effectively.
Acknowledgement
This experimental case study is a part of a master’s thesis from the College of Music, Mahidol University. It
was approved by the human subjects committee for research ethics (social science) of Mahidol University.
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Biography
Chanyanit Charoenphol is a candidate for the Master of Music degree in music therapy at the College of Music at
Mahidol University, Thailand. She has a Bachelor of Music degree in classical music performance from the College of
Music, Mahidol University, Thailand. She is currently a classical guitar teacher at the Thailand Guitar Society of Bangkok
in Thailand.
Natee Chiengchana is an assistant professor in Music Education at Ratchasuda College at Mahidol University in Thailand.
He has extensive experience as a music educator and music therapist in the area of exceptional children. His research
interests focus on inclusive music education and music therapy, music for children with autism, children with behaviour
or emotional disorders, and children with hearing loss.
Ni-on Tayrattanachai is a lecturer, researcher and advisor in music education at the College of Music, Mahidol
University. She is also a reviewer for several music journals, and the Chair of Thailand International Music Examination
(TIME). She received her doctoral degree and masters degree in music education from the College of Music, Mahidol
University and a bachelor’s degree in piano performance under the guidance of Janida Tangdajahiran.
|
Malaysian Journal of Music Vol. 8 (2019) | long-term music education project, music educational partnership, Thailand music education | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/163 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/2528 | Educational Partnerships towards Long-Term Music Education Projects in Thailand | There are many challenges in developing long-term music education projects in Thailand such as human resource development, educational policies and financial problems. This study examined the various educational partnerships and workflow plan used to sustain long-term music education projects in Thailand. Findings were based upon the roles and responsibilities of members and the understanding of the workflow plan of music educational partnerships towards the sustainability of music projects. This qualitative research consists of in-depth interviews with 20 informants which comprised music educators, school principals, and community leaders. Two long-term music education projects were discussed and compared in this article. An expert focus discussion group was used to evaluate the validity and reliability of this research. Results showed that strong bond relationships developed in the respective state of educational partnerships to create long-term music education projects. The educational partnership comprised proactive music educators, music teachers, music supervisors, supportive parents and community leaders who worked together to provide the best practices for the students. This partnership can be sustained through various partnership programmes, and the well-being of working together. This study benefits the development of long-term music education in future partnership projects. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/2528/2096 | [
" is a Ph.D. candidate in music education from the College of Music, Mahidol University, Thailand. She has received a Master of Arts (Music) in Music Education from the College of Music, Mahidol University, and Bachelor of Economics from Chulalongkorn University, Thailand. She is currently a private studio teacher at Sounds Good Piano Studio, Bangkok, Thailand. She has been teaching music for early childhood and private piano class since 2006. Her areas of interests include topics in music education, music for leisure, music in higher education, and music in lifelong learning.",
" is an Assistant Professor of Music at Mahidol University College of Music. He teaches and researches in music education and musicology at the College of Music, Mahidol University, where he has worked since 1994. He regularly gives lectures on western music history, studies of world music, music teacher education and musicological fieldwork, as well as seminar in music research, form an analysis, and counterpoint. Charanyananda received his Ph.D. in Music from the College of Music, Mahidol University. He holds a Master Degree in Musicology from the University of the Philippines College of Music and a Bachelor Degree in Music Education from Bansomdej Chaophrya Teachers’college, Department of Teacher training, Ministry of Education, Thailand.",
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] |
Malaysian Journal of Music Vol. 8 (96-107)
ISSN 2600-9366, eISSN 2600-9331
96
Educational Partnerships towards Long-Term Music Education Projects in
Thailand
Nicha Chansitthichok1, Anak Charanyananda2, Narongchai Pidokrajt3
College of Music, Mahidol University
Phutthamonthon Nakhonpathom, 73170 Thailand
e-mail: [email protected], [email protected], [email protected]
DOI: https://doi.org/10.37134/mjm.vol8.6.2019
Published online: 15 December 2019
Cite this article (APA): Chansitthichok, N., Charanyananda, A., & Pidokrajt, N. (2019). Educational Partnerships towards
Long-Term
Music
Education
Projects
in
Thailand.
Malaysian
Journal
of
Music,
8,
96-107.
https://doi.org/10.37134/mjm.vol8.6.2019
Abstract
There are many challenges in developing long-term music education projects in Thailand such as human resource
development, educational policies and financial problems. This study examined the various educational partnerships and
workflow plan used to sustain long-term music education projects in Thailand. Findings were based upon the roles and
responsibilities of members and the understanding of the workflow plan of music educational partnerships towards the
sustainability of music projects. This qualitative research consists of in-depth interviews with 20 informants which
comprised music educators, school principals, and community leaders. Two long-term music education projects were
discussed and compared in this article. An expert focus discussion group was used to evaluate the validity and reliability
of this research. Results showed that strong bond relationships developed in the respective state of educational partnerships
to create long-term music education projects. The educational partnership comprised proactive music educators, music
teachers, music supervisors, supportive parents and community leaders who worked together to provide the best practices
for the students. This partnership can be sustained through various partnership programmes, and the well-being of working
together. This study benefits the development of long-term music education in future partnership projects.
Keywords: long-term music education project, music educational partnership, Thailand music education
Introduction and Background
Educational partnerships in music education are geared toward collaboration among public schools, higher
institutions and communities within the framework of the education policy. Representatives from the
community are chosen to form the board of school committee, and relationships between music teachers and
university professors were fostered during music teachers’ development programmes in music education
partnership projects.
In Thailand, schools, local communities and private sectors have been working together toward the
nation’s educational development programme. Thailand’s 12 leading private companies, schools and
communities managed many educational projects. For example, Pracharat School, which is in partnership with
the Education Ministry, Ministry of Science and Technology, Ministry of Digital Economy and Society to
develop a project called ‘ConnextEd’ (Thadaphrom, 2018). In 2018, the community formed the ‘Thailand
Educational Partnership’ to focus on educational transformation and change. During the first ‘Thailand
Educational Partnership Conference’ held in May 2018, all the partners from different provinces in the country,
as well as those involved in education sectors (such as teachers, school principals, students, higher education
professor and educators) gathered to show their commitment and support toward developing education policies
Nicha Chansitthichok, Anak Charanyananda & Narongchai Pidokrajt
97
in Thailand. They also shared the problems faced in schools and real-life situations, which were barriers and
limitations towards educational development (Thailand Development Research Institute, 2018).
In 2017, the government initiated the Thai music trophy award to encourage and support music
education. This award was presented to schools that demonstrated the best practices in music education
programmes (Jiasakul & Srikhamhaeng, 2018). The music award also encouraged the school’s principal and
music teachers to join music competitions, and focus their attention towards music activities in school. Joining
music competitions improved the students’ musical skills and the music teachers’ efficacy in teaching music
(Tissadikun, 2013). The Ministry of Education also supported music education in schools by introducing an art
programme (with a music major) in the high school curriculum (Runggon & Lohitsatien, 2017). The
introduction of the art programme enhanced the quality of teaching and learning music in public schools.
Problem Statement
Thailand's music education has been steadily developing since 1934. Music institutes and departments in
universities were established to serve the needs of music studies in higher education (Thuntawech &
Trakarnrung, 2017). The highest music degree that was first established was a doctoral degree at Mahidol
University in 2005. At the same time, there were issues regarding the students’ inability to graduate with a
doctoral degree in music. One of the main problems was the student’s music education background and literary
skill (Saibunmi & Trakarnrung, 2016). This implies that fundamental music education needs to be cultivated
along with the development of higher music education.
In contrast to tertiary education, the education policy also shows some weaknesses in the organisation
of the music education curriculum. In the university admission system, the music subject was not included in
the national testing and assessment (The National Institute of Educational Testing Service, 2019). As a result,
the schools tend to ignore the music subject, which led to less attention from school principals and teachers in
support of music education in the school.
The music education curriculum in schools comprised the formation of musical ensembles such as
marching band, pop band, Thai classical music band, and Thai folk music band. A pre-survey of this research
conducted with ten public school music teachers from different regions demonstrated similar problems such as
a lack of support from the school’s principal, insufficient budgets and inadequate musical instruments as well
as lack of competency from music teachers in conducting the music bands.
Previous findings in promoting Thai music demonstrated a lack of support from the school’s principal
(Thepsongkrau, 1996). The score concerning human resource development was rated the lowest while the
budgeting of musical instruments were averagely scored in the findings (Nopsiri & Gesthong, 2013). According
to Vannatham & Ngamsutti, (2016), success in Thailand music education projects greatly depended on the
music teachers and students, supporting factors from the school’s principal and parents as well as financial
factors in budgeting and providing sufficient musical instruments.
This research focused on developing music education by creating educational partnerships in the
community instead of relying on the support from the government educational organisation.
Research objectives
The aim of this research is to 1) identify the different educational partnerships and the respective roles of its
members in supporting long-term music education projects 2) examine the various workflow plans conducted
to sustain long-term music education projects.
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Literature review
Educational partnership
Educational partnership can be defined as a group of people working together with the same goal or mission in
developing or supporting the education system. The conversation and discussion made within the group should
be beneficial for every partnership, and there should be an agreement in planning the process of the educational
project. The educational partnership should be conducted to achieve the best results for the students. The formal
and informal structure between the partnerships could be developed to achieve the education goals (Cox-
Petersen, 2011). The partnership of a successful educational project comprised seven key components which
are 1) prioritising student benefits as a common agenda 2) having leadership in every level of partnership to
ensure the sustainability of the project 3) having a proper configuration as the success of a project depends on
the right workflow plan chosen by the partners according to the context 4) developing integration among the
partnership from limited collaboration to sharing more resources and activities 5) having an action in
implementation towards sustaining educational project 6) having excellent communication within the
partnership and social well-being and 7) using the data and evaluation effectively (Asera, Gabriner & Hemphill,
2017). There is no single pattern in educational partnership that can fit all situations and environments. It is
essential for the partners to be committed and involved in the collaboration to achieve the goals (Tushnet, 1993).
The collaboration of educational partnerships may be extended to regional or nationwide. The differences in
rural and urban culture do not hinder partnerships if they form good collaborations. They can share their
similarity and differences in solving problems and working together to achieve their goals (Moriarty & Gray,
2003).
Roles and Development of Educational Partnership
There are various combinations of members in an educational partnership and each played specific roles and
responsibilities. Parents play a significant role in the education direction of the students. Parents’ involvement
towards the learning process reduces the differences between the learning environments in schools and at home,
which further motivates the students to perform better in their academic performances (Oostdam & Hooge,
2013). In the ‘community development model’ (Stefanski, Valli & Jacobson, 2016), successful partnership
between parents and community in sharing, discussing and solving problems, as well as planning educational
issues initiated good relationships between the parents and educators, and thus developed powerful social
networking in the community.
In developing effective educational partnerships, clear objective given by the partnerships were
important towards the coordination of a project and its execution during the implementation stage. The
commitment and support from the leaders of each partnership were necessary in creating trust and a sense of
togetherness. The exchange in vision, experiences, and decision making among the partners were the factors in
developing and sustaining the projects. Cunningham & Tedesco (2001) state that effective educational project
requires time to develop and years to achieve success. The success factors in arts education comprised excellent
collaboration among the different educational partners, teacher readiness, administrative support, and a strong
commitment to developing arts education among the partnerships (Andrews, 2011).
According to Pitupumnak (2017), the music culture, identity, history, and socialisation of the people in
the community is an important part of music education. Local musicians transferred musical traditions to the
people in the community and created a learning environment that involved the whole community. Collaboration
between music educators in school and local musicians are important toward the sustainability of traditional
music in long-term music education projects
Methodology
In-depth interviews related to educational partnerships and their roles to support long-term music education
project was conducted among those working in the government sector only. The samples were active
participants who were involved in music projects within the three years (2016-2018). The 20 interviewees
Nicha Chansitthichok, Anak Charanyananda & Narongchai Pidokrajt
99
(categorised by career and social role) comprised education officers, community leaders, school principals,
music supervisor, music teachers, and music educators from the universities. Semi-structured questions were
used to investigate the roles and responsibilities of members in the educational partnership and the ways to
sustain music education projects. Interviews were conducted according to the following guidelines 1) the roles
and responsibilities of partnership in music education projects and 2) the workflow plan used to sustain the
long-term music education project. Data collected from the in-depth interviews were transcribed and sent back
to the informants for validation.
Two cases were selected for the study of workflow plans in the educational partnership to support long-
term development in the music education project. The chosen cases were from well-known projects, such as
The Yala City Municipality Youth Orchestra (established in 2006) and the Banthacha-om School Music Project
(established in 2008). The Ministry of Culture recommended these cases. The criteria of the chosen samples
encompassed 1) being active in any music education project within three years (2016-2018) 2) working in a
government organisation. 3) duration of the music education project over a span of at least ten years 4) music
education projects operated by a government organisation. Data was collected between September to December
2018. This focus group was used to ensure the validity of this research, and to identify the roles and ways to
sustain the long-term music education projects. Eight experts were invited to participate in the focus group.
They discussed the partnership’s roles and the workflow plan used in their respective educational partnerships.
Further discussions included ways to sustain the music education projects in the context of Thailand’s education
system. The participants in the focus group represented four categories of samples that were related to the music
education project such as music educators, a representative from the Ministry of Education, community leaders
and music teachers.
Research findings
The findings in this research are summarised into two sections 1) the roles of music education partnership and
2) the workflow plan used to sustain the music education projects.
The Educational Partnership in Music Education Projects
The mentioned partnership consisted of students, parents, music teachers, school principal, supervisors (music),
music educators and community leaders. The roles and activities of each partnership are described as follows:
1.
Students
Students involved in musical engagements such as participating in music competition and performing in local
community events. Involvement of students in musical competitions also increased their interest in practicing
music without the supervision of an adult. The students learned about time management in between studying
and playing music. During the music competitions, students also learned to control their emotions in cases of
victory or defeat in the competition. The students’ interest in music were motivated by their seniors who
participated in musical activities in their school. The development of a musical environment in the school also
cultivates proper attitude and enthusiasm among the students in learning music.
2.
Parents
Parents showed their support in the music project after watching their children’s performances in local
community events such as Buddhist ordination, wedding ceremony and funeral. Parents appreciated the benefits
gained in learning music as long as it did not interfere with their children’s academic achievements. Their
support was given in the form of donation or inviting the students to perform in community events. The parents
also consented to the practice schedule, which may be after school or during the weekend.
Malaysian Journal of Music Vol. 8 (96-107)
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3.
Music teacher
The music teacher played a pertinent role in scheduling musical events, music practice and learning time for
the students. Proactive music teachers created long-term music projects. The music teacher need not be an
expert in music but is required to have basic musical skills and a positive attitude towards professional
development pathways.
The performance of the musical band in schools generally focused on its uniqueness to attract public
attention, therefore the music teacher plays an important role in creating the uniqueness of the band. The music
teacher also collaborated with the school’s principal and community leaders in developing the school’s music
band. The music teacher also created a bond with her colleagues to enable them to relent to her request as the
schedule for music practice and performances may sometimes interrupt with their teaching and learning time.
4.
School principal
The school principal played an active role in supporting the learning of music in his/her school. The
development of a musical environment in the school is vital in creating long-term music education projects.
The school’s principal mission also included encouraging music teachers and other pedagogues in the school
to appreciate the importance of music, and to incorporate music into teaching and learning other subjects. It is
also essential for the school’s principal to support music teachers to attend professional development course
and gain support from other educational partnerships. Professional development is needed for the music teachers
to improve on their musical skills in order to further contribute towards long-term music project.
5.
Supervisor (music)
The music education supervisor played a part in supporting the professional development of the music teacher.
The supervisor provided beneficial information regarding the availability of musical events to enable the music
teachers to develop their career pathway besides acting as the coordinator between the Ministry of Education
and music teachers. The partnership between the supervisor and music teachers contributed towards the
sustainability of the music project.
Having a good understanding of the constraints faced by the music teachers in schools, the supervisor
also played an important role in delivering their problems to the music educator and school principal in order
to enable them to support the music teachers towards better achievement in their career development.
6.
Music educator (in university)
The music educator may not be directly involved with every partner but acquires substantial knowledge
regarding the relationship between every educational partnership. The music educator supported long-term
music project by providing knowledge and opportunities to improve on the musical project. The music
educator’s task included preparing possible music carrier pathways for students interested to pursue in music.
The music educator collaborated with the music teacher to recommend possible music careers for the students.
The music educator, as a music teacher trainer, took a vital role in promoting a positive mindset for the
music teachers by encouraging them to develop their skills and efficacy in music by attending the teacher
training program. Music teachers were often burdened with other responsibilities and duties in public schools
and it may cause them to develop a negative mindset towards their school’s principal and education supervisor.
Hence, it is pertinent for the music educator to promote music teacher training programmes to motivate them.
7.
Community leader
The community leader acquired the advantage of having a music band in the community to foster unity amongst
its people. The local music band represented the local identity and culture, which further contributed towards a
united community. With the knowledge to raise funds from governments and communities, as well as create
musical events or competitions, the community leader worked directly with the government and local people.
Nicha Chansitthichok, Anak Charanyananda & Narongchai Pidokrajt
101
The community leader supported the school’s musical programmes on local traditional culture to develop both
the children and their parents’ attitude towards music.
Targeting local musicians who are the community’s intangible cultural heritages facilitated the
sustainability of music education projects. The local musicians in the community acted as music educators, and
contributed in transmitting the local musical culture to the next generation, hence being part of the educational
partnership.
The connection from these educational partnerships supported long-term musical education project by
prioritising students’ benefits. For example, the students gained the support from their music teacher and parents
to participate in the community’s musical events that were arranged by the community leader. The sustainability
of the music education project in the society depends on the strength of relationship and teamwork among each
partnership. The willingness of the educational partnership in the community to keep track of the educational
objectives, making decisions and solving problems together further enhanced the success in continuing the
music education project in schools.
Educational Partnership to Support Long-Term Music Education Project
Two music education project cases were selected for the study of its organisation and workflow as well as the
sustainability of its music project for over ten years
Yala City Municipality Youth Orchestra
Yala is the southernmost province of Thailand. In 2006, the mayor of Yala, Pongsak Yingchoncharoen
established the ‘Yala City Municipality Youth Orchestra’ project to 1) encourage the children of various ethnic
and religious diversity to play music together 2) invoke peace and order among the children in the society,
Music educator, Weerasak Aksornteang, who teaches music at Songkhla Rajabhat University, was invited by
the mayor to form a symphony orchestra. At the initial stage of the project, the music teachers were incompetent
in teaching the musical instruments in the symphony orchestra. Hence, the musicians and professors at the
College of Music, Mahidol University were invited to train Yala music teachers in the professional development
programme. An exhibition on western musical instruments was displayed to educate the people of Yala on the
instruments of a symphony orchestra.
The first musical concert was performed in celebration of King Rama IX’s birthday. The repertoire,
which included classical music, Thai traditional music and local music made the people of Yala proud of their
culture and lifted the spirits of the local people. The success of the first concert created a huge impact on the
Yala people. The children from different religions were seen performing music together, and they fostered
closer relationship among each other. Parents supported the project by allowing their children to attend and
participate in the musical events. The partnership between the school’s principal and music educators from the
university further provided more opportunities for the children to pursue higher education in music. The
workflow plan to create the long-term music education project in Yala is shown in Figure 1.
The workflow plan of Yala’s case study demonstrated that the community leader initiated the music
project, worked with the music educator (from the university) on the project possibilities and planned the
workflow of the project together. The music teachers from the public schools were invited to join the music
project voluntarily and the community leader supported their engagement. After attending the professional
development course conducted by the music educators, the music teachers recruited students from their schools
to join the music project, taught them to play the musical instruments and conducted rehearsals. The music
teacher played a part in convincing the parents by showing them the benefits of joining the music project.
Finally, with excellent support from the parents and community, the students showcased their performance to
the people of Yala. The community leader played a direct role in encouraging the people of Yala to join the
event as audiences as well as contributing and supporting the project.
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Figure 1. Partnership workflow of music education project in ‘Yala’
Music Education Project in Banthacha-Om School, Utai Thani Province
The Banthacha-om School is located in Utai thani Province. The school was awarded the ‘Complete Thai Music
Teaching in Schools’ by the Ministry of Culture in 2017. The school’s principal, Wichian Laothiang, was the
pillar behind the achievement of the school’s music project. He started the project by establishing a small
musical ensemble in the school to play for their school’s events. He personally taught the school band during
lunch breaks and after school every day. Music was taught in a music room, which was specifically located at
center of the school to enable every child from all ages (kindergarten to primary school) to listen and appreciate
the music. The musical environment provoked the passion for learning music among the children. The children
were always taught new songs and they performed for social occasions and functions. The band’s performances
were unique, and the children always dressed very smartly in every performance, which made their parents
Nicha Chansitthichok, Anak Charanyananda & Narongchai Pidokrajt
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proud and supportive of the music project. The school was renowned in its band performances, and was invited
to perform for community events, which further gained support from the community.
The workflow chart to create the long-term music education project in Banthacha-om is shown in Figure
2.
Figure 2. Partnership workflow of music education project in Banthacha-om
Discussions
Roles of the Different Partnerships
Different types of partnerships were used to initiate long-term musical projects in the community. The person
who initiates the music project may be from any form of partnership, but should have strong passion for creating
a music educational environment in the community. This active collaboration allowed partners to further
motivate the other partners in the music education project.
Long-term music education projects need strong collaboration among every supporting partner in the
education system. The Thailand education system comprised many organisations such as the organisation in
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the Ministry of Education, the teacher training university, the local administration organisation and people
within the community. These partners played an important role in the music education system.
Research findings demonstrated that the different partnership’s state and roles in supporting long-term
music education projects could be grouped into three categories: (refer to Table 1)
1. Active state: Students who participated in the music projects. The student who is willing to learn music,
appreciate music and play music. This active state may be influenced by other factors such as parents
and the music teacher.
2. Proactive state: Music teachers, music educators, and music supervisors thriving for the best plan and
result in the music education project. The music teacher and music educator need to be proactive in
conducting musical activities and building relations within the partnership in the music education
project.
3. Supportive state: parents, school principals, community leaders and people in the community who
supported the learning of music in the community. Parents contributed to the expenses of learning music
such as buying musical instruments and paying for music lessons. The school’s principal and
community leaders played an important role in promoting music activities and raising funds to run the
musical events regularly. The positive outcomes contributed to the sustainability of the rich musical
culture of the community and its uniqueness.
Each partnership took on a specific role to support the development of long-term music education. The
sustainability of the music education project occurred when there is a good relationship within each partner to
support each other. The initial partnership of the music education project may be initiated by two partners and
eventually increases in numbers. The essential key to success in the music project is its effectiveness in
attracting the participation of all partners although they may not be involved directly in the active state. Effective
partnership is required in promoting music education in the community. The music educator may use the
concept of educational partnership to develop long-term educational projects.
Table 1.
Roles and responsibilities of partnerships in sustaining music education projects
Categories
Partnership
Roles
Active state
Student
Willing to learn music, appreciate
music and has a passion in playing
music
Proactive state
Music teachers
Music educators
Music supervisors
Planning the best actions and the best
results for the music project
Supportive state
Parents
School principal community leader
People in the community
Supporting the teaching and learning
of music in the community
Parents played an important role as one of the educational partnerships to support the learning of music
(Suriyonplengsaeng & Trakarnrung, 2015). Without the support from the parents, direct support from the music
teacher may be insufficient for long-term music projects. Parents expected music teachers to be friendly and
provide sound advice for the students in developing their musical pathways (Ang, Panebianco & Odendaal,
2019). This study showed similar preferences on the roles of parents and music teachers to support long-term
music education project.
As one of the school’s committee, the community leader attended the school’s meetings, and involved
in planning the music project, supporting and following-up the project as well as evaluating the school’s
education plan (Phuangsomjit, 2017). The music teacher collaborated with the school’s principal to develop a
Nicha Chansitthichok, Anak Charanyananda & Narongchai Pidokrajt
105
long-term music project and presented it to the school’s committee. The music project further gained support
from the leader and people in the community.
The music educator, music teacher, university professor, and music supervisor may use the idea of
educational partnership to develop long-term music education programmes in their annual music teacher-
training course. The university professor may design a standard music professional development course for
Kurupatana organisation (a teacher professional development institute, which was established in 2017)
following the aims of the national education plan. This organisation is responsible for affirming the teacher
professional development course if it is used to promote the academic position of the teachers (Objective of
Kurupatana, 2017). The course contents included three areas of professional development for the music teachers
such as knowledge, skills, and code of ethics (Chaisupa, 2017). The university’s professor or senior supervisor
is required to conduct the course and share their expertise with the music teachers. The course benefitted the
music teachers who will be developing the music project in school. Planning of the music project could be done
through educational partnerships music teacher, music educator (in university), and music supervisor. The
relationship among the partners could be enhanced through professional development courses, which will
eventually motivate the music teacher’s state to be a proactive music teacher.
Comparisons of the Two Cases
The workflow plan of the educational partnerships from the two cases revealed differences in relationship and
directions. In the case study of Yala’s education partnership, the community’s leader is able to initiate the
project between the community and education sector because of the strong relationship between the community
leader and people. Therefore, the workflow plan started from the community leader to the music educator and
the people in the community. On the other hand, the school principal in Banthacha-om music project had the
musical skills to organise and develop the music education project in school and showcased it to the community
to gain support. Therefore, the workflow plan of the music education project was initiated from school principal
to the music teacher, students, and finally reached the community. The different workflow plans may be based
on the willingness of different educational partnerships in the community to accept music education projects.
This research showed that problems related to human resources affected the development of music education
projects (Thepsongkrau, 1996). Motivating partnerships among them may solve these problems.
The research also demonstrated financial problem was not an issue in the long-term music education
project (Nopsiri & Gesthong, 2013). Successful long-term music education project gained monetary support
when partnerships were in an active state and the community supported the music projects. Donations from
people in the community were enough to sustain the music education project. The findings from these cases are
examples of best practices in workflow plans and partnership in organising long-term music education project.
These findings may be used to develop other music projects in the future.
Conclusion
The key factor to sustain music education projects is to collaborate with different partnerships. It can be inferred
that long-term music education projects may not be achieved only through educational partnership in the
community for good relationships among the partners were also needed to sustain a proactive musical
environment. A government music education project without collaboration with various partnerships may not
be successful. This study hopes that the government educational agency will enable them to expand the concept
of education partnerships, improve the relationship of various partners, and gain financial support from the
government. The music educator in the university may use the findings to conduct collaborative programmes
with the university, community, school, music teacher, and students. The area of partnership could be extended
towards private sector to gain further partnerships in the music education project.
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Biography
Nicha Chansitthichok is a Ph.D. candidate in music education from the College of Music, Mahidol University, Thailand.
She has received a Master of Arts (Music) in Music Education from the College of Music, Mahidol University, and
Bachelor of Economics from Chulalongkorn University, Thailand. She is currently a private studio teacher at Sounds Good
Piano Studio, Bangkok, Thailand. She has been teaching music for early childhood and private piano class since 2006. Her
areas of interests include topics in music education, music for leisure, music in higher education, and music in lifelong
learning.
Anak Charanyananda, Ph.D is an Assistant Professor of Music at Mahidol University College of Music. He teaches and
researches in music education and musicology at the College of Music, Mahidol University, where he has worked since
1994. He regularly gives lectures on western music history, studies of world music, music teacher education and
musicological fieldwork, as well as seminar in music research, form an analysis, and counterpoint. Charanyananda received
his Ph.D. in Music from the College of Music, Mahidol University. He holds a Master Degree in Musicology from the
University of the Philippines College of Music and a Bachelor Degree in Music Education from Bansomdej Chaophrya
Teachers’college, Department of Teacher training, Ministry of Education, Thailand.
Narongchai Pidokrajt, Ph.D is an Associate Professor of Music at Mahidol University College of Music. He teaches and
researches in music education and musicology at the College of Music, Mahidol University, where he has worked since
1996. He regularly gives lectures on Thai music theory and history, and musicological fieldwork, as well as seminar in
music research. Pidokrajt received his Ph.D. in Music from the College of Music, Mahidol University. He holds a Master
Degree in education (Higher Ed.) from Srinakharinwirot University (Southern campus) and Master of Arts (Music) from
Mahidol University, Thailand.
|
Malaysian Journal of Music Vol. 8 (2019) | kêlèntangan, content, conveyor, interaction, mechanism | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/163 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/1801 | A Transmission of Kêlèntangan Music among the Dayak Bênuaq of East Kalimantan in Indonesia | Musical transmission is integral to the sustainability of musical traditions. Most literature on musical transmission focuses how songs are memorised rather than how instrumental pieces are transmitted. This study explores the transmission processes of the | https://ejournal.upsi.edu.my/index.php/MJM/article/view/1801/2112 | [
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] |
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Transmission of Kêlèntangan Music among the Dayak Bênuaq of East
Kalimantan of Indonesia
Eli Irawati
Ethnomusicology Department, Faculty of Performing Arts,
Institut Seni Indonesia Yogyakarta
Jln. Parangtritis Km. 6,5 Sewon, Bantul, DI Yogyakarta, Indonesia, 55188
e-mail: [email protected]
DOI: https://doi.org/10.37134/mjm.vol8.7.2019
Published online: 15 December 2019
Cite this article (APA): Irawati, E. (2019). A Transmission of Kêlèntangan Music among the Dayak Bênuaq of
East
Kalimantan
in
Indonesia.
Malaysian
Journal
of
Music,
8,
108-121.
https://doi.org/10.37134/mjm.vol8.7.2019
Abstract
Musical transmission is integral to the sustainability of musical traditions. Most literature on musical transmission focuses
how songs are memorised rather than how instrumental pieces are transmitted. This study explores the transmission
processes of the kêlèntangan, the instrumental pieces that accompany the Dayak Bênuaq rituals. The transmission
processes comprise the conveyor, content and mechanism. There are three figures involved in this conveyor processes—
the pênu’ung (musician), the pêngampir (observer) and pêmêliatn (shaman). I argue that transmission of kêlèntangan
involves a triangular interaction among these three figures. In addition, the transmission of kêlèntangan generates two
kinds of content—musical and non-musical, which requires different mechanisms. These mechanisms include bêkajiq
(listening), kintau (imitating), to tameh (improvisation). The interaction between the pênu’ung transmits musical and non-
musical contents; while the interaction between the pêngampir and pênu’ung; pêmêliatn and pênu’ung; and pêmêliatn and
pêngampir; each transmits non-musical content.
Keywords: content, conveyor, interaction, kêlèntangan, mechanism
Background
The transmission of music is an important aspect of the continuity of a musical practice, especially in today’s
global world, where an exchange of cultural elements were common and, among other things, results in the
uniformity of cultural practices across the world. Comprehensive studies on the oral transmission of music, so
far, have paid more attention to music that uses lyrics, or often called songs, and there is a lack of detailed
discussions on the oral transmission of instrumental pieces (Berger, 2005; Lord, 1971, 1991; Maloy, 2010;
Rubin, 1995). It is assumed that the way to learn songs is different from learning instrumental music.
Kêlèntangan is a genre of instrumental music performed by the Dayak Bênuaq used in a wide variety
of contexts compared to other types of music. This genre still exists to this day, so it is assumed that it is still
has an important social function in the life of its people. This study aims to examine the transmission of
kêlèntangan, the process of transmission among the Bênuaq Dayak people is related to bodily behaviour, and
the transmission is related to the continuity of the kêlèntangan. It is important to obtain a more extensive insight
of the transmission of music among the Bênuaq people. Due to its close relation to other activities, primarily
ritual ceremonies, it is useful to look at the pêmêliatn (shaman), who leads the ritual, and this person’s
Eli Irawati
109
connection to the kêlèntangan performed in the context. Pênu’ung (musician) has to observe the pêmêliatn
carefully, primarily at his gestures or physical behaviour, in order to perform it in accordance to the custom.
The teaching and learning process of kêlèntangan does not occur in a specific setting that is deliberately
intended for its transmission from one person to another, from masters to the novices. It’s teaching and learning
process takes place when kêlèntangan is performed. Thus, studying the transmission of kêlèntangan means
examining its presence in rituals.
Theoretical Framework
Ethnomusicologist Shelemay (2008) defines the transmission of music as “communication of musical materials
from one person to another, whether in oral, aural, or written forms, without regard to the time depth of the
materials transmitted” (p. 154). In brief, transmission can be defined as a transfer of knowledge or skills from
one individual or group to another. In ethnomusicology, the process of teaching and learning of music is
commonly referred to as transmission and acquisition (Campbell & Higgins, 2015, p. 651). This concept of
transmission among others shows that there are three components in this process, namely the conveyor, content,
and mechanism (Schönpflug, 2009, pp. 4-6). The mechanism becomes the most prominent element here, as it
covers how the conveyor transmits the content.
With regards to the mechanism of transmission, Lord (1971) points out that there are three stages in the
acquisition of knowledge or learning in oral tradition. The first is when a novice listens, they become familiar
with the traditions he/she studies. The second stage is the process of imitation and assimilation (e.g. reciting).
The third stage is what Lord (1991) calls ‘singing for a critical observers.’ Each of these stages certainly includes
specific techniques: how a novice memorises the sound material he or she listens to, and then imitates, to be
able to develop his/her performance (p. 21).
In the oral tradition, whereby there is no musical notation, a mnemonic device known as ‘formula’ is
used. The function of the formula proposed by Lord (1971) is not to help remember, but as a frame of reference
for spontaneously presenting matter. Nevertheless, the different composition is not spontaneously arranged
during the performance, but there is already a repertoire (p. 35). So, what is needed is a frame of reference for
remembering, not composing. The mnemonic device for remembering the commonly used music material is
‘chunking’, which is in view of the composition in smaller or shorter units, such as motifs. The material that
has been possessed is continuously trained, that is, following the performances, so that a pênu’ung becomes
proficient and can create differences in various contexts, ranging from profane to sacred. The ability of this
pênu’ung will later be transmitted to other pênu’ung in the future. This cycle, among others, sustains the
continuity of kelentangan music. However, the role of society is also important, because those who provide the
context for the practice of contradiction, and society’s expectations are the aesthetic frameworks for the music
presentation.
In summary, the theoretical framework constructed to examine the problem in this study is as follows:
The transmission element consists of three elements, namely the conveyor, the content, and the mechanism.
Different musicians transmit different contents, in a certain way. Thus, it is necessary to examine what kinds of
conveyors are involved in the transmission of opposition, so that the content and the mechanism can be
understood.
Literature Review
Hand (2017) discusses five approaches to learning and transferring knowledge practiced by traditional
performing arts artists in Central Java, namely gamelan musicians, dalang (master puppeteer), and dancers
including learning by ear, simulating simultaneously, practicing and doing, exposure and absorption, and
learning in groups/associations. She states that the traditional way of learning in the performing arts directly
enables one to gain knowledge of various kinds of art at once in a learning process (p. 29).
Chan and Ross (2015) conducted a non-interventive ethnographic observation of the transmission of
music by the Semai musicians of Malaysia. Local musicians, who are key players in the community, are placed
in the role of a teacher. Findings show that teacher-student mobility, freedom of choice, intuitive responses,
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integration of cultural concepts, flexibility and adaptability are the approaches used by the Semai musician in
responding to the children’s learning culture. This paper further states that teachers need to consider cultural
nuances and differences in music experience when designing their music curriculum and assessment approaches
to music education. Furthermore, it emphasises on the flexibility and adaptability of teachers to actively build
and reconstruct their teaching approaches by accessing children's musical understanding, talents and
competencies from various cultural backgrounds (p. 691).
Brinner (1999) describes how “a Javanese musician must listen interpretively and respond appropriately
to particular cues” (p. 24). Brinner (1995) defines listening interpretively as a process of deductive imitation,
which “involves idiomatic translation or transformation of an essence abstracted from perceptual input” (p.
138). In other words, the musicians follow instruments that may be played different than their own, using the
heterophonic structure of the music to play together. He describes how the gamelan ensemble forms an
interactive safety net, allowing musicians to follow along without creating problems for the overall music of
the ensemble (pp. 179-180).
Utomo and Febri (2017) state that the oral tradition plays a role in becoming a medium of social science
education in the Gunungpati Semarang community in Central Java. Important findings in this study are that oral
traditions have benefit to social science education in society but because humans may be educated and should
get education early, wherever they are. The Gunungpati people still feel the benefits of oral traditions in the
process of transmitting social values which function for entertainment, education, remembering the past
(learning history), solidarity and togetherness, social control, the function of protest and social criticism, and
finally religious function (p. 169).
The difference between this research and the above literature is that music transmission occurs in the
context of rituals. It explains the factors that support the transmission processes, as well as the relationship
between transmission and continuity of interest. This study examines the relationship between three interrelated
elements, namely the conveyor, content and mechanism in the ritual context. The author views the performers
not only as pênu’ung (musician), but also as pèngampir (observer) and pêmêliatn (shaman). Analysis of the
interaction between these different actors shows that two types of content are transmitted, namely musical
content and non-musical content. The next consequence is that two different types of content give rise to
different mechanisms or stages of transmission.
Methodology
Instead of including only the pênu’ung (musician) as transmission conveyor, I added the pèngampir (observer)
and pêmêliatn (shaman) as well to this category. According to Lono Simatupang (personal communication, 5
June 2016), pèngampir can be regarded also as actors in a performance for their acknowledgement and
involvement play a role in determining the success or failure of performances. Secondly, Nawan (personal
communication, 1 June 2016) said that all pèngampir, or those who attend a ritual, have the potential to become
pênu’ung. Third, the pèngampir are an inseparable aspect of a ritual. The organisers of the ritual, and anyone
involved in it, are also at the same time pèngampir who can participate.
Analysis of the interaction among these three roles shows the presence of two types of contents, i.e.
musical and non-musical contents. These two different types of contents are then explored so that they can be
understood in terms of how they are transmitted.
The methodology for this research included literature review, interviews, participant observer,
documentation and analysis. This research also used the ethnographic approach whereby I experienced the how
cultural practices in society influence the learning, transmission and importance of kêlèntangan music to
society.
Transmission Processes
The transmission of music involves at least three components, namely the conveyer, content (what is taught or
studied) and the mechanism (Schönpflug, 2009, pp. 4-6). In the following section, I describe these three roles
in detail.
Eli Irawati
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Conveyor
Kêlèntangan can be performed among others due to its conveyors or actors. In this study, I include the
pênu’ung (musician), pêngampir (observer), and pêmêliatn (shaman) in the category of conveyor or
actor. There are no special requirements or conditions to become a pênu’ung. Although most of pênu’ung
acquire their skill to play kêlèntangan from the elders who are family-related (e.g. grandparents and father),
this is not a condition to becoming a pênu’ung. The fact that the pênu’ung comes from a family of musicians
demonstrates the family’s importance in the transmission processes of kêlèntangan practices. The title of
pênu’ung is not ascribed, but is achieved. Thus, this status is more cultural than genetic. Much effort is required
to obtain this status,
The conveyor refers to the person or actor that becomes the source of the information being transmitted
(Schönpflug, 2009, pp. 4-5). Nevertheless, the presence of the public, the community that supports the
performance—the pêngampir cannot be separated from the existence of kêlèntangan. The public, in this case,
does not really act as ‘observers’ in the sense of enjoying a performance for merely aesthetic purposes as the
kêlèntangan is not a performance for entertainment but it is performed as an accompaniment to a ritual or non-
ritual activity (e.g. gantar, a social dance).
The third transmission conveyor leads the procession of the bêlian ritual. During bêlian sêntiu
(shamanism ceremony) or bêlian bawo (healing ceremony), the pêmêliatn becomes the reference for the
pênu’ung. What, how, and when the kêlèntangan pieces are performed depends on the pêmêliatn. Therefore,
those who play kêlèntangan in rituals not only have to master the skill of playing instruments, but also to have
knowledge about the ritual. That is why the chief of the kêlèntangan ensemble, who usually plays the
kêlèntangan instrument and sulikng dewa, the most senior pênu’ung, knows the rituals that they accompany
very well.
Figure 1. The conveyors of the transmission of kêlèntangan and their interaction (Source: Irawati, 2016).
The three conveyors of transmission described above are inter-related to each other. First, the
interaction between pênu’ung pupil and pênu’ung master shows how novice musicians learn musical skills from
their masters. They watch and listen to the music. In other words, its content is mostly musical. The second
interaction is between pênu’ung and pêngampir, which potentially generates a new pênu’ung. Pèngampir
attending a ritual involving kêlèntangan performance get exposure to the music. Bênuaq children who attend
rituals unwittingly memorise what they see, hear, and feel. Finally, for various reasons, they begin to internalise
how kêlèntangan is performed. In turn, the pèngampir become an evaluator for kêlèntangan performance. The
evaluator constructs an image of what is kêlèntangan and how it should be. A regeneration of pênu’ung occurs,
as well as the pèngampir.
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Third, the interaction between the pêngampir and pêmêliatn does not consciously occur but it still
exists. Just as pêngampir becomes parties who establish the standard of how kêlèntangan should be, the
pêngampir constructs the standard of how rituals, which include a procession led by pêmêliatn, should be
performed. On the one hand, pêmêliatn leads the rituals, which, among others, means actualising the customs
of Dayak Bênuaq that have been passed down for generations so that the community, i.e. pèngampir, can
perceive it in this case. On the other hand, the pêngampir becomes a kind of evaluator to the pêmêliatn: what
he performs and presents of the kêlèntangan. Pêmêliatn leads the procession, performs movements and gestures,
and chants, and is in turn observed by the pêngampir who memorises it from their experience, which becomes
the standard to the ‘proper ritual, proper action, proper performance.’ In future, this experience will become the
benchmark for the community when they watch a pêmêliatn perform in a similar ritual. Of course, the same
benchmark applies for the same case. For example, one cannot assess the action of pêmêliatn in the bêlian
sêntiu based on, or in reference, to the action of the pêmêliatn in kwangkay. In addition, the relationship
between pêmêliatn and the pêngampir is that the pêngampir provide the contexts for the ritual. Thus, indirectly,
the existence of pêmêliatn is also supported and valued by the pêngampir.
The fourth is the interaction between pênu’ung and pêmêliatn. Pêmêliatn is an important figure related
to pênu’ung in the ritual ceremonies such as bêlian bawo (healing ceremony), bêlian sêntiu (shamanism
ceremony), and kwangkay (funeral music). Performing kêlèntangan in a ritual is not merely about how to beat
the instruments and produce good sounds but also how the pieces performed by pênu’ungs correspond to the
passages of the ritual and the pêmêliatn’s will who leads it. If novice or junior pênu’ungs acquire their
knowledge and skills primarily from their master or senior pênu’ung, then they acquire their knowledge about
the rituals especially from pêmêliatn. Since kêlèntangan performance is closely tied to the context, it is very
important for pênu’ung to have knowledge about it. Therefore, it is not a surprise that pênu’ung who learns to
play kêlèntangan also learns about rituals.
Table 1
Interaction and Relationship between Pênu’ung, Pêngampir, and Pêmêliatn
Transmission
Conveyors
Pênu’ung
(Musician)
Pêngampir
(Observer)
Pêmêliatn
(Shaman)
Pênu’ung
Knowledge and skill to play
the instrument for various
occasions.
Pênu’ung transmits
kêlèntangan musical pieces to
the pêngampir.
Pênu’ung plays
kêlèntangan according to
pêmêliatn in a ritual. This is
then recorded by pênu’ung and
becomes a reference to a
similar ritual in the future.
Pêngampir
The pêngampir evaluate the
kêlèntangan and also provide
the context for kêlèntangan
performance as well
as pênu’ung.
(not focused on in this study)
Pêngampir provide context for
the rituals that involved
pêmêliatn that involved
including customs, processions
and various rules.
Pêmêliatn
Pêmêliatn transmits the rules of
a ritual to the pênu’ung.
Pêmêliatn transmits knowledge
by actualising customs, so that
it can be seen and experienced
by the pêngampir.
(not focused on in this study)
Based on the examination of the conveyors in the transmission of kêlèntangan, it appears that there are
two types of material or content to be transmitted, i.e. the musical material and non-musical.
Eli Irawati
113
Transmission Content
There are two types of content or material in the transmission of kêlèntangan, musical and non-musical. Musical
content is mainly transmitted from pênu’ung senior to the junior, or a master to a novice, as well as from
pênu’ung to the pêngampir, while the non-musical content is transmitted mainly from pêmêliatn to the
pêngampir and pêmêliatn to the pênu’ung.
The major musical content to be transmitted is the composition or the musical piece is the sound
produced by the instruments in the ensemble. There is no song title used specifically to refer to kêlèntangan
pieces. The pieces are usually named according to its accompanying activity, for example kêlèntangan gantar,
a piece played to accompany the gantar dance; kêlèntangan bêlian sentiu, the accompaniment of bêlian sêntiu,
etc. The pieces or compositions of kêlèntangan also contain certain rules or convention acknowledged—but
implicitly—among the pênu’ung and Dayak Bênuaq people as a theory of music.
Kêlèntangan piece in bêlian bawo, bêlian sêntiu, and kwangkay is not played continuously from the
beginning of the ritual to the end. Instead, it is played to follow the stages of ritual and instruction of the
pêmêliatn. Besides the composition or piece, another musical content to be transmitted from the master
pênu’ung to the novice is the technique of playing instruments. Such techniques, in turn, will actualise the piece
of kêlèntangan.
In addition to musical content, there are also non-musical contents in the transmission of kêlèntangan.
The most important non-musical content is the sequences of ritual, mainly transmitted between the pêmêliatn
and the pênu’ung. Performing kêlèntangan in ritual contexts or for ritual purposes cannot be done without
considering the sequences of its ritual, including the pêmêliatn’s instructions. The following example illustrates
the point.
Table 2 shows that a pênu’ung does not only deal with the skills of playing the instruments in
the kêlèntangan ensemble, but must have sufficient knowledge in the ritual custom Bênuaq in general. Based
on the description of the transmission conveyors, it seems that there are two types of transmission content, i.e.
musical and non-musical. Consequently, there are different mechanisms or ways to transmit different contents
by different conveyors. The following examines the transmission mechanism to transmit different kinds of
content.
Table 2
Ritual sequences and kêlèntangan in bêlian bawo and bêlian sêntiu
Rituals
Stage
Kêlèntangan and other accompaniment
Bêlian Bawo
Ngawat
The narere begins with the sepui blown three times by the pêmêliatn.
The Pêmêliatn sings the bêmemang bejajuruq la mo
The kêlèntangan is played monotonously.
Before reaching puncutn jaa jatus, the pêmêliatn must go through several places,
namely Pantiq PapaLongan,
Nawang Langit, and Bawo Langit.
Each time arriving at one of these places, the pêmêliatn pauses to request for permission.
Each arrival is marked by the pausing of the kêlèntangan in seconds, then
the pêmêliatn reads incantation.
Bêlian
Sêntiu
Ngawat
The Pêmêliatn sings bêmemang as the basis of the other parts. The kêlèntangan is not
yet sounded, while the players are preparing themselves.
Each pêmêliatn alternately blows sepui three times, starting from the leader of
bêlians or guruq, and then is alternately followed by his prajiq or pupil.
Next, the leader of pêmêliatns sings bêmemang, followed by the entire pêmêliatn, men
and women, with melody, rhythm and words that exactly match to those of the leader’s.
After the bêmemang is completed, the pêmêliatn stands and moves his feet instructions to
the pênu’ung to immediately play the instruments. At first, the kêlèntangan
instrument players, as leaders, play a melody requested by the pêmêliatn which is shortly
thereafter followed by the gimar and genikng players.
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After the music is played in less than half an hour with monotonous melodic patterns,
tempo, and rhythm, by instruction of the pêmêliatn, the kêlèntangan pauses.
The Guruq bêlian sings bêmemang which is not followed by the prajiq.
A moment later, the kêlèntangan plays the same melody and tempo as previously.
The pêmêliatn concentrates while holding awir batu raja, accompanied by the
kêlèntangan. The pêmêliatn sings the bêmemang to drive away evil spirits.
The pêmêliatn slowly starts to move his body to spin, and the kêlèntangan is played
continuously according to the pêmêliatn’s body movements.
In the next sequence, bejajaruq la mo, the pêmêliatn stands under awir batu raja
while holding a hanging cloth and singing the bêmemang, preparing to fly with the smoke
of the incense. At this time, the accompaniment sounds monotonous in a relatively
moderate tempo. At this stage, the kêlèntangan is played in a relatively long duration but
with monotonous melody and patterns.
Having considered enough, the pêmêliatn asked the pênu’ung to stop playing kêlèntangan
for a moment, replaced by sulikng dewa and gimar.
In each checkpoint on the way to jaa puncutn jatus, the kêlèntangan
also stops. When kêlèntangan stops playing, the pêmêliatn sings bêmemang. Once
completed, the kêlèntangan is played again.
Having reached puncutn jaa jatus, the pêmêliatn sings the bêmemang again.
The pêmêliatn goes back down from puncutn, jaa jatus together with the spirits of the
ancestors. The kêlèntangan is played with a constant tempo.
After the ghosts and the spirits of the ancestors are believed to arrive at the human world
and to eat the offering that has been served, they are treated to a dance attended by all the
pêmêliatn, both men and women, moving around the awir batu raja. Usually, the dancers
are holding the ancestor’s skull on their back. To accompany the dance, the
kêlèntangan is played loudly and excitedly, but still adjusted to the movements of
the pêmêliatn.
At the bakawat stage, the kêlèntangan is played with a bit of improvisation on its melodic
pattern spontaneously. Its tempo is the medium, which is increasingly faster according
to the pêmêliatn’s movement.
At the nyenteyau stage, the pêmêliatn, accompanied by the kêlèntangan, also sings the
bêmemang.
At the stage of ngasi ngado, the kêlèntangan is played with a bit slow and softly but
dynamic tempo compared to that played in the bakawat.
After a while, the guruq bêlian asked the pênu’ung to stop, because the bêmemang will be
sung again. After the bêmemang is sung, the kêlèntangan is sounded again.
At the tangai stage, the pêmêliatn sings the last bêmemang, and according to the
pêmêliatn’s instruction, kêlèntangan is played in a moderate tempo as
the accompaniment. The last bêmemang is sung as a sign that the bêlian sêntiu has been
completed.
After the last bêmemang is sung, the kêlèntangan is played as at the narere stage, with a
fast and dynamic tempo, according to the pêmêliatn’s movement.
Transmission Mechanism
The knowledge, beliefs, norms, arts of this culture of the Dayak Bênuaq are transmitted orally. There are no
institutions set up intentionally for learning purposes. Their tradition is passed down from one generation to the
next, from one member of society to another implicitly in various daily occasions, including in the case of
kêlèntangan practice. The transmission content includes both musical and non-musical contents. How is the
content transmitted and received by the conveyors in the transmission of kêlèntangan? According to Lord
(1971), there are three stages in the acquisition of knowledge or learning in oral tradition. The stages proposed
are parallel to the learning process proposed by Ki Hadjar Dewantara, namely niteni (means listening,
watching), nirokake (imitating), and nambahi (improvising/replicating) (Suroso, 2011, p. 51). Among the
Dayak Bênuaq people, this process is respectively called bêkajiq, kintau, and tameh. The following section
examines each stage in the transmission process of kêlèntangan in relation to both musical and non-musical
contents.
Eli Irawati
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Figure 2. A pêmêliatn performs the bêlian bawo ritual, and the gimar players appear in the right side background (Source:
photo by Irawati, 2015)
Figure 3. An informal setting of learning music in the Dayak Bênuaq people of East Kalimantan (Source: photo by Irawati,
2015)
The first stage is bêkajiq, a term in Bênuaq language, which means listening, or watching carefully.
The term has similar meaning to the word in Indonesian, ‘kaji’, means investigating and studying that involve
the mind (Research Team, 2008, p. 618). Listening or watching implies the existence of certain impetus to focus
on a particular object so that there is certain information to memorise. The stage of listening in the transmission
process occurs in various occasions, particularly in the performance of kêlèntangan in lamin for various ritual
activities, in a series of activities such as gantar dance, feasts, etc. People who are interested to learn to play
kêlèntangan, called pupils, come to the event and notice how kêlèntangan is performed by the pênu’ung who
has already mastered the techniques. Interaction between teacher-pupil or externalisation-internalisation
process occurs. There is no coercion from both sides—teacher and pupil—to carry out this externalisation or
internalisation process.
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Generally, the most attractive instrument to learn in the ensemble is the kêlèntangan, a horizontal small
gong chime. This is not surprising due to the fact that the instrument is the most prominent in terms of musical
function and plating techniques compared to other instruments in the ensemble. In certain occasions, such as
when performing kêlèntangan to accompany gantar dance during a celebration, a student can directly
participate and play the instruments. It could be the first instrument being played that is not complicated,
such gênikng. However, the reality may not always be the case. At this stage, it does not only involve a listening
action, but also imitating.
As mentioned above, a musical fact does not consist of the sonorous (auditory) aspect alone, but also
visual and kinesthetic. That is, ways to learn kêlèntangan was not limited to just listening (capturing auditory
phenomena), but also involves capturing the visual and kinesthetic phenomena.
Sound Aspect. So far, the sound may be the only aspect regarded as a musical fact. Nevertheless, it
should be realised that the sound comes as a result of physical activity, such as plucking the strings with the
hand, beating a xylophone key or even playing one’s own limbs, blowing the air, and so on.
Bêkajiq, listening to the sonorous aspect of kêlèntangan, means capturing and memorising the sounds
of music. Therefore, it requires a reproduction of recorded and remembered materials that have been listened
to. As mentioned above, there are two types of content transmitted—and thus be remembered—by someone
who wants to be a pênu’ung, that is the composition or piece of kêlèntangan as well the playing techniques that
produce the sounds to the order and rules of kêlèntangan performed during an activity, especially a ritual.
In his study of the transmission of the gusle epic singer-player in Yugoslavia, Lord (1991) stated that
the formula is an important element for the singer to compose while performing poetry. This is because his
object of study was poetry that was composed and performed at the same time. The formula became a frame of
reference that helps singers in composing the materials. This is in contrast to the performance of kêlèntangan.
Although both live and are transmitted in oral culture, the two have quite different characteristics. First, the
Yugoslav epic poetry composed by singer-performer is actually composed while being performed, but its frame
and materials have already existed. One who wants to be an epic singer studies and internalises the ‘frame’
(formulas) and materials (words) that are used to compose the song-poems. Lord (1991), as cited in Badrun
(2014), argued that the formula is very useful for performers, which becomes the guide in the process of
composition
Someone who wants to be an epic singer must study and internalise the frames (i.e. formula) and
materials (e.g. words) that are used to compose the song poems. Lord (1991), as quoted in Badrun (2014),
argued that the formula is very useful for presenters, which becomes a guide in the process of composition and
generating formula to the poet (p. 20). Meanwhile, the composition or piece of kêlèntangan already exists and
it is not composed—borrowing Nettl’s (2015) term—in the course of performance (p. 60). There is already a
certain composition played for a particular activity. If there are variations in the composition of kêlèntangan, it
is only the improvisation or development that would be allowed by Bênuaq people. Second, kêlèntangan is
closely tied to the context, does not stand for its sake, and is an integral part of the activity being accompanied,
while singing in the Yugoslavian epic is presented for the performance purposes only.
If formulas, in the oral transmission of the Yugoslavian epic, have a very important role as a reference
for the presentation of a song, then the reference in the performance of kêlèntangan is the ritual sequences
(Moder, personal communication, 27 July 2015) This is mainly because the composition to be played is already
there to follow the sequences of the ritual. The pênu’ung must perform the kêlèntangan according to the ritual
led by the pêmêliatn. In the transmission process of the Yugoslavian epic song, a prospective performer mainly
listens and internalisesthe formulas and words as a reference and its materials. In the transmission of
kêlèntangan, a pupil listens to and internalises the rules of rituals or other activities that provide the context of
performance as well as the composition or piece of kêlèntangan itself. How does the pupil listen to and
internalise the materials?
Based on the transcription of kêlèntangan pieces in bêlian, bêlian sêntiu, and kwangkay, it appears that
the musical content that must be listened to and internalised by pênu’ung is not too long.
Eli Irawati
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Figure 4. Motives played on kêlèntangan for bêlian bawo (healing ceremony of the Dayak Bênuaq)
Transcriptions above show that there are four basic patterns in the accompaniment of belian bawo. Two
patterns are played only once, at the beginning, and two patterns are played throughout the piece. The variation
arises due to the notes value.
Figure 5. Motives played on kêlèntangan for bêlian sêntiu (shamanism ceremony)
Based on the transcription of basic patterns above, it appears that there are two main patterns being
played throughout the piece. Changes in tempo and dynamics occur by way of ritual led by the pêmêliatn.
Figure 6. Motives played on kêlèntangan for kwangkay.
Based on the examination of the patterns of melody in the pieces of kêlèntangan played in bêlian bawo,
bêlian sêntiu, and kwangkay, it can be said that all of them have relatively short patterns, phrases, sentences,
which is not so difficult to memorise. Kêlèntangan was performed according to the ritual, not vice versa.
Therefore, the sequence of a ritual, bêlian bawo for example, is a framework for kêlèntangan performed in it.
For the musicians, probably the most complicated part of bêkajiq has not been about memorising melodies or
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patterns on musical instruments, but rather how to keep their music in line with the instructions or movements
of pêmêliatn who leads the ritual. To become a master, a pênu’ung must have immense exposure to it. Once the
skills and knowledge required to be a pênu’ung has been mastered, one can begin to get involved actively in
the performance of kêlèntangan (Irawati, 2016, p. 68).
Bêkajiq is the learning process of kêlèntangan including non-musical content, obtained by
a pênu’ung when he attends the performance in various occasions rather than in a specific setting intended for
teaching and learning, and without explicit communication process of teaching and learning. In addition to the
prospective musician, transmission also occurs between the pêngampir and pênu’ung. Pêngampir are those who
attend the events, and who consciously or unconsciously memorise and internalise the technical skill of the
music, rules and sequences of the ritual, as well as the whole customs of their culture. However, not all of the
pèngampir pay a particular attention to the kêlèntangan. Those who are interested will direct their attention to
the ensemble.
Visual and Kinesthetic Aspects. Visual and kinesthetic aspects are two different things of the musical
facts, but in the case of kêlèntangan, both are two inseparable aspects. Visual and kinesthetic aspects of the
kêlèntangan performance could be divided into two, namely musical content and non-musical content. The
following will be discussed one by one.
Watching Visual and Kinesthetic Aspects of Musical Content. As mentioned above, the sound
produced by the kêlèntangan is the result of a physical activity. Thus, in order to learn the playing techniques
of kêlèntangan and other instruments, it is not only necessary to listen to the sound, but one must also observe
the bodily movements of the pêmêliatn.
In contrast to the learning process in the Balinese gamelan for example, which has at least two
instruments of each type in an ensemble so that the instrument can be used by teachers while the students
imitate, in the kêlèntangan ensemble there is only one instrument of each type. As a result, the visual and
kinesthetic aspects that has been observed and cannot necessarily be imitated by the instrument, although
sometimes the musician imitates them by beating his bare hands on his own limbs. A pupil who already has
enough skill and knowledge can estimate the speed of the tempo by watching how fast the musician’s first hand
swings when hitting the instrument. This is because the speed of the swinging arm is closely related to the
tempo of the piece to be played. Nevertheless, in the kêlèntangan performance in a ritual, the tempo depends
on the ritual stages and the pêmêliatn’s instructions.
The height at which the player raises his hand to beat the instruments must be considered to determine
the dynamics of a piece. The higher the raised hand to hit the instrument, the louder the dynamics will be.
Bodily gestures of the musicians are the materials that have to be listened by one who learns kêlèntangan. For
pênu’ung, visual experience becomes no less important in the bêkajiq because it is able to provide ways to
memorise the materials. The pênu’ung, however, does not so much have gestures used as the sign. Gestures as
a cue are primarily acted by pêmêliatn, the leader of the ritual.
Watching Visual and Kinesthetic Aspects of Non-musical Content. Visual and kinesthetic
aspects of non-musical content that is listened to by a pênu’ung are mainly pêmêliatn’s bodily movements as
the leader of the ritual. Pêmêliatn’s gestures and actions are important aspects that must be considered by a
pênu’ung as a cue for their playing—when to start playing the instrument, how loud or soft to play the dynamics,
how fast or slow to beat the tempo, etc. Pêmêliatn does not give an instruction verbally while he is leading the
ritual. The pêmêliatn’s bodily behaviours are the signs that must be considered by the pênu’ung.
The next stage in the learning process is the kintau, which means imitation. Sometimes the stages of
bêkajiq and kintau cannot be separated because both stages coincide with each other. A novice pênu’ung who
is in a bêkajiq stage can directly participate in the ensemble, imitating the playing on the instruments he has
seen before. Usually, the instrument played by a novice or pupil is the simple one such as gênikng or gimar.
Imitating the musical patterns in certain rituals implies that the candidate pênu’ung practices how to
perform kêlèntangan on a particular activity. This is because the moment when the pupil is in the kintau stage
of learning is the actual performing context. Learning does not occur in a special setting, but in a real and natural
one. Thus, the kintau stage in the transmission of kêlèntangan is mainly how a pênu’ung deals with musical
material. Pêngampir and pêmêliatn can be said to be passive in this stage, because kintau emphasises more on
the technical-practical aspects, i.e. imitating playing techniques. This is different from those of bêkajiq, which
occurs both in the pêngampir and pênu’ung.
Eli Irawati
119
Table 3
Pêmêliatn’s bodily movements and its relation to the kêlèntangan
Bodily movements or
gestures of pêmêliatn
Kêlèntangan
Splashing water
Slowing down the tempo, splashing the water is believed to be an act of releasing evil
spirits; sometimes he also sings the bêmemang.
Stomping his feet
Tempo tends to be irregular, following the movements of pêmêliatn; or
transition of kêlèntangan to the sulikng dewa or to bêmemang; or
transition to the next stage.
Stomping his arms
The tempo of the piece is the same as the arms movement. This gesture among others
describes the exorcism.
Spinning the body
Kêlèntangan is played in a fast tempo
Turned his head
Pênu’ung makes a mistake in playing kêlèntangan.
Once a pupil is able to imitate the playing techniques and ‘to feel’ the pieces, he usually adds a bit of
improvisation on the patterns but not an extreme one. This is called tamèh. This results in a kind of variation
patterns. An example is in the accompaniment of bêlian bawo and bêlian sêntiu. Kêlèntangan played in this
ritual shows that there are basic patterns, variations of the basic patterns.
Based on the transcription of the kêlèntangan in bêlian bawo, bêlian sêntiu, and kwangkay, the
variation patterns are formed by note values. It does not change significantly in the overall composition of
kêlèntangan. Meanwhile, the variations in dynamics and tempo depend on the pêmêliatn’s instructions.
Figure 7. Three stages of learning process in the transmission of kêlèntangan (Source: Irawati, 2016)
This study shows that the transmission of music is not limited to the transfer of knowledge and skills
that lead to the emergence of a new musician only. The transmission is not about how a musician learns a
certain material, then performing it, as shown by Lord (1991). This study shows the following:
First, if the transmission conveyor is not only limited to the musicians who perform, then the
transmission is no longer only about the transference of knowledge and practical-musical skills. Second, if the
transmission conveyor is not only limited to the musicians who perform, consequently, the relationship between
these actors vary. Thus, the material or content transmitted are also different. In this study, the different
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transmission conveyors result in different musical and non-musical contents. The non-musical material emerges
because the transmission conveyors are not musicians only. Third, the implication that arises from different
conveyors and contents is a somewhat different mechanism. The interaction between pênu’ungs transmits
musical knowledge and skills in bêkajiq, kintau, and tameh. This is in contrast to the interaction between
pêmêliatn and pênu’ung, pênu’ung and the pêngampir, as well as pêmêliatn and the pêngampir. Fourth, the
context becomes an important part for the music that is closely tied with its context. Bêlian bawo and bêlian
sêntiu, for example, are the reference or framework to perform kêlèntangan. As a result, pênu’ung has to get
relevant knowledge and understanding of the ritual. This means that in the transmission, pênu’ung is required
to acquire not only the musical knowledge and skills, but also knowledge about surrounding activities of the
music.
Based on these facts, it can be summarised the process of music transmission does not only involve
musicians, but also other non-musician actors. If the conveyor of transmission involves more than one type (for
example, not only musician, but also the observer), then the relationship between the actors should be examined
because the interaction between different types of conveyors will result in different types of content. In turn,
the different types of content will lead to the emergence of different transmission mechanisms. Furthermore,
we also have to consider the activities surrounding a musical practice, whether it is related to the performance.
If so, the performer and musicians also need to acquire the skills and knowledge of those activities. In short,
the performer should also acquire non-musical knowledge.
Conclusion
In conclusion, kêlèntangan is still transmitted among the Dayak Bênuaq people because the activities involving
the kêlèntangan are still practiced by the people. Kêlèntangan is closely tied to its context, such as bêlian
bawo and bêlian sêntiu. The Bênuaq people still conduct rituals in their lives as one way to meet their needs in
the face of life. The preservation of these rituals, in turn, provides the opportunity for the transmission of
kêlèntangan. Second, the transmission process of kêlèntangan can be seen by examining the interaction between
the conveyor, the content and the transmission mechanism. Interactions between different conveyors result in
transmitting different contents. Thus, to transmit different contents, a different mechanism is required.
Transmitting music does not only deal with auditory aspects, but also visual and kinesthetic. Thus, teaching and
learning, mainly in musical traditions of Indonesia as in this case, must consider various aspects of a musical
occasion.
Last but not least, transmission is indeed an important part in the continuity of kêlèntangan practice.
However, transmission cannot stand-alone. The contexts and the activities of the profane and the sacred rituals
that are still held by the Bênuaq people must support it. Thus, the continuity of kêlèntangan does not solely rely
on the transmission, but also on the cultural ecosystem. Maintaining the continuity of kêlèntangan means to
keep the ecosystem of the Bênuaq culture.
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|
Malaysian Journal of Music Vol. 8 (2019) | alternative modernity, capitalism, musical association, patronage | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/163 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/2720 | Patronage and Capitalism in the Musical Associations of Late Nineteenth-Century Colonial Manila | The rapid economic growth in the colony beginning in the mid-nineteenth century gave rise to a modernity that transformed the musical mode of production in Manila. A new market comprised of the culturally-supportive elite and middle-class population patronised musical productions. In addition, musicians and other artists formed unions to create an institutionalised representation of themselves corresponding to the larger socio-political and economic forces in the network of production, creating new relations necessary in the existing social formation. Exchanges between the various players of the musical mode of production required matching forces to avoid exploitation, particularly of labour. This article examines three of the more prominent musical associations in the late nineteenth century— | https://ejournal.upsi.edu.my/index.php/MJM/article/view/2720/2117 | [
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] | Malaysian Journal of Music Vol. 8 (122-135)
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Patronage and Capitalism in the Musical Associations
of Late Nineteenth-Century Colonial Manila
Arwin Q. Tan
University of the Philippines College of Music, Philippines
e-mail: [email protected]
DOI: https://doi.org/10.37134/mjm.vol8.8.2019
Published online: 18 December 2019
Cite this article (APA): Tan, A. Q. (2019). Patronage and Capitalism in the Musical Associations of Late Nineteenth-
Century Colonial Manila. Malaysian Journal of Music, 8, 122-135. https://doi.org/10.37134/mjm.vol8.8.2019
Abstract
The rapid economic growth in the colony beginning in the mid-nineteenth century gave rise to a modernity that transformed
the musical mode of production in Manila. A new market comprised of the culturally-supportive elite and middle-class
population patronised musical productions. In addition, musicians and other artists formed unions to create an
institutionalised representation of themselves corresponding to the larger socio-political and economic forces in the
network of production, creating new relations necessary in the existing social formation. Exchanges between the various
players of the musical mode of production required matching forces to avoid exploitation, particularly of labour. This
article examines three of the more prominent musical associations in the late nineteenth century—Liceo Artístico-Literario,
Sociedad de Conciertos Unión Artístico-Musical, and Sociedad Musical Filipina de Santa Cecilia—investigating how they
advanced music and education and promoted the arts, regulated the practice of music making, responded to the market
demand for commoditised music labour, and accelerated modernity in Philippine music during the last decades of Spanish
colonial rule. Their patronage represented the continuing feudal and new capitalist systems of managing musical
productions and remunerating musical labour, providing a possibility for indigena (island-born native) musicians to
accumulate cultural capital and afford them social mobility in the colonial system. Membership in these associations
became symbols of prestige, which helped establish social networks among Filipino musicians.
Keywords: alternative modernity, capitalism, musical association, patronage
Musical Mode of Production in Manila in the Late Nineteenth Century
In the late nineteenth century, the Philippines experienced a new political economy dictated by capitalism,
which resulted from the liberalisation of trade with foreign countries other than Spain. The opening of trade
with companies from Britain, Germany, France, and the United States of America began in the early nineteenth
century after the Manila Galleon seized its trans-Pacific operations in 1815. The new business and trading
regulations benefited the colonial population, primarily the insulares (criollos or Spaniards born in the Islands),
Spanish mestizos, and Chinese mestizos. They became active agricultural producers and exporters and, in the
process, many were able to climb the colonial socio-economic ladder and became the middle class of the
nineteenth century. The most remarkable symbol of this elevated social position was the provision for higher
education for their sons, who would later comprise the nascent ilustrado (enlightened) class. The ilustrados’s
liberal and scientific education would eventually create an alternative modernity in the colony, particularly the
beginnings of the idea of a Filipino nation (Mojares, 2006, pp. 451-466). This education also paved the way for
Arwin Q. Tan
123
the appreciation and support of Western music played by Filipinos and Europeans in the late nineteenth century
as a result of the faster flow of people and goods between the colony and Europe (Maceda, 1973, p. 223).
Modernity as used in this paper pertains to the notion of emergent progressive practices, marked by
secularism and liberalism, ushered by the future-oriented ilustrados. It is constitutive of cultural changes
emanating ‘from below’, which are manifested, in real material practices that involved complex cross-cultural
negotiations resulting from the Filipinos’ entanglements with Spanish hegemony and the unprecedented effects
of globalisation in the late nineteenth century. These include the emergent imperial capitalist market that
marshalled rapid urbanisation in the colony. It also accelerated the transmission of modern technology, images,
books, and even the new social order of international politics (Buenconsejo, 2017, p. xiv). Thus, a kind of
alternative modernity that became apparent in the late nineteenth century Philippines involved cultural and
economic changes that centred on a consciousness which advanced the idea of individualism and the right to
govern one’s self- a bourgeoning idea that would climax in the revolution of 1896.1
These alternative modernities are manifested in the vibrant cultural milieu of the capital such as the
formation of musical associations that practiced a utopian kind of capitalism. Other manifestations of the
presence of alternative modernities include the participation of female musicians in cultural productions as
entrepreneurs; and the printing of transcultural music for domestic consumption (Tan, 2018, p. v). Naturally,
the ilustrados, together with the emerging middle class, became the key players in this new political economy
of late nineteenth century Philippines. They established intertwining social relations as they participated in the
mode of production of culture, with strong eagerness for social and cultural advancement that contributed to
the development of a modern Filipino cultural imagination.
Capitalism caused the emergence of this critical period of modernity in nineteenth century Manila as it
encouraged a culture dominated by consumption, introduced new forms of exchanges—particularly of money—
and transformed the mode of production of music in the public sphere. This study examines the relation of
music and capitalism in Manila, focusing on the rise of musical associations whose patronage for musical
productions activated changes in social relationships that altered music making in the colony with new material
and social practices. Patronage from the musical associations created strategies for more opportunities and
social representation of Filipino musicians and it encouraged the institutionalisation of music academies and
performing groups. It also recognised and reinforced the economic valuation of musicians’ labour and
stimulated the increased commodification of music materials. A central institution of the modern capitalist
system was the market which was made up of a paying public, the incipient Filipino middle class who used
their developed taste for Western music as a marker for their elevated social status and the reproduction of their
newly acquired cultural capital (Bourdieu, 1986, p. 16).
Focusing on the proliferation of musical associations, this study interrogates the workings of a new but
fragile patronage system that fostered globalisation and modernity, and how they facilitated new ways of
defining the emergent consciousness of Filipino-ness at the turn of the twentieth century. What new relations
did the ilustrado, the colonial elite, and the burgeoning middle class public sphere engaged in as they involved
themselves in the patronage of musical productions and the propagation of musical knowledge? How did these
associations, and the bands and orchestras they patronised represent the new social order? How did they assist
in the transformation of musical taste among those who consumed musical commodities and productions? How
did it support the perpetration of the ideologies and representations in the interest of the capitalists?
Manila’s Three Prominent Musical Associations in the Late Nineteenth Century
This study highlights three prominent musical associations in the late nineteenth century—Liceo Cientifico
Artistico Literario, more commonly referred to as Liceo Artistico-Literario, founded in 1878 and dissolved in
1883; Sociedad de Conciertos Unión Artístico-Musical, founded in 1885; and Sociedad Musical Filipina de
Santa Cecilia, founded in 1888. They represent three different categories of associations, which were formed
through their founders’ common interests, and were reflected in their primary objectives. One category
preserves the ilustrados’ aim of advancing literacy and culture, which lent associations their literary-musical
nature. This kind of musical associations resonated to the ideals of early nineteenth century European musical
societies which focused on their literary nature and published extensive biographies of Western composers and
new music history books such as Forkel’s biography of Bach (1802); Carpani’s biography of Haydn (1812);
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Nissen’s biography of Mozart (1828); Abraham Rees’s General History of Music (1798) and Cyclopedia (1802)
(Goehr, 1992, p.241). Membership was basically from the small Spanish population in the colony—
peninsulares (Spaniards born in Spain) and insulares—and from the ilustrado class.
Liceo Cientifico Artistico Literario was one of the earliest associations founded in Manila that aimed
to “protect the interests of the lovers of music, fine arts, [and] literature; and cultivate aesthetic taste” (Bañas,
1924, p. 17). Its membership was generally comprised of prominent composers, theatre artists, painters,
sculptors, playwrights, dramatists, poets, and literary artists. It held veladas (salon literary-musical
performances), symphonic concerts, dramatic theatre works, painting exhibits, conferences and lectures, and
competitions for new artistic creations. It was through the Liceo’s Certamen that José Rizal—the future national
hero of the Philippines promoted by the American Insular Government in the early twentieth century—was
accorded prestige through winning twice, elevating his status in the realm of literary creation. Although short-
lived, the Liceo is recognised to have left a mark in the colony’s cultural production through the numerous
functions it held which emphasised the propagation of artistic education and the development of aesthetic taste
among the colonial population.
The second category focused on the regulation of musical labour, which adhered to the
professionalisation of musicians in the practice of their art. This was the musicians’ answer to the growing
commodification of their labour in Manila’s new capitalist market. This kind of association is represented by
the Sociedad de Conciertos Unión Artístico-Musical. Membership in this kind of association is primarily
composed of practicing musicians. The Unión Artístico-Musical’s primary intent was to form a system that
would regulate the valuation of musicians’ labour in order to optimise the advantage, which could be derived
from the expanding middle class market of nineteenth century Manila. In addition, it aimed to improve the
‘moral’ and ‘material’ situation of the orchestra members through the holding of regular concerts and provide
orchestral assistance to theatre productions and private gatherings requiring music performances. Its 100
members were meticulously chosen by a governing board—in the form of a competitive examination—which
accorded a status distinction the carried prestige beside receiving monetary remuneration and taking part in the
distribution of the association’s revenues derived from engagements.
The third category, Sociedad Musical Filipina de Santa Cecilia exemplifies a kind of association that
emphasised the intermediary functions of an association, which acts as the manager, marketing agent, source
of new training, and provider of new music materials and instruments. Associations of this kind were composed
of a mixture of members—e.g. businessmen, musicians, and artisans—whose commonality was rooted in their
love for music and its propagation in the colonial society. This kind of association also reflected the
entrepreneurial character of an institution whose juridical personality was mandated to reproduce capital, in the
form of profits, to be used in improving the welfare of its members. This third kind also hints at an ideal version
of capitalism in which the wealthy owners of the means of production reproduce economic capital with the
intention to aid the poorer members of the association whose musical labour is the only means to reproduce
such capital. Acting as a space for developing social capital through the network of relations developed among
members, these associations provided musicians from the lower class a means to participate in the conversion
of their accumulated cultural capital into economic capital (Bourdieu, 1986, p. 16).
The nature of the Sociedad Musical Filipina de Santa Cecilia adhered to a multi-class membership in
which the officers, comprised mainly of aficionados belonging to the upper class, acted as agents for the
improvement of the financial disposition of the majority of musician-members who belonged to the lower class.
The organisational structure is divided into the ‘general sections’ and ‘special permanent commissions.’ The
general sections were scientific, piano, singing, instrumental, and cooperation, to which the members were free
to join according to their aptitudes and hobbies, while the special permanent committees were propaganda,
artistic direction, technical direction, and external relations, and the membership in these committees were
selected and appointed by the association’s Board of Directors (p. 7). An important component of the Sociedad
Musical Filipina de Santa Cecilia was the presence of an annexed women’s section which was governed by a
special board comprised of the lady-members, and which held exclusive literary-musical events only for them
(p. 15).
Many of the musical associations were founded on similar precepts which can be generalised as: 1)
development of music education; 2) promotion and improvement of the arts; 3) protection of the common
interests of Filipino musicians and music teachers; 4) cultivation of aesthetic tastes among the supporters of
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arts; and 5) honouring a respected person, character, or saint (Bañas, 1924, pp. 17-20). The musical associations
of Manila maintained their own resident orchestras and bands, whose inherent organisational structures
accustomed their members to the considerations of social ordering. For example, the Sociedad de Conciertos
Unión Artístico-Musical maintained a 100-member orchestra, as mandated by Article 51 of its regulations. This
huge orchestra was from the conglomeration of the four small orchestras of its conductor-members: Pedro
Gruet, Eulogio Revilla, Francisco Domingo, and Bruno Santa Maria. Similarly, the Sociedad Musical Filipina
de Santa Cecilia also maintained its own orchestra like other associations, which were established at a later
time. Examples include Circulo Musical de Pandacan which boasts of its all-Filipino opera troupe and its
renowned Orkestang Babae, and the later Asociacion Musical de Filipinas which would eventually establish
the Manila Symphony Orchestra in the 1930s.
Social Ordering and Mobility
The orchestra illustrates social ordering through its structure where a recognised master symbolises the essential
figure of power. This figure is represented by the conductor who epitomises the image of the legitimate and
rational organiser of a production. He symbolises economic power, which is capable of harmoniously setting
the programme of history in motion as codified by the composer. Led by the conductor who maintains complete
control over musical interpretation, the members of the orchestra and bands act as labouring musicians who are
mere followers in achieving a perfect standard sound commanded by the leader (Attali, 1985, p. 66). The
structure of these musical groups also represents power in the industrial economy in which the musicians are
hierarchically ranked, occupying specific positions within the orchestra’s organisation and are required to
render their individual parts. Thus, in maintaining resident orchestras and bands, the musical associations were
mirroring the social hierarchy that was imposed by the capitalist system, particularly in the production processes
that accelerated the movements of transactions in the economy.
The following are Filipino musicians who served as music directors. Marcelo Adonay sat in the board
of the Union Artistico Musical while serving as maestro de capilla of San Agustin Church, was a committee
member of the Asociacion Musical de Filipinas, and occasionally conducted the San Juan del Monte Orchestra.
Bonifacio Abdon was the earlier Asociacion Musical de Filipinas’ music director upon its reorganisation in
1912, and was one of the founders of the Manila Chamber Music Society. He also conducted the Rizal
Orchestra, and founded the Orchestra Oriental (Manuel, 1970, pp. 7-9). Bibiano Morales was a member of the
Centro de Bellas Artes and the earlier Asociacion Musical (Bañas, 1924, p. 96). Ladislao Bonus was the director
of Teatro de Pandacan and also directed the Orkestang Babae of Circulo Musical de Pandacan, the Banda
Pasig, the Orquesta Marikina and the Banda Arevalo of Quiapo (p.116). Cayetano Jacobe conducted the Tiwi
Orchestra, Banda Cuaderno, Banda Pagsanjan, and Banda Tipas (Manuel, 1970, p. 230); and Lorenzo Ilustre
conducted the Rizal Orchestra of Batangas, Banda Ibaan, and an all-female rondalla group (Tan, 2007, p. 12).
Their mobility corroborates the typical involvement of a musician with numerous orchestras or bands,
as opposed to the traditional restricted movement of members of the lower class in both feudal and capitalist
systems (Murthy, 2015, p. 153). As the conductor of several music groups from diverse places, they served as
links to the vast network of cultural space from which production relations were formed. They hint at these
major locales belonging to the same network of musical productions, thus maintained a connected past.
Relations and Forces of Musical Production in Manila
Music’s new mode of production paved the way for the entry of new players that expanded the relations of
production, thanks to the introduction of modern technology that intensified the forces of production. The
musical mode of production in nineteenth-century Manila was formed by the stable presence of a network of
musicians, patrons, organisations, educators, impresarios, aficionados, and audiences who related to one another
and comprised the characters of what Marx referred to as ‘relations of production.’ It refers to the “social
allocation of production, that is, the relationships among those who produce (labour), those who control what
it takes to create the product (means of production), and those who appropriate the product (surplus)” (Qureshi,
2002, p. 88). Manila’s musical scene in the late nineteenth century provided a space where a complex web of
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relations developed among the producers, distributors, and consumers of cultural productions. Musicians such
as José Estella, Bonifacio Abdon, and Ladislao Bonus maintained close working relationships with wealthy
patrons such as Francisco Roxas and Bonifacio Arevalo, while establishing social networks with owners of
stores selling musical products, printing presses, theatres/concert halls, and many others. The rise of the demand
for theatrical and orchestral performances obligated musicians to organise themselves and forged relations with
a new kind of patronage system—one that responded to the imperatives of capitalist economy.
Completing the concept of mode of production is the ‘forces of production’, which are primarily the
technological basis for economic activity. They are conceived as “a combination of the means of production—
the technological/material base of production and reproduction of the social formation” (Olmsted, 2002, p. 108).
Examples of forces of production are new tools, machineries, printing presses, newly constructed theatres, and
musical instruments. In her study of music circulation in nineteenth century Manila, Chua (2018) mentions that
many peninsulares migrated to the capital and established publishing companies that printed and distributed
music sheets and other commodities in the thriving business street of Escolta. Among whom were Carlos Saco
del Valle, Ignacio Massaguer, and Blas Echegoyen (pp. 258-259). Music shops—e.g., Bazar Filipino, Bazar
Oriental, La Lira Filipina, La Puerta del Sol, and El Progreso—abounded which offered instruments for sale
such as pianos, violins, and guitars; repair services; and music tutorials (Chua, 2017, pp. 340-354). In addition,
new theatre houses were opened such as Teatro Variedades (1879), Teatro Filipino (ca. 1880), Teatro Zorrilla
(1893), and the Manila Grand Opera House (1900). There was also the quick dissemination of information
about musical productions through printed daily newspapers such as El Comercio and Diario de Manila. These
periodicals are an evidence of the vibrant economy in Manila that was characterised by expanded technological
change, advancing industrialisation, and rapid urbanisation. Both the dynamic relations and forces of musical
productions in Manila in the late nineteenth century constituted the economic structure of the colony’s social
and cultural formation, which initiated changes that allowed for increased social mobility among indigena
(island-born native or indio) musicians. Manila was then experiencing the heat of local modernity.
As a result, these technological changes (forces of production) heightened the existing relations of
production and introduced new ones (such as commodification) as demand for music from the public increased,
prompting aficionados, musicians, and other artists to form unions to create a system of institutionalised
representation for themselves. Exchanges between the various players of the musical mode of production
required matching forces to avoid exploitation, particularly of labour. The growth of musical associations was
connected to the general yearning for organised and formal support, primarily from the private sector, for the
betterment of musicians’ welfare, competency, and opportunities. It was necessary to reconfigure the relations
of production for musicians because the capitalist system placed a high premium on the concept of musical
labour and performances as commodities to buy and sell (Olmsted, 2002, p. 128).
Musical Patronage in Manila
Since patronage in the performing arts is costly, it was necessary to establish organisations to be able to produce
and sustain operas, zarzuelas, orchestras, bands, and other large musical groups. Howard Becker (2008), in his
explanation of the interconnectedness of cultural agents and producers in ‘Art Worlds’, states that
the costs of contemporary arts organisations—symphonies, operas, repertory theatres, and ballet—are so great no
one patron can cover them. As a result, the people who might patronise individual painters or writers collaborate
to support these organisations, and the coordination of that collaboration necessitates an elaborate ate
paraphernalia of boards and auxiliaries to carry on the required fund raising. Patrons of these major cultural
enterprises give enough to maintain a continuous flow of performances and the preparation of new productions
(p. 104).
Organisations were formed by the rising culturally supportive elite and middle-class that had capital.
The formation of musical associations gave the indigena musician a choice to depend on economic forces other
than the church or military, similar to the experience of European musicians in the eighteenth century in which
their contracts that constituted a relation of domesticity with their patrons—courts, churches, or town councils—
were transformed into one of exchange (Burkholder, et al., 2014, p. 452). Musicians began to work for the
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public who was accountable for bestowing popularity. Thus, a musician who was able to measure and serve the
taste of this selective public and exercise a keen business sense, capped with supreme adaptability was the ideal
cultural producer in the new system. Taylor (2016) adds “producing in and for a market in large-scale fields of
cultural production … is not the same thing as writing to please a patron in the feudal era” (p. 26). This explains
the proliferation of music that catered to popular appeal in the late nineteenth century such as familiar arias
from favourite operas and zarzuelas, salon piano music, and orchestral overtures rearranged for bands.
A significant factor in the new relations of production was the emergence of the upper and middle
classes who, as consumers, paved the way for the commodification of music. They determined the direction of
music’s production, distribution, and consumption. Belonging to these social classes were the wealthy
aficionados and ilustrados who would soon realise the need to form associations to further the cause of cultural
education and advancement in the colony as they themselves were embodiments of the developing modernity.
In Bayly’s (2004) study of global transformations in the seventeenth and eighteenth centuries, he
mentioned that there was
… something distinctive about the Western urge to create clubs, societies, and meeting places … commoner and
merchant families participated in the creation of a myriad new clubs dedicated to sociability, education, trade,
and sport … The proliferation of associations and societies of self-organisation gave Western societies a
considerable staying power and solidity, for both internal cohesion and external aggression. It was rooted in the
rapid social mobility created by the expansion of internal production and external commerce in the eighteenth
century (pp. 72-74).
Goehr (1992) adds that private societies and musical academies were formed in European cities in the
nineteenth century for the “mutual support and action in the cause of art . . . [and] sought to institutionalise …
new interest in music, autonomously conceived and severed from its connections with extra-musical
institutions” (pp. 239-241). Goehr (1992) lists the following British societies founded in the early nineteenth
century: the Philharmonic Society (1813), Royal Academy of Music (1826), and Society of British Musicians
(1834) (p. 241). Many of these musical societies were formed to accommodate their specific objectives such as
an earlier society founded in London in 1768 whose purpose was to promote ancient music performance, and
the Dresden Singakademie founded in 1807 that took as its objective the performance of neglected classics
(Goehr, 1992, p. 245).
In forming musical associations, Manila’s upper and middle classes created spaces for social
relationships to prosper and advanced their social and cultural goals. They thus jockeyed themselves into
position in the otherwise colonial milieu, exercising control over cultural taste and helping solidify their ranks
in the social class structure. These associations provided a dependable network of relations and interests outside
their business and entrepreneurial environs, thus creating venues for personal development, political
advancement, and social mobility. Some members of the upper class singularly patronised private orchestras or
bands, taking the management of such as their own entrepreneurial affair. They assumed the responsibility to
support the livelihood of the members of their musical groups, most of whom were poor, providing the
musicians lodging, food, and other basic needs. In some cases, these individual patrons even supported the
musicians’ families. They forged fictive kinship that fostered a two-way interpersonal compadrazgo relations
between the padrino (wealthy patron) and the local musicians (Mojares, 1985, p. 96). The vertical reciprocity
of this compadrazgo relations allowed for the social integration of the musicians from the lower class through
their membership in associations while at the same time, the patrons benefited from the services and inscribed
allegiance of the local musicians. Patrons—criollos and mestizos—from the upper classes who nurtured anti-
colonial nationalist sentiments used these associations to advance and protect the welfare of the musical
laboured, despite it being considered as a threat to the core structure of capitalism (Murthy, 2015, p. 139-41).
This unique compadrazgo devotion is displayed in the relation of Francisco Roxas, one of the wealthiest
men in the colony in the late nineteenth century and a generous patron to many musical and artistic productions,
and José Estella, a criollo composer who frequently provided music in Roxas’ social events. Roxas was charged
with sedition and accused for rebellion against Spain in August 1896. On the night of his arrest, the criollo
musician, José Estella, rode with him in the carriage that brought Roxas to the prison cell (Roxas, 1970, p. 121).
Roxas would eventually be executed in January 1897, a few days after José Rizal was martyred in December
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1896. This shows that while music productions flourished, the overarching capitalist infrastructure was not
exempted from the complexities of the unfurling revolutionary atmosphere.
Advancement of Music Education and Promotion of the Arts
Foremost in the objectives of these associations was to foster the progress of musical education in the
Philippines. By the last quarter of the nineteenth century, there has been a clamour to lay the foundations for a
conservatory of music in Manila, evidenced by the reviews of music performances in the capital and its suburbs,
Quiapo, San Miguel, and Pandacan (Santos Jr., 2018, pp. 12-18). In 1890, José Rizal also wrote about the need
to establish such an institution in Manila (Irving, 2010, p. 119). The only formal institution whose sole focus
was music was the Colegio de Niños Tiples de la Santa Iglesia Catedral which centred its training on the
musical needs of the church. In the absence of a formal institution, these associations catered informally to the
demand for musical learning through the orchestras and bands they maintained.
Musical associations and the groups they maintained, through their institutionalisation, resemble the
attempt to gain more control in the process of putting order or structure to musical production. Attali (1985), in
his extensive examination of the political economy of music, insinuated that musicians who came from the
common people need to undergo an efficient process of normalisation to afford them to become spokesmen for
a harmonic order (p. 62). This process of normalisation was to turn musicians into producers of that same order
and aesthetics, which were designated as the functions of conservatories (Attali, 1985, p. 63). In the absence of
music conservatories in Manila in the late nineteenth century, this task of putting order and the eventual control
over musicians’ production was assumed by the associations whose orchestras became the practical training
ground for such.
Liceo Artistico-Literario’s formation was the first serious attempt of artists and writers in Manila to
form a consortium to “propagate all legitimate manifestations of literature and art” (Retana, 1910, pp. 149-157).
It was envisioned to be a “center of instruction and recreation … founded within the domains of artistic-literary
sphere” (El Comercio, 11 December 1877). According to Bañas (1924), the founders of the Liceo Artístico-
Literario “had in mind to convert it afterwards into a Conservatory of Music and Declamation” (p. 18). The
realisation of this goal would eventually be achieved in 1916 upon the establishment of the University of the
Philippines Conservatory of Music under Act 2623 of the Philippine Assembly, passed on 4 September of that
year, under the proposal sponsored by Senator Joaquin Luna.
To fulfil its mission “to spread the love of the beautiful, and to instruct and honour men who for their
worth have achieved a distinguished position in literature or in the arts” (El Comercio, 18 February 1879), the
Liceo had programmed different functions that were held weekly, monthly, and occasionally—veladas,
concerts, baile1 de trajes (costume balls), and artistic competitions. These functions provided the necessary
space for convergence, answering the clamour by the El Comercio critic who reiterated that “for its kind, there
should be a meeting place of the good society in any population of any importance, more so in Manila where
neither abound, nor are frequent [artistic, literary, and educational gatherings] or public performances” (El
Comercio, 3 June 1879).
Aside from the weekly veladas held at the halls of the Liceo, the association also presented concerts at
the Teatro de Variedades which opened in early 1879 to replace the Teatro Principe Alfonso which burned
down in 1878 (Laconico-Buenaventura, 1979, p. 22). This was administered by the dramatic section of the
association that planned and staged zarzuelas, comedies, operas, and orchestral concerts. In May 1879, the Liceo
presented the comedy Los Pavos Reales, arranged in Spanish from the French original by José Nunez de Lara
y Tavira, and the dramatic work Mas Vale Maña que Fuerza by Manuel Tamayo y Baus (El Comercio, 21 May
1879). In June and July of the same year, it staged the following works: Las dos joyas de la Casa; Los dos
ciegos; Los dos hijos; and Dos truchas en seco, also at the Teatro de Variedades (El Comercio, 27 June 1879).
Its 14 August 1879 offering combined instrumental music and dramatic works. The following is the entire
program for that evening’s concert:
1.º Symphony [no specific title], played by the orchestra; 2.º Trapisondas por bondad, a comedy in one act,
arranged from the French original by A.M. Segovia; 3.º First “Romanza Without Words” for violin, harmonium,
and piano by Felix Mendelssohn; 4.º “Romanza” for baritone by Donizetti; 5.º “Meditación” for violin,
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violoncello, harmonium, and piano by A. Durant; 6.º Aria for bass from L’Ombra de la croce by Barri; 7.º
L’ingenue gavotte by L’Arditti, quintet arranged by Luis Vicente Arche; and 8.º El Payo de la carta, a funny
sainete by Ramón de la Cruz (El Comercio, 12 August 1879).
Regulation of Musical Practice: Organisational Structures
The membership of these associations came from all segments of the colonial population, with the
preponderance of the cultural elite, which was made up of musicians and aficionados from the upper and middle
classes. Naturally, this circle was small and it was foreseeable that members of one association could take part
in other organisations, providing a web of institutionalised consortia of cultural agents and players, linked to
the larger socio-political and economic forces in the network of cultural production. The associations served as
venues for expanding social networks, both for the aficionados and musicians. Among the prominent artists and
aficionados who became the prime movers of music associations include Francisco Roxas, Manuel Garrido,
Pedro Gruet, Carlos Saco del Valle, Marcelo Adonay, Blas Echegoyen, Manuel Walls, Oscar Camps, Fr.
Cipriano Gonzales, Ignacio Massaguer, Ramon Valdes, Bonifacio Arevalo, Antonio Garcia, and Bonifacio
Abdon. They sat as founding board members or music directors of these musical associations. A few of these
were also inclined to the political persuasions of the time, particularly towards the growing anti-colonial
nationalism that would culminate in the 1896 revolution. Francisco Roxas and Bonifacio Arevalo were two of
the prominent wealthy aficionados who served as officers of La Liga Filipina2, a propaganda movement
primarily composed of ilustrados and members of the upper and middle class, founded by José Rizal in 1892
(Manuel, 1955, pp. 61-64; 1970, pp. 204-205).
The membership of Liceo Artístico-Literario was composed of recognised artists and writers, “which
included the men of greatest culture in the country” (Retana, 1910, p. 149). They were individuals who were
distinguished as being “a musician, or a man of letters, or a fan of the dramatist, or a connoisseur of any of the
fine arts” (p. 151). Thus, the composition of the association was made up of both the producers and consumers
of artistic and literary arts, primarily from the insulares and the ilustrados of late nineteenth-century Philippines.
Their number was “quite considerable and not everyone [was] given the chance to participate in the pleasant
meetings in which they share[d] the task of instructing and delighting the participants with the immortal works
of the great musicians, writers, and artists” (p. 150). The Liceo Artístico-Literario hosted competitions that
encouraged the creation of a variety of artistic works—musical compositions, poetry, plays, and other literary
writings—from the resident artists of the colony. According to Retana (1910), the association’s
main men were Spanish, [but it exercised] a marked inclination towards the Filipinos; so marked that they
exclusively celebrate[d] competitions in which [locally domiciled artists like] Icaza, Romasanta, Aristegui,
Rosario y Sales, the Aguirres, Rizal, etc. were awarded, sometimes in opposition to the peninsula’s. It is also
worth noting that it did not have the support of religious corporations, not even Dominicans, who, because they
were in charge of higher education, should have highlighted their most sapient individuals … (p. 153).
In contrast to the association which was composed mostly of colonial aristocrats, and ilustrados and
aficionados from the burgeoning middle class, the second type of association is composed exclusively of
musicians, both amateur and professional, from the middle and lower classes whose primary intent in
converging was the regulation and professionalisation of their labour. The Sociedad Concierto Unión Artístico
Musical was established more as a guild to answer “the demand for professional musicians in commercial
entertainment in Manila” (Yamomo, 2017, p. 61).
The regulation of the Unión was patterned after the Sociedad de conciertos in Madrid and it was
envisioned to help initiate noticeable advancement in Filipino music (El Comercio, 13 June 1885). The
orchestra was to be composed of 100 profesores (musicians) and was to hold regular concerts in the months of
November, December, and January annually (El Comercio, 13 June 1885). This huge group of musicians was
expected to answer the demand for orchestral needs or any act or event that required the assistance of orchestras
as it was part of the association’s objectives to discourage the proliferation of small orchestras in Manila whose
music making was extremely limited from a musical point of view (El Comercio, 13 June 1885). The artistic
director was entitled to six times the salary of the 1st class musicians, thus receiving 18 pesos monthly (Articulo
16). Each musician, upon acceptance to the association was required to pay five pesos as entrance fee, and
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subsequently paying four reales fuertes (Spanish monetary system) monthly contribution (Articulo 18). It is to
be noted that the musicians were not employed full time by the union. It was a common practice for musicians
to be members of different orchestras and bands (Bañas, 1924, p. 14).
The members of the union were required to execute their individual parts in the music production which
made them productive workers. As mentioned earlier, they were the image of programmed labour in society
where each of them produced only a part of the whole (Attali, 1985, p. 66). The union’s Reglamento tediously
defined the organisation of the group with an elected board that acted as the brain and leader of the musicians
(Articulo 25-34). It also provided a scheduled annual concert season where the society’s funds were projected
to come from, and the manner of handling the funds (Articulo 35-42). The normalisation process mentioned
earlier is evident in the articles of Capitulo IX – disposiciones generales (general dispositions) discussing the
ethics, proper decorum, and the corresponding penalties for failure to abide by the union’s regulations.
As one among many musical organisations, the Unión Artístico-Musical indicates the configuration of
musical and artistic groups that parallels the machineries of the bigger economic structures in the society. Aimed
at specific objectives such as the improvement of the moral and material situations of music teachers and
orchestras, and the general progress and development of the arts that existed in Manila in the late nineteenth
century (Articulo 1), the union was actually empowering Filipino musicians who were given control of their
own labour and means of production. The capitalist aim of the union was probably the accumulation of more
social funds through successful income-generating concerts, tying the many activities of the association with
the middle class’ growing need for affirmation of their emerging power position in late nineteenth century
Manila’s economic and social formation.
Similarly, the Sociedad Musical Filipina de Santa Cecilia classified its members as: De Numero,
Auxiliares, Protectores, Corresponsales, and Honourarios (Articulo 6-18). De numero are music teachers,
musical writers and amateurs who, without practicing the profession, cultivate the art and are in the position of
being able to lend to society their musical cooperation, paying a monthly contribution of $0.75. Auxiliares are
those who live from the exercise of musical art, lack the resources to contribute to the ends of society in another
way than with their artistic cooperation, remunerated as those who are not considered as learned. In addition to
gratuitous assistance to the acts of the society, they will participate in the compensation that divides the same
between them and of the aid and relief benefits, but they will not be able to exert any charge in the governing
and section boards nor in the commissions. Protectores are lovers of music who do not lend their artistic skill
to the society and wish, nevertheless to be part of it, and are required to contribute One Peso monthly.
Corresponsales are music teachers and musical writers who reside outside Manila or the archipelago and whose
name lends honour to the association, from whom some annual work are requested. Honourarios are those who
are considered great geniuses, composers or musical literati, both national and foreign, who are said to accept
the respectful tribute of admiration that society offers them by means of his appointment.
New Market and the Commodification of Musical Labour
Prior to the formation of musical associations, Spain’s legacy in musical transmission—the Catholic Church
and the Spanish Military Regiments—had already established before the late nineteenth century a patronage
system that was centred on music’s ritual functions in solemnising church occasions, celebrating religious
festivals, carrying out official military band functions, and thus reiterating the ceremonial character of music in
a colonial society. Before the advent of capitalism in the colony, musicians worked mainly for the Church—
employed as cantores or organists, and the Spanish military—appointed as band members. These positions
were competitive in nature and the Church or the military employed those who successfully passed the rigorous
process of musical examinations. Musicians who were able to rise in the structural hierarchy of these formal
institutions were able to elevate their social status through being assigned as maestro de capilla of a church or
as bandmaster of any of the seven regimental bands.3 These bands also served unofficial civic functions by
performing at weekly concerts in town plazas—the most popular of which were the two adjacent parks of
Luneta and Malecon in Manila, as well as providing music to the balls and dances of Manila’s elite.4 Perhaps
the most visible civic function of bands and orchestras was playing for the fiesta celebrations of each
Christianised town of the colony. Fiestas were considered as the socio-cultural high points of the year—helping
legitimise and glorify the Spanish colonial (religious) presence in the Islands—and they were celebrated with
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much pomp highlighted by awe-inspiring spectacles featuring entertainment music from the popular theatre and
zarzuela artists, parades, banquets, fireworks, cockfights, fairs, sporting competitions, trade displays, and many
more (Wendt, 1998, p. 5). The ubiquity of music performances from the bands and orchestras displays the
simultaneity of their functions, fulfilling both the Church and military-patronised ritual music-making and the
bourgeoning publicly-patronised entertainment ‘concert’ music. This crossing-over from one function to
another shows how musicians manoeuvred from different patronage systems, adopting to the demands of the
new capitalist market.
In both colonial institutions, musical labour was recognised and remunerated, albeit differently. The
Church exempted its musicians from paying tribute, afforded them freedom of movement and subsidised travel,
paid an annual rice subsidy, gave them access to expensive musical commodities and technology, and provided
opportunities for them to mingle with ecclesiastical authorities (Irving, 2011, pp. 119-121). The military, on the
other hand, applied a standardised salary scheme for its band members, providing “the first professional music
employment for the lowest class in the colonial society” (Yamomo, 2017, p. 68). Musicians were accorded a
certain status by the colonial population because one needed to possess a high level of musical aptitude—a
cultural capital—and must have passed a rigid competition in order to be employed by the Church or the Spanish
regiments. In addition, musicians employed in the late nineteenth century kept an elevated social position that
occupied the same rank as lawyers and doctors, and enjoyed patronage from the two major colonial institutions.
As such, indigena musicians who derived their principal income—in money and other remuneration forms—
from their employment with these two institutions, who at the same time experienced significant changes in
their social positions may be regarded more as ‘specialists’ (Brown, 2007, pp. 3-4).
When the effects of capitalism were beginning to be felt by the general colonial population in the late
nineteenth century, a new mode of musical production ensued which veered away from the sacrificial function
of music in the old, feudal Catholic Church. The Catholic Church hierarchy in the Islands was known for
enforcing a repressive governance led by a central state bureaucracy that demanded forced labour without
remuneration among the indigenas (Jackson, 2016, p. 131). Capitalism also diminished the representation of
the undisputed pre-eminence of the Spanish colonial government through the military as new alternative
musical productions became available. There was a transition from music that was heard in churches and public
promenades which were financed by these institutions, into music that was heard by people who paid admission
charges, in the form of money, to theatres and status-balancing private-made-public salons of the rich.
A look at the regulations of the Sociedad Concierto Unión Artístico Musical reveals how its members
were remunerated for musical services rendered. Excluding the conductor, of its roster of 99 musicians, 15 were
classified as first class musicians who received a monthly share in the society utilities of three pesos each, 30
as second class who received two pesos and a half, another 30 as third class who received two pesos, and 24 as
4th class who received one peso and a half (Articulo 15). The top position of the orchestra was the artistic
director who was in charge of the preparation of the program and was remunerated with sixfold the amount
received by first class musicians—eighteen pesos (Articulo 18).
Acceleration of Modernity: Protecting Musicians’ Welfare and Compadrazgo Relations
A few of these associations maintained secondary objectives such as Sociedad Musical Filipino de Santa
Cecilia which focused on the improvement of the welfare of its partners, with special emphasis on those who
needed financial help. In Article 3 of the statutes, a relief fund gathered through voluntary donations was to be
instituted which composed 12% of all income and to be used to improve the financial status of some members
of the association. This specific regulation exhibits the association’s multi-class membership and the intention
to improve the financial position of members belonging to the lower social class. The association acted as an
agent for social improvement through the provision of funds generated from donations and other sources of
revenues to allow them to increase social mobility through an improved economic position, and emphasising
mutual personal cooperation and social relations among its members.
Within the Sociedad, the upper class padrinos (and madrinas) were accorded a considerable “degree
of social legitimacy” (Mojares, 1985, p. 97). Outside of the Sociedad, they were acknowledged as the
association’s leaders who represented it in business transactions and other negotiations that forged social
relations with other players in the network of Manila’s expanding capitalist society. This even extended to
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132
transactions outside of the colonial capital as demand for Manila musicians brought “band-masters, and later
managers [of overseas bands], . . . to Manila and coordinated their recruitment of musicians with referrals
through . . . music societies such as the Sociedad Musical Filipina de Santa Cecilia, through which musicians
in the Sta. Cecilia Band in Singapore were enlisted” (Yamomo, 2017, p. 29).
Sociedad Musical Filipina de Santa Cecilia represents an almost utopian version of capitalism where
the dominant wealthy class reproduces capital through the production and distribution of music in its various
commoditised forms, remunerating musical labour in a structured manner and generating as much profit as
possible in order to operate more lucratively, and maintain a benefit fund which addresses the economic welfare
of its disadvantaged members. This is not a common scenario in a capitalist society because by the very nature
of the capitalist economic system, the gap between the rich and poor tends to widen as those who own capital
have more means and opportunities for its reproduction while those who have none naturally are not able to
reproduce, except to earn wages from their labour. Bayly (2004) asserts that
the vast disparities in world living standards which were apparent by the end of the nineteenth century may have
been more about external regimes of money and military power than about relative technical progress. The
industrial life-style was as much about the desire of the wealthy to control the poor as about economic efficiency
in its own right (p. 183).
The desire to control opens up “the possibility of exploitation and the diverse class structures that might support
it, where the ones who produce a surplus do not appropriate it” (Irizarry, 2013, p. 42). The poor have no
ownership of the means of production, thus “they have to sell their labour power in exchange for a wage to be
able to eventually acquire their means of subsistence” (p. 12). On the other hand, Murthy posits through her
elaboration of Chakrabarty’s concept of History 2, the utopian goal of advanced capitalism is for workers to no
longer need to labour extensively to produce wealth, albeit the challenge lies in the creation of a society in
which wage is not the dominant economic force for existence (Murthy, 2015, p. 151).
The leadership of Sociedad Musical Filipina de Santa Cecilia was made up of private wealthy patrons
who forged relations with others in the field of music production. The Board of Directors managed a mixed-
class cultural organisation that helped indigena musicians coming from impoverished economic background.
These private individual patrons “afford[ed] to be the models of enlightened generosity” (Becker, 2008, p.104).
They were mostly protectores who funded the formation of the society in order to have easier access to and
control over musical productions, particularly those that required the costly services of an orchestra or a band.
Reiterating what Becker has stated, such costs
are so great no one patron can cover them . . . Patrons of these major cultural enterprises give enough to maintain
a continuous flow of performances and the preparation of new productions. They get no collectable objects to
display as evidence of their taste and seriousness, but their names appear in programs, and they sometimes get
credit for financing a new production . . . and thus receive a certain amount of status honour (p. 104).
The protectores thus, gave indigena musicians from the lower class the access to the exclusive field of
elite music making. These patrons made it possible for the relations of production to expand, bridging the gap
among classes and allowing for a more dynamic society in which social mobility was the outcome.
As a form of exchange, the indigena musicians, using their acquired technical facility, were paid for
their labour that got embodied in musical performances enjoyed by many. These became in turn sources of
status and honour among those who supported the arts. From their end, they created opportunities for the
wealthy aficionados to assert their already attained cultural position by promoting the simulacra of social
ordering, programmed labour, harmonic economy, and the essential figure of power through the orchestra that
they funded (Attali, 1985, pp. 65-66).
Sociedad Musical Filipina de Santa Cecilia was the lone musical association included in this larger
social field. Although seemingly secure, the Sociedad Musical de Santa Cecilia provided a small fissure in the
demarcations between social classes because through the very nature of a wide-ranged class membership of the
association, the predominantly upper class directors opened the space within the organisation that allowed for
the mobile movement of its subsidised auxiliary members who were mostly indigena musicians, giving them a
glimpse of high society relations, interests, and way of life. In a way, they were acting as the indigena musicians’
Arwin Q. Tan
133
padrino, a social capital, in the vertical reciprocal fictive kinship links that are inscribed in Christian
interpersonal compadrazgo relations (Mojares, 1985, pp. 96-97). The vertical aspect of this social relation is
two way. It helped the indigena musicians, as clients, to be socially integrated in the association, but their
patrons depended on them as well for the Sociedad’s functions.
A strong motivation for the upper class socios de numero and protectores why they endeavoured to
bridge the gap between the classes in their association could have been the benefit they derived from the services
offered by their ‘dependents,’ and the probable acknowledgement of a moral obligation stemming from the
compadrazgo system endorsed by the Catholic Church. As patrons, it was necessary to invest in the creation of
“goodwill among followers and dependents for the purpose of assuring cooperation and subservience”
(Mojares, 1985, p. 99). Mojares adds that “moral notions increasingly become prominent as a motive force . . .
[that translate into tradition, which may be] created out of an interplay of self-interested acts and choices, but it
is in the end held together and sustained by shared notions of a common moral order” (p. 100).
Conclusion
Patronage of music in Manila in the late nineteenth and early twentieth centuries represented the simultaneous
presences of continuing feudal and new capitalist systems of remunerating musical labour and managing music
productions. While the new dominant economic system focused on the commodification of music, its complex
machinations benefited mostly the aficionados, impresarios, and other music practitioners from the upper
echelons of the colonial society. In short, only those who have been educated on the limitless advantages of
effective business management and entrepreneurship grasped the essence of converting music productions into
a huge source of the most potent tool of capitalist exchange system—money. This important resource oiled the
various machineries of the musical mode of production including the complex web of the relations of production
as they mastered the new forces of production in the modernising colonial capital.
Most of the indigena musicians, however, were only beginning to accumulate cultural capital upon the
onset of capitalism in the colony. This limited their capacity to reproduce their acquired capital because they
lacked the monetary inducement necessary to multiply production. Thus, a need to organise themselves together
to pool their meagre financial resources became an imperative action, forming musical associations to lend
strength towards the realisation of their goals and to have a stronger representative voice that can compete with
the established institutions already at work in the capitalist society. Propitiously, the upper and the bourgeoning
middle classes of the colonial capital needed social symbols and actual representations of their new status and
acquired taste that marked their possession of cultural capital. The closest symbol that encompassed everything
they wished to project was found in the orchestra (and the band), with all its representation of social ordering,
division of labour, and the image of power in the character of the conductor. Since it was too costly to finance
an orchestra, the wealthy members of the upper and upper middle classes of Manila formed musical associations
in order to have easy access to an orchestra. A few of these founded by aficionados provided all the possible
privileges—the most basic of which was exemption in paying the normal monthly fee—to orchestral musicians
in order to lure the indigena musicians to join their associations, thus, establishing compadrazgo relations that
emphasised the paternalistic patron-client connection. In most cases, this compadrazgo relation functioned
vertically where patrons assumed the traditional master position and the musicians became their dependents,
particularly in the practice of their art.
More than these associations’ recognised aims upon their foundation, they provided institutionalised
avenues for musicians and aficionados to establish social networks that allowed them more possibilities for
mobility in the colonial system. Through joining different organisations, these cultural agents expanded the
workings of socio-political and economic forces during the Spanish and American colonial periods.
Memberships in these associations became symbols of prestige, the security of which were supported by the
strength of institutionalisation, and allowed the Filipino musicians to involve themselves in various relations of
cultural production.
Endnotes
Malaysian Journal of Music Vol. 8 (122-135)
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134
1 The Philippine revolution began with concerns to bring liberal and progressive reforms to the Islands, which later turned
into a complicated struggle for the emancipation from Spanish colonial grip. This was aggravated by the 1872 execution
of the three martyr priests—Mariano Gomez, José Burgos, and Jacinto Zamora—and the worsening denigration of the
Filipino race by the Spaniards (Schumacher, 1981, p. 36).
2 La Liga Filipina was among the three propaganda movement organisations, the two others were the Cuerpo and the
Katipunan, that advanced nationalist objectives in the late nineteenth. It was founded by José Rizal and inaugurated on 3
July 1892. The Liga represented the aristocrats of Philippine colonial society, which explains the involvement of many of
the wealthy musical patrons of the period.
3 The known regiments stationed in the islands were Regiment Nos. 5, 7, 8, 71, 72, 73 and 74 (Rubio, 1959, p.12). These
bands were routinely assigned to Manila, Cavite, Cebu, Cotabato, Iligan, Jolo, and Zamboanga (Tan, 2014, p. 66).
4 William Summers’ digital collection of nineteenth century Manila newspapers covers more than twenty years of archival
work, and this extensive research will appear in a forthcoming publication entitled Repairing the fractured mirror: A
chronicle and source book devoted to the performing arts in Manila, 1848-1898.
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Biography
Arwin Q. Tan is assistant professor of Musicology at the University of the Philippines College of Music in Diliman,
Quezon City. He is the editor of ‘Saysay Himig: A sourcebook on Philippine music history, 1880-1941’, and curator of its
accompanying 3-CD recordings ‘Saysay Himig: An anthology of transcultural Filipino music, 1880-1941’. He was
consultant and contributor to the second edition of the ‘Music Volume (VII)’ of the ‘Cultural Center of the Philippines
Encyclopedia of Philippine Arts.’ He has written articles and reviews for the ‘Humanities Diliman’, ‘Musika
Jornal’,‘Saliksik e-Journal’, ‘Perspectives in the Arts and Humanities’ and ‘Asian Studies’. Tan also performs as conductor
of the four-time‚ Ani ng Dangal awardee, Novo Concertante Manila, currently ranked 3rd in the top 1000 mixed choirs of
the world by ‘Interkultur’, Germany. He has been accorded the ‘International Publication Award’ in 2015 by the University
of the Philippines (UP), the UP Artist I Award for the period 2013-2015, and UP Artist II Award for the period 2016-2018.
|
Malaysian Journal of Music Vol. 8 (2019) | . | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/163 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/3304 | Editorial | The Malaysian Music Journal, Volume 8, is composed of eight articles involving issues in ethnomusicology, musicology, music education and music therapy. These articles present the research of authors from various academic backgrounds and places including Hong Kong, Philippines, Thailand, Indonesia, United States, Italy and Malaysia. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/3304/2272 | [
"Clare Suet Ching Chan has a PhD in Music (Ethnomusicology) from the University of Hawai`i at Manoa (2010); Master of Arts (Ethnomusicology)(2002) and Bachelor of Arts (Music)(1998) from Universiti Sains Malaysia, Penang. She holds ABRSM and Trinity College of London graded examination certificates on piano, violin and voice. Clare was the Deputy Dean of Research and Graduate Studies at the Faculty of Music and Performing Arts in Universiti Pendidikan Sultan Idris (UPSI) from 2011-2017. She is now an associate professor and the Chief Editor of the Scopus and Web of Science indexed Malaysian Journal of Music. She is also the Southeast Asian Musical Traditions theme chair of SEADOM and the International Council of Traditional Music (ICTM) national liaison officer. Her research interests include issues of heritage, education, nationalism, tourism, postmodernism and digitalisation in music. She has won several innovative education awards and published on Chinese and indigenous Orang Asli music."
] |
MALAYSIAN
JOURNAL OF MUSIC
Volume 8
2019
ISSN 2600-9366
e-ISSN 2600-9331
Penerbit Universiti Pendidikan Sultan Idris
Tanjong Malim, Perak
2019
ii
iii
MALAYSIAN
JOURNAL OF MUSIC
Volume 8, 2019
Editorial
Clare Suet Ching Chan
v
Klong yao and the Performance of Minority Identity in the Siamese
Community of Perlis, Malaysia
Chayuti Tassanawongwara, Hanafi Hussin
1
Investigating Nineteenth-Century Transcriptions through History of Opera
and Music Publishing: Mauro Giuliani’s Sources for Two Themes in Le
Rossiniane No. 2, Op. 120, and No. 3, Op. 121
Francesco Teopini Terzetti Casagrande
19
Exploring the Role of the Music Teacher from the Perspectives of Parents
and Teachers in West Malaysia
Kathryn Ang, Clorinda Panebianco, Albi Odendaal
52
The Instrument as Instrumental: Pgaz k’Nyau Bamboo Musicking and
Karen Eco-Friendliness
Suwichan "Chi" Phattanaphraiwan, Benjamin Stuart Fairfield
68
The Effects of Parent-Child Interactive Music Therapy on Sentence
Verbalisation in a Child with Autism Spectrum Disorder: A Case Study
Charoenphol Chanyanit, Natee Chiengchana, Nion Tayrattanachai
86
Educational Partnerships towards Long-Term Music Education Projects in
Thailand.
Nicha Chansitthichok, Anak Charanyananda, Narongchai Pidokrajt
96
Transmission of Kêlèntangan Music among the Dayak Bênuaq of East
Kalimantan in Indonesia
Eli Irawati
108
iv
Patronage and Capitalism in the Musical Associations of Late Nineteenth-
Century Colonial Manila
Arwin Q. Tan
122
v
Editorial
Cite this editorial (APA): Chan, C.S.C. (2019). Editorial. Malaysian Journal of
Music Journal, 8, v-vi.
The Malaysian Music Journal, Volume 8, is composed of eight articles involving
issues in ethnomusicology, musicology, music education and music therapy. These
articles present the research of authors from various academic backgrounds and
places including Hong Kong, Philippines, Thailand, Indonesia, United States, Italy
and Malaysia.
Tassanawongwara and Hussin in ‘Klong yao and the performance of
minority identity in the Siamese community of Perlis, Malaysia’ examine how
klong yao musicians of the Siamese communities in Perlis, a northern state in
peninsula Malaysia, adopted a Central Thai musical identity to represent their
community during performance events. This choice may allude to a desire to
present difference through an assertion of ancestral heritage or a rejection of
assimilation into local culture.
Teopini Terzetti Casagrande highlights how composers utilised the themes
from the original musical transcriptions made available during the nineteenth
century into their own compositions. These composers infused their personal
emotions, taste and aesthetics from the original themes into their new compositions.
In the article, ‘Investigating nineteenth-century transcriptions through history of
opera and music publishing: Mauro Giuliani’s sources for two themes in Le
Rossiniane No. 2, Op. 120, and No. 3, Op. 121’, Teopini Terzetti Casagrande
explores the possible sources for two opera themes transcribed in these works.
In ‘Exploring the role of the music teacher from the perspectives of parents
and teachers in West Malaysia’, Ang, Panebianco and Odendaal draw on role theory
to discuss the function of the teacher based on the expectations of both parents
and music teachers in group music classes for pre-school children, in the Klang
Valley, Kuala Lumpur, Malaysia. This article highlights important cultural
nuances and expectations music teachers face in a country with various
ethnicities and consequently with differing
cultural
values.
This
research
demonstrates that parents have high expectations of a music educator, in part due to
the financial transaction involved. On the other hand, music educators sometimes
view parents as having unrealistic expectations of their children’s performance
driven by their desire for self-promotion though the achievements of their children.
In an era where central Thai culture continues to dominate minority cultural
knowledge and practices in Thailand, Phatthanaphraiwan and Fairfield exemplify
how collective knowledge of indigenous sustainability and value for the natural
environment is embodied in the music produced by the bamboo instruments of the
Pgaz k’Nyau (Sgaw Karen). According to the Pgaz k’Nyau, musical instruments are
not merely tools to produce music; they ‘make society and culture’. Stories of their
origins are intertwined with encounters with animals and plants, which influence the
vi
material and sonic construction of the instrument. Music produced from bamboo
musical instruments of the Pgaz k’Nyau remind, educate and ingrain their belief
systems that value a reciprocal relationship between humans and nature.
In a preliminary single case study, Charoenphol, Chiengchana and
Tayrattanachai in ‘The effects of parent-child interactive music therapy on sentence
verbalisation in a child with autism spectrum disorder: A case study’ examined how
the involvement of parents in parent-child therapy programmes for children with
autism spectrum disorder (ASD) helped to improve the child’s verbalisation skills.
This study finds that the physical interaction between parent and child evoked a
comforting emotion that enhanced the child’s motivation and achievement in
verbalising specific words.
Chansitthichok, Charanyananda and Pidokrajt conducted qualitative
research to examine the important components that contributed to the development
of successful educational partnerships in Thailand. Their article, ‘Education
partnerships toward long term music education projects in Thailand’ establishes that
the active participation of students, parents, music teachers, school principal, music
supervisors, music educators and community leaders are important contributions to
effective long term music education projects. The characteristics of two successful
education partnerships were also highlighted in this study.
Irawati engages us with the intricate processes that occur during the
transmission of kêlèntangan music, performed for the Dayak Bênuaq rituals of East
Kalimantan in Indonesia. In ‘Transmission of kêlèntangan music among the Dayak
Bênuaq of East Kalimantan in Indonesia’ Irawati argues that learning the music of
the kêlèntangan through oral tradition is not just about learning and memorising the
traditional musical repertoire but also involves a holistic process that encompasses
the embodying of cultural knowledge, behaviour and movement. Thus, music
transmission of the kêlèntangan involves auditory, visual and kinesthetic aspects.
In ‘Patronage and capitalism in the musical associations of late nineteenth-
century colonial Manila’, Tan argues that the dynamic interaction between the
culturally supportive elite and middle class patrons and sponsors of musical
productions perpetuated the feudalistic and new emerging capitalistic system of
managing musical productions in nineteenth-century Manila. Tan examines the
organisation system of three musical associations to support this argument – Liceo
Cientifico Artistico Literario, Sociedad de Conciertos Unión Artístico-Musical and
Sociedad Musical Filipina de Santa Cecilia. These musical associations provided a
platform for indigena (island-born native) musicians to promote, circulate and
benefit monetarily. They also facilitated indigena musicians to rise to the limelight
with their musical productions and competency.
Clare Suet Ching Chan
Chief Editor
Malaysian Journal of Music
|
Malaysian Journal of Music Vol. 7 (2018) | holistic music educational approach, young children, communication development, Soundbeam, trigger modes | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/140 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/835 | Exploring Young Children’s Communication Development through the Soundbeam Trigger Modes in the ‘Holistic Music Educational Approach for Young Children’ Programme | The Holistic Music Educational Approach for Young Children (HMEAYC) is a professional method that aims to provide a music curriculum for children in both mainstream and special education settings. The purpose of this research was to examine the effectiveness of the HMEAYC in communication development through the use of the Soundbeam trigger modes in young children from the mainstream and with special needs. The participants were divided into two groups, and they were aged between 41 and 55 months. All the children received the same number of hours of music instruction per week incorporating the ‘Soundbeam technology’ adapted from the HMEAYC method. The duration was 32 weeks with a 40-minute instructional session once a week. The results and findings showed that both of the groups increased their participation in the musical activities and improved their communication ability by the end of the study. The findings suggest the HMEAYC curriculum framework is beneficial for making connections between music activities and comprehension processes in communication. The results showed that in the autism spectrum disorder children and young children, the manipulation behaviours are both related to single operation through the Soundbeam trigger modes in the HMEAYC. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/835/571 | [] | Liza Lee & Han-Ju Ho
1
Exploring Young Children’s Communication Development
through the Soundbeam Trigger Modes in the ‘Holistic Music
Educational Approach for Young Children’ Programme
Liza Lee
Early Childhood Development and Education, Chaoyang University of Technology, Taiwan
e-mail: [email protected]
Han-Ju Ho
Counseling and Educational Psychology, National Taiwan Normal University, Taiwan
e-mail: [email protected]
Published online: 30 June 2018
Cite this article (APA): Lee, L., & Ho, H. J. (2018). Exploring Young Children’s
Communication Development through the Soundbeam Trigger Modes in the ‘Holistic Music
Educational Approach for Young Children’ Programme. Malaysian Journal of Music, 7, 1-
19.
Abstract
The Holistic Music Educational Approach for Young Children (HMEAYC) is a professional
method that aims to provide a music curriculum for children in both mainstream and special
education settings. The purpose of this research was to examine the effectiveness of the
HMEAYC in communication development through the use of the Soundbeam trigger modes
in young children from the mainstream and with special needs. The participants were
divided into two groups, and they were aged between 41 and 55 months. All the children
received the same number of hours of music instruction per week incorporating the
‘Soundbeam technology’ adapted from the HMEAYC method. The duration was 32 weeks
with a 40-minute instructional session once a week. The results and findings showed that
both of the groups increased their participation in the musical activities and improved their
communication ability by the end of the study. The findings suggest the HMEAYC
curriculum framework is beneficial for making connections between music activities and
comprehension processes in communication. The results showed that in the autism spectrum
disorder children and young children, the manipulation behaviours are both related to single
operation through the Soundbeam trigger modes in the HMEAYC.
Keywords: holistic music educational approach, young children, communication
development, Soundbeam, trigger modes
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Introduction
‘Holistic development’ is an educational goal that seeks to address a child’s spiritual,
physical, relational, intellectual, and linguistic abilities to simultaneously set them
on a positive learning path in early childhood. There is evidence that musical
activities assist with early language development and emotional well-being and that
the benefits of music can contribute to the development of children (Moore, 2013;
Murray, 2005; Schon, Boyer, Moreno, Besson, Peretz, & Kolinsky, 2008).
Therefore, musical activities should create communication opportunities to engage
with young children. In this aspect, singing, rhymes, musical games, and playing
instruments are efficient ways to communicate with young children. Music can be
utilised to cue the rate (e.g., faster or slower), manner (e.g., even or syncopated
patterns for walking vs. skipping) or direction (e.g., moving to one location) of
physical movement to enhance children’s motor development (Gfeller & Darrow,
2008). Music participation has a positive effect on the personal and social
development of young children (Hallam, 2010). Effective musical communication
requires the conveyance of the intended message in a manner perceptible to the
receiver (Whipple, Gfeller, Driscoll, Oleson, & McGregor, 2015).
The Holistic Music Educational Approach for Young Children (HMEAYC)
is an activity designed for young children and children with special needs that
integrates music education and music therapy. The lessons of therapy are designed
according to the development of the children's physical and mental needs. Music, as
a medium for children to learn, is used as an ‘education principle’ and is expected to
achieve the purpose of integrating ‘education and treatment’. Teaching teams design
a variety of music activities to enhance the effectiveness of special learning in
young children by implementing courses in music (Lee, 2016). The HMEAYC is a
model that has combined theory, hands-on practice and experience for more than 20
years. It is an innovative music educational model that fuses contemporary science
and technology, multi-sensory equipment and traditional instruments with creative
music (Lee, 2008, 2012). The HMEAYC uses music as a medium to enhance the
interconnectedness of the mind, body and spirit from a young age. HMEAYC
educators may plan or assess ability development with a focus on a particular
outcome or component of learning because they see children’s education as
interconnected.
Soundbeam technology uses a motion sensor to enable patients with special
needs to express sounds or music through their limbs, helping to improve both their
gestural control and full body motions (Swingler, 1994, 1998; Swingler &
Brockhouse, 2009; Jacoby, 2013). Foreign countries have been developing this
technology for more than 20 years. In 2007, Taiwan imported the first set of
instruments from the United Kingdom. Although it has been in usage for nearly 10
years, it is still a novel technology that has been designed primarily for use within
special needs education and/or therapeutic settings. Relevant empirical studies have
found that Soundbeam usage for the rehabilitative therapy of children with
disabilities has a highly significant result for disabled children (Ellis & Leeuwen,
2000; Ellis, 2004). Practical research in Taiwan has found that the integration of
Liza Lee & Han-Ju Ho
3
designed activities into scientific instruments can enhance the learning motivation of
both mainstream and special needs children (Lee, 2011b; Lee & Lin, 2013).
The primary purpose of this study is to examine the effectiveness of
HMEAYC, a framework that uses music activities to facilitate communication. As
such, the specific research questions asked are as follows: 1) Can the HMEAYC
improve comprehension in the communication skill development of mainstream
children? 2) Can researchers learn more about the communication needs of young
children through the trigger mode of the Soundbeam in the HMEAYC? This study
will provide recommendations based on its findings.
Literature Review
HMEAYC is attuned to each child’s individual personal programme and assesses
learning by synergising and integrating opportunities for learning. Liza Lee at
Chaoyang University of Technology, Taiwan, who has been implementing and
promoting the HMEAYC for 16 years, has found it to be an effective educational
programme for young children (Lee, 2011a, 2015; Lee & Lin, 2013; You & Lee,
2016). In 2016, Lee shares HMEAYC results in the conference paper entitled ‘An
Empirical Study of Holistic Music Educational Approach for Young Children on
Communication Development’. HMEAYC is an activity designed for young
children and children with special needs via an integrated curriculum that translates
theories into hands-on practices, integrating music education and therapy into one
(Lee, 2016). Research has found that children's language and body movements
increased (Lee, 2016; Lee & Lin, 2015), and found that children with special needs
had improved language, attention and body movements when an HMEAYC
curriculum framework was used to enhance the development of these abilities (Lee,
2015; Lee & Ho, 2017; Lee & Li, 2016; Lee & Lin, 2013; Lee & McCord, 2012).
The HMEAYC involves the principle of repetition in the curriculum design
and is expected to achieve its objectives through various arrangements and tempo
changes to the same songs and rhymes. It enhances children’s abilities through the
principle of repetitive learning. There is no fixed formula for the children’s music
education curriculum, but adjustments are possible because all teaching activities
are beneficial to children’s holistic development. The curriculum includes a hello
song, an attendance song, musical games, musical storytelling, musical movement,
relaxation time and a goodbye song (Lee, 2016). The following illustrates the
curriculum design. Each activity has specific purposes: the hello and goodbye songs
are designed to improve children's sense of order (beginning and end of the
curriculum) and provide a preview and review of the teaching objectives; the
attendance song improves self-awareness and social interactions with the instructor
and peers; relaxation time helps children attain calmness before the class ends.
These all occur at fixed times during the class. Other teaching activities, such as
musical games, musical storytelling and musical movement, may be expanded or
reduced (Lee, 2012, 2015, 2016). The HMEAYC enhances the learning experience
on four dimensions:
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1) Children: Since the HMEAYC can be applied to all children, including those with
special needs, it is a conventional and inclusive education curriculum;
2) Field: the HMEAYC incorporates interactive activities from all fields of study
since it is a multi-dimensional, multi-layered method of special music education;
3) Faculty: teachers from various fields of study who acknowledge the intrinsic and
inborn nature of music are brought together to achieve a better result of music
education. Furthermore, parents are also thought of as inherent music teachers for
their children;
4) Methodology: the fully assimilated and the wholly integrated conventional
education models provide the means to incorporate modern technology and improve
education. By using diversified teaching methods, this technique can inspire
children’s explorative motivations, thereby taking advantage of their talents and
aptitudes.
Effects on young children’s communication development
In a heterogeneous classroom setting, different learners may differ in their
judgement of the HMEAYC’s musical activities. These activities can foster open
discussion, encouragement, tolerance, open-mindedness, and diversity. Outcomes
vary depending on students’ needs as those with different types of communication
disorders may be decode music differently (Whipple et al., 2015). Findings have
shown that those with music familiarity exhibit musical expertise and phonological
awareness. This also illustrates that music has an influence on language abilities,
particularly music resources, tone hierarchy cognition, and perception (Besson,
Schon, Moreno, Santos, & Magne, 2007; Tillmann, 2014). Therefore, the processing
functions of music and language have a close relationship (Bhatara, Yeung, &
Nazzi, 2015). Music and speech have many aspects in common since linguistic and
musical syntactic integration rely on musical harmonic processing to activate
anterior language areas (Patel, 2003; Perrachione, Fedorenko, Vinke, Gibson, &
Dilley, 2013). Music has a myriad of functions, such as helping children with
special needs gain the ability to communicate (Hargreaves, MacDonald, & Miell,
2005; Lee, 2012; Lee & Lin, 2013), strengthen their attention span or trigger a
physical response (Luo, Guo, Lai, Liao, Liu, Kendrick, Yao & Li., 2012).
Some studies have suggested that communication and movement may be
conveyed to children with Autism Spectrum Disorder (ASD) through musical
interactions (Adamek & Darrow, 2005; Adamek, Thaut, & Funnan, 2008; Lee &
McCord, 2012; O’Riordan & Passetti, 2006; Whipple et al., 2015). Thus, music may
be an effective therapeutic tool for exploring the expression of communication-
related interventions (Dieringer, Porretta, & Gumm, 2013; Hooper, Wigram,
Carson, & Lindsay, 2008a, 2008b). Therefore, it may be surmised that
communication will benefit from motion in accordance with sound, as when
Soundbeam, multi-sensory instruments and equipment are applied and used in the
curriculum (Lee, 2011b, 2012; Lee & Lin, 2013, 2015). Soundbeam technology
Liza Lee & Han-Ju Ho
5
provides a powerful physical and psychological stimulus. Stimulating the individual
involved in sound therapy has proven to be highly effective across a range of
disabilities, including those with special needs, such as children with ASD (Ellis &
Leeuwen, 2000).
In summary, the HMEAYC uses music activities and Soundbeam
technology to incorporate both play and learning in the education of young children.
For most of those with disabilities, being able to improve their learning
effectiveness through music is positive (Lee, 2008, 2016). All teaching methods
lead to multiple developments. Music teaching, like any form of educational activity,
is not merely a means, but also a medium. The Music can be seen as a
representation of sound and is displayed as an image to evoke emotions in the
children (Hallam, 2010; Moore, 2013). In previous studies and instructions, this
research team has seen the positive effects from the challenging experiments on
children’s development. Through interactions with musical instruments and
performances, preschool children with developmental delays can improve their
comprehension effectiveness, physical movements, and social skills. Previous
HMEAYC and Soundbeam research have found that these methods and
technologies can help children with special needs improve their motor skills or
attention ability (Lee, 2015). The study also found that HMEAYC has positive
effects on language and communication (Lee, 2008; Lee & Lin, 2015; Lee & Ho,
2017). HMEAYC practices are proven to improve communication development for
children aged six or younger and children with special needs. The primary purpose
of this study is to examine its effectiveness. We hypothesise that the HMEAYC
improves comprehension in the communication of young children and children with
special needs and we hope to find out more about the communication needs of
young children through the Soundbeam technology.
Methodology
Participants
Parents and/or guardians provided written informed consent for the 23 children who
participated in this study before their enrolment. The research sample was composed
of children from a city child development centre and a private preschool located in
the metropolitan Taichung area in Taiwan. This child development centre has
provided a non-profit ‘Early Intervention Service’ for children with disabilities, and
a paediatrician and other medical professionals formally conducted the children’s
diagnosis with the disorder. Based on previous research, the results showed the
language effectiveness of using music activities for children ages 36–60 months
(Lee, 2007, 2008; Lee & Ho, 2017; Lee & Lin, 2013). We hypothesised that
HMEAYC’s promotes language effectiveness would be most substantial at ages 36–
60 months. The participants were selected by purposive sampling to participate in
the study and sorted into two groups of children aged 41–55 months. The data
regarding the age of the participants refer to the research phase.
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Group 1 included seven children, two girls and five boys. These seven children all
had ASD (Asperger’s syndrome, N=5, or high-functioning autism, N=2), and they
had enrolled in an early intervention centre (M = 48.14 months; SD = 1.98).
Group 2 included 16 children and consisted of seven girls and nine boys enrolled in
a private preschool (M = 46.81 months; SD = 3.68).
Table 1
Demographic information (N=23)
Number
Gender 1
Diagnosis2
Sample source3
Group 1
1
g
H
CDC
2
b
A
3
b
A
4
b
A
5
b
A
6
b
A
7
g
H
Group 2
1–9
b
N
PP
10–16
g
1b=boy, g=girl; 2High-functioning autism=H, Asperger’s syndrome=A, No symptoms=N;
3child development centre=CDC, private preschool=PP
Materials and instruments
1) Communication development: To understand the participants’ communication
development capabilities, this study employed Harrison and Oakland’s The
Adaptive Behaviour Assessment System-Second Edition (ABAS, 2–5 years old).
This study used the Chinese version of the scale translated by Lu and Chen (2009)
to provide a complete assessment of the adaptive skills of Taiwanese children’s
development. The key areas measured included functional academics, self-care and
community self-direction to provide a comprehensive assessment of the adaptive
behaviour and skills of individuals from 24 to 71 months. The questionnaires
showed an internal consistency of .88–.91, indicating that the scale has a very good
reliability. This is the main source of quantitative information. Studies have
employed this scale to measure the communication ability of participants. Data for
statistical analysis was collected twice: during the pre-test in the baseline stage and
during the post-test upon the teaching activity’s termination.
2) Trigger mode-beams: To further understand the participants’ comprehension
processes during communication and music activities, this study employed the
trigger mode of Soundbeam5 (Figure 1, a photo for The Soundbeam device). We
used the Chinese version of the guidebook translated by Lee (2011a). The trigger
modes
are classified as
‘single’, ‘multi’,
‘sustained-single’,
‘sustained-
multi’,’cyclic-single’, and ‘cyclic-sustained’. This is a controller that uses ultrasonic
beams and switches to turn movement into sound. The other single-clipped and
multi-clipped options were not included, nor were those that require the usage of a
screen button, such as →, + or -. The researchers sampled records of qualitative
Liza Lee & Han-Ju Ho
7
observation and coding, and then conducted an analysis of the participants’
videotaped process based on the coding scheme. Additionally, the assessment of
inter-rater reliability to demonstrate consistency among observational ratings was
provided by multiple coders. The kappa value of the inter-rater reliability was
calculated to ensure the reliability of this coding scheme, and the six coding
categories are as shown in Table 2. Analysis revealed the reliability of the Kappa
coefficient to be 0.86.
Figure 1. Soundbeam device.
Procedure
The goal of the study was to assess participants’ communication using the
HMEAYC. Before the study entry, the participants’ parents had already provided
written informed consent for the research. Each child was individually tested on a
variety of communication tasks, including a receptive vocabulary task. Prior to the
formal teaching, two observations were taken to determine the participants’
communication abilities. Repeated communication between the participants was
permitted during this process. For Group 1, the participants’ communication
development focused on the understanding and expression of the Chinese spoken
language. For Group 2, since their native language was Chinese, it was difficult to
show an objective result caused by teaching the music in Chinese. As such, the
research design for Group 2 integrated a foreign language, English, into the music
teaching research. Both groups received the same curriculum framework as Chase’s
(2004) research, and we found that most of the existing literature assessed the data
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collection through behavioural observation (Tam, Scwellnus, Eaton, Hamdani,
Lamont, & Chau, 2007). The study was approximately a 40-minute session once per
week and focused on the Holistic Music Educational Approach (HMEAYC). The
total 32-week HMEAYC intervention was recorded in a multi-sensory classroom.
The entire operational process of each participant during the Trigger Modes was
video-recorded for subsequent analysis. At 32-weeks, each child was individually
tested again on a variety of communication tasks.
Data analysis
The study required music therapist qualifications for teaching activity
implementation depending on the enactment of the situation design and the
administration of activities that were beneficial to the children’s development. The
teaching collaborator assisted in the process of the teaching activities, and the
skilled observers coded a large amount of video data. Four observer coders with
early childhood education or special education related departments were recruited
and subjected to half a year of professional training. The observer’s video analysis
did not enter the research field. When assessing the participants’ initial behaviour
prior to the formal teaching, observations were taken to obtain the participants’
condition. The observations concluded when the observers were in agreement about
the specific nature of the participant’s behavioural challenges. The data revealed the
assessment standard of communication, and a low score indicated that the
participants had no understanding of a spoken language. The null hypothesis was
that the HMEAYC did not improve the comprehension processes in the
communication development of mainstream children and did not improve their
ability to follow instructions by spoken language and/or their physical reactions. On
the contrary, a high score showed that the participants had a full understanding of a
spoken language. The study’s hypothesis was that the HMEAYC improved the
comprehension processes in the communication development of mainstream
children, including their ability to follow instructions and respond via spoken
language as well as their physical reactions. Further research should investigate the
comprehension processes of communication and music activities. We conducted a
lag-sequential analysis of the participants’ Trigger Mode coded frequencies using
the six behaviour codes (i.e., S, M, E, I, C and Y). To ascertain the sequential
behaviour pattern, an analysis of the participants in different groups was conducted.
All behaviour codes frequency data was followed by the analyses on the transfer
matrix of behavioural frequency, conditional probability matrix, and expected value
matrix. Finally, the adjusted residuals table (z-score table) could be inferred
(Bakeman & Gottman, 1997; Hou, 2010, 2015).
Results and Discussion
In this study, learning effectiveness was observed to be related to a focus on
communication progress. For this study, the qualitative and the quantitative data had
equal weight, and results collection was completed using an integrated qualitative
Liza Lee & Han-Ju Ho
9
and quantitative method. A quantitative data assessment scale was used for the
observers, while the qualitative data was from a videotape written by the observers.
The data was collected and analysed using the SPSS statistical software. The
qualitative information from the participants’ videotapes was coded (G1=Group 1,
G2=Group 2; b=boy, g=girl; the number represents the serial number).
The Changes of Group 1’s Communication Skills
Table 2 shows ANOVA results regarding HMEAYC and Soundbeam technology’s
effect on ASD children’s communication comprehension processes. Table 2 gives
the results for Group 1’s communication skills factors. Group 1 included seven
children, two girls and five boys, and their effectiveness factors yielded significant
differences in their communication skills (F=4.66,p<.001). According to the post
hoc tests result, Group 1’s communication skills showed a higher effectiveness on
G1g1 than G1b2.
Table 2
Group 1’s Communication Skills ANOVA
Sum of Squares
df
Mean Square
F
Sig.
post hoc tests
Between Groups
2850.14
6
475.02
4.66
.001***
G1g1>G1b2
Within Groups
3565.00
35
101.86
Total
6415.14
41
***p < .001.
Figure 2. The process of Group 1’s changes of communication skills.
The baseline
Group 1 included two girls and five boys with ASD diagnoses. Prior to the formal
teaching, two observation reports detailed that Group 1 indicated no understanding in
the classroom most of the time. Figure 2 shows Group 1’s communication skills at
the baseline, after the first research session, and after the second research session.
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Even though the curves are up and down, they indicate the level of progress for the
participants’ communication development. Figure 2 shows Group 1’s communication
skills from the lowest score of two at week one to the highest score of nine at the
end. They had difficulty following instructions with physical responses and had no
spoken language in the classroom.
The First Research Session
Figure 2 shows that the participants of Group 1 had no competence with
communication skills, including understanding and expressive language, for three
weeks. According to the observation forms and the teacher’s reports, Participants
G1g1 and G1b3 showed resistant behaviour during the first session. From weeks six
to nine, most of the participants became familiar with the activities, so this score
increased gradually. The speech therapist’s reports indicate that during the speech
therapy session, most participants would respond to their names when they sang the
attendance song that was used in the music session. At week 10, Participant G1b4’s
negative behaviours caused a distraction for the other children, so the score went
down a little. From week 11 to the end of the first session, all of the participants
showed stable progress. Based on the interviews with the classroom teachers and
therapists, the participants responded to the instructions better when singing familiar
songs.
The Second Research Session
The second research session began in week 17. There were two weekly review
sessions to help the participants become used to the learning process. Compared
with the first session, Figure 2 shows that the participants maintained a stable
learning performance. When they began the new thematic topic at week 19, the
participants had to accommodate themselves to the change in situation, so the score
went down. This lasted for four weeks. At week 23, all of the participants had
physical responses, and a few were able to copy a single word. By the end of the
session, even though the curve moved up and down, eventually, the participants
made a positive level of progress in their communication skills. Participants G1g1
and G1b3’s negative behaviours were reduced at this stage, especially during the
musical storytelling time, to which all of the children attended the most. They were
able to concentrate on the story’s contents and copy partial fragments of the songs.
Participants G1g1, G1g2, G1b3, G1b4, G1b5, and G1b6 would sing the songs that
were used in a music session. Though Participant G1b7 did not respond to the
physical therapy’s spoken language, he would respond to the singing voice by
shaking his hands. In the final interview with the caregivers, Participant G1g1’s
grandmother showed her appreciation to the research team. She said that Participant
G1g1 had started making sounds, copying words, and singing songs at home. The
classroom teachers indicated their interest to in incorporating the music elements
into their daily lessons as well after observing the HMEAYC’s instructions.
Liza Lee & Han-Ju Ho
11
The Changes in Group 2’s Communication Skills
Table 3 shows the ANOVA results for HMEAYC and Soundbeam technology’s effect
on young children’s comprehension processes in communication. Table 3 gives the
analyses of Group 2’s Communication Skills factors. Group 2 included 16 children, and
the effectiveness factors yielded significant differences in their communication skills
(F=1.84, p<.05). In the post hoc test comparison, it was found that Group 2’s
communication skills showed a higher effectiveness for G2b9 than G1b2.
Table 3
Group 2’s Communication Skills ANOVA
Sum of Squares
df
Mean Square
F
Sig.
post hoc tests
Between Groups
1934.50
15
128.97
1.84
.042*
G2b9>G1b2
Within Groups
5598.00
80
69.98
Total
7532.50
95
*p < .05
Figure 3. Group 2’s changes in communication skills
The baseline
The participants of Group 2 included seven girls and nine boys enrolled in a private
preschool. To receive an objective result, Group 2’s main language of teaching was
English. From two observations made during school hours, Group 2 showed no
understanding of English. The classroom teachers said that no participants in Group
2 had school experience in either foreign language or music learning. Group 2’s
communication skills were recorded at baseline, after the first research session, and
after the second research session. Figure 3 shows Group 2’s communication skills
from the lowest score of four at week one to the highest score of 13 at the end. They
had difficulty of following instructions, as shown by their responses.
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The First Research Session
Initially, no participants in Group 2 responded to the instructor during the session.
This might have been due to the accommodation period of the school experience as
well as the foreign language. Participant G2b1 showed his negative emotions and
resistant behaviour for five weeks while the other children were still discovering
their brand new learning environment. From weeks four to nine, Group 2 was able
to follow the directions for physical responses, such as: ‘Girls, stand up,’ ‘Have a
seat,’ ‘Make a big circle’ and ‘Clap your hands’. At week 10 and week 12,
Participant G2b1 started showing his negative emotions by crying and asking to be
held, and this disturbed some of the children. From week 13 to week 16, all of the
participants’ attention was able to be captured by the music activities. Specifically,
the musical storytelling time held the children’s attention the most. This stability
lasted until the end of the first session.
The Second Research Session
The second research session started in week 17. Due to the new thematic topic, the
participants did not respond to the instructor except for during the ‘Hello Song’.
Two weeks later, during the week 19th session, all participants were used to the
learning environment and the teaching style, especially during storytelling time, and
they were able to concentrate on the different methods. They responded to the
instructor more often both physically and orally. Even Participant G2b1, who took
the longest time to become used to the class, was able to copy, follow, and respond
to the instructor and teaching collaborator at this stage.
Sequential Patterns of Trigger Modes
The study further conducted the lag-sequential analysis on the six behaviour codes
(S, M, E, I, C and Y). A z-score greater than 1.96 indicates significance statistically
since it indicates continuity in the behavioural sequence of a certain specific initial
behaviour. This was followed by a certain specific subsequent behaviour during the
process (Bakeman & Gottman, 1997). According to Table 4, the Trigger Mode
patterns of the participants can be derived, as shown in Figures 4–5. The Trigger
Mode is signified with a square. Values needed to be greater than +1.96 for the
sequence to be significant and for the behavioural transition pattern to be further
deduced. Moreover, the arrows indicate the direction of the sequence, and the line
segment thickness indicates its significant extent (Hou, 2010, 2015).
Liza Lee & Han-Ju Ho
13
Table 4
The adjusted residual Table for Participants’ Trigger Mode
S
M
C
Y
I
E
Group1
S
1.97*
-1.25
-1.23
1.05
-0.92
-0.41
M
-1.04
0.94
-0.35
-0.81
0.75
-0.17
C
-1.55
-0.35
5.55***
-0.61
-0.44
0.58
Y
-0.34
1.20
-0.61
-0.21
-0.57
-0.26
I
0.30
-1.01
1.37
-0.57
0.41
0.73
E
-1.54
-0.17
-0.75
-0.26
6.45***
2.82**
Group2
S
-28.41
-0.34
-0.97
-1.64
0.1
-1.5
M
5.74***
-8.27
-5.03
-3.46
-2.95
-0.78
C
3.62**
-2.7
-7.12
-2.02
-4.64
-1.5
Y
3.57**
-4.53
-2.97
-5.05
-2.95
0.73
I
4.37***
-2.86
-2.96
-2.14
-3.68
-0.71
E
1.34
-1.45
-0.75
-0.31
0.11
-0.53
*p < .05、**p < .01、***p < .001
In this study, we describe the respective significant behavioural sequences
and discuss their features as well as each group’s behavioural patterns. This analysis
considers both the participant's behavioural frequencies and their sequential
patterns, thus attaining a deeper understanding of their learning processes. The
results in Table 4 and Figures 4–5 show that Group 1’s behavioural patterns had
different frequencies of average learning behaviour for each of the three main
types—analysing, exploring and manipulating (S->S, z =1.97; C->C, z =5.55; E->E,
Z=2.82). In terms of the sequential patterns, the participants from Group 1 only
showed the sequential behaviour pattern of analysing to repeated manipulations on
the Sustained-Multi transfer to Sustained-Singles (E->I, z = 6.45). Group 2 better
performed a certain degree of the manipulation cycle behaviours related to the
Single operation. Unlike Group 1, the participants were shown the sequential
behavioural pattern to analyse ‘ending after Single’ (C->S, z =3.62; I->S, z =4.37;
Y->S, z =3.57; M->S, z =5.74).
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Figure 4. The Trigger Mode transition diagram of Group 1.
Figure 5. The Trigger Mode transition diagram of Group 2.
Liza Lee & Han-Ju Ho
15
Conclusion
Our conclusion is that certain studies related to the issue of the discovery of the
HMEAYC and Soundbeam technology as a whole are opening up new perspectives
on the learning process of communication development. This could aid in the
understanding of the similarity between the communication development of children
in both the mainstream and special education settings, as during the research
procedure, where children learned communication ability and to express themselves
through the music of sounds.
A total of 32 weeks of HMEAYC class sessions were conducted in this two-
phase study. The results showed that the two groups of very young participants
achieved positive communication development changes after partaking in musical
activities using the Holistic Music Educational Approach. Studies have suggested
the potential advantages of music as a therapeutic tool for goals related to either
communication or movement (Patel, 2003; Hargreaves et al., 2005; Perrachione et
al., 2013). This not only showed the positive effects of engagement with music on
the communication process, but also showed that music can be a viable treatment
medium to assist in developmental delay (Dieringer, Porretta, & Gumm, 2013;
Hooper, Wigram, Carson, & Lindsay, 2008a, 2008b; Matson, Bamburg, & Smalls,
2004).
According to the observed data, both groups exhibited extraordinary
changes. During the course of the experiment, Group 1’s participant communication
development increased. Therefore, the HMEAYC is a viable method for most young
children with disabilities to improve their language skills (Lee, 2008). Evidently,
participating in music helps advance the communication skills of those with ASD
(Adamek & Darrow, 2005, 2008; Lee & McCord, 2012; O’Riordan & Passetti,
2006; Whipple et al., 2015). The result of combining music with Soundbeam to
produce better learning results is the same as the method Swingler and Brockhouse
(2009) used in children with autism, and Ellis & Leeuwen (2000) found similar
outcomes. The results of this study confirm the learning effect of multiple sensory
stimulations using music with technology instruments in Taiwan (Lee, 2011b, 2015;
Lee & Lin, 2013). The results showed that the participants’ communication skills in
the Trigger Mode were distinctively different.
The findings of the HMEAYC curriculum framework were beneficial for
making the connections between the music activities and the comprehension
processes in communication. The behaviours are both related to the 'Single'
operation through the Soundbeam trigger modes in the HMEAYC. In terms of the
sequential patterns, the ASD children from Group 1 tended towards the simple
operations such as Single, Cyclic-Single, and Sustained-Single, or the repeated
manipulations of the Sustained-Single transfer to Sustained-Multi. These repeated
manipulation behaviours are both related to the Single operation. This action
appears to repeat the playing of a single tone. During the course of the experiment,
Group 2 participants also displayed improvements in their positive communication
skills. The HMEAYC of the preschool children was correlated with their
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communication development outcomes. The preschool children from Group 2
performed better when shown the sequential behavioural pattern to the ‘ending after
Single’. This seems to be an action for denoting the end of the music. The results
regarding music participation’s effect on learning outcomes are the same as those
found in Besson et al. (2007) and Bhatara et al. (2015). In Group 2, the design
integrated the English foreign language into the research music teaching. During the
analysis phase, they tended to emphasise a Single ending, which may have
facilitated their complete experience of the music and their procedural learning
process.
Specifically, the HMEAYC plays a key part in developing early speech
skills and improving the results of learning a foreign language for special needs
children. This sets the foundation for the HMEAYC being an effective way to
elevate and develop their communication capabilities. Based on these results, the
HMEAYC was proven to provide a fun way to develop communication
opportunities for young children. Although there are many expected benefits of this
study, there are some limitations with the HMEAYC. One of them is that the results
cannot be generalised due to the small sample size. There is a need to expand the
numbers and areas of the participants, and since this approach cannot be mass-
produced at present and is not available online, the promotion of the HMEAYC
guide is limited. The training of more teachers and parents in the importance of
helping their children become much more involved with this approach would
meaningfully expand the effectiveness of the education aspect of HMEAYC and
would support its development. Further study of how the HMEAYC can be related
to general issues in communication for both children in the mainstream and
individuals with severe disabilities and ASD is recommended. It is also necessary to
determine the long-term effects of the HMEAYC approach on children’s
development in communication and other skills. It would be helpful to study the
HMEAYC approach with a larger variety of children across many age ranges to
determine if there are any long-term benefits to using this approach.
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8(8), 1-10.
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Biography
Liza Lee is a professor in the Department of Early Childhood Development and Education
at Chaoyang University of Technology in Taiwan. She is a graduate of the Teachers College,
Columbia University where she received her doctoral degree in music and music education.
Han-Ju Ho is a Ph.D. candidate at the National Taiwan Normal University. The focus of her
research is on the influence of music educational therapy for the children with special needs
on their learning development. She is a member of Professor Liza Lee’s research team.
|
Malaysian Journal of Music Vol. 7 (2018) | arts, effective, integration, music, teaching strategy, visual art | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/140 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/836 | Assessing Poiesis as an Effective Approach to Integrating Music and Visual Art | This study aims to assess the effectiveness of Poiesis as an approach to integrating music and visual art. It uses the descriptive inquiry approach making use of qualitative research instruments and qualitative data analysis techniques. Data was collected through interviews, observation, examination of audiovisual materials and student reflections. Data was analysed using the coding process, yielding the following themes: 1) opportunities for socialisation in the project; 2) developing appreciation for the two disciplines and for the creative process; 3) personal growth through the project; and 4) growth as an artist through the project. Data from the interviews, observations and reflections tallied with some of the themes that emerged from the audio-visual materials. This means that the collaboration project is effective in exhibiting the connection between the two disciplines and in providing holistic learning for its participants. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/836/572 | [] |
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Assessing Poiesis as an Effective Approach to Integrating
Music and Visual Art
Janel G. Bauza-Wahiman
Faculty of the College of Music, University of the Philippines
Diliman, Quezon City 1101, Philippines
e-mail: [email protected]
Published online: 10 August 2018
Cite this article (APA): Bauza-Wahiman, J.G. (2018). Assessing Poiesis as an effective
approach to integrating music and visual art. Malaysian Journal of Music, 7, 20-37.
Abstract
This study aims to assess the effectiveness of Poiesis as an approach to integrating music and
visual art. It uses the descriptive inquiry approach making use of qualitative research
instruments and qualitative data analysis techniques. Data was collected through interviews,
observation, examination of audiovisual materials and student reflections. Data was analysed
using the coding process, yielding the following themes: 1) opportunities for socialisation in
the project; 2) developing appreciation for the two disciplines and for the creative process; 3)
personal growth through the project; and 4) growth as an artist through the project. Data
from the interviews, observations and reflections tallied with some of the themes that
emerged from the audio-visual materials. This means that the collaboration project is
effective in exhibiting the connection between the two disciplines and in providing holistic
learning for its participants.
Keywords: arts, effective, integration, music, teaching strategy, visual art
Introduction
The analogous approach toward teaching the arts is based on the premise that
elements and principles are shared across the visual art, music, literature, theater and
dance (Campbell & Scott-Kassner, 2010). For example, the elements of music in the
field of music correspond to the elements of design in visual art. Both disciplines
share principles such as tension and release, repetition and contrast, balance and
symmetry. This analogous approach leads to an even deeper and more
Janel G. Bauza-Wahiman
21
comprehensive understanding and appreciation of each of these disciplines. The
steady escalation of integrative learning in the 20th century (Bresler, 1995)
eventually led the National Association for Music Education (NAfME) to decide to
include two interdisciplinary standards in its National Standards for music education
in basic education. These standards were updated in its 2014 edition as: 1) Standard
No. 8 – understanding relationships between music, the other arts, and disciplines
outside the arts and 2) Standard No. 9 – understanding music in relation to history
and culture (Vazquez, 2014; National Association for Music Education, 2014).
These standards were integrated into the Philippine educational system through
different innovations in the basic education curriculum. For example, the
Makabayan curriculum (2002) integrated five different learning areas: Social
Studies; Geography, History and Civics; Music, Art and Health; Home Economics;
and Values Education. The MAPEH (2003) brought together Music, Art, Physical
Education and Health subjects. The K-12 curriculum (2013) merged Music and Art
subjects together (Government of the Republic of the Philippines, Department of
Education, 2002, 2003, 2013).
Poiesis is a music and art collaboration project touching on integrative
learning of the arts. It integrates the arts as an approach in teaching. Poeisis is a
collaboration project between the University of the Philippines’ College of Music,
Music Education Department and the College of Fine Arts, Visual Communication
Department. This project brings together the Introduction to Music Education and
Visual Perception courses. Poiesis was conceptualised by Joy Timbol Guadalupe
and Mitzi Marie Aguilar Reyes with the intent of fostering educational exchange
and cultural experience among the students. The project provides opportunities for
interaction, free exchange of ideas and also enhances students’ knowledge and
artistic talents within their disciplines and to discover how the curricular offerings
complement each other (Reyes, 2010). The purpose of this study is to investigate
whether Poiesis is an effective approach to integrating music and visual art.
Literature Review
The term ‘poiesis’ has its root in the word ‘poetry’, first introduced by Aristotle. In a
general way, it means ‘to produce’ (Balaban, 1990; Greenberg, 1961; Jauss & Shaw,
1982; Marini, 2014; Whitehead, 2003). Matusov & Marjanovic-Shane (2012)
believe it to sometimes mean ‘to reproduce’ since conventional schooling tends to
strongly influence children to merely reproduce what is ‘culturally given as
appropriate’ instead of encouraging them to influence and determine what can be
deemed as’ appropriate culturally’ (Matusov & Marjanovic-Shane, 2012, p. 165).
The core of Poiesis is to provide music and fine arts students with a venue for
producing creative expressions in the context of collaboration with fellow budding
artists. The collaboration consists of three phases: 1) the music students produce
recordings of their original compositions; 2) the fine arts students interpret those
music pieces into original paintings, and both music and visual art are showcased in
a culminating activity; and 3) another batch of music students interpret those same
paintings and original compositions. These new creations are performed at another
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culminating activity. Technical and aesthetic production is embodied in this
particular collaboration project.
To illustrate the Poiesis process, here is the step-by-step scenario:
1. For the first semester of the academic year, music students compose a 3-minute
original composition (either based on a theme agreed on by the class or based on
free, personal expression) and are recorded.
2. The music professor collates these recordings and turns them over to the fine
arts class.
3. The fine arts professor randomly assigns music compositions to her students.
4. A meet-up is arranged between the music and fine arts classes. In this meeting, a short
lecture on the parallel elements and principles between music and visual art is
given. At the same time, composers and artists are given a chance to get to
know each other and to ask each other about the compositions.
5. A visual interpretation of the music is created, something like the samples in
Figure 1 and Figure 2.
6. Each painting is showcased while each of the original music is performed live by the
composer in a culminating activity.
For the second semester of the academic year, the process is reversed:
1.
The paintings from the first semester (such as the ones shown above) are
randomly assigned to another batch of music students, who then interpret
them into original 3-minute compositions.
2.
Another meet-up is arranged in which the same lecture on the parallel
elements and principles between the two disciplines is given and in which
artists and composers may discuss the artworks with each other.
3.
A music interpretation of each painting is composed. A couple of samples
of original music may be accessed through this link:
https://drive.google.com/drive/folders/1NDxFSDQ_WakF9rNAniIW7GuYu
wsd740N?ogsrc=32
4.
Again, each painting is showcased while each of the original music is
performed live by the composer in a culminating activity.
Janel G. Bauza-Wahiman
23
Figure 2. Sample Painting 2 (Danielle Canales, 2017)
Figure 1. Sample Painting 1 (Danica Garchitorena, 2017)
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The Poiesis project provides students with hands-on opportunities to interact
with the concepts of the two disciplines. It is an opportunity for experiential learning
and affords a venue for social interaction and collaboration among the students. The
framework for curricular integration lies on theories of child development, learning
theories, and the aim of education to provide a holistic development of good citizens
in society (Coudriet, 2013). Poesis is a teaching approach that facilitates student
interaction with and appreciation for the interrelationship of various subject areas in
one particular context or venue (Bresler, 1995; Coudriet, 2013; Irwin & Reynolds,
1995; Wiggins, 2001). It has its roots in Greek formal education – specifically, in
the philosophy of Socrates and Plato (Coudriet, 2013).
At the beginning of the 20th century, progressive educators campaigned for
a child-centered curriculum and holistic learning. This greatly promoted the idea of
integration among subjects in the curriculum (Bresler, 1995; Huang, 2012; Irwin &
Reynolds, 1995; Mosley, 2014; Thompson, 2015). With additional contributions by
Benjamin Bloom (three domains of learning) and Howard Gardner (theory of
multiple intelligences), an enthusiastic advocacy for finding connections among
other disciplines to enhance and deepen student learning, gained much momentum
(Coudriet, 2013; Mosley, 2014). Experts heralded the benefits of integration, stating
that it possesses great potential in positively impacting student learning and
“teachers who integrate learning for their students are providing access to various
skills, media and methods while simultaneously fostering a sense of community for
their learners” (Coudriet, 2013, p. 57). Bresler (2011) claims that integration is a
manifestation of educational entrepreneurship (p. 10). Teachers may also exhibit
entrepreneurial qualities such as risk-taking, creativity, industriousness, persistence
and commitment to usefulness that bring about change in students’ lives. Thus,
integrating the curriculum may bring a positive impact on student learning.
Furthermore, opting for an integrated curriculum is a giving up of the safety of the
disciplines and prescribed materials, a crossing of disciplinary borders and a
reconsideration of what is important, a focus on important issues rather than on
traditional ways of organising knowledge, undertaking work that goes beyond
conventional, well-established understanding of knowledge (p. 12). Through
integration, educators not only create a new path for learning to take place but also
provide opportunities for students to learn various content areas at one time as well.
Integration successfully penetrated the arts curriculum after the place of the
arts in Education had been justified through the works of Harry Broudy and Elliott
Eisner (Bresler, 1995; Bresler, 2002; Huang, 2012; Mosley, 2014; Thompson,
2015). In the 1990s, when the value of the arts began to be challenged, the Music
Educators’ National Conference or MENC (now known as NAfME) issued a
bulletin called, ‘A Vision for Arts Education in the 21st Century’. This reiterated
how the arts can be “taught in an interdisciplinary manner as part of the broader
curriculum and can make immense contributions to the teaching of other
disciplines” (Bresler, 1995, p. 3). In support of this, a growing body of research
exists that shows the effectiveness of integration in improving students’
performance in school even as educators observe it as beneficial for students
academically, behaviourally and emotionally (Bresler, 2002; Campbell & Scott-
Janel G. Bauza-Wahiman
25
Kassner, 2010; Hartle, Pinciotti & Gorton, 2015; Huang, 2012; Irwin & Reynolds,
1995; Marshall, 2010; Mosley, 2014; Thompson, 2015). At the same time, however,
some studies suggest that there is no strong evidence of the direct causal relationship
between integration of the arts and academic achievement (Huang, 2012).
Different models of integration can be used in the classroom setting. There
are four models formulated by arts advocates – advocates of music, specifically. As
elaborated by Huang (2012), these four advocates are: 1) Bresler (1995); 2) Burton
(2001); 3) Snyder (1996); and 4) Wiggins (2001). While differing terminologies are
used in these advocates’ models, common among the components of the models are
the following:
1. Integration in which one discipline serves merely as a tool to enhance or
reinforce learning of another discipline;
2. Integration in which the integrity and uniqueness of each of the disciplines
is preserved and equally given importance;
3. Integration in which connections of common, greater themes or content are
made across disciplines;
4. Integration in which common processes and skills are highlighted across
disciplines; and
5. Integration in which social interaction is the goal, a way to connect with
communities through partnerships and projects.
An examination of these different models of integration reveals that what is
most relevant to the context of this study are the second, third, fourth and fifth
styles. This is due to the fact that the project is made in the university level of
education in which specialisation of each discipline is the goal. Additionally, the
fifth style is reflected and cultivated in the social interaction among students from
the two different colleges during the coordination stage of the project and during the
culminating activities. In particular, a small, simple potluck is arranged after the
culminating activities to give the students additional opportunities for interaction
with each other.
At this point, it is to be noted that the success and effectiveness of
integration hinge on several factors, the most prominent of which are teacher
expertise, teacher qualities, collaboration among teachers involved and sufficient
time for planning (Bresler, 2011; Campbell & Scott-Kassner, 2010; Coudriet, 2013;
Galeazzi, 2015; Huang, 2012; Hulstrand, 2012; Vazquez, 2014). Along with
Bloom’s three domains of learning as a framework for assessing learning, these are
the criteria in gauging how effective Poiesis is as an approach to teach about music
and visual art.
Methodology
This study examines the effectiveness of Poiesis as an approach toward integrating
music and visual art. The researcher utilised two approaches for the study. First, this
researcher tried to understand the nature of the participants’ subjective experiences
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of the collaboration project, a method based on social constructivism. Secondly, the
inductive approach was used to make an interpretation of the individual experiences
of the participants as a whole. Then a conclusion was drawn on the project’s
effectiveness.
The study follows a descriptive inquiry making use of qualitative research
instruments and qualitative data analysis techniques. Purposeful sampling refers to
qualitative sampling in which researchers intentionally select individuals and sites
that can provide a rich repository of information to answer the particular research
question at hand (Creswell, 2012). Among the various purposeful sampling
techniques, the researcher chose homogeneous sampling because this sampling
occurred before data collection and the participants were selected based on similar
background such as learning experience through Poiesis. Data was collected through
interviews, direct observations, documents (audio-visual materials) and student
reflection. The researcher also triangulated the information acquired to affirm the
credibility of the findings.
Below are the questions used in the reflection sheets and interviews.
Table 1
Questions on the Reflection Sheets
Reflection on Poiesis: A Music and Visual Art Presentation
1. How do you feel about this course requirement? Which part of it did you like? Dislike?
Why?
2. Describe something you learned as a result of this experience.
3. Did this activity help you learn more about music and visual art? How?
4. How was the concept of music and visual art integration reflected in this course
requirement?
Table 2
Interview Questions
1.
Did you like Poiesis?
2.
Did Poiesis help you understand and appreciate the arts more? How?
3.
What did you learn about music and visual art through your participation in Poiesis?
The first step of analysis was to explore the data through reading and
optically scanning through the whole text and videos to get an overview of all the
responses and material. The second step was the coding process, which involved
segmenting and labelling the text to identify emerging themes in the data. The table
below illustrates the coding process:
Janel G. Bauza-Wahiman
27
Table 3
The Coding Process
Initially read
through text
data
Divide the text
into segments of
information
Label the
segments of
information with
codes
Reduce overlap
and redundant
codes
Collapse codes
into themes
Many pages of
text
Many segments
of text
30 – 40 codes
Codes reduced
to 20
Codes reduced
to 5 – 7 themes
Table 4
Researcher’s Observation Notes
Observations
Reflections
Poiesis – 1st batch run
-
very informal program
-
artists verbally described their
artworks
-
musicians provided
explanations/short descriptions of
their work as well
-
a lot of chattering and giggling of
the participants, signifying [having
fun] in the event
-
[positive atmosphere] during the
event and [positive response] of the
participants about continuing the
project
Some of the paintings ‘make sense’ to me –
i.e., I could clearly ‘see’ the [connection] of
the elements in the artwork and the
soundscape of the music – while others
don’t.
Poiesis – 2nd batch run
-
varied genres and styles of music
compositions – classical sounding,
‘high art’, pop, Asian, fusion, jazz,
etc.
-
first time to feature paintings and
kinetic typography at the same time
from the Fine Arts majors
-
humour and creativity could clearly
be seen at the artworks
-
laughing (both from performers and
audience/participants) signifies
[enjoyment and fun]
For me, the ‘success’ of the event depends
on the proficiency and musicality of the
musicians, as well as on the [stage
presence/presentation skills] of all involved.
Also, the program and ‘flow’ of the
performers should be ‘seamless’.
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Poiesis – 3rd batch run
This is my favourite batch of music
compositions so far – the level of artistry of
the music, as well as the lyricism of the
melodies, added to the [aesthetic pleasure].
Still, there is a lot to be had for the
flow/’seamlessness’ of the program. I find
the lulls in between numbers such a drag.
Especially when the music is Asian, it’s
difficult for me to find the [connection]
between the artwork and the music.
Poiesis – 4th batch run
-
The stage presence of the Fine Arts
majors is improving – the flow of
the program is getting better
-
Instead of descriptions about their
artworks, artists recite a haiku,
adding another level of creativity
and artistry to the project.
Poiesis – 5th batch run
Indeed, differing levels of [creativity] of
students
are
showcased
through
this
activity.
Poiesis – 6th batch run
I really believe that through this project,
students are ‘forced’ to delve into the
technical elements and principles of both
disciplines
in
order
to
fulfill
the
requirement.
As
such,
a
deeper
[understanding and appreciation] of both
Music and Art is achieved. Indeed, students
have an opportunity to ‘see’ and experience
the
[connection]
between
the
two
disciplines.
Poiesis – 7th batch run
-
Very [creative] pieces from
Composition majors, employing
various sound sources in avant-
garde style
-
Particularly liked the piece called,
‘Wala Nang Slots?!’ It is a perfect
‘sound representation’ of the
sentiments of students during the
enrollment period
Janel G. Bauza-Wahiman
29
Table 5
Summary of Code Words and Themes
Code Words
Emerging Themes
Collaborative
Social aspect of the project
Social interaction
Expressivity and subjectivity of art
Developing appreciation
Appreciation for the arts
Connectedness of music and visual art
Open-mindedness and appreciation for
others and others’ point of view
Self-discipline, appreciating order and
structure and creativity
Personal growth
Learning to judge/evaluate interpretation,
finding own identity and style, acquisition of
additional skills, self-discovery,
improvement of technique
Personal growth and growth as an artist
Experience of the creative process, the art
form itself
Creativity
Understanding, meaning-making, forming
vocabulary to describe
Table 4 is this researcher’s observation notes in each of the Poiesis batch
runs for the past seven years. The words in brackets are the text segments that were
reduced into codes and then themes later on. After reading through the whole text to
get an overview, the researcher proceeded to the third step, which was to identify
text segments by placing a bracket around them and assigning labels or code words
that describe the text segments. These code words were reduced and then collapsed
further by grouping similar codes together and removing redundant ones (See Table
5). This technique of coding was based on Creswell (2012) who called these similar
codes ‘themes’; for example, “similar codes aggregated together to form a major
idea” (Creswell, 2012). Table 5 shows the table of code words and themes taken
from the participants’ responses in the reflection sheets, the interviews and from this
researcher’s observation notes.
Based on the themes that emerged, the effectiveness of the Poiesis project
approach was readily determined vis-à-vis criteria found in related literature and
studies. The results of this study may be used as a resource either for program or
training sessions or for mentoring programs of university faculty for in-service
music and visual art teachers.
Findings and Discussion
Participants of this study were students from the Introduction to Music
Education and Visual Perception classes. They have also taken part in Poiesis for
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30
the past seven years that it has been run. The author analysed and assessed the
interviews, student reflections, audio-visual materials and direct observations
collected within the 2016-2017 academic year. A summary of these participants'
responses is shown in Table 6 below.
Table 6
Summary of Participants’ Responses in the Interviews and Reflection Sheets
Poiesis
Activity
General Response of Participants
Composition of
music
Participants felt challenged, especially that most of them had to do
it for the first time in their lives, but they developed a deeper
appreciation for the creative process during the course of the
project.
Participants also appreciated seeing and experiencing first-hand the
connectedness of music and visual art.
Meet-up and
Coordination
Participants found that meeting up with fellow artists and working
with them in creating an artistic product was fun and enjoyable,
although there are challenges in their dealing with each other’s
differences of perspective and interpretation.
Creation of paintings
Most of the participants appreciated the creative process all the
more.
Participants also appreciated their discovery of their own personal
style, preference and identity as artists.
Culminating activity
Participants gained a deeper appreciation for the arts and for the
power of the arts.
Participants also gained a deeper appreciation for and openness to
the diversity and depth of perspective and interpretation of fellow
artists.
Participants realised and appreciated their personal growth through
the project; for example, developing a sense of who they are as
artists, developing self-confidence in presenting something, etc.
Interview questions and reflections focused on how the students felt about
taking part in the project, what they learned from the experience and whether they
understood more about music and art through the whole process. From data
collected after the culminating activities in the first and second semesters of the
2016-2017 academic years, a total of 53 students involved in different batch runs of
Poiesis participated in this study. Data with member checking right at the outset of
the interviews and analysis of the answers on the reflection sheets initially yielded
11 codes. Upon further analysis, these were merged into four outstanding themes.
The four themes are: 1) the opportunities for socialisation through the project; 2) the
development of appreciation; 3) personal growth through the project; and 4) growth
as an artist through the project. Each of the themes is discussed below.
Janel G. Bauza-Wahiman
31
Table 7
Summary of Participants’ Responses in the Videos and Observation Notes
Poiesis
Activity
General Response of Participants
Culminating activity
Laughter and whoops to cheer classmates on while onstage signify
that the participants are having fun and enjoying the activity. This
can be evidence that they appreciate the project and the tasks
required in the project.
Participants participated enthusiastically in the activity, as
evidenced by their works. The connectedness of music and visual
art may literally be seen and heard during the activity, and this may
signify the participants’ interaction with and analysis of the
technical elements and principles of both disciplines.
Participants’ creative output can be evidence of the maturity
necessary for the artistic process in producing such an output. How
the participants carried themselves onstage as presenters may also
be evidence of such maturity.
Socialisation
Almost all of the respondents gave a positive response to how they felt about doing
Poiesis, except two fine arts majors. These two participants specifically did not like
the project because they had to paint their interpretations – and working with paint
was not their forte. The issue is due to self-efficacy then and not with the particular
project in general. Most of the responses from the other students were that the
project was a fun and exciting course requirement. What they were most positive
about was the social aspect of the project – they were able to meet new people,
collaborate with fellow artists and develop social skills such as cooperation,
coordination, negotiation, compromise, etc.
Appreciation
The students said they acquired a deeper appreciation for the arts, particularly for
their subjectivity, their power to express multidimensional aspects, an appreciation
for their fundamentals, basic principles and techniques, and the power of art to
elevate one to a higher level of consciousness. The students also said that they
acquired an awareness and appreciation of the connection between music and visual
art, as observed in the integrated interpretations of the music and artworks
themselves. Related to this is the students’ appreciation for how the project fostered
a deeper appreciation of the creative process involved in producing a product
worthy to be deemed as ‘art.’ Even so, one fine arts student voiced his uncertainty
about whether ‘Poiesis’ helped him learn about music and visual art at all. The rest
of the 53 participants were much enthused about developing a deeper appreciation
for the arts through the collaboration project.
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Personal growth
What was also dominant among the responses was that the students saw their
personal growth through their involvement in the project. A majority of them saw an
increase of open-mindedness in themselves as they learned to appreciate others and
others’ point of view and interpretation through the collaboration. Others
highlighted their developing self-confidence in the aspect of presenting something
and performing onstage. And then a few others developed self-discipline as they
learned to appreciate order and structure through the deadlines for the submission of
works.
Growth as an artist
One other particular theme among the responses was the students’ realisation of
their growth as an artist through Poiesis. Principal in the aspects of this growth is the
students’ self-discovery – they learned more about themselves in terms of their
unique and distinct style as a composer. They discovered what their sense of
purpose is as artists, and the learning style they preferred. In other words, students
stated how they found out more about their own identity and style as artists through
the collaboration project. As they discovered more about themselves, the students
also stated that they learned to evaluate and make judgments about others’
interpretations as well as about their own. This pushed them to improve on their
individual technique and creativity at the same time, and to acquire additional skills
that became necessary during the process of fulfilling the project. One such skill is
what may be called presentation skills or proper performance etiquette such as that
of exuding confidence, having good stage behaviour, appropriating the needed body
gestures and facial expressions at appropriate times, establishing good eye contact
and rapport with the audience and having good physical appearance (Andreas,
Sloboda & Woody, 2007). This goes for both the music and fine arts students, as the
fine arts students had to present and give a short description of and a haiku
(originally a Japanese poem, but may be an English poem of 17 syllables, in three
lines of five, seven and five) about their artwork onstage during the culminating
activity.
Thus far, data from both the interviews and student reflections show mostly
a positive effect on the students involved in Poiesis, based on the four outstanding
themes that emerged. A look at the themes from the videos and observation notes
corroborate some of the themes from the interviews and student reflections. In the
videos, the reactions of the audience (mostly made up of classmates, parents and a
few faculty) were captured, the most obvious being laughter – signifying enjoyment
– and whoops to cheer classmates on while onstage. This confirms that a majority of
the participants, indeed, found the collaboration project fun and enjoyable,
signifying their appreciation of the project and of the tasks in the project. The same
was also recorded in this researcher’s observation notes.
Also seen in the videos and observation notes are themes on the
connectedness of music and visual art. In the videos, one is able to replay and once
again witness the interrelation between the soundscapes in the music pieces and the
Janel G. Bauza-Wahiman
33
artworks showcased during the culminating activity. This researcher’s observation
notes recorded that through this project, students were forced to delve into the
technical elements and principles of both disciplines in order to fulfil the
requirements of the project. A deeper understanding and appreciation of both music
and visual art was achieved. Truly, students have an opportunity to see and
experience the connection between the two disciplines. However, it was also noted
that there is a challenge in finding the connection between the music and the
artwork when the genre of the composition is Asian music. No scientific explanation
can be conjured for this, only a speculation that this perception and interpretation
could be due to the heavy Western orientation in music that this researcher grew up
with.
This researcher’s comments in the observation notes on the creativity of the
students in their ability to produce works of art and on how they carried themselves
onstage tallied with the theme on growth as an artist. Specifically, this researcher
noted that the success of the event depends not only on the proficiency and
musicality of the musicians, but also on the stage presence and presentation skills of
all involved. Indeed, differing levels of creativity of students are showcased through
Poiesis.
Applying Bloom’s three domains of learning as framework to assess what
the participants learned during the project revealed that learning in the affective
domain was considerably more dominant than the cognitive learning of music and
visual art concepts. For the cognitive aspect, what students said in the interviews
and reflection sheets was that they learned to see and experience hands-on the
connectedness of the elements and principles of the two disciplines as well as the
development of their creativity in producing their works. In the videos and
observation notes, the evidence for this was the music and paintings themselves that
the music and fine arts students showcased. For psychomotor, both the music and
fine arts students attested in the interviews and reflection sheets to the development
of technique, such as mixing colours, improving their music skills, discovering their
preferred styles, etc. The videos and observation notes recorded the students’ overall
performance and is evidence of this learning experience. And for the affective
domain, mainly developing appreciation and the acquisition of certain values
emerged from the responses of the students in the interviews and reflection sheets.
The response of the audience and students during the culminating activity and the
performance of each of the students onstage bring about a similar conclusion.
In summary, the results indicate that while learning in all three domains did
take place through the Poiesis project, the responses of the participants showed that
learning occurred mainly in the affective domain (that which has to do with values,
appreciation and emotions). The positive responses from both music and fine arts
students and the positive reactions of audiences and performers as recorded in the
videos and observation notes indicate that the integration of music and visual art in
Poiesis has been effective in bringing about a positive impact to all those involved.
One may surmise, then, that behind-the-scenes matters such as teacher expertise,
teacher qualities, collaboration among teachers involved and sufficient time for
planning must have occurred for the collaboration project to receive such positive
feedback and to be running continuously for more than seven years now.
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34
Conclusion
The purpose of this study was to assess whether Poiesis is an effective approach in
integrating and in teaching about music and visual art. Different data collection
instruments were employed in order to yield and cross-check the validity of the
findings. Some of the four outstanding themes garnered from the interviews and
reflection sheets coincided with the themes that became evident in the videos and
observation notes of the researcher. What was paramount for the participants was
the opportunity for socialisation of the project, the development of appreciation for
the two disciplines and for the whole creative process, personal growth and growth
as an artist through the project. Among the four, appreciation and growth as an artist
were the themes that tallied with those from the videos and observation notes.
The themes from the responses suggest that the collaboration project is an
effective teaching approach for the connection between the two disciplines.
Moreover, the project appears to have promoted holistic learning through the
various activities and tasks that engaged the students in multidimensional ways and
that involved faculties in all three domains of learning. This is evidenced by the
students’ creative output, showcased during the culminating activity. From the data
collected through different instruments and from analyses of the findings, one may
also conclude that aside from touching on the concepts of both disciplines, Poiesis
also provides a venue for the students involved to grow as artists, to acquire a
deeper appreciation for the arts and to develop values contributing to their growth as
human beings. It offers its participants an enriching experience that helps them
progress in their path to being full-fledged artists.
The results of this study show that the students primarily learned through
Poiesis was appreciation for the subject areas, for the creative process and for each
others’ perspectives and interpretation. This appreciation stems from the hands-on
experience of the concepts via the production of music and art and from the
intercollegiate social interaction. We may infer that Poiesis is an effective teaching
approach precisely because it was successful in bringing about a more enhanced
learning. We may trace the success of the strategy back to the rationale behind
curricular integration. Poiesis is an effective approach in teaching about the
interrelatedness of the arts. It is a valuable resource for various contexts such as
program or training sessions or for mentoring programs for in-service music and
visual art teachers.
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Biography
Janel G. Bauza-Wahiman is an assistant professor at the College of Music of the
University of the Philippines. She graduated with the degree of Master of Arts in Education,
major in Curriculum Studies.
|
Malaysian Journal of Music Vol. 7 (2018) | institutionalisation, Lanna music, Northern Thailand, traditional music curriculum, traditional music education | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/140 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/1129 | Paradigm for the development of a Lanna music curriculum in Higher Education in Northern Thailand | This article reviews the status of Lanna music in higher education, offering suggestions for the development of Lanna music in Northern Thai universities. The researcher adopts a phenomenological method, utilising data from a number of interviews (N=20) and observations. The results suggest that Lanna music in higher education plays a significant role in shaping the cultural identity of the community. This unique style of music is often taught as a core area of study, as an extension to existing music curricula, or is being offered elsewhere as a general subject of study pursued by non-music students. In the development of Lanna music curricula, the main objective is to sustain musical traditions, musical creativity and to promote professionalism in performance. The curriculum needs to consider the readiness of the elements, especially those pertaining to culture and community, which form the foundation of knowledge. The curriculum should develop learners on the basis of their interests and potentials and promote a local program which is attentive to local contexts. Finally, the curriculum should consider the diversity of culture and needs of the community. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/1129/812 | [] |
Malaysian Journal of Music Vol. 7 (38-57)
ISSN 2600-9366, eISSN 2600-9331
38
Paradigm for the development of a Lanna music curriculum
in Higher Education in Northern Thailand
Khanithep Pitupumnak
Faculty of Fine Arts, Chiang Mai University
239 T.Suthep, A. Muang, Chiang Mai 50202, Thailand
e-mail: [email protected]
Published online: 10 August 2018
Cite this article (APA): Putipumnak, K (2018). Paradigm for the development of a Lanna
music curriculum in High Education in Northern Thailand. Malaysian Journal of Music, 7,
38-57.
Abstract
This article reviews the status of Lanna music in higher education, offering suggestions for
the development of Lanna music in Northern Thai universities. The researcher adopts a
phenomenological method, utilising data from a number of interviews (N=20) and
observations. The results suggest that Lanna music in higher education plays a significant
role in shaping the cultural identity of the community. This unique style of music is often
taught as a core area of study, as an extension to existing music curricula, or is being offered
elsewhere as a general subject of study pursued by non-music students. In the development
of Lanna music curricula, the main objective is to sustain musical traditions, musical
creativity and to promote professionalism in performance. The curriculum needs to consider
the readiness of the elements, especially those pertaining to culture and community, which
form the foundation of knowledge. The curriculum should develop learners on the basis of
their interests and potentials and promote a local program which is attentive to local
contexts. Finally, the curriculum should consider the diversity of culture and needs of the
community.
Keywords: institutionalisation, Lanna music, Northern Thailand, traditional music
curriculum, traditional music education
Introduction
The word ‘Lanna’ is used to delineate a cultural space in northern Thailand,
consisting of eight provinces to include Chiang Mai, Chiang Rai, Lampoon,
Khanithep Pitupumnak
39
Lampang, Phayao, Phrae, Nan and Mae Hong Son. The Lanna culture dates back
700 years at the very least; it is a culture which combines the ways of life of various
people living together or apart within the region. Through the ages, the Lanna
culture has undergone numerous transformations in accordance with economic,
political and cultural factors, both at the national and international levels.
Subsequently, in 1997, a state-constituted initiative was created, which was fuelled
by the works of various historians, conservationists, artists and locals, in order to
revive the Lanna tradition. The Lanna renaissance was carried out through different
means such as preservationist work, research, activities, recontextualisation and
education (Akins & Binson, 2011; Pitupumnak, 2017; Kanteewong, n.d.). During
this time, numerous groups and organisations committed to the preservation and
transference of the Lanna culture were formed, including: The Center for the
Promotion of Arts and Culture, the Lanna Wisdom School and various community
music projects. The Thai Government saw it fit to mandate the sustainability of
culture as one of four key objectives of higher education, the others being teaching,
research and academic services.
Music is an aspect of the Lanna tradition which has seen developments
much like other arts. Lanna music has owed its longevity and survival because it
was required and necessarily to accompany many Northern Thai cultural events.
Some forms of music have lost their appeal, whilst others continue to evolve,
responding to changes in social conditions. In any case, the revivalist trend of late
has seen many lost musical traditions restored. In the academic sphere, there has
been a surge of interest in Lanna music both in Thailand and abroad. (Akins &
Binson, 2011; Dyck, 2010; Pitupumnak, 2014)
From the music education perspective, Lanna music is transmitted in two
ways: the formal and informal education (Akins & Binson, 2011). The informal
education of Lanna music includes self-learning, musical training at the house of
music masters, musical learning as part of communal activities and so forth. The
strength of this former method of transmission is that the learners become involved
at the very start of their interest. They become aware of the musical contexts in
which they operate, learning about the place of music in a multidimensional society.
They learn about change, adaptability, variable social demands, creativity in
response to social demands and so forth. Learners of all ages and genders can
participate at this level of music education (Pitupumnak, 2017). However, the
informal education systems still lacks the element of professionalism, in that it does
not lead to job security or to other creative avenues – all important factors in the
development of Lanna music and musicians. As for transmission within the formal
education, Lanna music is often inserted into existing music curricula, or even as
part of extra-curricular activities. Having said this, the Bunditpatanasilpa Institute,
which was established by the Ministry of Culture, has developed a curriculum of
Lanna music, in effect since 2012.
Lanna music is undergoing significant changes on an aggregate level, which
is a cause for major concern, as it may lead to the disappearance of this unique
music style. Obviously, it is critical for Lanna music to evolve and develop in order
to initiate more creativity and knowledge, and to create future career opportunities
for artists. Nevertheless, there are major weaknesses in the management system. The
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succession depends on the individual, the teacher, the community leader, or the
manager (Pitupumnak, 2017). The Lanna music that exists in higher education
however, is not appropriately suited to develop academic knowledge, traditional
music education creativity and superior performance (Pitupumnak, 2017;
Thongkam, 2014). Therefore, the need for the development of transmission and
specialisation of Lanna music intensifies. The development of musical skills,
creative and academic work, performance forms and opportunities, as well as the
adaptation of the musical profession to new global trends and challenges should thus
be the central aim of the (new) Lanna music curriculum in formal education. This
article presents the status of Lanna music in higher education and the paradigm for
the development of a Lanna music curriculum in higher education so to reflect
social conditions and 21st century demands.
Lanna Music
Lanna music is considered as one of the most widely distributed music in the
Northern Thai region. Historically, Lanna music was documented around 650
years ago based on inscriptions found at Phra Yuen Temple in the Lampoon
province, built in 1370 (The inscriptions in Thailand Database, 2006). Still, some
historical evidence of Lanna music indicates the types of instruments used at the
time, including: kong (gong), klong (drums), salaw (a two-stringed fiddle), etc. In
addition, historical documents showcase the role of music in the society for
entertainment, warfare, or in ceremonial events (Na Nakorn, 1973; Vichiankeaw &
Wyatt, 2004). Today, Lanna music is categorised into two types, namely: traditional
Lanna music and contemporary Lanna music. Artists may choose to play either type
of the music or may choose to play both forms.
Traditional Lanna music consists of a number of instruments and
ensembles. The klong(s) or drums, which are the traditional drums of local people,
are influenced by the neighbouring cultures (Thammati, 2007). These drums are
often used as drum ensemble to accompany traditional dancing in festivals,
especially in the religious context (Dyck, 2010). The pat-kong ensemble, which is
similar to the pi-phat ensemble, is seen in many regional cultures including central
Thai, Lao and Cambodian, and contains musical instruments such as pat or ranad
(wooden xylophone), kong wong (gong circle), nae noi (small oboe), as well as nae
luang (large oboe), klong deng ting (a double-faced large drum). The important role
of the pat-kong ensemble is that it is used in various festivals and blessings for
auspicious and propitious ceremonies. The saw (singing) is a traditional
performance consisting of singers called Chang Saw, who can be either male or
female singing with pi joom (quartet of free-reed pipes) and sueng (a four-stringed
lute) (Dyck, 2010). The singers sing the lyrics by memory and improvisation. The
saw plays an extremely important role in the Lanna society in terms of being an
amusement at festivals and other ceremonies (Wongskul, 2001). Currently, the
singers try to use the easier and modern languages for audience’s better
understanding, and to improve the response to the performance (Chatipun, 1997).
Moreover, saw is seen as a way to express and raise certain social issues (Kananai,
Khanithep Pitupumnak
41
2012). The Salaw-Saw-Seung ensemble is a new ensemble developed at the time of
the local stream. This ensemble contains musical instruments such as salaw, sueng,
klui (bamboo flute) and klong pong pong (a double faced drum). Formerly, these
instruments were played only for personal entertainment. (Thammati, 2007,
Songned, 2011). The salar-saw-seung is widely known in the Thai society because
of its soft music style associated with the image of people in the northern society
with the objective to support tourism in mass media and for advertising purposes.
(Masiri, 2009)
Lanna contemporary music, however, is one that has been improved and
developed from the traditional form. Traditional Lanna ensembles are played with
Western music instruments, and a number of popular songs have been re-written and
re-arranged for the purpose of this ensemble (Office of the Permanent Secretary,
Ministry of Culture, 2018). The contemporary pat-gong is performed with a drum
set, keyboard, electric guitar, electric bass, and some wind instruments. Thai popular
songs and plang-lok-tung (Thai country music) are arranged to perform in festivals
and spiritual dance ceremonies (Masiri, 2009). Likewise, the sor has been added and
changed its rhythms in ways to make it more entertaining. In addition, some Lanna
artists, such as Jaran Manophet, Panuthat Apichanathong, Bring-kop Warauri have
adopted Lanna music including both songs and musical instruments to use in the
form of a Western ensemble; a pop band or an orchestra (Sumrongthong, 2009)
Lanna music today has a relatively clear standpoint in social dimension.
This unique style of music not only plays a role in entertainment and for rituals, it
also plays a significant role in the identity of the society. It clearly contributes to the
economy through the tourism business, and it certainly plays a part in improving the
well-being of people in the society (Pitupumnak, 2017). In the dimension of
professionalism, there are numerous traditional and contemporary Lanna musicians
involved in the music scenes and performances.
From the past until now, the succession of Lanna music has held through a
‘spiritual-teacher’ belief system, which is the basic belief in transfer of knowledge
and which was originated from the original Lanna people (Sumrongthong, 2009). In
addition, the inheritance of Lanna music is related to the concept of community
music education, which is a process of learning, absorbing and imitating, by creating
musician’s and teacher’s identity (Pitupumnak, 2015).
Lanna music was previously inherited and maintained in the society by
informal education and therefore, the existence of Lanna music in the community is
becoming clearer when the Thai society has a local stream or localism (Pitupumnak.
2017). Localism has clearly existed in the policy of the Government since 1967
(Office of the national economic and social development board, 2016). This policy
has an impact on the development of Lanna music in term of performing, music
composition and arrangement, as well as in learning and teaching in the community,
along with the academic study of this unique art.
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Institutionalisation of traditional music (ITM) in Thailand
The concept of institutionalisation of traditional music refers to the transformation
and ways of teaching and learning traditional music from informal education to
formal education. Many countries around the world have developed traditional
music education in a form of conservatory, which is a type of Western music that is
considered as formal education (Frank, 2014). Hill (2009) proposed that there are
factors influencing ITM, namely: political and ideological agendas, nationalist
agendas and leaders. The curriculum should therefore be dependent on the context
of each culture and university. The ITM affects traditional music in many ways. Hill
stated that “These programs can have huge impacts not only on musical
transmission methods, but also on aesthetics, repertoire, style, performance
practices, creative opportunities, hierarchies, political manipulation, economic
considerations, valuation, status, and public perception” (p. 207-208). Meanwhile
Frank (2014) argued that folk music curriculum had developed many aspects of
local music such as creativity, academic knowledge, profession and identity
development.
In term of the content and pedagogy in the curriculum, Frank (2014)
suggests that learners must learn a variety of music, study theories and basics of
notation, contemporary composition techniques and improvisation. For pedagogy,
there are some controversies in ITM about the difference of pedagogy in
conservatory and traditional forms. Frank stated that “the nature of traditional music
itself allows for students to decipher it and make it their own” (p. 76). Students in
the conservatory have to follow a score or composition, as well; they ought to
determine the best way to perform. Therefore, the pedagogy is dependent on the
character of music, instructors, as well as institution and department setting.
In the context of Thailand, ITM is evident when a change of government
takes place, which results in political and educational actions. Traditional Central
Thai music, or court music, was supported by government agencies and was used as
a national music, titled classical Thai music, and was developed as a course in
higher education by College of Dramatic Arts, Ministry of Culture (Thuntawech,
2017). This music has now been expanded to many universities around the country
with the aim of preserving and transmitting national music. In the meantime, folk
music, music in other regions, has been included in higher education in the form of
elective courses (Sumrongthong, 2009). Some universities have developed folk
music as a curriculum, especially in the north eastern part of Thailand.
In term of music curriculum development in a Thai context, some research
has suggested that the music curriculum, both Western and traditional music, should
be in line with the needs of learners, societies and economies, similar to the
changing world of economics, and development of professionalism (Boonjae, 2014,
Thuntawech, 2017). Moreover, there are laws and criteria that must be taken into
account, namely the National Education Act and The Thai Qualifications
Framework for Higher Education (TQF). The National Education Act emphasises
that cultural inheritance is one of the means of education. It is the duty of the school
to promote and integrate the cultural values with the teaching of all levels (Office of
the education council, 2018), and to ensure that the TQF has set the curriculum
Khanithep Pitupumnak
43
standards in the field of Fine Arts. The content of the course should thus include:
history, music, music theory, musical skills and music technology (Office of the
higher education commission, 2016)
Research Methodology
The researcher used a phenomenological approach, which describes participants’
interpretation of their lives experiences about a concept or a phenomenon (Creswell,
2017). The interpretation of experience is emphasised and presented as a theme and
a sub-theme (Manen, 2003). The participants were selected following the theory of
‘concept sampling’, which examines individuals who can contribute to the evolution
of a theory or concept (Creswell, 2007). 20 participants (N=20) from five
institutions in Northern Thailand were selected including: 12 faculty instructors of
Lanna music (code I1-I12), three administrators (code A1-A3), two independent
scholars/experts (code S1, S2), and three (Lanna) musicians (code M1-M3). The
researcher used various criteria for selecting each group of participants. The faculty
instructors were chosen based on their academic standing or expertise, i.e. they had
to be Lanna music instructors at the time of the research, had expertise in Lanna
music, or had done prior research in respect to Lanna music. Furthermore, a number
of faculty participants were also involved in developing curriculums. For the
administrator’s group, the researcher considered those who were heads of the music
department. The independent scholars/experts were selected based on their area of
interest in researching Lanna music and education. In addition, the researcher
selected well-known musicians, who demonstrated continual musical work and
performance, as well as recording and composition of music. During July-December
2017, formal interviews were conducted to collect data from each participant by
questioning them about their experience regarding Lanna music in the society, in
their profession, transition, education and institutionalisation. The researcher also
utilised non-participant observation for collecting data about Lanna music, which
appeared in the community and at the University. All data were managed by
transcription, coding and analysis of specific statements and themes (Creswell,
2017).
The Status of Lanna Music in Higher Education
Lanna music is part of tradition, and tradition, as per governmental policies,
constitutes an important part of higher education (Office of the education council,
2018). Findings suggest that Lanna music is manifested in higher education in the
following forms:
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Lanna Music as Cultural Identity
Lanna music offers a cultural identity, demonstrating the receptivity of university
personnel and dictates campus policies and activities. As highlighted in most
universities’ mission statements, the institution itself has to play a role in the
preservation of arts and culture. The university has to offer, in terms of activities,
succession and research on culture. Participant A1 stated that “Lanna music helps in
fostering the cultural identity in our space. We are here. We have to make Lanna
music reputable”, Participant A2 indicated that “Our university serves the local
community. We cannot neglect Lanna music.”
Revivalist efforts began in Thai universities prior to 1993. Regionalisation
in Northern Thailand is another factor in fostering the Lanna cultural identity.
Musical clubs were established to offer opportunities for students to learn about or
partake in Lanna music. Lanna music is employed in various occasions, such as in
university activities or in institutional music. On top of this, Lanna music has also
attracted the interest of university researchers.
Lanna music is also an attraction for artists and musicians, and a means of
increasing the value of performance. This area of creative endeavour is often
referred to as “Applied or Contemporary Lanna Music”. This form of art is
developed both within higher education and by independent musicians. It has been
incorporated into many performances such as light and sound productions, telling
the story of Chiang Mai’s past and similar stories .
The development of music so far has an air of completion about it. Lanna music
has become fused with Western music. I personally have done this for many years
with nice tunes. Modern listeners enjoy it and some companies are interested in
circulating it. (Participant I1)
In any case, from the university’s point of view, Lanna music is more useful
as a cultural identity than as a profession or academic pursuit. Focus is therefore
often given to the restoration and preservation of Lanna music, generally through
extra-curricular activities or as part of an existing curriculum.
Lanna Music as Communal Activity
From an academic perspective, Lanna music is often considered a folk tradition that
is still serving the locals. Lanna music has its responsibilities to the community in
several aspects, including the carrying out of religious rites (for instance, spiritual
dances or funeral rites). Furthermore, Lanna music is also being fostered as a
cultural identity, functioning as a tool for the development of youth and the elderly.
These aspects have received much attention from university-based scholars in
ethnomusicology and community music education. Studies show that learners are
taught a Lanna tradition that is responsive to changing social contexts. There exist
several bodies of knowledge integral to this system of education (in addition to
musical skills), including music history, music and culture, as well as cultural
transformations and changing demands for music, etc. (Pitupumnak, 2017).
Khanithep Pitupumnak
45
Lanna Music As an Important Core of a Music Education Curriculum
Although Lanna music has not yet become a specialised curriculum, it has been
combined as part of music education curricula, which comprises of Western music,
Central Thai music and folk music. The reasons for this grouping are twofold: 1) as
an effort for preservation and 2) to equip students with a wide range of skills
necessary to be able to teach different forms of music at school. Participant I8 stated
that “The music education curriculum consists of Thai music because it is a national
treasure; Western music because it is international treasure; and, Lanna music
because it is a local treasure.” Furthermore, Participant A1 stated that “The music
education curriculum needs to create teachers with two areas of expertise: Thai and
Western music. In Chiang Mai, folk music forms the third category.”
Candidates in music education, therefore, need to be trained in a variety of
musical traditions, in essence becoming music generalists since schools may not be
able to afford specialists. A music teacher may have to oversee all kinds of school-
level music depending on the school management. In some cases, the music teacher
is also responsible for teaching visual arts and dance.
Lanna Music as a General Subject
Several universities offer courses in Lanna music, or in some cases Lanna music is
admitted into the scope of pre-existing courses among Music Appreciation, Music
and Rituals, or Ethnic Music (Akins, & Binson, 2011). Lanna music is taught both
to students of Thai or Western music, or to non-music students. These may be
general education (GE) courses or free electives. In addition to this, subjects relating
to society and local history may have a musical aspect to them; these may engage
students in Lanna music without going too deeply into theoretical or historical
details.
Thai music was usually the subject-matter of the Music Appreciation course –
nowadays, folk or Lanna music is also taught. Sometimes, history, which is a
general subject, also includes Lanna topics, the ways of life of the Lanna people,
including Lanna music, so that students may become acquainted with and better
understand their own culture. (Participant I1)
Based on this wealth of information, it is evident that Lanna music is part of
culture, the fostering of which should be one of higher education’s main objectives.
This mission is focused on conservation in all shapes and forms, including the
development of cultural identity, research, along with the creation of bodies of
knowledge for use in curricula or in individual subjects. These observations suggest
that universities should place a great deal of significance on the instruction of Lanna
music. In spite of this, Lanna music has not yet been developed as a specialised
curriculum under the Ministry of Education, which is an important—yet untapped—
avenue for further growth in this area.
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Paradigm for the Development of a Lanna Music Curriculum in Higher
Education
This paradigm towards a specialised Lanna music curriculum offers a roadmap for
further development in response to social needs and context. The following are
findings based on interviews, and analysed below under the succeeding headings:
Objectives of the Curriculum
The participants provided information regarding the objectives that relate to their
experience. The key concept of the data is preservation and creativity. The
participants stated that:
In the creation of a curriculum, emphasis must be placed on preservation, in
tandem with the application of Lanna music to newer contexts. (Participant A1)
The integration of traditional and Western music must be emphasised. The
participant I3 pointed that:
Considerations must be given to the integration between Lanna and Western
music. In some cases, curricula place an over-emphasis on Western music at the
expense of local music. Methods of learning may include rearranging of folk
music for modern usage, or utilising traditional instruments. (Participant I3)
From the viewpoint of the ability, graduates become prospective music
teachers or musicians of good quality and are able to use materials of Lanna music
as a foundation for their own creative work in terms of teaching innovation and
music creativity.
In order to study the music, one must have the capacity to combine the original
with the new. Then, connect and adjust them as they best suit our society and
culture. (Participant I4)
One participant state that “the thinking process is an important outcome for
developing any creative work”.
I think we should focus on the "idea" of thought because we lack the thinking
process. We like imitation. If I am asked, it must be rebuilt. For example, we may
not take music across species. We might create a Lanna Symphony which is a
Salo, Sor, Sueng in Symphony. (Participant I5)
The graduates are expected to have the ability to develop their own ideas
after graduation. The participant I6 said that:
I think the graduates will have their own ideas, creativity in self-development and
finally, they can create their own work which will be a successful point.”
(Participant I6)
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In addition, the traditional way of Lanna music should be included in the
curriculum as a basis for creativity.
The practical teaching, such as the teaching of “Bhu Cha drums, Phu Jae and Sa
Bad Chai, are all aimed to teach the students to understand and to apply these into
their works. (Participant I3)
The main objective of a Lanna music curriculum should therefore be 1) to
restore bodies of knowledge that help in preserving and acting as the way for the
transference of Lanna music, 2) to foster Lanna music creativity based on traditional
music and music of other cultures, and 3) to ultimately lead to professionalism
(musician and music teacher) in modern-day society. This concept is in line with the
demands of higher education in its objective to preserve local traditions, as well as
to respond to the demands of society and the learners themselves.
Availability of Resources
In the northern regions of Thailand, there is a wealth of cultural resources due to
diversity of peoples and cultures, folksongs, artists and teachers, independent
musicians and other musical events. Much has been documented in photographs,
videos, sound clips and other sources, which lend themselves to classification and
scholarly investigation. The participants stated that:
Different materials can be found within our area. We have ethnic diversity. We
have different types of play. All these things can be incorporated into a creative
work to create a new kind of performance. Different musical identities can be
found throughout the northern provinces. (Participant I8)
From a viewpoint of a musician, participants should include a variety of
cultural materials in their creative work. The participant M2 said that:
We have ethnicity. We have a variety of traditional games. We have a set of
fabrics that can be used for further creative thinking in order to make a new show.
It looks like it is our selling point. (Participant M2)
On the other hand, the body of knowledge of Lanna music inherited from a
‘master’ or ‘Khru’ is an important resource, and should be further developed. The
participant A3 proposed that:
We have a lot of knowledge and wisdom. Also, there are a number of experts
called Pho Khru and Mae Khru. But, their knowledge have not yet been fully
utilized and transferred into practical textbooks. In order to create a curriculum,
we have to initiate these. (Participant A3)
In respect to instructor’s competencies, Thai laws require instructors in
higher education to have several qualifications, such as possessing a related degree
in at least a master's level, as well as having conducted research or produced
academic publications (Office of the higher education commission, 2015).
Nevertheless, in reality, those who have accurate knowledge of folk music and a
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high level of education are almost non-existent. It is, therefore necessary to develop
certain criteria in order to identify the actual abilities of instructors and local artists,
who are capable of providing higher education. Some universities in Thailand have
the criteria to support those who are highly talented yet lack the knowledge. This
includes national artists or those who have received national awards. Participant A3
pointed out that:
You need to set specific criteria to support good artists, who can teach in the
university. They may need to have recognized achievements, and there should be
a committee or board to review their background, as those who have a Ph.D. in
Lanna music are not existent. (Participant A3)
In the process of developing a Lanna music program, the university must
invest in such facilities like music rooms, musical instruments, computer programs,
recording rooms and showrooms. These facilities need to be available and well-
equipped in order to best serve learners and have maximum impact in terms of
learning outcomes. However, some participants revealed that:
Folk music has to stay and continue with villagers. We have to place emphasis on
teaching-learning and performance in the community. Considering the fact that
musical instruments are often made by the villagers themselves, musicians
(students) may have to create their own musical instruments. (Participant S1)
One of the participants stated that the program should begin from what’s
available, and gradually be expanded from that point on.
What we have for the support is gradual accumulation. We started by learning
from what we had before, and have gradually created both knowledge and things.
(Participant I9)
However, the quality of the curriculum needs to be considered. The
participant A2 said that:
We cannot expect to have all facilities ready and then start designing a
curriculum. We ought to ensure that we create high quality curriculums, while the
facilities are being developed. (Participant A2)
The participants stated that they could use the facilities that had already
available, and what they needed in terms of high investment, they could accumulate
or gradually build up. Participant A2 stated that “But, we must critically think about
the quality of teaching and the quality of our students.”
For the development of a Lanna music program, the participants stated that
the readiness of resources should be taken into account. This includes providing
information regarding the availability of resources, including knowledge, personnel
and facilities. These are elements that are related to the community and the original
space of teaching-learning of Lanna music. In addition, the knowledge of Lanna
music, in its entirety, appears in various aspects of music theories, music history,
Khanithep Pitupumnak
49
practical techniques and the music culture. It is in the practice of wisdom and
succession with oral tradition. However, the academic knowledge developed in the
character of textbooks is limited and not comprehensive. Therefore, the university
needs to support research and development of knowledge in various fields as a basis
for curriculum development.
Development of Learners Based on Interest and Potential
Lanna musicians are diverse. Before enrolling in higher education, students learn
Lanna music in various ways based on their musical interests and through their
preferred learning styles. The learners may learn from their parents, masters, friends,
or by themselves and via resources available on the Internet including YouTube.
Some musicians may play only one type of Lanna music, while others may be
interested in playing multiple types of music, including the ability to perform
traditional Lanna dance. This diversity affects the qualification of the students that
need to be broadly defined.
As we have observed over the years and as it is evident from existing courses, our
students are very different. Many of them, who are capable of playing Lanna
music, come from different places. We try to get them to use that ability. If we
will do the Lanna music course, a broad set of criteria must be set and it cannot be
specific. (Participant A1)
The difference between students directly impacts their recruitment criteria.
The participant A2 stated that:
The criteria for student recruitment must be diverse and flexible. We need to see
that students have the potential to further develop in their own way. (Participant
A2)
Consideration must also be given to the development of learners based on
differences in their interests and potentials. One method of folk performance
involves artists being able to develop musical forms by themselves, both in
traditional and contemporary styles. The learner must therefore be able to develop
his own expertise, as well as learning about other different types of music in order to
achieve creative autonomy. Participant I5 stated that “students must create their
own work according to their own potential.”
In order to develop the potential of learners, besides creating courses and
curriculum content, the participants agreed that teachers have a great impact to
support and encourage students to develop their full potential.
Every student has different needs and goals. Some like folk music and come to
study folk music from local experts. Students come to study with us, which opens
their world and encourages them to further learning. (Participant A1)
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In addition, it is the teacher’s duty to lead students and to help them develop
their potentials. The participant I7 stated that:
Teachers do need to help and point out what students can do. Previously, with
Thai music and Western music we try to do that. (Participant I7)
From a different perspective, universities are a place of learning and
intellectual exchange between learners. The duty of the teacher is to find inspiration
and to offer advice. The curriculum should therefore foster a diverse learning
experience, so that learners may receive the knowledge needed to accompany their
own creative pursuits.
The Provision of Diverse Knowledge, Leading to Professional Qualification
The music industry in Northern Thailand, including the Thai society, is divided into
two major groups: musical profession (musicians, music composers, producers); and
music teachers (teaching in public schools, private schools and private studios).
Each line of work can be subdivided into very specific categories. In this case,
Participant I11 informed that:
We do not know what graduates will choose after their graduation. Some people
learn to become an artist, while others study liberal arts and finally pursue a
teaching job. These are based on the opportunity they encounter. (Participant I11)
Graduates will soon face diversity and expectations. Graduates, who
become music educators, are required to have a diverse understanding of different
forms of music. Although, in higher education, students will have their own major
areas of expertise, they may be encouraged to learn instruments with which they are
unfamiliar, or even learn subjects for which they have not been adequately prepared,
for instance physical training or drawing. At the same time, school standards differ
from place to place in funding, in the quality of the staff, location, social influence
and so forth. In face of this great diversity, graduates must adapt and be able to
handle a wide range of unexpected situations.
A graduate from a Lanna music curriculum must respond to the needs of different
local schools. In addition to Lanna music, he may have to be trained in Thai
music. Upon graduation he may land a job in a faraway school, or one lacking
adequate budget. He will have to demonstrate abilities in Thai music, Western
music and folk music. (Participant S2)
The desire of most schools is to establish school bands capable of attending
various school activities, representing the school in contests and putting the school’s
name in good repute. A number of schools therefore are in need of regular teachers
capable of organizing bands. The curriculum should respond to this demand by
producing candidates able to conduct bands of both folk, Thai and Western music.
Khanithep Pitupumnak
51
Participant I10 stated that “In some situations, schools expect music graduates to be
able to form bands, whether it is for western, Thai or folk music.”
In the music profession, diversity of knowledge leads to more creativity and
innovation, which should be one of the main objectives of the adaptable music
curriculum. The design of the curriculum, in addition to requiring students to
develop expertise in their own disciplines, must also train them to think in more
cosmopolitan terms, leading to more diverse opportunities within the profession.
The participant said that – in case of Thai music students:
Thai music students only learn about Thai music. So when they encounter Lanna
music or other musical traditions, they come to a dead end. Even in terms of the
notation – they’re only often taught the notation of Thai music, and none of the
Western. They come to a dead end. (Participant I11)
Reading western notations is a necessary skill for communication between
traditional and western musicians. The participant A1 stated that:
When they encounter Lanna or Western musicians, they have problems
communicating with them. Learning about other musical traditions or foreign
notation may be a necessity.(Participant A1)
In addition, students also need to know various styles of music, which help
them to satisfy customers’ different needs. The participant M1 said that:
I work as a freelance, composing a number of songs. The key I found is to
determine different needs of customers. Even when we have our own ways, we
have to consider what customers want or what we should offer our customers. We
need to know a lot. Knowing just native music or Western music is not enough.
(Participant M1)
The curriculum therefore needs to prepare the graduates to face the diversity and
expectations. Students should have a grasp of different traditions of music, whether
it is Lanna, Western or the music of other cultures. This process of learning should
tie in with concepts of ethnic music, as well as that of music education and
creativity, so that the students may achieve a more wholesome integration in their
works.
Freedom to Develop a Local Curriculum
The design of a Lanna music curriculum, which is mainly concerned with a local
body of knowledge, should be given enough freedom and flexibility to engage with
the local context. Even if curricula must be written with social, economic, cultural
and political considerations in mind, in Thailand, curricula must conform to
governmental policies, known as Thai Qualifications Framework for Higher
Education. Every curriculum must rigorously follow these guidelines. On top of
this, additional rules set by the Teachers’ Council apply to the development of post-
graduate curricula.
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The criteria laid down by the Teachers’ Council present a lot of difficulties. The
university should have some flexibility and freedom in curricular decision-
making, so that they may decide on what’s best based on local contexts. Regional
curricula will be different due to social, environmental and cultural differences.
(Participant I12)
Such criteria may be rigorous in certain areas, such as in regulating the
qualifications of the teaching faculty and the distribution of credits and modules, to
name a few examples. However, a context-aware curriculum can still be designed
based upon relevant bodies of knowledge to ensure the design of courses and course
contents are in alignment with the vision of the university. In any case, this must
measure up against the standards of the profession and the field of study.
Significance Given to Cultural Diversity
For curriculum development, it is important to consider the diversity of students
together with institutions that play a significant role in developing academic
knowledge, as well as the need to focus on the diversity of Lanna music culture. As
mentioned earlier, the word ‘Lanna’ encapsulates traditions within the Northern
Thai regions. In this way, Lanna is by definition a diverse conglomeration of
traditions based on fluctuating population. Moreover, this may also include the
surrounding music cultures that influence Lanna music, such as Burmese music
culture, Tai, Laos, etc. A Lanna music curriculum should therefore reflect this
essential diversity rather than confining itself to a singular mainstream musical
tradition. The participants said that:
A Lanna music curriculum should not place, at its heart, a singular emphasis on
Lanna music, but rather attend to ethnic diversity. (Participant I8)
What is the real Lanna music? What kinds of Lanna music should be included in?
The Lanna music program is not going to be only concerned with salaw, saw,
sueng, and pat-kong. (Participant S1)
Lanna music is therefore not just the music of Chiang Mai, the central hub
of the region, but also the music of other cultural minorities, such as music from the
hilltribes, or music in each province in Northern Thailand. Each province has its
own history of royal courts such as Nan, Payao, Chiang Rai. The Mae Hong Son
province however, derives much of its influence from the Shan peoples of
Myanmar. Moreover, each province has its own way of playing music, which
deserves its unique research endeavour and learning. This local history and the way
of playing are important parts of developing a Lanna music curriculum. In addition,
the program should also include Western music that has played a role in Lanna
music, specifically Lanna contemporary music. In consequence, the development of
the Lanna music program requires the use of branch concepts and Ethnomusicology
in order to define the subject and direction. As participant A3 stated:
Khanithep Pitupumnak
53
To make students understand the diversity, it is crucial to get them involved with
a background culture and to provide them a view on the musical culture; it is a
subject that is Ethnomusicology. (Participant A3)
In terms of cultural diversity, both music and other related cultural elements are the
hallmarks of Lanna music as well as folk music, similar to many cultures around the
world. The curriculum needs to take into account the direction of curriculum
development.
A Curriculum for the Community
As it was pointed out under the topic of “Availability of Resources”, the participants
emphasized that the Lanna music program cannot be separated from the community,
even if it is taught in the university. Lanna music has its roots in communal
tradition. Beyond the university, the community is a place for creativity and
transmission, with an active and continuously developing musical scene (i.e.
developing new musical forms, new styles of performance, etc.)
Lanna music courses must work with communities because knowledge and
meaning of Lanna music are in the community. Music is born with people and is
developed with the artists and the audience. These people are in the community.
(Participant S3)
The community is therefore an ideal place for learning about Lanna music.
The curriculum must therefore seek to develop its vision, its faculty, contents and
learning activities to reflect this social reality. Courses might include Music in
Modern Day Rituals, Music Aesthetics and Society, Community Music, Community
Music Education, the Management of Professional Lanna Ensembles and so forth.
Additionally, credits could be awarded to students for experience working in the
community as a way of encouraging mutual work between the university and the
community. The participants said that:
In order to design the subjects, institutions must consider what kinds of essential
knowledge students need to learn. Consider the need and the changes that will
occur. (Participant I4)
The critical point is that how it will also connect with the community in terms of
both the knowledge and teaching, or even the credits transferred. (Participant S3)
Conversely, the university is an academic space for Lanna music, attending
to the preservation and improvement of important bodies of knowledge – knowledge
currently in the possession of an ageing generation of teachers and artists.
Participant A1 said that “There are problems within the present method of cultural
transmission. The teachers are getting older, but education can preserve this wealth
of knowledge.”
All this knowledge demands to be preserved and studied in a systematic
way. Many universities see value in this work and have tried to collect these bodies
of knowledge in the form of research that is managed by the faculty or researchers.
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In any case, research must continue to be promoted, expanded and in turn be fed
back into the curriculum-building process.
Conclusion
This article reviews the status of Lanna music in modern educational institutions
and offers a paradigm for the development of a Lanna musical curriculum. The
results suggest that, presently, Lanna music in higher education plays a role in
shaping the cultural identity of the region. Lanna music is a communal activity and a
field of study for many researchers in universities. Lanna music is also a central
aspect of a music education curriculum, in which students must take courses in
Western, Central Thai and folk music. Additionally, Lanna music is a general
subject taught to non-music students, or a subject incorporated into other existing
courses. The development of a Lanna music curriculum should adhere to the
following paradigm. The goal of the curriculum should be to preserve and develop
existing musical traditions. Considerations must be given to the availability of
resources, in particular, the cultural resources which form vital foundations for the
creation of bodies of knowledge. Students should be developed based on their
interests and existing potentials. Certain flexibility and freedom must be afforded to
the development of a local curriculum, which responds to local contexts and
demands, reflecting national standards and criteria. The curriculum should take into
consideration cultural diversity and the possibility of integration with the
community. Furthermore, from the demand and the perspective presented above, it
is evident that the development of a Lanna music program must include the concept
of music education and ethnomusicology, music performance and creativity in order
to provide students with a broader understanding of various cultures, conveyances
and musical creations.
This research will be the principle platform for developing Lanna music
curriculum in higher education, especially in the northern region of Thailand. This
research intends to create a starting point for developing ideas and paradigms that
are necessary to support other studies which may lead to the successful development
of the curriculum in a systematic manner, and which is in line with the changing
societies of the 21st century. Future studies should be developed to include details on
the components of the curriculum, especially Lanna music theory, Lanna music
history, Lanna musical practice and Lanna music pedagogy. These are important
factors for teaching and learning. Higher education and community would help
support each other's content, learning and teaching, as well as the measurement and
evaluation, including transferring credit from community teaching and learning to
formal education.
Khanithep Pitupumnak
55
Acknowledgements
The contents of this article derive from a research entitled ‘The Paradigm of the
music study in Higher Education in Northern Thailand for 21st Century’, sponsored
by the Thailand Research Fund (TRF) and received great support from Chiang Mai
University, the Faculty of Fine Arts, and all contributing informants.
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Biography
Khanithep Pitupumnak is currently a lecturer at the Department of Thai Arts, Faculty of
Fine Arts, Chiang Mai University, Thailand. Pitupumnak is interested in fields of
Ethnomusicology, Community Music Education, and Multi-Cultural Music Education.
|
Malaysian Journal of Music Vol. 7 (2018) | Australian culture, canon, contemporary popular music, electric guitar, pedagogy | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/140 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/838 | A Pedagogical Canon for Electric Guitar: An Australian Cultural Perspective | This study aimed to develop an up-to-date canon for electric guitar for use in popular music education in Australia through research of relevant industry data. A prospective pedagogical canon of ten songs was derived and discussed with suggestions for further curricula content and exemplars proposed. Quantitative and qualitative methodologies were employed to analyse data collected from a variety of industry sources. Findings of the study revealed some enlightening cultural insights from the perspective of Australian music education. The development of electric guitar culture in Australia was shown to be driven by international influences with Australia following the lead from the United States and the United Kingdom rather than offering uniquely Australian input. These factors may have led to a potential stifling of a uniquely Australian electric guitar culture via the widespread use of pedagogical methodologies that have simply adopted international content rather than focussed on development of local input. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/838/574 | [] | 58 Malaysian Journal of Music Vol. 7 (58-77)
ISSN 2600-9366, eISSN 2600-9331
A Pedagogical Canon for Electric Guitar:
An Australian Cultural Perspective
Daniel A. Lee
Charles Darwin University, Australia
e-mail: [email protected]
Published online: 1 September 2018
Cite this article (APA): Lee, D. (2018). A pedagogical canon for electric guitar: An
Australian cultural perspective. Malaysian Journal of Music, 7, 58-77.
Abstract
This study aimed to develop an up-to-date canon for electric guitar for use in
popular music education in Australia through research of relevant industry data. A
prospective pedagogical canon of ten songs was derived and discussed with
suggestions for further curricula content and exemplars proposed. Quantitative and
qualitative methodologies were employed to analyse data collected from a variety of
industry sources. Findings of the study revealed some enlightening cultural insights
from the perspective of Australian music education. The development of electric
guitar culture in Australia was shown to be driven by international influences with
Australia following the lead from the United States and the United Kingdom rather
than offering uniquely Australian input. These factors may have led to a potential
stifling of a uniquely Australian electric guitar culture via the widespread use of
pedagogical methodologies that have simply adopted international content rather
than focussed on development of local input.
Keywords: Australian culture, canon, contemporary popular music, electric guitar,
pedagogy.
Daniel Lee
59
Introduction
This paper reports on a study, conducted in Australia, which investigated the
development of an instrumental teacher’s personal canon of exemplars for use in
delivering tuition on the electric guitar within a popular music education framework.
The purpose of the development of the canon was for the personal reference of an
instrumental instructor as a basis to derive a series of lesson plans which
consistently address important pedagogical factors in teaching electric guitar. The
setting that formulated the framework for this study is a private instructor teaching
Australian secondary students in one-on-one instrumental tuition. The term ‘canon’
is often used to describe a list of compositions which a student of a particular
instrument would be expected to include in their standard repertoire. However, in
this study, in the absence of an alternative terminology, the term ‘canon’ is used to
describe a list of songs for pedagogical reference, not performance expectations. It
is anticipated that other instrumental tutors could replicate this approach to derive
their own personal pedagogical canon informed by their particular socio-cultural
locale. The canon developed in this study was aimed to be both musically and
pedagogically relevant for students of electric guitar to develop them for the current
global music marketplace.
The majority of Western art instruments already have their own canons and,
in many cases, dedicated pieces have been written expressly for a specific purpose
of developing the students’ technical or musical development. These compositions
are found in the curricula of music education institutions and organisations globally.
The role the electric guitar has played in twenty-first century music is complex and
dynamic crossing many genre borders and pioneering new ones. As a result, a
natural evolution of a canon for electric guitar has not occurred.
The research project addressed the following question: Which compositions
constitute a relevant repertoire for an electric guitar tuition curriculum? In order to
position the findings within a global perspective of cultural and pedagogical
significance, the following secondary research question was also investigated: What
is the place and identity of Australian culture, through the lens of the electric guitar
canon, in a globalised context?
Since the introduction of the Internet, the global music marketplace has
undergone significant changes. In conjunction with other technological
developments there has been a trend towards online marketing and self-produced
music. The musician employment marketplace has experienced a shift toward a
globalised perspective. The next generation of musicians will be competing on an
international stage, via the Internet and their education should be preparing them for
this.
With a focus on commercial compositions rather than purely educational or
technical works, a student’s repertoire is potentially more practically focussed as
they enter the global marketplace as an early-career professional musician. Careful
selection of an educational canon may still allow an instructive focus on technique,
as well as musical theory and general knowledge by using appropriate significant
historical and relevant compositions. Jodi Fisher makes a case for the use of songs
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in place of exercises; “students will learn the most from songs, they are the perfect
vehicle for learning both theory and technique” (Fisher, 2005, p. 72). From a
broader view on pedagogy, Pratchett states, “The best kind of education possible is
the one that happens while you think you’re having fun” (Pratchett, 2014, p. 120). It
is the belief and experience of the author that students will enjoy learning songs
more than technical exercises and a carefully derived pedagogical canon of songs
can be designed to contain the technical and theoretical content found in method
books and curricula.
Methodology
The study used a mixed methodology of quantitative and qualitative processes. This
is now common practice in the social sciences (Sarantakos, 2013) and is becoming
more typical in music research (Wise, 2014). The decision to use a mixed methods
approach was made due to the type of data collected. The research was conducted
through analysing information from syllabuses, curricula, publications and industry
discourse ranging from the 1950’s to the current era. The data collection also
reflected the influence of the Internet on instrumental electric guitar tuition by the
inclusion of data from Internet-only sources and publications with a strong Internet
presence.
Syllabuses from music examination boards and guilds in Australia, the
United States of America, Canada and the United Kingdom provided initial sources
of quantitative data enabling the establishment of a list of songs occurring most
frequently across the globe in modern guitar curricula. A second relevant source of
data was industry discourse, internet sites and other current industry media offering
tutorage in electric guitar. Table 1 shows the data sources for the syllabus and
industry discourse data sets and their nationalities.
The third source of data was the personal records of the researcher, an
Australian music educator, collected across ten years. The music educator’s lesson
plans comprise repertoire selected for pedagogical reasons and is heavily influenced
by student feedback, via personal discourse on the choice of material and also by
students’ requests. Quantitative analysis was used to initially tabulate data from the
primary sources to identify potential canon content by frequency of occurrence in
pedagogical settings. Table 2 shows twenty most frequently listed songs from each
of the three data sets and the frequency of occurrence. This list formed the basis for
the qualitative analysis.
Daniel Lee
61
Table 1
Data sources and nationalities
Syllabus data source
Nationality
Industry
discourse
data source
Nationality
Australian Music
Examinations Board
Contemporary Popular
Music course
Australia
Guitar World: 50
Greatest Rock Songs
United States of
America
Boosey & Hawkes
Registry of Guitar Tutors
Rock Guitar Syllabus
United
Kingdom
VH1: Greatest Songs of
Rock and Roll
United States of
America
Canada Conservatory
Canada
New Musical Express:
50 Greatest Guitar
Solos
United Kingdom
Victorian Curriculum and
Assessment Authority
Australia
Guitar World: 100
Greatest Guitar Solos
United States of
America
Heanor School of Music
United
Kingdom
Rolling Stones
Magazine: Greatest
Guitar Songs of All
Time
United States of
America
Australian Guild of Music
and Education
Australia
Guitar Alliance: Top
Classic Rock Songs
United States of
America
Trinity College London,
Pop and Rock
United
Kingdom
Guitar Habits: 20 Guitar
Classics
Netherlands
Hot Rock Guitar
United States of
America
Guitar Tricks: Jam
Sessions Songs
United States of
America
Berklee College of Music
United States of
America
10 Greatest Guitar
Songs of All Time - For
Dummies
United States of
America
The qualitative component of the study was conducted using critical
analysis as the methodology. The researcher felt this methodology most closely
supports the intended research process (Denzin & Lincoln, 2011). Each of the songs
in the table above were examined for pedagogical value by cross referencing their
content to studies, etudes and compositions found in guitar tutor and method books.
The tunes found to contain the most comparatively similar content were considered
to be of higher pedagogical value and therefore greater status for the purpose of the
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canon being derived in this study. For example the Australian publication
Progressive Lead Guitar (Turner & White, 1979a) is a very popular guitar tutor
book in Australia. The first lesson introduces the twelve-bar-blues harmonic
progression and through a series of exercises builds a riff based blues exercise. The
Ray Charles composition ‘What’d I Say’ is an example of a simple riff-based blues
composition. Figure 1 shows the Turner and White exercise and Figure 2 shows
Charles’ ‘What’d I Say’ for comparison.
Table 2
Top twenty songs in each data set
# - frequency of occurrence within each data set.
Syllabuses
#
Industry Discourse
#
Tutor Log
#
Sunshine of Your Love
7
Stairway to Heaven
9
What’d I Say
342
Whiteroom
4
Freebird
6
Hey Joe
233
Under the Bridge
4
Hotel California
6
Sweet Home
Alabama
149
The Wind Cries Mary
4
Smells Like Teen
Spirit
6
Boom Boom
132
Sweet Child of Mine
4
Sweet Child of Mine
6
Flintstones Theme
87
Sultans of Swing
4
All Along the
Watchtower
6
All Along the
Watchtower
77
Paranoid
4
Beat It
5
La Bamba
60
Crossroads
4
Crossroads
5
Sunshine of Your
Love
52
You Shook Me All
Night Long
3
Purple Haze
5
Purple Haze
51
Wonderful Tonight
3
Whole Lotta Love
5
Vertigo
51
Tears In Heaven
3
Bohemian Rhapsody
4
Summer of ‘69
48
Stairway to Heaven
3
Crazy Train
4
Hero
(Nickleback)
47
Panama
3
Eruption
4
Can’t Stop
45
One (Metallica)
3
Johnny B. Goode
4
Zebra
43
Misty
3
Layla
4
La Grange
40
Living on a Prayer
3
Walk This Way
4
Kryptonite
39
Little Wing
3
You Really Got Me
4
Bad to the Bone
37
Layla
3
Back in Black
3
Johnny B. Goode
36
How High the Moon
3
Comfortably Numb
3
Are You Gonna
Be My Girl
35
Hey Joe
3
Killing in the Name
3
Hotel California
35
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Figure 1 Progressive Lead Guitar- ‘Exercise 4’ (Turner & White 1979a, p. 12)
Figure 2 ‘What’d I Say’ (Charles, 1959, transcribed by Author)
Using Fisher’s justification of tunes in place of exercises it is argued that
‘What’d I Say’ has the same pedagogical function as the exercise, however, presents
it in a more aesthetically pleasing manner for the student and is therefore of more
pedagogical value. This process was utilised to examine the content of the highest
ranking twenty tunes from each data source. Other publications used for cross
referencing purposes include Complete Method for Modern Guitar (Bay, 1948), Be
Dangerous on Rock Guitar (Daniels, 1986), Hal Leonard Guitar Method (Schmidt,
1977), A Modern Method for Guitar (Leavitt, 1966), Complete Course in Jazz
Guitar (Baker, 1955) and Progressive Rhythm Guitar (Turner & White, 1979b).
These publications were chosen due to their status within the Australian guitar
community and their historical significance with the wider global guitar community.
Another consideration in the determination of each song’s pedagogical value was
skills transferability. Tunes which contained content that was relevant for a high
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number of other compositions were also considered of high pedagogical value and
therefore greater status for the canon being derived in this study. For example, the
Bob Dylan composition ‘All Along the Watchtower’ was found to contain a
harmonic progression that was very common and with the addition of another chord
produced another progression that was also extremely common. This presents a high
level of skills transferability and opportunities for a tutor to present further skills
development in a scaffolded progressive fashion. Figure 3 shows the chord
progressions found in Dylan’s ‘All Along the Watchtower’ and the Percy Mayfield
composition ‘Hit the Road Jack’ presented in the key of C minor for comparison.
Figure 3 ‘All Long the Watchtower’ (Dylan, 1968) and ‘Hit the Road Jack’(Mayfield, 1960)
(Transcribed by author).
It is argued that the skills introduced by learning ‘All along the
Watchtower’ can be further developed to learn ‘Hit the Road Jack’ and many other
compositions with similar chord progressions. Therefore, as ‘All along the
Watchtower’ presents the skill set in its simplest form it has foundational
pedagogical value as seen from the perspective of the development of the canon in
this study.
This musical content analytical stage of the study was followed by the
development of an instrumental tutor’s personal curriculum for a global perspective
guitar tutorial program, designed around the use of a ten-song canon. Qualitative
data analysis was conducted into each song to also verify its historical significance,
and cultural status in the global guitar community.
Findings
From the data collected by the methods listed above and the subsequent analysis via
the mixed methodology approach utilised, a canon for electric guitar was derived
comprising ten songs. Limiting the canon to ten songs was chosen to manage the
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scope of the study and also to fit with industry standards where ‘Top Ten’ is a
common theme. Table 3 presents the canon and includes cultural and historical data.
Table 3
Electric Guitar Canon, Cultural and Historical Details
Song title
Composer(s)
Country
of origin
Date of
release
Do Re Mi
Richard Rogers and Oscar
Hammerstein
USA
1959
Sweet Home
Alabama
Ed King, Gary Rossington and Ronnie
Van Zant
USA
1974
What’d I Say
Ray Charles
USA
1959
All Along the
Watchtower
Bob Dylan
USA
1968
Boom Boom
John Lee Hooker
USA
1962
Sunshine of Your
Love
Pete Brown, Jack Bruce and Eric
Clapton
UK
1968
Layla
Eric Clapton & Jim Gordon
UK
1972
Johnny B Goode
Chuck Berry
USA
1958
Sweet Child O’
Mine
William Rose, Saul Hudson and
Jeffrey Isbell
USA
1988
Stairway to
Heaven
James Page and Robert Plant
UK
1971
Three of the songs within the canon were released in the 1950’s, three in the
1960’s, three in the 1970’s and one in the 1980’s. This represents a broad spread
across the history of the electric guitar and gives a sense of the period of time
required for a song to reach canonical status. A broad spread of popular music
genres is represented with blues, country rock and heavy rock all being represented
in conjunction with mainstream rock and roll. ‘Do Re Mi’ is the only song
composed for use in a musical. All of the songs have been featured in movies and
also appear frequently throughout popular culture. ‘Do Re Mi’ did not appear on the
top twenty lists of the three data sets. However, it can be considered a prime
exemplar for teaching the Major scale, which other tunes in the list also include, and
therefore was included in the canon. It could, at the will of an instrumental tutor, be
interchanged with other socio-culturally relevant Major scale tunes including “the
Flintstones Theme” which can be found in the tutor log data set.
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Discussion
This paper’s main aim is to discuss the cultural significance of the canon developed
in the study from the perspective of Australian electric guitar culture. It was
observed that within the canon derived in the study there are no songs composed by
Australian composers. This may indicate a possible attitude that Australian music is
not valued globally within the paradigm of electric guitar culture. It is, however,
reflective of the Australian guitar culture in general; ‘for the most part Australians
followed America and Britain in embracing the guitar’ (Johnson & Gordon, 2011, p.
xx). This may have led to a potential stifling of a uniquely Australian electric guitar
culture via the widespread use of pedagogical methodologies that have simply
adopted international content rather than focussed on development of local input.
This phenomenon has also been observed to be problematic in other countries
including Ghana (Otchere, 2015) where it was found that only a small proportion of
music being taught in local universities was of African origin. Otchere argues that
teaching music is an effective way of teaching about culture as a whole and it is the
role of the education system to both maintain and further develop local cultures.
Other studies in Thailand (Putipumnak, 2018) and Malaysia (Shah & Saidon, 2017)
support the role of music education in helping shape cultural identities and the
development of local curricula. Musaeva, Chan and Augustine (2017) highlight the
pertinence of addressing this phenomenon due to the twenty-first century
technological developments in communication and the easy access to non-local
cultural influences.
Within the quantitative data, the top-ranking songs composed by Australian
artists were by AC/DC, one of Australia’s most successful music industry exports.
However, the research found that their compositions offered no unique pedagogical
qualities for a global electric guitar canon that were not found in compositions by
American guitarists. The song ‘Back in Black’ ranked highly in the data, however,
when examined for guitar pedagogical content, it was found to be a re-working of
the blues artists’ products from the previous generation. This fits with AC/DC
guitarist, Angus Young’s (b1955) own perspective of the birth of rock and roll;
‘Rock music has been around since the days when Chuck Berry put it all together.
He combined the blues, country and rockabilly and put his own poetry on top and
that became rock and roll’ (Young, 2015, p. 1). Congruent with the results of the
qualitative research, this also fits well with Young’s early learning styles. He was
self-taught resourcing himself with blues records and lessons in magazines:
Because we grew up in Australia, to find information about a lot of blues guys I
used to go to the library and find the jazz magazines. They didn't even sell them at
the time in newsagents and stuff. So I'd go into the library and read all about what
these people were playing, like Muddy Waters and Elmore James. (Young, 2001
para. 10)
This presents an image of a person who was serious about his own music
education, however, the system of guitar education in Australia at the time was not
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meeting his personal needs. Young understood the content and direction his learning
needed to take and became self reliant on resources out of necessity. However, this
was at the expense of learning from and also investing in local culture. Young’s
guitar riff in the AC/DC song ‘Thunderstruck’ resembles a technical exercise similar
to many found in the American method books. Figures 4 and 5 show a comparison
of the riff in ‘Thunderstruck’ and an etude from Mel Bay’s 1948 Modern Method
for Guitar.
Figure 4. ‘Thunderstruck’, main riff (Young & Young, 1990, transcribed by author)
Figure 5. ‘Etude’ - Mel Bay (Bay, 1948, p. 39)
These two examples, together with examinations of earlier blues
compositions, including John Lee Hooker’s ‘Boom Boom’ in back to back
comparison with ‘Back in Black’, do not show any musically annotatable content of
distinct Australian cultural origin being added to the global guitar pedagogy by
AC/DC. This may suggest that at the time, there was nothing unique, from an
international perspective, within the Australian electric guitar culture. The study
found that Australian rock and roll guitar culture is a hybrid of the corresponding
American and British cultures. There were some unique Australian inventions found
within the paradigm of this study, but none were significant enough to manifest in
the canon using the methodology chosen.
One aspect of Australian music culture that does stand out is the pub-rock
flavour of Australian music. This can be found in the music of Australia’s biggest
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rock exports AC/DC, INXS, Men at Work and Silverchair, as well as more recent
bands including Jet and Wolfmother. Figure 6 shows an excerpt from Wolfmother’s
song ‘Joker and the Thief’. Here we see another similarity with Mel Bay’s Etude in
figure 2 and AC/DC’s ‘Thunderstruck’, suggesting a long- lasting influence of
AC/DC.
Figure 6. ‘Joker and the Thief’, opening riff (Stockdale, Ross & Heskett, 2005, transcribed
by author)
A 2014 market report showed electric guitars were the best selling musical
instruments in Australia and their growing market share is reinforcing ‘the guitar’s
continued standing as the preeminent instrument in popular music’ (AMA, 2015).
Historically, guitars have been part of Australian culture since white settlement: “…
it can safely be assumed that the earliest arrivals to Australia brought a good many
[guitars] with them” (Johnson, 2011, p. 16). The popularity of the guitar within
Australia rapidly rose after World War Two:
Yet while rock and roll may have catapulted sales, guitars have always been
popular. It is true in Australia as much as anywhere else in the world. The early folk
music surges of the forties … played their part in keeping the instrument a common
sight on Australian verandahs … as well as concert venues and dance halls.
(Johnson, 2011, p. 3)
The electric guitar’s popularity first boomed after the birth of rock and roll:
“This country followed America in the fifties with a rush on guitar sales at the birth
of rock and roll” (Johnson, 2011, p. 3).
The Electric Guitar in Australia - History and Education
It has been established that the electric guitar is popular in Australia and
consequently has a strong position in local culture. This raises a question regarding
why we have not created a globally recognised guitar style. Is it not reasonable to
have expected by 2015, we would find a uniquely local electric guitar culture?
Discussing the late nineteenth century and early twentieth century situation in
Australia, Johnson (2011) states; “Classical guitar playing was itself very much
based on the European study and, despite some classical compositions showing
small signs of folk influence, the European tradition reigned until well into the
twentieth century” (p. 17). This attitude may have set the foundations for what was
to follow with the electric guitar. Free instrumental music tuition in Australian
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government schools commenced in 1962, providing private, one on one, tuition
(Lierse, 2005, p. 277). The formal training of instrumental music tutors in the early
sixties is assumed to have been in the European Classical genre. These tutor’s own
traditional styles and methodologies may not have been relevant to the students
wishing to learn blues based American music which had evolved through an aural
tradition. The formalised method books offered technical exercises, however, these
books also offered little relevance. As a result, electric guitar students often learnt
by aurally copying American and British music. We have seen the attitude of Young
in being self-reliant on resources. His only lessons were “… in the form of watching
his brother play” and “listening mainly to old rock and roll records a la Chuck
Berry” (Rosen, 2011 para 11).
Another example of this paradigm is Ian Moss (b1955), lead guitarist from
Australian rock band Cold Chisel. He grew up in Alice Springs, in Central
Australia, first learning to play the guitar there. However, Moss was also self-taught
by transcribing from records, which due to his remote locale needed an extra level
of perseverance; “If you heard a song on the radio it took an eternity for your local
store to get that single” (Moss, 2015). We see here another guitarist who was serious
about his musical education and used the most relevant, available resources to
achieve his goals.
Cold Chisel songs are generally recognised for their deep lyrical content
which fit the bush ballad style of story telling narratives. The cultural value of this
has not gone unrecognised as “Chisel songs [are] forever immortalised in
Australia’s music canon” (Delaney, 2015 para 17) and more than one of their songs,
‘Khe Sahn’, ‘Bow River’ and ‘Flame Trees’, have each, in turn, been glorified as
Australia’s unofficial national Anthem (Delany, 2015). However this study is about
the electric guitar’s position in Australian culture rather than lyricists. Moss is now
recognised as one of the greatest guitarists in Australia, typically topping polls of
local musicians, listeners and music journalists. He offers something distinctive to
the Australian guitar culture because “… he has used his influences to mould a
unique musical voice, rather than a transparent template of what has come before
him” (Laska, 2015 para 19). However, Cold Chisel’s commercial success overseas
has been limited. Due to this, Moss’s unique guitar playing has not made significant
inroads into the international electric guitar culture. Therefore, due to the
methodology chosen for this study, his influence was not evidenced in this study.
Tommy Emmanuel’s story also shares the common thread of self-resourced
education. Growing up in Muswellbrook, a small country town in New South
Wales, his mother showed him the basics so he could accompany her while she
played the lapsteel. From then he has been entirely self-taught, transcribing by ear:
“I learnt everything by ear. I have never read a piece of music in my life ... I can do
it quicker by ear. I tried to learn to read music when I was about eighteen years old
and I was just no good at it” (Emmanuel, n.d. para. 13). The common thread we see
among significant figures in the Australian guitar culture is a desire and passion for
up to date music that outpaced the educational resources of the time.
The Easybeats were the first Australian rock and roll group to have an
international hit. The formation of the band has been regarded, by a panel of experts,
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as the greatest moment in Australian rock music history (Kerin, 2007). Their hit
single ‘Friday on my Mind’ from 1966 reached number six on the UK charts and
number 16 in the United States of America. The guitar part to ‘Friday on my Mind’
is also similar to the picking etudes found in the method books. All five members of
the original line-up were from families that migrated from the United Kingdom and
Europe to Australia after World War Two. The musical flavor of the Easybeats was
similar to the British invasion bands of the same period. Their name suggests
homage to the Beatles. Similarly, all but one of the members of AC/DC were born
in Scotland and migrated to Australia in their childhood prior to 1960. When their
lead singer Bon Scott died in 1980, he was replaced with Scottish born Brian
Johnson. A common thread of migration families can be found within the stories of
other early Australian music icons. How much this had an effect on their music is
not clear. However, it cannot go unnoticed in an analysis of the place of Australian
musicians within the global electric guitar culture paradigm.
An examination of the Australian published method books also reveals the
impact of the United Kingdom and United States of America’s cultural influence on
local music. The first two books in the Koala Publications’ Progressive series
published in 1979 (Turner & White) feature little Australian content. With the
exception of the exercises composed by the authors all the musical examples are
from the UK or USA. Their Guitar Method Book 2 from 1996 begins with the C
Major Scale then follows with the traditional Irish song ‘Londonderry Air’,
‘Country Gardens’ from the United Kingdom, then after some chord exercises
‘Banks of the Ohio’. Throughout the book there are songs from other cultures as
diverse as Spanish, Russian, Caribbean and German. There are no songs featured by
Australian composers. The Progressive series Guitar Method Book 1 does, however,
contain ‘Waltzing Matilda’. It was found that this lack of local content in Australian
published method books extends back to the earliest examples. Don Andrews’
Plectrum Method Book 1, from 1971, also contains no Australian composed content
other than the author’s own etudes and exercises, but instead draws upon the
repertoire from other Western cultures.
The Electric Guitar in Australian Indigenous Music
One area that Australian musicians have had an opportunity to express a unique
voice and potentially influence global music culture is within the paradigm of
Indigenous Australian music. Within this sub-genre, the musicians using electric
guitars typically utilise Western techniques and musical concepts with the
superimposition of Indigenous instruments and lyrical content. It was observed by
the researcher that the contemporary indigenous music had a strong reggae influence
and it could be suggested that this is due to links to shared themes of cultural
oppression. As such, no uniquely Australian new musical or pedagogical content
can be found within the indigenous peoples’ popular music from the perspective of
electric guitar education and for the purposes of a pedagogical guitar canon.
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Global Electric Guitar Culture
If one teaches music from another culture in place of local content, there is a risk of
students not learning their own cultural heritage. This could potentially lead to a
global mono-culture and a loss of localised cultural identities. However, with careful
attention to musical cultures, the electric guitar could be used as a starting point for
studying other cultures. Carfoot explains the guitar has “traversed so many 20th
century musical cultures’ that it becomes a useful way to study socio-cultural
ideologies” (Carfoot, 2006, p. 36).
Virag opened his presentation at the 2013 Vancouver TED conference with
the following statement: “In recent years technology has completely transformed the
way that we listen to music, we share music, access it, create it and perform it”
(Virag, 2013). The hyper-connectivity of today’s world is making unique musical
cultures more difficult to sustain. The position of the electric guitar within
Australian culture is already heavily influenced by cultures from the United
Kingdom and the United States of America. The future possibilities of Australian
guitar culture developing a unique identity within the international perspective may
be now greatly reduced by the presence of the internet. In the twenty-first century,
students of the guitar are exposed to influence by artists from international cultures
as much as they are from their own.
The canon developed in the study is evidence of ongoing international
influence within the Australian electric guitar culture. However, it was found that
internationalism is not unique to Australia within the paradigm of electric guitar
culture. Japanese youth have adopted western rock and roll and its sub-genres and
fully immersed themselves into the culture surrounding the music. This is evidenced
by audience members during American guitarist Brian Setzer’s (b1959) 2001
Japanese tour who showed their commitment to the American culture by sporting
rockabilly inspired apparel and hairdos and driving American hot rods.
Globalisation and the Internet have influenced the spread of rock and roll culture
across Asia. Changes have escalated since the inception of the internet in the early
1990s:
In the late 1990s, the Okinawan popular music scene changed dramatically.
A younger generation seems to have appeared, independent from other
popular music since postwar Okinawa. Hardcore, punk and hip-hop have
won large audiences in Okinawa and some musicians collaborate with
musicians abroad in the so-called alternative rock scene. (Ogura, 2003, p. 469)
In 2007, Japan was the second biggest market for electric guitars
manufactured in China and the third biggest market for electric guitars
manufactured in America (Music Trades, 2011). This global spread of popular
music culture also now reaching Africa:
The process of globalisation has been of a tremendous impact on African societies
while the status-quo of expressive cultures have obviously not remained the same
due to this factor with popular music gradually becoming homogenized to fit into
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the western stereotypes. The Nigerian popular music has been greatly influenced by
the dictates and progression in the international scene due to global communication
and cultural flows. (Adedeji, 2014, p. 467)
The current status of the various international electric guitar cultures is
pointing towards a possible future homogenous musical style. Further research into
the influence of globalisation and the potential development of a global mono-
culture, particularly within the framework of electric guitar cultures, may be needed
to assess the situation completely.
Guitars in Australian Popular Music Culture
According to the Australian Recording Industry Association (ARIA), the biggest
selling single in Australia by an Australian artist is ‘Somebody that I used to know’
by Melbourne artist Gotye (Aria.com.au, 2015). The guitar plays a fundamental role
in the accompaniment of this song and there are both acoustic and electric guitars on
the recording. The harmonic structure of this song is identical to American
composer Bob Dylan’s ‘All Along the Watchtower’, in the key of D Minor. The
second best selling single in Australia by an Australian artist is ‘Battle Scars’ by
Adelaide born Guy Sebastian (Aria.com.au, 2015). This song uses the almost
ubiquitous harmonic structure demonstrated in the ‘Four Chord Song’ by Axis of
Awesome, typically expressed in Roman Numerals as: I V VIm IV. Third on the
list is ‘Boom Boom’ by Sydney based dance-pop group Justice Crew. (This song
bears no similarity to John Lee Hooker’s tune of the same name that features in the
canon.) Justice Crew’s ‘Boom Boom’ features no harmonic motion at all in the
verses or chorus sections. Instead these sections utilise a repeating Minor scale riff.
In its bridge section the harmonic structure is again based on that of ‘All Along the
Watchtower’ with some rhythmic displacement. A common thread emerges as one
continues down the list. It seems, from this study that, an Australian guitar student
could learn the necessary skills to perform Australian popular music using
pedagogical methodologies employing repertoire by composers from the United
States of America and the United Kingdom. Alternatively it is therefore equally
viable that an Australian guitar student could also learn the skills necessary to
perform international popular music by studying repertoire by Australian
composers.
Instrumental Electric Guitar Music
There are no instrumental compositions, songs without lyrics, in the electric guitar
canon developed in the study. However, instrumental compositions were present in
the data researched. The theme from Spiderman and Tommy Emmanuel’s ‘Stevie’s
Blues’ ranked well in the data. Another instrumental recording within electric guitar
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culture, ‘Jessica’ appear multiple times in the data. Released in 1973 by The Allman
Brothers it has received renewed interest since being adopted, in 2002, by BBC
television program Top Gear as their theme and also its inclusion in the 2006 video
game Guitar Hero II. ‘Miserlou’ is a traditional, Middle-Eastern, anonymously
composed instrumental tune made popular within the electric guitar culture by Dick
Dale’s 1962 version. ‘Miserlou’ has also received renewed interest since being
featured on Guitar Hero II and was found in the primary source data. ‘Wipeout’, an
instrumental twelve-bar-blues riff based composition, was also present in the data.
Instrumental music was once common in the popular music sales charts.
However, in recent decades this trend has become increasingly rare. In January
2000, Kenny G’s instrumental version of ‘Auld Lang Syne’ reached number seven
on the Billboard charts and the only other instrumental to reach the top 40 since is
Martin Garrix’s ‘Animals’. In Europe there is a slightly different picture. In 2006,
French electric guitarist Jean-Pierre Danal’s instrumental album Guitar Connection
reached number one on the French charts. The website Tunecaster.com lists the top
100 instrumental singles since the 1960’s. Table 4, formulated from this data, shows
the decline in popularity of instrumental music within popular culture over the past
five decades:
Table 4
Top 100 Instrumental Songs Since 1960
71
23
5
3
1
0
20
40
60
80
1960's
1970's
1980's
1990's
2000's
This data is from the United States of America. There is no comparative
data readily available for Australian instrumental music sales. However, it is
anticipated this trend would be similar in Australia. Instrumental compositions for
electric guitar were found to be present only within esoteric guitar culture discourse
and there were very few within the data pool.
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Conclusion
The study investigated the current status of songs within the global electric guitar
culture in order to develop a canon derived of culturally and historically significant
songs with pedagogical value. By a process of data collection and reduction,
followed by triangulation and analysis, the research developed a canon that is
grounded in curriculum for electric guitar pedagogy. It was found that no songs in
the canon for electric guitar developed in the study were of Australian origin and
Australian electric guitar culture is primarily a hybrid of the styles developed in the
United Kingdom and the United States of America. Further research might be
necessary to investigate the question of the cultural role of curriculum. Should a
pedagogical canon, such as the one derived in this study, be formulated with the
deliberate intent of enculturation, cultural preservation or, conversely, cultural
diversification via music education? If so, how would this best be approached? Are
there adequate compositions in the Australian repertoire of guitar based
contemporary popular music to address the pedagogical content found in the canon
derived in this study? These questions are worthy of further investigation. It is
proposed that this topic is relevant in every nation and of growing pertinence since
the development of the internet and the rapid cultural exchange it permits.
It is suggested that Australian popular music culture has long had a
fascination with American music and this has influenced the pedagogical resources
found in this country. Evidence for this can be found in Australian guitar print
material since the earliest days of the electric guitar and modern popular music. For
example, Australian guitarist Don Andrews’ book Jazz Guitar Solos (Andrews,
1961) published in 1961 contains arrangements of entirely American compositions
and an advert on the rear cover by the Australian publisher for one of their other
publications states ‘At last and up to date American tutor has been written for
modern guitar’. How much this attitude has influenced the development of any
potential uniquely Australian cultural idioms in the electric guitar culture can only
be speculated. Whether this is cause for concern is also worthy of further
investigation.
It was found that by generating a canon comprising of ten songs as
exemplars, a foundation for a curriculum that contained the pedagogical value found
in the studies and etudes within conventional guitar method books and tutorials
could be established. Recommendations for supplementary repertoire have been left
open for a music educator to shape and personalise the curriculum to the individual
needs of their students. Bannister writes, “The canon is not a list, but rather a tool of
education and a means of distributing cultural capital” (Bannister, 2006, p. 82). This
description fits both the canon derived in this study and the findings of the analysis.
The study found the guitar’s role in popular culture to be primarily one of a
supporting role for singers. Although there were a few cases of the electric guitar
taking the lead role in instrumental music, these were the exception rather than the
rule. However, in eight of the ten songs the electric guitar played the lead role for a
segment of the recording during solo sections. These were mostly improvised solos
or riff based introductions.
Daniel Lee
75
A curriculum based on a repertoire of ten songs should ideally contain
material that forms the foundation of pedagogical pathways to further repertoire.
The presence of the twelve-bar-blues in any canon for modern popular music is vital
as it has been the cornerstone of many sub-genres. An electric guitar canon should
also include riff based tunes. Within rock and roll it is often the guitar riff that
initially captures the listener; “I never remembered the rest of the song, all I
remembered was that riff” (Skolnick, 1996, p. 27). For pedagogical value there must
also be present in such a canon songs that present opportunities for technical
development as well as understanding of fundamental genre theoretical traits. This
explains the presence in the canon of the song ‘Do Re Mi’, an excellent tool for
teaching the C Major scale. A canon for electric guitar should also contain songs
with lead guitar solos. Solos are a large part of electric guitar culture; “solos tend to
inspire legions of guitarists to attempt to unlock their technical and tonal mysteries
and at the very least they permeate the 6-string community’s collective
unconscious” (Guitar Player Staff, 2011 para 1). Most of all a canon, derived for
pedagogical purposes, for the electric guitar must contain songs that are
recognisable globally as part of the established electric guitar culture.
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Biography
Daniel Lee is an Australian musician and educator with over 20 years experience in
primary, secondary and tertiary institutions. After graduating from Elder
Conservatorium with a degree in jazz guitar performance he has pursued a career
balancing performing and educating. From directing jazz orchestras to performing
solo gigs and everything in between, he brings his experience as a performer to his
education, aiming to maintain industry relevance at all times. Following his
undergraduate studies and modelling his passion for life-long learning he has
completed a post-graduate diploma in education and a Masters degree in
international education. He is currently enrolled in a PhD in music education.
|
Malaysian Journal of Music Vol. 7 (2018) | Malaysian women music teachers, music entrepreneurs, pull motivations | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/140 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/839 | Understanding the Pull Motivations of Malaysian Women Music Teachers as Music Entrepreneurs | Entrepreneurship generally refers to small business ownership which implies quality of innovation and initiative in creating a new venture. Previous studies on entrepreneurship have indicated that pull and push factors in motivation and the environmental influences are the two main dynamic aspects that prompt women into their decision in creating their own business. In the Malaysian context, some women music teachers have ventured into establishing music businesses after several years of contribution in music teaching. What are the pull factors and influences that prompted these women music teachers into music business ownership after some years of music teaching? This study aims to examine and explore the pull motivational and influencing factors of why women music teachers endeavour in setting up music studios, music schools and entering into small music business ownership. In-depth interviews were conducted with 3 women music entrepreneurs and data was analysed for emerging themes. The findings provided evidence for the better understanding of the pull motivational and influencing factors of the women music entrepreneurs. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/839/575 | [
" is a senior lecturer at Cultural Centre, University of Malaya with a special interest in music education and music pedagogy. Her other research areas include musical thinking skills and musical creativity."
] | 78 Malaysian Journal of Music Vol. 7 (78-99)
ISSN 2600-9366, eISSN 2600-9331
Understanding the Pull Motivations of Malaysian Women
Music Teachers as Music Entrepreneurs
Cheong Ku Wing
Cultural Centre, University of Malaya
Wilayah Persekutuan Kuala Lumpur, Malaysia
e-mail: [email protected]
Published online: 5 September 2018
Cite this article: Cheong, K.W. (2018). Understanding the pull motivations of Malaysian
women music teachers as music entrepreneurs. Malaysian Journal of Music, 7, 78-99.
Abstract
Entrepreneurship generally refers to small business ownership which implies quality of
innovation and initiative in creating a new venture. Previous studies on entrepreneurship
have indicated that pull and push factors in motivation and the environmental influences are
the two main dynamic aspects that prompt women into their decision in creating their own
business. In the Malaysian context, some women music teachers have ventured into
establishing music businesses after several years of contribution in music teaching. What are
the pull factors and influences that prompted these women music teachers into music
business ownership after some years of music teaching? This study aims to examine and
explore the pull motivational and influencing factors of why women music teachers
endeavour in setting up music studios, music schools and entering into small music business
ownership. In-depth interviews were conducted with 3 women music entrepreneurs and data
was analysed for emerging themes. The findings provided evidence for the better
understanding of the pull motivational and influencing factors of the women music
entrepreneurs.
Keywords: Malaysian women music teachers, music entrepreneurs, pull motivations
Introduction
Entrepreneurship refers to small business ownership which implies quality of
innovation, initiative and creativity in establishing a new venture. Drucker (1985)
defined entrepreneurship as an innovation that endows the existing resources with
new capabilities for the creation of business. It is a process of starting a business
with the ability and readiness in developing, organising and managing a business
Cheong Ku Wing 79
venture for the reward of making profit characterised by innovation, risk-taking and
growth (Mirchandani, 2005, p. 253).
The characteristics of an entrepreneur are described as an individual who
aims to create new products with different values (Drucker, 1985, p. 22); in search
of change; respond to the changes; and further exploit the changes as an opportunity
(p. 28). He further identified creativity and innovation as the significant qualities in
entrepreneurship in which entrepreneurs draw the inspiration and integrate into
innovation. Motivation is a forward drive that propels one towards the direction in
realising self-goal. Entrepreneurial motivation that maintains the entrepreneurial
spirit plays an important role in shaping the entrepreneurs’ direction, intensity, and
persistence. Shane, Locke and Collins (2003) proposed that human motivation has
vital influence on entrepreneurial decision (p. 257) and significant contribution to
the entrepreneurial creative engagement in ‘rearrange’ or ‘recombine’ resources in
new and noble ways (p. 259). From previous studies on entrepreneurial motivation,
influencing factors are summarised as achievement needs, risk taking, tolerance for
ambiguity, locus of control, self-efficacy and goal setting, independence, drive and
passion (Aftan & Hanap, 2018; Barba-Sanchez & Atienza-Sahuquillo, 2017; Shane,
Locke, & Collins, 2003).
The women’s entrepreneurial motivations to start up for business are varied.
In earlier study, Orhan (2005) surveyed on the women’s motivational factors into
the ownership of small business and the findings indicated that personal background
in terms of education and professional experience; family influence and other push
and pull factors contribute to the entrepreneurial decision. He discussed that push
factors are characterised by behaviour manifested with external rewards and
challenging conditions which are out of necessities such as dissatisfaction,
frustration and boredom with previous job; striving for a job; wishing for a flexible
schedule to balance between work and family; and supplementing the limited means
of family income. However, entrepreneurial pull motivations are characterised by
personal aspiration in entrepreneurial challenges to unleash entrepreneurial potential
and to prospect the ‘future value for the individuals’ (p. 4). Orhan (2005) further
elaborated that independence and self-fulfilment are the prime pull factors which
motivate women to start a business. Other motivation includes flexibility, social
contribution and affiliation (p. 4). Besides push and pull motivations, environmental
factors are the drive that leads women into entrepreneurship
Previous and recent studies have suggested few push/pull factors that
influence women’s decision into entrepreneurship, which includes independence
and self-achievement, time flexibility to manage the time balance juggling between
work and family (Chamorro-Premuzic, Rinaldi, Akhtara, & Ahmetoglul, 2014; Mas-
Tur, Soriano, & Roig-Tierno, 2015; Orhan, 2005). Pandey (2013) also suggested
personal satisfaction, self-actualisation and self-confidence as the interacting
motivational factors among the women entrepreneurs. Nassif, Andreassi, Tonelli,
and Fleury (2012) identified women’s entrepreneurial competencies that relate to
entrepreneurial motivation included perceptions of potentialities and opportunities;
desires, leadership; interpersonal skills; social concerns and commitment.
Music teachers as a profession have combined identities as musicians and
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educators, which draw on different fields of knowledge and expertise. Elliott (1995)
identified the qualities of an excellent music teacher as one who are musically,
pedagogically, philosophically, psychologically savvy (p. 309). Professionally, the
impression of private music teachers’ has always been characterised as
entrepreneurial (Smith, 2014, p. 70). Smith described the entrepreneurial qualities of
music teachers as ‘good musicians’; ‘responsible’ and ‘collaborative’ and competent
in ‘administrative details’; good in communication skills, clearly and confidently;
‘recruitment’; and ‘agents of social change’ (pp. 70-72).
The nature of the music teacher’s profession is generally described as free-
lance, flexible, and in a way, self-employed teaching from home studio or commute
to students’ home, or part-time basis engage their music teaching at the music
schools or music centres. Successful music teachers often exhibit their
entrepreneurial qualities and career choices in search of autonomy and
independence. In recent years, Malaysia has seen a considerable increase in music
teachers setting up own music school and music business. These music teachers
have shown to be enterprising in the pursuit of realising their creative potential,
moving their career forward and venturing into music business ownership after
some years of contribution in music teaching. The growing number of music
entrepreneur may be associated with music teachers who seek new challenges to
find new meaning in their career through entrepreneurial accomplishments. Though,
what are the attractive factors that draw the music teachers to set up a music
business, so called ‘baby’ which demands much of their attention, time investment
and care? What are the entrepreneurial motivations that prompt them into a music
business and to have an ownership of a music school?
Previous studies have discussed on entrepreneurship and women
entrepreneurs (Chamorro-Premuzic, Rinaldi, Akhtara, & Ahmetoglu, 2014; Mas-
Tur, Soriano, & Roig-Tierno, 2015; Suárez-Ortega & Gálvez-García, 2017; Tlaiss,
2015). However, there is a paucity of research and scarce literature which
investigate the area of music teachers as music entrepreneurs. Therefore, it is
necessary to conduct studies to understand the entrepreneurial motivations and the
influencing factors that draw female music teachers into music business.
Methodology
The in-depth phenomenological interview method was employed to generate
insights of three women music entrepreneurs about their entrepreneurial motivations
and influencing factors on embarking a music business. In-depth interview is the
most common qualitative method in used in social research (Denzin, 1989; Morris,
2015). As stated by Morris (2015), interview is a ‘powerful way to collect data’ (p.
1), it enables the interviewees to share their thoughts and reflections; recall
memories and experiences; express motives and interpretations; articulate
understandings and perceptions (p. 5) of the concerned issues.
Cheong Ku Wing 81
Participants
This case study used a small number of participants to examine the interview
discourse in depth. A case study is a detailed and comprehensive analysis of one or
few individuals (Fraenkel, Wallen, & Hyun, 2012, p. 21). The participants were 3
music teachers who have been contributing their music and music education
knowledge, experience and expertise to the music industry, while simultaneously
managing own music school. The case selection was based on purposive sampling
and the selection criteria depended on the success of the participants’ music
entrepreneurship, years and duration in the music industry. The selection of
participants was through referrals and recommendation based on the stipulated
criteria, which includes extensive experience, evidence of status and reputation as a
music teacher and music entrepreneur. The music entrepreneurs in this study
commenced their teaching career in their early 20’s. After several years of teaching
as private music teachers and teaching at a music school, gaining sufficient
knowledge and experience for entrepreneurial application, decision was made to
establish their music business in their mid-20s. In Van der Boon (2005), the
majority of the women who considered venture into their own business were aged
35.
The introductory contact with the music entrepreneurs was made through
WhatsApp Messenger followed by e-mails to clarify the aim of the study. They
were advised that their responses gathered from the interview would remain
anonymous. For the discussion in this study, the identity of each participant was
coded as Music Entrepreneur 1 (ME1), Music Entrepreneur 2 (ME2), and Music
Entrepreneur 3 (ME3) according to the sequence of the date interviewed.
Data Collection and Data Analysis Procedures
The interviews were conducted at their music business premises, a location which is
familiar and comfortable (Oltmann, 2016) for the interviewees to allow ‘flexible and
free-flowing interaction’ (Morris, 2015, p. 3). English was used as a medium of
communication as it is the first language of all participants and the interviewer. The
flow of the interviews involved the questions and responses between interview-
interviewee to capture the depth and richness of the participants’ entrepreneurial
experience for a detailed study and analysis. The length of interview for each
participant was for about an hour.
The interview process was modelled on Seidman’s (2013) three-interview
series which involves 3 phases: (1) focused life history; (2) details of experience;
and (3) reflection on the meaning (pp. 20-23). Face-to-face semi-structured in-depth
interview process was conducted commencing with general questions concerning
their personal demographics (age, marital status, educational background and music
teaching experiences). This was followed by some general questions to gain
information on the music business (years of entrepreneurial experience, setup of the
music business). This was then sequenced by semi-structured questions to explore
the participants’ entrepreneurial motivation, goals and aspiration focussed on the
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motivational factors, entrepreneurial decision-making process, entrepreneurial
process, influencing factors and personal characteristics. The interviews conclude
with participants’ reflection on the meaning and significance of music
entrepreneurship in their work and life.
The interviews were audio-recorded with prior obtained permission from
the participants. The qualitative interview data is the primary source of data
collection. Interviews data were transcribed verbatim, read and checked for
accuracy with repeated listening to the recording. The transcription was analysed
employed naturalistic coding to generate insights on the participants’ entrepreneurial
motivation and the influencing factors. To ensure the trustworthiness of the
collected data, the final full transcripts were e mailed to the participants for their
acknowledgment of accuracy. This is followed up by telephone calls to clarify some
ambiguous issues.
Meaningful patterns from the interview data were identified through the
thematic analysis. The data analysis procedure follows the 6-phase process of
thematic analysis suggested by Braun and Clarke (2006) that is, familiarisation with
the data, preliminary coding, developing themes, and revising themes, defining and
establishing themes, extracting meaningful data, presenting the analytic narrative
discourse. The transcribed interview manuscript was read, re-read and critically
examined. Meaningful patterns were identified through the process of
familiarisation, immersion and coding of the data. The preliminary codes were
generated with constant comparison with the purpose of study and also with the
findings of the previous studies to seek and identify new themes. Inter-coder
reliability test was conducted to calculate similarity percentage using Kappa
analysis from SPSS. The Cohen’s Kappa was used to quantify the degree of
agreement between the coders. The Kappa value between Coder 1, 2 and 3 ranged
from .71 to .86. , which is considered as reliable.
Thematic Discussion
Music teachers have their individual core values and motivations that drive them to
choose entrepreneurship. In this study, the findings indicate the similarities and
differences among the music entrepreneurs in their motivational needs in entering
music business to realise their potential in music entrepreneurship. Thematic
analysis of the interview data identified the entrepreneurial motivations which
included personal pull motives like self-fulfilment, passion, meaningful experiences,
challenges, opportunities seeking and professional collegial affiliation; and
environmental factors include family and home environment; mentor and role
model; and meaningful experience. These emerging themes are discussed
accordingly below.
Self-fulfilment
According to Gewirth (1998), self-fulfilment is an ideal to actualise one’s deepest
Cheong Ku Wing 83
passion and capacities; for the inner best to develop and emerge through aspiration
and potentialities (p. 3) which embody excellence and achievement. ME 1 said that
after gaining relevant teaching experience and some meaningful exposures, she was
aspired to challenge herself to explore a more meaningful and purposeful
professional life as a music educators. Her original intention was personal, to start
off a music school with ideal music curriculum for her children to receive high-
quality music education. She further emphasised her vision is to prioritise the
quality in the provision of music education and to share the gift of music. It was her
aspiration to design a holistic music curriculum to stimulate enthusiasm; to cultivate
interest and to develop music knowledge and creativity among young musicians.
For ME 1,
My ultimate goal is to provide meaningful musical experiences to the music
students. It is worthwhile to devote my efforts and resources to attain this vison. It
is the sense of satisfaction and gratification through many efforts that keeps me
focussed, grounded and sustained.
Similarly, ME 2 also shared the same concern indicating that high standards
in music education is her lifelong devotion and challenges to promote musical and
meaningful learning experiences to enhance and support students’ musical
achievement. She stated that her notion of music education is to emphasise the
musical quality, for every students to develop artistic musicianship and musical
abilities. She explained that music it is important for music students to love,
appreciate, and enjoy music. She advocated that music learning is not about
examination, but to engage students in active music making for the aesthetic
purposes. She strongly believed that every child has the potential to achieve a high
level of artistic performance to their musical expression in emotion and for their
own enjoyment. She indicated that,
Everyone has an innate ability to learn. It is my educational ambition and
responsibility to nurture positive musical behaviour among young musicians.
As with the others, ME 3 also expressed the same commitment in placing
values and quality of music education in the lives of the students. She recognised the
entrepreneurial journey as a process of sustaining efforts and achievement which
foster fulfilment with much perseverance and patience. However, she also remarked
that it is enjoyable and gratifying:
It is the challenge and responsibility of music educators to assure high-standards of
quality in the music teaching-learning process, to educate and to inspire young
musicians to achieve their musical goals and to realise their creative potential to the
fullest.
When asked on their views on self-fulfilment as a music entrepreneurship owner
as compared to the entrepreneurial characteristics of a private music teacher, ME 1
and ME 2 paused and reflected; and commented that the needs of self-fulfilment as
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a music educators are similar for both identities. They unanimously agreed that the
ownership of a music school business with a larger setting provides space, resources
and manpower to organise and support music projects like master classes, choir,
orchestra, ensembles and music festivals. Also, in a wider societal context with a
larger scale of collaborative resources enable them to explore new and innovative
ways to address issues in music teaching and learning and share the ideas to the
community.
ME 2 further emphasised that the entrepreneurial context enables the
exploration, discussion and presentation of her music education ideology to the
community in a sustainable and innovative ways, which is largely shared by
entrepreneurial music activities and projects. She said,
I enjoy organising music concerts and activities….it is worthwhile and rewarding to
be part of talent nurturing, providing environment for the young musicians to
develop their performance skills; to inspire musical excellence……and most
importantly positive attitudes to embrace musical values.
ME 1 also vision her entrepreneurial setting as a platform to provide support to
the young and individual musicians for the development of music talents and
potential; a place to provide assistance and opportunity to the young budding
musicians in their career development. ME 3 reflected insightfully stating that it is
meaningful to share an important part of our musicians’ lives with others, helping
and shaping them to achieve their aesthetic ideals.
The music entrepreneurs also shared that the self-fulfilment is not of the
desire of material goals. The monetary reward from the music business is secondary
incentive and less important as compared to what stated by ME 2, is to bring about a
community which concerned about aesthetic excellence and artistic standards.
Previous studies also indicated that women were pulled and motivated
towards entrepreneurship to achieve self-fulfilment (Tlaiss, 2015), gratification and
satisfaction (Przepiorka, 2016). Kokun (2015) indicated that professional self-
realisation maps ‘clear and meaningful ways of professional self-fulfilment’ (p. 19);
and professional self-fulfilment shapes ‘life self-fulfilment’ through manifesting
own potential and abilities (p. 20).
In this study, all three music entrepreneurs concurred that self-fulfilment is
the key motivation of their efforts in music entrepreneurship which has great impact
on their music profession and continuously unfolds their full potentials as musician
and music educator. They were pulled towards entrepreneurship for their personal
desires of fulfilling aspiration to achieve quality in music education and to help
young musicians to realise their musical potentials. To these music entrepreneurs,
their contributions to the young musicians in musical achievement are meaningful
and purposeful as music educators and their vision can be realised through efforts
and resources of their entrepreneurship. The self-fulfilment is realised through self-
actualisation; characterised by professional aspiration; and self-realisation of their
professional vison, efforts and resources.
As noted by Maslow’s (1987) hierarchy of needs theory, self-actualisation is
the self-growth towards self-fulfilment of the highest needs culminated in the
Cheong Ku Wing 85
gratification of meaning and values in life. The women music entrepreneurs
actualise their self-fulfilment through their entrepreneurial journey, potentials,
experience, purposes and attainment to realise their life values and goals.
Passion
Entrepreneurial passion has gradually gained much interest by researchers
(Bhansing, 2017; Cardon, Zietsmab, Saparitoc, Matherned, & Davise, 2005; Cardon,
Wincent, Singh, & Drnovsek, 2009). Laaksonen, Ainamo and Karjalainen (2011)
explored the entrepreneurial passion among heavy metal musicians and
conceptualised passion as the motivational drive for entrepreneurship which
evidenced in their genuine love for work with pride and commitment. It is also the
entrepreneurial desire that facilitates innovation with ‘empowerment, energy and a
drive for perfection’ and enables ‘opportunity recognition and execution’ (p. 31).
The music entrepreneurs in this study recognise their self-identity as
musicians, educators and entrepreneurs. It is through these professional identities
that their passion and love for music and education are manifested through. They
metaphorically relate the entrepreneurial product as their ‘baby’ in which effort and
energy have invested with sustaining commitment. As appraised by ME3, it is a
devotion to ‘nurture with love and passion’ and to maintain strong emotions and
enthusiasm in sustaining the entrepreneurial activities.
The passion in music teachers is significant in fuelling their entrepreneurial
motivation in taking challenges in their professional lives. According to the
participants, these challenges give them meaning and purpose in life in fulfilling
their own mission to achieve self-value in providing best music education to the
community and society. All participants expressed that their passion for music and
education is vital in sustaining their entrepreneurial endeavour; an ‘essential
attribute underpinning and driving entrepreneurship’ (Dalborg & Wincent, 2015, p.
975). ME 1 shared her ideals,
Music education is my passion … to nurture and inspire young musicians … it is
important to enhance their music journey with good and committed teaching.
She emphasised the importance of passion,
Passion leads to excellence and stimulated creativity.
According to her, the passion for music profession is the constant
motivation to continually appropriating and adapting teaching ideas and strategies to
create a challenging, enriching music learning environment for the students.
Creating and generating strategies and challenges are effective in building and
strengthening entrepreneurial skills. As stated by Bhansing, Hitters and Wijngaarden
(2017), passion is the crux of entrepreneurship which nurtures creativity and enables
entrepreneurs to recognise new opportunities and gives meaning to the
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entrepreneurial accomplishments.
These music entrepreneurs shared their entrepreneurial journeys and
revealed that they are musicians and music educators at heart with limited previous
knowledge and experiences of founding a business. However, they reflected that
passion plays a central role as the personal drive to entrepreneurial achievement and
creativity. ME 1 commented that,
I do not have any knowledge nor experience in business, it is not the monetary that
I am looking for … it is always the creative musical achievement and excellence in
music education that matters” (ME1)
ME 2 added that,
It is not just the entrepreneurial passion; it is also the passion for music and
teaching that ignite this music business.
They concurred that music belongs to every child and everyone. It is their
passion to share this gift, through their professionalism and their entrepreneurial
activities to reach out and initiate contact to the community to have the ‘spark of
joy’ through music.
In sum, passion plays an important role in driven us to success and
achievement, it is a powerful drive to ‘create, invent, and improve’ (Spinelli &
Adams, 2012, p. 40). It is regarded as the vital characteristics of successful
entrepreneurs (Cardon et al., 2009). Entrepreneurial motivation cantered round the
entrepreneurial passion. This passion is not just the ‘business’; itself but also the
music teachers’ professional passion.
Challenges and Risk-taking
Entrepreneurs are prepared for challenges and risks in the entrepreneurial process.
All three music entrepreneurs indicated that facing challenges and risk-taking are
inevitable in entrepreneurship; element of risk is an important entrepreneurial skill
to develop strategic thinking and planning.
ME 2 shared her experiences as a young entrepreneur organising music
activities and music festivals in her entrepreneurial path. She recalled that:
I was young and lesser in experience; however, it was my nature of risk
taking that propels my career forward … I am also very responsive the
changes and risk.
Risk-taking provided her great opportunities for meaningful learning;
learning from mistakes; experience success and failure in pursuing the
entrepreneurial activities and ventures. ME 1 said that she has gained much
knowledge and experience through her entrepreneurship process, not just as a music
teacher but also a manager and business owner in which she enjoyed these diverse
Cheong Ku Wing 87
identities.
All 3 music entrepreneurs indicated that entering into entrepreneurship was
an opportunity for knowledge acquisition, personal challenge and growth. They
emphasised their entrepreneurial goals are not by the pursuit of profit-making.
However, they also indicated their concerns on managing the operational
expenditure and the responsibility and effort to maintain and grow their music
business.
ME 2 commented that it is important to share professional knowledge,
experience and enjoyment with others. For her, the music venture is a platform for
sharing and working with other music teachers. She passionately commented that:
It is a way to help and support each other in achieving the common vison for the
excellence in music education.
They exclaimed that sharing musical and teaching knowledge is an
important challenge; which gives meaning and purpose in self and professional
development; and agreed that the challenges they face in music entrepreneurship
was not pivot on monetary rewards but to share their expertise, beliefs, values; the
philosophy and principles of music education with other fellow colleagues. ME 2
noted that the reward is humanistic that gives meaning, purpose and profound value,
not just to her music profession but her life. ME 3 shared collective view the others
indicating that her music entrepreneurial intention was to achieve her personal life
themes and life values and as well as contributing to the others, students, novice
music teachers and colleagues.
These music entrepreneurs have well established themselves in the music
industry and received good reputation as music educator. They reflected that these
lifelong challenges have given meaning and purpose to their personal and
professional lives. Their values and goals as an excellent music teacher are
established on reflective learning to bring about appropriate musical and educational
challenges for self-growth and self-knowledge. It is their desire, challenge and
responsibility to be acknowledged as an excellent and influential role model for
novice music educators and also to share their vision, passion and enthusiasm to
others in realising the values of music and music education. They do not pivot their
challenges and achievement on material or monetary rewards but have deep
convictions sharing the value of music and music education with others.
Wallevik
(2015)
indicated
that
the
challenge
in
21st
century
entrepreneurship is the strategy of combining roles and resources to gain growth in
music business (p. 15). Arora (2015) emphasised the importance of entrepreneurs to
be adaptive to changes for sustainable innovation. In this study, the women music
entrepreneurs pursue their life values and goals; take up challenges and risks; and
unleash their entrepreneurial potential through professional self-knowledge and self-
growth.
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Opportunities Seeking
The successful entrepreneurs are characterised by their ways of creating
opportunities. They are always in pursuit of imagined opportunities, setting and
attaining goals. In the music industry, entrepreneurship is vital in musicians’
professional lives (Barker, 2017). It involves abilities in seeking, recognising and
advantaging emerging opportunities and creative skills for sustainability.
Music entrepreneurship, setting up music business and music school is a
locality based entrepreneurship to serve the community. Among the entrepreneurial
opportunities, identification of a strategic business location is considered a vital
component. For the music entrepreneurs in this study, the ownership of a music
business is to seek a career forward advancement from their job as piano/music
teacher teaching from home. They agreed that business locality signifies business
opportunities and it is utmost important to search and recognise an ideal location to
establish their music business. Further, they indicated that other than establishing a
business, they also desire to continue the have the balance between career and
family. Therefore, the selection of a strategic locality is utmost important for them
to commute between home and business location. Moreover, music business
location is ultimate important to place and space that is convenient and comfortable
for the customers (music students and their parents).
Other than opportunities seeking for business locality and its potential,
seeking and creating opportunities for promising ideas; strategy to implement the
ideas; checking on the efficiency of the planning; and realising the aspiration is a
process involving continuous efforts. ME 2 positively stated that as entrepreneurs,
she has dreams to achieve; an aspiration to actualise.
ME 1 and 2 both stated that their musical and pedagogic knowledge are the
sources for creating opportunities. From their prior professional knowledge and
experience, they recognise the importance of Arts education as a whole. They set
forth to the entrepreneurship with a vision of integrating music with other arts like
dance, drama and visual arts (painting and drawing). ME 2 said:
Music and dance are closely related and have common characteristics in enhancing
each other.
She elaborated that opportunities seeking is to combine and recombine resources,
The combination of two arts disciplines will deepen and broaden music or art
learning.
From the pedagogic perspectives, she suggested that it is vital for pianists to play
dance music and to accompany the dances. It is an enjoyable way of learning in
developing musical skills, and to foster a better understanding of the dances and
hence improve their music interpretation. She said:
Cheong Ku Wing 89
The pianists will increase their repertoire through accompanying the dancers; they
will also develop and improve their other musicianship skills like sight reading. At
the same time, they learn about dances and the interpretation of these dances.
ME 1 also strongly emphasised that her dream and vision is to have music and
dance school. From her earlier experience, she realised the importance of musicians
to understand dance music, as these two arts are closely related. She indicates that
there are holistic ways of learning music and values eclectic approaches to music
learning.
Both ME 1 and 2 are not impulsive in achieving their goals. Other than
having clear goals, they also have strategic plan well mapped. ME 2 indicated that
she may be spontaneous in her creative ideation, but definitely she is not impetuous
in her decision-making and plan execution. She said:
I am realistic with my plan….I need time to develop the students performing ability
before they are able to accompany the dances musically and professionally.
ME 3 also shared that she had a long-term plan for her choir to attain international
level. She reflected that there were much dissatisfaction and rejections in the earlier
years and there were times of contemplation to persevere and move forward or let
go the dream and move out. She said, however,
I am emotionally determined and persistent to embrace disappointment and failures
and keep moving forward. There were much efforts and energy devoted to reflect,
evaluate, synthesise ideas, implement strategic plan.
She expressed gladly that in the recent years, the continual efforts joint with
the other colleagues, and the community of students and parents have yield fruitful
and desirable outcomes through clear plan and professional commitment.
In this study, the music entrepreneurs combine their passion for creativity;
problem finding and solving skills with business strategies and innovation. As stated
by Short, Ketchen, Shook and Ireland (2010), ideas and dreams have possibilities to
evolve into opportunities; idea germination is the seeding stage of creative process
and dreams are to be realised through aspirations and planning. These music
entrepreneurs achieve their dreams with sustaining vital engagement maintaining
full involvement to their work which involves attention, energy, meaningful
engagement and enjoyment.
Professional Collegial Affiliation
Hill (1987) proposed four dimensions of affiliation motivation in support of
maintaining closeness in interpersonal interaction for (1) social comparison; (2)
emotional support; (3) positive stimulation; and (4) attention. Private music teachers
generally teaching at home and working in isolation can be exhausting. To teach in
an environment with co-operative and friendly relationship among colleagues can be
potentially contribute to positive attitude and effective teaching. Professional
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collegial affiliation refers to working in environment with collegial collaboration
and partnership; companionship and interaction among colleagues with shared
vision and responsibility. This affiliation creates a community and network for
music teachers to share expertise, knowledge and experiences.
ME 1 believed that working together and being with co-workers or
colleagues who are committed to a common purpose can enhance the professional
development especially with shared goals and values in music education.
Collegiality between music colleagues is important in ensuring quality and
maintaining excellence in the standards of music professionalism.
Music teachers working together in a collegial affiliated environment
provide and motivation in sustaining the professional in-depth expertise. Collegial
relationships provide space and scope to develop professional self-regulation in
developing the maturity in their profession; in musical skills, knowledge and
experience in music performance and teaching. The self-regulation process enables
music teachers to monitor, evaluate, provide feedback and emotional self-control
oneself and also direct each other to work towards achieving goals; help and support
each other to increase own professional capacity leading to a successful music
teaching career.
ME 2 shared her views on the collegial affiliation in music entrepreneurship
where the music teachers make progress in their professional development, increase
job opportunities, provide sense of team and cultivate team work. The affiliation
motivation or the desire for warm relations with others (Hill, 2009, p. 410) is the
need to maintain warm and close relationships with others (McClelland, 2010); and
the need to connect, associate and interact with other people in warm and congenial
ways (Hill, 2009, p. 410). Music teaching-learning require warm interpersonal
relationships between teachers-students-parents and collegial interactions. Music
teaching requires much communication and close and warm relationships with
students and their parents. Working and teaching in isolation at home can be
stressful and causing burn out.
The music entrepreneurs stated that they enjoy working with various types
of people and gaining emotional satisfaction. ME 2 said that:
I love working with other colleagues and young people than working alone, it is not
exciting.
They also indicated their high priority on the relationships and friendships with
others. Warmth and friendliness are considered as the important personal
characteristics of a music teacher and entrepreneur. In order to establish and to
maintain affiliation, they share emotionally about friendship, ME 1 said,
I enjoy sharing ideas and experiences with friends and colleagues.
ME 3 established a choir 25 years ago and expressed fondly that its great enjoyment
working with young people. She said,
Cheong Ku Wing 91
We are like a big family. The diverse activities in the choir enable the students to
share varied musical experiences…..these varieties enable the members to develop
creativity, positive attitudes and broaden musical thinking.
She positively thinks that the experiences of collaborating with each other open
opportunities for musical and social possibilities where students learn to discover
and unleash their own potentials through learning to work with each other.
ME 2 indicated that working private as a music teacher can be very lonely
professionally and lacking emotional support in some stressful situation. However,
in the entrepreneurial establishment and environment, there are more “colleagues”
where the collegial “closeness and communication” enable each individual to share
and acquire emotional support and positive affect. She said, “It is fun and enjoyable
to work together with friends instead of working and teaching alone at home” and
draws entrepreneurial inspiration from other, “I find inspiration for creative ideas
when working together with others”. She views collegiality as a valuable
relationship to be treasured. It is a celebration of their mutual passion of music
learning and teaching, their creativity and a powerful source for professional
growth.
Attention, praise and respect from others have the least concern from the
participants. ME 1 as an experienced music educator and music entrepreneur
reflects that:
There is always praise and criticism … I embrace criticism; it is a valuable tool for
sharpening each other … and (she paused) … be humbled by compliments and
praise.
These women music entrepreneurs shared their views on constructive elements in
social comparison, emotional support, positive stimulation and attention through
collegial interaction. As stated by Hill (1987, 2009), social comparison is the desire
to reduce ambiguity, uncertainty and confusion through seeking through seeking
information about the opinions, beliefs, attitudes and expectation and other socially
relevant attributes . Hill (1987) also referred emotional support as reducing negative
affects through social contact (p. 1008); to obtain relief from stress and fear through
receiving sympathy, compassion, and nurturance. Further, Hill’s (1987) also
transpired the notion of positive stimulation as an important social incentive that
receives gratification from pleasant relationships which gives a sense of closeness to
others (p. 1009) which involves a desire for affection, love, intimacy and sense of
belonging (Hill, 2009, p. 419). Lee (2005) in the study of women entrepreneurs also
noted that the desire to engage with social contact is to experience the positive affect
of stimulation related to interpersonal closeness and communication (p. 184).
Family and Home Environment
Through the interviews, the participants shared that musical orientated environment
has enhanced their childhood with music-rich experience. ME 3 remembered her
childhood home environment as musical. She recalled that her parents’ enjoyment in
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performing arts provides her a unique musical experience and opportunity of
cultural encounter,
My parents enjoy performing arts especially music. We had lots of exposure to
cultural activities during my childhood and youth.
ME 1 and 2 participated actively in church and school musical activities. They were
provided much opportunity to play leading roles in church festive musical
productions and musicians at school ceremonies. ME 2 shared her fond memories:
I am always acted as Mary in the Christmas musical play!
Both ME 1 and 2 both shared the some responsibilities serving at church and school,
they remembered their early memories:
I am the pianist for the church, when I was just an advanced beginner at piano
playing…..and to play the piano accompany the singing the national and school
anthem during school ceremonies.
They indicated that the immersion in musical environment during childhood and
youth provided them the musical enculturation which promotes aesthetic attitudes
that inspire them to challenge themselves to approach music education from a more
holistic perspective and prepare them into music entrepreneurship.
From the findings, it was indicated that the family influence on these music
entrepreneurs was not the exposure to business idea but environmental surrounding
with music, arts and cultural enculturation and to acquire aesthetic values that shape
their future. These childhood music environment and experiences made important
contribution to their entrepreneurial impulse. It was found in the previous studies
that parental influence and early life experience has it relationships to leadership
skills in the future (Avolio, Rotundo, & Walumbwa, 2009; Drennan, Kennedy, &
Renfrow, 2005) as entrepreneurs.
Mentor and Role Model
The decision to become a music entrepreneur can be influenced by few factors.
Often, there is an influential individual, a role model or a mentor. Role model refers
to individuals who ‘stimulate or inspire other individuals’ (Bosma, Hessels,
Schutjens, Van Praag, & Verheul, 2012, p. 410) in career decision and goals
achievement. Studies were conducted to investigate the influence of role model on
potential entrepreneurs and indicated the positive impact on nascent entrepreneurs’
intentions in business start-up (Van Auken, Fry, & Stephens, 2006) and boost
perceptions of entrepreneurial feasibility and desirability (Fellnhofer &
Puumalainen, 2017). Zozimo, Jack and Hamilton (2017) conducted a study on
young entrepreneurs observing role models (parents, teachers, colleagues, other
entrepreneurs). The findings yield significance results in entrepreneurial learning
Cheong Ku Wing 93
and gaining entrepreneurial experiences from the role models at different contexts.
A recent study conducted by Wyrwichm, Sternberg and Stuetzer (2018) indicated a
contradict view in which a failed role model can trigger negative attitude and
entrepreneurial fear of failure.
In this study, the women music entrepreneurs attributed the positive and
valuable influence of their mentors and role models. ME 1 credited the influence
and guidance from her mentor as the sparks that stimulate her to engage on
entrepreneurship. She acknowledges her mentor as:
He is the role model with multi-expertise ... with much innovative ideas and
strategies in music education and music business.
ME 2 and 3 regard their spouse as mentors, as they encourage and inspire
them to set own life goals and support their individual efforts to attain success. All
of them also identified their music teachers as their role model whom they admire
their achievement and dedication to their work and aspire to becoming like them.
They remembered their role model, other than being a music teacher; they have their
unique entrepreneurial qualities and personality. ME 1 described her role model as
“creative and able to attract students” and enterprising with “innovative business
strategies”, while ME 2 praised her inspiring role model as “musical”,
“accomplished pianist” whom makes efforts to enhance and improve students’ lives
through music. ME 3 said she is thankful to the choir teacher whom has an impact
on developing and nurturing on her future entrepreneurial endeavour in setting up a
community choir to improve quality of life, and wellbeing of young people. In sum,
role models have a profound influence on their entrepreneurial intention and
activities.
The characteristics of the role model described by the participants are
similar to Bosma et al (2012) accounts of the presence of a role model who provided
important functions such as ‘confidence’, ‘stimulate’, ‘motivate’, ‘practical advice’
(p. 418) and ‘inspire’, ‘support’ (p. 418).
Meaningful Experience
The decision to start a business can be prompted by various reasons. In a
longitudinal study, Schoon and Duckworth (2012) examined the lives of 6116
young people from birth to the age of 34 in their commitment to entrepreneurial
career. The contributing concepts examined include family background
(socioeconomic and parental role model); and personal attributes (academic ability,
social skills and self-concepts). Their finding indicates that early life experience
shapes the prospect career choice and predicts entrepreneurial decision. Colombatto
and Melnik (2007) also suggest that early work experience has positive impact on
entrepreneurship. Beni, Flectcher and Chroinın (2018) proposed some features of
meaning experience including social interaction, fun, challenges, relevant learning
and delight (p. 1).
From the interview, the data shown significant information on the
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participants’ experience traveling abroad in their youth has great influence on their
latter entrepreneurial intentions. They stated that traveling is a meaningful
experience where they assimilate cultural awareness and benefits. ME 2 indicated
that her travel grant from a prestige music conservatoire in her youth provided
meaningful experience to learn and grow from cultural experience. She stated that
the traveling experience has positive impact on her personal qualities, such as
personal development, gaining new perspectives and self-confidence which are vital
as an entrepreneur.
Similarly, ME 3 also shared her traveling experience, where she had
performing opportunities in foreign countries and was aspired for her students to
have similar experiences. She stated that traveling is not just for pleasure but a
means of learning, to understand culture and creative activities in a wider
perspective. Her choir group has performed several times abroad where the
members gained educational benefits include independence; life skills include
problem solving and communication. She acknowledged that meaningful traveling
experience has rewards in developing entrepreneurial aspiration in her music career.
ME 1 enjoys traveling, she shared her experience fondly:
…seeing new places, making new friends provide new perspectives, new way of
knowing, new way of thinking.
Hensel (2015) examined the impact of travelling experience among 3 music
participants and identify ‘travel is transformative’ (p. 13) which changes one’s
perspectives in worldview, enhances cultural enrichment and understanding.
Travelling also the benefits of educational value in developing life skills and
generate new knowledge (p. 14).As Stone and Petrick (2013) suggested, traveling is
educational and the best way to learn and interpret experiences; and broadening the
mind (p. 1). ME 1 further reflected on the learning from traveling, stating that the
value and merit of these experiences had enrich her music and teaching experience,
and widen her entrepreneurial horizon. She further explained that the traveling
experience has its continual contribution in her entrepreneurial development in
generating creative ideas, innovative strategies, rethinking self-fulfilment, gaining
new knowledge and new perspective of entrepreneurial values.
Other than travelling as meaningful experience, previous studies have
indicated the relations between environmental factors and entrepreneurial intention
(Orhan, 2005, p. 7). It was stated that the decision on choosing entrepreneurship
possibly grounded in family environment or presence of inspiring role models
(Orhan, 2005, p. 8) and prior meaningful experience. The music entrepreneurs in
this study have indicated that their pull motivation into music entrepreneurship are
characterised by family and environment, role models and meaningful experience.
Closing Comments
The purpose of this study was to explore the pull motivational and influencing
factors of the entrepreneurial intention of the Malaysian women music
Cheong Ku Wing 95
entrepreneurs. From the analysis of the interview data, eight emergent themes
clustered about the pull motivation and environment factors that influence the
entrepreneurship intention. Themes related to pull motivation include: (1) self-
fulfilment; (2) passion; (3) challenge and risk taking; (4) opportunities seeking; and
(5) professional collegial affiliation. Themes related to environment factors include:
(1) family and home environment; (2) mentor and role model; and (3) meaningful
experience.
Drawing from the findings, it is indicated that the participants have
individual personality traits, characteristics capabilities and personal resources to
achieve success in the music business. The motive force that initiates the drive to
venture into music entrepreneurship is to fulfil their aspiration for self-growth; to
challenge their potential in realising the creative achievement and to strive for
excellence in the quality of their music profession. The participants also revealed
that professional knowledge and experience were favourable conditions and vital
stimulant for their competencies and self-confidence. The environmental factors
were also effectively shaping their attitudes towards challenges and changes. As
suggested by Van der Boon (2005), pull factors that attract women into enterprise
include: (1) self-fulfilment; (2) self-determination; (3) sense of accomplishment; (4)
control; (5) profit and rewards; (6) challenges; and (7) family security (p. 163).
Similarly, Stefanovic, Prokic and Rankovic (2010) also indicated that personal
attributes like determination for independence; innovative direction; risk-taking and
desire to succeed are essential for successful entrepreneurship (p. 254). Fisher and
Koch (2008) also described entrepreneurs as “optimistic, extroverted, energetic,
self-confident, and visionary” (p. 1); competitive, risk taking and risk seeking (p. 3).
Gerald Klickstein shared a quote from Isaac Stern saying that “To be
musician in the service of music is not a job; it is a way of life” in The Musician’s
Way (2009, p. 299). Indeed, as musicians, loving music is a way of life; as a music
educator, passion in teaching is the way of life; as a music entrepreneur, innovation
and creativity is the way of life. To the music teachers as entrepreneurs in this study,
it is a “way of life”, a gratifying process for self-fulfilment. Artistic vision and
education vision is another way to expand their knowledge and skills; not just
seeking for opportunities but to create opportunities. Their value and belief include
high level of performance; seeking for musical excellence; equipped themselves
with entrepreneurial tools and aspired to be the one that to inspire the others and
also be inspired. The music entrepreneurs integrate these professional identities and
qualities to attain achievement in their music entrepreneurship.
In sum, the participants in this study can be regard as ‘pure entrepreneurs’
(Orhan, 2005, p. 13) with innovative ideas and aspired to transfer into reality. These
innovative ideas and strategies derived from their prior meaningful experience
which fuel their enthusiasm and passion as the driving force for entrepreneurship.
They were attracted to ‘educational entrepreneurship’ (Hess, 2007, p. 23) to
immerse and engage in an innovative process to quality in music education.
The findings provide insights into the entrepreneurial motivation and
influencing factors of female music teachers venturing into music entrepreneurship.
The study delimitated to only the 3 female music teachers which is a relatively small
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sample size. In order to have a broader understanding, it is suggested to explore
more perspectives from a larger sample. This study also focusses on music
entrepreneurs who have been in the music business for 25 years. For the future
studies, it is suggested to explore music entrepreneurs of different experiences,
comparing nascent and novice music entrepreneurs with the experienced music
entrepreneurs for a deeper understanding of entrepreneurial motivation and process.
Funding
This research (project number: BK030-2016) was based on a grant awarded by the
University Malaya Research Fund Assistance (BKP).
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Cheong Ku Wing is a senior lecturer at Cultural Centre, University of Malaya with
a special interest in music education and music pedagogy. Her other research areas
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|
Malaysian Journal of Music Vol. 7 (2018) | harmony, intonation, melodic direction, tone quality, wind instrument beginners | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/140 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/840 | Benefits of Listening for Harmony on the Performance of Wind Instrument Beginners | One of the greatest challenges for wind instrument beginners is developing the ability to listen for harmony when practicing and performing. Even though harmony is one of the most fundamental musical elements in western art music, attaining such a listening proficiency can be especially difficult for wind instrument beginners who are much more accustomed to focusing on a single melodic line, which can in turn have significant implications for the students’ performance. This study accordingly investigated the benefits of listening for harmony on first-year wind instrument students in the Young Artists Music Program (YAMP) at the College of Music, Mahidol University, Thailand. The students who participated in the study were selected because they had no previous experience playing harmonic instruments and received a score of no higher than 69 percent on their aural skills entrance exams. The main purpose of the study was to explore the ways in which developing the students’ aptitude in listening for harmony might aid in improving their basic performance. After gathering information from observation, sound recording, field notes and interviews, the results from this study indicate that developing the students’ skills in listening for harmony can benefit their intonation, tone quality and sense of melodic direction, all of which are important aspects of wind instrument performance. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/840/576 | [] | 100 Malaysian Journal of Music Vol.7 (100-116)
ISSN 2600-9366, eISSN 2600-9331
Benefits of Listening for Harmony on the Performance of
Wind Instrument Beginners
Prapassorn Puangsamlee1, Kyle Fyr2
College of Music, Mahidol University, Thailand
Phutthamonthon Nakhonpathom, 73170 Thailand
e-mail: [email protected], [email protected]
Published online: 5 September 2018
Cite this article (APA): Puangsamlee, P. & Fyr, K. (2018). Benefits of listening for harmony
on the performance of wind instrument beginners. Malaysian Journal of Music, 7, 100-116.
Abstract
One of the greatest challenges for wind instrument beginners is developing the ability to
listen for harmony when practicing and performing. Even though harmony is one of the most
fundamental musical elements in western art music, attaining such a listening proficiency
can be especially difficult for wind instrument beginners who are much more accustomed to
focusing on a single melodic line, which can in turn have significant implications for the
students’ performance. This study accordingly investigated the benefits of listening for
harmony on first-year wind instrument students in the Young Artists Music Program
(YAMP) at the College of Music, Mahidol University, Thailand. The students who
participated in the study were selected because they had no previous experience playing
harmonic instruments and received a score of no higher than 69 percent on their aural skills
entrance exams. The main purpose of the study was to explore the ways in which developing
the students’ aptitude in listening for harmony might aid in improving their basic
performance. After gathering information from observation, sound recording, field notes and
interviews, the results from this study indicate that developing the students’ skills in
listening for harmony can benefit their intonation, tone quality and sense of melodic
direction, all of which are important aspects of wind instrument performance.
Keywords: harmony, intonation, melodic direction, tone quality, wind instrument
beginners,
Introduction
The famed French-American oboist Marcel Tabuteau noted that “As good advice to
my young friends—wind players—I want to warn them against the general tendency
to try to imitate without having had the basic technique necessary to perform”
(McGill, 2007). A convincing argument can be made that the ‘basic technique’
Prapassorn Puangsamlee & Kyle Fyr 101
Tabuteau mentions could be more broadly interpreted to mean a combination of
technical skill and musical knowledge that must be developed prior to performance.
Just what are some of the fundamental techniques and areas of musical knowledge
that are most important for wind instrument beginners, however?
This article argues that harmony is one of the most fundamental musical
elements in Western music that can be can used to enhance the performance of wind
instrument beginners. Though the primary focus for wind instrument students is
often on playing single-line melodies, harmony is an essential, defining feature of
those melodies—an element that, as authors such as Kostka, Payne, and Almen
(2013) point out, also applies to solo pieces without accompaniment. Even though
there is no single generally accepted method for how wind instrument students
should play a single melodic line based on the harmony, there is nevertheless a good
deal of previous scholarship which indicates how important harmony is for
musicians in many ways. For example, harmony has been shown to affect pitch
perception and is noted for driving listeners’ expectations of direction in music
(Kim, 2013; Laitz & Bartlette, 2010; Ratner, 1983).
The process of developing skills in listening for harmony among wind
instrument beginners is related to a variety of factors tied to their musical
experiences. Because wind instruments can generally be considered melodic rather
than harmonic instruments, beginning wind instrument students tend to be
unfamiliar with the notion of playing a single melodic line while thinking about the
harmony at the same time. Wind instrument students with previous experience
playing harmonic instruments have already had some opportunity to develop their
skills in listening for harmony, however, this is a mitigating factor worth
considering. Finally, it is worth keeping in mind that hearing and listening are not
the same thing, as listening is more related to understanding in music than hearing is
(Jensen, 2000; Wedin, 2015). In order to examine the benefits of listening for
harmony on young wind instrument students, three first-year students from the
Young Artists Music Program (YAMP) at the College of Music, Mahidol University
were selected to participate in a case study. The students selected for the study
accordingly had no previous experience playing harmonic instruments. Since one of
the main objectives of the study was to explore how listening for harmony could
benefit students’ performance, students were selected from among those who
received scores of no higher than 69 percent on the aural skills portion of their
entrance exams, meaning that the aural skills of the selected students showed room
for improvement. Students’ skills in listening for harmony are admittedly not
something that can be developed overnight, so the study employed a multi-step
process in which the participants’ harmony listening skills were examined in the
context of working on basic wind techniques outlined by David McGill (2007),
which consisted of long note exercises, scales and phrasing. Data was then collected
throughout the observation process using a variety of tools, as detailed in the
methodology section of this article. Though this study was limited to a group of
selected participants from the Young Artists Music Program (YAMP) at the College
of Music, Mahidol University (Thailand), the results seem to indicate potential
benefits for young wind instrument students in general.
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Background
Basic Wind Instrument Technique
McGill advocates that the goal of the instrumentalist “is to help the public to forget
the instrument and immerse themselves in the music” (2007, p. 161). He proposes
that reaching this goal starts with basic techniques such as long note exercises,
scales and phrasing. The conceptual framework for this study is accordingly based
on the idea of merging technical skill and musical knowledge through working on
these three basic wind techniques, as summarised in Figure 1.
Figure 1. The conceptual framework and the series of basic wind techniques employed in
this study.
Long note exercises. Long note exercises are some of the most difficult
practice tasks for wind players, but these exercises help wind players to develop
good air control as well as working on their dynamic range, tone color and
intonation. McGill (2007) notes that these exercises can also be useful in helping
wind instrument students in make music with expression.
Scales. Working on scales is a basic exercise that of course plays a major
role in many students’ practice routines. McGill (2007) advocates playing scales
Prapassorn Puangsamlee & Kyle Fyr 103
musically, and not simply seeing them as exercises to build technique, suggesting
that one way to accomplish this goal is to focus on listening to the intervals within
the scales.
Phrasing. For the purposes of this study, phrasing refers to the process by
which performers divide successive notes into groups (Sadie, S., & Tyrrell, J., 2001;
Kennedy, M., & Kennedy, J. B., 2007). The eminent American oboist John de
Lancie remarked, “Everybody talks about music being the international language.
So when you play to other musicians … you should play in such a fashion so [they]
… could be taking dictation and would have no problem understanding what you’re
doing” (McGill, 2007). This quote seems to imply that musical phrasing can support
both musicians’ and listeners’ understanding in music. It is therefore an important
skill for wind instrument students to learn to divide musical phrases as clearly as
possible, and perhaps the most important factor in doing so is harmony.
The Importance of Listening for Harmony
The importance of harmony is a long-standing topic in music theory scholarship.
One of the most prominent music theorists to explore the relationship between
melody and harmony was Jean-Philippe Rameau, who posited that melody and
harmony are associated with each other based on the rules of harmony. Moreover,
he advocated that, when composing music, melodies should not stand alone, but
each part should relate to each other, causing him to conclude, therefore, that “It is
harmony then that guides us and not melody” (Rameau, 1971, pp. 145-146). As
previously noted, however, this can be a difficult concept to understand for young
wind instrument students whose primary focus is on playing single-line melodies.
Some more recent studies also underscore the importance of listening for
harmony in performance, a topic closely related to the study presented here. For
example, the musical context of harmony has been shown to affect pitch perception
and is noted for driving listeners’ expectations of direction in music (Kim, 2013;
Taher, 2012). Knowledge of harmonic context has similarly been shown to help
music students understand characteristics of sound as tension or release (Servias,
2010). Furthermore, a number of authors, such as Karpinski (2000) and Lisk (1996),
describe how musicians’ skills in listening for harmony can help produce more
sensitive, meaningful performances, and although these listening skills are difficult
and time-consuming to achieve, the payoff is substantial.
Methodology
A qualitative case study was employed to investigate the benefits of listening for
harmony on young wind instrument students, following the criteria outlined by
Ashley (2008), Creswell (2013), Thomas (1988) and Yin (2009). The participants in
the study were first-year wind instrument students from the Young Artists Music
Program (YAMP) at the College of Music, Mahidol University, Thailand, who had
no prior experience playing a harmonic instrument and who received a score of no
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higher than 69 percent on the aural skills portion of the Thailand International Music
Examination (TIME), which YAMP uses to assess students’ knowledge and skills in
music theory and aural prior to entering the program. Five students at YAMP were
found to fit the above criteria, and three of these students agreed to participate in
this study. There were twenty observation sessions for each participant, with the
duration of each session approximately 20-30 minutes. An important priority for the
study was to observe the benefits of listening for harmony through the students’
practice, without any instruction, guidance or suggestion from the researcher.
Data Collection
Data for the study was collected in a variety of ways, as summarised below.
Observation. Observation was the main process used in this study to collect
data. The researcher was present while the participants practiced the basic technique
exercises and recorded their practice sessions, but did not guide the students or give
any suggestions on how to practice the exercises.
Interviews. Interviews were also conducted to obtain additional information
from the participants to supplement the data from the observations. The interviews
provided the opportunity to gain further perspectives on the participants’
experiences while practicing the basic technique exercises with regard to the
following:
a) Participants were asked to describe how they thought about harmonic
context while playing long notes (specifically, what were their reasons for
choosing particular notes, what went through their minds as they played the
notes, and how did this process correspond to their previous practice
experiences).
b) In addition, participants were asked to describe their thought processes and
what they were trying to listen for when playing a melody without hearing
the harmonic reference sounds.
Basic technique exercises. A few basic technique exercises were used in
this study to investigate how listening for harmony might improve basic
performance, and were developed with a focus on fundamental wind techniques.
The basic technique exercises were of three types, with four different purposes, as
follows:
a) Long note: Two sets of long note exercises were used to investigate how the
participants listened in the context of harmony while playing a single note.
In Long note exercise I, the participants were asked to play a note while
imagining a harmonic context of their choice; in Long note exercise II, the
participants were first asked to imagine a harmonic context provided by the
Prapassorn Puangsamlee & Kyle Fyr 105
researcher before playing a given note, and were later provided a reference
sound. The long note exercise pattern is shown in Figure 2.
Figure 2. Long note exercise
b) Scales: The participants were first asked to play five-note patterns
consisting of the first five notes of a major and minor scale, ascending and
descending. Later, the participants were asked to play full major and
harmonic minor scales, ascending and descending, and finally they were
asked to play scales in thirds. In each case, the participants were asked to
play along with a variety of harmonic progressions in order to investigate
the participants’ sense of harmonic change while playing the same melodic
pattern (see Figures 3 through 8).
Figure 3. Five-note scale patterns, major key
Figure 4. Five-note scale patterns, minor key
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Figure 5. An example of a harmonised major scale
Figure 6. An example of a harmonised harmonic minor scale
Figure 7. An example of a harmonised major scale played in thirds
Prapassorn Puangsamlee & Kyle Fyr 107
Figure 8. An example of a harmonised harmonic minor scale played in thirds
c) Phrasing: Adagio Cantabile (shown in Figure 9) was an eight-bar piece of
music written specifically for this study by the composer Attakorn
Sookjaeng. It was used to investigate how participants played a long melody
based on the context of harmony.
Figure 9. Adagio Cantabile by Attakorn Sookjaeng
Reference of Harmonic Sound (RHS). RHS is the harmonic structure that
was provided with the basic technique exercises. The RHS provided a possible
harmonic progression for each of the basic technique exercises.
Logic Pro X. It is a digital workstation that the researcher used to record the
participants practicing the basic technique exercises.
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Figure 10. Practice observation plan
Results and discussion
The purpose of this study was to explore the ways in which developing students’
aptitudes in listening for harmony might aid in improving their basic performance.
The participants’ results with regard to the basic wind techniques that were observed
in the study—(a) long note, (b) scales, (c) phrasing—will be presented in this
section.
Long note
This portion of the study consisted of long note exercise I and long note exercise II,
each of which was divided into three sessions, which dealt with diatonic notes, flat
notes and sharp notes.
Long note exercise I: to investigate how the participants listened in the
context of harmony while playing a single note. In Long note exercise I, the
participants were asked to play a single note while imagining a harmonic context of
their own choice. Based on answers that the participants provided when asked at the
beginning of the exercise whether they thought about harmony before playing, it
was evident that they initially had a similar practice manner in which they mainly
did not imagine the harmonic context before playing the notes. One of the
participants answered the question rather meekly, saying, “I just played the note
itself, I did not think about the chord or key”. Another participant also said, “I did
not consider the chord of the note and have never thought about it before”. All of the
participants agreed to try imagining the harmonic context again, however. Although
the participants most often chose a harmonic context in which their note was simply
the root of a triad, they began to demonstrate the potential, with repeated practice, to
imagine a harmonic context before playing a note.
Prapassorn Puangsamlee & Kyle Fyr 109
Long note exercises II: to investigate how the participants played a
single note based on a given harmonic context before and after listening to
reference sounds. Before the participants listened to the reference of harmonic
sounds (RHS), it was found that they had different ways of finding their notes based
on the harmony, such as matching the pitch with their study pieces. One of the
participants stated, “While I play this note, I tried to think about my solo pieces that
start with the note G but I cannot remember what chord the piano part played”.
Another participant said, “I think about an arpeggio to understand the position of the
notes”.
After the participants played a note without listening for the RHS, the
researcher provided an RHS and asked them to play the note again. All of the
participants remarked that they felt a difference between when they played by
themselves and then played after hearing the RHS. One participant mentioned that
“It feels like a different note” and this is reflected in the more stable tone quality
participants displayed after listening to the RHS. In Figures 11 and 12, the blue-
colored sound waves correspond to participants 1 and 3 playing a single note four
times before listening to the RHS, while the green-colored sound waves correspond
to participants 1 and 3 playing a single note four times after listening to the RHS. In
each of these figures, note the participants’ improvements in consistency of tone
after listening to the RHS – a smooth shape of the sound wave in the green box
below.
Figure 11. Comparison of Participant 1’s stability of tone when playing a single note, before
and after listening to the RHS
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Figure 12. Comparison of Participant 3’s stability of tone when playing a single note, before
and after listening to the RHS
When trying to imagine the harmonic context before playing, participants
tended to simply describe the tone color as bright or dark, which affected intonation
as well (McGill, 2007). When playing major chord harmonies, the participants
tended to play the notes brighter than necessary, which made them rather sharp,
whereas when they chose a minor chord harmony, their intonation tended to be
flatter than usual. During the long note exercise observation sessions, when the
participants listened to the RHS and practiced the exercise accordingly, they gained
a better awareness of their intonation. Overall, practicing long note exercises with
the RHS appears to have benefited the participants with regard to tone quality and
intonation.
Scales
Scales formed the most substantial part of the basic technique exercises, consisting
of five-note patterns, major and minor scales, and third-interval scales, all of which
were used with the purpose of investigating the participants’ sense of melodic
direction based on harmonic progression. The participants initially tended to hear
the harmony rather than listening for it, paying more attention to fingering
techniques, beats, and tempo rather than listening for harmonic movement. It was
therefore clear that technical problems created significant barriers for the
participants to developing their skills in listening for harmony, although in later
observations each participant began to make progress in this respect.
Throughout the observations, participants were asked to play the scale
exercises following a three-step process: 1) play the scale patterns on their own; 2)
play along with an RHS, in the form of recorded tonal harmonic progressions; and
3) play the scale exercises on their own once again while trying to imagine the
harmonic progressions they had been given in Step 2. The results from Step 2 of the
process, in which participants were provided an RHS along with their scale
exercises, showed that the participants began to infuse their scale playing with a
greater sense of shaping and phrasing (especially toward the ends of phrases),
Prapassorn Puangsamlee & Kyle Fyr 111
corroborating the arguments of many writers—such as Roig-Francoli (2003),
Karpinski (2000), and Naus (1998)—that playing scales with harmony can help
make the melodic line more directed and meaningful. Figure 13 illustrates a couple
of important aspects of Participant 3’s playing with regard to the scale exercises.
First, note the evolving sense of phrase shaping in Step 2 (see the green sound
waves). Although the participant’s playing in Step 3 (represented by the light blue
sound waves) initially reverted to a melodic shape more resembling that from Step 1
(the dark blue sound waves), the phrase shapes eventually began to more closely
approximate the sound waves from Step 2, exemplifying the participant’s progress
in recalling their sense of phrasing while playing with the RHS.
Figure 13. Sound waves from the five-note scale exercise of Participant 3
Phrasing
The short piece Adagio Cantabile was then used to investigate how participants
played a long melody based on the context of listening for harmony. The results
showed that listening for harmony helped the participants’ sense of phrasing in two
different ways.
First, Participant 2 mentioned, “I can play this piece in one breath, but when
I listened for the harmony, I felt that I had to take a breath only this place and it
made me play easier and understand the direction”. As can be seen in the circled
areas of Figure 14, it was clear that the participant found an appropriate place to
breathe after listening for harmony, after not finding such a place the first time
around. The sound waves shown in this figure thus support the notion that listening
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for harmony benefitted the participant with regards to a ‘sense of phrasing’.
Figure 14. Participant 2’s phrasing in Adagio Cantabile, before and after listening for
harmony
Figure 15. Notes that Participant 3 listened for in the piano accompaniment part of Adagio
Cantabile
Prapassorn Puangsamlee & Kyle Fyr 113
Secondly, after first playing the melody alone, another participant then used
the harmony to adjust their intonation, noting that “I listened for the note of the
piano part that was the same as my solo part”. Figure 15 shows the notes that
Participant 3 listened for in the piano accompaniment part. An encouraging result
can be found in the fact that the participant did not always simply try to listen for
notes that matched the lowest or highest notes in the piano part; rather, the
participant showed the ability to also listen for other notes within the chords that the
piano played. Although this was initially an unfamiliar manner of practicing, the
participant began to show an aptitude for thinking vertically (harmonically) as well
as horizontally (melodically).
Figures 16 and 17 then compare the sound waves from when Participant 3
practiced the piece, first without accompaniment and then with accompaniment,
indicating that listening for harmony the second time around helped the participant
achieve a more directed, balanced sense of phrasing.
Figure 16. Participant 3’s phrasing when playing Adagio Cantabile without accompaniment
Figure 17. Participant 3’s phrasing when playing Adagio Cantabile with accompaniment
Conclusion
The young wind instrument students who participated in this study freely admitted
that they initially focused on playing their instruments without an awareness of the
context of harmony. In addition, their notions of tone color were rather limited, and
concerns about technique tended to supersede thinking about tone, intonation, and
phrasing, which created certain barriers to developing their performance. As the
participants became open to the idea of practicing single-line melodic patterns based
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on the context of listening for harmony, however, they demonstrated significant
progress in the aforementioned areas and also began to develop increased
confidence when playing their instruments (as summarised in Figure 18).
Figure 18. The process in which participants developed their skills in listening for harmony
throughout the study and some notable results of the process
Although the participants initially lacked confidence in listening for
harmony, by practicing with a reference of harmonic sound (RHS) they
demonstrated the potential to improve their performance in a variety of ways. First,
when the participants regularly practiced a single melodic line while listening for
harmony, they were able to discover a means of improving their tone quality and
intonation during performance. Second, by listening for harmonic progressions, the
participants could begin to better understand the direction of a single melodic line,
which led to being able to play the exercises with a greater awareness of phrasing.
Furthermore, practicing in this manner helped reduce the pressure participants felt
when playing difficult passages, as by shifting their focus from executing
challenging technical skills to listening for harmony, the participants began to play
phrases with a more directed flow from beginning until the end.
Recommendations for Future Study
While this study was limited to a group of selected participants from the Young
Artists Music Program (YAMP) at the College of Music, Mahidol University
(Thailand), it would be intriguing to explore how the ideas presented here could be
applied to young wind instrument students in different locations and environments.
In addition, the harmonic progressions used in this study were limited to basic tonal
Prapassorn Puangsamlee & Kyle Fyr 115
progressions; it would be of interest to explore how changing the scope in this
respect would work with different groups of study participants. Finally, although the
results of this study indicate that listening for harmony can be very beneficial in
developing young wind instrument students’ performance, it is also rather clear that
for many inexperienced wind instrument students, understanding all of the ideas
about practicing in this manner can be very difficult without guidance. This study
has accordingly presented a step-by-step process by which young wind instrument
students may work toward achieving this goal. Finding ways to incorporate this
method of practicing into students’ private instrument instruction and more
generally into music education curricula is a clear goal for the future in order to
develop new methods of music learning for young wind instrument students in
Thailand.
References
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Biography
Prapassorn Puangsamlee is a Ph.D. candidate in music education from the College of
Music, Mahidol University, Thailand. She has received a Master of Arts (Music) in Music
Education and Bachelor of Music in Music Business from the College of Music, Mahidol
University, Thailand. She is currently a teacher of Music for Early Childhood and flute
teacher at the Music Campus for General Public (MCGP) Seacon Bangkae, Bangkok,
Thailand, where she has taught since 2013. She has also taught in Music Campus for General
Public (MCGP) Paragon and Seacon Square, Bangkok, Thailand. She has previously taught
music subjects such as Teaching Practicum at the graduate level as well as Music
Performance (Flute) and Small Ensemble (Flute ensemble) at the undergraduate level. Her
areas of interests include topics in music in higher education, music education, music
pedagogy and music business.
Kyle Fyr is the musicology department chair and the Master of Arts program chair at the
College of Music, Mahidol University (Thailand). He received a PhD in music theory with
doctoral minors in music history and piano performance from the Indiana University Jacobs
School of Music in 2011, writing a dissertation focusing on proportionality and performance
issues in piano works of John Adams. From 2011-13, he was an Assistant Professor of
Music Theory at the University of Northern Colorado. He has presented papers at a variety
of conferences throughout the US and UK, and has published in the Journal of Music
History Pedagogy, the Malaysian Music Journal, Music Theory Online and Notes. He also
has a forthcoming publication in the journal Music Theory and Analysis.
|
Malaysian Journal of Music Vol. 7 (2018) | China, Cuba, cultural understanding, multicultural music education | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/140 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/841 | The Effects of a Chinese and Cuban Music Programme on the Cultural Understanding of Elementary Children | This study aims to examine whether the American elementary students increase their cultural understanding after a six-week multicultural music programme on China and Cuba, considering factors of age, gender and learning needs. The use of Edwards’ (1994) levels of cultural understanding as a research tool and the way in which this approach can motivate children learning were examined. Participants were 110 second and fifth graders of two schools in New Jersey. Interviews were administered before and after the programme and classroom observations were conducted. Data indicated that such multicultural music programme has increased children’s cultural understanding and reduce their stereotypes on other people. Different levels of cultural understanding have been demonstrated. It was easy for children to achieve the basic level (i.e. Level 1: Knowledge) but it became more and more difficult as the levels proceed (i.e. Levels 2-4: Awareness, Sensitivity and Valuing). Therefore, multicultural music education can serve important educational goal of increasing cultural understanding, motivate student learning and provide an interdisciplinary education to students. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/841/577 | [
"Lily Chen-Hafteck is professor of Music Education and Chair of faculty at UCLA Herb Alpert School of Music. She is a Fulbright scholar who holds a Ph.D. from University of Reading, U.K. and received postdoctoral research fellowship at University of Pretoria, South Africa and University of Surrey Roehampton, U.K. She has held leadership positions of International Society for Music Education (ISME) as member of its ‘Board of Directors’, chair of its ‘Young Professionals Focus Group and Early Childhood Commission’; served as the ‘Eastern Division",
"Representative’ of the Early Childhood Special Research Interest Group, National Association for Music Education (NAfME) and World Music Representative of California Music Educators Association (CMEA). She is the founder of the ‘Educating the Creative Mind’ project, funded by National Endowment for the Arts; and a co-investigator of ‘Advancing Interdisciplinary Research in Singing’ (AIRS) project, funded by the Social Sciences and Humanities Research Council (SSHRC) of Canada."
] | Lily Chen-Hafteck
117
The Effects of a Chinese and Cuban Music Programme on the
Cultural Understanding of Elementary Children
Lily Chen-Hafteck
UCLA Herb Alpert School of Music.
University of California, Los Angeles, USA
e-mail: [email protected]
Published online: 17 October 2018
Cite this article (APA): Chen-Hafteck, L. (2018). The effects of a Chinese and Cuban music
programme on the cultural understanding of elementary children. Malaysian Journal of Music, 7,
117-133.
Abstract
This study aims to examine whether the American elementary students increase their cultural
understanding after a six-week multicultural music programme on China and Cuba, considering
factors of age, gender and learning needs. The use of Edwards’ (1994) levels of cultural
understanding as a research tool and the way in which this approach can motivate children
learning were examined. Participants were 110 second and fifth graders of two schools in New
Jersey. Interviews were administered before and after the programme and classroom
observations were conducted. Data indicated that such multicultural music programme has
increased children’s cultural understanding and reduce their stereotypes on other people.
Different levels of cultural understanding have been demonstrated. It was easy for children to
achieve the basic level (i.e. Level 1: Knowledge) but it became more and more difficult as the
levels proceed (i.e. Levels 2-4: Awareness, Sensitivity and Valuing). Therefore, multicultural
music education can serve important educational goal of increasing cultural understanding,
motivate student learning and provide an interdisciplinary education to students.
Keywords: China, Cuba, cultural understanding, multicultural music education
Introduction
Need for Multicultural Education due to Diverse Student Population
Today, student population in most of the American classrooms is often diverse in
cultures, languages, abilities, and so on. However, most of the U.S. public school
teachers are white who grew up in middle-class communities (Gay, Dingus & Jackson,
2003) Although the number of teachers from minority groups has increased in recent
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years, the gap between the percentage of minority students and minority teachers
continues to persist in the USA (Ingersoll, Merrill & Stuckey, 2014). Therefore, most
teachers are not prepared to teach diverse students, and need to learn about culturally
responsive pedagogy (Ladson-Billings, 2004; Vavrus, 2002). Culturally responsive
teaching acknowledges the legitimacy of the cultural heritages of different ethnic groups
that affect students’ dispositions, attitudes and approaches to learning. It teaches
students to know and praise their own as well as others’ cultural heritages (Gay, 2010).
Otherwise, we can easily fall into the prejudices of the ‘culture of poverty’, the
overgeneralisation that poor people share certain predictable values and behaviours such
as being unmotivated, having weak work ethics, parents not being involved in children’s
education, being linguistically deficient, abusing drugs and alcohol, which are not valid
in most cases (Gorski, 2008).
A lot of our students’ ethno-cultural attitudes and believes have been acquired
early in life and they are usually deeply rooted. Marks & Coll (2009) found that
American children already show social awareness by labelling racial groups at the age
of three. By the ages of four and five, they start to develop the ability to identify oneself
from others. At the ages of seven or eight, children have developed stable and consistent
social identity. Between ages six to twelve, children are often trying to make sense of
who they are in terms of race, ethnicity, and culture. Thus, it is important to provide a
multicultural education early in life so that they can understand and appreciate the
people of diverse cultural origins who live around them at these early formative years.
Multicultural education, which is in line with culturally responsive teaching,
promotes equity in educational opportunities for students from diverse groups.
However, it may not achieve its goal if the teacher thinks that it is simply content
integration (Banks, 2004). Teachers need to adjust their approaches to achieve other
dimensions including knowledge construction, equity pedagogy, prejudice reduction
and empowering school culture and social structure that can move education to a higher
level in the learning and understanding of cultures.
Multicultural Music Education and Cultural Understanding
Music both expresses and is influenced by the culture from which it comes. The rich
cultural knowledge within traditional music and songs makes them useful resources for
teaching children about their own culture and that of others. Elliott (1989) indicated that
“a dynamic multicultural music curriculum offers the possibility of developing
appreciations and new behaviour patterns not only in relation to world musics, but also
in relation to world peoples.” (p.18) Multicultural approach to music learning is
important in American schools because it reflects the cultural diversity of the world and
of the USA by promoting a music curriculum representing musical experiences of a
variety of ethnic-cultures (Anderson and Campbell, 2010). Legette (2003) supported
this idea, advocating for the need of more multicultural training in both the pre-service
and in-service teacher education as the student population becomes more and more
culturally diverse.
There is a large body of research in neuroscience, psychology of music, cultural
musicology, sociology, anthropology of music suggesting that music has the capacity to
promote empathy and social/ cultural understanding (Clarke, DeNora & Vuoskoski,
Lily Chen-Hafteck
119
2015). Music as a tool that fosters social bonding and group cohesion has been
demonstrated by Kirschner and Tomasello (2010). They found among the four-year-old
children that joint music-making increased subsequent spontaneous cooperative and
helpful behaviour. They argued that music making, including joint singing and dancing,
encourages the participants to keep a constant audio-visual representation of the
collective intention, which is to share the goal of vocalising and moving together in
time. This can satisfy the intrinsic human desire to share emotions, experiences and
activities with others, and thus ultimately increase prosocial in-group behaviour and
cooperation. Therefore, the power of music in promoting our social well-being is
demonstrated.
There are a number of research studies that showed positive effects of
multicultural music programmes on children’s attitude towards foreign cultures.
Edwards (1994) investigated the impact of four instructional approaches utilising
American Indian music on 4th grade students’ attitude towards American Indian culture
and music – large-group lessons with authentic instruments, an American Indian guest
artist, use of authentic instruments in small-group learning centres, and the use of non-
authentic instruments in small-group learning centres. A 6-week instructional period
that contained 12 lessons was presented to four groups of children with the four
teaching approaches plus a control group with no treatment. Significant difference was
found between the experimental groups and the control group. It was found that the
children were capable of the four levels of cultural understanding, ranging from a biased
view (ethnocentrism) to unbiased view (cultural valuing) on a continuum.
1. Instructional knowledge, skills & attitudes: Children acquire learning of the
instructional materials;
2. Cultural awareness: Children become aware of the differences and similarities
of various cultures;
3. Cultural sensitivity: Children’s feeling and affect are involved; and
4. Cultural valuing: An unbiased view of the value of another culture.
The first level occurs when students become more knowledgeable of the culture, which
are learning outcomes resulting from the instructions. Then, students’ views become
gradually less biased with the second level where they increase their awareness of other
cultures that may be different and similar. Further up the scale of decreasing biases, the
third level involves emotions in addition to the cognitive understanding of the culture
while the fourth and final level is an unbiased view when students see the value of the
culture. Edwards concluded from her data that children can unlearn previously-held
cultural biases through instruction and develop cultural sensitivities that extend beyond
knowledge.
In another study, Nam (2007) investigated children’s perceptions about,
attitudes towards and understandings of cultures other than their own as they
encountered music from various cultures during their general music classes. The music
lessons in two elementary schools were observed during three months. One group
worked on African drumming whereas the other group worked on listening examples
from a variety of cultures. Questionnaires and interviews were administered before and
after the observation period. Positive attitudes towards multicultural music instruction
120 Malaysian Journal of Music Vol. 7 (117-133)
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were found. Using Edwards’ levels of cultural understanding as the basis of her
analysis, she found that most children demonstrated cultural awareness and sensitivity
while few demonstrated cultural valuing. She contended that although embedding
multicultural music into the curriculum may aim at minimising biased views, a
‘supermarket approach’ where children were exposed to a lot of different cultures may
limit cultural understanding. Therefore, Nam recommended a more in-depth and
carefully guided study of few cultures in order to develop cultural understanding more
effectively.
Tu (2009) examined the effect of a Chinese music curriculum on cultural
attitudes towards the Chinese people, improving tonal discrimination skills, singing
accuracy of tonal patterns and accuracy of singing Chinese lyrics. Participants were
third-, fourth-, and fifth-grade students who received daily exposure of 10-minute
Chinese music lesson during 10 weeks. Standardised tests including ‘Children’s
Attitudes toward Chinese’ (CATC), ‘Intermediate Measures of Music Audition – Tonal’
(IMMA), ‘Tonal Pattern Performance Measure’ (TPPM) were used for measurement at
the pre- and post-tests. It was found that children’s attitudes toward Chinese people and
tonal pattern singing accuracy were improved, but not tonal discrimination skills.
Accuracy of the Chinese lyrics was over 70%
Sousa, Neto and Mullet (2005) has conducted a study in Portugal where its
largest group of foreign immigrants come from Cape Verde, a former Portuguese colony
in Africa, and there is evidence of pro-white-skinned/ anti-dark-skinned stereotyping.
Therefore, the researchers investigated whether Portuguese children would change their
attitudes towards Cape-Verdeans after learning the songs from Cape Verde. Eighteen
units of Cape-Verdean music instruction were provided to 193 children aged 7-10 years.
Pre-test and post-test using Preschool Racial Attitude Measure II (PRAM II) were
administered to measure children’s racial attitude. Results suggested that there was a
reduction of stereotyping of Cape Verdeans in the experimental group, but this was
found among the 9- and 10-year-olds, not the 7- and 8-year-olds. Therefore, age
difference was shown to be a significant factor in this study.
I, (Chen-Hafteck, 2007a) have examined the effects of an interdisciplinary
programme on Chinese music and culture. A programme based on the sociocultural
approach to multicultural music education whereby students learn about the music
together with its sociocultural context was introduced to 250 fifth- and sixth-grade
children in three schools in New York, USA. Findings showed that whether
multicultural music education experience can lead to positive cultural understanding and
attitude depends on many factors, including teachers’ attitude, teaching approach, and
the students’ learning environment. A flexible student-centred curriculum using the
sociocultural approach can enhance an increase in cultural and musical knowledge,
learning motivation, positive attitude towards people from other cultures, and self-
confidence for students from the minority cultures. Effects were strong among students
studying in a multicultural environment than those in a monocultural setting.
From the various research studies discussed above, it is important to note that
multicultural music lessons need to be well-designed with varied activities such as
presenting information on the cultures, singing songs, dancing, moving and creating. In
this way, they can provide a comprehensive learning experience that enhances students’
cognitive, social, physical and emotional development (Ilari et al., 2013). It is also a
Lily Chen-Hafteck
121
good example of interdisciplinary approach to education, integrating the arts and social
studies.
In summary, there is strong argument supporting the positive influences of
learning multicultural music on children’s understanding and appreciation of people
from cultures other their own. The notion of cultural understanding has been expanded
in the 21st century competencies (Soland, Hamilton & Stecher, 2013) as developed by
international educators. Global awareness is one of the interpersonal competencies,
demonstrated when a student feels empathy for people from different cultural
backgrounds, and when he/ she shows an understanding of the interpersonal nature of
people, institutions and systems. Thus, this adds another dimension to Edward’s (1994)
levels of cultural understanding, which goes beyond unbiased view of other people.
Rationale for Current Study
However, research studies in this topic are still lagging behind. It seems that the
relationship between learning multicultural music and cultural understanding is a
complex issue. Such relationship can be affected by numerous factors. First and
foremost, it is the assessment on children’s cultural understanding. It is questionable
whether it can be measured through standardised psychological tests (Sousa et al, 2005;
Tu, 2009) or observed through qualitative methodology (Edwards, 1994; Nam 2007;
[author’s name removed]). Then, it is further complicated by the teachers’ attitude and
teaching approaches, that can yield different results (Nam, 2007; [author’s name
removed]). In addition, the environment where the students live in, whether they are in
touch with people from other cultures, can also influence the relationship between the
multicultural music programme and cultural understanding.
Given the complexity of the issue, the present study has been designed to follow
up the previous study [author’s name removed] by collecting more first-hand
information from the children. In the 2007 study, data have been collected through
teachers and administrators. In the present study, personal interviews with the
participating children and researchers’ observations of the lessons were the main tool in
providing data that may deepen our understanding of the issue. As a follow-up study,
the teaching materials on Chinese music and culture developed in the previous New
York study were used again. In addition, new materials on Cuban music and culture
were developed and taught, because in New Jersey where this study took place, there is
a large population of Cuban immigrants and enhancing cultural understanding of Cuban
people will be beneficial to children living there. This can also show whether the effects
of Chinese music also exist with the music of a different culture.
Objective
The objective of the present study was to investigate whether a multicultural programme
combining the study of music and culture from China and Cuba has any effects on the
cultural understanding of these two cultures among elementary children in New Jersey,
USA. Cultural understanding was examined with reference to Edwards’ model (1994).
122 Malaysian Journal of Music Vol. 7 (117-133)
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It serves as an evaluation tool along the biased-unbiased continuum, to provide analysis
as to whether children increase their understanding about the cultures.
The research questions of this study were:
1. Would the American elementary students increase their cultural understanding
after a six-week multicultural music programme on China and Cuba?
2. If so, would this effect be different among elementary children of different ages,
gender, and learning needs?
3. Are Edwards’ (1994) levels of cultural understanding useful measurement for
research study on cultural understanding?
4. In what way can lessons incorporating music from world cultures motivate
children learning?
Method
Design of the Study
Six weekly lessons were taught by me (of Chinese origin) and a research-assistant (of
Cuban origin) to 110 students from eight classes of 2nd grade and 5th grade children in
two multicultural and co-educational public schools in New Jersey – two 2nd and two 5th
grade classes (ages 6-7 and 10-11) from each school. A bilingual 2nd grade class with
Spanish-speaking children and a special education 5th grade class with children being
diagnosed as ‘Learning Disabled’ were included. School 1 has a majority of African
American students and School 2 has a majority of Hispanic students. Student population
in the public schools of the State of New Jersey is diverse. Purposive sampling has been
used so that the effects of multicultural music education on elementary children of
diverse population can be observed. The purpose was to look at whether there are
changes in students of varied backgrounds before and after the multicultural music
programme.
The 6 lessons covered the following topics, selected because their potential to
enhance student understanding of the two cultures and to be learned through integrating
music activities such as listening, moving, singing, dancing and playing instruments.
Active music-making activities were designed so that students can be engaged in the
learning processes. The enjoyment of these lessons was important to generate a positive
experience among the participants.
1.
History & Geography of China and its people, integrated with an
introduction to traditional folk songs and music
2.
Chinese philosophies integrated with music for enlightenment/ meditation
and images of traditional paintings
3.
Chinese festivals integrated with festive music, which was preceded by an
introduction to Chinese musical instruments
4.
History & geography of Cuba and its people, integrated with an
introduction to traditional folk songs and music
Lily Chen-Hafteck
123
5.
Everyday life of Cuban People: Street vendors and musicians; influence of
African culture in Cuban music and dance; Cuban musical instruments
6.
Cuban Festivals, Carnivals, its music and dance
Data Collection
Interviews were conducted with the participating children before and after the six
lessons. They were asked to respond to a simple open-ended question: “What do you
know about China/ Cuba and Chinese/ Cuban people?” The purpose was to find out
what children had to say by themselves without directing them towards any
preconceived subjects. Researcher often asked follow-up questions based on students’
answers to lead the conversation into a deeper understanding of student thoughts. So
although this is only one question, researcher made sure that the data was adequate in
terms of length and depth, providing the data needed for learning about students’ level
of cultural understanding.
At first, the interviews happened during lunch break when the researcher called
them one after another into a quiet room. However, this was very time-consuming and
soon it became apparent that it was impossible to interview all the participating children
in this way, given the limited amount of time. So the researcher had to interview the
children in a nearby location such as a corner of the cafeteria or playground. Given the
limitations in time and location, the researcher could only take written notes to record
the interview data. In addition, all the lessons were video-recorded. Observational notes
were taken based on the researchers’ teaching experiences and video data. Both
quantitative and qualitative data were collected and analysed, complementing each other.
Data Analysis
First, a score was generated from each interview by each child by counting the number
of statements that reflect cultural understanding. The statements that are untrue cannot
demonstrate cultural understanding were not counted. For instance, one of the children
got mixed up between Chinese and Japanese languages, and said that the Chinese
people say kinochiwa (which is Japanese) to greet each other. The zero scores, which
indicated that the children did not give any answer, were also recorded. In addition, each
statement was coded according to Edwards’ (1994) four levels of cultural
understandings that were adapted to this study because these levels were originally
findings from a study, not a research tool. So I need to specify more clearly how they
can be used for data analysis. The coding was based on the nature of the statements
collected from the children: (1) Knowledge: Correct factual information; (2) Awareness:
Comparison between self and others; (3) Sensitivity: Feelings for the others; and (4)
Valuing: Unbiased value/ global view of self and others (see examples in Discussion
section). While the numerical scores were used as the basis of comparison, the meanings
of the texts from the interview data were also analysed to provide a more in-depth
qualitative understanding into the quantitative data (as discussed later in the ‘discussion
section’). Furthermore, the observational notes taken after each lesson and after
reviewing the video data, were analysed and provided insight into children’s learning
124 Malaysian Journal of Music Vol. 7 (117-133)
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processes during the study. Finally, student’s t-test with equal variance assumed was
carried out in comparing the pre- and post-test interview data for China and Cuba
respectively. Moreover, a one-way ANOVA was used looking at pre- to post- test
pairwise score increases for China and Cuba separately, to determine if there were
significant differences when categorising by grade (age), gender and class (varied
learning needs). Each comparison was run as a separate one-way ANOVA test. The
only significant findings were with class and grade with the CUBA students. For the
statistical analysis, the total number of children considered was 82. This was because 28
children were not available for both of the interviews.
Results
The pre- and post-test results (n = 82) clearly showed a significant difference in the
children’s increased responses before and after the programme both in their cultural
understanding of China (df = 162, t=-7.17, p = 2.49e-11) and Cuba (df = 162, t=-9.28, p
< 2.2e-16). Interestingly, a higher gain in cultural understanding has been found in
Cuban music and culture as compared to Chinese music and culture, though this is not
statistically significant (see Table 1 and Figure 1).
The majority of responses were under the first level of cultural understanding,
with less under the second, even less under the third and rare under the fourth level (see
Figure 2). This means that the higher the level of cultural understanding, the lower the
number of responses that fell under the category.
No significant difference has been found across schools and gender for all data
as well as grades and class of the China data. The only significant difference found was
among the grades (F = 4.001, df = 1, p = 0.05) and classes (F = 2.3842, df = 7, p = 0.03)
from the data of Cuba (see Tables 2-3 and Figure 3).
Table 1
Student’s t-test with equal variance results on children’s interview responses before and after the
programme
Pre-test
Post-test
M (SD)
M (SD)
t
df
China
2.65 (1.96)
5.24 (3.04)
-7.17***
162
Cuba
1.20 (1.82)
5.23 (3.53)
-9.28***
162
Note. *** = p ≤ .001
Lily Chen-Hafteck
125
Figure 1. Children’s interview responses before and after the programme
Figure 2. Children’s interview responses at the four levels of cultural understanding
126 Malaysian Journal of Music Vol. 7 (117-133)
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Table 2
One-Way Analysis of Variance of Grade effects on children’s interview responses on Cuba
Source
df
SS
MS
F
p
Between
groups
1
43.6
43.61
4.001
0.0489*
Within
groups
80
871.9
10.90
Total
81
915.5
Note. * = p ≤ .05
Table 3
One-Way Analysis of Variance of Class effects on children’s interview responses on Cuba
Source
df
SS
MS
F
p
Between
groups
7
168.5
24.07
2.384
0.0296*
Within
groups
74
747.1
10.10
Total
81
687.5
Note. * = p ≤ .05
Lily Chen-Hafteck
127
Figure 3. Class differences in children’s interview responses on Cuba before and after
the programme
Discussion
Multicultural Music Programme can Increase Children’s Cultural Understanding
From the results, it is clear that children have increased their cultural understanding on
China and Cuba after the programme. The fact that children knew little about Cuba at
the start of the project contributed to the higher gain in their responses about Cuba than
China at the end of the project (see Figure 1). Indeed, as I was conducting the pre-test
interviews, I was surprised to observe how much children had already learned about
China through the media, friends who are Chinese, and the popular Chinese restaurants
that are everywhere in New Jersey (and many places in the world too!). On the other
hand, a lot of the children could not tell me anything about Cuba before the programme
even though there were many Cubans living in the area. Moreover, contrary to my
expectation, even children who were immigrants from other countries in South America
knew more about China than Cuba at the start of the study. This showed that it was
actually important to introduce Cuban music and culture to the children there.
The increase in cultural understanding among the children was further
supported by the fact that there were a lot more children who could not provide any
answer before the programme than after the programme. It accounted for 15% versus
1% of the participating children for their responses on China and 56% versus 3% of the
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children for their responses on Cuba before and after the programme respectively. This
phenomenon is particularly obvious among the responses on Cuba. Furthermore, after
the project, there were much more responses relating to singing, dancing and languages
which were important topics of the programme. Thus, children’s learning from the
programme has been demonstrated.
From an analysis of the interview data, it was found that the stereotype
responses of the two cultures were evident before the programme and they were
replaced by more realistic and true concepts of the cultures at the end of the programme.
Examples of the stereotype responses that were recorded from the interviews before the
programme include:
All of them look the same (China)
Some people are dangerous in China because they like fighting (China)
They are black (Cuba)
These responses were such a contrast to the responses collected afterwards:
I learned what Chinese people look like. They look different, not the same.
(China)
People from different places came there, example, African people. (Cuba)
Therefore, these data suggested that those students have probably moved away from an
ethnocentric/-biased view towards Chinese and Cuban cultures.
Interestingly, such increase was not affected by children’s ages, gender and
learning needs. In other words, the 2nd and 5th graders; boys and girls; the bilingual,
learning disabled, and typical children all demonstrated an increase in cultural
understanding. This does not support the findings of the strong age factor in the study of
Sousa et al (2005). Such difference can probably be accounted for by the differences in
methodology. Sousa et al used a standardised psychological test to assess attitude
towards other people whereas the present study used open-ended interview to assess
cultural understanding. It is possible that children of younger ages may find it easier to
express their opinion through verbal interviews than written questionnaires, or vice
versa. Another possible explanation is that those Portuguese children at ages 7-10 in
Sousa et al.’s study may respond more differently than the 2nd (7-8 years) and 5th (10-11
years) grade American children of this study. Further studies where children of the same
age range from specific cultures responding to both interviews and questionnaires will
be needed to provide insight into the age factor.
The class differences that were significant with Cuban data need to be further
examined (Figure 3). Reflecting on my observations during the lessons, it becomes clear
that the class differences are closely related to children’s learning attitude. A pattern can
be observed in which the more positive and well behaved the classroom atmosphere, the
higher the gains in cultural understanding. For instance, among the eight classes, the
highest gains in cultural understanding of Cuba occurred among the class of 5th graders,
which was a well-behaved class with children being very eager to learn. The students in
this class could recall the whole Chinese song all by themselves without my help just
one week after I taught them. On the other hand, the 2nd grade class, which showed the
Lily Chen-Hafteck
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lowest gains in cultural understanding of Cuba, was a class where the children got easily
distracted and overexcited. Classroom management was quite an issue in this class,
though these children were also motivated to learn. Not to say my research assistant
who has less teaching experience, even I found it quite a challenge to teach this class.
Therefore, students’ learning attitude is an influential factor that can affect the extent to
which they increase their cultural understanding.
Teachers need to build a good learning attitude among the children to maximise
cultural understanding. In this study, it has been observed that musical activities
provided an enjoyable and pleasant experience for children in their learning of music
and cultures, and that in turn promoted more positive responses. Therefore, the inclusion
of music into the multicultural programme can provide a strong motivational force in
developing cultural understanding.
Toward a High Level of Cultural Understanding
As seen in Figure 2, it seems to be easy to increase the cultural knowledge, that is the
first level of cultural understanding. Yet for the other higher levels of understanding, it
is much harder to develop among the children within a six-week period.
Here are some examples of responses collected under each of the four levels of
cultural understanding:
Table 4
Examples of interview data collected across the four levels of cultural understanding
Level
Example
Justification
Level 1 Knowledge
They eat Chinese food. (China)
factual information
Level 2 Awareness
Their instrument is different from
those in the US. (Cuba)
comparison
Level 3 Sensitivity
It’s an important culture. (China)
expression of
feelings
Level 4 Valuing
People who sing the music, they’re
not shy, they’re not afraid if people
laugh at them. I like that. For
example, when I am short, they
laugh at me. I like that. I’m not
afraid of it anymore. (Cuba)
unbiased view,
global awareness
The words from this student who demonstrated Level 4 Valuing showed that the
high level of cultural understanding is something precious that educators want to see in
their classroom. The findings of this study regarding the limited amount of high levels
of cultural understanding among the children echo with the findings of Nam (2007),
who felt that an in-depth study of few cultures would do a better job in promoting high
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level of cultural understanding than a superficial study of many cultures. Further
research providing a programme with a more extended period of time without studying
too many cultures is needed to confirm this relationship.
Measurement of Cultural Understanding
It is a challenge to measure cultural understanding. It is an abstract construct that cannot
be easily observed or measured. The present study used Edwards’ (1994) four level of
cultural understanding as a reference point to assess children’s cultural understanding. It
has shown to be a useful research assessment tool. While organising the interview data
into four levels, it helps to organise the data without which it becomes impossible to
determine objectively the extent of understanding. Moreover, the concept of cultural
understanding as a continuum that ranges from biased to unbiased view is helpful in
showing the degree of understanding so that we can place the data collected accordingly,
which in turn can allow for comparison and analysis.
I found it very useful to use the quantitative data as the basis to indicate the
amount and direction of changes. Through the words of the children, I was able to tap
into their thinking to a certain extent that provided further insight into those numbers.
Therefore, the qualitative data can provide meaning and explanations to the information
indicated by the quantitative data and both qualitative and quantitative data together
give us a more complete picture of children’ learning and development of cultural
understanding.
Children are Motivated to Learn about World Musics and Cultures
In this study, the two researchers served the roles of both the teacher and researcher.
The first-hand teaching experiences during the study were most gratifying. It was
evident from the observations that the teaching materials on Chinese and Cuban music
and cultures brought novelty, interest and challenges that motivate children learning.
Children asked a lot of questions out of curiosity. After each activity, they often asked:
“Can we do that again?” Such positive responses were also evident from my previous
studies (Chen-Hafteck, 2007b; 2010). It is clear that music has provided the motivation
to learn. Multicultural programme without music cannot be the same. Music activities
can vivify and humanise the social studies class that might otherwise become a dry
recitation of dates and facts (Rosenbloom, 2004).
It is interesting to note the level of engagement of the children during the study.
Some children came to me at my second lesson, speaking some Chinese that they
learned by themselves from a library book that they took out from their own initiatives
following my first lesson. It was amazing to see how the children from the ‘Learning
Disabled’ class who were considered having difficulty in paying attention showed
themselves to be absolutely focused during the meditation activity to Chinese music.
The classroom teacher who was present at that time was surprised and thrilled. She told
me afterwards that she could not believe her eyes. In another classroom, we saw an
African-American 5th grade boy who was totally absorbed into a Chinese dance song,
incorporating some hip-hop dance moves into his dance. At that moment, he showed
that he felt the rhythm and beat of the Chinese song, and decided to express himself in
Lily Chen-Hafteck
131
his own personal way that originated from his culture. It should be noted that although I
showed some basic moves that were authentic to the Chinese dance for this song, I also
allowed space for children to improvise their own moves. This particular student has
combined both the Chinese moves and movement from his own culture. It then became
his new interpretation of the music through movement. Therefore, I would consider this
as an example of cultural understanding, which is superior to what some other students
who just copied what I did.
Conclusion
Multicultural music education can increase the cultural understanding of unfamiliar
cultures among elementary children, across different ages, language backgrounds and
learning abilities. Acquiring basic level of understanding (knowledge) can easily be
achieved, but not so much for higher levels (awareness, sensitivity & valuing).
Therefore, music educators need to be aware of such challenge and try to facilitate
children’s development of high level of cultural understanding.
Introducing multicultural music in classroom can be an excellent educational
experience for students. It can serve important educational goal of increasing cultural
understanding, motivate student learning and provide an interdisciplinary education to
students through integrating the study of music and culture or social studies. Therefore,
it is recommended that multicultural music education should be promoted more widely
in the classroom.
Acknowledgement
I would like to acknowledge the support of the project’s research assistants, Monica
Fontaine and Jenna Cipolla. Special thanks are also due to Dr. David Joiner at Kean
University for his kind assistance with the statistical analyses of the data.
References
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lessons learned from the sounds of silk project. International Journal of Music
Education, 25, 3, 223-233.
Chen-Hafteck, L. (2010). Discovering world music and children’s worlds – pedagogy
responding to children’s learning needs. In A. C. Clements (Ed.), Alternative
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Ladson-Billings, G. (2004). New directions in multicultural education. Complexities,
boundaries, and critical race theory. In J.A. Banks & C.A.M. Banks (Eds.).
Handbook of research on multicultural education (pp. 145-166). New York,
NY: MacMillan.
Legette, R. M. (2003). Multicultural music education attitudes, values, and practices of
public school music teachers. Journal of Music Teacher Education, 13(1), 51-
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Nam, I. (2007). Children’s perceptions about, attitudes toward, and understandings of
multicultural music education. Unpublished doctoral dissertation. Arizona
State University, USA. UMI No. 3287989.
Rosenbloom, A.F. (2004). High school music studies and social studies: an
interdisciplinary approach. Music Educators Journal, 90 (3), 41-45.
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competencies: Guidance for educators. RAND Corporation/ Asia Society/
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Tu, M. (2009). The effects of a Chinese music curriculum on cultural attitudes, tonal
discrimination, singing accuracy, and acquisition of Chinese lyrics for third-,
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Biography
Lily Chen-Hafteck is professor of Music Education and Chair of faculty at UCLA Herb Alpert
School of Music. She is a Fulbright scholar who holds a Ph.D. from University of Reading, U.K.
and received postdoctoral research fellowship at University of Pretoria, South Africa and
University of Surrey Roehampton, U.K. She has held leadership positions of International
Society for Music Education (ISME) as member of its ‘Board of Directors’, chair of its ‘Young
Professionals Focus Group and Early Childhood Commission’; served as the ‘Eastern Division
Representative’ of the Early Childhood Special Research Interest Group, National Association
for Music Education (NAfME) and World Music Representative of California Music Educators
Association (CMEA). She is the founder of the ‘Educating the Creative Mind’ project, funded by
National Endowment for the Arts; and a co-investigator of ‘Advancing Interdisciplinary
Research in Singing’ (AIRS) project, funded by the Social Sciences and Humanities Research
Council (SSHRC) of Canada.
|
Malaysian Journal of Music Vol. 7 (2018) | collaboration, ‘in-betweenness’, transcultural practice, transmission, transformation | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/140 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/842 | Inbetweenness: Transcultural Thinking in my Compositional Practice | This article explores the notion of ‘in-betweenness’ through transcultural thinking in my compositional practice. My thinking has been inspired by Tim Ingold’s philosophical idea of ‘wayfaring’ as a way to navigate processes by which insights emerge from collaborative investigations. 'Interbreathment’ is one of the earlier projects focusing on music and dance collaborations. Associated with a gong installation, this particular project explored a hybrid form of notation between musical and choreographical elements engaging with Chinese, as well as Malaysian indigenous cultural references (Kadazandusun) in which I sought a creative threshold for opening up new cultural dialogues to deepen my experience and understanding of the notions of entanglement and of how highly diverse elements can be unified through collaboration in my compositional work. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/842/578 | [] |
Malaysian Journal of Music Vol.7 (134-158)
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134
Inbetweenness: Transcultural Thinking in my Compositional
Practice
Lee Chie Tsang Isaiah
Borneo Heritage Research Unit,
Faculty of Humanities, Arts and Heritage,
Universiti Malaysia Sabah
e-mail: [email protected]
Published online: 20 December 2018
Cite this article (APA): Lee, C.T.I (2018). Inbetweenness: Transcultural thinking in my
compositional practice. Malaysian Journal of Music, 7, 134-158.
Abstract
This article explores the notion of ‘in-betweenness’ through transcultural thinking in my
compositional practice. My thinking has been inspired by Tim Ingold’s philosophical idea of
‘wayfaring’ as a way to navigate processes by which insights emerge from collaborative
investigations. 'Interbreathment’ is one of the earlier projects focusing on music and dance
collaborations. Associated with a gong installation, this particular project explored a hybrid
form of notation between musical and choreographical elements engaging with Chinese, as
well as Malaysian indigenous cultural references (Kadazandusun) in which I sought a
creative threshold for opening up new cultural dialogues to deepen my experience and
understanding of the notions of entanglement and of how highly diverse elements can be
unified through collaboration in my compositional work.
Keywords: collaboration, ‘in-betweenness’, transcultural practice, transmission,
transformation
Introduction
There is a difference between ‘between’ and ‘in-between’ ... Where between is
liminal, in-between is arterial; where between is intermediate, in-between is
midstream (Ingold, 2015, p. 147).
During the period of my PhD studies (2013-2018), I attempted to find creative
perspectives intensely connected to experiences emerging from my cultural
background. I am a fourth-generation member of the Chinese diaspora within a
multicultural country, Malaysia, where a focus on differences between races,
cultures, and religions strongly informs social and political relations. Within the
Lee Chie Tsang Isaiah
135
context of a fairly young developing country that integrates a rich cultural diversity,
the subject matter of making intercultural art and questioning definitions of cultural
identity has over the years occupied the Malaysian artists who especially engage
their creativity within the contemporary art world. One of the significant artistic
movements happening in Malaysia is that local scholars, artists, musicians and
composers have sought out a ‘common language’ and cultural identity across the
country with which they can associate their work within the communal society, and
thereby claim to be local artists. This social phenomenon is referred to Syed Ahmad
Jamal, a senior Malaysian modern painter, who depicts the processes around cultural
identity formation amongst artists as follows:
Contemporary Malaysian art has made its mark as an expressive form of the living
national culture. In the short span of 25 years since Merdeka1 Malaysian artists have
responded to situations and events in the developing nation. Malaysian artists
currently move in various directions of commitment – drawing material from myths
and legends, probing into questions of identity, regional cultural heritage, personal
cosmology, ambiguity of pictorial space, social-political issues, contextual
situations with Islam as central to artistic involvement, extension of calligraphic
gestures, physical properties of material, dichotomy of traditional and contemporary
values, etc. (Jamal, 1982) [cited in Khairuddin, N.H., Yong, B., & Sabapathy, T.K.,
2012, p. 16.]
Syed Ahmad Jamal’s comment shows the great diversity of cultural sources
that artists look to where it can be extremely difficult to find commonalities due to
the many levels of social, religious and regional differences. The ideal of finding an
emergent unity between differences, however, also raises questions around
sustaining and transmitting very specific cultural practices to support community
cohesion within a sometimes fragment identity politics and this has also been very
much part of my everyday experience as an artist in Malaysia. Different waves and
groups of ‘powers’2 including a Malay-Islamic narrative of Malaysian art, a Chinese
narrative of Malaysian art and a ‘muhibah’3 version have been implemented across
the nation since then and dominated the cultural discourse in various ways. The
phenomenon of changing values and perceptions around a cultural story is
illustrated in an article, ‘Love Me in My Batik’, written by Yee I-Lan (2012). She
talks about how times and processes changed the cultural meaning and the identity
of batik through forceful political events and activities, exploring how batik cloth
falls into the embrace of popular culture as well as the machinations of state
propaganda, becoming a kind of ‘political kitsch’ or a ‘skin’ veiling the concept of
national identity and eventually transforming into a medium of sources, subjects and
motifs in relation to one or other race, tradition, culture, locality and faith.
This notion of what can be recognised as a national artistic identity has
become even more complex, challenging and problematic due to the fact that
identity itself is constantly shifting and transforming from ‘identity’ into ‘identities’
(and vice versa) over time and from one generation to another. Composers based in
West Malaysia–including Chong Kee Yong, Yii Kah Hoe, Saidah Rastam, Abdul
Razak Abdul Aziz Johan Othman, and Tazul Tajuddin, whose musical works are
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strongly associated with intercultural elements–have drawn on diverse multicultural
worlds to access materials whereby they could establish their musical language and
identity. Their work has been given prominence, in particular with the emergence of
a contemporary musical scene in Malaysia that can be dated to the first Kuala
Lumpur Contemporary Music Festival, in 2009 (KLCMF 2009).4 By contrast, in
East Malaysia, where I grew up in Sabah5, musical activity has been more research-
oriented along ethnomusicological lines that focus on subject areas such as
ethnicity, documentation, the popular music scene, and music education. There is,
however, surprisingly little work written about compositional creativity, movements
and practices, and specifically how composers engaging in a contemporary musical
scene in Malaysia might tackle, integrate and develop their work and how they
respond to the challenging task of cultural integration alongside with their artistic
thinking.
Finding the ‘In-Between’
The seeds of the work undertaken in this PhD project can be found in my master’s
thesis ‘Chinese calligraphic thinking in my compositional work’ (Lee, 2012).
Although this previous research into how one’s cultural ‘mother tongue’ can affect
and stimulate one’s compositional thinking, my subsequent work has moved into a
much more hybrid and in-between space. I strongly resonated with eminent
anthropologist Tim Ingold’s idea of ‘correspondence’ in relation to the words
‘between’ and ‘in-between’, which expanded my thinking about intercultural
dialogue.
The ‘between’ can be regarded as a ‘bridge’, an intermediate space in which
one is able to link, join and integrate elements when corresponding with two
different aspects at the same time. The ‘in-between’ has no particular ‘object’ or
point of location; it does not have a specific ‘connector’ to enable it to correspond
from two sides. The ‘in-between’ is a back-and-forth-interactive-space, a movement
passing, twisting, and interacting directly without any absolute point, where one
undergoes the movement of a process in an interstitial state of ongoing activity.
Another interpretation suggested by Homi Bhabha (1994) is that cultural hybridity is
continually shaped through an emergence within a three-dimensional world, the ‘be-
coming’ of itself. To me, both Ingold and Bhabha point out a new way of
conceiving cultural hybridity, away from an interchange between terms to an
interstitial world of becoming.
Previous Works
The breakthrough moment for me in terms of this shift in thinking occurred with my
first cross-disciplinary project, Tōng- 通 - (2012), a ten-minute work and project
commissioned by and involving the Asian Contemporary Ensemble (ACE). The
project involved artists from different areas of artistic expertise and cultural
backgrounds: a contemporary dancer, Tang Sook Kuan; a storyteller, Rosemarie
Somaiah; and a conductor, Wong Kah Chun. It explores the Mengahau ceremony,
celebrated by the Lotud people in Sabah, Malaysia. The unstable nature of such a
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rich project made me acutely aware of the impacts and changes I was undergoing. I
had previously tried to avoid any uncertainty, especially with my plan to complete
the music beforehand. What I discovered in the process of collaboration was that the
music presented on the stage was no longer the same as it was originally planned,
but it was ‘becoming other’.
The ‘becoming’ or ‘crossing-over’ through collaboration with the dancer,
the storyteller, the musicians and the stage itself during each session of discussion
seemed to be re-identifying themselves naturally, even though no further changes
were made to the musical notation. To me, this transformative experience—a piece
of music eventually becoming another kind of work—was powerfully authentic.
This realisation strongly relates to how Ingold describes the intimate relationship
between ‘making’ and ‘growing’: “Moments of making punctuate the process of
growing” (Ingold, 2015, p. 120). What I understand from this is that creative work
can be thought of as cultivated rather than made, or the practice of making is the
process of being responsive to conditions, to stimuli and opportunities for
interaction that evolve in a similar way to how organic things grow in nature. The
contribution of the other artists, for example in Tōng-通- (2012), was not identified
with any one individual at the final stage but made a new whole. I saw how I could
unlock this new side of creativity, through a practice underpinned by co-creative
contact and interpenetration with other creative energies.
From the musical point of view, thinking about ‘growing’ as an embryonic
process of development of one’s musical creativity brings to mind Bryn Harrison’s
statement that silence is not something that exists between events but rather its
existence is pregnant with anticipation (Glover & Harrison, 2013, p. 44). What
Harrison mentions here is his experience of the space of silence in listening to
Beuger’s Calme Étendue (Spinoza) (1997). The point that interests me is how
Harrison perceived the silence through the process of listening as the other ‘world’,
which is being fertilised, particularly through his use of the word ‘pregnant’.
Harrison goes on to describe this musical world as a new ‘life’ that has been evolved
by a continual progression through musical activity, which seems to me to be
strongly related to the temporal idea of how an organic space is anticipated and re-
established. This abstract notion of ‘reciprocal-association’, or, so to speak,
‘making-in-growing’ and ‘growing-in-making’ has led me to investigate how a new
musical identity can be created through collaboration, and this idea of parallel
‘growing through living’ processes provided me with another artistic perspective to
think about cross-cultural and collaborative processes.
Drawing again on Ingold’s work, specifically his lecture ‘To learn is to
improvise a movement along a way of life’ (2010), I find highly appealing the idea
that ‘knowledge’ is not received and cannot be transferred directly through any pre-
specified means from any traditional, theoretical, or systematic framework. Rather,
creative knowledge is ‘made’ as a result of a continual movement of activities
through which one is physically engaged and through putting oneself into the world
of learning through practice. Ingold also argues that the essence of self-knowledge
and one’s creativity are actually not rendered directly either from the object or the
person but through a process of ‘growing’ within. This notion of knowing, being
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involved and observing through learning, responding to and reflecting upon the
world will then signify a direction, a path for someone from one stage to another,
from one moment in time to another, until they reach the end of their ‘finished’
work. It is a journey of discovery through knowing the world or perhaps, as Ingold
says, a ‘guided rediscovery’ in his lecture ‘To learn is to improvise a movement
along a way of life’ (XdoctorbutcherX, 2010). What so interests me about this
‘wayfaring’ idea, however, is the process of its ‘be-coming’, which I can relate to
my own process of creative evolution in which a diverse range of experiences of
artistic interchange fertilised and guided the directions and development of ideas in
my musical work.
The aim of this project, Interbreathment, therefore, is not to look at
interculturality in terms of surface features of a specific contemporary musical style.
It is inappropriate for me, at least at this stage, to establish a new musical grammar,
compositional system, or any ‘oriental’ aesthetic so to speak, due to the fact that
Interbreathment is the first attempt to know how I actually might operate in an
intercultural world. Besides, I am also aware that this is not a means of
corroboration of my compositions as musicological theory or framework. Therefore,
the following project of this particular project will not apply and discuss directly any
specific musicological framework but will rather focus more on the development of
each work itself, bringing together discussion of compositional questions and
methods, and thoughts from a range of philosophical areas. In terms of the
methodology, I have applied Ingold’s idea of ‘wayfaring’ to my own compositional
process as a seemingly meandering journey through multiple cultural references that
is about enrichment at every step rather than a focus on pre-determined goals.
Learning Skills For Intercultural Exchange: Interbreathment
[M]uch if not all of what we are accustomed to call cultural variation in fact
consists of variations of ‘skills’. By skills I do not mean techniques of the body, but
the capabilities of action and perception of the whole organic being (indissolubly
mind and body) situated in a richly structured environment. (Ingold, 2000, p. 5)
Tim Ingold’s comment above suggests that it is the quality of perception and
interaction of knowing and learning that enables one to relate to a practice of
cultural exchange. He contends that distinctive cultural knowledge consists of
different types of ‘skill’. This is not a matter of learning a physical technique from
others b,ut of building up a new form of ‘skill’ involving other modes of perception
and different priorities. In other words, if one wants to have cultural exchange with
others, one has to establish a new way of understanding by knowing the holistic
relationship rather simply duplicating a physical technique. That is, to learn a new
skill requires the ability to assimilate the other’s cultural embodiment. This is a vital
process to gaining awareness of a different cultural sensibility and knowledge.
Although Ingold provides an anthropological view of technique in his writing, e.g.:
The Perception of the Environment (Ingold, 2000), he does not, however, provide
very specific examples about the process and the practice of how a new skill is
actually embedded and made operational. This concern became my focus in a series
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of artistic collaborations.
Background of Interbreathment
In the summer of 2013, I invited the Malaysian dancer/choreographer, Tang Sook
Kuan to collaborate with me on a project exploring these kinds of transformations
through learning skills within cultural exchange. Interbreathment is an evening-long
performance-installation piece exploring dialogues between music and dance. I
wanted to increase my awareness of this highly complicated and challenging process
of exploring how transcultural exchange and musical identity can actually be shaped
and how choreographic ideas can be translated into musical ideas to create the form
of a performance. In beginning my investigation, I take the word ‘exchange’ as
something which can be understood as a process of alternation. In his article
‘Identity and difference in a globalised world’, Melucci (1997) said that ‘Change is
a goal that we find desirable and towards which our search for the new and different
is directed’. In other words, change is an action of adjustment, blurring the identity
of two sides in order to discover a new entity through which the adjustment
contributed by both sides suggests and distributes an alternative result.
In my experience of collaboration, I have found it highly difficult to identify
exactly what sort of exchange is taking place and what are the influences taken and
distilled, especially when this process of transformation is saturated with dimensions
of multi-cultural layers. As a young composer coming from a multi-racial nation,
Malaysia, this idea of cultural entanglement is often held up as an ideal. Yet in
practice, there are many areas of separation between cultures on the basis of
ethnicity, religion and cultural traditions. The focus on interdisciplinary practice in
my work, therefore, is a way of questioning and examining my assumptions about
identity formation. This concept, through an ambiguous process of discovery that
blurs something in order to unlock new layers of meaning, was central to my
working process. I began my project by looking for analogues between my musical
world and the physical world of dancers.
The Collaboration Between Dancers and Musicians
In his article, ‘Choreographic objects’, William Forsythe, the prominent American
dancer and choreographer, says of choreography: “The word itself, like the process
it describes, is elusive, agile and maddeningly unmanageable” (Forsythe, 2011, p.
90). Although the word itself, ‘choreography’, seemed problematic, complicated and
challenging, I was fascinated by the organic process of the development and practice
of its working, which Forsythe explained as follows: “choreography elicits action
upon action: an environment of grammatical rule governed by exception, the
contraction of absolute proof visibly in agreement with the demonstration of its own
failure” (Forsythe, 2011, p. 90). I found a resonance with this element of uncertainty
or rather dynamic fluidity, by which a dancer experiences, moves and choreographs
his/her movement, and could connect it to the way I read a written Chinese
character. That is, when Forsythe comments that “choreographic thinking being
what it is, proves useful in mobilising language to dismantle the constraints of this
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degraded station by imagining other physical models of thought that circumvent this
misconception” (Forsythe, 2011, p. 91), this, to me, is similar to the way in which
the reading of Chinese calligraphy suggests other imaginative spaces.
In reading Chinese brush calligraphy, I find myself tracing the strokes with
a kind of internal physical dance, mentally writing the strokes as I read. One can
excavate the energy of these traces by experiencing the embodiment of the character
through the process of writing in order to decode these ‘imaginary routes’ created by
the strokes through reading. Ling Hwai-min, the artistic director of Cloud Gate
Dance Theatre, explored this subject extensively in his Cursive Trilogy, a series of
works based on Chinese calligraphy that combined the ancient practice of Chinese
physical disciplines, including meditation, martial arts and Tai Chi Tao Yin, an
ancient form of Chi Kung (Ya-Ping, 2009). To instil and penetrate these ideas and
methods into one’s physical body, Ling’s strategy was to ask the dancer to imitate
the trace of the marks in the calligraphic masterpieces by Wang Xizhi and others, as
well as to study the Chinese calligraphy of Wei-chung Huang (Figure 1).
Figure 1. A scene taken from the first series of Cursive Trilogy, the cursive, one of a typified
example demonstrating how the dancer uses her body as a metaphor to ‘write’ the Chinese
character ‘永’ (‘eternity’).
Choreographical Notation
The dancer adopts the style, shape, and dynamism of the calligraphy, copying the
lines as if he or she was a student learning to write a piece of Chinese calligraphy
and allowing the calligraphy to inform and articulate the choreographic grammar,
including its rhythms, pulses and dynamics (Kin-Yan, 2010). In my own work, I
began my first experiment by sorting out some of the musical as well as
choreographical ideas and reformulating them into a kind of fragmented hybrid
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notation. My intention, however, is neither to create nor invent a new
chorographical musical notation, but to use my musical experience and knowledge
as a strategy for discovering the plausible potential relationship between language,
sound, and movement in how choreographic ideas can be translated into musical
ideas and vice versa. I wanted to find representations of visual and sounding
elements as a creative way to open up, navigate, and unfold the collaborative
dialogue in this project.
Figure 2. I took a Chinese poem titled ‘贡 ( 貢 ) 。 抗’ written by Chong Kee Xin and
fragmented its characters to create an invented choreographical notation (Figure 2) for Tang
to read and work with.
Figure 3. Alternatively, some of the characters might have only one writing form (Figure 3),
represented as a single unit.
The Chinese characters played an important role in this score and are treated
as the raw material for the notation. Each unit of the score is formed using two
different writing forms: traditional and simplified forms of Chinese characters,
shown within a bracket. Each of these characters has then been de-/reconstructed
and subdivided later into different sizes and shapes, functioning as a musical pattern
or phrase and serving as material for Tang to design her choreography.
The score, whose components look more or less like familiar Western
musical notation, includes different ranges of dynamic marks together with a four-
line musical staff. Each line indicates the approximate registers and positions (from
low [on floor] to high [jumping]) that the body should execute, arrows to show
changes in position, breathing indications, acceleration markings and fermatas, and
these musical components were used by Tang as the basis for directing and creating
her physical movements and gestures. These fragmented scores are the basis of the
work’s emergent structural form and meaning, which were then further
reformulated, fragmented and re-joined, appearing later in different sizes to create
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new choreographic patterns, phrases and passages creating multiple relationships
from a micro to macro level (Figure 4).
Figure 4. An extract of the score (reproduced version) illustrating the opening passage of the
choreography starting from a solo dance followed by a duet form. Another example
(reproduced version) showing how the fragmented notation is reshaped and extended to a
larger scale.
The process of working with this hybrid notation allowed us to combine
mixtures of physical and musical elements crossing simultaneously with Chinese
linguistic and sounding elements held by the written characters themselves. The
result was a highly complex sense of multiplicity. While reading and interpreting
these characters, there were challenges to processing the information across the
different meaning levels of the notation due to the hybrid notation and the material
itself being highly spatial and inflected. For the choreographer, movements that
have been constituted with several dimensional layers of parameters, including
facial expression, body movement, dynamics, speed, gestural form and shape,
cannot be fully captured and expressed on paper. Unlike a conventional Western
music notation in which each note represents a single unit of sound, marks such as a
note-head in this case encapsulate multiple layers of activities and impulses shared
across three different logical models: language, sound and movement. Each of these,
however, fuses together rather like a ‘chord’ or a ‘cluster’ rather than projecting as a
‘single-tone’ concept.
My intention was neither to create a style nor constrain movement but to
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create a situation for stimulating the movement of creative imagination through a
process of ‘re-learning’. The structure as well as process of working with the
notation was quite flexible due to the openness and ambiguity of the material itself.
After a brief description through communication, there were no further explanations
indicated in these initial fragmented-scores. Tang started her first experiment by re-
imagining and transforming her body and movement like a Chinese calligraphic
brushstroke to ‘read’ and ‘write’ the score as a series of tracings. However, because
the original meaning, context and logical structure of the Chinese character had been
disrupted, the structure of these new forms of the characters gave rise to passages of
activity whose interior ‘pillars between the joins’ seemed to offer new insights into
the meaning of the poem. In other words, in order to access the information of these
new Chinese characters, Tang and I had to learn seemingly familiar words in a new
way.
Tang’s approach was to reorganise my sketch fragments of a dance notation
into her own version, which she wrote out on A3 size paper (Figure 5).
Figure 5. One of the early sketches illustrating how Tang translated and reformulated her
chorographical ideas from the notation I created.
What I found particularly interesting about her sketch is the way in which
she created an interlocked relationship amongst the characters by weaving together
the units. She therefore expanded the complexity of the connections and the
networking between the elements of the score fragments that I had provided. Her
sketch, which then replaced my first notations as the reference score, became the
central medium for communicating our developing ideas for navigating our later
discussion and negotiation. This process of transformation through translation can
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be seen as an example echoing my earlier idea of wayfaring of how one’s creativity
can be (re-)emerged and (re-)established organically by others through working
process(es) through which one’s authenticity as well as their territory has been
blurred and re-contextualised.
Creating a Gong Installation
At a centre of the work is a set of 52 Kadazandusun traditional gongs, new and old,
of different sizes and with different tunings, which are suspended throughout the
performance space (Figure 6).
Figure 6. The final appearance setting of the gong installation, and the diagram of
distribution.
Two dancers and three musicians move through this gong installation. Each
musician are set at the right-hand side of the space, playing different instruments
and also moves in the space performing with the dancers (Figure 7).
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Figure 7. Performer 1: 2 gongs in B♭2 and G2 (behind the slenthem), 2 gongs (speaking gong
and normal tawag in C♯3), slenthem pentatonic in C2, sompoton (traditional kadazandusun
bamboo mouth organ). Performer 2: 21-pipe soprano sheng and 36-pipe soprano sheng.
Performer 3: 1 gongs (speaking gong and normal tawag B2), metal kulintangan. One of the
dancers also plays together with the musicians in the fifth section [the dance solo]: 2 gongs
A3 (speaking gong and one normal tawag).
The gong can be considered the most important musical element
symbolising the core of the musical culture among the Indigenous people of the
Malaysian and Indonesian archipelago – what the German ethnomusicologist Abels
calls ‘The so-called gong-chime belt of Southeast Asia’ (Abels, 2015, p. 33).6 My
journey in forming this gong installation can be traced to the discovery of what I
called the ‘speaking gong’, a very unique set of traditional Kadazandusun gongs
with complex and mobile sounds found in a costume storeroom at the University of
Malaysia, Sabah (Figure 8).
Figure 8. The three speaking gongs.
There is nothing extraordinary about these gongs at first sight. The design of
these instruments, in fact, is similar to other gongs except that these three are
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profoundly exceptional and unpredictable in their sound. It seems to me that these
gongs had been stored because of their faulty distorted sound, but this was exactly
what fascinated me as a composer to explore how to transform these ‘failures’.
These three gongs produced a very interesting multiphonic texture
projecting a two-dimensional musical layer simultaneously including a sustained
tone and a glissando tone (from low to high). The glissandi of each gong, however,
are quite flexible and adjustable in their interval within a range of approximately a
minor third, determined by the dynamic level with which they are played. For
example, the smallest of these three gongs (sanang) produces an approximate end
pitch of A3 with a minor 3rd glissando effect starting from F♯3 (Figure 9).
Figure 9. The musical texture created by the sanang.
The proximity of this interval, however, depends on the dynamic; the louder
the gong is played, the wider the interval. When the gong is played even more
loudly, it will produce a C♯5 pitch, which sounds together with the changing tone.
In order to revitalise the faulty identity of these speaking gongs, I reviewed
and formulated the traditional concepts of the gongs’ identity and functions as
follows. Firstly, the gong is an object to produce sound and used to provoke a sense
of one’s cultural identity, especially as a stimulus for tuning one’s imagination in
the live performance of ritual. Secondly, without further discussing the detail about
the complexity of the gong’s spectral structure, despite the exceptional cases of the
three speaking gongs with their complex effects, each gong basically represents a
single unit of sound which only forms part of a motive, or pattern when played in an
ensemble. This principle is found in most of the Southeast Asia region, especially in
gamelan music. In most of these traditional gong repertoires, highly complex
musical textures are created by using interlocking techniques to create different
patterns, textures, and layers as the foundation of the musical practice. Thirdly, the
physical mobility of the gong is limited. Since the gong functions primarily as an
accompanying musical instrument, basically, its location on the stage is fixed, and
there is generally no physical movement with the instrument.
To break down the barriers, as I started to become more aware of the
relationship and the impact of the entanglement between the instruments and the
performers within a performance stage, I sought to remodel the image of these
gongs by re-considering the meaning of their spatiality and identity, and by re-
positioning them. My first approach was to unlock the gongs from a traditionally
static position by rethinking the gong as a living object instead of just an
accompaniment to dance performance. This notion of thinking the gongs as part of
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the body of the stage instead of as instruments, moving from an ‘ensemble’ to a
‘stage’, eventually led me to the direction of creating a gong installation which then
became an essential element of the articulation of the space through which the
dialogue of the creativity of our collaboration unfolded.
The interior architectural concept of the gong installation was derived from
the form of the Chinese traditional audience chamber (Figure 10), which was
adopted to form the installation’s outer structure by coupling each speaking gong
with another tawag, hanging and placing them on the barre at different corners (on
the left, middle and right side) of the stage (Figure 6).
Figure 10. Wen-su-Ko library, Ch’ing dynasty, 1782, interior view of audience chamber,
Shen-yang, Liaoning. From Chung-Kuo mei shu ch’üan-chi, chien-chu i-shu pien, vol. 1,
Kung-tien chien-chu (Peking: Chung-Kuo chien-chu kung-yeh ch’u-she 1987), pl.153
(Carey, 1999).
The positioning of the musicians and the speaking gongs was inspired by the spatial
arrangement of furniture, scrolls and Chinese calligraphic couplets in traditional
Chinese interior design (Figure 11).
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Figure 11. Sketching the gongs’ positions on stage based on the arrangement of the Chinese
audience chamber.
This arrangement was used to harmonise and incorporate the forces between
the positive and the negative energies represented and generated by the musicians
and the dancers within the stage. Aside from the three speaking gongs, we collected
52 different new and old kulitangan7. Each of these gongs was then distributed and
hung in the room to articulate architectural space, forming a kind of ‘body’ with
which the dancers and musicians could interact (Figure 12).
Figure 12. The whirling kulintangan.
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Suspended in the space, these whirling kulintangan take on a very expressive life
and seem to ‘speak’ with many inflections of sound in the space, creating a visually
spectacular mobile environment for the performers in which either side of the gong
can be sounded and the sound dispersed by swinging and spinning the gongs.
In response to Ingold’s discussion of how one’s experiences, knowledge and
creativity are accumulated and shaped organically by the changing context of the
environment, and to deepen my transcultural understanding through exchange, I
invited musicians to participate in the process of making music together with the
dancers in a sequence of workshops.
Over time, this implementation gradually formed a reciprocal relationship,
in which I strongly experienced a kind of alchemical exchange as dancers and
musicians started experimenting by assimilating each other’s performative
embodiment. Through my observation, this choreographic activity then seemed to
transfer into the musicians’ bodies. For example, one of the musicians who played
the metal kulintangan seemed to have applied this ‘skill’ in their musical
performance practice. During the working process, she assimilated Tang’s
experimental behaviour and her choreography into her practice, using beaters to rub
across the surface of the metal plates in a circular motion whilst moving and
changing the positions of the metal kulintangan to create different forms of modes
with which her musical material in the later live performance is associated. As the
pitch order of the instrument was constantly re-organized throughout the
performance, it created interesting musical patterns and textures, a ripple-like effect
between pitches and noises just as Tang created noises as she adjusted the gongs on
the floor.
From these collaborative workshops I created a constellation of musical
events and decided to weave all the findings, experiences and knowledge I had
discovered and learnt throughout the working process by staging a performance to
broaden the surface between my artistic perception and physical experience. For the
finished work, I staged the reciprocal relationship of elements to unfold the musical
as well as choreographical activities of the previous workshop stages. This allows
the performers to generate and operate the vocabularies between sound and the
movement in a live situation, and so further unlock and open up the conversations
between all these elements. I did this without assigning any written specification or
using a musical score but through a process of exchange incorporating ideas from all
participants using words, notes and sketched diagrams. This communication greatly
enriched real-time performance reactions from the performers.
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Figure 13. Tang selected five different
kulintangan with different pitches, placed
them on the floor, and experimented with
her choreography by using the surface of
the body of the kulintangan to create
different platforms.
Figure 14. A scene showing how the
instruments led Tang to experience
different body movements and affected the
way she choreographed her dance. This is
especially when Tang moved and re-
adjusted the spaces between each
instrument.
Figure 15. A scene showing how Tang
explored other possibilities by moving
away the instruments.
Figure 16. A moment showing how Tang
experimented a rather challenging
choreographical gesture.
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Table 1
The structural form of the 23-minute performance-installation piece can be divided
into six sections indicated with different themes with an approximate timeline. (*)
each event’s total approximate duration (**) approx. starting time in the video
First event
(*4mins)
Second
event
(*1min)
Third event
(*4mins)
Fourth
event
(*4mins)
Fifth event
(*5mins)
Sixth event
(*6mins)
(**00:00)
(**03:30)
(**04:30)
(**08:40)
(**12:36)
(**17:10)
The opening
Tracing the
mark of the
space and the
spacing
within the
stage
The whirling
kulintangan
Choral
section
The dialogue
between the
speaking
gongs,
dancer and
sheng
The
conversation
between the
whirling
kulintangan
In terms of form, these events are not designed for rigidity or for restrictive
purposes but were a means of creating a situation to navigate amongst multiple
voices in this project where performers could express themselves and correspond
with others within an open interactive space. While structuring these events, I also
chose to unfold the dialogue between the dancers, the musicians and the gong
installation in a more flexible way, allowing a certain freedom of choice for the
performers to channel and strengthen their ideas and energy easily through these
activities, although there are several fixed choreographic events between the
sections. In a sense, the stage itself was treated as an opened-ended score: the
movements, sounds and energies become part of the materials – components or
parameters within the notation. In other words, the stage can be seen as a ‘moving’
score. Although each event in the diagram above appears to be a discrete structure
with a strong narrative form, my idea is that these musical events are not meant to
be separated but should be seen as comprising a whole within which the energies
articulated and shared between the events are interconnected. During the
performance, each performer has to observe and listen to how others contributes and
elicits reactions. This idea was inspired by the first score I made for Tang in which I
wanted to bring a notion of symbiosis to how elements and people relate underlying
a mutual sense of understated, implied conversation.
The first event provokes a sense of ‘in-betweenness’, of crossing worlds
between static and non-static states. A feeling of past, present and future co-existing
through breathing, waiting, and moving can be considered the prelude in this
performance (Figure 17).
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Figure 17. A scene taken from the beginning of the first event capturing the moment in
which the dancers use their breathing as a signal for communication purposes during the
performance.
The opening with the kulintangan and the slethem creates a long duet
passage with bow whilst the dancers remain still. Following this is a long canon-like
choreographic
passage
created
by
the
dancers,
projecting
sometimes
mirroring/symmetrical patterns as well as traditional Kadazandusun choreographic
gestures combined with movements crafted from the earlier sections. This
choreographic pattern, interpenetrated with a sometimes improvisational language,
is articulated using breathing as the synchronizing factor. The performers adjust
their body rhythm, energy and articulation during the performance. Through this,
the dance creates signals for the musicians who respond with a rather slow, calm,
meditative sort of musical situation and atmosphere.
Begun and led by the dancers, the second event is a short transition to the
following section in which the dancers freely criss-crossed the stage without
touching the instruments. The dancers proceeded by transforming their body
movements, imitating the gestural movement of the twirling gong, using the spaces
in-between the whirling gongs hung on the stage accompanied by an intermittent
repetitive pattern of sounds created by the sheng (Figure 18).
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Figure 18. A scene from the second event portraying the moment how the dancer assimilated
the movement of the whirling gongs into their physical body.
This activity has been terminated slowly in the later passage as the
performers shift to the beginning of the third event, which begins with a story-
telling-like situation in which the performers transform their bodies into gongs and
start making contact with them by holding them and covering their face with them
like a mask whilst reciting a short poem about the Kadazandusun creation story
(Figure 19).
Figure 19. A scene showing the dancers reciting poems to the kulintangan about the
kadazandusun creation story.
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Having been twisted in the air after the recitation, each spinning whirling
gong here creates an interesting visual effect resonating to the live music created
from the ensemble as if they were speaking, talking and interacting with others. This
interactive activity creating a sense of confusion resulting in an interesting spatial
effect with energies intertwined between the visual, sonic and kinetic elements
throughout the process in which the intensity of the music from the ensemble as
well as the dynamism of gongs on the stage are gradually raised to the extent where
the dancers started speeding up their activity.
The fourth event extended the performers’ voices, creating a ritual-
ceremonial atmosphere, by bringing the musicians onto the stage with the dancers to
perform, interact, explore and operate different sound worlds within the gong
installation, enriching and bridging their performances by creating an imaginary
‘choir’ (Figure 20).
Figure 20. A scene portraying how the performers exploring the spatial acoustic of the
setting to re-create an imaginary ‘choir’.
Each performer continually imitated and responded to the sounds on the stage
freely and in a more personal and imaginative way. Although the order was not fully
restricted and was left to the preference of the performer, the procedure was that
while playing or making a sound, whilst choosing and playing the instrument on
stage, each performer had to re-imagine the instrument’s sound that either they or
the others created and recreate this with their voices.
The fifth event provokes a very strong local ritual sense of performance,
forming an imaginary ‘trio’ setting inspired by the architectural setting and bringing
the dance and musical dialogue onto the stage with a solo dancer and a sheng player
(Figure 21).
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Figure 21. A scene demonstrating how the imaginary ‘trio’ setting is being conducted
Figure 22. A scene depicting how the whirling gongs is being operated by one of the
musicians
This gong trio, led by one of the musicians acting like a conductor, creates a
murmuring speech or chant-like conversation that is shaped and intercut by a
sometimes interlocking rhythmic pattern. It is performed in an improvisational
manner whilst continually corresponding and integrating indirectly and
intermittently with other elements, including the dance solo and the music played by
the player. This spatial idea, pairing elements of Chinese interior architecture and
musical elements, and formed by the positioning of instruments and performer at
opposing positions in the room, shows another example of how I integrated and
extended the hybrid elements into my work.
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The last section is a finale in which some of the previous materials and
activities, including the ‘canon’ pattern of choreography at the opening as well as
the scene of twisting gongs, are recapitulated (see Figure 22).
The highlight of this section was the conversation that the whirling gongs
themselves created by chance This conversation happened during a moment of
accidental contact between the whirling gongs, starting from approximately 17:10,
when one of the musicians joining the stage action started to move the whirling
kulintangan one by one freely across the stage. With so much movement on stage,
the kulintangan would sometimes accidently come into contact with each other or
one of the performers. The resulting chance elements created an interesting situation
in which the whirling kulintangan on stage seemed to be talking not only to other
kulitangan but also to be interacting with the dancers and the music from the
ensemble as equal partners, echoing sound and movement with an irregular dialogue
of contrapuntal textures.
Associated with different artistic forms of languages between sounds and
movements, this constellation of musical activities undergoing within a certain
structural frame engaged with improvisational approach has been constantly
punctuating moments in which the character, the identity of the work itself seemed
to be re-established throughout the working processes. This transformative
experience provided me with a deeper understanding of the holistic
interconnectivity between my work and others and how the collaboration forms and
hybridises material through which a new structural form has been arisen, which it
resonances to what Pugh Kitingan (2017) addressed in her article ‘Source, sounds,
and meanings of turali (noseflute) music in Dusunic cultures of Sabah’, of how
turali music is being shaped and re-contextualized over the time by the personal
artistry of the performer. What I have encountered and discovered throughout the
discourse, by applying the idea of wayfaring to my compositional practice, is an
ever deeper and more complex understanding of the dimensions of ‘in-betweenness’
in which one’s cultural identity, language and creativity transforms and evolves
through the process of emergence, a movement, an experience of emergent creative
energy in which one sees a dynamic relation between the ‘positive’ aspects of
something coming into being as well as the ‘negative’ ground from which it arises.
Conclusion
In response to the earlier discussion from Tim Ingold about the ‘skill’ relating to the
practice of cultural exchange, the starting point of this project can be actually traced
back to the moment especially when I discovered the ‘otherness’ from the sketch
drawn by the dancer. This was the breaking point at which I started realising the
emergent power of cultural exchange through collaboration through which the score
I created for the dancer has been transcended to create a new form of vocabulary
through the power of (re)translation. Such encounter became even stronger during
the live performance session when the materials and the energies that have been
activated between the performers have been intertwined and dissolved until a point
at which they are hardly identified with any one party but the ‘becoming’ of itself.
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One of the challenges that I have encountered throughout the exchange
especially during the improvisational performance was that although this notion of
intercultural exchange seemed ideal as a ‘passport’ to cross into another territory to
gain knowledge for my work, the result of the exchange itself in fact seemed to be
pushing me towards an unknown place that does not belong to any particular party
but itself. This confusion happened especially during the live, improvisational
performance when we barely explained which material had we contributed or
borrowed from others, leading me to questions of what sort of musical surface I
should look at; what sort of dialogue should be held, delivered and presented; and
how should I, as a composer, respond to these in my musical works through musical
notation in my (future) work.
Endnotes
1 Merdeka, a Malay word which literally means Independence Day.
2 Further reading can be found in Khairuddin, Yong, B., & Sabapathy (2012).
3 The term muhibah is derived from an Arabic word hubb, signifying a universal love or
affection. Further definition and reading can be found in Ibrahim (2013).
4 This was a historical event gathering and promoting artists and composers within the
Southeast Asia region held in Kuala Lumpur, Malaysia from Friday 27th to Sunday 29th
November 2009, organised by Goethe-Institute Malaysia and the Malaysian Composers
Collective, together with event co-organiser SEGi College Subang Jaya.
5 North Borneo (or east-Malaysia), the place where I was born and lived.
6 Abels (2015) discusses how dance and gongs are an essential core for people to maintain
their cultural identity. There is an experience of cultural self-recognition through movement
and music whereby people retrieve personal/cultural memory through the ‘encapsulated
cultural signal’ of the gong while the movement of the dance serves as a compass by which
one navigates the people back to a cultural ‘home’.
7 Kadazandusun traditional gongs, one of the popular percussive instruments found
especially throughout South East Asia, are used in sets to play melodies.
References
Abels, B. (2015). Musicking home in the Southeast Asian island world. Contemporary
Music Review, 35, 33–43.
Bhabha, H. (1994). The location of culture. London: Routledge.
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Biography
Lee Chie Tsang Isaiah is a composer, lecturer, and research Fellow of the Borneo Heritage
Research Unit in the Faculty of Humanities, Arts and Heritage at Universiti Malaysia Sabah.
He has currently finished his PhD in composition, funded by Universiti Malaysia Sabah
(UMS) and The Malaysian Ministry of Higher Education (MOHE), at the University of
Huddersfield (United Kingdom) with principal supervisor Professor Liza Lim and co-
supervisor Professor Aaron Casiddy. His current work is concerned with exploring and re-
framing interdisciplinary perspectives related to hybrid oral traditions found in East
Malaysia to provoke new possibilities for sounds, spaces and creativity in his compositional
work focusing on music and dance collaborations with Indigenous Malaysian references,
aural/oral traditions in Hakka poetry, and traditions of pattern making related to Borneo bead
work. His music evokes the notion of energy as flowing movement and significant colour
bringing together Asian performance aesthetics, western contemporary classical approaches
as well as aspects of indigenous East-Malaysian (Kadazandusun) ritual forms.
|
Malaysian Journal of Music Vol. 7 (2018) | chamber music, composition, cross-culture in music, hill tribe music, performance | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/140 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/843 | Sounds of Lisu Music to New Music for Guitar and String Quartet | The chamber work Mood, scored for Guitar and String Quartet, was inspired by my fieldwork in Pang Ma Pha, Mae Hong Son province in the Northern part of Thailand. I worked with the musician guru Fu Deua who taught me about folk music of the Lisu, the hill tribe. I decided to adapt this music for a Western ensemble to connect a new audience with this little-known musical culture. Mood uses standard string techniques such as plucking and strumming to imitate the sounds of the Sue-bue, a Lisu three-stringed instrument. My compositional process was an exploration of the integration of musical traditions. Through the sound of Western Instruments and the procedures of development, variation, and improvisation, Mood expresses and transforms the original musical idiom it borrows from the Lisu’s tune. This paper describes the process behind Mood, both regarding its underlying philosophy and the compositional procedures I used. Besides, I discuss how Mood relates to other forms of dance music within the Western classical tradition, all of which involve similar integrations of folk and classical music elements. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/843/579 | [] | Suppabhorn Suwanpakdee
159
Sounds of Lisu Music to New Music for Guitar and String
Quartet
Suppabhorn Suwanpakdee
School of Music, Princess Galyani Vadhana Institute of Music
2010, Arun Amarin 36, Bang Yi Khan, Bang Phlat, Bangkok, Thailand
e-mail: [email protected]
Published online: 20 December 2018
Cite this article (APA): Suwanpakdee, S. (2018). Sounds of Lisu music to new music for
guitar and string quartet, Malaysian Journal of Music, 7, 159-179.
Abstract
The chamber work Mood, scored for Guitar and String Quartet, was inspired by my fieldwork
in Pang Ma Pha, Mae Hong Son province in the Northern part of Thailand. I worked with the
musician guru Fu Deua who taught me about folk music of the Lisu, the hill tribe. I decided
to adapt this music for a Western ensemble to connect a new audience with this little-known
musical culture. Mood uses standard string techniques such as plucking and strumming to
imitate the sounds of the Sue-bue, a Lisu three-stringed instrument. My compositional process
was an exploration of the integration of musical traditions. Through the sound of Western
Instruments and the procedures of development, variation, and improvisation, Mood expresses
and transforms the original musical idiom it borrows from the Lisu’s tune. This paper
describes the process behind Mood, both regarding its underlying philosophy and the
compositional procedures I used. Besides, I discuss how Mood relates to other forms of dance
music within the Western classical tradition, all of which involve similar integrations of folk
and classical music elements.
Keywords: chamber music, composition, cross-culture in music, hill tribe music,
performance
Introduction
Lisu community in Mae Hong Son founded in Pai, and Pang Ma Pha district are a
Mongoloid ethnic group, along with other major groups, such as Hmong, Lahu and
Karen. The original dwelling of the Lisu ethnic group is in the area of the Mae Kong
River and the Salween River in China. The Lisu immigrated from Burma into
Thailand at the beginning of the twentieth century (1924 A.D). Lisu has the only
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language for speaking and borrows words from Yunnan, but has no written
component (Conrad, 1989).
Lisu music making is a cultural attribute that establishes hill tribal identity.
The music of the hill tribes generally is radically different from the music of the Thai
traditional music in the instrumental and singing styles. Only men are allowed to
perform on Lisu musical instrument, but both sexes can sing. The spirit of Lisu music
usually is used in the religion functions in their culture. Musicians will play and dance
by stamping on the ground at the same time in the famous festival named "Kin Wo,"
or Lisu's New Year; it is the same period with the Chinese New Year in February.
The Lisu people celebrate by traditionally sharing their foods and dancing together
after the past year's hard work on their agriculture (Maehongson province, 2016).
In the ceremony of Lisu, music is performed together with the dancing; it is
the Lisu spirit. People in the community participate, using the same footsteps along
with holds the hand. This illustrates a way of Lisu community, and there are no
specific skills required. The people may be confused with the footsteps; then the
people may laugh. That is key to community participation with music. Folk tune
carries out their actions with deep concentration to the repeated sounds of music by
mouth organ. Many of them dance with their eyes closed (Larsen, 1984).
My journey began in January 2017. I was given an opportunity to work with
local musicians and focused on the Lisu hill tribe of the Pang Ma Pha district, Mae
Hong Son Province, Thailand, an anthropology fieldwork area. While there I came to
know a Lisu traditional musician, Fu Deua, Lisu music guru and shaman. He is a
spiritual leader of the community (Figure 1). Deua shared many folk tunes, performed
on the local musical instruments.
Figure 1. Fu Deau, music kuru, shaman
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Communication between us, while we worked together, was a problem
because he could not speak or understand the Thai language very well. However, we
were able to communicate through musical gestures. On occasion, we relied on a
translator to moderate some specific discussions.
Compositions Inspired By Folk Music
The folk tune is one of material or ingredient that we can motivate the idea of
composition. The musicians who are looking for the inspiration that reflects his or her
culture, something as basic and displays as the meal of the day and the combination
inside a topic it makes can be an option (Johnson, 2017).
I interviewed two interdisciplinary composers: Jean David Caillouët (1975 –
present), sound artist and Anothai Nitibhon (1978 - present), music activist and
composer on the topic “Composition inspired by folk music” to reflect the idea of
how the possibility of folk music can motivate their composition’s conceptions.
Caillouët explained that he borrowed the elements of folk tune to create the new work,
which is the essential elements behind any folk music yet could not be systematized
or captured through western notation easily. Additionally, he mentioned his interview
with Kit Young, American expertise in Myanmar music who said she thinks it is a
mistake that Myanmar researchers and musicologists try to transcribe everything
because they might fail to address the most critical element of Myanmar music. One
example is the space between the phrases, which is not really a fermata, or a complete
beat, but is actually a cultural breathing space. Caillouët addressed three important
things while that one working on the cross-cultural music should be aware of such as
1) The shortcoming of being too mindful of Western musicology or even
ethnomusicology 2) The necessity for understanding the cultural setting in which this
music exists. More important than analysing this music itself is to see the connection
between it and the mean for sustenance, food, nature, or the beautiful clouds. 3) The
sound of the music, which captures the rhythm and vibration physically. This is
essential to many folk tunes (personal communication, Jean David Caillouët, 11
December, 2018).
In addition, Caillouët gave an example that is related to his interview for a
research project that he worked with Yos Vaneesorn, a famous clarinet player in
Thailand. The research showed the process of captured sound that includes
transcribing, analysing, and transposing of pī nae, the Northern Thai folk oboe, the
instrument featured prominently in the Phra Abhai Mani. The first approach was to
use the exact notation, which turned out to be the wrong direction. Then, they decided
to engage with sound in a 'tactile' way in their research by emphasising and a sense
of hearing and embracing the intuitive process. For the methodology, the goal is not
to find the idea of exact notation but to find their hidden voice. This seemed to be free
the performers to engage in a series of improvisation and development. (Vaneesorn,
2015).
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The second interviewee, Nitibhon, shared her experiences in her
compositions that were inspired by folk tunes. The folk tune became the source
materials in her pieces. Nitibhon gave me an example of process and techniques in
her compositions. For instance; in a chamber Opera Phra Lor, inspired by Thai
literature and traditional tune from the Northern part of Thailand normally performed
by Pin-Bpia, a meter of single-string is stretched with wood produced by harmonic.
She developed and integrated the idea of Thai singing’s elements into contemporary
music score written in the Western style. Related to the first piece aforementioned,
she continued to develop the technique into a new piece entitled ‘Lilit Phra Lor’ an
advanced composition that used the element of folk music and poetry developed
through oral transmission and linked with the music via an improvisational process.
The written score showed the melodic line comprising of folk tunes alternated with
improvisational passages.
‘Manorah’ for Thai reciter and orchestra, and ‘Dukkha’ for double bass and
string quartet are two compositions borrowed and developed from the folk tune
elements but still maintaining the idea of folk tune structures and drawing the
accompaniment around the tunes (personal communication, Anothai Nitibhon, 11
December, 2018).
From the compositions examples of Nitibhon, I found that there are many
approaches to compose or create music inspired by folk music. There is the possibility
to develop the idea of music making such as creating an arrangement, a new
composition or contemporary performance. Following this idea of Nitibhon, the
performers can maintain freedom of performance in their music making. This will
become a musical dialogue between cultural insiders and outsiders. It will lead to
making music with a different interpretation.
In Western classical music, Béla Bartók (1881 - 1945), the Hungarian
composer and ethnomusicologist, he claimed folk music as his musical mother
tongue. The relationship between his folk-music studies and the compositional
practices he adopted from the Western classical tradition are well documented. Bartok
developed methods for adapting and transforming elements of folk music. He
categorised their rhythmic features and adapted them through, quotation, imitation,
and absorption (Leong, 2004). We owe Bartok a debt not only for preserving and
promoting Hungarian folk music but for leading other musicians and composers to
respect all folk music traditions.
I was inspired to compose a piece that borrowed the local musical idiom from
Lisu community on guitar and string quartet. I was inspired by two great repertoires
composed for this kind of the ensemble and aforementioned by Bartók musical
perspective idea of composing. Firstly, ‘Quintetto’ composed by Leo Brouwer (1939
- present) was written in 1957 (Brouwer, 1994). This composition inspired me in its
display of Afro-American tunes and jazz element. The second piece, I focus on the
‘Five Tango Sensations’ composed by Astor Piazzolla (1921 - 1992) (Piazzolla,
2002), a composer who revolutionised the traditional tango to ‘Nuevo Tango’. This
piece he dedicated to Kronos quartet in 1989, it originally composed for bandoneon
and string quartet, the colour and timbre of piece represented Argentinian musical
idiom in tango musical style in the different sense moods. I elaborated on the
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influence of these two compositions into my composition in ‘the idea of composing’
section.
Ethnic musical identities are different in each culture. Their social contexts
and natural environments shape them. Folk music often contains beauty and
simplicity without the complexity of the structure (Lidskog, 2016). Folk tunes are an
intrinsic part of social engagement between members of a community. For example,
folk music is part of many rites and ceremonies the world over. Following Bartok’s
example, many musicians and scholars today, myself included, are committed to
preserving these musical traditions for the next generation.
Methodology
In my composition Mood, I was primarily interested in transmitting to people in urban
environments something of the ethos of life in rural Thailand. The little-known music
from the Lisu community can reveal the simplicity and meaning of country life to
accomplish this goal; I worked through four stages of cross-cultural music-making
(Figure 2): 1) learning – I explored the musical ideas and culture of the Lisu by
working with local musicians. 2) composing – I composed a chamber music
composition inspired by the local musical culture. 3) performing – I performed a piece
that I composed to share my understanding of the Lisu music and way of life for
people who live elsewhere. 4) transmission – I told the story of the Local community
to audiences. I aimed to increase the public’s understanding and awareness of the Lisu
people and culture. Appreciation of Lisu music and culture can help remove the
stigma that many urban people, unfortunately, hold against those who live in remote
rural areas.
Figure 2. Criteria of creative work processes
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Learning: Exploring Lisu Musical Culture
Deau demonstrated Lisu music by playing the local instrument called the Folu. It is
an original musical instrument from Lisu culture (see figure 3). The shape of the
instrument is different from the khaen of northeastern Thailand. The Folu sounds like
the Khaen since the sound is produced by freeing reeds mounted in the bamboo pipes.
The lowest pitch constantly sounds like a drone and ornamented above. Khaen
performers always play in the style of variation and improvisation. In Thai, we called
this ลายแคน (“Lai Khaen”), in English “the way” that reveals how a virtuoso performs
(Adler, 2010) For the performance of Folu, the same style of performing is used. As
with the Khaen, the performer uses the drone for ornamenting and improvising. After
Deau introduced me to the Folu, I interviewed him about the music that he performed
with me.
Figure 3. Folu, mouth-reed organ
From Original Sound to Western musical notation
The melody at its core originates from a traditional tune I came across while working
with the local Lisu hill tribe. In particular, a song called ‘พี่สาวมาด้วย’ (Pi Soa Ma Duay)
or ‘Sister comes with me’ in English. This traditional tune expresses gentle feelings
and engages the community through a dance structured by a rhythmic pattern that
punctuates the melodic line. It contains a simple melody. The performer plays this
melody again and again while improvising, ornaments, variations and changing the
accompaniment drone. When I analysed the melody, I discovered some striking
similarities between its constituent motives (Figure 4):
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1. The melody at the rehearsal mark A is similar to that at rehearsal mark C.
Both of them begin with a pickup note.
2. The melody at the rehearsal mark B is similar to rehearsal mark D. The last
note of the rehearsal mark D measure can be performed either as “Si flat” or
“Re”.
Figure 4. Original tune ‘Sister comes with me’
Original Tune Related To Dance
The sound of Lisu relates to traditional dancing. Dancing with the local musicians
was a crucial element of my musical study. I charted the dance steps to better
understand the relationship between music and dance in Lisu culture. There are
seventeen intuitive footsteps. I documented the dance steps with ‘L’ for the left foot,
‘R’ for the right foot and numbers to show the sequencing of the moves. (Figure 5).
In performance, the musician plays the original melody on Folu together
while dancing. When the piece is completed, the musician will start over again.
I worked on this piece with the local guru, following his footsteps together while
playing the melody on the melodica. I found that the dancing and the music always
occurred together; they were as two sides of the same coin. Moreover, the local
musicians engaged the people in the community to participate in the way of
harmonious through the musical culture, for instance; the tune is performed in
ceremonies or on special occasions such as the Lisu New Year. People will join the
dance and follow the footsteps of the shaman who leads them in the dance.
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Figure 5. To synthesise the Lisu traditional dancing, related to the original melody
Figure 6. Ale demonstrated a traditional song performed by Sue-bue
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Inspiration from the Lisu musical instrument
During my fieldwork, I was introduced to another Lisu musical instrument called the
Sue-bue. This instrument is like a three-stringed guitar. This instrument is possible to
play by plucking the strings and regularly playing two or three strings at the same
time. One string typically sounds like a drone. It is also possible to strum the Sue-bue
like a guitar. (Figure 6). Ale Jubcheau, a young local musician, played this instrument
for me. The local master Fu Duae had trained him. He seemed to be new hope for the
Lisu musicians. I witnessed him demonstrate he a traditional piece in front of his
master. The master observed him carefully, and then he said: “Ale’s performing was
not too bad, but he needs to improve his musical skill on Sue-bue continuously”.
The Idea of Composing Music
As Clifford Geertz noted, “art and the equipment to grasp it are made in the same
shop” (Blacking, 1995). Thus, musical knowledge will lead us to an understanding of
how to select the materials for creating new works. For example, the instrumental
structure and performance practices of the Sue-bue are similar to those of the guitar,
so, it is possible to compose using the relation between the two musical instruments.
The original tune performed by Folu and the traditional musical instrument,
Sue-bue, which I learned to play, inspired me to compose a chamber work based on
the Lisu musical culture. By adapting the music for a Western ensemble and in a
Western musical style, I aimed to communicate the traditional tune to people who
would not otherwise have a chance to hear it.
My composition, titled Mood, is scored for guitar and string quartet. The
guitar takes on the role of the Sue-bue and colours the beautiful melodic lines and
harmonic textures of the string quartet. Several composers before me have written for
this instrumental combination. I synthesised two works with different styles. Firstly,
I examined ‘Five Tango Sensations’ composed by Argentine nuevo tango composer,
Astor Piazzolla. He is a well-known tango composer and bandoneon player. In this
work, Piazzolla seeks out a new musical style by synthesising traditional the Spanish
tango with elements of classical and jazz music. The work, composed in 1989, is
scored for bandoneon and string quartet. This composition is Piazzolla’s last major
work and was dedicated to the Kronos quartet (Mauriño, 2002). The music expresses
human sensation in five movements as follows: asleep, loving, anxiety, despertar
(waking), and fear. The guitarist Manuel Barrueco later arranged this composition for
guitar and string quartet.
Secondly, I studied the guitar and string quartet work composed by the
famous Afro-Cuban guitarist, Leo Brouwer. This composition has three movements:
fast, slow, fast tempo respectively. Brouwer composed this work in 1957, at a time in
which is musical style was influenced primarily by Bartók and Stravinsky
(Kronenberg, 2008). The characteristics of his composition reveal a new style.
Brouwer combines Cuban musical elements that stem from his cultural roots,
including traditional forms and gestures (Thachuk, 2001). These Cuban elements are
particularly evident in the rhythmic patterns of his compositions. Through his
compositions, Brouwer extended the techniques of guitar playing.
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In these two compositions, Piazzolla and Brouwer used this combination of
guitar plus string quartet combination. Both also evoke the styles of their musical
cultures. Both pieces were inspired by dance music in different cultures.In the
composition Mood for guitar and string quartet, I strive to evoke the ethos of the Lisu
musical culture; particularly, the profound wisdom that its simplicity. Mood
establishes a dialogue between the folk tune and the Western cultures through the
musical idioms borrowed from local Lisu music. Mood captured the sound and of
Lisu community for example; The strumming the strings on guitar and string quartet
show the spiritual feeling of the pulse of Lisu strumming dance that inspiring by the
folk tune in the composition. The double-stopped of string players present the sound
of drone that encouraging by Folu and feel natural in the perfected interval as the
perfect fourth and perfect fifth interval in the piece. The composition represented the
inspiration of the wind's sound by using the glissando together with tremolo
performing techniques from the low tone to the highest pitches.
Mood begins with a guitar solo based on the original Lisu tune that I would
like to present as the main idea of this composition. I wish to present this traditional
song clearly so the audience will understand it the first time they listen to the piece.
It evokes the sound of nature and elements of Lisu life that are related to the traditional
Lisu dance. It includes elements based on the Sue-bue’s performing technique such
as plucked strings. I re-harmonised the second line and require it to be performed
sotto voce (see figure 7). The cello then joins in and supports the melody by playing
the long pedal tone on the note ‘La’.
Figure 7. Guitar demonstrates the original theme
Violin 1, violin 2 and viola play a glissando and tremolos to reach the highest
pitch they can. I used these techniques to evoke sounds of nature, such as birds, wind
and sounds of the Lisu village. This passage will repeat two times (Figure 8).
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Figure 8. Glissando and tremolo technique
The music links to the next section. The guitar plays an ornamented version
of the theme as a bridge. In this section, the quartet reveals the motive by the
significant interval of a second while the guitar strums. Because of Folu’s frequency,
the pitch sounds between “Re” and “Mi” in Western musical notation. Due to this
feature, I combine those two pitches in my composition. The quartet then changes
from arco to pizzicato and plucks quietly while the guitar plays an octave of varying
pitches. At bar 38, the time signature changes to 3/4 making the music feel more
rhythmically unstable (Figure 9).
Figure 9. Pizzicato section and an adding extra beat in 3/4
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An ostinato pattern begins in measure 39 at the rehearsal mark C. Broken
chords on open strings are played first by the cello and then are taken up by violin 2
and violin 1. The guitar and violin 1 imitate, ornament and develop motives presented
earlier (Figure 10).
Figure 10. Ostinato begins by the cello
A technically demanding passage for the guitar is comprised of sextuplets,
the top note of each bar quietly reaches from “La sharp” to “Re sharp” on the first
string of the guitar. The other five guitar strings are played open. At the same time,
violin 1 develops the melodic line, and the others string instruments accompany the
guitar and violin 1 (see figure 11). This idea was modelled after Piazzolla and
Brouwer compositions. They always present the guitar line as outstanding part. The
string quartet generally plays more of an accompanying role, and they sometimes
present elements of the melody.
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Figure 11. Open-string section on guitar
Later, the strings quartet instruments play broken chords across their strings,
moving in contrary motion from one another. Through this section, the strings play
across a wide range of pitches. The guitar and the cello tremolo continue playing an
expanded version of the theme (Figure 12). I developed the idea of the unison passage
based on my studies of the quintets of Piazzolla and Brouwer.
A retrograde of the glissando and tremolo passage discussed earlier (Figure
8) leads to the high pitches played by guitar and the strings. This passage (Figure 13)
relates to the music at the beginning (see figure 8). At the end of the composition, the
motive is heard again played by the cello while the other instruments accompany by
strumming chords. The final chord is played plucked and then arco (Figure 14).
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Figure 12. A part of the broken chord section of the high string instruments
Figure 13. Retrograding the idea of glissando and tremolo
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Figure 14. Ending of the piece
Compositional Structure
Table 1
Mood for guitar and string quartet: compositional structure
Bar Number Composition
1 - 15
- Guitar plays the Lisu theme
- Rehearsal mark A,
- Cello supports with pedal note “La” from pick up to Bar 6
16 - 20
- Viola, violin II and violin I take part respectively
21 - 24
- High strings increase their dynamic by using glissando and
tremolo techniques to reach notes as high as possible
25- 28
- Guitar ornaments the theme
29 - 32
- Rehearsal mark B
- Motives are transformed and played on high strings in various
pitch classes
- Cello plays drone by using the second major interval
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Bar Number Composition
33 - 38
- Transition: Strings plays pizzicato, creating a sound similar to
that of the plucked guitar
39 - 42
- Rehearsal mark C
- Cello plays the chord on open strings while the guitar strums the
chord on the off-beats
43 - 45
- Viola, violin II play ostinato, at a perfect fifth
46 - 50
- Violin I and guitar take part in integrating motives and
imitation respectively
51 - 58
- Cello and violin II introduce the integrated motive and imitation
again respectively
59
- Time signature changes from 2/4 to 3/4
- An extension bar, unison
60 - 61
- Time signature changes from 3/4 to 2/4
- Strings play pizzicato
- Guitar pick-up to rehearsal mark D
62 - 73
- Rehearsal mark D
- Violin I presents the modulation theme, it found; simple notes
combine with triplet and quintuplet
- Guitar plays sextuplets on the open strings, changing notes on
the first string
74
- Time signature changes from 2/4 to 3/4
- Transition played by the guitar
75 - 76
- Time signature changes from 3/4 to 2/4
- Strings play unison with tremolo starting at the second beat
77 - 91
- Strings present the original theme, in D-flat major
92 - 98
- Rehearsal mark F
- Violin I plays the sixteenth notes broken chord
- Guitar and cello play a motive from the main theme in a
rhythmic pattern
99 - 113
- Guitar and cello join the accompaniment of broken chords that
the two violins have played
Suppabhorn Suwanpakdee
175
Bar Number Composition
114 - 115
- Guitar plays the transition
116 - 122
- Strings play sixteenth notes to build up to the next section
123 - 126
- Rehearsal mark H
- Strings increase their dynamic by playing glissando and tremolo
to reach the note as high as possible during the first two bars then
retrograded the idea
127 - 137
- Transition using the natural harmonic notes with a little
movement in the viola line
138 - 171
- Musical elements that appeared before are combined - The
appearance of the principal motive, drone, broken chord in the
strings, chord strumming by guitar, and the ostinato
172 - 179
- Retrograde of the glissando and tremolo from the beginning
180 - 184
- Motives appear again on the cello, with pizzicato
accompaniment by the high string
Performance and Transmission
I organised two concerts in different venues to explore the relationship between dance
and music in different cultures. The programme presented the guitar and string quartet
aforementioned, works by Brouwer and Piazzolla along with this new composition.
These repertoires represented the voices in each of their respective musical cultures.
Additionally, all three works related to dance, I invited two tango dancers from my
country to join in the performances. We discussed their preference regarding the
choreography, and they indicated their preference for a tango. They danced the tango
during ‘Loving’, the second movement of the Piazzolla piece. Their dancing made the
performance more alive.
Mood was first performed at the Sangita Vadhana Hall, Princess Galyani
Vadhana Institute of Music, Bangkok, on Wednesday 9th August 2017. Two weeks
later it was performed again at the Yamaha Music Hall, Yamaha Music Academy
(Headquarter), Bangkok on Tuesday 22nd August 2017 (Figure 15). The
performances at the Princess Galyani Vadhana Institute of Music was recorded and
can be viewed on my Youtube channel (Suwanpakdee, 2017). The performances are
yet another way of sharing this music with others.
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Performance Evaluation
Both performances had an audience of around one hundred and a fifty. Of these, thirty
audience members replied to evaluation forms that were given out with the programs.
The evaluation form is divided into four sections as follows: 1. performance, 2.
organisation, 3. utilisation, and 4. overall by rating scale, Likert scale. It coded by the
five levels of agreement: 5 -strongly agree, 4 -agree, 3 -neither, 2 -disagree, and 1 -
strongly disagree. The averages and standard deviations were interpreted as follows;
4.51-5.00 means excellent, 3.51- 4.50 means good, 2.51-3.50 means moderate, 1.51-
2.50 means fair, 1.00-1.50 means poor.
Figure 15. The first performance at the Princess Galyani Vadhana Institute of Music
Table 2
Results the questionnaire.
List
Mean
SD.
Interpretation
1) Performance
Duration of the performance
4.77
.504
Excellent
Interest
4.53
.629
Excellent
Knowledge
4.67
.547
Excellent
2) Organisation
Service
4.67
.711
Excellent
Venue
4.73
.521
Excellent
Public relation
4.43
.817
Good
3) Utilisation
Suppabhorn Suwanpakdee
177
New experiences
4.73
.521
Excellent
Developing knowledge
4.50
.682
Good
4) Overall
4.73
.521
Excellent
The result shows that the average overall satisfaction score was 4.73 out of 5.
For most categories, the average score was "excellent." Only two categories received
an average score of ‘good’
Some comments from the audience questionnaires were as follows: 1) The
repertoire is impressive, and the concert referred to show the related of dances of the
different musical culture. 2) The promotion of the performance should be doing more.
3) Mood, it is the creative musical work. 4) It is a rare item. I appreciated this concert
so much.”
Conclusion
This study demonstrates that a traditional musical dialect presented in short and
straightforward melodies it can be analysed and combined with traditional Western
classical music to create a new and fresh cross-cultural musical work. For the cross-
cultural music process, I engaged in required several stages of work. Each stage was
necessary to the success of the composition, as this paper demonstrates. These stages,
described above were learning, composing, performing and transmission. 1)
Learning: fieldwork to gain direct experience while working with the people on site.
2) Composing: reviewing the repertoire and its link to the idea of cross-cultural music.
Working with the musical material I learned in the first stage. On this stage was the
basis for Mood. 3) Performing and transmission: creating the performances and
demonstrating my understanding of local culture to audiences; sharing my
experiences with others with a focus on the principles of traditional music.
This study demonstrates a way of working to create cross-cultural musical
works. I hope that this work will lead to further stylistic explorations and new musical
works that are similarly cross-cultural. As a musician, I would like to increase
awareness of traditional tunes that are little-known from the tribal hill area. This music
is particularly valuable because it leads to an understanding of the beauty of the hill
tribe area and the value in living a simple life close to nature. In this case, the new
composition is a tool to transmit these ideas beyond where the Lisu people’s voices
reach. This work is an attempt to combining traditional Lisu music and classical
music. Mood can serve as a link connecting people who live in rural and urban areas.
This work is thus a kind of dialogue between different cultures in the abstract and
mysterious language of music.
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References
Adler, C. (2010, November, 2017). Khaen: the bamboo free-reed mouth organ of Laos and
Northeast
Thailand
Notes
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Composer.
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Blacking, J., Byron, R., & Nettl, B. (1995). Music, culture, & experience: Selected papers of
John Blacking. Chicago, IL: University of Chicago Press.
Brouwer, L. (1994). Quintetto per chitarra e quartetto d'archi.University of Michigan:
Ricordi.
Conrad, Y. (1989). Lisu identity in Northern of Thailand: A problematique for anthropology.
In J. M. a. B. Vienne (Ed.), Hill tribes today (pp. 191-221). Bangkok: White Lotus-
Orstom.
Johnson, W. A. (2017). Sedap Cycle: A multi-movement 'compositional tour' of Malaysian
cuisine. Malaysian Music Journal, 6(1), 73-97.
Kronenberg, C. (2008). Guitar composer Leo Brouwer: The concept of a 'universal language'.
Tempo, 62(245), 30-46.
Larsen, H. P. (1984). The music of the Lisu of northern Thailand. Asian Folklore Studies,
43(1), 41-62. doi: doi:10.1111/issj.12091
Leong, D. (2004). Bartók's studies of folk rhythm: A window into his own practice. Acta
Musicologica, 76(2), 253-277.
Lidskog, R. (2016). The role of music in ethnic identity formation in diaspora: a research
review.
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66(219-220),
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nhs_brife2559.html.
Mauriño, G. (2002). Le grand tango: The life and music of Astor Piazzolla. Maria Susana Azzi
Simon Collier, Music and Letters, 83(1), 274.
Piazzolla, A. (2002). Five tango sensations. In M. Barrueco (Ed.), arranged for Guitar and
String Quartet: Tonos Music GmbH.
Suwanpakdee, S. (2017). Mood Ensemble music maker: Guitar and string quartet. Bangkok:
Princess Galyani Vadhana Institute of Music (PGVIM).
Thachuk, S. (2001). Brouwer: Guitar music (N. K. a. B. Silver, Trans.). In N. Kraft (Ed.),
Decameron Negro (El) / Preludios Epigramaticos (Vol. 2). Ontario, Canada.
Vaneesorn, Y. a. C., Jean David. (2015). Phra Abhai Mani: A musical adaptation of a Thai
epic for clarinet ensemble. Paper presented at the European Platform for Artistic
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Austria.
Acknowledgement
This article was presented at the 3rd International Music and Performing Arts
Conference (IMPAC2018) held at the Faculty of Music and Performing Arts from 13-
15 November 2018. It was selected to be published in the IMPAC2018 Malaysian
Journal of Music Special Issue but upon agreement with authors and the editorial
board, published as part of the MJM annual volume.
Suppabhorn Suwanpakdee
179
Biography
Dr Suppabhorn Suwanpakdee currently works as an Assistant to the President for Student
Affairs and is full-time lecturer at Princess Galyani Vadhana Institute of Music (PGVIM),
Bangkok, Thailand. He is also the project manager of the semi-professional youth orchestra
(PYO). His primary research interest is to explore new and experimental musical paths in
composition and performance. He is a founder of the contemporary ‘Ensemble Music Makers’,
a collective group that proposes novel approaches to performance, experimenting with many
musical styles, from Western classical music to new contemporary compositions. ‘Music for
Society’ is an ideal to bring his musical passion to the wider public who are non-musicians by
creating musical activities that are participatory. Suppabhorn graduated with a Bachelor
degree in music performance (first class honour) from Silpakorn University and holds a Master
of Arts from Mahidol University. In 2017, he received his Doctoral in Fine Arts from
Chulalongkorn University where he was a recipient of an outstanding government scholarship.
|
Malaysian Journal of Music Vol. 7 (2018) | acoustic events, New York City, noise pollution, socio-economic status, soundscape, urban soundscape | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/140 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/844 | The Urban Soundscape: Analysing the Spatiotemporal Distribution of Acoustic Events and its Influence on the Racial/Ethnic Composition of New York City Neighbourhoods | Past research has shown that the effects of prolonged exposure to urban acoustic noise are both detrimental to mind and body. In recent years, studies have also indicated that the socially disadvantaged are more susceptible to environmental hazards such as noise pollution. This paper aims to fill a gap in literature through the evaluation of urban soundscapes by analysing the spatiotemporal patterns of acoustic events within selected New York City (NYC) neighbourhoods and comparing the datum to the socio-economic data of the urban environments. In this paper, the author aims to address this question, ‘Does racial/ethnic composition of each neighbourhood influence how acoustic events are distributed, and in what way does this relate to the socio-economic status of each location?’ This study focuses on seven neighbourhoods within the New York City metropolitan area, each location representing one of the seven levels of noise metadata found on NYC’s 311 noise map. The ambient soundscape of each location was recorded for 30 minutes over four different time intervals across three days, comprising in a total of 45 hours of raw data. Acoustic events were extracted and annotated for saliency and classed according to soundscape components, which were then compared against the racial/ethnic demography of NYC. The findings in this study partially aligned with past research in which communities of lower socio-economic status with higher proportions of non-Caucasian communities were susceptible to higher levels of noise exposure. Additionally, this study also aligned with the hypothesis that high numbers of acoustic events negatively correlate to the socio-economic composition of neighbourhoods. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/844/580 | [] | Malaysian Music Journal Vol. 7 (180-194)
ISSN 2600-9366, eISSN 2600-9331
180
The Urban Soundscape: Analysing the Spatiotemporal
Distribution of Acoustic Events and its Influence on the
Racial/Ethnic Composition of New York City Neighbourhoods
Shuraifa Asmah Shad Saleem Faruqi
Department of Music and Performing Arts Professions,
Steinhardt School of Culture, Education, and Human Development, New York University,
New York, 10003, NY, USA
e-mail: [email protected]
Published online: 20 December 2018
Cite this article (APA): Shuraifa Asmah Shad Saleem Faruqi. (2018). The urban soundscape:
Anlaysing the spatiotemporal distribution of acoustic events and its influenced on the
racial/ethnic composition of New York City neightbourhoods, Malaysian Journal of Music,
7, 180-194.
Abstract
Past research has shown that the effects of prolonged exposure to urban acoustic noise are
both detrimental to mind and body. In recent years, studies have also indicated that the socially
disadvantaged are more susceptible to environmental hazards such as noise pollution. This
paper aims to fill a gap in literature through the evaluation of urban soundscapes by analysing
the spatiotemporal patterns of acoustic events within selected New York City (NYC)
neighbourhoods and comparing the datum to the socio-economic data of the urban
environments. In this paper, the author aims to address this question, ‘Does racial/ethnic
composition of each neighbourhood influence how acoustic events are distributed, and in what
way does this relate to the socio-economic status of each location?’ This study focuses on
seven neighbourhoods within the New York City metropolitan area, each location representing
one of the seven levels of noise metadata found on NYC’s 311 noise map. The ambient
soundscape of each location was recorded for 30 minutes over four different time intervals
across three days, comprising in a total of 45 hours of raw data. Acoustic events were extracted
and annotated for saliency and classed according to soundscape components, which were then
compared against the racial/ethnic demography of NYC. The findings in this study partially
aligned with past research in which communities of lower socio-economic status with higher
proportions of non-Caucasian communities were susceptible to higher levels of noise
exposure. Additionally, this study also aligned with the hypothesis that high numbers of
acoustic events negatively correlate to the socio-economic composition of neighbourhoods.
Shuraifa Asmah Shad Saleem Faruqi
181
Keywords: acoustic events, New York City, noise pollution, socio-economic status,
soundscape, urban soundscape
Introduction
Soundscape is the musical composition of our world. Much like the more traditional
definitions of music and sound, it contains timbre, pitch, duration, loudness, texture,
and spatial location. Although it shares similarities, this ‘musical composition’ is
endless, presumably without an end, and once it is heard, it is never heard of the same
way again. Listening to music can enhance ones state of being. Listening carefully to
our environment can enhance one’s life. Our worldly experience is made more
interesting as it allows us to use and engage our senses properly; it encourages us to
listen a little carefully, enhancing our lives. Our acoustic environment is a collection
of sounds from all sources that can be heard by persons occupying a particular space.
It is an environment that is shaped by all kinds of different sounds that originate from
multiple sources, which are present in space and time. It is also shaped by the
modification of sound as it travels from source to listener. How it is shaped is
primarily based on the sources that are present, the location of the listener and the
conditions along the path of its transmission (Brown, Gjestland, & Dubois, 2016). In
the context of an urban space, the acoustic environment is a complex system that links
with the physical, psychological and social factors within its immediate community
(Farina, 2014). This modification of sound is not limited to only one reflecting
surface; multiple reflections may and can occur off various surfaces within the area.
The aural experience of the urban acoustic environment is also dependent on the
present sound sources, the location of the listener, and the propagation conditions
along the path of the sound from source to receiver which then varies according to the
time of day, and from one season to another (Brown et al., 2016).
Soundscape can be defined as a combination of sounds that arises from an
immersive environment. The sonic information collected within a said space and
place refers to both natural and environmental sounds created by humans and can be
distinguished into three categories. In the attempt to classify and identify the sounds
sources present in our environment, Gage, Ummadi, Shortridge, Qi, and Jella (2004)
proposed a system to categorise the origins of all sounds into one of three components:
1) geophony – sounds produced by non-biological natural agents; 2) biophony –
sounds produced by living organisms, and; 3) anthrophony – sounds produced by
humans and man-made objects.
Community Level Inequality To Estimated Noise Exposure In And Outside Of
The United States
The study of noise and its relationship to socio-economic status across communities
in the US has been on-going for the past 40 years. The earliest reports of inequality
in noise pollution in the US were described in a study by the Environmental Protection
Agency (EPA) in the 1970s. It indicated that survey respondents who belonged to
communities of higher socio-economic status lived in quiet neighbourhoods and
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reported lower presence of noise originating from airplanes, traffic, and human
vocalisation, but a higher presence of noise from motorcycles, garden power tools and
sports cars (U.S EPA, 1977). There is a general assumption that people living in noisy
neighbourhoods are from communities that are from the lower income bracket and
are more prone to higher crime rates, health problems, and achieve lower educational
attainment. But applying the same assumption to more diverse metropolitan areas
such as New York City, may not be entirely accurate as illustrated in the Noise
Severity Level (NSL) data used in this study that demonstrates high socio-economic
status of particular neighbourhoods may not always correlate to lower NSL. In
another example, a study by Tamura et al. in 2017, reported links to improvements in
body weight and blood pressure of the urban poor to the noisiest neighbourhoods of
the city.
In Minneapolis and St. Paul, Minnesota, as well as Montreal in Canada, in both
cases, it was found that communities of lower socio-economic status or communities
that had a higher proportion of ethnic minorities were exposed to higher noise levels.
In Minnesota (Nega, Chihara, Smith, & Jayaraman, 2013), it was reported that there
was a significant increase in traffic noise as block group median household income
and housing value decreased and the proportion of ethnic minority of residents and
those above 18 years of age increased. Spatial models were used in Montreal to
estimate the association between race/ethnicity and socio-economic status through
modelling the mean 24-hour traffic noise levels in 7,456 city blocks. Here too, it is
observed that there was an increase in noise levels as the proportion of low-income
and non-white individuals increased (Carrier, Apparicio, & Séguin, 2016).
Similar to this, a study conducted by Casey et al. in 2017, suggested that there
was an inequality in the spatial distribution of noise pollution along racial/ethnic and
socio-economic lines across the contiguous United States. Multiple indicators of
neighbourhood socio-economic context such as poverty, unemployment, linguistic
isolation, high proportion of renters and those who did not finish high school, were
associated with the increase night and daytime noise. Additionally, neighbourhoods
with higher population of African Americans, Hispanics, and Asians were found to
have higher noise levels.
There were several studies conducted outside of the US and Canada with mixed
results due to their focus, which was more on the socio-economic status as an
explanatory variable. In a study conducted at 123 schools near Heathrow Airport in
the UK in which they measured the estimated noise exposure, it was reported that in
a sub analysis, students that were eligible for free lunches were associated with higher
noise exposure (Haines, Stansfeld, Head, & Job, 2002). In Birmingham, UK, a study
revealed that there was a weak association between daytime noise levels with higher
proportions of Black residents at the enumeration district level (Brainard, Jones,
Bateman, & Lovett, 2004).
In Marseilles, France, it was found that census blocks with intermediate socio-
economic status had the highest estimated exposure to road noise, whereas in Berlin,
Germany, there was no direct link between socio-economic status and noise exposure
at the planning unit level (Lakes, Brückner, & Krämer, 2014).
Shuraifa Asmah Shad Saleem Faruqi
183
In Hong Kong, Lam and Chan (2006) reported a weak but statistically significant
relationship between lower educational attainment and income to higher nose
exposure. In Germany (Kohlhuber, Mielck, Weiland, & Bolte, 2006) and Wales, UK
(Poortinga, Dunstan, & Fone, 2008), it was indicated that individuals who belonged
to lower socio-economic status reported higher levels of neighbourhood noise.
Contrary to these findings, a study in Paris, France, found that residents of
neighbourhoods with the highest housing values and the highest levels of educational
attainment reported the highest estimated noise exposures (Havard, Reich, Bean, &
Chaix, 2011).
Disproportionate Exposure and Distribution of Noise Based on Socio-Economic
Status and the Influence of Politics
The distribution and disproportionate exposure of noise among communities of
different socio-economic statuses is uneven. Some groups are exposed to higher
levels of noise when compared to others. Past studies have revealed evidence that
suggests a connection between the marginalised and the poor to higher levels of
exposure to noise.
Several studies on environmental justice in the US have suggested that the
magnitude of exposure to hazardous waste and air pollution is in line with the social
gradient in which those who belong to ethnic and racial minority groups, as well as
the poor and the uneducated, are exposed to pollution at a greater scale (Mohai and
Saha, 2007; Bell and Ebisu, 2012; Hajat, Hsia, & O’Neill, 2015). A recent study has
found that there is an inequality in the spatial distribution of noise pollution along
racial, ethnic, and socio-economic lines across the contiguous United States in which
several indicators of neighborhood socio-economic contact such as poverty,
unemployment, linguistic isolation, high proportions of renters in the neighbourhood
and those who have not obtained a high school diploma, were associated with an
increase in daytime and night time noise. Neighbourhoods with higher proportions of
Native American, Asian, African American and Hispanic residents and lower socio-
economic status were at the most risk to higher noise exposure (Casey et al., 2017).
The unbalanced distribution of noise among communities can be linked to the
imbalances of political power between the poor and the wealthy. In the US, there is
an asymmetry in political power along economic, ethnic, and racial lines within highly
segregated metropolitan areas because this kind of asymmetry in political power
spatially binds minority communities and the working class through the concentration
of poverty and the lack of economic opportunity, as well as lending policies and
housing development that is highly exclusionary towards these marginalised
communities (Massey and Denton, 1993). It is theorized that communities comprised
of people of colour and the poor are disproportionately exposed to environmental
hazards due to factors which include weak enforcement of regulations in marginalised
neighbourhoods, as well as the lack of capacity to engage with people of the
community in making decisions on appropriate land use (Pulido, 2000; Morello-
Frosch, 2002). This kind of power imbalance can potentially lead to disparities in
exposure to environmental hazards such as noise, air pollution and hazardous
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materials because the more influential and powerful residents have the ability to
influence decisions about the locations of undesirable land use in ways that are
beneficial to their community (Morello-Frosch and Lopez, 2006; Cushing, Morello-
Frosch, Wander, & Pastor, 2015).
Evidence suggests that spatial segmentation of neighbourhoods, workplaces and
basic service locations due to the Core Based Statistical Area (CBSA) level racial
segregation increases vehicle travel miles (Morello-Frosch and Jesdale, 2006) which
can potentially contribute to noise pollution. Additionally, the more affluent residents
have the monetary means to invest in noise abatement technologies such as air-
conditioning, and triple-paned windows. This means that residents of the higher
income bracket potentially have lower actual exposure to noise compared to poorer
individuals living in neighbourhoods that are exposed to the same estimated levels of
noise.
Methodology
Location Selection and Noise Severity Levels
Location selections were made in reference to a publicly available noise map based
off noise complaints to NYC311, which is an information hotline that provides all of
New York City’s government services, as well as complaints.1 Data was mapped by
census tract and it revealed seven levels on the noise gradient. In this study, classical
music terms were used to describe each of the seven levels, ranging from pp
(pianissimo – very quiet) to fff (fortissisimo – very, very loud).
In selecting the locations based on its noise severity level (NSL), as well as
its ease of access and walkability, the recordings took place in locations listed in Table
1. For this study, the concept of noise severity level is based on the seven-degree scale
of noise complaints as reflected in the NYC311 noise map. Each level of NSL is
based on the quantity of collected noise complaints within each neighbourhood,
independent of its amplitude or source.
Recording Days, Time, Duration and Equipment
Recording for each location was over the course of three days for 5 weeks. Recording
days were determined to be carried out on Tuesday, Wednesday and Thursday of each
week. These days were considered ‘neutral days’. Each day was separated into four
Time Windows (TW) to reflect the changes that may occur throughout the day within
the same acoustic environment. There was the exception of Governors Island, in
which the recording days remained the same but time windows were reduced to three
a day. This is due to the limitations in accessibility in which the ferries to and from
the island operated from 10:00 a.m. to 6:00 p.m. on weekdays (Table 2).
Shuraifa Asmah Shad Saleem Faruqi
185
Table 1
List of recording locations arranged by position of the NSL
NSL
Location (Num.)
Site
AHDI
pp
Nolan Park (L1)
Governors Island
9.062
pp
GI Outlook Hill (L1a)
Governors Island
9.062
p
Prospect Park Chaim Baier Music
Island (L2)
Prospect Park
5.109
mp
Marion Hopkinson Playground (L3)
Bedford-Stuyvesant
3.391
mf
Vanderbilt St & Prospect Park
Southwest (L4)
Windsor Terrace
4.287
f
Paley Park (L5)
Midtown
8.254
ff
Lincoln Center Plaza (L6)
Upper West Side
8.61
fff
TKTS Times Square (L7)
Midtown
8.254
Table 2
Time blocks for each recording day for all locations
TW
Governors Island
All Other Locations
TW1
10:00 a.m. – 12:00 p.m
.9:00 a.m. – 12:00 p.m.
TW2
1:00 p.m. – 3:00 p.m.
1:00 p.m. – 4:00pm
TW3
4:00 p.m. – 6:00 p.m.
5:00 p.m. – 8:00 p.m.
TW4
9:00 p.m. – 12:00 a.m.
In total, ninety recordings were made, which came up to a total of 45 hours
of raw soundscape data. All samples were recorded in 44.1kHz/24 bit on a Zoom H4n
Pro field recorder. A pair of Ultrasone HFI-450 closed headphones was used for
monitoring.
Socio-Economic Data
Data used in this study was sourced from The American Human Development Index
(AHDI)2. It is a numerical measure made up of what is considered to be the three
basic ingredients of human well-being which is based on the human development
concept: 1) health; 2) education, and; 3) income. The 2011-2015 American
Community Survey (ACS)3 provided data for racial/ethnic demographics by block
group variables. The ACS is a nationwide survey that is designed to provide data on
the changes that happen at a community level.
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Acoustic Detection, Annotation and Classification
Detection and extraction of sound events were executed using the Rapid Annotator
(Raptor). This software is a MATLAB based sound analysis toolbox (currently
unpublished) and it is used for rapid human annotation of sound objects. Raptor was
developed as part of the Citygram team (Park and Lin, 2017). Each recording sample
produced approximately 1,500 individually extracted acoustic events ranging
between one to ten seconds per event. Acoustic events were annotated based on a two-
step process in order to decompose the acoustic perception.
The first task was to annotate each event to one of the three saliency levels
(background/mid-ground/foreground). In this study, saliency can be described as the
relationship of sounds or the combination of, to a single observer that falls into one
of the three positions of prominence (back-, mid-, fore-). The second task was to
assign and identify each acoustic event to one of the twelve sounds classes which was
based on the 10 most commonly reported noise complaints on NYC311 (Table 3),
which was then categorised into one of the three soundscape components. In order to
determine the density of each individual recording, an extraction of the total number
of acoustic events per sound class per audio sample was performed.
Statistical Analysis
Due to the number of samples collected, to ease the calculation process, averages of
acoustic events were calculated according to different combinations for each location:
1) average acoustic events (AAE) by total of all days, 2) AAE by total of all time
windows, 3) AAE by total per day, and 4) AAE by total per individual time window.
The Pearson’s correlation coefficient was used to test the significance of the
trend. The measure of the strength of linear associations between two variables is
denoted by r-. In this study, r2 was used for the convenience of easing other possible
operations. It takes on a range from +1 to -1 in which the value of 0 indicates no
correlation between the two variables. A value greater than 0 indicates a positive
correlation, a value less than 0 indicates a negative correlation. The correlation
strength is determined by the closeness of the value r2 to either +1 or -1, depending
on whether the relationship is positive or negative.
Shuraifa Asmah Shad Saleem Faruqi
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Table 3
4 Categories of soundscape components and its sub-classes
Geophony
Biophony
Anthrophony
1) Rustling
leaves/Heavy
winds/Water
2) Birds/Insects/Wildlife
(chirping, squawking,
screeching)
4) Road/Marine
traffic (honking,
beeping, fog horn)
9) Footsteps,
running,
crunching,
skateboard,
bicycle passing
3) Domesticated animals
(barking, whining,
panting)
5) Road traffic
(passing/idling/engine
start/screeching)
10) Music
(passing music
from car)
6) Road traffic (siren
wailing
11) Human voice
(talking, shouting,
laughing)
7) Low flying
aircraft
12) Other
(unidentifiable
events, night time
ambiance)
8) Banging,
construction noise,
machines, vents,
sprinklers
Results and Analysis
Based on past studies of noise exposure and its relationship to race/ethnicity,
it was found that census blocks of lower socio-economic status with higher
proportions of non-Caucasian/white ethnicities were susceptible to higher levels of
noise exposure across the contiguous United States.
For the purposes of this study, race/ethnicity categories were arranged to
include the major racial groups as such: 1) Caucasian/White; 2) African
American/Asian; 3) Native American/Others. This is because analysis of more
detailed ethnic groups and sub-groups returned inconclusive results and this form of
grouping produced better correlations.
In this study, it was found that the increase of acoustic events were in line
with the hypothesis, where by higher acoustic event averages resulted in a percentage
population increase of non-white ethnicities. This study has also indicated that the
correlation between low average acoustic events to a higher percentage of
Caucasian/White is strong. This means that the higher the number of Caucasian/White
groups in a neighbourhood indicates a decrease in acoustic event average among these
eight New York City locations.
Figure 1, Figure 2 and Figure 3 have been arranged in such a way to include
a third variable, the AHDI. This has been done by colour coding the data points. The
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trend line will remain as it can serve as a general marker to how the two variables
within the 2D space interact. As for the correlation for AHDI in the 3D space, this
can be seen relatively clearly by the colour gradients as illustrated in these graphs.
The relative vertical change in colour can be compared to the relative horizontal
change in colour to aid in visualising any patterns within the data. The colours used,
range from a white to dark orange, where white indicated a low AHDI (based of the
minimum value of 3.391), and the dark orange indicates a high AHDI (based off the
maximum value of 9.06). With this in mind, by looking at all three graphs, there is a
clear pattern that as the average acoustic events increases, the AHDI is expected to
fall. These graphs showing the proportions of racial demographics help paint a clear
picture if any one racial group is affected by the change in average acoustic events
and the AHDI.
Figure 1. Percentage proportions of Caucasian/White ethnic group to Average Acoustic
Events (AAE) and The Measure of America’s 2014 American Human Development Index
(AHDI) per neighbourhood.
Figure 2 demonstrates a strong correlation between the increase in average
acoustic events to the increase in percentage proportions of African American and
Asians (R2 = 0.45659) as well as a decline in the AHDI. Figure 1 on the other hand,
there is a strong correlation between an increase in average acoustic events to the
decrease in the percentage population of Caucasian/White (R2 = 0.3758) resulting in
an increase in the AHDI. An increase in acoustic event occurrences results in the
decrease in population percentage in Native American/Others group (R2 = 0.16836)
although in this case, there seems to be only a weak correlation in the AHDI reduction
as there is no incredibly clear progression of a light to dark coloured AHDI indicator
or vice versa, as illustrated in Figure 3. This was further confirmed in Figure 4 in
which the population percentage of Native American/Others group was plotted
Shuraifa Asmah Shad Saleem Faruqi
189
against the AHDI to reveal a weak trend line (R2 = 0.02097) thus confirming that the
percentage population of this group has little to no effect on the AHDI.
Figure 2. Percentage proportions of African American and Asians ethnic groups to Average
Acoustic Events (AAE) and The Measure of America’s 2014 American Human
Development Index (AHDI) per neighbourhood
Figure 3. Percentage proportions of Native Americans and Others ethnic group to Average
Acoustic Events (AAE) and The Measure of America’s 2014 American Human
Development Index (AHDI) per neighbourhood
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Figure 4. Percentage proportions of Native Americans and Others ethnic group to The
Measure of America’s 2014 American Human Development Index (AHDI) per
neighbourhood
As for the vertical component which is population numbers of race/ethnic
groups, the same trend seems to be present here as well – as the population numbers
go up, the AHDI reduces. In summary, the AHDI of each neighborhood is affected
by the number of acoustic events recorded as well as the population percentage in
both the Caucasian and the African American/Asians group, but in the Native
American/Others group, the increase or decrease in percentage population between
neighborhoods does little to influence the increase or decrease in AHDI.
Discussion and Conclusion
In observing the relationship between the distribution of acoustic events and the socio-
economic status, the collected data demonstrates that urbanites living in
neighbourhoods on the lower end of the AHDI spectrum were exposed to increased
occurrences in acoustic events. In terms of racial/ethnic composition of
neighborhoods, findings revealed that in most cases, as the proportions of non-white
ethnicities and the number of average acoustic events increased, the AHDI of these
neighbourhoods decreased. This aligned with past studies in which communities of
lower socio-economic status with higher proportions of non-white communities were
exposed to higher noise levels.
Several studies in the past found that communities who belong to a lower
socio-economic status which had higher proportions of ethnic minorities were
exposed to higher noise levels (Nega et al., 2014; Carrier, Apparicio, & Séguin, 2016;
Kohlhuber et al., 2006; Poortinga et al., 2008). This study produced similar findings
in which the increase of average acoustic events resulted in an increase of non-white
Shuraifa Asmah Shad Saleem Faruqi
191
proportions with lower AHDI. In the case Native American/Others, the opposite
affect was found in which the increase of acoustic events resulted in a decrease in this
group of non-white individuals but in relation to the AHDI, correlations were not
strong and the percentage population of this group has little to no affect on the AHDI.
This is in partial contrast to a study by Casey et al., (2017) in which it was determined
that neighborhoods with higher populations of African Americans, Asians, Hispanics
and other minority groups are exposed to higher noise levels. These findings are quite
possibly caused by the very small proportions of this non-white ethnic group within
the locations in question for this study, therefore their affect is minimal.
In summary, the collected data demonstrated that 1) urbanites living in
neighborhoods on the lower end of the socio-economic spectrum were exposed to
increased occurrences of acoustic events; 2) the increase in proportions of non-white
ethnicities correlated with the increase of acoustic events, which in turn decreased the
overall AHDI standing of these neighbourhoods, in most cases; 3) a geographical
expansion for future studies would allow for a more accurate representation of the
relationship between urban soundscape and its socio-economic factors.
Urbanisation is expanding rapidly and this means exposure to noise pollution
that can have detrimental effects on human health and body, which can result in
increased stress, blood pressure, heart rate, cardiac output (Evans, Hygge, &
Bullinger, 1995; Lercher, 1996), diminished capacities in neurocognitive functions,
mood disorders and neurodegenerative diseases (Tzivian et al., 2015), cardiovascular
disease (Gan, Davies, Koehoorn, & Brauer, 2012), hypertension (van Kempen and
Babisch, 2012), and behavioral problems in children (Hjortebjerg et al., 2016).
Although there are several noise abatement methods in place such as laws
and noise regulations that have been enacted in several countries throughout the
world, these laws are based on definitions of excessive noise in terms of volume and
manage sounds as waste. In order to fully understand our urban acoustic environment
and how it affects our quality of life, the author hopes that the findings in this research
study will fill a gap and add to the existing literature by introducing another dimension
to soundscape studies for the purpose of improving the standards of living of urban
communities.
This paper is part of a larger project and a web-based repository was created
to better represent the data to a larger audience through an interactive platform. For a
more in-depth look at the data collected for this study in its entirety, this website can
be viewed at http://urban-soundscapes.com.
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Endnotes
1 Mapping last year’s 311 noise complaints. Retrieved from
http://bl.ocks.org/nerik/raw/90c087a3f0fe96f8a2ce/#13/40.7620/-73.9667
2 American Human Development Index by community district. Retrieved from
http://www.data2go.nyc/
3 United States census bureau. Retrieved from
https://factfinder.census.gov/faces/nav/jsf/pages/searchresults.xhtml?refresh=t
Acknowledgement
This article was presented and published as proceedings of the 3rd International Music
and Performing Arts Conference (IMPAC2018) held at the Faculty of Music and
Performing Arts from 13-15 November 2018. It was selected to be published in the
IMPAC2018 Malaysian Journal of Music (MJM) Special Issue but upon agreement
with authors and the editorial board, published as part of the MJM annual volume.
Biography
Shuraifa Asmah Shad Saleem Faruqi earned her Master of Music in Music
Technology from the Steinhardt School of Culture, Education and Human
Development at New York University. Additionally, she holds both a Diploma in
Music and a Bachelor in Music Performance (Hons.) from Universiti Teknologi
MARA (UiTM). Having had the opportunity to experience the cacophony of city life
in both Kuala Lumpur and New York City, her interest lies in the study of urban
soundscapes and its impact on the urban dwellers quality of life. Her current focus is
on the analysis of spatiotemporal patterns and soundscape components of the urban
acoustic environment, and its relation to the socio economic and racial/ethnic
demography of metropolitan cities, with the hopes of improving the urbanites
standard of living as well as to preserve its sonic heritage.
|
Malaysian Journal of Music Vol. 7 (2018) | arrangements, four hand, nineteenth century, piano, reception, transcriptions | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/140 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/845 | Four-Hand Piano Transcriptions and the Reception of Symphonic Repertoire in Nineteenth-Century Europe | In the nineteenth century, listening to a symphony was a rare and precious treat. Few could afford to attend the symphony regularly, and even those who could would be lucky to hear a favourite work once every few years. There was, however, one way for nineteenth-century music lovers to hear their favourite symphonies anytime on demand: by playing arrangements. Arrangements of symphonies, particularly those for piano four-hands, were phenomenally popular. Amateur musicians would play through arrangements before a concert to familiarise themselves with unknown works and after to re-experience the music they enjoyed. In the twentieth century, recordings took over this function. Today, it is not the sonic magnificence of the orchestra that is rare and precious; it is the act of music-making. This paper examines the roles that four-hand piano transcriptions played in the reception of symphonic repertoire during the nineteenth century and, by way of conclusion, suggests some pedagogical applications of the findings. The history of four-hand piano transcriptions demonstrates the crucial role that active participation in music-making plays in the understanding and enjoyment of symphonic repertoire. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/845/581 | [] | Elissa Miller-Kay
195
Four-Hand Piano Transcriptions and the Reception of
Symphonic Repertoire in Nineteenth-Century Europe
Elissa Miller-Kay
Princess Galyani Vadhana Institute of Music
2010 Arun Amarin Soi 36, Bang Yi Khan, Bang Phlat
Bangkok, Thailand 10700
email: [email protected]
Published online: 28 December 2018
Cite this article (APA): Miller-Kay, E. (2018). Four-Hand Piano Transcriptions and the
Reception of Symphonic Repertoire in Nineteenth-Century Europe. Malaysian Journal of
Music, 7, 195-207.
Abstract
In the nineteenth century, listening to a symphony was a rare and precious treat. Few could
afford to attend the symphony regularly, and even those who could would be lucky to hear a
favourite work once every few years. There was, however, one way for nineteenth-century
music lovers to hear their favourite symphonies anytime on demand: by playing
arrangements. Arrangements of symphonies, particularly those for piano four-hands, were
phenomenally popular. Amateur musicians would play through arrangements before a
concert to familiarise themselves with unknown works and after to re-experience the music
they enjoyed. In the twentieth century, recordings took over this function. Today, it is not the
sonic magnificence of the orchestra that is rare and precious; it is the act of music-making.
This paper examines the roles that four-hand piano transcriptions played in the reception of
symphonic repertoire during the nineteenth century and, by way of conclusion, suggests
some pedagogical applications of the findings. The history of four-hand piano transcriptions
demonstrates the crucial role that active participation in music-making plays in the
understanding and enjoyment of symphonic repertoire.
Keywords: arrangements, four hand, nineteenth century, piano, reception, transcriptions
Introduction
Until relatively recently, most people who attended classical music concerts also
played instruments themselves. In fact, audiences were often referred to as
‘amateurs’ a word that connotes an ability to play as well as an enjoyment of
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listening. Naturally, many amateurs wanted to play the same music at home that
they enjoyed hearing in the concert hall. This resulted in a veritable craze for
arrangements—particularly for the piano. As Temperley (1959) observed of the
London concert scene,
Every work, whether a symphony, an opera, an oratorio, or a song, that gained
popularity in public performance, was promptly arranged for the pianoforte solo
or duet, and sold in large quantities to the thousands of amateurs who wished to
revive in their own homes the pleasures they had experienced in the concert-room.
(p. 35)
The situation was similar in other European cities. As reported in the
Leipzig Allgemeine musikalische Zeitung (1863), four-hand arrangements had
gained such extraordinary popularity, that despite the many more or less practical
arrangements of all significant old and new works written for instruments or
voice, eager four-hand performers who are accustomed to working through a half-
dozen symphonies, quartets, or the like in an afternoon or evening can scarcely be
supplied with enough new material. (cited in Christensen, 1999, p. 258)
Arrangements allowed people living outside of major cities to experience
repertoire they may otherwise never get a chance to hear. In 1822, a reviewer for the
Quarterly Musical Magazine and Review opined,
the passion for arrangements is, we think, a little run mad.—It however has its
benefits: it extends very widely the knowledge of the greatest composers, for there
are many persons, in the provinces especially, who have few other chances of
becoming acquainted with their works. (Vol. 4, p. 229)
Even in major cities, amateurs often had to wait years to hear a given
symphony. During the decade from 1880-1890, for example, a Viennese Beethoven
enthusiast had to wait almost a decade to hear each of his symphonies performed
once by a professional orchestra (Botstein, 2009, p. 7). Composers thus recognised
that arrangements were the primary form in which their music would be
disseminated. Brahms, a frequent arranger of his own music, indicated in a letter to
his publisher just how important four-hand arrangements were, “I have devoted
myself to a noble occupation: arranging my immortal [Requiem] so that it can also
be enjoyed by four-handed souls. Now it cannot perish” (Van Camp & Ottley, 2002,
p. 59). Beethoven arranged his seventh symphony for piano himself, and authorised
other composers such as Moscheles and Clementi to make arrangements of many
other works. At the same time, he expressed annoyance at the numerous shoddy,
unauthorised arrangements of his compositions being made. ‘Arrangement’, he
complained, “is a thing against which now-a-days (in times so fruitful—of
arrangements) a composer has to strive in vain” (Grove, 1962, p. 16).
Arrangements allowed—or to look at it another way, required—music
lovers to actively engage in the music-making process. Most arrangements required
more than one player and thus playing them was an inherently social activity. For
Elissa Miller-Kay
197
these reasons, arrangements facilitated both deep musical contemplation and social
engagement.
The Family Orchestra
While arrangements were made for various instrument combinations throughout the
nineteenth-century, it was the four-hand piano transcription that reigned supreme.
Why was this genre in particular so popular? One reason undoubtedly was the
widespread popularity of the piano itself. Over the course of the century, piano sales
soared throughout Europe and North America. In the United Kingdom, for example,
Broadwood, one of the premiere manufacturers, sold approximately 1000 pianos in
1810, up from about 250 per year in the early 1790s (Taylor, 2010, p. 127). In 1850,
approximately 23,000 pianos were made in the United Kingdom and, by 1910, the
number had increased to 75,000 (Ehrlich, 1990, p. 222).
Pianos were made in a remarkable variety of shapes and sizes: from small
cottage uprights to squares, to concert grands. As befitting the capitalist spirit of the
times, there was a piano for almost any income level. The piano was a standard
fixture in middle and upper-class homes, and the ability to play was an expected
accomplishment for any young women of standing.
All these piano owners and players were constantly in search of new music
to play. Publishers released a vast and diverse array of repertoire: small parlour
pieces, arrangements of popular tunes, serious concert works, virtuosic showpiece,
and all manner of chamber music. Piano duets were particularly popular. Adolph
Hofmeister’s catalogue of published music for 1845 contains 49 pages listing four-
hand repertoire. To compare, the listing for music for piano and violin runs about
half as long, 24 pages (Hofmeister, 1845).
The piano was particularly well suited to the task of realising an orchestral
score. Unlike other domestic instruments such as the violin, guitar and flute, the
piano could approach the sound of a large ensemble. As the nineteenth-century
progressed, this ability only improved. In 1800, most pianos had a range of five
octaves. By the 1860s, seven octaves were standard—a more comfortable size for
four hands to fit along. The introduction of cast iron frames in the mid-century
allowed for the piano strings to be held under greater tension, thus increasing the
resonance. The damper control was moved from a knee lever to a foot pedal where it
could be used frequently with ease. The principal motive underlying all of these
changes was a desire to make the instrument more orchestral. Playing styles evolved
hand in hand with these technological developments. The following passage from
Fétis and Moscheles’ piano method (cited in Rowland, 1993) contrasts Liszt’s
playing in the 1830s with that of Hummel, a pianist of the previous generation,
[Liszt’s] school is the most complete deviation from that of Hummel that can well
be imagined. Delicacy of touch is by no means the chief object of this master,
whose ideas are directed to increasing the powers of the piano, and to the
necessity of making it, as much as possible, resemble the effects of an orchestra.
Hence those peculiar combinations produced by the frequent employment of the
pedals, united to various peculiar modes of striking the keys. (p. 107)
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Of course, both the playing abilities and the instrumental capacities in an
average domestic setting would not be comparable to that of a Liszt concert. Still,
the aesthetic shift suggests there was a new ideal to aim for. And, with two players
instead of one, amateurs might hope to occasionally reach Lisztian volumes, if
nothing else. In 1877, John Hullah, a well-known British music teacher, tellingly
referred to the piano as the ‘family orchestra’ (Hullah, 1877). This points to the
centrality of orchestral transcriptions to the piano’s domestic function.
Intimacy and Grandeur
Piano duets are the most intimate form of chamber music. They are the only genre
within the classical tradition where two players share a single instrument. When
playing a four-hand duet, two players sit side by side, one playing the higher register
and the other the lower. The two players must merge their sound in a way that is
required in no other setting. Instead of dialog and contrast, we have two players
matching their sound and playing as one. As Edward Cone (1974) colourfully
described it, the players become a single ‘four-handed monster’ (p. 135).
Consider, for example, the following passage from Beethoven’s ‘Archduke’
Trio Op. 97 (Figure 1). These measures feature an ornamented triplet line that is
played by the piano in the original trio. In the four-hand version arranged by Czerny,
the line is split between the two players. For a successful performance of the duet,
the line must be seamlessly transferred from one player to the other as if they are
one.
With transcriptions of large ensemble works, such as a symphony, the
players become a far more powerful ‘four-handed monster’; one that controls an
entire symphony of sound. This challenges Brett’s (1997) characterisation of four-
hand arrangements, namely that they “tame the concert-hall repertory of symphonies
and chamber music for the drawing room” (p. 153). Arrangements were not
designed to tame the concert repertoire. Instead, they were designed to transport the
grandeur of the symphony into the home environment. Evidence of this can be
gleaned from the scores themselves. Arrangers often go to great lengths to squeeze
as much sound out of the piano as possible. Figure 2, for example, shows the
opening measures of a four-hand arrangement of Wagner’s Der fliegende
Holländer. In measures 13-14 and 17-18, the arranger, Louis Oesterle, has added
crescendos to encourage the players to play as loudly as possible. These crescendos
are not found in the orchestral score.
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199
Figure 1. Beethoven, ‘Archduke’ trio Op. 97, first movement mm. 32-41. Four-hand
arrangement by Carl Czerny, (Vienna: Tobias Haslinger, c. 1838).
Figure 2. Overture to Wagner’s Der fliegende Holländer. Four-hand arrangement by Louis
Oesterle (1909).
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Hands-On Experience
Arrangements helped to facilitate a deeper understand of serious music. The British
composer William Crotch noted in 1818, that ‘the advancement of musical taste’
was largely due to “the more general performance on the piano forte of musical
originally intended for an orchestra” (Crotch, 1818/1999, p. 215).
Unlike at a concert, amateurs at home were in control of the music. In the
passage below, a writer for the Leipzig Allgemeine musikalische Zeitung (1865)
discussed how repeated readings of the same score could help amateurs better
understand complex, serious music—in this case, Beethoven’s symphonies,
overtures, and string quartets. This ‘domestic music contemplation,’ as the author
called it, was likely a major factor in the acceptance and understanding of serious
repertoire in the nineteenth-century,
What help is it for the familiarity of such profound works if at most one can hear
each of these works performed once a year (a chance only those lucky enough to
live in Vienna have)? The music is performed, and, understood or not, time passes
inexorably by. Another piece follows or the concert ends, and the performers pack
up their instruments. How different it is on the piano during domestic musical
contemplation. One repeats a piece that is not immediately clear two or three
times, perhaps picking it up again in a few days, until it has become transformed
to flesh and blood, and one knows thoroughly every succession and each
individual detail. After such study (which is not uncommon even among
amateurs) one can soon form a completely different judgment concerning the
most difficult of Beethoven's ‘last’ quartets. (cited in Christensen, 1999, p. 263)
Playing four-hand transcriptions and attending concerts were mutually
reinforcing activities. Concerts provided the impetus for amateurs to buy and play
transcriptions and, since playing is a far deeper form of musical engagement than
listening, transcriptions enriched the public’s appreciation and understanding of
serious music, thus increasing their appetite for such works in the concert hall.
Evidence of this reciprocal relationship can be seen in the title pages of many
symphonic transcriptions. Figure 3, for example, shows the title page of a four-hand
transcription of Haydn’s ‘Surprise’ Symphony Hob. I:94 published around 1800.
The title makes reference to Salomon’s famous concert series at which the
symphony was premiered. Similarly, the title page of a four-hand transcription of
Haydn’s symphony in B-flat major, Hob. I:108 published in 1815 includes the
subtitle “As Performed at the Philharmonic Society” (see figure 4).
Figure 5 shows an advertisement from The Musical World (1838) for
recently published music by Beethoven—the paragon of serious music.
Arrangements and piano works are listed side by side. Notably, the first and last
items listed are both arrangements of the nine symphonies.
Judging by the total number of editions published, arrangements of
Beethoven’s symphonies eclipsed his piano sonatas in terms of their popularity in
the opening decades of the nineteenth-century (Hirsch and Oldman, 1953).
Elsewhere I have argued that Beethoven’s piano sonatas became popular with
amateur musicians only after they were performed on public concerts (Miller-Kay,
Elissa Miller-Kay
201
2016). The greater popularity of symphony arrangements in the first half of the
nineteenth century is thus evidence of a link between public performance and
domestic music-making.
Figure 3. Title page of Haydn ‘Surprise’ Symphony, likely arranged by W. Watts and
published by Birchall and Co. (c. 1800).
Figure 4. Title page of Haydn Symphony symphony in B-flat major, Hob. I:108, arranged by
D. Bruguier and published by Chappell and Co. (c. 1815).
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Figure 5. Advertisement in The Musical World (1838).
Four-hand arrangements played important roles in the lives of professional
musicians as well. In conversation with Robert Craft, Stravinsky (1960) recalls the
following from his lessons with Leokadiya Kashperova, which he began in 1899,
“she tried to discourage my interest in Wagner. Nevertheless, I knew all Wagner’s
works from the piano scores…we played Rimsky’s operas together, four-hands, and
I remember deriving much pleasure from Christmas Eve this way” (p. 25).
And, Isabelle Vengerova (1929), a prominent American pianist and
pedagogue, reminisced on the important role that four-hand arrangements played in
her early musical education,
…the piano was the first medium through which music was revealed to me. I was
not quite five years old when I listened to the playing of my elder sisters, who
almost every evening used to play ‘four hands.’ It was Mozart’s Symphony in G
minor which led me over to my dreams. Impressions of childhood often stay with
us for life, and so this symphony remains fixed in my memory as the most
beautiful and touching music. (p. 114)
Many composers mention four-hand playing in reference to friendships with
each other. For example, Saint-Saëns relays the following story regarding his
friendship with Anton Rubinstein (cited in Huneker, 1911),
I acquired his friendship in deciphering upon his own piano the orchestral score of
his Ocean Symphony. I read very well then, and his symphonic music, written
large and black, was not very difficult to read.
From this day a lively sympathy united us; the simplicity and evident
sincerity of my admiration touched him. We were together assiduously, often
played together for four hands, subjected to rude tests the piano which served as
our field of battle, without regard to the ears of our hearers. It was a good time!
We made music with passion simply for the sake of making it, and we never had
enough. I was so happy to have encountered an artist who was wholly an artist,
exempt from the littleness which sometimes makes so bad a barrier around great
talent. (pp. 387-88)
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203
Similarly, Nikolay Kaschkin, a music critic and piano professor, spoke of
playing four-hand repertoire with Tchaikovsky as an after dinner entertainment,
Left to ourselves we immediately went to the piano...and began to play
arrangements for four hands, of which Tchaikovsky had a large store. We often
played Brahms, whom he esteemed very highly for his seriousness and sincerity,
and his contempt for superficial success; but at the same time he had not much
sympathy with his music, finding it cold and dry. (Newmarch, 1900, p. 95)
Four-hand playing served many of the same purposes for professionals as
for amateurs. It was a social activity—a meaningful way of engaging with other
musicians in friendship. It was also, of course, educative. To judge from various
memoirs and journals, many prominent nineteenth-century composers came to know
the music of their predecessors and contemporaries principally by playing
arrangements. Some composers would also arrange music for the piano at sight, as
Saint-Saëns relays in the above quote.
Many nineteenth-century composers also worked as arrangers. Wagner
claimed that he learned a great deal as a young composer from transcribing
Beethoven’s ninth symphony for the piano, and Brahms worked as an arranger in his
youth under the pseudonym, ‘G. W. Marks’ (Christensen, 1999). Later in life,
Brahms arranged many of his own works for the piano. Sometimes, however, his
attitude towards arrangement would turn sour. When sending a four-hand
arrangement of his piano concerto to his publisher, he instructed that his name be
left off the title page,
do not mention my name as the arranger! After all, it is just a lot of scribbling, and
it does not look right if the Master himself creates out of his own work as
ungainly a monstrosity as a 4-hand concerto is bound to be! (Avins, 1997, p. 288)
The Value of Inauthenticity
How is a work transformed when it is arranged for piano? In the preface to his solo
piano arrangements of Beethoven’s symphonies, Liszt explains the transformation
with two analogies,
I will be satisfied if I stand on the level of the intelligent engraver, or the
conscientious translator, who grasps the spirit of a work and thus contributes to
our insight into the great masters and to our sense of the beautiful. (Liszt,
1865/1998, preface, italics added)
The analogies of the engraver and translator are both apt. Transcription can
be like translation: adapting music from the language of the orchestra to that of the
piano. Like any expert translator, a good arranger must be fluent in both languages.
At the same time, a piano arrangement will always contain less colour than its
orchestral original; there are simply fewer colours to play with. In this sense, the art
of transcribing is very much like that of engraving: reducing a colourful painting to
a black-and-white copy. The more expertly crafted a transcription is, the more like a
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translation it is. The less thoughtfully produced it is, the more it has in common with
an etching. Etchings, incidentally, just like this second class of transcriptions, were
mass produced.
However, the etching-like lack of colour in transcriptions has its benefits. E.
T. A. Hoffmann (1810) hints at this in his famous review of Beethoven’s fifth
symphony, “The piano reproduces the great work as a sketch reproduces a great
painting, and the imagination brings it to life with the colours of the original”
(Charlton, 1989, p. 251). The role of the imagination is a key. Playing transcriptions
requires the players to not only exercise their technical and musical abilities, but
their musical memories and powers of imagination. “Attending a concert after such
private study,” wrote a reviewer for the Leipzig Allgemeine musikalische Zeitung
(1842), “one’s ear will be struck by the fresh colours of the instruments...an
advantage that is not to be dismissed lightly” (Christensen, 1999, p. 263).
The fact that four-hand arrangement played by amateurs would pale in
comparison to the sound of a live symphonic performance was an advantage, not a
disadvantage in that it made the live event that much more magnificent. In this way,
four-hand transcriptions are at the opposite end of the spectrum from the high
fidelity recordings of today. With modern recording equipment and post-production
editing software, today’s recordings can sound cleaner and more vividly coloured
than live performances.
In the twentieth century, not only did four-hand arrangements become
unnecessary, they also became aesthetically objectionable. Performers and critics
increasingly valued what was authentic; what was true to the composer’s intensions.
For example, in a survey of English editions of Beethoven’s music made in the
composer’s day, Hirsch and Oldman (1953) noted that many of the composer’s
more popular works ‘had to submit’ to the ‘indignity’ of arrangement (p. 2). These
comments reveal a great deal about how arrangements were viewed in the 1950s.
Hirsch and Oldman’s statement would most certainly have struck nineteenth-century
amateurs as strange.
Pedagogical Applications
This study provides strong evidence for the important role that active engagement
plays in music appreciation. In nineteenth-century Europe, four-hand piano
transcriptions served important social and educative functions, and were
enthusiastically embraced by amateurs and professional musicians alike. The
enjoyment of listening to symphonic repertoire in the concert hall and playing it at
home mutually reinforced one another.
The rise of recordings in the early twentieth century and the concomitant
demise of transcriptions has made contemporary classical music culture far more
passive. While a wholesale revival of four-hand transcription playing would be
neither be desirable nor possible, the practice can serve as a useful model and source
of inspiration to those who wish to encourage more active engagement with
symphonic repertoire today.
There are several ways the culture of four-hand playing can be adapted to
suit our modern world. Firstly, music teachers would find advantage in reviving the
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205
link between at-home playing and concert attendances. Prior to or after a concert,
students of any instrument would benefit from reading through arrangements or
excerpts from the repertoire performed. The history of arrangements demonstrates
the important role that this kind of active engagement plays in musical
understanding and appreciation.
Ensemble playing and sight-reading activities can be integrated into college
level music study in both areas of music theory and music history. In music history
in particular, it is common for students to be given listening assignments. These
could be replaced by playing assignments. Students could prepare easy and/or short
arrangements from the repertoire to be discussed and play these for each other in
class. Following these in-class performances, recordings could be played, bringing
to light the added colour of the original version.
Along similar lines, pre-concert talks for lay audiences could be made more
helpful and enjoyable through the inclusion of interactive activities. Such activities
could be as simple as singing the main themes from an upcoming symphony in a
call and response manner. This would help familiarise audience members with the
musical themes they were about to hear and would also add an interactive, social
dimension to the concert. More effective, although more logistically challenging,
would be pre-concert reading parties wherein a few members of the orchestra would
meet with interested parties to read through selections from an upcoming concert
together. These readings could be organised flexibly, to accommodate any and all
instruments. The unpredictable sound of the ensemble at each party would only add
to the fun. Such events would not be performances; the goal would not be to
faithfully reproduce the music as the composer intended. Instead, the purpose would
be to share the joy of music-making. These parties would be similar in ethos to that
of Saint-Saëns’ and Rubenstein’s four-hand playing as described by Saint-Saëns
above.
Studying the musical and social functions of arrangements in the nineteenth
century brings the changes that have manifest in the last hundred years or so into
sharp relief. As recordings are replaced by the internet, the culture of classical music
is once again undergoing a tectonic shift. Awareness of the nineteenth-century
musical practices discussed herein can help performers, educators and music
scholars move towards a more varied and engaged future for classical music
performance and appreciation.
References
Avins, S. (Ed.). (1997). Johannes Brahms: Life and letters. Oxford, UK: Oxford University
Press.
Botstein, L. (2009). Time and memory: Concert life, science, and music in Brahms’s Vienna.
In W. Frisch (Ed.), Brahms and his world (pp. 3-29). Princeton, NJ: Princeton
University Press.
Brett, P. (1997) Piano four-hands: Schubert and the performance of gay male desire.
Nineteenth-century music 21(2), 149-176. doi:10.2307/746896
Charlton, D. (ed.). (1989). E. T. A. Hoffmann’s music writings: Kreisleriana, the poet and
the composer, music criticism (Martyn Clarke, Trans.). Cambridge, NY: Cambridge
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University Press.
Christensen, T. (1999). Four-hand piano transcription and geographies of nineteenth-century
musical reception. Journal of the American Musicological Society, 52(2), 255-298.
doi:10.2307/831999
Cone, E. (1974). The composer’s voice. Berkeley, CA: University of California Press.
Crotch, W. (1999). Introductory lecture. In H. L. Irving (Ed.), Ancients and moderns:
William Crotch and the development of classical music, (pp. 212–18). Aldershot,
UK: Ashgate.
Ehrlich, C. (1990). The piano: A history (revised ed). Oxford, UK: Clarendon Press.
Grove, G. (1962). Beethoven and his nine symphonies (3rd. ed.). New York, NY: Dover.
Hirsch, P. & Oldman, C. B. (1953). Contemporary English editions of Beethoven. Music
review, 14, 1-35.
Hofmeister, A. M. (1845). Handbuch der musikalischen literatur (3rd ed., Vol. 2). Leipzig,
Germany: Friedrich Hofmeister. Retrieved from https://imslp.org/wiki/
Special:ReverseLookup/101201
Hullah, J. (1877). Music in the house (2nd ed.). London, UK: Macmillan and Co. Retrieved
from https://archive.org/details/musicinhouse00hullgoog
Huneker, J. (1911). Franz Liszt. New York, NY: Charles Scribner’s Sons. Retrieved from
https://archive.org/details/franzliszt00huneuoft
Liszt, F. (arr.). (1998). Beethoven symphonies nos. 1-5 transcribed for solo piano (A.
Walker, trans.). Mineola, New York, NY: Dover (Original work published 1865)
Miller-Kay, E. (2016). The virtuosity of interpretation: The performance history of
Beethoven’s piano sonatas in London, 1800-1880 (Doctoral Thesis). New York
University, New York.
Newmarch, R. (1900). Tchaikovsky: His life and works. New York, NY: The Bodley Head.
Retrieved from https://archive.org/details/tchaikovsky008090mbp
Oesterle, L. (arr.). (1909). Overture to Wagner’s Der fliegende Holländer. New York, NY:
Schirmer. Retrieved from https://imslp.org/wiki/Special:ReverseLookup/
155318
Rowland, D. (1993). A history of pianoforte pedalling. Cambridge, NY: Cambridge
University Press.
Stravinsky, I. and Craft, R. (1960). Memories and commentaries. Garden City, New York,
NY: Doubleday and Co. Retrieved from https://archive.org/details/memories
commenta1960stra
Taylor, I. (2010). Music in London and the myth of decline. Cambridge: Cambridge
University Press.
Temperley, N. (1959). Instrumental music in England, 1800–1850 (doctoral thesis). doi:
10.17863/CAM.15935
Van Camp, L., & Ottley, J. (2002). A practical guide for performing, teaching, and singing
the Brahms “Requiem.” Los Angeles, CA: Lawson-Gould Music Publishers.
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the Curtis Institute of Music 1(5), 114-116. Retrieved from https://archive.org/
details/overtones1930curt
Biography
Dr. Elissa Miller-Kay is a lecturer in Piano Performance and Musicology at the Princess
Galyani Vadhana Institute of Music in Bangkok, Thailand. Her principal research interests
are Beethoven reception, nineteenth-century performance practices, and piano pedagogy. Dr.
Miller-Kay holds degrees in Piano Performance from Oberlin College (Bachelor of Music),
Elissa Miller-Kay
207
Mannes College (Master of Music), and New York University (Doctor of Philosophy). Her
dissertation examined the reception and performance history of Beethoven’s piano sonatas in
London, 1800-1880. Dr. Miller-Kay also holds a Licentiate Diploma in Piano Performance
(First Class Honours) from the Royal Conservatory of Music in Toronto, Canada.
Performance awards include first prize at the International Beethoven Piano Sonata
Competition in Memphis, TN (2009) and the Ben Steinberg Musical Legacy Award (2006).
|
Malaysian Journal of Music Vol. 7 (2018) | Parkinson’s disease, Parkinsonian Dysarthria, voice characteristics, therapeutic singing | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/140 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/846 | Voice Characteristics of People with Parkinson’s Disease (PwP): An Overview on Baseline Vocal Characteristics and Guidelines for Therapeutic Singing | Parkinson’s Disease (PD) is a chronic neurodegenerative disease in which the symptoms of the disease are worsen over time. Core symptoms of the disease are such as tremor-at-rest, rigidity, postural instability, and bradykinesia. Apart from these motor-problems, other problems such as sleep disorder, sensory abnormalities, neuropsychiatric disorders also exist. In addition to the motor-problems, latest literature documented 80-90% of the people with Parkinson’s Disease (PwP) are prone to develop voice impairment known as Parkinsonian Dysarthria, when symptoms deteriorate, causing loss of communication, difficulties in swallowing and breathing that are psychologically devastating and life threatening. Growing research in music therapy (MT) and music-based rehabilitative activities worldwide documented positive effects on PwP. A local research using therapeutic singing as rehabilitative model at the Malaysian Parkinson’s Disease Association (MPDA) also have reported positive benefits in improving vocal problems in the Malaysian PwP. In this research, some primary and preliminary data on the vocal characteristic, including baseline vocal loudness (VL), pitch range (PR) and respiratory rate (RR) were obtained among 22 local PwP prior to examining effects of singing on PwP. Findings of this study showed that the PwP speak softer than the normal accepted range. The findings also showed that they have tendency to develop rapid breathing, and their average pitch range while singing is limited within the range of G#3 – B4. These findings can further propose guidelines for voice rehabilitation models based on the preliminary voice characteristics concluded in this study. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/846/582 | [] | Malaysian Journal of Music Vol. 7 (208-224)
ISSN 2600-9366, eISSN 2600-9331
208
Voice Characteristics of People with Parkinson’s Disease
(PwP): An Overview on Baseline Vocal Characteristics and
Guidelines for Therapeutic Singing
Ang Mei Foong
Department of Music, Faculty of Human Ecology, Universiti Putra Malaysia
43400 Serdang, Selangor, Malaysia
e-mail: [email protected]
Published online: 28 December 2018
Cite this article (APA): Ang, M.F. (2018). Voice characteristics of people with Parkinson’s
disease (PwP): An overview on baseline vocal characteristics and guidelines for therapeutic
singing. Malaysian Journal of Music, 7, 208-224.
Abstract
Parkinson’s Disease (PD) is a chronic neurodegenerative disease in which the symptoms of
the disease are worsen over time. Core symptoms of the disease are such as tremor-at-rest,
rigidity, postural instability, and bradykinesia. Apart from these motor-problems, other
problems such as sleep disorder, sensory abnormalities, neuropsychiatric disorders also exist.
In addition to the motor-problems, latest literature documented 80-90% of the people with
Parkinson’s Disease (PwP) are prone to develop voice impairment known as Parkinsonian
Dysarthria, when symptoms deteriorate, causing loss of communication, difficulties in
swallowing and breathing that are psychologically devastating and life threatening. Growing
research in music therapy (MT) and music-based rehabilitative activities worldwide
documented positive effects on PwP. A local research using therapeutic singing as
rehabilitative model at the Malaysian Parkinson’s Disease Association (MPDA) also have
reported positive benefits in improving vocal problems in the Malaysian PwP. In this
research, some primary and preliminary data on the vocal characteristic, including baseline
vocal loudness (VL), pitch range (PR) and respiratory rate (RR) were obtained among 22
local PwP prior to examining effects of singing on PwP. Findings of this study showed that
the PwP speak softer than the normal accepted range. The findings also showed that they
have tendency to develop rapid breathing, and their average pitch range while singing is
limited within the range of G#3 – B4. These findings can further propose guidelines for
voice rehabilitation models based on the preliminary voice characteristics concluded in this
study.
Keywords: Parkinson’s disease, Parkinsonian Dysarthria,voice characteristics, therapeutic
singing,
Ang Mei Foong
209
Introduction
Parkinson’s Disease (PD) is a neurodegenerative disease that is caused by reduction
in the dopamine (that serves as a neurotransmitter in the nervous-system) in which
the symptoms of the disease deteriorate over time (Lim, Puvanarajah, Lee, Chee,
Viswanathan, Tan, Chong & Azrin, 2012; Schulz & Grant, 2000). PD causes both
motor and non-motor symptoms, and it has a tendency to provoke mental health
issues (Aarsland, Larsen, Karlsen, Lim, & Tandberg, 1999; Branchi, D'Andrea,
Armida, Cassano, Pezzola, Potenza, Morgese, Popoli, & Alleva, 2008; Jankovic,
2008; Meireles & Massano, 2012; Rutten, Ghielen, Vriend, Hoogendoorn, Berendse,
Leentjens, van der Werf, Smit, & van den Heuvel, 2014).
There are four core symptoms in PD: tremor at rest, rigidity, bradykinesia
(slowness), and postural instability. However, more of other motor-symptoms, such
as freezing and dyskinesia also observed among PwP at different stages of the
disease (Dyduch & Załuska, 2014; Jankovic, 2008; Lim, Fox, & Lang, 2009; Politis,
Wu, Mollis, Bain, Chaudhuri & Piccini, 2010). The non-motor symptoms are such
as constipation, pain, sleep disorders, cognitive impairments, poor memory,
slowness in psychological responses, problems of visuospatial functioning
(Aarsland, Larsen, Karlsen, Lim, & Tandberg, 1999; Jenkinson, Peto, Fitzpatrick,
Greenhall, & Hyman, 1995; Meireles & Massano, 2012; Pagonabarraga, Kulisevsky,
Strafella, & Krack, 2015), and sensory motor integration impairments (Clark,
Adams, Dykstra, Moodie, & Jog, 2014; Jankovic, 2008; Ramig, Fox, & Sapir, 2007;
Richardson, Sussman, Stathopoulos, & Huber, 2014). These symptoms could
emerge before the manifestation of the motor problems (Lim et al., 2009). In
addition to that, PwP frequently suffers from neuropsychiatric symptoms, such as
depression (Branchi et al., 2008), anxiety (Rutten et al., 2014), apathy
(Pagonabarraga et al., 2015), hallucination/delusions (Meireles & Massano, 2012)
and psychosis (Aarsland et al., 1999).
Speech Impairments in Parkinson’s Disease
Among the motor-problems the PwP are facing, voice impairment in PD is one of
the most prominent symptoms. Studies pointed out that PwP are prone to develop
hypokinetic dysarthria (HD, also known as Parkinsonian dysarthria), a voice and
speech production problem due to PD (Miller, Noble, Jones, & Burn, 2006; Ramig
et al., 2007). Some early studies in the 1980s suggested that there are 50% of PwP
presenting communication difficulties (Scott & Caird, 1983). Later studies in 2006
proposed that the percentage of PwP who showed impairments in speech is close to
80% (Miller et al., 2006); and more recent studies by Ramig and Fox predicted that
there are near to 90% of the PwP demonstrating deficits in speech (Ramig et al.,
2007), which has raised an alarming alert to this problem.
HD happens when movements of the larynx reduced due to inadequate
muscle activation. Typical symptoms in HD include softness in speech
(hypophonia), monotone (dysprosody), imprecise articulation (slurred in speech),
vocal tremor, and quality of voice becoming hoarse and breathy; on the other hand,
the inactive movements in the lungs and respiratory systems resulted in reduced
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breath supports (Buetow, Talmage, McCann, Fogg, & Purdy, 2014; Elefant, Baker,
Lotan, Lagesen, & Skeie, 2012; Fogg-Rogers, Buetow, Talmage, McCann, Leao,
Tippett, Leung, McPherson, & Purdy, 2015; Haneishi, 2001; Ramig et al., 2007;
Schulz & Grant, 2000).
HD is generally regarded as part of the natural deterioration of PD, however,
in addition to the natural deterioration of the disease, it was also reported that PwP
who had undergone Deep Brain Surgery (STN-DBS, deep brain surgery of the
subthalamic nucleus) has higher tendency to manifest voice impairments
(Wertheimer, Gottuso, Nuno, Walton, Duboille, Tuchman, & Ramig, 2014).
Another study filed report that speech impairments in PD could be an adverse drug
event to Dopamine Agonist (DA), which is a common pharmacological treatment
for PwP (Cacciatore, Simone, Patrocinio, & Sallustio, 2012).
There are a few major impacts on the PwP and their caregivers due to the
changes in their vocal quality and speech intelligibility in their daily lives. A
qualitative study identified and characterized four main impacts due to speech
impairments from the PwP’ perspectives: 1) interaction with others; 2) problems
with conversations; 3) feelings about intelligibility; and 4) the voice. The main
concern among the PwP was not merely about the change of voice itself but the poor
communication that resulted in loss of dignity (Miller et al., 2006).
The impaired voice and speech doesn’t only affect the PwP but it also
creates serious impact on the PwP’ caretakers and their immediate family members,
as it causes frustrations and further leading the PwP to withdraw from the daily
conversations as well as social events, which then increase the risks of developing
psychological disorders such as depression and anxiety which seriously affect their
quality of life (Aarsland et al., 1999; Miller, Deane, Jones, Noble, & Gibb, 2011;
Miller et al., 2006; Ramig & Fox, 2007).
Treatments in Parkinsonian Dysarthria
The present treatments for PD are mainly pharmacological. Medications such as
levodopa (L-dopa) is often used to treat motor symptoms in PD. L-dopa is used to
restore dopamine level in the brain, where the reduction of which is the cause of the
disease. Common levodopa-containing drugs are such as Madopar® and Sinemet®
(for initial state of PD); other medications such as selegiline, amantadine, dopamine-
agonists can also be prescribed (Lim et al., 2012). For treatments related to speech
impairments in PD, there are studies which have reported unsatisfactory outcomes
from both pharmacological and surgical treatments (Pinto, Ozsancak, Tripoliti,
Thobois, Limousin-Dowsey, & Auzou, 2004; Schulz, Greer, & Friedman, 2000).
Both treatments filed speech deficits in PwP following STN-DBS (Wertheimer et al.,
2014) or reported as an adverse drug event following DA (Cacciatore, Simone,
Patrocinio, & Sallustio, 2012). Even though both treatments reported significant
improvements to the limbs’ motor functions, however deficits in speech
intelligibility were reported, the studies thus concluded that improvements in limbs
do not associate with improvements in voice.
Ang Mei Foong
211
In contrary to pharmacological and surgical treatment, behavioral treatments
such as speech therapy and music therapy that focus on conscious and repeated
training to strengthen vocal muscles appears to be a more effective way to treat HD
(Atkinson-Clement, Sadat, & Pinto, 2015; Pinto et al., 2004; Schulz & Grant, 2000).
Among speech therapies, the Lee Silvermann Voice Treatment® (LSVT) has
proven over these two decades to have received positive results in treating speech
impairments in PwP. Vast literatures and meta analyses documented the effects of
LSVT in treating HD among PwP and majority of which reported positive outcomes
in the parameters of vocal loudness, phonatory, articulation, and respiration. The
classic LSVT is conducted four times per week within 4 weeks and it was claimed
that the effects could last for two years after treatment (Ramig & Fox, 2007). On the
other hand, growing number of research in MT, including MT that focus on singing
as intervention, also demonstrated positive effects in improving motor functions,
speech impairments, facial expressions, and mood among PwP (Elefant, Lotan,
Baker, & Skeie, 2012; Elefant et al., 2012; Evans, Canavan, Foy, Langford, &
Proctor, 2012; Haneishi, 2001; Pacchetti, Mancini, Aglieri, Fundarò, Martignoni, &
Nappi, 2000). More specifically, a few studies in MT have shown singing
techniques to have helped to extent chest capacity, improves respiratory muscles
movements and hence helps to improve breathing, leading to significant
improvements in voice productions (Evans, Canavan, Foy, Langford, & Proctor,
2012; Tanday, 2016).
Another small study that examines efficacy of Music Therapy Voice
Protocol (MTVP) on speech intelligibility (how speech is comprehensible) and
vocal intensity revealed some small but positive improvements in the acoustic
variables which include speech intelligibility, vocal intensity, maximum vocal range,
maximum duration of sustained vowel phonation, vocal fundamental frequency,
vocal fundamental frequency variability and mood. MTVP runs for three times
weekly for a duration of 12-14 weeks. Even though some parameters didn’t achieve
statistical significance due to small sample size (N=4), however improvements in
means were detected and it was suggested that singing may influence vocal
projections leading to improvements in speech (Haneishi, 2001).
Other similar studies were carried out thereafter. A study done by Elefant et
al. in 2012 also reported significant positive effects in singing quality and vocal
range but reported no changes to quality of speech. The intervention was based on
group singing, participants received 60-minutes singing intervention in small group
setting for 20 consecutive weeks. There were 10 PwP who are stable responders to
levodopa and in Hoehn and Yahr scale (stage 2 or 3) participated in this one-group
repeated measure design study. Research result showed significant improvements in
five of the six singing qualities (fluency, singing accuracy, intensity of dB,
consistency of dB, voiceless, voiced) at Time 2 and 3 (p < .01), as well as voice
range and the Vocal Handicap Index (VHI) physical subscale at Time 3 (Elefant et
al., 2012).
In addition to the above studies, another two-years longitudinal study in UK
reported small but significant improvements in laryngeal elements and small degree
of improvements in participants’ self-rating quality of life, suggesting that group
singing helps to prevent deterioration in voice and to maintain voice quality among
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the PwP (Evans et al., 2012). Another study of PwP’ experience in Choral Singing
Therapy (CST) in New Zealand reported that choral singing helped PwP to self-
manage some consequences of their conditions, which include low mood, social
isolation and communication difficulties (Fogg-Rogers et al., 2015).
Voice Characteristics
Even though growing researches have been focused on testing the efficacy of music-
based therapeutic protocols on voice impairments in the PwP, but limited research
had reported the voice characteristics of the PwP. These include finding out the
baseline in vocal loudness, pitch ranges and respiratory rates in the PwP. These
baseline data are important to allow voice-rehab instructors or music therapists to
draft a more reasonable rehabilitation plan that is feasible and possible for the PwP
to master, in order to achieve the overall rehabilitation purposes and to avoid any
unforeseeable harm to the voice due to a wrong choice of repertoire. A good
decision on the repertoire takes account of the baseline ability of the PwP and a
good set of repertoires will be able to achieve rehabilitation objectives without
probability to harm the voice.
Methodology and Procedures
A total of 22 PwP from the Malaysian Parkinson’s Disease Association participated
in a research that study effects of a singing protocol on PwP. These PwP consisted
of 10 males (45.5%) and 12 females (54.5%) ranging in age from 45 to 86 years old
(M=68.4 y/o), with 45 years old (y/o) being the youngest participant and 86 y/o
being the oldest participant, with a mean age at 68.41 y/o (SD=8.921). The research
participants had lived with PD for a mean time of 8.7 (SD=5.715) years, ranging
from 1 year to 20 years (M=8.77 years).
The participants in this study were first measured their baseline vocal
parameters before following through a series of voice rehabilitation activities. The
vocal parameters in this study focused on better understanding the vocal problems/
symptoms following HD, hypophonia (vocal loudness), issues related with breathing,
and dysprosody (monotonous, lack of pitch range in speech). Therefore, the baseline
vocal parameters that were measured in this study included both the minimum
amplitude (softest voice) at read and maximum amplitude (loudest voice) at read;
respiratory rate; as well as both minimum pitch (lowest note the PwP can reach) and
maximum pitch (highest note the PwP can reach). Each procedure will be further
elaborated in the description below:
Vocal Amplitude. Both min amplitude and max amplitude data were
obtained when participants were reading a passage at their normal comfortable
volume, mimicking a closest possible situation to normal daily speech. The sound
meter was placed at the distance of 8cm from the participants’ mouth, data were
noted in decibels (dB).
The data for vocal amplitude was obtained through a smartphone app (see
Figure 1) that functions as a sound pressure level (SPL) meter called Sound Meter
V.1.6.13 developed by Smart tools co. Both min and max score (softest and loudest)
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of sound level could be detected during a same measurement time. Figure 1 shows a
sample of data, it can be clearly seen that the min score (softest voice) and max
score (loudest voice) in a reading session were obtained, in which the min=62dB
and max = 79 dB.
Figure 1. An example of acoustic data through ‘Sound Meter’ app.
Respiratory Rate. Respiratory rate refers to the number of breaths per
minute. Healthy adults’ respiratory rate is ranged between 12-20. In the context of
this study, Respiratory Rate in PwP is measured with smartphone app named iCare
Respiratory Rate V.3.6.0 (see Figure 2) in the unit of breath-per-minute. Respiratory
rate data was obtained when the participants are at relaxed sitting posture before a
singing activity takes place. Figure 2 shows the overview of the smartphone app.
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Figure 2. iCare respiratory rate app.
Pitch Range. Pitch range was measured individually to determine the
lowest and the highest pitch a participant could reach. PwP tend to speak in
monotone with a decreased pitch range thus affecting the quality of their speech,
hence it is important to understand the issues by grasping their baseline pitch ranges
and to further drafting rehabilitation plan to expand their pitch range. Participants
were asked to sing a set of researcher’s created vocalises (see Figure 3, Figure 4,
Figure 5, and Figure 6) and each vocalise was played on a music keyboard to
accompany participants and assessed by the researcher. Both the highest (max) and
lowest (min) pitches were recorded according to musical notation and then
translated to frequency (Hz) when analyzing data.
Figure 3. Vocalise Type A.
Figure 4. Vocalise Type B.
Figure 5. Vocalise Type C
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Figure 6. Vocalise Type D.
Results
Vocal Amplitude
Table 1 below shows the descriptive statistics of the min vocal amplitude at read.
Lowest min vocal amplitude score was noted at 45dB, whilst highest min vocal
amplitude score was noted at 58dB, with its mean score=52.09dB among the 22
PwP participants.
Table 1
Descriptive Statistics of Min Vocal Amplitude at Read
N
Minimum
Maximum
Mean
Std. Deviation
AMP read min
22
45.00
58.00
52.0909
3.71495
Valid N (listwise)
22
Table 2 below listed out the frequencies of min vocal amplitude by number
of participants. Highest frequencies of min vocal amplitude were noted at 52dB (4
participants) which is very close to the mean min vocal amplitude score.
Table 2
Frequencies of Min Vocal Amplitude by Number of Participants
Frequency
Percent
Valid Percent
Cumulative Percent
Valid
45.00
1
4.5
4.5
4.5
46.00
1
4.5
4.5
9.1
47.00
1
4.5
4.5
13.6
48.00
1
4.5
4.5
18.2
49.00
3
13.6
13.6
31.8
51.00
1
4.5
4.5
36.4
52.00
4
18.2
18.2
54.5
53.00
1
4.5
4.5
59.1
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54.00
2
9.1
9.1
68.2
55.00
2
9.1
9.1
77.3
56.00
3
13.6
13.6
90.9
57.00
1
4.5
4.5
95.5
58.00
1
4.5
4.5
100.0
Total
22
100.0
100.0
Similarly, Table 3 below shows the descriptive statistics of max vocal
amplitude at read. Lowest max vocal amplitude noted was 65dB, whilst highest max
vocal amplitude was noted at 86dB, with its mean score=74.68dB among the 22
PwP participants.
Table 3
Descriptive Statistics of Max Vocal Amplitude at Read
N
Minimum
Maximum
Mean
Std. Deviation
AMP read max
22
65.00
86.00
74.6818
4.83427
Valid N (listwise)
22
Table 4 below shows frequencies of max vocal amplitude by number of
participants. Highest frequencies of max vocal amplitude were noted at 75dB (4
participants), which is also very close to the mean max vocal amplitude score.
Table 4
Frequencies of Max Vocal Amplitude by Number of Participants
Frequency
Percent
Valid Percent
Cumulative Percent
Valid
65.00
1
4.5
4.5
4.5
66.00
1
4.5
4.5
9.1
70.00
2
9.1
9.1
18.2
72.00
2
9.1
9.1
27.3
73.00
2
9.1
9.1
36.4
74.00
2
9.1
9.1
45.5
75.00
4
18.2
18.2
63.6
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76.00
3
13.6
13.6
77.3
78.00
1
4.5
4.5
81.8
79.00
1
4.5
4.5
86.4
81.00
1
4.5
4.5
90.9
82.00
1
4.5
4.5
95.5
86.00
1
4.5
4.5
100.0
Total
22
100.0
100.0
Respiratory Rate
For respiratory rate, it is important to note that the healthy respiratory rate in a
healthy adult should be within the range of 12 to 20 breaths per minute. Table 5
below showed descriptive statistics of the scores of the respiratory rate with min
score = 14 breaths/min and max score = 28 breaths/ min, with its mean score = 20
breaths/min. The mean score shows that the respiratory rate was within the healthy
range however it was at the border of the higher side signifying a risk to rapid
breathing.
Table 5
Descriptive Statistics of Respiratory Rate
N
Minimum
Maximum
Mean
Std. Deviation
RESPIRATORY R
22
14.00
28.00
20.0000
3.08607
Valid N (listwise)
22
To understand this scenario better, frequencies of respiratory rate by number
of participants were listed out, as shown in the Table 6 below. The table displayed
that 13 participants’ respiratory rate was within the healthy range of 12 to 20
breaths/min, whilst 9 participants’ respiratory rate had gone above 20 breaths/min,
with the highest frequencies noted at 19 breaths/min and 22 breaths/min (4
participants each). This has raised some alarming alert in issues related with
breathing among the PwP.
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Table 6
Frequencies of Respiratory Rate by Number of Participants
Frequency
Percent
Valid Percent
Cumulative Percent
Valid
14.00
1
4.5
4.5
4.5
16.00
1
4.5
4.5
9.1
17.00
2
9.1
9.1
18.2
18.00
3
13.6
13.6
31.8
19.00
4
18.2
18.2
50.0
20.00
2
9.1
9.1
59.1
21.00
2
9.1
9.1
68.2
22.00
4
18.2
18.2
86.4
24.00
2
9.1
9.1
95.5
28.00
1
4.5
4.5
100.0
Total
22
100.0
100.0
Pitch Range
Being monotonous is a prominent symptom in Parkinsonian Dysarthria, it is of
utmost importance to investigate both the min pitch (lowest frequency, Hz) and max
pitch (highest frequency, Hz) of a PwP to subsequently being able to draw a
singing-based voice rehabilitation plan with good recommendation to repertoires in
order to expand pitch range.
Table 7
Descriptive Statistics of Min Pitch
N
Range
Minimum Maximum
Mean
Std.
Deviation
Variance
Pitchmin
22
191.04
138.59
329.63
214.2741
53.18449
2828.590
Valid N
(listwise)
22
Table 7 above shows the descriptive statistics of min pitch among the 22
participants, the lowest score of min pitch was noted at 138.59Hz (equivalent to
C#3), whilst the highest score of min pitch was noted at 329.63 (E4), with a total
difference in 15 semitones. The mean score of min pitch is noted at 214.2741Hz
(G#3), signifying that averagely the lowest note PwP can reach at baseline is at G#3.
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Table 8
Descriptive Statistics of Max Pitch
N
Range
Minimu
m
Maximu
m
Mean
Std.
Deviation
Variance
Pitchmax1
22
634.61
196.00
830.61
500.8364
161.96049
26231.19
9
Valid N
(listwise)
22
Table 8 above shows the descriptive statistics of max pitch among the 22
participants, the lowest score of max pitch was noted at 196Hz (equivalent to G3),
whilst the highest score of min pitch was noted at 830.61 (G#5), with a total
difference in 25 semitones. The mean score of max pitch is noted at 500.8364Hz
(B4), signifying that, in average, the highest note PwP can reach at baseline is at B4.
Table 9
Transcription of Musical Notes to Unit in Frequency (Hz), adapted from Computer
Science Department, Aarhus University, UK
Discussion
The purpose of this study aimed to explore the baseline vocal parameters among the
PwP that include vocal amplitude (loudness), respiratory rate, and pitch range.
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These three parameters were noted as the most prominent symptoms in voice
disorders among the PwP, which has seriously affected the effectiveness in
delivering voice and/or participate in any daily conversation due to the inaudible
volume due to shallow breathing and monotonous pitch.
The findings of the study revealed that mean min vocal amplitude at read
was at 52.09dB, signifying that the softest voice of the PwP in a daily conversation
is averagely lower than the normal conversation amplitude standard which is
commonly accepted at 60dB. However, the mean max vocal amplitude at read was
noted at 74.68dB, indicating that the loudest voice of the PwP in a daily
conversation is still audible.
Taking consideration of both min vocal amplitude and max vocal amplitude
that should happen normally in a daily conversation following the normal
fluctuations of speech patterns, the min vocal amplitude noted in this study revealed
that the softest voice in the PwP were below the standard average and posited
possibilities of difficulties for listeners to capture all the speech of the PwP due to
inconsistency of volume.
On the other hand, the baseline respiratory rate was at the higher side of the
healthy range, the mean respiratory rate was noted at 20 breaths/min, showing that
the PwP were probably having a higher tendency to develop rapid breathing due to
shallow breathing, in another word, the PwP prone to take more breaths than normal
in a given time (minute).
Singing activities generally teach an individual to amplify the voice through
vocal techniques such as mastering diaphragmatic breathing techniques, training the
voice with better vocal resonance via controlling both the consonants and vowels, as
well as training the vocal muscles to be in a better closure (Bennett, 2017; Pabon,
Stallinga, Södersten, & Ternström, 2014; Sataloff, 2015). With such, it is
hypothesized that with the vocal training through singing, one would be able to have
a better control to their vocal and breathing muscles, hence being able to breath
deeper to avoid shallow breathing, as well as producing louder voice through better
control to the vocal fold’s closure.
This study also disclosed that the baseline mean min pitch was 214.2741Hz
(G#3), and the baseline mean max pitch was at 500.8364Hz (B4). This gives a
general yet very helpful overview to music therapists as well as music-based
activities’ instructors to repertoire planning. A good repertoire plan leads towards
successful outcome to expanding pitch ranges; however, a bad repertoire plan could
lead to other vocal complications such as more vocal strains, voice damage and
laryngeal fatigue.
Conclusion, Implications and Recommendation for Future Research
The findings of the baseline vocal parameters in the study concluded that the PwP
speak in a volume lower than the normally accepted range, they have a tendency to
develop rapid breathing due to shallow breathing, and their average pitch range
while singing is limited within the range of G#3 – B4.
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These baseline data do not only revealed the current voice problems in the
PwP but also give a clear guideline to music therapists as well as music-based
activities’ instructors, including voice experts and composers to further planning
and/or composing songs that is specifically designed and composed for this cohort,
for the purpose of improving voice parameters with vocal training through gradual
increment in the level of difficulties of songs in terms of dynamic changes, demands
in breathing control with long/short musical phrases and pitch range. Moreover, it
also gives the voice activities executives a clearer direction into designing a voice
rehabilitative program that better fits into the needs of the PwP.
However, it is recognizable that there were several limitations of this study.
First, the study was conducted only among the members in the Malaysian
Parkinson’s Disease Association where the members are mostly living in Kuala
Lumpur or Selangor. Hence, the result in this study is not generalizable to the wider
PwP in Malaysia. Thus, it is recommended that a national scale investigation in the
voice characteristics among the PwP should be carried out in order to obtain the data
that is more of representative.
Secondly, the parameters that were examined was limited to vocal
amplitude, respiratory rate and pitch range, as these were being noted as the most
prominent symptoms in voice disorders among the PwP; however, not forgetting
that there are also other problems in voice and speech among the PwP such as faded
articulation and vocal hoarseness, thus it is important to recommend that more
thorough investigation on voice characteristics should be carried out in order to
acquire a more comprehensive understanding on the voice problems of this cohort.
Though the result was not able to be generalized to a broad PwP population,
and that the parameters being examined were not comprehensive, this study
provides an overview in the vocal problems and voice characteristics in the PwP.
Music or singing based voice rehabilitation programs for PwP are relatively new in
Malaysia, these findings were clearly able to propose an evident direction and draw
a clear guideline into shaping a voice rehabilitative program that is of benefit to the
PwP in Malaysia.
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Schulz, G. M., & Grant, M. K. (2000). Effects of speech therapy and pharmacologic
and surgical treatments on voice and speech in Parkinson’s disease: A review
of the literature. Journal of Communication Disorders, 33, 59–88.
https://doi.org/10.1016/S0021-9924(99)00025-8
Schulz, G. M., Greer, M., & Friedman, W. (2000). Changes in vocal intensity in
Parkinson’s disease following pallidotomy surgery. Journal of Voice:Official
Journal of the Voice Foundation, 14(4), 589–606.
https://doi.org/10.1016/S0892-1997(00)80015-6
Scott, S., & Caird, F. I. (1983). Speech therapy for Parkinson’ s disease. Journal of
Neurology, Neurosurgery, and Psychiatry, 46(October 1982), 140–144.
Retrieved from http://jnnp.bmj.com/content/46/2/140.full.pdf+html
Tanday, S. (2016). Feature How the power of singing is helping patients to breathe
again. The Lancet Respiratory, 2600(16), 2600. https://doi.org/10.1016/S2213-
2600(16)00002-3
Wertheimer, J., Gottuso, A. Y., Nuno, M., Walton, C., Duboille, A., Tuchman, M.,
& Ramig, L. (2014). The impact of STN deep brain stimulation on speech in
individuals with Parkinson’s disease: The patient’s perspective. Parkinsonism
and Related Disorders, 20(10), 1065–1070.
https://doi.org/10.1016/j.parkreldis.2014.06.010
Biography
Mei Foong is a soprano and an opera singer. She graduated with a Bachelor of Fine Arts
from National Taiwan Normal University (NTNU, Taiwan). She furthered her vocal studies
at Conservatorio di Musica Santa Cecilia (Rome, Italy) and subsequently gained her master’s
degree at the University of Melbourne (Australia). She is now a PhD candidate at University
Putra Malaysia (UPM), in which her present research focuses on the effects of singing for
voice rehabilitation on people with Parkinson’s Disease (PwP). She has given several
research presentations on voice rehabilitations on PwP at a few international conferences.
Earlier this year, she was awarded and recognised as the Goodwill Ambassador for the
Malaysian Parkinson’s Disease Association (MPDA).
|
Malaysian Journal of Music Vol. 7 (2018) | null | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/140 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/1157 | Editorial | The Malaysian Music Journal Volume 7 presents twelve articles involving issues on music education, composition, musicology, music therapy and interdisciplinary studies involving urban soundscapes. The first seven articles present current trajectories on music education in Taiwan, Philippines, Thailand, Australia, United States and Malaysia. In ‘Exploring young children’s communication development throughthe soundbeam trigger modes in the holistic music educational approach for young children’ programme’, Liza Lee and Ho enlighten us on a music education programme in Taiwan known as the ‘Holistic Music Educational Approach for Young Children Programme’ (HMEAYC). This programme capitalises on the language of music to communicate knowledge and instructions. One of the activities in this programme utilises the soundbeam technology to enhance communication development among children including those with special needs. This technology aids special needs students in expressing their thoughts through musical sounds triggered from their limbs. Through qualitative and quantitative research, Lee and Ho showed that both mainstream and special needs children demonstrate achieved positive communication development through the use of the soundbeam technology. This research affirms the efficacy of therapy through music education. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/1157/826 | [] |
MALAYSIAN
JOURNAL OF MUSIC
Volume 7
2018
ISSN 2600-9366
e-ISSN 2600-9331
Penerbit Universiti Pendidikan Sultan Idris
Tanjong Malim, Perak
2018
ii
iii
MALAYSIAN
JOURNAL OF MUSIC
Volume 7, 2018
Editorial
Clare Suet Ching Chan
v
Exploring young children’s communication development
through the soundbeam trigger modes in the ‘holistic music
educational approach for young children’ programme
Liza Lee
Han-Ju Ho
1
Assessing Poiesis as an effective approach to integrating music
and visual art
Janel G. Bauza-Wahiman
20
Paradigm for the development of a Lanna music curriculum in
higher education in Northern Thailand
Khanithep Pitupumnak
38
A pedagogical canon for electric guitar: An Australian cultural
perspective.
Daniel A. Lee
58
Understanding the pull motivations of Malaysian women music
teachers as music entrepreneurs
Cheong Ku Wing
78
Benefits of listening for harmony on the performance of wind
instrument beginners
Prapassorn Puangsamlee
Kyle Fyr
99
iv
The effects of a Chinese and Cuban music programme on the
cultural understanding of elementary children
Lily Chen-Hafteck
116
Inbetweenness: Transcultural thinking in my compositional
practice.
Isaiah Lee Chie Tsang
133
Sounds of Lisu music to new music for guitar and string quartet
Suppabhorn Suwanpakdee
159
The urban soundscape: Analysing the spatiotemporal
distribution of acoustic events and its influence on the
racial/ethnic composition of New York City neighbourhoods
Shuraifa Asmah Shad Saleem Faruqi
180
Four-hand piano transcriptions and the reception of symphonic
repertoire in nineteenth-century Europe
Elissa Miller-Kay
195
Voice characteristics of people with Parkinson’s disease (PwP):
An overview on baseline vocal characteristics and guidelines for
therapeutic singing
Ang Mei Foong
208
v
Editorial
Cite this editorial (APA): Chan, C.S.C. (2018). Editorial. Malaysian Journal
of Music Journal, 7, vi-viii.
The Malaysian Music Journal Volume 7 presents twelve articles involving
issues on music education, composition, musicology, music therapy and
interdisciplinary studies involving urban soundscapes. The first seven
articles present current trajectories on music education in Taiwan,
Philippines, Thailand, Australia, United States and Malaysia.
In ‘Exploring young children’s communication development through
the soundbeam trigger modes in the holistic music educational approach for
young children’ programme’, Liza Lee and Ho enlighten us on a music
education programme in Taiwan known as the ‘Holistic Music Educational
Approach for Young Children Programme’ (HMEAYC). This programme
capitalises on the language of music to communicate knowledge and
instructions. One of the activities in this programme utilises the soundbeam
technology to enhance communication development among children
including those with special needs. This technology aids special needs
students in expressing their thoughts through musical sounds triggered from
their limbs. Through qualitative and quantitative research, Lee and Ho
showed that both mainstream and special needs children demonstrate
achieved positive communication development through the use of the
soundbeam technology. This research affirms the efficacy of therapy through
music education.
‘Poiesis’ is a programme in the Philippines developed as a response
to the National Association of Music Education’s (NafME) trajectory of
integrating the learning of shared concepts in the arts such as ‘repetition and
contrast’ or ‘balance and symmetry’ through integrating the visual arts and
music. Through qualitative research on Poiesis, Bauza-Wahiman in
‘Assessing Poiesis as an effective approach to integrating music and visual
art’ affirm that understanding and appreciation of these shared concepts were
enhanced through integrative learning.
Pitupumnak presents the current status of Lanna music in the
educational institutions in ‘Paradigm for the development of a Lanna music
curriculum in higher education in Northern Thailand’. He presents views on
how Lanna curriculum should be incorporated into the Thai national
curriculum standards. Pitupumnak presents opinions of experts who posit
that the national curriculum should aim to sustain musical traditions,
vi
highlight local musical traditions, emphasis on cultural diversity and
engagement with the community.
Daniel Lee critiques the current international, namely United States
and United Kingdom focused musical repertoire for electric guitar pedagogy
in Australia. Through a quantitative survey of the music examination
syllabus, industry discourse, Internet sites and industry media, Lee discovers
the lack of musical selections from local musical resources. In ‘A
pedagogical canon for electric guitar: An Australian cultural perspective’,
Lee, D. suggests a canon of repertoire incorporating local content that
suffices the guitar level of the student.
In ‘Understanding the pull motivations of Malaysian women music
teachers as music entrepreneurship’, Cheong examines the reasons for
Malaysian women’s attraction to entrepreneurship in music through the
founding of music studios, schools and small music business ownership. She
summaries her findings to eight emergent themes categorised under two
themes – pull motivation and environmental influences.
Puangsamlee and Fyr provide evidence that the learning of harmony
contributes to performance enhancement among wind instrument beginners.
Generally considered as performing a melodic rather than harmonic
instrument, wind instrumentalists are seen as less experienced in the
performance of harmonic passages compared to pianists or guitarists. The
study conducted in ‘Benefits of listening for harmony on the performance of
wind instrument beginners’ recommends some approaches to introducing
harmony among wind beginners a means toward enhancing performance.
In ‘The effects of a Chinese and Cuban music programme on the
cultural understanding of elementary children’, Chen-Hafteck conducted a
six-week programme that aimed at enhancing the understanding of culture
through a multicultural musical experience of China and Cuban music.
Utilising Edward’s (1994) assessment instrument, Chen-Hafteck showed that
elementary school children in New Jersey’s cultural appreciation increased
and negative cultural stereotyping reduced.
Isaiah Lee, in his article titled, Inbetweenness: Transcultural thinking
in my compositional practice” illustrates the concept of ‘in-betweenness’ in
his compositional practice. Isaiah Lee discusses his composition from the
perspective of a transitional approach rather than a final creative product.
This article presents a composer’s postmodern perspective of composition, a
view that places importance on processes rather than final performances of
creative works.
Inspired by the music of the Lisu, a hill tribe in northern Thailand,
Suwanpakdee shares his approaches to the composition of Mood, a work
composed for guitar and a string quartet. In ‘Sounds of Lisu music to new
music for guitar and string quartet’, Suwanpakdee explains how he combined
vii
inspiration and knowledge from his fieldtrip experience of Lisu music with
his education on western musical composition techniques in a new
composition.
In an interdisciplinary research on soundscape and urban living,
Shuraifa, in ‘The Urban soundscape: Analysing the spatiotemporal
distribution of acoustic evens and its influencing the racial/ethnic
composition of New York neighbours’ presents her analysis on urban
soundscapes at six locations in the United States. Her study assists urbanites
in understanding whether exposure to noise may be detrimental to their
health.
Kay in ‘Four-hand piano transcriptions and the reception of
symphonic repertoire in nineteenth-century Europe’ examines the value of
performing four-hand piano transcriptions of symphonic works. Her study
sheds light on how performing arrangements of four-hand piano music can
serve as a pedagogical tool to facilitate the understanding of compositional
techniques in symphonic scores.
In the last article, Ang discusses the voice characteristics of people
afflicted with Parkinson Disease. Her study serves a guide for the
development of voice rehabilitation models. This study demonstrates how
musical analysis may facilitate improvement in physical well-being.
Clare Suet Ching Chan
Chief Editor
Malaysian Journal of Music
|
Malaysian Journal of Music Vol. 6 No. 2 (2017) | aerophones, Dusunic cultures, flute, Sabah, transformation, turali noseflute | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/139 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/830 | Sources, Sounds and Meanings of Turali (Noseflute) Music in Dusunic Cultures of Sabah | The turali noseflute (also known as turahi among some of the Kadazan Dusun of Tambunan) is traditionally played solo as a form of personal entertainment and expression among most of the indigenous Dusunic societies of Sabah, the east Malaysian state of Northern Borneo. This instrument has the same basic structure and performance technique in all Dusunic communities where it is played, but can vary in length. In most cases, as among the Lotud Dusun and some of the Kadazan Dusun, its music expresses happiness and imitates the melodies of traditional songs. Among the Rungus, it can also be played by a novice priestess (bobolizan) to help her memorise the melodies of ritual chants (rinait) when practising alone outside of the ritual context. Its soft sound is also considered soothing when played at night in the longhouse. For the Kadazan Dusun in the central part of Tambunan District, however, turali music expresses melancholy and usually copies patterns in the stylised crying of female mourners during a wake. It is not played during mourning, but months or years later to express sorrow for a deceased relative. Drawing upon more than thirty-five years of research by the author, this article compares and contrasts different examples of turali music, discussing the sources, sounds and meanings of the music, and showing the transformation of vocal motifs and emotive patterns into melodies played with the instrument. These motifs and patterns may vary and transform over time, based on the personal artistry of the turali player whose cultural aesthetics are shaped by her or his individual improvisatory skills yet rooted in the tradition. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/830/566 | [] | Jacqueline Pugh-Kitingan
1
Sources, Sounds and Meanings of Turali (Noseflute) Music in
Dusunic Cultures of Sabah1
Jacqueline Pugh-Kitingan
Borneo Heritage Research Unit, and Faculty of Humanities, Arts and Heritage
Universiti Malaysia Sabah
e-mail: [email protected]
Published online: 30 December 2017
Cite this article (APA): Pugh Kitingan, J. (2017). Sources, sounds and meanings of turali
(noseflute) music in Dusunic cultures of Sabah. Malaysian Music Journal, 6(2), 1-28.
Abstract
The turali noseflute (also known as turahi among some of the Kadazan Dusun of Tambunan)
is traditionally played solo as a form of personal entertainment and expression among most
of the indigenous Dusunic societies of Sabah, the east Malaysian state of Northern Borneo.
This instrument has the same basic structure and performance technique in all Dusunic
communities where it is played, but can vary in length. In most cases, as among the Lotud
Dusun and some of the Kadazan Dusun, its music expresses happiness and imitates the
melodies of traditional songs. Among the Rungus, it can also be played by a novice priestess
(bobolizan) to help her memorise the melodies of ritual chants (rinait) when practising alone
outside of the ritual context. Its soft sound is also considered soothing when played at night
in the longhouse. For the Kadazan Dusun in the central part of Tambunan District, however,
turali music expresses melancholy and usually copies patterns in the stylised crying of
female mourners during a wake. It is not played during mourning, but months or years later
to express sorrow for a deceased relative. Drawing upon more than thirty-five years of
research by the author, this article compares and contrasts different examples of turali music,
discussing the sources, sounds and meanings of the music, and showing the transformation
of vocal motifs and emotive patterns into melodies played with the instrument. These motifs
and patterns may vary and transform over time, based on the personal artistry of the turali
player whose cultural aesthetics are shaped by her or his individual improvisatory skills yet
rooted in the tradition.
Keywords: aerophones, Dusunic cultures, flute, Sabah, transformation, turali noseflute
Malaysian Music Journal Vol. 6, Num. 2 (1-28)
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Introduction
The transformation or appropriation of existing music into other forms and genres
involves various processes that have been widely discussed in the literature. Writing
in the context of Western musicological discourse that began from his analysis of the
music of Charles Ives, for example, Burkholder (1994) identified fourteen
interrelated processes or typologies of musical borrowing from ‘modeling’ to
‘extended paraphrase’ that are used as compositional techniques across historical
periods and musical genres (p. 854). More recently, Williams (2009) uses various
case studies to examine in detail the processes of musical borrowing and
intertextuality inherent at various levels and dimensions in hip-hop music and
discusses the listeners’ response to the various genres. Drawing from an
ethnomusicological perspective of music as sound that is organised into socially
accepted patterns (Blacking, 1995, p. 33), this article examines the transformation of
music from different sources to form turali noseflute music among Dusunic
communities in Sabah, the east Malaysian state on northern Borneo.
The semi-transverse noseflute turali (also known as turahi among the
Kadazan Dusun of older villages in the central part of Tambunan District, and tuahi
in one village among the coastal Kadazan of Penampang District) has the same basic
structure wherever it is found. Although its length may vary according to culture and
personal preference, it consists of an open-ended piece of narrow sumbiling bamboo
(called sumbihing in central Tambunan, and humbising in Penampang) with an air
hole in the top, one thumb hole in the middle of the back and three finger holes in
the lower front. This is similar to many noseflutes found in the Philippines (Maceda,
1990, pp. 197, 199). The turali should not be confused with the rare suling todung
(suling: flute, todung; nose) occasionally played among the Kadazan Dusun in the
Kiulu to Ranau, which has a back air hole near the closed top, two pairs of finger
holes on the front, and is held vertically from the nostril.
The turali is played as a solo form of personal expression in non-ritual
contexts among most of the ancient indigenous Dusunic ethnic groups of Sabah,
including the Rungus, Lotud, Kimaragang, Tobilung, Labuk-Kinabatangan Dusun,
Kuijau, and others, as well as the Kadazan Dusun, Sabah’s largest ethnic group.2 In
exploring turali performance, I seek to answer the following questions. What are the
sources of turali music, that is, from where does the individual musician derive her
or his creative inspiration? How is the source utilised to form turali music? What is
the meaning of particular turali music, that is, what does the individual performer
express, and how do any listeners perceive the music? After examining turali
construction and performance technique, examples from among the Kadazan Dusun
of Tambunan, the Rungus of Kudat and the Lotud of Tuaran will be discussed, to
answer these questions (Figure 1).3
Jacqueline Pugh-Kitingan
3
Figure 1. Map of Sabah showing the villages and administrative districts from where the
musical examples discussed here originated (Source: Oliver Valentine Eboy, GIS Laboratory,
Faculty of Humanities, Arts and Heritage, Universiti Malaysia Sabah)
Turali Construction and Performance Technique
The length of a turali varies according to culture and individual preference, as well
as the nature of the available bamboo. Among the Rungus and the Labuk-
Kinabatangan Dusun, it can be as short as 35 centimetres, while the turali played by
the west coastal Kadazan Dusun of Kinarut can be over a metre long. In the
Kadazan Dusun culture of Tambunan, the turali usually varies from 45 to 65
centimetres in length, while in the far southeast of the District it is up to a metre
long. As will be shown below, the Lotud have two turali, named according to their
length.
Malaysian Music Journal Vol. 6, Num. 2 (1-28)
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When constructing a turali, the performer cuts a length of the bamboo with
a node at one end. He or she uses a sharp knife or pais to trim the node and bore a
hole therein. This will become the top end for blowing across. A piece of hot wire is
used to bore the first hole at the back or ventral side which is located more or less in
the middle of the length of bamboo. The circumference of the bamboo is then
measured with a piece of string. A mark is cut with a pais in the surface of the
bamboo on the front or dorsal side, at a point directly opposite the first hole on the
back. This may be a small cut or a line encircling the circumference of the bamboo.
After this, similar cuts or lines are used to mark circumference lengths below this
point. The first (upper) front hole is then bored with a hot wire at a distance of one
circumference length below this first mark. The second (middle) and third (lower)
front finger holes are then formed one and two circumference lengths below the first
front hole respectively, so that all three front holes are equidistant (Figure 2). On
some turali, however, the distance between the first and second front holes may be
slightly longer than the circumference, sometimes up to one and a times the
circumferencial length, according to the preferred pitches of the performer. This
technique of constructing a noseflute by measuring the circumference with a string
is similar to that used for making some noseflutes in the Philippines (Maceda, 1990,
pp. 197-198). Sometimes, the surface of the bamboo where the three front holes lie
is cut away to form a groove, especially if the surface is rather thick. This groove is
said to support and enhance the movement of the fingers over these holes.
During performance, the turali is usually held with the left hand in the
middle and its lower end lying across the palm of the right hand. The thumb of the
left hand operates the hole at the back in the middle of the instrument, while third,
second and first (pointer) fingers of the right hand control the first, second and third
front finger holes respectively, while (Figure 3). This hand arrangement can be
reversed according to preference or if the performer is left handed. The nose hole at
the top of the instrument is usually held against the nostril on the opposite side from
the hand that operates the three front holes, but the other nostril may be used if
preferred (or if the performer has a cold in the nose and cannot use the usual nostril).
Breath from the nostril passes across the open top hole, producing a soft breathy
sound (Figure 4).
In Tambunan during the early 1980s, the late Mr. Tinggi Ungkiban of Kg.
Sungoi in the south central part of the District modified the turali into an endblown
mouthflute. On the modified mouth turali, the node end remains closed, and a long
somewhat oval-shaped air hole is cut near the top on the left of the ventral side
below the node, then a mouthpiece or sumpang (“ring fastener”) is added. This
sumpang is a bamboo ring that fits around the top end to cover half of this upper
hole, and it extends above node end of the turali. The thumb and finger holes of the
modified turali are in the same positions as on the traditional instrument, and the
same fingering is used during performance. When playing this modified turali,
however, the performer presses his or her lips against the sumpang and blows with
the mouth. Although the top of the instrument appears closed with the ring around it,
the breath is forced between the inner surface of the mouthpiece and the rim of the
Jacqueline Pugh-Kitingan
5
node to flow across the new air hole on the upper left at the back of the instrument,
thus producing sound (Figures 5 and 6).
Figure 2. General measurements for constructing a turali.
Figure 3. Hand positions when playing a turali, by Madam Gontit Poyotuk of the Kadazan
Dusun community of Kg. Tikolod, Tambunan (Source: Jacqueline Pugh-Kitingan, 3 April
2012)
Malaysian Music Journal Vol. 6, Num. 2 (1-28)
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6
Figure 4. Madam Gontit blowing her turali. (Source: Jacqueline Pugh-Kitingan, 3 April
2012; see also Pugh-Kitingan 2012, p. 170)
Tinggi’s reason for this physical transformation of the turali was because
the noseflute is considered difficult to play compared to an endblown mouthflute,
and he hoped that its modification would increase its popularity thereby ensuring its
continuity. The music played with the mouthflute is the same as that of the
traditional turali, except that the volume of the modified instrument is louder and
somewhat piercing in its upper octave compared to the softer sound of the
traditional instrument.
The names used for the various parts of the instrument vary according to the
language, dialect and personal preference of the individual performer. As shown in
Figure 5 among the Kadazan Dusun of Tambunan, for example, the turahi players
Madam Kimoi and her sister the late Madam Jinulim of Kg. Timbou referred to both
the nose hole on the traditional instrument and the upper back air hole under the
mouthpiece on the modified flute as pongunian (‘the place where the tuni or sound
comes out’), while pongirusan (‘the hole that manages the sound’) referred to the
thumb hole at the back of the instrument which determines its basic pitch. They
called the three lower finger holes collectively mokorudu.
Jacqueline Pugh-Kitingan
7
Figure 5. Structure of the traditional turali (turahi) and its modified version from Tambunan.
(See also Pugh-Kitingan 1988, p. 38; 2003, p. 15)
Malaysian Music Journal Vol. 6, Num. 2 (1-28)
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Figure 6. Madam Kimoi of Kg. Timbou, Tambunan, playing her modified turahi which has a
mouthpiece around the top end. (Source: Jacqueline Pugh-Kitingan, 20 July 1985)
Tinggi, however, used the term kabang (‘mouth’) for the hole added below
the mouthpiece of his modified turali, while he referred to the back thumb hole and
lower front finger holes as pongombiton. This term connotes ‘strumming’ and is
normally used to describe the up and down finger movements when playing a
stringed instrument. In the case of the turali, he used this term because the finger
movements above the holes resemble plucking or strumming the various strings on a
tongkungon, an idiochordal bamboo tube zither, and on the strings on a sundatang
lute. Mr. Joseph Amat of Kg. Kuala Monsok in the far southeast of the District, who
played a traditional long turali, used a similar term kombiton for the thumb and
fingerholes on his instrument, but explained that the nosehole was poobusan pinobo
todung or ‘the place where the breath from the nose comes out’ (Pugh-Kitingan,
1988, p. 55; 2003, 38).
Other performers often simply call the nose and finger holes on their turali
‘holes’. Madam Layang Ungkat, a performer from the Labuk-Kinabatangan Dusun
Jacqueline Pugh-Kitingan
9
community of Telupid in the middle of Sabah, used the term lubang (‘hole’) for
each of the holes, while the Lotud performers from Tuaran District, Madam
Lansaran Pawig and Madam Isim Amai called them each lobu turali (‘turali hole’).
Music of the Kadazan Dusun Turali/Turahi from Tambunan
Tambunan District is a large inland upland plain surrounded by the Crocker and
Trusmadi Ranges (see map in Figure 1). In the northern hills and in the far
southeastern part of the District, turali music is played for entertainment. It may
imitate the tunes of traditional songs, or can copy the melodic patterns of various
rinait (long sacred ritual poetry), suggesting it was once used by novice bobolian or
traditional priestesses to practice the melodies of the chants as an aid to memorising
the long poetic verses, outside of their ritual contexts. It can also be played early in
the morning as ‘wake-up’ music for a family.
In the older central to south central villages on the plain, however, the sound
of the turali is considered ‘melancholy.’ Its music may sometimes express longing
for an absent beloved, but it usually copies the patterns of pogigiad or crying by
female mourners or mogigiad only in these villages during a wake (from miad ‘to
cry’). The turali, however, is not played during mourning for the dead, because all
music is forbidden except for pogigiad and dunsai, the solemn gong ensemble music
played for three days prior to burial that announces a death to the living and the
world of the dead. Months or years later, however, the turali is played here to
express sorrow and remembrance of a deceased relative.4
In their overview of research on interrelationships between music and
language, Feld and Fox (1994) devote a section to mourning laments as stylised
sung-spoken intersections. They note that worldwide these laments are usually
gendered as women’s genres. The performative event may include features such as
crying breaks, voiced inhalation and sobbing. Some laments consist purely of
vocables, while others may use conversational everyday speech, and yet others are
articulated in formal speech registers with distinct metrical structures and utilise
“highly affect-laden lexical or discourse areas” that may include relationship terms
(Feld & Fox, 1994, pp. 39-43).
In Tambunan, mogigiad are usually women, although I recall one wake
where a man also joined in the pogigiad. Each mogigiad cries individually and the
composite sounds of many voices often produces layers of vocalised sound.
Pogigiad is based on short poetic phrases in which the words cried reflect the
relationship of the mourners to the deceased. ‘Idi Idi oroi Idi’ is for a mother who
has died; ‘Amaiya Amaiya oroi Amaiya’or ‘Amaiyai Amaiyai oroi Amaiyai,’
depending on the individual mourner, for a father; ‘Oto Oto oroi Oto’ or ‘Oyou
Oyou oroi Oyou’ for a child; ‘Aka’ Aka’ oroi Aka’’ for an older sibling; ‘Adi’ Adi’
oroi Adi’’ for a younger sibling. Idi, Amai, and Oto or Oyou are familial or pet
names for ‘mother’ (Ama’), ‘father’ (Apa’) and ‘child’ (Tanak) respectively, while
oroi is a poetic variant of odoi, an expression of sadness. In some families, the name
Ama’ is a term of address for a father, and Idi connotes an older person.
Malaysian Music Journal Vol. 6, Num. 2 (1-28)
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Pogigiad is usually a form of heightened speech, although some mourners
seem to use a soft melodic singing voice, while others sob the words. Two examples
of pogigiad for a deceased mother are shown in Figure 7. The repeated word Idi has
a rising pattern of pitch, roughly at the interval of a third, with a stress on /-di/. This
syllable is sometimes sustained, as in the second example. The second syllable of
the expression of sorrow oroi is also sustained on a higher pitch, before it cascades
down to the word Idi, often at the melodic interval of a fifth. Some performers do
not utter a falling cascade, but merely step down to the lowest pitch level. Although,
pogigiad is normally in heightened speech, some performers appear to utilise a
tritonic scale-like pattern focused on intervals of thirds with the fall of a fifth at the
end of the utterance.
Figure 7. Rhythmic and melodic patterns for pogigiad cried for a deceased mother from
central villages of Tambunan District. (Source: Jacqueline Pugh-Kitingan, from attending
family wakes in Tambunan over 35 years)
Figure 8 shows a short excerpt from the start of a mouth turahi performance
by Madam Kimoi of Kg. Timbou. It is based upon pogigiad for a deceased mother
(Figure 6).
Kimoi’s turahi has a range of two octaves and is based on a pentatonic
scale-like pattern without semitones. This is the same instrument that was played by
her sister, Madam Jinulim, also in imitation of pogigiad for a deceased mother,
which was discussed previously (Pugh-Kitingan, 1988, pp. 28-29, 47; Pugh-
Kitingan, 2003, pp. 14-17). It is an endblown turahi, and the space between the first
and second front finger holes is slightly longer than that between the second and
front third holes that lie a circumference length apart. Unlike Jinulim’s music which
was wholly pentatonic, Kimoi’s performance tends to be tetratonic in the upper
octave, and pentatonic in the lower octave.
Jacqueline Pugh-Kitingan
11
Entire range of pitches played on the tuahi:
8ve- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -]
Key to synbols:
= tremolo;
= sounds ¼ tone higher than written;
= end of melodic line
Figure 8. Short excerpt of turahi music for remembering a deceased mother, by Kimoi of
Kg. Timbou, Tambunan. (Source: Jacqueline Pugh-Kitingan, recording PUG-KIT Kg.
Timbou 850720/5)
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As in Jinulim’s music, Kimoi’s entire performance consists of the
alternation of episodes in the higher octave or upper register, with sections in the
lower octave. Each episode consists of melodic lines that end with a pause either on
the tonic pitch or the pitch a fifth above this, here for convenience referred to as the
‘dominant’. As in the turahi piece by Jinulim, this performance opens in the louder
upper register with a slow downward stepping motif spanning the upper octave
followed by line 2 which consists of a phrase of two descending motifs from the
pitch a third above the tonic. The material in lines 3 to 5 provides the basis for
generating the other melodic lines in the example, in both upper and lower octaves.
Table 1 analyses the iterative structure of this short excerpt from the performance.
Just as each mogigiad has her own style of crying that is clearly
recognisable as pogigiad, so each tuahi/turali performer has their own style which
recalls aspects of the mourning crying. The tetratonic tendency of Kimoi’s music in
the upper octave may be similar to some pogigiad, although her pentatonic lower
octave and also Jinulim’s previously discussed pentatonic performance equally
reflect the crying. For the listener, however, it is not the actual pitches played by the
turahi that recall pogigiad, but rather the repetitive shapes outlined through the
music of the instrument. Elements of the pogigiad for a deceased mother can be
perceived in the motif shapes in Kimoi’s turahi performance through repeated
upward motifs of intervals of thirds and the fall to the tonic at the end of lines
(Figure 9). Sustained high pitches on the pitch an interval of a fifth above the tonic
recall the long drawn out second syllable in the expression oroi in pogigad, while
sustained lowest pitches with tremolos suggest sobbing on the second syllable of the
concluding word Idi.
In terms of Burkholder’s typology of borrowing (Burkholder 1994, p. 854),
turahi music may be described as a “stylistic allusion” to pogigiad for a deceased
mother. It does not directly copy the actual pitches of the crying, but alludes to these
through the shapes of the motifs played. The rapid repeated upward motifs
alternately in the upper then lower octaves convey a sense of different voices crying
individually at a wake.
According to Kimoi and Jinulim, the turahi, as it is named in the
‘Tambunan’ sub-dialect spoken in some villages on the plain, was created many
generations ago when the Kadazan Dusun of today’s Tambunan District still lived in
longhouses.5 A woman and her seven mute daughters lived in a separate house in the
bush, some distance from their longhouse. One day, the woman died. Unable to cry
out and in deep grief, the daughters could only weep. One of the daughters cut a
length of sumbihing bamboo and formed a turahi. Since she could not use her mouth
to cry pogigiad, she played the pogigiad patterns with the instrument using her nose.
When the villagers heard the haunting sound of the noseflute coming from the
forest, they came running and found the daughters mourning over their mother.
Jacqueline Pugh-Kitingan
13
Table 1
A summary of the structure of the turahi music excerpt by Kimoi in Figure 8.
Octave
Line
Phrasal and Motif Material
Upper octave
Line 1
Downward stepping motif spanning upper octave, ending on
the tonic.
Line 2
Phrase of two descending motifs from pitch a third above the
tonic; ends on the tonic.
Line 3
Rapid upward motifs based on intervals of thirds and fifth; ends
on the dominant.
Line 4
Similar rapid upward motifs to line 3 that eventually fall to the
tonic.
Line 5
A combination of melodic material from both lines 3 and 4 that
is joined in the middle by a syncopated figure and repeated
notes on the pitch a major third above the tonic; falls
momentarily to the tonic, then ends on the dominant, but in the
lower octave.
Lower octave
Line 6
Based on melodic material in line 3.
Line 7
Based on motifs from line 4, but concludes on tonic in upper
octave.
Upper octave
Line 8
Melodic repetition of line 5 that ends on the tonic.
Line 9
Repeats melodic motifs from line 3.
Line 10
Repeats melodic material from line 5, but ends on the tonic as
in line 8.
Line 11
Expansion of motifs in line 4; here serves as a bridge into the
lower octave.
Lower octave
Line 12
Draws on material from lines 5, 8 and 10, but includes the fifth
pitch; ends on the tonic in the lower octave.
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Idi motifs:
Oroi Idi motifs:
Figure 9. Motifs suggesting pogigiad in Kimoi’s turahi music.
Tinggi and other performers in villages on the plain towards the south have
a similar story about the origin of the turali, but their story concerned a father and
seven mute sons. Since then, the turahi or turali in older villages in Tambunan has
been associated with an expression of sorrow when remembering a relative who has
passed away. Tinggi also said that the turali can also be played to express sadness in
other contexts, such as longing for an absent beloved.
During the 1970s, the turahi was introduced into the Penampang area on the
west coast where it is called tuahi in the coastal Kadazan dialect of Penampang
District. There, it was taken up by the late Mr. Stephen Jintoni Lojuwin, who played
melancholic music with the instrument. Although his music did not directly imitate
crying during mourning (the Kadazan of Penampang usually do not cry mogigiad),
one of his tuahi pieces is today played over Radio Malaysia, after News broadcasts
in the Kadazan Dusun language, to announce the list of recent deaths among the
Kadazan Dusun across Sabah. From this, many people assume that the turali is
played to announce a death, but this is incorrect. This tuahi performance is
considered an appropriate musical introduction for this radio program, whereas
dunsai gong music that announces a death in a village is ritually prohibited outside
of its actual mourning context.
Jacqueline Pugh-Kitingan
15
Among the Kadazan Dusun of Tambunan, the turali like other solo
instruments, including the suling mouthflute, sompoton mouthorgan, bungkau
palmwood jew’s harp, idiochordal tongkungon bamboo tube zither, and the rare
strummed double-stringed jackfruit wood sundatang lute, is played by both men and
women.
Music of the Rungus Turali
Among the Rungus of Kudat, parts of Kota Marudu and Pitas Districts of northern
Sabah, the turali is only played by women. The Rungus turali is comparatively short
when compared to the Kadazan Dusun noseflutes, at around 35 centimetres long,
and its three front finger holes are usually equidistant (Figure 10).
Figure 10. Madam Inompiling of the Rungus community of Kg. Bavanggazo, Matunggong,
Kudat District, playing her turali. (Source: Jacqueline Pugh-Kitingan, 20 November 2011)
Music of the Rungus turali sometimes draws upon the tunes of secular
songs, but usually directly imitates the melodies of Rungus rinait, the huge corpus
of ritual chants, especially when the instrument is played by a novice bobolizan
(priestess). Chanting styles of rinait vary from loud to soft ‘singing’, from
heightened speech to monotonous whispering, according to the nature of the long
verses articulated, and their place in the ritual. Logogenic melodic patterns used in
chanting rinait serve to support and maintain the articulation. Rinait fall into pairs of
lines. The first in the daily language is for the human world, while the second (of the
same meaning) is in the ritual language for the spiritual realms.
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Although it is not a ritual instrument and is not performed during ritual,
turali performance provides an opportunity for the novice priestess to memorise the
music of various rinait and helps her to recall the verses, while practicing in a non-
ritual context when the articulation of the actual verses is prohibited (Laura W.R.
Appell, personal communication, 2002). Rinait can only be chanted during the
correct ritual ceremony. It is believed that their performance outside of the ritual
context will incur the wrath of the supernatural world. Hence, the need for an
alternative sound medium, such as the soft sound of the turali, to practice the
melodies of the various rinait.
A short turali performance by Madam Inompiling of Kg. Bavanggazo,
Kudat District, is shown in Figure 11. This is based on an excerpt of rinait that she
learned as a young woman. The music utilises tetratonic melodic material without
semitones and in this particular example only the lower register of the instrument’s
range is played. As suggested in the key following the transcription, the second
lowest pitch sounds a quartertone lower than written and the intervals are not
exactly as in western tempered scales.
The phrasal and motif structure of this turali piece by Inompiling is outlined
in Table 2. This short piece consists of only seven lines, but the rinait from which it
was it was derived would have been part of a longer chant.
The logogenic patterns of the ritual poetry are directly imitated in this turali
performance. The rising motif to the sustained pitch, which opens lines 3, 5 and 7,
other rising and falling minor thirds and recurring falling major third figures onto
the tonic pitch are taken directly from melodic patterns in chanted rinait, which can
be based on tritonic and tetratonic scale-like patterns without semitones depending
on the type and purpose of the particular rinait (see Figure 12). Tremolos on the
tonic pitch at the ends of sections also recall the chanting patterns of verses in rinait
that have lines ending in long monotonal articulation. Motifs with similar rising and
falling intervals of major and minor sounding thirds are also often found in the older
secular singing genres of the Rungus. These motifs can be expanded and varied as
the performer develops her personal turali music repertoire beyond imitating rinait.
When practicing rinait, a novice bobolizan normally utilises the lower
quieter octave of the turali range, as in this example. She may, however, use the
slightly louder higher octave, just as some rinait are loudly chanted, and Inompiling
also performed another piece in the higher octave on the same occasion as that
discussed here.
Using Burkholder’s typology, the music of Inompiling’s turali performance
can be described as completely modeling the music of the rinait, because it directly
copies the melodic and rhythmic patterns of the chanting, but without articulating
the words. Among the Rungus, the turali was always a women’s instrument because
of its use by novice ritual specialists of the traditional religion, who are always
women. Although it was and still is used by a novice bobolizan to practice the music
of certain rinait chants, the turali is essentially a non-ritual instrument that can be
played for entertainment in any secular context by a skilled woman, regardless of
her religious affiliation.6
Jacqueline Pugh-Kitingan
17
For the listener, its soft sound is said to be soothing and to have a calming
effect. If the performer plays at night in her family’s private apartment in the
longhouse, the families in other apartments will hear the soft turali and children will
settle down for the night.
Main pitches in this turali performance:
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Key to symbols:
= tremolo; = sounds ¼ tone lower than written;
= end of melodic line
Figure 11. Turali performance by Madam Inompiling of Kg. Bavanggazo, Kudat imitating
rinait. (Source: Jacqueline Pugh-Kitingan, video clip 20 November 2011)
Table 2
A summary of the structure of the turali piece by Inompiling in Figure 11.
Register
Line
Phrasal and Motif Material
Lower register
(throughout this
example)
Line 1
Brief introduction characterised by a long tremolo on the
lowest (tonic) pitch
Line 2
Begins with a rising motif followed by two descending
phrases, both ending in long tremolos on the tonic.
Line 3
Begins with a distinctive rising motif that leads to a pause on
the highest pitch which sounds a sixth above the tonic. This
motif is followed by expanded melodic patterns from the
first descending phrase of the second line, and ends with a
tremolo on the tonic.
Line 4
Consists of two phrases drawn from the last two phrases of
the second line, each ending in a tremolo on the tonic.
Line 5
Based on the melodic patterns of the third line that opens
with the rising motif to pause on the highest pitch.
Line 6
The two phrases of line 4 are repeated here, but the second
phrase is shortened
Line 7
Based on the melodic patterns of the third (and fifth) line
that opens with the rising motif to pause on the highest
pitch.
Figure 12. Selected melodic motifs from Rungus rinait. (Source: Jacqueline Pugh-Kitingan,
from Moginum ceremonies at Kg. Ontolob, Kota Marudu, September 2007)
Jacqueline Pugh-Kitingan
19
Music of the Lotud Turali
Like the Rungus, the turali is also played solo by women among the Lotud of
Tuaran District on Sabah’s west coast. The Lotud have two turali, the turali toniba
(“short turali”) and the turali do anaru (“long turali”). The shorter turali is around
60 centimetres long (Figure 13), while the longer instrument has a length of up to 1
metre. Unlike the Rungus turali on which the three front finger holes are
equidistant, the space between the first and second finger holes on both Lotud turali
is longer than the circumference.
Both the turali toniba and turali do anaru are solo instruments performed
for personal entertainment, and the same music can be played on either instrument.
Music of the Lotud turali does not normally imitate the chanting of rinait by a
tantagas or Lotud priestess. Instead, it usually copies the tunes of non-ritual songs,
or can be the personal creation of the performer.
The transcription in Figure 14 shows the start of a performance using the
turali toniba by Madam Lansaran of Kg. Dungan, Tuaran (see Figure 13), who held
the flute in her left palm and to her left nostril because she had a cold in the nose.
This is her own composition entitled “Buio-Buio” (“free style”). Lansaran said that
she often plays this to welcome guests who come to her home, as a form of greeting
and entertainment. It essentially expresses her feelings of happiness.
This piece appears to utilise a quasi-hexatonic scale-like pattern, and its
range extends almost across two octaves. The perceived tonic is the starting pitch of
the excerpt (here notated as E flat two octaves above middle C). Each of the five
pitches above this starting pitch in the higher register sounds an octave above the
five pitches in the octave below the tonic, except for the highest upper register pitch
which is a ninth above the fifth highest pitch in the lower octave. The latter sounds a
whole tone below the tonic and a semitone above the fourth pitch. The presence of
semitones in scale-like systems and traditional music in Sabah is uncommon. But
this pitch is not used melodically to form a semitone with the fourth lowest pitch. It
occurs momentarily in forming upward motifs near the beginnings of lines that start
from the tonic, as well as in bridging lines leading into passages in the lower octave.
The musical form consists of sections in the upper register interspersed with
episodes in the lower octave. Its music is characterised by rapid embellished
ascending triplet motif runs up and down the upper register, followed by similar
motifs in the lower octave. The sound of the turali is very soft, especially in the
lower octave where it is almost inaudible at the end of the excerpt.
Although she described this piece as being in free style, Lansaran does use
compositional techniques such as imitation and variation within her music. Most
lines in the higher sections end with a long pause either on the pitch a fifth above the
tonic, or on the pitch a whole tone above the tonic. The concluding pitch of a line is
usually the starting pitch for the next line. Table 3 summarises the phrasal and motif
structures in the excerpt.
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Figure 13. Madam Lansaran Pawig of Kg. Dungan, Tuaran plays the Lotud turali toniba.
(Source: Jacqueline Pugh-Kitingan, 6 August 1985)
Since the performance is composed entirely by Lansaran and is not derived
directly from existing vocal music, it has free rhythm. To the listener, the music
conveys a vivid sense of exuberant joy and demonstrates the virtuosity of the
performer. This sense of joy is especially reflected in the upward rise to the pause on
the highest pitch in line 2, followed by descending triplet motifs to the pitch above
the tonic.
Jacqueline Pugh-Kitingan
21
(Excerpt = 63 seconds)
Pitches of the turali by ear:
Key to symbols:
= tremolo;
= end of melodic line
Figure 14. Excerpt of turali piece Buio-Buio by Madam Lansaran Pawig of Kg. Dungan,
Tuaran. (Source: Jacqueline Pugh-Kitingan, recording PUG-KIT Sabah Museum 850806/7)
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Table 3
A summary of the structure of Buio-Buio excerpt by Lansaran in Figure 14.
Register
Line
Phrasal and Motif Material
Upper register
Line 1
Consists of ascending triplet-like motifs from
the starting (tonic) pitch up to the sustained
ending pitch a fifth above the tonic.
Line 2
The melody ascends to the highest sustained pitch that lies a
seventh above the tonic, before descending in triplet figures
down to the pitch lying a whole tone above the tonic.
Line 3
This starts with the opening motif of line 1, which is
extended and concludes with the closing phrase of line 2.
Line 4
A variation of line 3 material, but starting from the pitch a
whole tone above the tonic with an inversion of the opening
motif shape, and extension of its closing phrase.
Line 5
A shortened version of line 1.
Line 6
A shortened version of the second phrase in line 2.
Line 7
A variation of line 4 with the opening motifs shortened, but
the second phrase intact
Line 8
Begins with the opening motif of line 1, but extends into
repetitions of the pitch a whole tone above the tonic before
ending with a descending motif that concludes on the pitch
a whole tone below the tonic. This line functions as a bridge
between the upper register material and the lower octave
material in line 9
Lower register
Line 9
Begins with an expansion of the closing motif of line 8,
before descending into the lower octave utilising motif
material derived from lines 1 and 2
Pieces of Lotud turali music that copy the tunes of songs tend to have more
clear-cut rhythmic structures and repetitive melodic patterns directly derived from
the sung source. Sections may also alternate between upper and lower octaves.
For the Lotud, the soft sound of the turali expresses happiness and a sense of peace.
It is a traditional classical genre performed by a skilled soloist, but it is not
associated with ritual or ritual music.
Jacqueline Pugh-Kitingan
23
Observations on Fingerhole Positions, Turali Tunings and Music
When writing about flutes from Austronesian cultures of the Philippines, Maceda
(1990) noted that many have a central back hole that divides the air column into
two. This produces a pitch an octave higher than the fundamental. He noted that
most mouthflutes of this kind have three lower front holes, located at distances of
measured circumferential lengths. After careful measurements and calculations, he
concluded that “The mid-bore system of scale measurement produces mostly a four-
tone structure, not a pentatonic structure.” (pp. 198-203). He also noted that in some
flutes, “auxiliary tones are produced by half opening holes being played” and
“overblowing produces melodies in two octaves, resulting in a wider musical range”
(ibid., p. 202). He further pointed out that imprecision and slight changes in
measurements, friction, and uneven internal bamboo tube quality may produce
different pitches outside of a tetratonic scale system (ibid., pp. 203-204).
From examining the musical examples discussed here, it can be seen that
the open central back hole does produce a pitch an octave above the fundamental
especially in the performances by Kimoi and Inompiling. Melodies can be played in
two octaves for each of the three instruments discussed, and the upper octave
pitches are much louder than those in the lower octave, indicating that overblowing
may be used to produce these. Of the three instruments, however, only the Rungus
turali appeared to be based on a tetratonic scale-like system, although the pitches in
the music was primarily determined by imitating Rungus rinait which can be
tritonic or tetratonic. The Kadazan Dusun turahi largely produced pentatonic music
without semitones, and the Lotud turali example was based on a hexatonic system
with a semitone in the lower octave.
These differences may be partially determined by the placement of the front
finger holes on the three instruments. On the Rungus turali discussed here, the three
front finger holes are equidistant, each a circumference length from the other.
Among the front holes on the turahi and the Lotud turali, however, the first finger
hole is almost a circumferential length and a half from the second. In playing her
piece Buio-Buio (‘free style’) Lansaran may have also employed techniques such as
half opening her finger holes to produce additional pitches, while other variations in
measurements and friction may also have contributed to the distinctive pitch
arrangement of her instrument.
Conclusions
From the foregoing, it can be seen that the turali noseflute has essentially the same
basic structure wherever it is played among various Dusunic cultures in Sabah. Its
sound is soft and its music uses melodic material that can range across two octaves.
The lower octave is comparatively softer than the higher. When playing the turali,
performers draw upon their emotions and can utilise genres of vocal music as
sources for their music. They employ various compositional techniques for creating
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their music. Turali music also conveys different meanings according to its culture
and source.
Among the Kadazan Dusun, turali music from the northern and southern
parts of Tambunan District may imitate secular song tunes and the melodic patterns
of rinait or ritual chants, but among older villages on the central part of the plain,
the turahi or turali is based on the crying motifs of pogigiad by female mourners at
a wake. Rungus turali music can also imitate secular songs, but is traditionally used
by a novice priestess to practice the Rungus rinait. Among the Lotud, the turali
player draws upon the tunes of traditional secular songs, or she can create her own
music.
The transformation of vocal music patterns into turali music involves
various processes, depending on the nature of its source. When drawing upon
Kadazan Dusun pogigiad, the performer uses an iterative process in which the main
crying motif is repeated rapidly, forming long phrases in both upper and lower
octaves. These are interspersed with drawn-out pitches at the ends of phrases, that
recall the words oroi or Idi and often with tremolo that suggests sobbing. Variations
can be developed by the individual performer to create a personal style. But the
overall performance reflects its origin from pogigiad, and listeners can perceive
patterns within the music with shapes that connote the crying.
For learning rinait as among the Rungus, however, turali performance is a
direct melodic and rhythmic imitation of the chanted music, usually in the lower
register of the instrument but sometimes at an octave higher. The logogenic origin of
music is clearly heard in its melodic patterns, especially in the long tremolos on the
tonic pitch at the ends of sections. Over time, these melodic patterns can be
developed as the individual performer’s self-composed turali music.
Lotud turali music may also copy the tunes of secular songs, or be the free
composition of the performer. In the latter case, the turali player draws purely upon
her happy emotions and expresses these in sound. Her compositional processes
involve creating a theme and developing this by the repetition and variation of
motifs across the two octaves of the instrument.
The meanings expressed by the performer through turali performance are
clearly perceived by listeners. For the Lotud, the Rungus and generally among the
Kadazan Dusun, the turali is a happy instrument played for entertainment and
personal expression. Even when its music imitates the chanted rinait, the Rungus
say its soft sound is emotionally soothing and conveys a sense of calm that helps
families to settle down for sleep at night.
During Lotud free-styled turali performances, as in the example above,
listeners readily grasp the meaning of the music. Phrases of ascending triplet-like
motifs to the higher pitches of its upper range, followed by descents to the lower
range convey a clear sense of exuberant joy and happiness.
Among the Kadazan Dusun on the central part of the Tambunan plain,
however, the sound of the turahi or turali is described as melancholic. Through
melodic transformation of elements of pogigiad with the instrument, the performer
expresses deep sadness when remembering a deceased loved one, even years after a
death. Listeners also associate its sound with sadness and longing, and perceive
Jacqueline Pugh-Kitingan
25
elements from the mourning laments that are embellished and developed in the
music. Although it is not played during mourning for the dead when the
performance of all music is forbidden (except for dunsai), turali music in Tambunan
draws upon the pogigiad crying during mourning as an expression of deep grief and
continuing loss.
Transformation is thus seen in turali performance among Dusunic societies
in Sabah as the feelings of the performer are articulated through the musical sound
of the instrument, by drawing upon and frequently directly imitating the melodic
patterns of certain vocal music genres for its composition. Meanings inherent in the
music, expressed through the development of melodic motifs and phrases, are
recognised by listeners within the culture concerned. The turali is thus a vehicle for
the personal emotional expression of the skilled performer. Over time, the skilled
turali player may vary and transform these motifs and phrases according to her or
his individual improvisatory skills, as well as the cultural aesthetics of the tradition.
Acknowledgements
I wish to acknowledge all the turali performers who have played their music for me to
record over the years, particularly Mdm. Kimoi and the late Mdm. Jilulim, the late Mr.
Tinggi, Mr. Joseph Amat, the late Mr. Stephen Jintoni, Mdm. Gontit, Mdm. Inompiling,
Mdm. Lansaran, the late Mdm. Isim, Mdm. Layang, and also the Mr. Molikum who showed
me how to make the traditional instrument. I especially want to acknowledge the late Mrs.
Laura W.R. Appell, ethnographer and wife of Professor George N. Appell, who first told me
about the use of the turali for memorising rinait among novice bobolizan in Rungus culture.
I also want to thank co-researchers in the field over the years, Dr. Paul Porodong,
Environmental Anthropologist and Senior Lecturer, Faculty of Humanities, Arts and
Heritage (FKSW) at Universiti Malaysia (UMS) for information on the Rungus, and Miss
Judeth John Baptist, Senior Assistant Curator and Head of the Research Unit, Department of
Sabah Museum, for further information about Lotud turali performance. Special thanks to
Dr. Oliver Valentine Eboy of the GIS Laboratory, FKSW, UMS for producing the map in
Figure 2, Miss Fifiana Christin Morie for converting my handwritten musical transcriptions
into Sibelius software notation, and my husband Mr. Laurentius Kitingan, who first
introduced me to the music of his culture in Tambunan over forty years ago, for scanning my
diagrams for this article.
Glossary
Adi’ Adi’ oroi Adi’ – poetic utterances of stylised crying (pogigad) during a wake for a
deceased younger sibling; Adi’ is a term of address for a younger brother or sister,
while oroi is a poetic version of odoi, an expression of sorrow.
Aka’ Aka’ oroi Aka’ – poetic utterances of stylised crying (pogigad) during a wake for a
deceased older sibling; Aka’ is a term of address for an older brother or sister, while
oroi is a poetic version of odoi, an expression of sorrow.
Malaysian Music Journal Vol. 6, Num. 2 (1-28)
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26
Amaiya Amaiya oroi Amaiya / Amaiyai Amaiyai oroi Amaiyai – poetic utterances of stylised
crying (pogigad) during a wake for a deceased father; Amaiya or Amaiyai are
variants of Ama’ which is often used as a familial term of address for Apa’ or
‘father;’ oroi is a poetic version of odoi, an expression of sorrow.
bobolian – Kadazan Dusun priestess, also called bobohian in the 'Tambunan’ dialect spoken
among some of the older central villages of Tambunan District and bobohizan in
Coastal Kadazan dialect of Penampang District
bobolizan – Rungus priestess
bungkau – jew’s harp made from polod palm skin
dunsai – solemn gong ensemble music for the dead played during a wake among older
villages in Tambunan District; its sound expresses mourning and is said to announce
a death to the living, as well as to the dead who will travel on to the afterworld or
Nabalu
humbising – see sumbiling
Idi Idi oroi Idi – poetic utterance of stylised crying during a wake for a deceased mother; Idi
is a poetic term of address for Ama’ or ‘mother,’ while oroi is poetic for odoi, an
expression of sorrow.
mogigiad – mourners, usually women, who cry stylised laments around the body of the
deceased during a wake, among older Kadazan Dusun villages of Tambunan
District; from miad ‘to cry’
Oto Oto oroi Oto / Oyou Oyou oroi Oyou – poetic utterances of stylised crying during a
wake for a deceased child; Oto and Oyou are poetic pet names for tanak or ‘child’,
while oroi is poetic for odoi, an expression of sorrow.
pais – a small, very sharp metal knife, traditionally used for intricate work in making solo
musical instruments and refined handicrafts; there are various sizes of pais, used
according to the intricacy of handiwork required
pogigiad – stylised crying around the body of the deceased by mogigiad who are usually
female relatives of the deceased; the expressions cried identify the deceased as a
mother, father, child, older sibling or younger sibling; from miad ‘to cry’
rinait – long poetic ritual verses memorised and recited by priestesses in traditional religious
ceremonies among indigenous Sabahan cultures; each culture has its own rinait
sompoton – Kadazan Dusun mouthorgan with a gourd wind-chamber, a double-layered raft
of eight bamboo pipe resonators containing polod palm skin reeds
suling – endblown mouthflute with five or six fingerholes
suling todung – rare noseflute played by men in the Kiulu to Ranau area; it has a different
structure from the turali
Jacqueline Pugh-Kitingan
27
sumbiling – thin bamboo species, also known as sumbihing in the ‘Tambunan’ dialect of
Kadazan Dusun, spoken among some villages on the central part of Tambunan
District, and humbising in the Coastal Kadazan dialect of Penampang District
sundatang – long-necked strummed lute made from one piece of jackfruit wood with two
brass or wire strings
tantagas – Lotud priestess
tongkungon – idiochordal tube zither made from large poring bamboo
turali – noseflute with a central back thumb hole and three lower front fingerholes, played
among Dusunic peoples in Sabah; known as turahi in the ‘Tambunan’ dialect
spoken among some of the older central Kadazan Dusun villages of Tambunan
District, and tuahi among coastal Kadazan Dusun of Penampang District
turali do anaru – ‘long turali’ of the Lotud
turali toniba – ‘short turali’ of the Lotud
Endnotes
1 This article has been developed from a paper of the same title that I presented at the com-
bined conference of the Musicological Society of Australia and the New Zealand Musicolog-
ical Society, at the Queensland Conservatorium of Griffith University in Brisbane, Australia,
from 18 to 21 November 2013. It is based on field research over 35 years of my life in Sa-
bah.
2 Sabah has over 50 Austronesian isoglots, of whom around 32 are indigenous to the state.
The indigenous peoples of Sabah speak languages mostly from the ancient Dusunic, Murutic
and Paitanic families of languages. Historically, the Kadazan Dusun were the both largest
Dusunic group and the largest ethnic group in Sabah.
3 For convenience, these musical excerpts have been transcribed into Western staff notation
from ear. This does not mean, however, that the pitches shown are exactly as in Western
tempered scales. At best, the transcriptions are approximations describing the music played.
4 The genres of pogigiad and dunsai do not occur among villages in the northern or far
southeastern parts of the District, and hence turali music there is not based on pogigiad.
5 Like other indigenous peoples of Borneo, the Kadazan Dusun formerly lived in longhouses
in which each family had its own private apartment. The smallpox epidemic of 1904 to 1905
and the Japanese occupation of North Borneo during World War II led to the demise of the
longhouse among the Kadazan Dusun and in most places, although they still predominate
among the Rungus and most Murutic groups.
6 Most indigenous peoples of Sabah are Christians, while some have converted to Islam and
others continue to follow their traditional religions. Today, around 95% of Rungus are Chris-
tians, mainly of the Protestant Church in Sabah (Lutheran), while over 4% follow the tradi-
tional Rungus religion and less than 1% are Muslims (pers. comm. Dr. Paul Porodong,
Rungus anthropologist, 2007). Although the numbers of practicing bobolizan have declined
over the years, Rungus women continue to play the turali as a pastime.
Malaysian Music Journal Vol. 6, Num. 2 (1-28)
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References
Blacking, J. (1995). Culture and experience: Selected papers of John Blacking. Edited by
Reginald Byron with a Foreword by Bruno Nettl. Chicago & London: Chicago
University Press.
Burkholder, J. P, (1994). The uses of existing music: Musical borrowing as a field. Notes
50(3), 851-870.
Feld, S. & Fox, A.A. (1994). Music and language. Annual Review of Anthropology 23, 25-
53.
Maceda, J. (1990). In search of a source of pentatonic hemitonic and anhemitonic scales in
Southeast Asia. Acta Musicologica 62(2/3), 92-223.
Pugh-Kitingan, J. (1988). Instruments and instrumental music of the Tambunan
Kadazan/Dusun. Sabah Museum and Archives Journal 1(2), 24-61.
Pugh-Kitingan, J. (2003). Alat-Alat muzik dan muzik instrumental Kadazan Dusun
Tambunan. Kota Kinabalu: Pejabat Kebudayaan dan Kesenian Negeri Sabah.
Pugh-Kitingan, J. (2004). Selected papers on music in Sabah. Kota Kinabalu: Kadazandusun
Chair, Universiti Malaysia Sabah.
Pugh-Kitingan, J. (2012). Kadazan Dusun. Siri Etnik Sabah. Kuala Lumpur: ITBM-UMS.
Williams, J. (2009). Musical borrowing in hip-hop music: Theoretical frameworks and case
studies. Unpublished doctoral thesis, University of Nottingham.
Biography
Jacqueline Pugh-Kitingan is a Professor of Ethnomusicology, and Fellow of the Borneo
Heritage Research Unit in the Faculty of Humanities, Arts and Heritage at Universiti
Malaysia Sabah, where she previously held the Kadazandusun Chair (2003-2012, 2013-
2015). She graduated Bachelor of Arts with Honours (Class I) from Monash University
(1976) and Doctor of Philosophy from the University of Queensland (1982), with theses on
the music of the Huli of Papua New Guinea. She first came to Sabah in 1977 having married
a member of the Kadazan Dusun, Sabah’s largest indigenous ethnic group, in 1976. Over the
years she has conducted ethnomusicological research among many of Sabah’s cultures.
Winner of two PEREKA gold medals, her research interests include music and language,
music, dance and ritual processes, organology, ethnographic mapping, and the sociolinguistic
review of Ethnologue descriptions of languages in Sabah. She is a fellow of the Borneo
Research Council, an Executive member of the ICTM Study Group on Performing Arts of
Southeast Asia, sits on two expert committees of Jabatan Warisan Negara Malaysia, and
was Adjunct Research Fellow of Anthropology in the School of Political and Social Enquiry,
Monash University (2009-2010).
|
Malaysian Journal of Music Vol. 6 No. 2 (2017) | gamelan, Javanese dance, knowledge transmission, learning, wayang | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/139 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/831 | Approaches to Learning Traditional Performing Arts in Central Java through a Direct Encounter | This paper examines learning approaches that are used by Javanese practitioners of traditional performing arts, including gamelan musicians, dhalang (puppet masters of wayang) and dancers. Based on fieldwork interviews and participant observation in and around Surakarta (Solo), Central Java, I described five learning approaches that have in common a direct encounter with live performing arts, which triggers an immediate learning process. These are learning by ear, simultaneous imitation, rehearsing and performing, exposure and absorption, and learning by association. Each learning approach is described based on the artists’ own accounts of teaching and learning, and supported by pre-existing literature in cognition studies and ethnomusicology. I show that most practitioners have engaged in multiple learning approaches, and also that knowledge of one art form often enables or aids learning in other art forms. Javanese performing arts continue to be popular and sustainable. The learning approaches examined in this paper contribute to such success because they support sites for knowledge transmission through direct encounters with arts as they are performed. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/831/567 | [] | Rachel Hand 29
Approaches to Learning Traditional Performing Arts in
Central Java through a Direct Encounter
Rachel Hand
Department of Southeast Asian Studies, National University of Singapore
10 Kent Ridge Crescent, AS8 #06-01, Singapore 119260
e-mail: [email protected]
Published online: 30 December 2017
Cite this article (APA): Hand, R. (2017). Approaches to learning traditional performing arts
in Central Java through a direct encounter. Malaysian Music Journal, 6(2), 29-48.
Abstract
This paper examines learning approaches that are used by Javanese practitioners of
traditional performing arts, including gamelan musicians, dhalang (puppet masters of
wayang) and dancers. Based on fieldwork interviews and participant observation in and
around Surakarta (Solo), Central Java, I described five learning approaches that have in
common a direct encounter with live performing arts, which triggers an immediate learning
process. These are learning by ear, simultaneous imitation, rehearsing and performing,
exposure and absorption, and learning by association. Each learning approach is described
based on the artists’ own accounts of teaching and learning, and supported by pre-existing
literature in cognition studies and ethnomusicology. I show that most practitioners have
engaged in multiple learning approaches, and also that knowledge of one art form often
enables or aids learning in other art forms. Javanese performing arts continue to be popular
and sustainable. The learning approaches examined in this paper contribute to such success
because they support sites for knowledge transmission through direct encounters with arts as
they are performed.
Keywords: gamelan, Javanese dance, knowledge transmission, learning, wayang
Introduction
Traditional Javanese performing arts include gamelan music, wayang puppetry and
dance.i In this paper I examine approaches for learning across these three art forms,
and focus in particular on situations where there is a direct encounter between the
learner and the performing arts, triggering an immediate learning process.ii
Analysing these learning processes shows that people tend to make use of a range of
approaches for learning, rather than relying on a single one. By examining such
approaches, we can better understand how knowledge is transmitted in traditional
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Javanese performing arts and therefore how new generations of performers are
created.
Based on interviews with performers and supported by pre-existing
literature, I have divided the ways in which practitioners learn performing arts
through a direct encounter into five learning approaches. The first three, learning by
ear, simultaneous imitation, and rehearsing and performing, all take place at the time
when performing arts activities are being conducted. Exposure and absorption, the
fourth approach, can be a subconscious and unintentional process. The fifth,
learning by association, refers to learning one part by knowing another and
highlights the links between different art forms where knowledge of one enables a
practitioner to learn another. Based on extensive fieldwork observations and
interviews with practitioners and arts teachers, each section of the paper will explain
what the learning approach is and examine how it works in practice.
Previous research about learning processes in Javanese gamelan music has
been conducted by ethnomusicologists. Perlman (2004) describes how the mind
draws on different types of memory, reasoning and cognitive processes, and states
that “this cognitive heterogeneity … explains why music can be mysterious to its
own expert practitioners” (p. 18). Perlman and Brinner (1995) both provide systems
of categorization for the types of knowledge held by gamelan musicians. Perlman
(2004) uses categories of implicit and explicit knowledge, where implicit knowledge
is acquired slowly but can be quickly summoned to action and where explicit
knowledge may be hard to immediately put into practice (p. 22). Brinner (1995)
discusses procedural and declarative knowledge types. Declarative knowledge refers
to factual information whereas procedural knowledge is about how to do something
(p. 39). He goes on to describe a process where “by applying procedural knowledge
to a stock of declarative knowledge of prototypical pieces, a musician gains
declarative knowledge, increasing his or her knowledge of repertoire” (Brinner,
1995, p. 148).
In addition to ethnomusicological works, this paper examines dissertations
by Indonesian students. These dissertations describe the life of a single senior
performing artist in considerable detail, and frequently include information about
how that artist learnt to play gamelan, dance or perform wayang. In many cases, the
artist studied outside the context of a formal school-based education at a time before
attending school was expected. Waridi (1997) wrote his Master’s dissertation on the
highly respected musician Martopangrawit. He includes descriptions of
Martopangrawit’s family background, education and how he learnt gamelan music,
as well as details of his career. Harisna’s 2010 dissertation about gamelan musician
and composer Suyadi Tejopangrawit is another example of a biographical work
about a musician that is useful for researching knowledge transmission. He
describes how Suyadi used approaches such as learning by ear and ascetic activities
in order to learn to play gamelan.
Whereas the above works focus on gamelan music, in this paper I take a
broader approach, including other art forms. This is because, in the context of
knowledge transmission, the same practitioners are often active in more than one art
form and their knowledge of one significantly informs their ability to engage in the
others. Supanggah (2011) writes, “in the world of traditional arts in Java, there are
Rachel Hand 31
no strict boundaries between the art of pedhalangan, karawitan, and/or dance” (p.
268). This paper will show that not only gamelan musicians but also dancers and
dhalang (puppet masters of wayang) use a range of approaches to acquire
knowledge of various types.
The five approaches discussed here can be found in many genres of
performing arts across Southeast Asia and beyond. However, there have been few
detailed studies of learning outside the context of formal education. In Southeast
Asia, studies of knowledge transmission have tended to focus on the role of the
teacher. Wong (2001) and Giordano (2011) have written about the wai khru
ceremony, where students of Thai music pay respects to their teachers. Mrázek
(2008) describes how both the teacher and the musical instrument are imbued with
spiritual significance in Thai music, bound to each other, as part of the relationship
between the teacher and student (pp. 80-81). Kitley (1995) suggests that in Bali, a
similarly powerful, though perhaps less complex, teacher-student relationship can
emerge when she describes how traditionally “the teacher and pupil have an
idealised relationship where dedication, love and loyalty mean more than money”
(p. 49).
A study that explores learning beyond lessons and classes is Growing Into
Music, conducted by five academics from the United Kingdom and Azerbaijan. It
focuses on the music of Mande jeli musicians of Mali and Guinea; Langa and
Manganiyar folk musicians of Rajasthan; hereditary musicians in the Hindustani art
music of North India; ashiq bards and mugham musicians of Azerbaijan; rumba
musicians of Western Cuba; and the musica llanera ‘plains music’ tradition of
Venezuela. The project website states: “Learning music is accomplished largely by
osmosis and imitation, often without a great deal of conscious intent. Children may
develop an unselfconscious musical confidence born of inherited or deeply-nurtured
authority” (Growing Into Music). While the Growing Into Music project focused on
children learning music, following their progress over several years, in this paper I
have used interviews with adults and teenagers to find out how they learnt
performing arts when they were young. Nettl (2005) states that “to all kinds of
music scholars, one of the most important things about a musical culture is how it,
as it were, transmits itself. Considering this, ethnomusicologists have contributed
modestly on the general nature of … different forms of transmission” (p. 292).
Exploring approaches to knowledge transmission beyond that which is guided by a
teacher, a book or a recording is an effective way to find out how practitioners have
learnt their performing arts, and therefore how a performing arts culture is able to
survive.
I became interested in the way Javanese performing arts are learnt in Java
after studying gamelan music first in the United Kingdom and then in Central Java. I
lived in Surakarta and studied gamelan music, on its own and in the context of
wayang and dance from 2008 to 2017. This included two years studying at Institut
Seni Indonesia Surakarta (Indonesian Arts Institute Surakarta) from 2008 to 2010. I
also took lessons with teachers, participated in community rehearsals and
performances, and was an observer at many performing arts events during this
period. My PhD research gave me the opportunity to ask questions about how
Javanese practitioners had learnt their arts.
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Learning by Ear
Javanese writers refer to the term kupingan as an approach for acquiring knowledge,
taken from the Javanese word kuping or ‘ear’, and therefore translated here as
‘learning by ear’. Waridi (1997) gives an example of kupingan as “a person who is
interested in learning gamelan always going to places where gamelan events are
held”. He goes on to explain how this approach was considered effective before
notation was commonly used, but that it requires a long period of time “because it is
not a direct process of learning and teaching between a student and a teacher” (pp.
34-35). Harisna (2010) notes that in order for learning by ear to be successful, “it
must be supported by perseverance and the willingness of individuals to repeat the
results of their observations. The outcome is apparent when the person has
memorised the material taught” (p. 42). We can see that for learning by ear the onus
is on the student to learn, without a specific teacher. This is different to being taught
aurally, where a teacher plays a passage that is repeated by the student. In kupingan
(as in all of the approaches covered in this paper) there is no specific teacher doing
the teaching. The concept of learning by ear is more easily applied to gamelan music
than to dance or wayang, which obviously incorporate important visual elements.
Although I have translated kupingan as learning by ear, simply listening and
playing, with less of a focus on learning, may be more accurate. The elderly
musician Subiniiii captures the idea very well: “[Whatever instrument you play], as
long as you’ve heard it you can play it” (Subini, personal communication, 20
January 2014). Gamelan maker and musician Joko Sabeyan explained that this is a
process which begins at a very young age, “Kupingan is every time we hear a note,
especially gamelan, oh this is sléndro [tuning], this is pélog [tuning]. From when we
are little we can already feel this is pélog. I could already do this from a young age”
(Joko Sabeyan, personal communication, 23 February 2014). Being able to
differentiate between the pitches of the sléndro and pélog scales used in gamelan
can be seen as the first step in developing a good ear, and tends to be a skill readily
acquired by children surrounded by these musical tones.
Subini explained how she never made a big effort to learn gamelan music
through listening. “I also don’t know, I’m surprised at myself, every time I play it I
know it, by just listening I can play it” (Subini, personal communication, 20 January
2014). The dhalang and musician Hali Jarwo Sularso felt that the concept of playing
together was related to learning by ear. He said, “Kupingan is when lots of friends
play gamelan and they remember it all, without using notation. But if they are asked
to write notation they can’t do it.” (Hali Jarwo Sularso, personal communication, 9
February 2014). Their enhanced listening ability is used to play together as an
ensemble, but they are also reliant on the support of the ensemble, so their ability to
play together does not necessarily translate into individual knowledge.
For musicians who didn’t grow up surrounded by gamelan music, it appears
to be more difficult to learn by ear.iv The gamelan teacher and musician Surono
commented:
To be honest, for me, learning gamelan relies more on [my head], not my ear.
Because my background…was that I began to know the arts world [as a teenager],
Rachel Hand 33
so my ears weren’t very good at learning…. [Because] I didn’t feel it from a young
age, different to [my cousin] Sujarwo. Even when he was a newborn, Sujarwo was
already in that environment.... For me, I rely more on notation. I am quite slow at
learning by ear. (Surono, personal communication, 2 March 2014).
The musician Bambang Siswanto, however, was able to train himself to learn by
ear:
Sometimes a person’s hearing is absolute and this is good and can be effective,
sometimes not. Like me, at the beginning it was not effective. My eyes were
effective, through following the movements [of a musician’s hands] with my
eyes…. The notes were not important, but the way of moving. But in order to
remember it, after I had been learning for a while, listening was more effective…. If
the whole gamelan is sounding, I can still hear [the instrument] I want to hear. Once
I could do that, listening became effective. (Bambang Siswanto, personal
communication, 26 March 2014)
The singer and musician Sukaeni linked the idea of learning by ear to
perasaan or feeling. She explained how she could play pieces that she didn’t know
the name of and hadn’t necessarily played before, by following other instruments
(Sukaeni, personal communication, 23 March 2014). As we shall see in the next
section, this idea of simultaneous imitation is key to the ways in which Javanese
musicians and dancers learn and play together. The musician Wakidi
Dwidjomartono also described learning by ear as being related to feeling, and to the
idea of alami (‘natural’) performing artists, a term he applies to himself, meaning
those who learnt outside the formal education system.v He defined kupingan as
listening and then memorising (Wakidi Dwidjomartono, personal communication,
10 May 2014). However, for the other musicians and performing artists I spoke to,
there was no explicit process of memorisation at work, rather a seemingly automatic
transition from listening to reproducing with very limited conscious effort on the
part of the musician or artist. In his book about music and cognition, Levitin (2006)
describes how most people become expert listeners by age six because we have
“incorporated the grammar of our musical culture into mental schemas that allow us
to form musical expectations” (p. 216). Perhaps it is these mental schemas that
allow performing artists, especially those who grew up surrounded by arts, to learn
through listening alone.
Simultaneous Imitation
Simultaneous imitation is an approach used by gamelan musicians and dancers but
not by dhalang, since there is usually only one dhalang performing at a time.
Gamelan musicians use these approaches to play pieces they may not have played
before or do not remember. With the instruments of the gamelan taking on different
roles, musicians can join in with a piece by following other instruments, responding
immediately to aural cues. Brinner (1999) describes how “a Javanese musician must
listen interpretively” and respond appropriately to particular cues (p. 24). Elsewhere
he defines this as a process of deductive imitation, which “involves idiomatic
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translation or transformation of an essence abstracted from perceptual input”
(Brinner, 1995, p. 138). In other words, the musicians follow instruments that may
be played differently to their own, using the heterophonic structure of the music to
play together. He describes how the gamelan ensemble forms an interactive safety
net, allowing musicians to follow along without creating problems for the overall
music of the ensemble (Brinner, 1995, pp. 179-180).
Bambang Siswanto explained to me how he could use such deductive
simultaneous imitation for some instruments but not others: “If I don’t know the
piece at all, I can still play gendèr for it (a tube-resonated metallophone that plays a
central role in the ensemble), but I certainly cannot play rebab (a two-stringed
bowed lute, a leading melodic instrument) or bonang (a set of horizontal pot gongs,
another important melodic instrument). I can play balungan (one of several
instruments playing the basic skeletal melody). I can follow the bonang or the saron
panerus (a high-pitched metallophone that anticipates the skeletal melody)”
(Bambang Siswanto, personal communication, 26 March 2014). In this way, the use
of simultaneous imitation enables musicians to play a much larger repertoire than
the pieces they have committed to memory. Levitin (2006) describes the concept of
chunking, where musicians remember schemas for familiar sequences and use
faking to fill in between by replacing a gap with something “stylistically plausible”
(p. 215). In Javanese gamelan this is referred to as ngawur. It can occur when a
gamelan player does not know the piece they are playing, and is playing an
elaborating instrument.vi They must try to get by through a combination of deductive
simultaneous imitation and filling in their part by faking it at times when a cue from
another instrument is not immediately apparent. For instruments that can easily rely
on cues for all their notes, ngawur is unnecessary.
As well as a way to survive a performance, simultaneous imitation is an
important approach for learning, which can be used at rehearsals and informal
playing sessions as well as during performances. Suparno used this approach to
learn gamelan:
I only imitate. So I don’t use notation, I just imitate. For example, playing demung
sometimes I see who is next to me and just copy them. After a long time, [the
material] has gone in here (indicates his head). (Suparno, personal communication,
21 January 2014)
Whereas the approach of learning by ear is focused on listening, in
simultaneous imitation a performer concentrates on doing. They are engaged in
listening, but must respond almost instantaneously to what they hear by moving,
playing an instrument or vocalising. There is less time to consider what one has
heard, as an immediate reaction is required. This is an important skill for
professional gamelan musicians to acquire in order to access increased repertoire,
but it is also a learning approach in itself, as information gained whilst playing
music enters the memory without an explicit process of memorisation. This is
similar to the approach taken during dance classes.
In palace-style dance, the dancers are expected to have fully memorised the
dance routine for any performance. It is during the learning process that
Rachel Hand 35
simultaneous imitation is one of the most common approaches for teaching and
learning. During a group dance class, the dancers are positioned so that less
experienced students can see their more expert counterparts. This is so that they can
simultaneously imitate them, and learn through moving as they dance. The dance
teacher Umiyati Sri Warsini commented that if a new student approaches her, she
suggests they just join in at first, dancing at the back of the class (Umiyati Sri
Warsini, personal communication, 16 May 2014). The desirable type of imitation in
this case is not deductive; it is unlikely that a dance student can deduce their own
role from following a different role. For dance, an exact imitation is the end-goal, as
a number of students usually learn the same role together.
Figure 1. Dancers rehearsing at the Mangkunegaran Palace, Surakarta. The dancers
on the left are turning around to look at their peers and find out what the next
movement should be. (Source: Rachel Hand, 26 June 2013)
While this type of imitation is restricted to group classes for palace-style
dance, for village-style masked dance, learning through simultaneous imitation can
take place during a performance for dances with more than one of the same
character. Beja Nugraha explained that he learnt on stage rather than through
rehearsals:
When I did masked dance for the first time, the learning process from my father
was direct [in performance], not through rehearsals. Yes, in 1995 in Jakarta, at
Taman Mini no less, that was the first time I did the masked dance, following
Father. My role was at the back. (Beja Nugraha, personal communication, 23
February 2014)
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Beginner dancers often start by performing simple roles where several
people are dancing the same routine. Processes of simultaneous imitation and
interpretation like this are key to the way people learn gamelan and dance. They can
take place during classes, rehearsals and performances, and are a vital skill for
performing artists, both as a way to survive professional life and as a learning
approach.
Learning through Rehearsing and Performing
A rehearsal of Javanese performing arts is referred to as a latihan, but whereas in
English the word rehearsal often means preparation for a specific performance, there
are many routine, weekly or twice-weekly latihan held in and around Surakarta
where professional and amateur musicians or dancers come together to play music
or dance for enjoyment. As Sutton (1993) notes, a latihan “is valued in its own
right” (p. 18).vii
Young or less experienced performers sometimes attend rehearsals as a way
to learn from more knowledgeable players. In many cases a rehearsal is led by a
professional musician, who may act as a kind of teacher, selecting repertoire for the
group and helping less experienced participants, but rarely instructing individuals in
exactly what they should play. Sutton (1993) points out that “little is said by a group
leader unless the resultant sound is too disorganised or misconceived” (p. 19). An
example of this is the senior musician Suripto Hadi Martono, who runs a number of
rehearsals held in people’s homes and at community spaces, which cater to
participants from a range of backgrounds, amateur and professional, old and young.
Musicians learn from each other at these sessions, picking up variants of melodic
phrases, drumming patterns, and ideas for arrangement of repertoire. They can
engage in simultaneous imitation as discussed in the previous section, and may also
be allowed to choose some of the repertoire of the rehearsal. Outside the formalised
classroom and away from their teachers, musicians can try out particular styles or
melodies in a musically supportive atmosphere.
Whereas gamelan music and dance are learnt at rehearsals, a dhalang does
not usually learn through routine group rehearsals. Rehearsals for wayang, if held at
all, are in preparation for a performance and tend to be aimed at rehearsing the
musicians, rather than the dhalang himself. Only sections of the wayang show are
practised, with the focus on those parts with particularly unusual or challenging
musical accompaniment. It is unusual for a professional dhalang to rehearse his part
at all in the context of a rehearsal.viii
The line between rehearsal and performance is not particularly clear-cut in
terms of the way the music is played. Sutton (1993) notes that “the distinction
between performance and rehearsal in Java is much less sharply drawn than in the
West” (p. 17). At both rehearsals and performances, musical pieces or suites are
played through in their entirety without stopping. Learning therefore also takes
place at a performance in a similar way to at a rehearsal. Soetarno (1997) describes
the wayang performances put on by famous dhalang Anom Soeroto every thirty-five
Rachel Hand 37
days for his Javanese birthday, as “fostering a sense of family among dhalang, also
for gaining experience, exchange of thoughts, exchange of creativity, and this in
turn enriches the experience of the soul” (p. 18). For children, the time immediately
before a performance was traditionally an opportunity for them to try out the
gamelan instruments and play with the wayang puppets. Although I have witnessed
this at village performances, it is no longer the norm. Supanggah (2011) notes that
“many performances today are more formal or ‘closed’ in nature, with an increasing
gap between the artists and the audience” (p. 254). Nonetheless, while children
nowadays rarely get the chance to try the instruments before a show, performances
still provide an opportunity for children to learn by watching and listening, and
sometimes by becoming the performer themselves.
Many of my informants described their first experiences performing as on
stage with no rehearsal. In some cases, such as Suparno’s account below of his first
wayang performance which took place in the 1950s, this was actually the first time
they had taken part in a particular performing art at all.
[My first time] holding wayang puppets was at Gondo’s place, at a ruwatan ritual
performance. The person having the ritual done was my sister, Gondo, who had
knocked over a rice cooking pot. The person doing the ruwatan ritual was Mbah
Masaran … During the day I was asked by my father to perform wayang after the
ritual. Me, even though I was only a young child and my speaking wasn’t good. I
said I couldn’t do it. “How come you can’t do it? It’s only the follow-on after the
ritual. At home you play with wayang puppets. You should put that into practice at
the performance at your own sister’s place.”… Now, a child doesn’t have
knowledge of dramatic skill (sanggit). But I was brave enough to come forward. In
the first scene the characters hadn’t even greeted each other, but were angry straight
away about the whereabouts of the wedding party. My father laughed from behind
the wayang screen. “What is this kid doing?!” Of course, after I had finished as we
were going home, [he said,] “What were you thinking? People with guests they
haven’t even greeted but are immediately angry?!” I couldn’t do it yet, but would be
able to in future. So, starting from being laughed at, I was then trained so things ran
more smoothly, at that time using the mucuki model. (Suparno, personal
communication, 21 January 2014)
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Figure 2. A child dhalang, Kuntawijaya, performs mucuki in Sekalekan village, Klaten. Note
the small platform he is sitting on so he is the right height for the screen. (Source: Rachel
Hand, 20 February 2016)
Despite being laughed at, Suparno’s first performance didn’t put him off
wayang. His father expected him to jump from playing with puppets at home to
performing a complex story on stage. It is likely that he was aware that his young
son would be unable to perform properly, but children are forgiven for performing
badly, and being on stage, being laughed at, could help move Suparno’s learning
along.
The mucuki system, as a way for a child dhalang to practice in a real
performance situation continues to exist to this day, with a young child, most
frequently from a dhalang family, taking to the stage and becoming the dhalang for
around thirty minutes before the main performance begins. With the gamelan
musicians already in place to accompany them and the audience beginning to arrive,
a child dhalang can get some exposure and feel what it is like to be the dhalang,
before he or she is able to perform a whole story. Mucuki performances tend to
feature just one or two scenes, with a focus on battles rather than speech, as child
dhalang tend to have better puppet manipulation skills than they have knowledge of
textual content. Many of the dhalang I spoke to had performed mucuki when they
were young, often before their father’s show. The dhalang Wulan Sri Panjang Mas
describes how she is teaching her son wayang by encouraging him to perform
mucuki before her performances:
Rachel Hand 39
When he was in class six of primary school I said to him, “Son, you are going to be
a dhalang. Here’s the text, you read it.” I taught him and he could do it, so I
gathered together his classmates from school. I trained them to play gamelan, to
accompany him. Then when it was his first performance at home … everyone knew
that my child was a dhalang … Then, after a while, if I had a performance in Klaten
or wherever, my son could already perform wayang, I told him to perform mucuki
before my performance. (Wulan Sri Panjang Mas, personal communication, 7
March 2014)
As well as wayang, gamelan is also often learnt through performing. The
singer Sutarmi learnt to sing by performing for her father’s wayang performances as
a child in the 1970s. She explained that she started out only singing simple
repertoire and then learnt other pieces by listening to them. She also learnt to play
some gamelan instruments in this way (Sutarmi, personal communication, 23
February 2014). Hali Jarwo Sularso described how he learnt to play gamelan
through performing as a child in the 1950s, starting by playing gong at all-night
wayang performances:
The gong came first ... When I was little I would sleep and then be woken up at 3
a.m. to play gong. Oh yes, I was so happy! After that came bonang, after gong,
bonang … Once I had memorised bonang, then came kendhang (a set of two-
headed drums that control the tempo). (Hali Jarwo Sularso, personal
communication, 9 February 2014)
Later, as an adult, he continued to learn while performing, but from his friends and
peers:
If we gathered …, then I could check. Oh, if that is the case, my rebab-playing the
other day was wrong. It was often like that with my friends…. If there were a
gamelan performance I would definitely play kenong (large pot gongs that mark
structural points in the music), but [listen to] that rebab playing. Yes, until the
kenong was wrong because I wasn’t [concentrating]. (Hali Jarwo Sularso, personal
communication, 9 February 2014)
Hali Jarwo Sularso is a dhalang as well as a gamelan musician. He has
learnt wayang from watching other dhalang and takes elements that he likes as
inspiration for his own performances:
When a dhalang performs there is humour, there is sulukan (sung verse), puppet
manipulation, keprak (percussive signals and effects), and what do I like? If the
keprak is good I use it. Wow, the jokes are good, I will use them. But I don’t write
them down, I put them in here (indicates his head) and they are in. Wow, the story
is good … Yes, I use it. So in the past I learnt to perform wayang by watching
wayang performances until the end. I never went home early, never, I stayed until
the end so that the story could finish. (Hali Jarwo Sularso, personal communication,
9 February 2014)
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He finds it easier to absorb and retain information through watching wayang
performances if he is playing the gamelan rather than just spectating, so if the
dhalang is a friend of his and there is space, he will join the musicians for some of
the performance.
Traditionally, two wayang performances were held for an event, one during
the day, which was considered less important, and the other at night, from around 9
p.m. until the morning. This night performance was considered the more significant
one and would feature the main dhalang. He might ask a younger brother or a son to
perform for the daytime performance as an opportunity to practise on stage. In
addition to the daytime performances providing a forum for less experienced
dhalang to perform, they were also the place for beginner gamelan musicians to
explore the gamelan. Joko Sabeyan describes how there was even a relaxed attitude
towards who played the gamelan at some night performances:
At performances in the past it wasn’t like it is now, now it is quite strict. For
example, if someone is the dhalang, the gamelan musicians are from [the leader]
Wito, for example, one club. If another person from outside the club wants to swap,
perhaps they are shy or not allowed to, it’s like that. In the past whoever wanted to
could play, while learning ... In the past children could play the gamelan. Before,
when father was performing, it was children who played the gamelan, his
grandchildren usually, and this wasn’t considered an issue back then. Even the host
of the event didn’t consider it a problem. Nowadays it is made into a problem.
“Why are children learning at this performance!?” Some people are like that. (Joko
Sabeyan, personal communication, 23 February 2014)
He told me that nowadays there are far fewer opportunities for beginners to
join performances like this. Nonetheless, within these constraints, learning while
performing is still an important way in which young artists acquire knowledge and
skills.
Clearly, performing is crucial to the learning process, and importantly,
performing comes at an early stage in learning, when an artist may have mastered
very little. As soon as he or she knows barely enough to perform, perhaps knowing
how to play only one or two instruments and not even a whole gamelan piece, or
perform a single wayang scene or a few dance steps, a young artist is pushed into
their first performance, often by older relatives. While gamelan and dance students
certainly learn through rehearsing as well, it is these initial, often unplanned,
performances that they remember. For young dhalang, there is often no rehearsal
before their first performance, which may be preceded by learning through exposure
and absorption alone.
Rachel Hand 41
Figure 3. Now a rare occurrence, children join in playing the gamelan at a wayang
performance in Manjungan village, Klaten. Here, Sukaeni is showing her niece, Nining
Dewi Larasati, how to play saron, and her nephew, Nanang Kris Utama, is playing saron at
the front. (Rachel Hand, 9 August 2013)
Exposure and Absorption
While the learning approaches described in the preceding sections involved
intention on the part of the learner, some performing arts knowledge is gained
through exposure and absorption, a process of osmosis that takes place without any
effort on the part of a learner or a teacher. This unintentional learning occurs in
many places, including performances and rehearsals, and is likely to be a
particularly strong factor in the learning of those artists growing up with performing
arts at home. Since a person’s learning capacity is greatest during childhood, being
surrounded by performing arts activities at home can make a significant contribution
to a person’s knowledge and skill at a subconscious level, without requiring any
intention or effort. Levitin (2006) compares acquisition of a music culture to
language acquisition and explains that “our ability to make sense of music depends
on experience” (p. 106). Children growing up with music have a head-start in terms
of the amount of music they experience compared to those growing up in non-
musical households.
A dissertation about dance teacher S. Maridi describes a process of natural
absorption of knowledge:
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For S. Maridi, learning to dance occurred naturally; as a child there is an automatic
desire to play. He often played imitating the movements of his father when he was
dancing from behind him ... S. Maridi’s behaviour caught the attention of his father.
His father then started to teach him the techniques of good dancing. (Kusumawati,
2002, pp. 25-26)
From this we can see that as a child, S. Maridi was never forced into
learning dance, but when he showed interest of his own accord, this was noticed and
encouraged by his father who was himself a dancer. Such exposure and absorption
during childhood is key for many artists whose initial interest in performing arts
begins as a result of this. Hali Jarwo Sularso defined wayang as his hobby when he
was a child and told me how he loved to watch performances whenever possible
(Hali Jarwo Sularso, personal communication, 9 February 2014). Sujarwo Joko
Prehatin described how, when his cousin Surono had set up a small wayang screen
at home to practise wayang, “I indirectly joined in with learning even though no one
was teaching me. I just held the wayang puppets and played in the style of a person
performing wayang” (Sujarwo Joko Prehatin, personal communication, 31 January
2014).
For some children of performing artists, the assumption was that they would
be able to do performing arts anyway, without any direct instruction. The dhalang
Beja Nugraha described his father Tukas Gondo Sukasno as being very harsh on
him, expecting him to learn without any direct tuition. He was required to make full
use of any exposure to wayang by watching performances with maximum attention:
If he performed, I really learnt. When Father performed wayang, when my older
brother performed, when my uncle performed, then I learnt …[through] watching. I
didn’t even want to play gamelan ... My father, if he educated me, he was very
strict…. If I was confused, I was scolded. ‘If you are watching wayang, what are
you looking at?’ Like that, I was told off. (Beja Nugraha, personal communication,
23 February 2014)
In this way, unintentional absorption of performing arts is transformed into
intentional learning, though the forum of a performance remains the same. Watching
performances and intentionally learning is common among performing artists.
Bambang Siswanto described how he was able to learn a great deal from watching
specifically at a time when his ear was not yet fully trained to learn by listening
alone:
How do Wakidjo’s hands move when he plays gendèr or rebab or kendhang? It’s
his hands that move, because I couldn’t catch the idea of sound from the kendhang.
I just knew, I was told, it’s good, that’s all. So how does he make that sound? When
I was close to him I could ask him. If not, I could only watch…. Then later there
was a different kendhang player, it was different, even the sound was different. And
then I asked, which one was better? I didn’t actually know which one was better.
Only at that time, since it wasn’t a problem for the other kendhang player, it must
have meant that it was good, that was all. My thinking was like that. That
Rachel Hand 43
drumming was good. There were people back then who were sensitive. If it wasn’t
nice sometimes they would move, look over or whatever …, basically they moved
as an effect of him playing something. That meant I could get it, oh whoever made
that less nice, it could be felt, even though I didn’t know the detail of it. (Bambang
Siswanto, personal communication, 26 March 2014)
We can see from this that through watching, Bambang began to learn about
what makes a performance considered good by the musicians, knowledge which he
could then use when playing gamelan himself. Exposure to live performances or
rehearsals is essential to building up this kind of knowledge; media such as notation
and recordings simply cannot convey such details, and even learning from a teacher
in a classroom or individual lesson does not provide this kind of interactional
information which is crucial to becoming a good gamelan musician.
Wulan Sri Panjang Mas grew up in a village in Wonogiri and, as a child,
was only exposed to her father’s wayang performances. She explained that when she
started to watch wayang by other dhalang, in particular in Surakarta, she would
often ask questions about what she was seeing:
Before I didn’t know any Surakarta dhalang, I was just with my father. Then,
afterwards, I got to know senior Surakarta dhalang. If I watched a wayang,
coincidentally there would be one who would sit next to me. If there was a scene
that I didn’t know I would often ask. And the dhalang who sat next to me would
explain. (Wulan Sri Panjang Mas, personal communication, 7 March 2014)
For Wulan, unintentional exposure to performing arts as a child led to her
intentionally learning from exposure to different dhalang as an adult, and therefore
greatly widening her knowledge. The musician Wakidi Dwidjomartono too, having
been exposed to gamelan in his local community from a young age, began to take
advantage of this, learning for himself when he saw others play gamelan.
For example, back then there was Dalimin’s bonang playing, Cipto Suwarso’s
bonang playing, which I paid attention to, watched. For example, if I wanted to
learn bonang, I would watch that bonang player. Wow, he is so good, and then
wow, his bonang playing is like this. (Wakidi Dwidjomartono, personal
communication, 10 May 2014)
He describes his learning approach as some kind of inexplicable transformation:
I asked myself, how am I suddenly able to play a bit, play gendèr, play rebab? I
didn’t take lessons with anyone, didn’t study … I was just left as I was. But
suddenly, alone, yes that. Perhaps there was already a talent or a gift from there … a
heavenly gift. (Wakidi Dwidjomartono, personal communication, 10 May 2014)
This was the same response I received when I asked my rebab teacher,
Darsono Hadiraharjo, how he was able to remember the whole of the lengthy piece
Gendhing Krawitan off by heart. He told me he had just got up one day and been
able to play it, which he also referred to as a heavenly gift (anugerah).
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I argue that these kinds of seemingly instant acquisitions of knowledge are
in fact the result of years of exposure and absorption, usually beginning from birth
or in early childhood. This kind of exposure from a very young age sets the stage for
being able to do performing arts. However, exposure alone is clearly inadequate for
becoming a performing artist. Practitioners must make use of this exposure in some
way if they wish to excel in performing arts. Those people who only acquired
knowledge unintentionally through exposure and absorption without supporting this
with other forms of learning were able to do arts to some extent but would not
become professional performing artists.
Learning by Association
One of the key traits that unite almost all professional Javanese performing artists is
that they tend to be multi-skilled. It is well known that most gamelan musicians are
proficient on many instruments of the gamelan and can often sing vocal parts. Many
singers can also play gamelan to some extent. However, it is less commonly
acknowledged that many artists can do more than one art form. For example, many
dhalang can play gamelan, and indeed it is often considered necessary to be a good
dhalang. Some dhalang can also dance and they make use of this knowledge when
making puppets dance on the screen. Professional dancers understand the cues given
to them from the keprak and often know some of the drumming patterns that
accompany the dances, being able to vocalise them if they don’t have drumming
technique. Gamelan musicians who play for dance or wayang (and I would argue
that this is what most professional musicians do nowadays since gamelan-only
events are comparatively rare) must understand a great deal of what is happening on
stage or on screen and many gamelan musicians can also dance or perform wayang
a bit, although they may have never performed professionally. With all these
overlaps in knowledge between the different art forms, learning one art form can
help a performer to acquire knowledge in another art form, through learning by
association, and according to my research, this is frequently what happens.
Many of my interviewees were capable of performing more than one art
form, or at least had some specialised knowledge in multiple art forms. Hali Jarwo
Sularso is not only a dhalang but is also an expert musician. He explained:
It’s like this, for the dhalang’s art one must be able to play gamelan. If a dhalang
can play gamelan that is really good and they will be respected by the gamelan
musicians ... This is different to a dhalang who can’t play gamelan. If he wants to
signal to end a piece, he can’t. I don’t like that. I learnt to perform wayang and also
to play gamelan. (Hali Jarwo Sularso, personal communication, 9 February 2014)
Similarly, in order to play gamelan for wayang accompaniment, it is
advisable to know some wayang-specific repertoire: “The rebab has to be able to
play sulukan, right? Because it guides the sulukan. The rebab player must know.
Same for the gendèr player—ada-ada (a style of sung verse used to create an
atmosphere), sulukan, they must be memorised” (Hali Jarwo Sularso, personal
communication, 9 February 2014).
Rachel Hand 45
Surono described how knowing dance can help with wayang: “For us,
because we already know about dance, for performing wayang, [I know the]
movements, the original movements, and afterwards I can transfer that to wayang
movements, so it is much better” (Surono, personal communication, 2 March 2014).
And vice-versa, how wayang can help with dance: “For example, in masked dance it
isn’t just about dancing but there is also dialogue. That also helps. Because I can
already perform wayang, I am able to use it in masked dance” (Surono, personal
communication, 2 March 2014).
Bambang Siswanto frequently plays gamelan to accompany wayang. He
took evening classes in wayang so that he would be better at this.
I thought I should know how it felt to perform wayang so that if I am playing
gamelan I can make the connection, like that, make the link. If the dhalang wants
this, that, oh these notes like this means it will finish …, this code means he wants a
gendhing, this code is for a pathetan and so on. (Bambang Siswanto, personal
communication, 26 March 2014)
As a child, Wakidi Dwidjomartono learnt kendhang from a dance teacher, although
he wasn’t learning dance himself.
There were dance rehearsals, there were never gamelan rehearsals …, it was all
dance. The children were around 10 years old, 15 years old. We—I joined the
gamelan—we accompanied on the gamelan, and I learnt a little kendhang, and I was
told, “That’s wrong, it should be like this,” and I was given examples by the
teacher, like that. (Wakidi Dwidjomartono, personal communication, 10 May 2014)
It is usual for dancing teachers to be very familiar with drumming patterns.
When teaching dance during rehearsals at the Mangkunegaran Palace, Umiyati Sri
Warsini sometimes corrects the kendhang player by vocalising the drumming for
particular dance steps. Sujarwo Joko Prehatin learnt to dance the Klana character in
masked dance by first playing kendhang for his uncle and his cousin to dance over
the years. Due to the drumming being closely linked to the dance movements, by
playing kendhang, Sujarwo learnt the dance for himself.
Much of the vocabulary of the different art forms is the same; many
drumming patterns are named after dance movements, while gendèr patterns take
their names from vocal texts. For someone who has already learnt one art form, it
will be much easier for them to learn another, due to the musical and extra-musical
links between them. These links between art forms are utilised by performing artists
to aid their learning by making associations between different parts of their
knowledge when they are performing.
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Conclusion
In this paper I have examined some of the ways in which the Javanese learn
traditional performing arts. I have not focused on specific repertoire for each
learning approach, beyond making distinctions between the different performing
arts where appropriate. This is because I have found that for these types of
knowledge transmission, practitioners are rarely able to be specific about the
repertoire learnt through a given approach. Knowledge is not learnt in such
convenient chunks – one piece of music through imitation and another by ear – but
instead is acquired in a more mixed-up way. In addition, there is more than
repertoire being learnt through these approaches, with other aspects of artistry such
as rasa or feeling, style (both institutional and personal) and technique being
considered important. These different elements and repertoires, acquired through
multiple learning approaches, come together to create each performing artist.
The approaches examined here have in common their use of a direct
encounter between the learner and the performing arts, with learning taking place at
the time when the art is being performed. This temporal nature of learning is
significant for several reasons. Firstly, in order to learn in this way, artists must be
fully open to receiving knowledge as the performance is taking place, and often
while they are actually performing themselves. Brinner (1999) describes a type of
performing that involves “heightened listening that is both broad, scanning all the
lines of sound for useful information, and focused, searching for particular types of
information that will be most helpful” (p. 32). For dancers, as well as listening to the
gamelan, they must be fully aware of their co-dancers’ positions and movements,
without actually turning to look at them. As well as being a way to perform, I would
argue that this type of heightened awareness, whether aural, visual or kinetic, is also
a way to learn performing arts, and is utilised in the learning approaches described
in this paper.
The second point of importance related to these approaches is that they can
only work for artists who have the opportunity to be exposed to and engage in
performing arts on a very regular basis. Attending a weekly rehearsal or class, as is
often the case for those learning gamelan overseas, cannot offer the same learning
experience as being almost constantly exposed to performing arts, which in Java
rarely means just gamelan music without wayang or dance. While it cannot make up
for a childhood immersed in gamelan music, foreign students who study in Java can
benefit from increased exposure to Javanese performing arts and perhaps acquire
some of the skills for using the learning approaches discussed in this paper. While
living in Solo for several years I made use of some of these learning approaches, in
particular learning through rehearsing and performing, and learning through
simultaneous imitation. I also ensured I was frequently exposed to gamelan music
by attending performances and other arts events as often as possible.
Traditional performing arts continue to be sustainable in Java, populating
several specialist schools and colleges, and drawing audiences in the thousands to
large performances. Smaller events continue to make use of gamelan, wayang and
dance for entertainment and ritual purposes. When artists perform, they learn
through doing while also providing opportunities for other artists to learn through
Rachel Hand 47
watching. The approaches for learning examined in this paper, which rely on
frequent encounters with arts as they are performed, therefore both support and are
supported by the continued popularity of traditional performing arts.
In this paper I have shown that when we look beyond formal education,
lessons and teaching materials, learning can take place in many different contexts.
Furthermore, Javanese practitioners understand and can explain how they have
learnt using these approaches. They are aware that much of their knowledge and
skill has been gained in contexts outside formal education, and through direct
contact with arts as they are performed rather than through books and other media. I
would expect many of these learning approaches to be present in other performing
arts cultures. Further study of how such learning takes place outside the classroom
would be very welcomed.
Endnotes
1 This paper is based on research conducted during my PhD studies, which were funded by
the National University of Singapore. Research was conducted in the city of Surakarta
(Solo), Central Java, and in surrounding villages. Prior to beginning my PhD. I spent four
years living in Surakarta, studying gamelan both at an institution and in the community, as
well as participating in many performing arts events. Part of this paper was presented at the
BFE/RMA Research Students’ Conference 2016 under the title “Knowledge Transmission in
Javanese Gamelan Music: A Survey of Methods for Learning”.
2 This paper does not, therefore, cover learning approaches which use a mediator such as
learning from notation, from recordings, from ascetic practice or from teachers in lessons
and classes. I describe these approaches elsewhere (Hand, 2016, pp. 201-244, 283-323).
3 I have included a very brief description of each interviewee’s position in performing arts
(musician, dancer, etc). Including a lengthier biography for everyone interviewed is beyond
the scope of this paper, but more information about these artists can be found elsewhere
(Hand, 2016, pp. 430-448).
4 It is difficult to analyse whether growing up surrounded by gamelan music actually makes
it easier to learn by ear due to the many other factors that affect a person’s ability to learn.
However, cognition research supports this theory. Levitin (2006) describes how “basic
structural elements are incorporated into the very wiring of our brains when we listen to
music early in our lives” (p. 107). Growing up surrounded by gamelan music hardwires it
into a person’s brain from the beginning of their life, thus creating a predisposition to
learning it in the future.
5 This concept of a ‘natural’ artist suggests, somewhat unhelpfully in my opinion, that
learning outside school is somehow more of a natural process, and that arts schooling is
perhaps ‘unnatural’ in some way. Nonetheless, it offers a way for non-schooled artists to
define themselves without negatively emphasising their lack of schooling.
6 An elaborating instrument is one that elaborates on the basic melody. Each elaborating
instrument has its own idiomatic style for interpreting and elaborating its part.
7 A PhD dissertation by Jonathan Roberts (2015) provides a detailed account of amateur
gamelan groups in Surakarta and examines “the social organisation of ensembles and the
social implications of participation” (p. 41).
8 While wayang is taught at schools and institutions in Java, these classes use a teacher as a
mediator between the performing art and the learner, and are not therefore discussed in this
paper.
48
Malaysian Music Journal Vol. 6, Num. 2 (29-48)
ISSN 2232-1020, eISSN 0128-2158
References
Brinner, B. (1995). Knowing music, making music: Javanese gamelan and the theory of
musical competence and interaction. Chicago, IL: University of Chicago Press.
Brinner, B. (1999). Cognitive and interpersonal dimensions of listening in Javanese gamelan
performance. The World of Music, 41(1), 19-35.
Giordano, John T. (2011). Teacher’s heads. Prajñā Vihāra, 12( 2), 123-142.
Growing into music: A multicultural study of musical enculturation in oral traditions.
Retrieved from http://www.growingintomusic.co.uk.
Hand, R. E. (2016). Knowledge transmission and the family in traditional Javanese
performing arts. Unpublished doctoral dissertation. National University of Singapore,
Singapore.
Harisna, R. W. (2010). Kesenimanan Suyadi Tejopangrawit dalam karawitan gaya
Surakarta. Unpublished bachelor dissertation. ISI Surakarta, Indonesia.
Kitley, Y. (1995). Rote learning in Bali: Studying the music of the Wayang Theatre.
Research Studies in Music Education 5, 47-54.
Kusumawati, E. (2002). Metode penampilan, cara mengajar tari S. Maridi. Unpublished
bachelor dissertation. STSI Surakarta, Indonesia.
Levitin, D. J. (2006). This is your brain on music: The science of a human obsession. New
York, NY: Penguin Group (USA) Inc.
Mrázek, J. (2008). Xylophones in Thailand and Java: a comparative phenomenology of
musical instruments. Asian Music, 39(2), 59-107.
Nettl, B. (2005). The study of ethnomusicology: Thirty-one issues and concepts. Champaign,
IL: University of Illinois Press.
Perlman, M. (2004). Unplayed melodies: Javanese gamelan and the genesis of music theory.
Berkeley: University of California Press.
Roberts, J. (2015). The politics of participation: An ethnography of gamelan associations in
Surakarta, Central Java. Unpublished doctoral dissertation. Oxford University,
United Kingdom.
Soetarno (1997). Reflektif budaya Jawa dalam pertunjukan wayang kulit. Research report,
STSI Surakarta, Indonesia.
Supanggah, R. (2011). Bothékan – garap karawitan: The rich styles of interpretation in
Javanese gamelan music book 1 & 2. Surakarta: ISI Press.
Sutton, R. A. (1993). Variations in Central Javanese gamelan music: Dynamics of a steady
state. DeKalb: Northern Illinois University, Special Report No. 28.
Waridi, R. L. (1997). Martopangrawit, empu karawitan gaya Surakarta, sebuah biografi.
Unpublished masters dissertation. Universitas Gadjah Mada, Yogyakarta, Indonesia.
Wong, D.A. (2001). Sounding the center: History and aesthetics in Thai Buddhist
performance. Chicago, IL: University of Chicago Press.
Biography
Rachel Hand was awarded a PhD in Southeast Asian Studies from the National University
of Singapore in 2017. Her dissertation examines knowledge transmission, heredity and
education in Javanese gamelan music, wayang and traditional dance from the 1920s to the
2010s. She has presented papers on her research at several international conferences. Rachel
also has a BA and MMus in Ethnomusicology from the School of Oriental and African
Studies (SOAS), University of London.
|
Malaysian Journal of Music Vol. 6 No. 2 (2017) | behaviour, challenging behaviours, children, group musical activities, socio-emotional | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/139 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/832 | The Effects of Group Musical Activities on Children’s Behaviour | The study sought to examine the effects of group musical activities on children’s challenging behaviour. Six Grade Five students participated in this mixed-method case study. Qualitative data were gathered from observations, interviews, and written outputs. The quantitative data used the BarOn Emotional Quotient Inventory: Youth Version (BarOn EQ-i: YV) instrument to measure socio-emotional skills and behaviour levels. The qualitative results suggested that group musical activities such as listening and moving to music, singing, instrument-playing, improvising, and composing positively affected the behaviours of children in terms of (1) being considerate of others’ feelings, thoughts, and ideas; (2) doing one’s best in a role or task given; (3) focusing; and (4) being creative and confident. Analysis of the t-test of the BarOn EQ-i: YV, pretest and posttest result, with a range from 0.087 to 0.973 at 0.05 significance level, was not significant which was possibly due to the threats to validity such as history and experimental mortality. However, a comparison of the pretest and posttest raw scores of individual students revealed mixed results. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/832/568 | [] | Shiela Jay P. Pineda 49
The Effects of Group Musical Activities on Children’s
Behaviour
Shiela Jay P. Pineda
Faculty of University of the Philippines Integrated School
Ma. Regidor St., Cor. Quirino Avenue, University of the Philippines, Diliman, Quezon City,
Philippines
e-mail: [email protected]
Published online: 30 December 2017
Cite this article (APA): Pineda, S.J.P. (2017). The effects of group musical activities on
children’s behaviour. Malaysian Music Journal, 6(2), 49-70.
Abstract
The study sought to examine the effects of group musical activities on children’s challenging
behaviour. Six Grade Five students participated in this mixed-method case study. Qualitative
data were gathered from observations, interviews, and written outputs. The quantitative data
used the BarOn Emotional Quotient Inventory: Youth Version (BarOn EQ-i: YV) instrument
to measure socio-emotional skills and behaviour levels. The qualitative results suggested that
group musical activities such as listening and moving to music, singing, instrument-playing,
improvising, and composing positively affected the behaviours of children in terms of (1)
being considerate of others’ feelings, thoughts, and ideas; (2) doing one’s best in a role or
task given; (3) focusing; and (4) being creative and confident. Analysis of the t-test of the
BarOn EQ-i: YV, pretest and posttest result, with a range from 0.087 to 0.973 at 0.05
significance level, was not significant which was possibly due to the threats to validity such
as history and experimental mortality. However, a comparison of the pretest and posttest raw
scores of individual students revealed mixed results.
Keywords: behaviour, challenging behaviours, children, group musical activities, socio-
emotional
Several studies have established the relationship of musical engagement and
behavioural development. As a shared human activity, music-making affects
behaviour through interactions and influences the collective understanding of
individuals (Merriam, 1964; Kaplan, 1990; Elliot, 1995; Bowman, 2002; Burnard &
Younker, 2010). More specifically, musical engagement can be used to achieve the
following: encourage interaction during problem-solving activities, develop
50 Malaysian Music Journal Vol. 6, Num. 2 (49-70)
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decision-making skills and positive attitude such as acceptance, empathy, and
cooperation, and provide a means for individuals to express their creativity (Anshel
& Kipper, 1988; Hoffer, 2002; Rief, 2005; Moore, 2002; Kirschner & Tomasello,
2010; Cohen, Laya, Sangiorgio, & Iadeluca, 2011; Cross, Laurence, & Rabinowitch,
2011). In studies among children, music has been connected to their enhanced self-
perception, improved social skills and behaviours, positive well-being, and stronger
sense of community and ethical perspective (Standley, 1996; Stamou, 2002;
Majoribanks & Mboya, 2004; North, Tarrant, & Hargreaves, 2004; Schnitzlein,
2006; Hallam, 2010; Allsup & Westerlund, 2012). In the Philippines, a study on the
effects of music on children’s character found that music has a significant
correlation to the following set of attitudes: focus and concentration; participation
and cooperation; and confidence and courage (Schnitzlein, 2006).
Moreover, music has also been used as an intervention to address (1)
behavioural concerns in clinical treatments (Aldridge, 1993; Choi, Lee, & Lee,
2008; Davoli, 2008; Gooding, 2011); and (2) challenging behaviours of students
with special needs (Greher, Hillier, & Poto, 2010; Machalicek, O’Reilly, Beretvas,
Sigafoos, & Lancioni, 2007; Whipple, 2004). In the clinical setting, music as an
intervention tool through music therapy has been used in combination with play
therapy for children and as group music therapy for adolescent psychotherapy
(Aldridge, 1993). In the school setting, music classrooms have shown to be an ideal
setting for building socio-emotional skills which are important in stimulating brain
development and in reducing at-risk behaviours in school (Jacobi, 2012). National
organizations reiterate the importance of conducting early intervention programs
especially among children with challenging behaviours (Fox, Dunlap, & Powell,
2002). This is mainly because interventions applied during the latter years of child
development become more difficult as the child’s environment changes and
becomes more complex (Foster, Brennan, Biglan, Wang, & Al-Ghaith, 2002; De
Mers, Tincani, Van Norman, & Higgins, 2009).
This current study sought to add evidence on the importance of using
musical engagement as an effective intervention by examining the effects of group
musical activities on challenging behaviours. This study also aims to fill the
research gap on mixed-method studies relating group musical activities and
behaviour-challenged school children in the Philippines. Moreover, this study
intends to support the music education paradigm of musical engagement as a social
activity and its impact to the development of children using enjoyable experiences
with music (Bowman, 2002; Burnard & Younker, 2010; Elliot, 1995; Hallam, 2010;
Kaplan, 1990; Merriam, 1964). The study is premised upon the assumption that
music has non-musical outcomes such as behaviour as discussed by Hallam (2010).
Method
Design and Instrumentation
This research used a mixed-method case study with a one group pre-posttest design
(Riebehl, 2001; Saunders, 2005; Abanes, 2010; Cozby & Bates, 2012; Yin, 2013;
Shiela Jay P. Pineda 51
Creswell, 2014). Group musical activities served as intervention for the case study
participants who were identified to have demonstrated challenging behaviours in
school. Qualitative data were gathered through observations, interview, and written
outputs during and after the group musical activities. Quantitative data were
gathered using the BarOn Emotional Quotient Inventory: Youth Version (BarOn
EQ-i: YV), a published instrument for measuring the emotional-social intelligence
of children and adolescents, as a pretest and posttest tool (Bar-On, 2000; Bar-On &
Parker, 2000). The instrument consists of seven socio-emotional scales namely: (a)
Intrapersonal; (b) Interpersonal; (c) Stress Management; (d) Adaptability; (e)
General Mood; (f) Total EQ; and (g) Positive Impression. The reliability of the
instrument has an average of α=.84 that ranged from low .65 (Interpersonal scale) to
high .90 (Total EQ, Stress Management, and General Mood) internal scale
consistency (as cited in Killgore & Yurgelun-Todd, 2007). It has a satisfactory
internal reliability of different scales (e.g. α= .84 for the Intrapersonal scale and
α=.89 for the total test) (as cited in Bermejo, Prieto, Fernández, Soto, & Sainz,
2013).
Participants
The participants were selected through purposive sampling (Creswell, 2012). The
school guidance counsellor identified ten Grade Five students whose challenging
behaviours in school necessitated parent-teacher conferences for behaviour
processing, monitoring, and guidance. (The term ‘challenging behaviours’ in this
study refers to the negative behaviours which in order to be addressed needed the
collaboration of the student, teacher, guidance counsellor, and parents.) Letters with
details on the purpose and methods of the study were sent to the parents to request
their students’ participation. Out of the ten students invited, six were allowed to
participate in the study.
Table 1 shows the general profile of the participants including their age,
grade level and family set-up. Each participant was assigned a code name. These
profiles provided an initial context in understanding (1) the socio-emotional
characteristics and behaviours of the students in relation to their age and (2) the
relationships and interactions of the students with their family members.
52 Malaysian Music Journal Vol. 6, Num. 2 (49-70)
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Table 1
General profile and home set-up of the students
Case
Study
Sex
Age
Grade
Level
Immediate Family Set-up
Cleo
Female 11.9
Grade 5
Father and Mother
1 younger brother
1 younger sister
Roger
Male
11.2
Grade 5
Father
1 older brother
(Mother is an Overseas Filipino Worker)
Kaloy
Male
11.6
Grade 5
Father and Mother
1 younger brother
Yan
Male
11.2
Grade 5
Father and Mother
3 younger sisters
(older sister already has a family and is not staying
with Yan at home)
Santi
Male
11.5
Grade 5
Father and Mother
(no siblings)
Charo
Female 11.8
Grade 5
Stepfather and Mother
1 younger half-sister
(biological father is not staying with Charo at home)
Procedure
Prior to the administration of group musical activities as intervention, a pre-
intervention phase was done to provide a deeper understanding of the students’
behaviour in the context of their musical activities at home and in their music
classes. At this stage, data were gathered from the (1) students’ portfolio in their
music classes (observations, archival records, and creative outputs); (2) interviews
with the parents, teachers, guidance counsellor, and case study participants; and (3)
responses to a questionnaire used to profile and design plans for the music sessions.
The behaviour descriptions primarily stemmed from the guidance report but were
validated through parent-teacher conferences and interviews with the students. The
data were coded using the techniques presented by Ryan and Bernard (2003).
As a result of the coding process per group, the following challenging
behaviours of the students were identified: (1) being insensitive to others; (2) being
easily angered; (3) being overly sensitive; (4) having annoying behaviours; and (5)
having the tendency to hurt others verbally or get into physical fights. In addition,
the coding process showed unique characteristics for each case which included (1)
Cleo being competitive; (2) Roger being overly talkative and playful; (3) Kaloy
being passive even when he is hurt by his classmates and showing lack of
confidence or assertiveness; (4) Yan being overly sensitive and showing lack of
assertiveness; (5) Santi being disobedient; and (6) Charo being argumentative and
Shiela Jay P. Pineda 53
pessimistic towards people and situations. Table 2 below summarises the
challenging behaviours of the participants.
Table 2
Summary of challenging behaviours
Cleo
Roger
Kaloy
Yan
Santi
Charo
Bossy
Competitive
Being overly
sensitive
Easily
angered
Tendency to
hurt others
verbally or
physically
Overly
talkative
Too
playful
Annoying
Annoying
Gets into
fights
Being overly
sensitive
Passive
Lacks
confidence /
assertiveness
Annoying
Being
overly
sensitive
Lacks
assertiveness
Disobedient
Easily
angered
Gets into
fights
Bossy
Easily
angered
Pessimistic
Tendency to
hurt others
verbally
Argumentative
Note. Challenging behaviours common to all respondents are in boldface.
After administering the pretest, the intervention was done through group
musical activities or music sessions. The students met twice a week within their
school day for a 30-minute music session. During the group musical activities,
observations on the students’ behaviour, interaction, and performance of the musical
activities were recorded through field notes and video recording. Table 3 shows the
summary of group musical activities. At the end of the intervention, interviews with
the students and their parents were conducted to see if there were changes in the
students’ behaviour as a result of their participation in the group musical activities.
The students were also asked for their feedback and personal assessment of their
behaviours and experiences in relation to the musical activities. The BarOn EQ-i:
YV was then employed for posttest.
54 Malaysian Music Journal Vol. 6, Num. 2 (49-70)
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Table 3
Summary of musical activities
Group Musical Activities (30-minute music sessions)
I. Preparation:
Relaxation and
Focusing
1. Breathing Exercise
2. Vocal Warm-Up
II. Group Musical
Activities
Listening and Moving to
Music
Singing
Playing of instruments
and other sound sources
Improvising Composing
Activity 1: Singing ‘Music Touches Children Most of All’: A
Simple Family Musical (Scene) (Duration: 4 Meetings)
Activity 2: Combining Singing, Playing, and Improvising
‘Day-O’ (Duration: 2 Meetings)
Activity 3: Combining Marching, Playing, and Singing
‘When the Saints Go Marchin’ In’ (Duration: 1 Meeting)
Activity 4: Composing a ‘A Friend Song’ (Duration: 1
Meeting)
Activity 5: Singing ‘Ako’y Isang Pinoy’ (‘I Am A Filipino’)
(Duration: 1 Meeting)
Activity 6: Improvisation Exercise (Duration: 1 Meeting)
Description of the Musical Activities
The 30-minute musical activities that were done twice a week consisted of listening
and moving to music, singing, playing of instruments and other sound sources,
improvising, and composing. The activities were framed around the musical
problem-solving approach with the teacher as a facilitator, scaffolding as the
students process ideas or make decisions in and for their music-making (Wiggins,
2001). Problem-solving and its uses in socio-emotional learning in music have been
documented by Adamek, Darrow, and Jellison (2013), Atkinson (2015), and Jacobi
(2012). The planned music sessions were also guided by the ideas of Merriam
(1964), Kaplan (1990), Elliot (1995), Bowman (2002), Burnard and Younker
(2010), Hallam (2010) and to keep the group musical experience enjoyable and to
achieve goal of socio-emotional development. The activities started with a
preparation routine of breathing exercises and vocal warm-up. Then the group
musical activities were presented as a musical challenge through role-taking, setting
of parameters in addition to the lesson goals, and division of labor (Rief, 2005;
Burnard & Younker, 2010). In every activity, the students were encouraged to
describe their experience in making music and to give positive feedback about
themselves and others for self-regulation and motivation (McPherson &
Zimmerman, 2002; Maehr, Pintrich, & Linnenbrink, 2002).
Shiela Jay P. Pineda 55
The first activity, Singing ‘Music Touches Children Most of All’: A Simple
Family Musical (Scene), was a combination of singing and acting for the purpose of
forming bonds with peers and enhancing positive interactions (Lau, 2008; Abeles &
Cordero, 2010). The musical challenge was to perform the song as if in a scene from
a hypothetical musicale entitled A Simple Family Musical. The students had to
conceptualise a particular scene, assign character roles along with their song parts,
and perform with simple blockings or actions. They were asked to invite other
classmates to serve as audience after they practiced.
The second activity, Combining Singing, Playing, and Improvising ‘Day-
O,’ had the students take turns being the ‘leader’ and ‘follower’ for the call-and-
response parts the song. The musical challenge was for the leader to sing the ‘call’
part and improvise on the tune on the second round. The role for the rest of the
group as followers was to sing the ‘response’ while playing their selected
percussion. After the activity, they described each other’s improvisation of the tune
and their experience making music. This activity was geared towards developing
confidence, creativity, and teamwork especially through singing, instrument-
playing, and improvisation (Greher, Hillier, & Poto (2010); Gooding, 2011).
The third activity, Combining Marching, Playing, and Singing ‘When the
Saints Go Marchin’ In,’ allowed the group to take turns being the ‘leader’ and
‘follower’ to encourage their focus and cooperation (Moore, 2002; Kirschner &
Tomasello, 2010). The challenge for the ‘leader’ was to assign instruments for the
group and lead the band in marching. The challenge for the ‘followers’ was to play
the instrument assigned to them while moving. The students were asked to share
their thoughts about each other as leaders and about the decisions they made when
they were asked to lead.
The fourth activity, Composing ‘A Friend Song’, had each student become a
composer because the musical challenge was to describe a good friend and then
create an original tune to his or her descriptions. This activity aimed to open
opportunities for sharing and accepting ideas and working together towards a goal
(Davoli, 2008; Cross, Laurence, & Rabinowitch, 2011). They were advised to
rehearse their original tunes until it sounded stable to them. Their answers were then
connected to comprise a one-stanza song. The group practiced singing the different
melodies made. They were asked to play instruments to accompany their singing.
Afterwards, they were also asked to share about their ideas for the song and to give
their opinions regarding the importance of their individual contribution to the whole
group’s output.
For the fifth activity, Singing ‘Ako’y Isang Pinoy’ (‘I Am A Filipino’), the
musical challenge was to sing in unison and according to their assigned parts,
similar to popular singing groups like One Direction. The purpose of this activity
was for the students to reflect on their sense of self and national identity as they
practice and perform together with excellence (Anshel & Kipper, 1988; Bowman,
2002; Gardiner, 2000; Abeles & Custodero, 2010).
The sixth and last activity, Improvisation Exercise, challenged the students
to think of positive things about each other based on their musical experiences
together and improvise a tune to it as they share their feedback. This activity was
designed to give an opportunity for each one to be creative, to express appreciation,
56 Malaysian Music Journal Vol. 6, Num. 2 (49-70)
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and to feel accepted (Majoribanks and Mboya, 2004; Cohen, Laya, Sangiorgio, &
Iadeluca, 2011; Gooding, 2011).
Analysis
Qualitative data were analysed using content analysis for themes (Ryan & Bernard,
2003). The themes were culled from the related literature (Bar-On, 2000;
Schnitzlein, 2006). In order to control researcher bias, the thematic content analysis
was validated by the research adviser while the reliability of the data response was
confirmed through the triangulation of interviews, observations, and student written
outputs. An external music teacher validated the observation results of the group
musical activities through the music session videos. A questionnaire was given to
the external music teacher as guide in validating noted observations. The validation
process from the adviser and external music teacher confirmed the results of the
qualitative analysis as acceptable and sound.
The quantitative results from the BarOn EQ-i: YV test were analysed
through a paired sample t-test with a 0.05 level of confidence. A comparison of
pretest and posttest raw scores was also employed in the analysis because the nature
of the data takes into account individual differences of ‘human attributes, ability,
personality, motivation, and mood’ (Kline, 2000).
Results and Discussion
Qualitative Data
Qualitative results from the thematic content analysis of observations, interviews,
and written outputs showed that there were changes in the behaviour of the children
in terms of (1) being considerate of others’ feelings, thoughts, and ideas; (2) doing
one’s best in a role or task given; (3) being focused; and (4) being creative and
confident. These themes summarised the behavioural changes that the students
demonstrated during and after the intervention. Table 4 shows who among the
students demonstrated the specific change in behaviour. Moreover, upon analysis of
the qualitative findings and how they relate to the literature supporting this study, it
was found that the encompassing themes which influenced students’ positive
behaviours during the group musical activities relate to (1) enjoyment and
togetherness (Hallam, 2010) and (2) principles on musical engagement and its
social context (Merriam, 1964; Kaplan, 1990; Elliot, 1995; Bowman, 2002; Burnard
& Younker, 2010; Hallam, 2010). The discussion of these findings is detailed in the
paragraphs that follow.
Shiela Jay P. Pineda 57
Table 4
Students and their Demonstrated Behavioural Change
Behavioural Changes
Cleo
Roger
Kaloy
Yan
Santi
Charo
(1) Being considerate of others
(2) Doing one’s best in a role or
task given
(3) Being focused
(4) Being creative and confident
Findings on students and their improved behaviours. Aside from these
four changes, analysis of the students’ behaviour as documented from the
observations, interviews, and written evaluation, revealed more specific
improvements. These improvements are summarised for each student below.
Cleo. Patience was one of the most observable behaviour of Cloe during and
after the intervention. This was manifested in her effort to listen to her groupmates
ideas and suggestions without reprimanding them even when they started making
jokes or became overly playful. When teased, she expressed disagreement but
simply laughed about it with the other person. At home, her father remarked that
Cleo has shown patience by managing her temper and emotions. Her adviser and
guidance counsellor also noted her improvement on controlling her anger. Even
Cleo mentioned that she was able to better deal with others and establish friendships
during the musical activities. In her written evaluation, she shared about seeing the
‘good and bad qualities’ of her groupmates as she participated in the sessions.
According to her, one of things she needed to improve on was on being careful with
words (‘I should also watch the words coming out of my mouth’).
Roger. In all the activities, Roger actively participated and showed
enjoyment with the group. His enjoyment was sometimes accompanied by making
funny remarks especially when the boys in the group joked around, too. However,
an immediate reminder to practice self-control was enough for him to focus back on
the musical activity. In an interview with Roger’s grandmother, she shared that
although Roger still needed to be reminded, he improved on following instructions
and lessened the tendency to complain and talk back. The guidance counsellor and
his advisor also observed Roger’s need for reminders; but they observed that he had
minimised provoking people through teasing. His adviser said that it was no longer
Roger who would start a bad joke. According to Roger, the group musical activities
helped him discover his capabilities that improved his confidence. Aside from that,
he said his tendency to be very talkative and annoying to others was minimised
because he intended to focus on the task. In Roger’s written evaluation, he wrote
that being able to improvise ‘Tagalog lyrics’ (Tagalog is one of the languages in the
Philippines) may have helped him improve his behaviour.
Kaloy. Kaloy actively involved himself in working with the group to solve a
musical challenge like in the Simple Family Musical. He expressed his unique ideas
58 Malaysian Music Journal Vol. 6, Num. 2 (49-70)
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and suggestions freely, which was welcomed by the group. However, there was still
a time when his remarks annoyed and distracted some of his groupmates. Kaloy
calmed himself when it was already singing time. The group, with the researcher,
processed the situation after the performance in the context of how 'bandmates'
should adjust to one another despite differences and misunderstandings. In his
interview, he mentioned that the role-playing task in the Simple Family Musical
helped him understand his groupmates. According to him, being able to understand
others minimised his tendency to annoy or making teasing remarks. In the written
output, he recognised that teasing others was part of his funny nature but realised
that it was one thing he has to improve on. This ability to monitor himself was
observed by the guidance counsellor and his advisor. They noted that he continued
to blurt out ideas and jokes but he was not into fights. In addition, Kaloy’s mother
said that the group musical activities were helpful to her son’s behaviour despite
being absent for the majority of the sessions. She agreed that Kaloy may have
benefitted from the musical activities in developing good behaviours and in dealing
with challenging ones.
Yan. During one of the sessions when he became sensitive over Kaloy and
Santi’s joke about him, Yan was able to show a degree of resilience by not quitting
the activity, leaving the group, or sulking. Despite his weakness in handling jokes
and negative remarks, he performed his best by singing his parts confidently and
putting up with the activity and with his groupmates until the end. Singing was one
of the activities where he exhibited much focus, talent, and confidence. He made
creative variations to melodies used in some songs. His father mentioned that the
group musical activities supported his son’s passion for music and singing, which in
turn seemed to have affected how Yan dealt with his siblings and his classmates. He
had observed that Yan refrained from hurting his siblings despite feeling angry.
Moreover, the school guidance counsellor observed that Yan has better emotional
awareness and shows ability ‘to empower himself’ or boost his self-regard. This
self-awareness was also evident in Yan’s assessment of himself. Yan remarked in
his interview that the group musical activities were helpful in making himself better
(‘a good person recently’) although he indicated that he needed to improve on being
more energetic. Through the activities, he said he discovered good things about
himself that made him feel contented like his voice type (‘I am an alto singer
even[though] I am a boy. I am happy with the voice that was given to me by The
God’). Being more confident was an aspect he said he was able to improve on. He
also mentioned that somehow, in a session when he was teased by some
groupmates, he managed to be steadfast and was able to control his emotions. The
musical sessions for him became a time when he found his schoolmates really kind
and playful.
Santi. Despite of being remarked as disobedient, Santi during the group
musical activities, was able to follow the leader, carry out his role in the group,
relate with others, and perform his assigned roles as a singer or instrumentalist.
There were times when he needed some prompting in order to follow, like during
the breathing exercises and vocal warm-ups; but he participated in every process of
Shiela Jay P. Pineda 59
the musical activities and did his best in complying though he preferred playing the
beat box. Like Kaloy, singing his assigned part calmed him down from laughing
around during the activities. Santi’s mother mentioned in an interview that she saw
the group musical activities beneficial for Santi in helping him with his challenging
behaviours. She expressed that her son shared about the activities (e.g. his role in the
Simple Family Musical) and that he looked forward to the music sessions. She
believes that the group musical activities gave Santi a sense of belongingness (e.g.
an instance when her son still wanted to make friends even after his teasing and
joking went too far). For her, being more empathic was an area Santi needed to
improve on. In terms of following instructions, she mentioned that Santi would
comply but reminders and explanations were still necessary because he had the
tendency to get distracted by many things. The guidance counsellor and adviser also
mentioned about Santi’s need for reminders but is was observable that he no longer
provoked fights. These changes were also recognised by Santi as he noted that being
patient and kind to people were his good behaviours during the group musical
activities (‘I know how to be patient and kind to people’). When asked to explain
how the musical activities were helpful to him, he mentioned about teamwork where
he had to work with others in singing and composing songs. He believed that
working together was fun and good for establishing friendships. As a realisation, he
mentioned in his written output that he needed to develop ‘being loving to people’.
Charo. Charo showed self-control in dealing with groupmates who were
difficult to work with. When the boys did not follow or pay attention immediately,
she reacted in her usual strict attitude by reprimanding them. However, it was not in
a hurtful way like before. During the planning of a performance, she considered
others’ suggestions and enjoyed trying them out. Even though she has Attention
Deficit Hyperactivity Disorder (ADHD), Charo was able to control herself and
manage to focus on the musical activities with others. Like Cleo, Charo exerted her
best effort during the group activities. She followed instructions carefully and
concentrated on the tasks, much more when she was assigned the singing parts.
Although she was shy when it came to singing alone, Charo did her best in trying to
be confident, even with a small voice. In an interview with Charo’s mother, she said
that her daughter showed better self-control even if she was still being overly active.
Dealing with others and being more confident were the other areas Charo seemed to
improve on. The guidance counsellor and adviser also had a similar remark with the
way she socialised and dealt with others. The group musical activities may have
helped Charo’s behaviours in a way according to Charo’s mother, even if she
missed other sessions. Possible reasons for not attending the activities, except the
Simple Family Musical and the last meeting, were Charo’s preference for other
activities like outdoor play or being with other friends. In an interview with Charo,
she said the group musical activities helped her slightly. She expressed that the
musical activities helped improve her creativity and ability to relate with difficult
people. An example she cited was in controlling her anger when her groupmates
failed to understand or follow immediately. In her written output, she perceived that
being joyful, being a good listener, and being able to improvise music were her
60 Malaysian Music Journal Vol. 6, Num. 2 (49-70)
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good behaviours in the group activities. However, she noted that she needed to be
more patient and ‘open-minded.’
Findings on the musical challenges and behaviour. The socialisation
process during the musical activities became another factor for the students to
practice self-regulation processes for musical learning (McPherson & Zimmerman,
2002). Reinforcements, guidance, social structuring, and help given by others
facilitated motivation and monitoring, as well as the students’ effort to adjust their
way of learning, performing, and behaving (Maehr, Pintrich, & Linnenbrink, 2002).
The musical challenge is linked with the social component of solving
problems together which involves negotiations and interactions among the
participants of the group. This is supported by Elliot’s (1995) ideas on how music
and music-making operates in a social context and how creative and critical-
thinking skills are involved and developed in problem-solving settings for musical
understanding (Wiggins, 2001). The discussion that follows was organised
according to musical activity and the musical challenge.
Singing with assigned roles and parts. The challenges in the Simple
Family Musical were in the task of singing in unison and with assigned parts and in
planning and rehearsing together given a short time. The family roles they came up
with had an effect in the way they regarded each other during the succeeding
sessions. This jumpstarted the group to get more comfortable with each other
because the particular role they played in this ‘family musical’ allowed them to form
bonds with peers (Abeles & Custodero, 2010) by way of paying attention to the one
singing, waiting patiently for their turn, and making sure they sound together with
their partners or in unison. Majoribanks and Mboya (2004) support this idea of
music being a safe place to express oneself and be accepted by others. Moreover, in
a study about singing games to enhance social skills by Lau (2008), these positive
behaviours that relate to confidence, establishing and maintaining positive
interactions and relationships, and enjoying and accepting each other were seen in
the findings.
In another singing activity, a conflict emerged among the boys. The musical
challenge of being assigned a singing part may have challenged the students’ sense
of security and in being identified with the group (Bowman, 2002; Abeles &
Custodero, 2010). However, embodying a singing ‘boy band’ (since only the boys
were present), Kaloy, Roger, Santi, and Yan still became responsible and confident
with their assigned parts. The activity paved a way for the boys to assess themselves
by answering processing questions on how to relate with 'bandmates' who have
different personalities but are equally important in the ‘boy band.’ The musical
activity may have alleviated the tension that could trigger uncontrolled anger and
fighting (Choi et al., 2008) and built their self-esteem when they sang their parts
correctly (Gardiner, 2000).
Combined moving to music, instrument-playing, singing and taking turns
in leading and following. Aside from making music, the students enjoyed being the
leader assigning roles (instrumentalist, singer, or movement in-charge) and being
given different roles. The ‘followers’ paid attention and followed the decisions of
Shiela Jay P. Pineda 61
the ‘leader.’ There were negotiations but every turn ended with a unified
performance. Moore’s (2002) study supported the idea of including varied
movements to songs to increase attentiveness on on-task behaviours. While the
amount of engagement in the song increased, off-task behaviour decreased.
Confidence and teamwork as instrumentalists. The instrumentalist role
appealed to the participants and observably became the favoured option between
being assigned a singing or improvisation role like for Cleo and Santi. But when
asked to perform on the spot, there were hesitations. In the group, Santi showed
confidence when playing the beat box for the group. Hallam and Prince (2000)
revealed in their study that playing instruments were found beneficial to students in
the development of enjoyment of music, a sense of accomplishment, confidence,
and self-discipline.
In addition, as the group played percussion instruments, they listened to
each other and considered the kind of playing or rhythms necessary. They made
rhythmic patterns, complimented one other's beats, and controlled the dynamics or
volume level of their playing. To sound harmonious, the group achieved teamwork
when they made music through instruments and other sound sources (Hallam and
Prince, 2000).
Original contributions in improvising and composing. The freedom
experienced by the group through song improvisations can be credited to Roger’s
initial contributions to this kind of activity in an effortless way. Since he was a
natural in improvising tunes, he was able to start the activity that prompted the
others to overcome shyness and try improvising. The group enjoyed recalling each
other’s version of the same lyrics. Similar to the experience of advanced musical
ensembles, the students’ initial participation was very much likely influenced first
by the positive feedback they received from others, and their continued participation
was because of the positive experiences they had with both the music and with
others (Hewitt and Alan, 2012).
Additionally, in the composition activity, the students helped each other in
weaving the sentences into a song and they were allowed to vary some parts if they
could not remember the initial tune. Listening to and singing the ideas they associate
with friendship became a ‘comfort factor’ for the group (Hoffer, 2002) and enabled
them to understand what others consider to be a good friend (Cross et al., 2011).
Findings on the enjoyment and togetherness in the musical challenge.
The students’ engagement and enjoyment enabled their harmonious interactions
with one another towards a goal. According to Hallam (2010), the primary
consideration for musical engagement to have an impact on the personal and social
development of children is that the experience should be enjoyable and rewarding.
The students’ active involvement in the group musical activities provides evidence
of their enjoyment. In addition, the students’ tendency to make jokes and invite
laughter during their group conversations also add evidence on how much the
students enjoyed doing their tasks which resulted in a successful musical output like
a composed song or a performance.
62 Malaysian Music Journal Vol. 6, Num. 2 (49-70)
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Aside from a successful musical output, the enjoyment experienced and the
lessons learned by the students as they fulfilled their roles in the group were
heightened when they succeeded together despite difficulties in meeting the
challenges and in working with others. The children experienced different ways of
considering other people’s ideas, interests, and feelings in the group musical
activities. Riedel (1964), cited by Paul and Ballantine (2002) supports the idea of
‘sociability’ of music in giving a ‘feeling of belonging to a group’ and the ‘feeling
of togetherness through the performance of music.’ The musical activity or task with
peers necessitated the communication and role-playing for a successful performance
(Burnard & Younker, 2010). The students positively took their roles and learned
from this. Cleo and Charo, for instance, learned how to improve their way of dealing
with challenging groupmates. Roger, Kaloy, Yan, and Santi learned how to follow
rules and cooperate with other people. Concerning Charo’s ADHD, the group
musical activities involved her in ‘cooperative learning’ by practicing
‘interdependence,’ ‘individual accountability,’ and social skills beneficial to
students with such condition (Johnson, Johnson, and Holubec, 1998, cited by Rief,
2005).
What resulted from the group musical experiences of the students in music-
making and working with others also validated a study by Cross, Laurence, and
Rabinowitch (2011) which showed that empathy and creativity are developed in
‘group musical practices.’ The emphatic processes at work in a ‘collaborative
creative musical activity’ directed the children to consider the thoughts and feelings
of others. Laurence (2010) also reiterated this emphatic process at play when
children are ‘musicking’ (music-making in the context of relationships with the
music and the people making the music) and where this can lead to ‘further
musicking.’ Also, as the students engage in developing musicianship and valuing of
others, they also develop their self-esteem (John, 2004). According to John (2004),
‘active musicianship’ through ‘music-making and music listening’ and the affective
or emotional dimension of students should go together and must be developed in
“social contexts.”
The effects seen in the case study participants in the area of improving
social competence and personal development relate to the results of the music
intervention program called Music is Fun by Schnitzlein (2006). In her study,
positive results were seen in the character traits of the students in terms of the
following: ‘focus and concentration,’ ‘participation and cooperation,’ and
‘confidence and courage.’
Quantitative Data
Quantitative findings from the two-tailed paired t-test of the group’s BarOn EQ-i:
YV results were not significant (see Table 5). However, the differences in the pretest
and posttest raw scores varied per student (see Tables 6-10).
Shiela Jay P. Pineda 63
Table 5
Summary of BarOn EQ-i: YV T-test Result
BarOn EQ-i: YV Scales
Pretest and Posttest
T-Test Results
P-Value
(two-tailed)
Remarks
Intrapersonal
-2.011
0.101
Not significant
Interpersonal
-0.264
0.802
Not significant
Stress Management
-0.036
0.973
Not significant
Adaptability
-0.271
0.797
Not significant
Total EQ
-0.586
0.583
Not significant
General Mood Scale
0.257
0.087
Not significant
Positive Impression
-1.874
0.120
Not significant
Table 6
Intrapersonal scale results
Participants
Pretest Result
Posttest Result
Raw Score
Interpretation
Raw Score
Interpretation
Cleo
15
Average
15
Average
Roger
14
Average
16
Average
Kaloy
12
Average
15
Average
Yan
14
Average
15
Average
Santi
9
Very Low
16
Average
Charo
20
Very High
20
Very High
Table 7
Interpersonal scale results
Participants
Pretest Result
Posttest Result
Raw Score
Interpretation
Raw Score
Interpretation
Cleo
39
Average
38
Average
Roger
35
Low
26
Markedly Low
Kaloy
38
Average
29
Very Low
Yan
32
Low
39
Average
Santi
33
Low
39
Average
Charo
38
Average
39
Average
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Table 8
Stress management scale results
Participants
Pretest Result
Posttest Result
Raw Score
Interpretation
Raw Score
Interpretation
Cleo
22
Very Low
24
Very Low
Roger
35
Average
30
Average
Kaloy
33
Average
35
Average
Yan
19
Markedly Low
28
Low
Santi
36
Average
31
Average
Charo
29
Low
27
Low
Table 9
Adaptability scale results
Participants
Pretest Result
Posttest Result
Raw Score
Interpretation
Raw Score
Interpretation
Cleo
30
Average
35
High
Roger
27
Average
26
Average
Kaloy
31
Average
22
Very Low
Yan
28
Average
24
Low
Santi
24
Low
35
High
Charo
34
High
36
High
Table 10
Total EQ scale results
Participants
Pretest Result
Posttest Result
Raw Score
Interpretation
Raw Score
Interpretation
Cleo
53
Average
56
Average
Roger
54
Average
50
Low
Kaloy
56
Average
50
Low
Yan
47
Low
53
Average
Santi
49
Low
57
Average
Charo
62
Average
63
High
In this study, possible threats to validity of the quantitative data that were
identified by Cozby and Bates (2012) and Cohen, Manion, and Morrison (2013) and
were present—history and experimental mortality. Since the treatment and test
schedules were done during a part of the students’ lunch time, changes (cancellation
of classes, sickness, or personal choice) took place during the course of the musical
intervention affecting the regularity of set conditions (time, place, and group
Shiela Jay P. Pineda 65
attendance). These factors could have affected the results for Kaloy (sickness) and
Charo (choice) resulting in the possibility for variance of the group result. Other
factors affecting the results may have been the time interval between the Pre-
Intervention and Post-Intervention tests.
While some of the qualitative and quantitative findings complement each
other, other results were found to be contradictory. The possible factors for these
discrepancies may be the following: 1) Reliability of the BarOn EQ-i: YV
instrument; 2) Language of the test; 3) Schedule of the treatment and the test-taking;
4) Failure to complete the treatment sessions; and 5) Limited time frame for the
treatment. A study done by Al Said, Birdsey, and Stuart- Hamilton (2013) among
Omani children recommended standardizing the instrument for that particular
population. This could be the case for Roger who was consistently present and
involved in the group musical activities. His results showed a decrease, except in the
Intrapersonal scale, which did not coincide with the qualitative findings. Although
Said et al. (2013) used the shorter version of the BarOn Youth Version inventory to
make it suitable for their population, the recommendation by the authors is worth
noting because it was pointed out that one of the limitations of the BarOn EQ-i: YV
could be its heavy reliance on language comprehension. The test might not be
appropriate for students with language and reading problems (2013) and need to be
standardized for the Filipino norm. In Roger’s case, having a difficulty in English,
language could have been a factor affecting the results.
However, considering the pretest and posttest raw scores, some of the
quantitative results supported qualitative findings particularly that of Cleo, Santi,
and Yan’s Total EQ result; Cleo and Santi’s Adaptability result; Yan’s Stress
Management result; and Santi’s Intrapersonal result.
Conclusion and Recommendations
The study found that group musical activities could help improve children’s
behaviour to a certain extent as the qualitative and quantitative results are mixed. As
the children faced musical challenges together, positive behaviours were practiced
in their musical and social interactions. The students revealed changes in their
behaviour in terms of self-esteem, understanding others, managing emotions,
cooperation, being focused, and doing one’s best. One of the significance of this
study is to build on Hallam’s (2010) idea to make the musical experiences enjoyable
to benefit children having difficulties in dealing with negative behaviours. Parents,
teachers, and guidance counsellors can also gain from the study through added
knowledge and understanding of the value and function of music in the children’s
lives, particularly on music-making activities with others. Music educators can
consider applying problem-solving approaches in the music classroom to build the
students’ socio-emotional skills and partner with the school in giving music
intervention to those with challenging behaviours. In terms of protocol, the use of
the BarOn EQ-i: YV in music intervention may be used to monitor socio-emotional
behaviour. However, this study suggests further reliability testing of the instrument
66 Malaysian Music Journal Vol. 6, Num. 2 (49-70)
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for the Filipino population to strengthen the instrument’s applicability for the
Filipino children and adolescents
The study recommends curriculum-makers and music educators to prioritise
group musical activities as an integral part of the music curriculum in school
because it can serve as a means of intervention for regular school children. Music
educators also need to consider shifting the focus from the music and performance
to their students through a transformative music pedagogy (Cameron & Carlise,
2004). Future research should venture into making longitudinal studies of group
musical activities in improving socio-emotional behaviours or other mixed-method
studies such as mixed-method ethnography or narrative research and embedded
experimental or correlational designs. Also, new research can focus on a particular
social and emotional behaviour like the study about empathy and music-making by
Cross, Laurence, and Rabinowitch (2001) for a deeper understanding of how music
can help improve children’s behaviour. In terms of employing quantitative
measures, the study recommends that the following factors be considered: the
sample size in relation to the type of study or statistical analysis, increasing the
number or duration of musical sessions, conducting a similar study in a music class
setting, and establishing observation checklists and norms. There are still more
opportunities for research in the area of music and children’s behaviour and
character development, especially in the Philippines. This study hopes to encourage
researchers to add more to this field and for music educators to continue in their
pursuit to help in the holistic development of students through music.
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Shiela Jay Pineda is a music instructor for Grades 3 to 6 in the University of the Philippines
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|
Malaysian Journal of Music Vol. 6 No. 2 (2017) | acoustic, alto recorder, extended techniques, sonic exploration, spectral music | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/139 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/833 | Sonic Exploration of Alto Recorder for Nadi Bumi: Applied Research in Contemporary Classical Music Composition | Musical acoustic research has defined acoustic properties of fundamental recorder techniques for sound production that provide valuable insights into the process and techniques of contemporary classical music composition. Nonetheless, the exploration of musical acoustic properties from extended techniques of the recorder, especially for alto recorder, is not distinctly defined, scientifically and artistically. This research aims to: 1) study the scientific and artistic profiles of the alto recorder’s extended techniques found in contemporary classical recorder music compositions and 2) discuss newly discovered extended techniques derived from the earlier alto recorder extended techniques. The musical composition of Nadi Bumi is a derivation of applied research based on empirical studies of the earlier and new extended techniques sound production of the instrument. The musical ideas of the piece were associated with bone whistle or flute, Fibonacci series, Schumann Resonance and spectral music techniques. This research employed narrowband short-time Fourier Transform (STFT) spectrogram analysis, absolute scale non-linear decibel loudness seismograph analysis and music composition analysis based on selected score excerpts of contemporary recorder music composition and its controlled audio recording environment of alto recorder sound production sampling. Ultimately, this research enabled sonic exploration of new alto recorder extended techniques and is anticipated to become a reference framework for the future artistic development of alternative alto recorder music compositions. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/833/569 | [] | Ainolnaim Azizol 71
Sonic Exploration of Alto Recorder for Nadi Bumi: Applied
Research in Contemporary Classical Music Composition
Ainolnaim Azizol
Faculty of Music, Universiti Teknologi Mara
Level 11, Menara SAAS, UiTM Main Campus, 40450 Shah Alam, Selangor
e-mail: [email protected]
Published online: 30 December 2017
Cite this article (APA): Ainolnaim Azizol (2017). Sonic exploration of alto recorder for Nadi
Bumi: Applied research in contemporary classical music composition. Malaysian Music
Journal, 6(2), 71-93.
Abstract
Musical acoustic research has defined acoustic properties of fundamental recorder
techniques for sound production that provide valuable insights into the process and
techniques of contemporary classical music composition. Nonetheless, the exploration of
musical acoustic properties from extended techniques of the recorder, especially for alto
recorder, is not distinctly defined, scientifically and artistically. This research aims to: 1)
study the scientific and artistic profiles of the alto recorder’s extended techniques found in
contemporary classical recorder music compositions and 2) discuss newly discovered
extended techniques derived from the earlier alto recorder extended techniques. The musical
composition of Nadi Bumi is a derivation of applied research based on empirical studies of
the earlier and new extended techniques sound production of the instrument. The musical
ideas of the piece were associated with bone whistle or flute, Fibonacci series, Schumann
Resonance and spectral music techniques. This research employed narrowband short-time
Fourier Transform (STFT) spectrogram analysis, absolute scale non-linear decibel loudness
seismograph analysis and music composition analysis based on selected score excerpts of
contemporary recorder music composition and its controlled audio recording environment of
alto recorder sound production sampling. Ultimately, this research enabled sonic exploration
of new alto recorder extended techniques and is anticipated to become a reference
framework for the future artistic development of alternative alto recorder music
compositions.
Keywords: acoustic, alto recorder, extended techniques, sonic exploration, spectral music
72 Malaysian Music Journal Vol. 6, Num. 2 (71-93)
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Contemporary Classical Music: The Writing Process of Nadi Bumi
Throughout the experiences of the composer in formal music learning, music
composition is a process of organising sound within a time frame in horizontal
intervallic motion (rhythm) and vertical intervallic motion (melodic). The
combinations of melodic lines in layers produce harmony with various textures,
such as homophony, polyphony (counterpoint) and heterophony. These sounds work
as a medium or bridge to communicate between composer and listeners,
traditionally to express adjective elements such as feelings, textures, colours, and
moods. However, the composer opines that in contemporary classical music,
conceptual idea and logic are expressed in the music through embedding scientific
elements into musical elements, which can be observed in mathematical and
computer music. Additionally, the composer believes that in order to write or
produce something such as a formula or a prototype music creation, an in-depth
study or research encompassing various methods of systematic inquiry on ‘how,
what, when and why’, is thus highly indispensable to solve practical problems
which lead to applied research. This involves the action of sampling, observing or
experimenting (empirical) and analysing, to name a few, in terms of discerning
qualitative data, quantitative data, or both. Nadi Bumi was composed as a quasi-
aleatoric and spectral music piece for amplified alto recorder in F. The piece was
written for New Recorder Music 2016 (a composition competition) organised by
Association Flauto Dolce Lausanne and was premiered at Church Saint-Laurent in
Switzerland.
Recorder
The recorder is a Western traditional end-blown aerophone instrument with a
whistle mouthpiece, also known as internal-duct flute or fipple flute. The instrument
has existed since the Iron Age and is among the earliest surviving instruments dating
back to Middle Ages (documented in the Netherlands in 1940). Today, the recorder
is available in a wide variety of ranges (Table 1) with different sizes, materials,
designs and central or fundamental pitch tunings. Baroque and contemporary
recorders have relatively similar designs, shaped with a tapered bore, consisting of
three joint parts: 1) mouthpiece head or the upper joint with internal cylindrical
bore, 2) middle joint and 3) the foot joint. Conversely, the Renaissance recorder is
constructed of a single or two joint parts, the upper and foot, with a relatively
straight cylindrical pipe (O’Brien and Hass, 1999).
Ainolnaim Azizol 73
Table 1
Recorder types, central tunings, lengths, and voice range (Source: O’Brien and Hass, 1999)
Recorder type or name
Central tunings
Length
(metre)
Voice ranges
(C4 = middle C)
Garklein
C6
0.16 - 0.18
C6 - D8
Sopranino
F5
0.20
F5 - G7
Soprano or descant
C5
0.32
C5 - D7
Alto
F4
0.47
D4 - G6
Voice flute
D4
0.50
D4 - A5
Tenor
C4
0.65
C4 - D6
Bass
F3
0.85 - 0.89
F3 - G5
Great bass
C3
1.10 - 1.15
C3 - D5
Contrabass
F2
2.00
F2 - E4
Sub-great bass
C2
1.95
C2 - D3
Sub-contrabass
F1
2.40 - 2.50
F1 - G3
The alto recorder, also known as the treble recorder, is a non-transposed
instrument with a diatonic tuning system of a central pitch of either F4 or G4 (alto
recorder in F or G). These are the fundamental pitches produced by the fipple or
whistle mouthpiece of a recorder (open hole fingerings). Alto recorders are available
in different sets of temperaments that vary based on the recordists’ stylistic
preferences, musical repertoire style or genre and musical performance or
orchestration settings (Table 2). According to Bennetts et al. (1988), traditional
recordists prefer to tune their recorder in just intonation1 (JI) rather than in equal-
temperement2 tuning system for unaccompanied solo repertoire unless the style or
genre of the repertoire requires so or is performed in ensemble with other equal-
tempered instruments such as the piano.
Elder (1964), mentioned that changes in air temperature, humidity and
blowing pressure affect the vibrational energy levels of air molecules and musical
instrument materials, which significantly alter the tuning of any wind instruments.
Nonetheless, the type of alto recorder materials, air temperature, humidity and space
acoustics affecting sound production quality (e.g. loudness degree, timbre and
tunings), is not a major concern for Nadi Bumi since electronic amplification and
74 Malaysian Music Journal Vol. 6, Num. 2 (71-93)
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fine tunings are employed. Furthermore, Nadi Bumi did not specifically indicate any
type of tuning system for the recorder.
Table 2
Alto recorder f’ (F4) temperament tunings from different Baroque and Renaissance recorder
designers and makers used at present (Lander, 1996)
Sonic exploration from extended techniques
According to Burtner (2005), ‘extended techniques’ refer to non-traditional or
unconventional methods of playing musical instruments through which unusual and
new sounds are produced in an explorative, experimental and artistic manner.
Recorder
types
Recorder fingering systems
Recorder
designers and
makers
Recorder
temperament
tunings
Renaissance
alto
English fingering system with
double holes on lower notes
J. Steenbergen
A4 = 440 Hz
J. Denner
A4 = 415 Hz
A4 = 440 Hz
P. Bressan
A4 = 415
A4 = 408 Hz
A4 = 392 Hz
Baroque alto
English/ Baroque fingering
system with double holes on
lower notes
Stanesby Jr.
A4 = 415 Hz
English / Baroque fingering
system with double holes on
lower notes
Rottenburgh
A4 = 410
A4 = 415 Hz
Hotteterre fingering system with
single holes
Hotteterre
A4 = 440Hz
English / Baroque fingering
system with double holes on
lower notes
Bizey
A4 = 392 Hz
Ganassi fingering system with
single holes
Ganassi
A4 = 466
A4 = 460
A4 = 440
A4 = 415
Ainolnaim Azizol 75
O’Kelly (1990) mentioned that extended techniques began to be explored since the
17th-century classical Western art music, and it distinctively developed and became
prominent during 20th- and 21st-century contemporary art music through new
musical notation symbols, which frequently functioned as a musical sound effect.
Recorder extended techniques usually explore spectral or timbral quality in
monophonic and multiphonic sounds through manipulation of fingering,
embouchure, blowing, vocalised tone, tonguing and prepared techniques. The sonic
results of recorder extended techniques can be categorized into two groups; definite
and indefinite pitch. Among the first development of extended techniques for alto
recorder was Sweet (1964) by Louis Andriessen, a piece dedicated to Frans
Bruggen. The composer introduced a highly attacked plosive and percussive playing
techniques indicated with a Bartok pizzicato symbol (Figure 1).
After the composer has identified and evaluated all recorder scores and
audio recordings that employed extended techniques (Table 3), Meditation (1975)
by Ryōhei Hirose (Figure 2), which underlines vocalised tone and embouchure
manipulation, was selected as a reference piece for Nadi Bumi musical composition.
The sonic aesthetic approach to the extended techniques present in Meditation,
which the composer regarded as fluid, ethereal and organic, is similar to the
soundworld of Nadi Bumi. These extended techniques were further analysed through
scientific profiling to identify the acoustic mechanisms and to develop a new form
of extended techniques that align with the artistic idea of Nadi Bumi, which are
discussed further.
Figure 1. Excerpt of Sweet (1964) by Louis Andriessen with extended technique playing
indicated by a musical notation symbol similar to Bartok pizzicato on top of semiquaver
notes at the forte (f) passage (Source: TheModernRecorder, 2012)
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Table 3
Contemporary classical music recorder repertoires with extended techniques (Source:
Ainolnaim Azizol, 2016)
Composer
Title
Instrumentation
Year
Louis
Andriessen
Sweet
Alto recorder
1964
Luciano Berio
Gesti
Alto recorder or Tenor recorder
1966
Sylvano
Bussotti
Rara from La
Passion selon Sade
Soprano recorder
1966
Makoto
Shinohara
Fragmente
Tenor recorder
1968
George Crumb
Lux aeterna
Soprano, bass flute (doubling
soprano recorder), sitar and two
percussionists
1971
Ryōhei Hirose
Meditation
Alto recorder or Tenor recorder
1975
Ryōhei Hirose
Lamentation
Two alto recorder, tenor recorder
and bass recorder
1975
Eugene Bozza
Interlude
Soprano recorder or Alto recorder
or flute
1978
John Cage
Three
Three recorders (various range)
1989
Maki Ishii
Black Intention I
Soprano recorder
1976
Arvo Pärt
Pari Intervallo
(recorder version)
Soprano recorder, alto recorder,
tenor recorder and bass recorder
1976
Arvo Pärt
Arbos
Two soprano recorder, two alto
recorder, two tenor recorder, bass
recorder and three triangles (ad
lib.)
1977
Maki Ishi
Black Intention IV
Two alto recorder, tenor recorder
and bass recorder
1980
Ainolnaim Azizol 77
Figure 2. Excerpt of Meditation (1975) by Ryōhei Hirose featuring extended techniques
focusing on vocalised tone and embouchure manipulation (Source: TheModernRecorder,
2013)
Data Acquisition
Fundamental of the recorder’s musical acoustics
Fundamentally, the sound of the recorder is triggered by the air blown from the
mouth into the recorder mouthpiece, which is modified according to the
manipulation of fingering, embouchure, volume and speed of the blown air stream
and tonguing movements. Similar to the descant and tenor recorder, the alto
recorder consists of three joint parts: head joint, or top, which acoustically functions
as air jet amplifier and resonator, mid joint as acoustic oscillator and foot joint as an
acoustic resonator.
According to Elder (1964), the recorder is classified as a musical instrument
with a jet-edge resonator. The resonator driver located at the recorder head, which
consists of a tapered windway or duct, orifice, lip, window, edge, blade or labium
(Figure 3). An air jet stream is produced at the orifice by compressed air blown
along the tapered duct. The air jet stream is sliced at the blade edge, generating air
turbulence, which follows the Bernoulli principle. The turbulence generates a
whistle tone or edge tone and drives the air inside the bore or air column of the
recorder mid and foot parts to oscillate, producing an audible standing wave in
which the pitch is determined by the wave length along the bore. For this research,
the sound production of the instrument was recorded using spot microphone
technique with AKG C415 B at the open end hole of the acoustic resonator (foot),
acoustic oscillator (mid), air jet amplifier-resonator (window-head) and the
recordist’s mouth.
78 Malaysian Music Journal Vol. 6, Num. 2 (71-93)
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Figure 3. Acoustic mechanism of a recorder (Source: Ainolnaim Azizol, 2016)
Conventional extended techniques
Extended techniques can be classified into two categories: definite pitch, in which a
listener is able to discern and notate the pitch; and indefinite pitch, in which a
listener perceives difficulty in identifying the exact pitch. However, the pitch
recognition is largely influenced by the fluctuation speed between silence and sound
(rhythms), the degree of sound amplitude (dynamics) and the range of frequencies
(pitches). For example, in Meditation, pitches in the extended technique of whistling
tone can be recognised if slow, steady rhythm and constant dynamic range are
performed. In this case, the whistling tone is played ad libitum (freely) in terms of
pitch range, dynamic, and rhythms which make the pitches barely recognisable.
During a video rehearsal and discussion of Nadi Bumi via Skype, the
recordist, Pauchard (2016) stated that definite pitch in conventional extended
techniques for alto recorder are: 1) microtones, 2) multiphonics from non-harmonic
distortions, 3) pitch bending at a slow tempo, 4) pitch-based flutter tonguing, 5)
definite pitches from headpiece playing and without headpiece playing and 6)
definite pitches from circular breathing. Meanwhile, indefinite pitch conventional
extended techniques for alto recorder are; 1) multiphonics from harmonic
distortions, 2) rapid and irregular rhythm-based sound production, 3) white noise
tone, 4) plosive tones, 5) instrument body noise created by hitting and blowing, 6)
timbral fluctuation by breath manipulation and prepared technique, 7) indefinite
pitched based flutter tonguing, 8) overblown and 9) indefinite pitches from
headpiece playing and without headpiece playing.
Audio Sampling and Frequency-Pitch Mapping
Audio sampling and frequency-pitch mapping methods are applied to provide visual
characteristics to respective alto recorder extended techniques sound production for
scientific and artistic profiling, which may eventually lead to the development of
new alto recorder extended techniques other than new musical notation and acoustic
synthesis-physical modeling. The conventional extended techniques for alto
recorder sound production was sampled at 44100 Hz sampling rate and a 16-bit
Ainolnaim Azizol 79
depth from a contemporary plastic recorder in F (F4) tuned at A4 = 440 Hz in well-
tempered tuning system. The audio sampling system consisted of two AKG C451 B
microphones, an AVID Mbox 2 analogue-digital signal converter interface, a Pro
Tools 10 HD digital audio workstation and an Izotope Ozone Insight spectrum
analyser plugin. The AKG C451 B microphone frequency response was calibrated
to nearly flat frequency response (Figures 4 and 5) to achieve non-personalised alto
recorder frequency or colour sampling. Absolute scale non-linear decibel loudness
seismograph analysis was employed to measure the loudness or sound pressure level
(SPL) in decibel (-dB) which affects the frequency-pitch production of alto recorder.
The spectrogram described the short-time Fourier transform (STFT) fixed at narrow
band linear frequency with 4096 fast Fourier transform (FFT) Hanning window size
that enables the display of individual harmonics with uniform frequency spread and
good frequency resolutions.
Figure 4. Nearly flat frequency response achieved by equalising AKG 451B microphone
tailored frequency response at 5 kHz to 20 kHz (Source: Ainolnaim Azizol, 2016)
80 Malaysian Music Journal Vol. 6, Num. 2 (71-93)
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Figure 5. EQ3 7-Band Equalisation with high pass filter (HPF) at 300 Hz with 24 dB/octave,
and bell curve between 5 kHz to 20 kHz with flat curve belly around -4 dB between 1kH to
15 kHz (Source: Ainolnaim Azizol, 2016)
Table 4
Five new extended techniques derived from multiphonics of alto recorder (Source:
Ainolnaim Azizol, 2016)
Multiphonics Types
Playing Techniques
Slap echo multiphonic
A multiphonic played by flutter tonguing with
suddenly loud playing and gradually fade out.
Reverse tape
multiphonic
A multiphonic played by flutter tonguing with
gradually loud playing and gradually fade in.
Amplitude modulation
multiphonic
A multiphonic played by alternately increasing
and decreasing the air volume and speed or
alternately open-close the foot hole with palm or
other wind resistant materials.
Tremolo multiphonic
A multiphonic played by fingering tremolo and
vocalised tone.
Double Tremolo
multiphonics
Two multiphonics played by fingering tremolo and
vocalised tone tremolo.
Ainolnaim Azizol 81
Analysis and Discussion
Sonic Exploration and Insight
Multiphonics are typically performed with different combinations of fingering pitch
notes and long vocalised tone notes (singing) with or without vibrato and glissandi
(pitch bending). Based on the spectrogram analysis of multiphonics (Figure 6), the
resultant frequency (a combination of frequencies generated from the vocalised tone
and blowing into the alto recorder air column) showed stable and several missing
harmonics or phantom harmonics. The resultant harmonics were easily exploited by
the vocalised tone and air stream behaviour (speed and volume) or embouchure
(Figure 7). Combinations of two or three playing techniques that manipulate both
vocalised tone and lip-tongue embouchure have enabled the composer to discover
five new extended techniques derived from multiphonics (Table 4).
Figure 6. Spectrogram analysis (hertz, Hz) of single note and multiphonic playing with
uniform fundamental frequencies (thick bright lines) from constant loudness of fingering
pitch note G4 which later simultaneously played with vocalised tone note pitch C4 with just
intonation (JI) ~262 Hz. (Source: Ainolnaim Azizol, 2016)
82 Malaysian Music Journal Vol. 6, Num. 2 (71-93)
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Figure 7. Spectrogram analysis (hertz, Hz) and loudness of multiphonics consist of sustained
G4 fingering note pitch with five vocalised tone pitch notes (Source: Ainolnaim Azizol,
2016)
Ainolnaim Azizol 83
Changes in the size of the window and foot hole opening using hand or
other wind resistant materials have been used as conventional extended techniques
for pitch and timbre manipulation. Spectrogram analysis (Figure 8) shows a single
note pitch sound production at the foot hole with less blowing air or breathing noise
produced slightly softer sound than the sound produced at head-window and mid-
fingering holes (Figure 9). This has led to the new extended technique idea of
manipulating the air movement going out from the recorder. The recorder can be
prepared with a mini-size Elizabethan collar or E-collar (cone-like megaphone),
made from a plastic or metal sheet installed outside the bore of headpiece along the
alto recorder window (Figure 10) which enables the sound to be focused and
projected towards stereo perception listeners at a particular vector, resulting to
sound localisation or spatial effect at a 360-degree horizontal plane and a 180-
degree vertical plane.
Figure 8. Spectrogram analysis indicating airy noise level projected at window and foot hole
from the same sound source of A♭4 (Source: Ainolnaim Azizol, 2016)
Figure 9. Loudness level (decibel, -dB) of A♭4 (sound wave) with microphone placement at
0.05 meter from window or lip and foot hole (Source: Ainolnaim Azizol, 2016)
A♭4 captured with microphone placement at
0.05 meter from foot hole
A♭4 captured with microphone placement at
0.05 meter from window or lip
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Figure 10. Top view of an alto recorder prepared with mini size E-collar made from plastic
or metal sheet for alto recorder sound localization or spatial projection (Source: Ainolnaim
Azizol, 2016)
Whistle tone is another conventional extended technique typically used for
flute which can also be applied to alto recorder. Whistle tone (characterised as a
thin, silky, transparent and airy sound with high harmonics) is generated by means
of frequency modification of the air column’s vibration. As reflected in the
spectrogram analysis (Figure 11), three important determinants of the whistle tone
quality are embouchure (lip tension and aperture) adjustment, airstream speed or
pressure alteration and the length of the vibrating air column within the tube. This
technique is played either by; 1) blowing normally at the mouthpiece and very
carefully shading the window with a finger, which produces limited variations of
high harmonics and 2) blowing with a transverse flute embouchure at the first hole
(fingering hole number 1 near window) with free, alternate fingerings which
produces variations of high harmonics. Conceivably, a combination of the
aforementioned playing techniques would enable the whistle tone to be further
explored and manipulated. Consequently, the composer has established a new
extended technique of whistle tone by adapting transverse-flute-style playing in
addition to timbral and dynamic fluctuation (wah-wah effects, a gradual loud-soft or
terraced dynamics) through controlling of the size of the foot hole using hand or
other wind resistant materials.
Ainolnaim Azizol 85
Figure 11. Spectrogram analysis of whistling tone technique with small numbers of high
harmonics (with missing fundamental frequency) and dense airy noise (scattered pixels).
(Source: Ainolnaim Azizol, 2016)
Composition of Nadi Bumi
The composition process of the piece began with recorder instrumentation study,
which led to the sonic exploration of the instrument. However, while studying the
alto recorder instrumentation and extended techniques, research and discussion on
musical acoustics and musical aesthetics of alto recorder extended techniques were
discovered to be very limited. Hence, this situation has elicited the interest to
investigate and develop new extended techniques for alto recorder for application in
the composition of Nadi Bumi. The sound idea development for the 7-minute piece
emphasised ‘tone gestures’ and timbral changes, which involved spectral music
techniques and timbral associations of ancient bone flute or whistle with recorder
and primitive tone gestures (Figure 12).
86 Malaysian Music Journal Vol. 6, Num. 2 (71-93)
ISSN 2232-1020, eISSN 0128-2158
Figure 12. Research process of composing Nadi Bumi (Source: Ainonaim Azizol, 2016)
According to Juan G.R. (2008), tone as in sound is made of single or
multiple sound waves with specific sonic characteristics such as loudness,
articulations, and timbre. The idea of tone gestures classify and categorise the
specific set of tones produced by the extended techniques and non-extended
technique tones. This set of tones was organised similarly to the organising of
pitches in a series of melodic gestures based on pitch-scale tonality function. These
tones are described in the arrangement of low-high tone range, rather than specific
tuning melodic intervals range in pitch-scale tonality function (Figure 13). Tone
gestures consist of the vertical motion of tones between high and low registers and
horizontal motion of rhythmic displacements, while melodic and harmonic gestures
focus on one particular event of motion: the motion of pitches between a high and
low register with a specific set of pitches based on tonality. Therefore, a flexible and
boundless sonic landscape can be crafted on the musical canvas of Nadi Bumi
through tone gestures.
Nadi Bumi used alto recorder due to the ethereal timbre quality compared to
other recorder ranges. With a duration of 7 minutes, the piece consists of 7 systems
(each 60 seconds in length) with two voice lines which both are played
simultaneously by a recordist (solo). These staves were individually divided based
on unique sonic ideas and the idiomatic expression of Fibonacci numbers3 (1, 1, 2, 3,
5, 8 and 13). For example, the composer has decided to divide the fifth stave into 13
tone gesture cells, by which each cell holds unique tone gestures such as short
pitches, different dynamic range, and octave register.
Music duration: 7 minutes
Ainolnaim Azizol 87
The voicing lines of the alto recorder and definite pitch of humming-like
vocal tones in the tone gesture cells are influenced by the frequential structure of the
harmonic partial series constructed from the Schumann resonances (SR) spectrum
peaks (7.83 Hertz), as the fundamental frequency or first harmonic partial (f) of the
extremely low frequency (ELF) of the electromagnetic resonance produced by
lightning discharge between the ground and ionosphere. The frequency (7.83 Hertz)
is multiplied by the harmonic partial numbers (fx1, fx2, fx3…) up to the octaves of
the alto recorder voice range (Table 5). For example, overtone series, amplitude
modulation or amplitude vibrato, frequency modulation and ring modulation are
reflected by the peculiar, primitive and explorative sound of conventional and new
alto recorder extended techniques. The timbral changes work between harmonic and
melodic consonance-dissonance and tension-release of tone gestures in vertical and
horizontal motion. The composer decided to use several new types of multiphonics
discovered in this research in which the sound world is suitable for the sonic idea of
the piece (Figure 14). The spatial extended techniques (E-collar) was not applied in
the piece due to the unknown acoustic environment and stage setting of the music
performance.
Figure 13. Tone gestures concept derived from pitch-scale tonality function (Source:
Ainolnaim Azizol, 2016)
88 Malaysian Music Journal Vol. 6, Num. 2 (71-93)
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Figure 14. Fibonacci numbers in relation to number of tone gestures cells and selected new
extended techniques used (Source: Ainolnaim Azizol, 2016)
Amplitude modulation
multiphonic
Transverse-flute style
playing whistling tone
Tremolo multiphonic
Reverse tape
multiphonic
Ainolnaim Azizol 89
Table 5
Relationship of harmonic partials on Schumann Resonance fundamental frequency with
alto recorder frequency and pitch range
Harmonic
Partials
Number
(N)
Fundamental
at 7.83Hz x
(N) in Hertz
(Hz) = A
Well-tempered
Tuning in Hertz
(Hz) = B
Alto
Recorder
Pitch Note
A-B in
Herts
(Hz)
45
352
≈
349
F4
3
47
368
≈
370
F#4
-2
50
392
=
392
G4
0
53
415
=
415
G#4
0
56
438
≈
440
A4
-2
59
462
≈
466
A#4
-4
63
493
≈
494
B4
-1
67
525
≈
523
C5
2
71
556
≈
554
C#5
2
75
587
=
587
D5
0
79
619
≈
622
D#5
-3
84
658
≈
659
E5
-1
89
697
≈
699
F5
-2
Conclusion
The analysis, discussion, and discovery of seven possible new sonic qualities in
extended techniques are conducted through scientific and artistic profile studies on
the sound production of alto recorder and its conventional extended techniques. A
mixture of multiple sound waves and other mechanical vibrations, including the
manipulation of the alto recorder’s acoustic properties, produced new tones which
can be in pitched, un-pitched, musical and non-musical form. The idea and term of
tone gestures were coined and used to substitute the pitch-scale tonality function in
Nadi Bumi and previous work of the composer on duo trumpet in B-flat entitled
fragments I. The concept of tone gestures gave two dimensions of sonic imaginary
space. Future studies to explore and discover new extended techniques on prepared
techniques for alto recorder and other recorder range (e.g. bass recorder and sub-
bass recorder) are highly recommended to create continuity, fresh, alternative,
creative and artistic profile for new recorder music composition.
90 Malaysian Music Journal Vol. 6, Num. 2 (71-93)
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Endnotes
1 Just intonation (JI) is a musical tuning system having intervals that are acoustically
(harmonically) pure.
2 Equal temperament is a tuning system in which the frequency interval between every pair
of adjacent notes has the same ratio. It is the common musical scale used for the tuning of
pianos and other instruments of relatively fixed scale.
3 The Fibonacci numbers appear in nature and in music. Notes in the scale of western music
are based on natural harmonics that are created by ratios of frequencies. Ratios found in the
first seven numbers of the Fibonacci series (0, 1, 1, 2, 3, 5, 8) are related to key frequencies
of musical notes.
Acknowledgements
The author would like to acknowledge Gertrud Kuhn (President of Association Flauto
Dolce Lausanne, Switzerland) and Marc Pauchard (recordist for Nadi Bumi) for the
indispensable opportunity and meaningful collaboration, and Mohamed Taufiq Omar
(Research Assistant) who contributes substantially to the preparation of the manuscript.
The research facilities and financial support provided by the Universiti Teknologi
MARA are also duly acknowledged.
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Ainolnaim Azizol 93
Biography
Ainolnaim Azizol is a Malaysian pianist, composer and sound artist. He received his
Masters of Music in Music Composition at the Royal Birmingham Conservatoire and his
Bachelor of Music in Piano Performance and Pedagogy at Universiti Sains Malaysia. Since
2010, he has written a collection of compositions that incorporate traditional elements from
both local and foreign music in a contemporary music style. His award-winning
compositions such as C-lat, Badang!!!!, Fragments, Nocturne, Konstruktif, and Nadi Bumi,
have been performed in Malaysia, Indonesia, Japan, Singapore, Portugal, Switzerland,
Germany and United Kingdom. Ainolnaim currently works as a lecturer in music
composition
at
the
Faculty
of
Music,
Universiti
Teknologi
Mara.
Visit
http://www.ainolnaim.wordpress.com for more information about the author.
|
Malaysian Journal of Music Vol. 6 No. 2 (2017) | Ghanaian folk songs, Nyavɔ Nyee Tu Gbɔmeɖoɖoe, Bb atɛntɛbɛn | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/139 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/834 | From Ghanaian Folk Song to Contemporary Art Music for Bb Atɛntɛbɛn and Piano | In recent decades, many Ghanaian composers have incorporated traditional Ghanaian folk tunes into their western-influenced compositional works. Among them are Ephraim Amu, Joseph Hanson Kwabena Nketia, Nicholas Nichodemus Kofie, and Cosmas Worlanyo Kofi Mereku who used folk tunes as themes for extended musical compositions. These compositions represent the hybrid cultural identity of Ghanaian composers whose roots are entrenched in traditional and Western musical cultures. This article focuses on the compositional technique I, as a modern composer, utilised in integrating the musical elements and features of ‘Nyavɔ Nyee Tu Gbɔmeɖoɖoe’, a Ghanaian folk song into a new contemporary art music composition for the Bb atɛntɛbɛn (a modified traditional bamboo flute) and piano. In this new composition also titled Nyavɔ Nyee Tu Gbɔmeɖoɖoe, I extended beyond the standard tuning systems of the modified Bb atɛntɛbɛn by structuring the piece based on sonata form. The sonata form contains modulation from the tonic triggering me to include two new chromatic pitches, expanding the capabilities of the modified Bb atɛntɛbɛn. In this article, I argue for new possibilities of atɛntɛbɛn ‘neoclassical’ compositions by combining compositional techniques from western classical and Ghanaian traditional music. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/834/570 | [] | 94 Malaysian Music Journal Vol. 6, Num. 2 (94-114)
ISSN 2232-1020, eISSN 0128-2158
From Ghanaian Folk Song to Contemporary Art Music for
Bb Atɛntɛbɛn and Piano
Mawuyram Quessie Adjahoe
Department of Music and Dance, Faculty of Arts,
College of Humanities and Legal Studies
University of Cape Coast, Cape Coast, Ghana
e-mail: [email protected], [email protected]
Published online: 30 December 2017
Cite this article (APA): Adjahoe, M.Q. (2017). From Ghanaian folk song to contemporary
art music for Bb atɛntɛbɛn and piano. Malaysian Music Journal, 6 (2), 94-114.
Abstract
In recent decades, many Ghanaian composers have incorporated traditional Ghanaian folk
tunes into their western-influenced compositional works. Among them are Ephraim Amu,
Joseph Hanson Kwabena Nketia, Nicholas Nichodemus Kofie, and Cosmas Worlanyo Kofi
Mereku who used folk tunes as themes for extended musical compositions. These
compositions represent the hybrid cultural identity of Ghanaian composers whose roots are
entrenched in traditional and Western musical cultures. This article focuses on the
compositional technique I, as a modern composer, utilised in integrating the musical
elements and features of ‘Nyavɔ Nyee Tu Gbɔmeɖoɖoe’, a Ghanaian folk song into a new
contemporary art music composition for the Bb atɛntɛbɛn (a modified traditional bamboo
flute) and piano. In this new composition also titled Nyavɔ Nyee Tu Gbɔmeɖoɖoe, I
extended beyond the standard tuning systems of the modified Bb atɛntɛbɛn by structuring
the piece based on sonata form. The sonata form contains modulation from the tonic
triggering me to include two new chromatic pitches, expanding the capabilities of the
modified Bb atɛntɛbɛn. In this article, I argue for new possibilities of atɛntɛbɛn
‘neoclassical’ compositions by combining compositional techniques from western classical
and Ghanaian traditional music.
Keywords: Ghanaian folk songs, Nyavɔ Nyee Tu Gbɔmeɖoɖoe, Bb atɛntɛbɛn.
Mawuyram Quessie Adjahoe 95
Introduction
In modern Ghana, the study and performance of musical instruments is a core
subject in some of the music programmes in secondary and tertiary institutions.
These programmes require the students to perform music composed for
African/Ghanaian traditional musical instruments as well as western musical
instruments. The Bb atɛntɛbɛn is also studied and performed for practical
examinations in the institutions. Atɛntɛbɛn is the traditional bamboo flute of the
people of Kwahu in the Eastern Region of Ghana, which, initially had three or four
pitch-holes and was held transversely like the western flute. Most of these pieces
arranged for the Bb atɛntɛbɛn are combined with piano accompaniment.
According to Flolu and Amuah (2003), the study of music (western music)
began in the then Gold Coast (now Ghana) during the period of the Mission
Schools in the 1880s to train local workers to teach hymn singing in the churches.
In the 1950s, the mission schools’ music programme taught the students music
theory up to the level of the Associated Board of the Royal Schools of Music
(ABRSM Grade V and VII). Ward (1939), a British music educator and historian,
wrote:
African music and European music will certainly influence each other in the
future. Gold Coast teachers can do African music a great service by studying it,
understanding it, teaching it; and by knowing European music well enough to see
what help the two can give each other. A European can give Africans no help in
the study of African music; but he may be able to help them to understand and
enjoy better music of his own race (Ward, 1939, xii, cited in Flolu and Amuah,
2003, p. 12).
The usage of folk songs as themes for large musical works has been a
common practice for centuries. Kerman (1980) and Forney and Machlis (2007)
among others, stated that for several centuries, many composers have realised that
folk songs provided rich inspirational resources for compositions. Again, Forney
and Machlis, asserted that,
The interest in folklore and the rising tide of nationalism inspired Romantic
composers to make increased use of the folk songs and dances from their native
lands. As a result, a number of national idioms—Hungarian, Polish, Russian,
Bohemian, Scandinavian, and eventually American—flourished, greatly enriching
the melodic, harmonic, and rhythmic language of music. (Forney and Machlis,
2007, p. 234)
The style and elements (melodic, rhythmic and harmonic structures as well
as textual contour) of Ghanaian folk songs were recognised as compositional
materials for art music very early in Ghana in the 1920s (Agordoh, 2002, p. 140).
Agordoh again records that Ephraim Amu (1899-1995) uniquely advanced the
integration of indigenous music in church worship in the Presbyterian and the
Evangelical Presbyterian Churches in Ghana by creating the consciousness of the
artistic potential of the tonal inflection and rhythmic flow of both the Akwapem
96 Malaysian Music Journal Vol. 6, Num. 2 (94-114)
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Twi and Ewe languages. Agordoh emphasised that this trend is observable in
Amu’s compositions including Hadzidzi Ame Ƒe Gbɔgbɔ and Agbexɔxɔ mɔ (p. 144).
Agordoh added that other composers such as Isaac Daniel Riverson (1901-1967),
Joseph Hanson Kwabena Nketia (b. 1921), Michael Kofi Amissah (1923-2010) and
many others wrote anthems in their various languages “in the style of traditional
tunes for churches and concerts in schools” (Agordoh, 2002, pp. 149-162).
While western music was taught in mission schools, the study of traditional
African/Ghanaian music was neglected in the school system then. The imposition
of western music and culture into the education system soon created dissatisfaction
among many Ghanaian citizens. Consequently, the music curriculum in the Mission
Schools of Ghana was re-evaluated in 1924 (Flolu and Amuah, 2003, p.12).
Forsythe (1940) wrote:
African children should be taught African music alongside European music. Only
in this way can we expect to create an African school of composition, which will
necessarily have to be a fusion of African and European idioms. Of course all this
rests with individual genius, but (we) look forward to the day when great works by
African composers, works stamped with that originality and depth that is African’s
will be heard in concert halls of the world (1940, pp. 174-75, cited in Flolu and
Amuah, 2003, pp. 12-13).
Ghanaian music composers have been developed since Ephraim Amu’s era
in 1926 when he was teaching at Akropong (Agordoh, 2002, p. 146). Agordoh
again provides a comprehensive list of pioneer composers who had included
traditional musical elements into art songs as follows: Ephraim Amu, Joseph
Hanson Kwabena Nketia, Nicholas Zinzendorf Nayo, Alfred Entsua-Mensah, Otto
Boateng, Samuel George Boateng, Frank Kofi Nyaku, Atta Annan Mensah, Charles
Graves, Ernest Safo, Joseph Michael Teye Dosso, Joseph Samuel Maison, Robert
George Kodzo Ndo, Michael Kofi Amissah, Isaac Daniel Riverson, Francis
Onwona Safo, Adolphus Ato Robertson Turkson, Walter Komla Blege, and Kenn
Kafui (pp. 146-166).
The Traditional and Modified Atɛntɛbɛn
In Ghana, the traditional atɛntɛbɛn was used to accompany singing, drumming,
dancing and to mourn the dead. According to oral history, there is no accurate fact
record about the origin of the atεntεbεn, but it became famous among the people of
Kwahu after one man named Akwasi Fori was found playing the instrument to
mourn his dead uncle. Akwasi Fori continued to play a particular tune for three
days at the bank of a river and drowned himself afterwards. This tune is named
‘Akwasi Fori’ after the first performer. Although it exists in variety of versions, it is
heard especially among the Akan-speaking people of Ghana to announce and
mourn the dead. Figure 1 shows a photo of Ephraim Amu playing the traditional
atεntεbεn.
Mawuyram Quessie Adjahoe 97
Figure 1. Photograph of Ephraim Amu playing the traditional atɛntɛbɛn. (Source:
Agyemang, 1988, p. 65)
The traditional version of the atɛntɛbɛn with three pitch-holes produced
four pitches while the four pitch-holes atɛntɛbɛn created five pitches. This is
confirmed by Agyemang (1988) who stated that in 1926-27, Ephraim Amu, a
Ghanaian composer found that “the Kwahu flute could not produce all the notes of
the scale played on the Ewe and other Akan ethnic flutes” (p. 79). The ranges and
scales of the traditional three pitch-holes as well as the four pitch-holes atɛntɛbɛn
can be found in Figures 2 and 3 respectively.
Figure 2. The range and scale of the three pitch-holes traditional atɛntɛbɛn.
Figure 3. The range and scale of the four pitch-holes traditional atɛntɛbɛn.
Amu was the first composer who first introduced the music of Ghana into
the national music programme. He combined western music with African
drumming and piping into the musical activities at the Presbyterian Teachers
98 Malaysian Music Journal Vol. 6, Num. 2 (94-114)
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Training College (now Presbyterian College of Education) at Akropong and
Achimota School at Accra where he taught from the years 1926-1933 and 1934-
1937 respectively (Flolu and Amuah, 2003, pp. 6-13).
The music programmes at national schools encountered difficulty in
arranging music for traditional atɛntɛbɛn tuned to its own unique system of four and
five pitch scales with western musical instruments adjusted to equal temperament.
After examining the organology and tuning system of the traditional atɛntɛbɛn,
Amu decided to develop a new atɛntɛbɛn, which would enable his students to play
songs composed in Western diatonic scale. Amu sought permission from the Asante
King Otumfuo Nana Sir Osei Agyeman Prempeh II to learn how to manufacture
and play the atɛntɛbɛn. The Asante King allowed Amu to be taught by his (the
King’s) master flautist and maker Opanyin Kofi Poku (Agyemang, 1988, p. 79).
Although progress was slow because every initial success came with its own
challenges, Amu succeeded by increasing the number of pitch-holes to seven
thereby increasing the number of possible pitches of the atɛntɛbɛn (Figure 4).
Today, Amu’s modified atɛntɛbɛn has seven pitch-holes tuned in Bb, C and
D major to western standard equal temperament. Unlike the traditional atɛntɛbɛn
which is held diagonally (Figure 1), the modified atɛntɛbɛn is played vertically
(Figure 4). Amu emphasised in an interview that the most common atεntεbεn in
Ghanaian schools, colleges and universities is the atεntεbεn in Bb (Adjahoe, 1987,
pp. 8-12) (Figure 5).
Figure 4. Amu plays his newly developed/modified atɛntɛbɛn. (Source: Agyemang, 1988, p.
66)
Mawuyram Quessie Adjahoe 99
Figure 5. A photograph of the front and back views of modern Bb atɛntɛbɛn used in
Ghanaian schools, colleges and universities. (Source: Adjahoe, 2016a, p.1)
Due to its mode of manufacturing, the atεntεbεn could only play music
written in its ‘natural’ key (the key in which it is tuned). Today, (2017), there are a
number of works by African/Ghanaian composers for the Bb atεntεbεn in Bb major
using its ‘natural’ scale. However, Amu suggests that in order to expand beyond
this limitation, music for the Bb atεntεbεn should be written in the key of C major.
He said: “… music for the Bb atεntεbεn must be written in the key of C major, this
way, the Ghanaian traditional bamboo flute would also be considered a transposing
musical instrument like the trumpet in Bb” (Adjahoe, 1987, p. 13). Amu and his
students wrote music for this instrument in the transposed key of C major using
only the diatonic pitch, which became the model for other composers. So, in Ghana,
most composers compose music for the atεntεbεn using the western diatonic pitches
in the key of C major (Figure 6).
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Figure 6. An illustration of the diatonic western musical notes capable of being produced on
the Bb atεntεbεn using the key of C major. (Source: Adjahoe, 2016a, p.3)
In an attempt to increase the possibilities of pitch production in the musical
instrument, Nana Danso Abiam composed music that explored the use of two
additional chromatic notes for the Bb atεntεbεn (Craig Harris, 2017); F#4 and Bb4
(Adjahoe, 2016a, pp. 15-20). The Pan-African Orchestra (PAO) formed by Nana in
1988 travelled across Africa to perform music compositions for the modified
atεntεbεn and other traditional instruments including the atɛntɛbɛn, gonje, kora and
gyile. His mission with the PAO, originally a 30-piece ensemble, had been to
explore the classical foundations of traditional African music and to cultivate an
integrated continental art form through new compositional and orchestral
techniques (Appiah, 2015).
Through examining several experimentations on alternative fingering
techniques by Nana Danso Abiam, Togbe Kodzo Amu (Ephraim Amu’s youngest
son) I have discovered that the instrument can perfectly play music written in the
following keys: C major, F major, G major, A minor and the Aeolian modes of C, F
Mouth-hole
Hole 6
Hole 5
Hole 4
Hole 3
Hole 2
Hole 1
Sound-
hole
Back
pitch-
hole
Mawuyram Quessie Adjahoe 101
and G (Adjahoe, 2016a, p. 28). As a composer, performer, instructor of piano and a
number of Ghanaian traditional instruments—notably the Bb atɛntɛbɛn, Ghanaian
traditional drums and gyile—I have been composing music for my students using
varieties of themes. These themes may be self-composed or inspired from Ghanaian
folk songs.
The aim of this article is to demonstrate that music for the Bb atɛntɛbɛn can
be composed in various other keys than the ‘natural’ key of the instrument. I
present 1) the compositional technique I utilised in integrating the musical elements
of ‘Nyavɔ Nyee Tu Gbɔmeɖoɖoe’, a Ghanaian folk song, into a new contemporary
art piece; and 2) the development of a hybrid composition that represents my
identity as a modern Ghanaian composer with roots in Ghanaian traditional culture
and western influenced musical heritage. I present new experiences in composing
music for the Bb atɛntɛbɛn through my composition titled a Nyavɔ Nyee Tu
Gbɔmeɖoɖoe, a contemporary art music for Bb atɛntɛbɛn and piano. I also highlight
the musical features of Ghanaian folk songs and ‘Nyavɔ Nyee Tu Gbɔmeɖoɖoe’. I
discuss the inspiration for this new composition and explore composition
techniques for the Bb atɛntɛbɛn.
Inspiration to Compose Art Music based on Ghanaian Folk Songs
I attended Peki Secondary School (now Peki Senior High Secondary School)
between 1974 and 1979 in Peki Avetile. During this period, Ephraim Amu was also
living in Peki Avetile, his home-town, as a retired music teacher, composer and
educator. I became attracted to Ephraim Amu’s music through his youngest son,
Togbe Kodzo Amu, who was always playing music on the atɛntɛbɛn, while I
accompanied him on his father’s grand piano. Togbe Kodzo Amu and I most often
performed his father’s compositions. As we performed the music, I realised that
Ephraim Amu integrated the musical themes and features of Ghanaian folk songs in
his musical compositions. Consequently, I developed interest in the folk songs of
my ancestral tribe, Ewe.
Later, in my career as composer, I was motivated further by Ralph Vaughan
Williams (1872-1958) who stated that “The art of music above all other arts is the
expression of the soul of a nation. The composer must love the tunes of his country
and they must become an integral part of him” (Forney and Machlis, 2007, p. 357).
I am also enthused by Béla Bartók’s (1881-1945) quotation:
What is the best way for a composer to reap the full benefits of his studies in
peasant music? It is to assimilate the idiom of peasant music so completely that he
is able to forget all about it and use it as his musical mother tongue. (Forney and
Machlis, 2007, p. 359)
I employed Ewe and other Ghanaian folk songs as themes to write
contemporary art music for the following genres: Bb atɛntɛbɛn and piano, voice and
piano, Bb atɛntɛbɛn trios, and quartets and piano solo. The discussion of my art
music Nyavɔ Nyee Tu Gbɔmeɖoɖoe as an expression of my style stems from Apel’s
(1997) declaration that,
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In a musical composition, ‘style’ refers to the methods of treating all the
elements—form, melody, rhythm, etc. In practice, the term may be applied to
single works (e.g., the style of Tristan compared to that of Die Meistersinger); to
composers (the style of Wagner compared to that of Beethoven); to types of
composition (operatic style, symphonic style, motet style, church style); to media
(instrumental style, vocal style, keyboard style); to methods of composition
(contrapuntal style, homophonic style, monodic style); to nations (French style,
German style); to periods (baroque style, romantic style); etc. Also, such terms are
sometimes used in combination, e.g., ‘Beethoven’s symphonic style,’ ‘German
romantic style,’ ‘instrumental style of the baroque,’ etc (pp. 811-812).
Thus, I present the compositional techniques I have utilised including
espousing the musical elements of ‘Nyavɔ Nyee Tu Gbɔmeɖoɖoe’ to articulate and
expound my own creative compositional technique of a contemporised version of
Nyavɔ Nyee Tu Gbɔmeɖoɖoe for Bb atɛntɛbɛn and piano. In this art music Nyav-
Nyee Tu Gbɔmeɖoɖoe I have demonstrated Béla Bartók’s assertion by assimilating
the idiom of the folk tune. I have completely forgotten all about it through the
musical creative processes expressed in the work. This means I have used the folk
song as my musical mother tongue to illustrate my roots in Ghanaian traditional
music, which has been influenced by Western musical culture.
The tendency of incorporating traditional elements in new music is still
ongoing in today’s Ghana. We can mention names such as Cosmas Worlanyo Kofi
Mereku, and Nicholas Nichodemus Kofie who incorporated traditional musical
elements in their contemporary art songs. Young Ghanaian composers were taught
by the older ones at one time or the other. For example, I was taught by Adolphus
Ato RobertsonTurkson during my years as an undergraduate. I remember
submitting my early compositions to Ephraim Amu to vet when I visited Peki
Avetile in the holidays. I was also fortunate to be trained by Michael Kofi Amissah
when I was pursuing my Master of Philosophy in Music Theory and Composition.
Then also, Cosmas Worlanyo Kofi Mereku was the principal supervisor for my
doctoral thesis.
Ghanaian Traditional Music and Folk Songs
Apel (1997) asserts that folk song is the category of music that is found among rural
communities. He continues to say that this type of music is distinctly opposed to art
music, which is the work of musically trained composers (p. 323). In addition
Nketia says,
Ghanaian traditional music is the music of traditional institutions, which were
developed, in the pre-colonial period. It represents the artistic expression of
Ghanaians in response to the needs and pressures of their own environment.
Examples of this music are work songs (such as those sung by fishermen,
craftsmen and farmers), funeral dirges, lullabies, and the music that accompanies
the celebration of such rites as circumcision, puberty and marriage. This music is
Mawuyram Quessie Adjahoe 103
predominantly vocal, and its texts reflect the socio-cultural circumstances in which
it is functional. (Nketia, 1978, p.1; cited in Agawu, 1984, p. 38)
Nketia’s description of Ghanaian traditional music rightly demonstrates the
various songs that can be classified as traditional or folk songs. ‘Nyavɔ Nyee Tu
Gbɔmeɖoɖoe ’, the folk song used for this art music was developed in the pre-
colonial period and has not been acculturated by western musical elements. It is
vocal, and its texts “reflect the socio-cultural circumstances in which it is
functional” (Nketia, 1978, cited in Agawu, 1984, p. 1).
Musical Features of Ghanaian Folk Songs
Ghanaian folk songs are usually short due to their functions as vehicles of
communal expression for joy, grief, entertainment, correction of bad behaviour,
initiation of rites, worship, rituals, work and detest of wicked as well as
authoritative rulers (Nketia, 1974, pp. 21-24; Agordoh, 2002, p. 28; Younge, 2011,
p. 36). As vehicles of communal expression of various emotions, the Ghanaian folk
song is structured in what is commonly known as ‘call-and-response’ and ‘cantor-
and-chorus’ forms. These musical forms permit a leader to introduce the music
while the community provides the response or the chorus (Nketia, 1974, pp. 189-
205; Younge, 2011, p. 36). Consequently, Ghanaian folk songs have very few texts
that convey the paramount or the intended messages (Nketia, 1974, pp. 189-205;
Younge, 2011, p. 190). Very often, Ghanaian folk songs have one tonality in
tetratonic, pentatonic, hexatonic, septatonic modes (Nketia, 1974, pp. 116-124).
Tonal inflections play a significant role in expressing the meaning of the text in
Ghanaian folk songs. Hence, the melodies are constructed to mirror the tonal
inflections of the language of the society (Nketia, 1974, pp. 186-188; Agawu, 1984,
p. 39; 1988, pp. 127-144). Ghanaian folk songs have repetitive patterns found either
in the melody or rhythmic organisation (Nketia, 1974, pp. 168-174, pp. 180-188).
The characteristics enumerated above can be said of the folk song ‘Nyavɔ Nyee Tu
Gbɔmeɖoɖoe’. I have also illustrated how I incorporated these traits in the art
music. The detailed analysis of this folk song and the art music can be found below.
‘Nyavɔ Nyee Tu Gbɔmeɖoɖoe’ (Folk song)
From a personal experience, ‘Nyavɔ Nyee Tu Gbɔmeɖoɖoe’ is one of the favourite
songs of the egbanegba dance of the Ewe of Ghana is. The egbanegba dance is
performed by women but accompanied with three drums and two bells by men. The
master-drum is known locally as Ʋugã which means ‘big drum’. It is supported by
asiʋui ‘hand-drum’ and ʋuvi ‘little drum’. As a recreational dance, the egbanegba
dance was performed on Sundays after the week’s farming activities. The
Egbanegba Dance Ensemble of Peki Avetile in the Volta region of Ghana was
vibrant in the 1980s and 1990s because the ensemble was always performing during
regional and national ceremonies. Today, the troupe performs only at the funeral of
a member. The Ewe people or Eweawo as they locally call themselves are one of
the major tribes of Ghana. They occupy a very vast stretch of land in the
104 Malaysian Music Journal Vol. 6, Num. 2 (94-114)
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southeastern corridor of Ghana sharing a border with the people of the Republic of
Togo.
The title of the folk song, ‘Nyavɔ Nyee Tu Gbɔmeɖoɖoe’ literally means ‘the
derogatory remark about me has already been heard in the community’. This is a
typical folk song that functions as a vehicle for the expression of grief in the
society. It was composed as a result of the circulation of falsehood about one man
who found himself defenseless in the community. Although it is difficult to trace
the year in which the incident happened, it is understood from the text that the man
actually resorted to singing the music as a means of consoling himself and to ask
the community to sympathize with him (Esi Amewu, personal communication,
1990). ‘Nyavɔ Nyee Tu Gbɔmeɖoɖoe’ is in ‘call-and-response’ form; and it is in a
septatonic mode that includes two pitches of the seventh note (Figure 7).
Figure 7. The septatonic mode of the folk song ‘Nyavɔ Nyee Tu Gbɔmeɖoɖoe’. (Source:
Adjahoe, 2017)
In the transcription (Figure 8), the text of the ‘call’ (measures 1-6) reveals the
main message and invites the community to participate in the performance. This
way, the community would share in the sentiments of the member. A variation on
the ‘call’ (measures 9-10) built on the main concept—the derogatory remark—
invites the community to respond once more. ‘Nyavɔ Nyee Tu Gbɔmeɖoɖoe’ also
has its melody constructed to mirror the tonal inflections of the society like other
Ghanaian folk songs. It has very few words to facilitate communal participation and
therefore, appropriate for many repetitions. I have witnessed the performance of
this song by the Egbanegba Dance Ensemble of Peki Avetile in the 1990s. The
music was sung approximately fifteen times.
Mawuyram Quessie Adjahoe 105
Figure 8. Transcription of the folk song ‘Nyavɔ Nyee Tu Gbɔmeɖoɖoe’.
The texts of the folk song in Ewe and its translation in English are
presented below:
Text in Ewe
Call:
Etu gbɔmeɖoɖoe;
Be wɔwɔnyuie megali o
Kpɔɖa! Nyav- nyee tu
gbɔmeɖoɖoe
Response:
Wɔwɔnyuie megali o
Call:
Nyav- nyee tu gbɔmeɖoɖoe
Response:
Ayee!! Wɔwɔnyuie megali o
Text in English
Call:
The community has heard the derogatory remark;
No need to behave well
Look! My derogatory remark has reached the
community
Response:
No need to behave well
Call:
My derogatory remark has reached the community
Response:
‘Ayee!!’ No need to behave well
This folk song can be analysed in two sections. Each section includes a ‘call’
and a ‘response’. I have used these features in the art-music; so, I will refer to them
as ‘first call’, ‘first response’ or ‘second call’ and ‘second response’.
Call
Response
Call
Response
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Table 1
Illustration of the structure of the art-music Nyavɔ Nyee Tu Gbɔmeɖoɖoe
Piano Introduction
Theme
Tonality
Measures
Built on the second ‘call’ of the folk song
C major
1-2
Exposition
First Theme
Bridge Passage
Second Theme
Retransition1
Tonality
C major
C major
F major
(Ending with a brief
return to C major)
F major
Measures
3-36a
36b-38
39-46
47-50
Development
Second Theme
Retransition2
Tonality
F major
C major
Measures
51-68
69-72
Recapitulation
Second Theme
(And new musical idea)
Retransition3
First Theme
(Without repeat)
Coda
Tonality
C major (Brief
modulation to G major)
C major
C major
C major
Measures
73-100
101-102a
102b-119
120-121
I have written the art music Nyavɔ Nyee Tu Gbɔmeɖoɖoe in a modified sonata form
(Table 1) with a two-measure first theme (Figure 9).
Figure 9. The first theme of the art music.
Structurally, the theme of the art music is taken from the ‘first call’ or the
beginning statement of the folk song. The reason is that, I want the traditional
society to identify the folk song in the art-music. Then, by creative design, Nyavɔ
Nyee Tu Gbɔmeɖoɖoe begins with a three-measure piano introduction built on the
‘second call’ of the folk song and modified at the end to pave way for the statement
of the theme in the Bb atεntεbεn (Figure 10).
Mawuyram Quessie Adjahoe 107
Figure 10. The three-measure piano introduction of the art-music Nyavɔ Nyee Tu
Gbɔmeɖoɖoe, built on the ‘second call’ in the folk song.
The rhythmic structure of the theme has been used extensively in shaping
the melodic pattern of both the Bb atεntεbεn and the piano. For example, the piano
introduction is immediately followed by melodic extensions shaped on the rhythmic
model of the theme and created as dialogue between the Bb atεntεbεn and the piano
(Figure 11).
Figure 11. Melodic extensions shaped on the rhythmic model of the theme as dialogue
between the Bb atεntεbεn and the piano.
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The beginning section of the art music is further lengthened by introducing
another melodic/rhythmic structure of the folk song; this time, it is the ‘first
response’ in measures 11-16. With a variation, the sample is prolonged and
repeated. The piano accompaniment is designed on the rhythmic pattern of the
second measure of the main theme (Figure 12).
Figure 12. The introduction of the melodic/rhythmic structure of the ‘first response’ in
Nyavɔ Nyee Tu Gbɔmeɖoɖoe.
In order to repeat the art music as in measures 3-16, I re-stated the ‘second
call’ of the folk song in measures 17 and 18 (Figure 12). This enables me to use the
technique of repetition as a means of extending the beginning section of Nyavɔ Nyee
Tu Gbɔmeɖoɖoe in measures 19b-32. A third occurrence of the ‘second call’
(measures 33 and 34) leads the art-music into a bridge passage (Figure 13) and
serves as a transition to a four-measure second theme in F major (Figure 14) as
‘call-and-response’ between the piano and the Bb atεntεbεn. The second theme is
designed in ‘call-and-response’ form to depict the structure of the folk song; but its
melody does not articulate the melodic structure of the folk song. This is a personal
creativity technique to exemplify that the new music is a blend of Ghanaian
traditional and western musical elements.
Mawuyram Quessie Adjahoe 109
Figure 13. The bridge passage that serves as a transition to the second theme.
Figure 14. The second theme of the art-music Nyavɔ Nyee Tu Gbɔmeɖoɖoe as call and
response between the piano and the Bb atεntεbεn.
The distinguishing feature of this second theme (as quoted above) is that,
although the theme is written in the subdominant major it has returned to the tonic
at the end. This is contrasting to the customary construction of the second theme in
classical sonata form, most often in the dominant major (Kamien, 1998, p. 156;
Kerman, 1980, p. 257).
In the classical sonata form, the development section of the music is
characterised by manipulating the two themes as well as sub-themes created from
the two main themes in varieties of keys (Kamien, 1998, pp. 156-157; Kerman,
1980, p. 257). But in this music for the Bb atɛntɛbɛn and piano, the development
section is illustrated by a third set of musical design again in the subdominant major
in measures 51 to 68 (Figure 15).
End of first theme
and its development
The bridge passage
to second theme
Call
Response
Extension
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Figure 15. The third set of musical design that expresses the development section of the
second theme in the art-music Nyavɔ Nyee Tu Gbɔmeɖoɖoe.
A return to the tonic, usually referred to as recapitulation is effected with a
four-measure link from measure 69 to 72 as shown (Figure 16).
Figure 16. The second link that returns the music into the tonic.
Mawuyram Quessie Adjahoe 111
Additionally, in the classical sonata form, the recapitulation features both
the first and second themes as well as other sub-themes of the music in the tonic
(Kamien, 1998, p. 156; Kerman, 1980, p. 257). However, the recapitulation of
Nyavɔ Nyee Tu Gbɔmeɖoɖoe, prominently exhibits the second theme and the new
musical idea in measures 73 to 100 (Figure 17).
Figure 17. The second theme and the third musical idea of Nyavɔ Nyee Tu Gbɔmeɖoɖoe are
re-written in the tonic and treated as the development section of the work.
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Through a very brief final bridge passage (measures 101-102 in Figure 18)
the music finally ends with the restatement of the first theme and its extension as
part of the recapitulation.
Figure 18. The final bridge passage in Nyavɔ Nyee Tu Gbɔmeɖoɖoe leading to the
recapitulation.
Conclusion
The art music Nyavɔ Nyee Tu Gbɔmeɖoɖoe extracts a theme from a Ghanaian folk
song and incorporates it into western classical style composition, expressing my
identity as a crossbreed of Ghanaian traditional and British/Western musical
cultures. The folk song also titled ‘Nyavɔ Nyee Tu Gbɔmeɖoɖoe’ has two sections.
Each section has its ‘call’ and ‘response’, which, were used as the main theme,
piano introduction, or an interlude. The rhythmic patterns of the sections were also
integrated in the art music as supporting accompaniment in the piano or in the
construction of the melodies of the new music. The tonal organisation of the folk
song was also used to construct the melodies.
Utilising sonata form from European influence and the Bb atɛntɛbɛn results
in a type of ‘Ghanaian Neoclassical’ music: two disconnected ‘classical’ elements
joined together for a new work. History discloses that the first people to research
into African music were celebrated non-African ethnomusicologists including John
Blackings, Simha Arom, Erich M. von Hornbostel, and A. M. Jones. To me, these
researches marked the beginning of the globalisation/internationalisation of every
kind of music performed by human societies. In Ghana, Ephraim Amu developed
the traditional bamboo flute (atɛntɛbɛn) of the people of Kwahu to enhance its
usage in playing Ghanaian as well as non-Ghanaian music. Traditional knowledge
about the new instrument (Bb atɛntɛbɛn) is that its music could only the written in
the ‘natural’ mode because it is impossible to design the positions for Western
chromatic notes on the instrument.
In this article, I have attempted to change the fashion of this knowledge
that, through the development of alternative fingering techniques for the Bb
Final bridge
passage
Mawuyram Quessie Adjahoe 113
atɛntɛbɛn (Adjahoe, 2016c, pp. 15-37), music for the instrument can be written in
the following Western diatonic keys: C major, F major, G major by using my
alternative fingering techniques. I have illustrated this with my composition entitled
Nyavɔ Nyee Tu Gbɔmeɖoɖoe whose exposition travelled through the keys of C and
F majors. The development section of the music reversed the approach; thus, it
progressed through F major into C major. The recapitulation had a brief modulation
into G major and finally re-established the music in C major. I have effectively
performed the music using my fingering techniques in the video recording.
Additionally, I have discovered that music for the Bb atɛntɛbɛn can be written in A
minor and the Aeolian modes of C, F and G. My experimentation on the alternative
fingering techniques in the production of chromatic notes is geared towards the
internationalisation of the Ghanaian bamboo flute. This is my contribution towards
the enhancement of the pedagogical processes involved in the teaching and learning
of Ghanaian traditional musical instruments for performances in the world’s concert
halls.
Acknowledgment
This article was based on research developed from a paper presented and published
as proceedings to the 2nd International Music and Performing Arts Conference
(IMPAC2016)(22-24 November 2016).
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Kamien, R. (1998). Music: An appreciation (Third edition). Boston, MA: McGraw-Hill.
Kerman, J. (1980). Listen (Third edition) New York, NY: Worth Publishers, Inc.
Nketia, J. H. K. (1974). The music of Africa. New York, NY: W.W. Norton and Company
Inc.
Younge, P. Y. (2011). Music and dance traditions of Ghana: History, performance and
teaching. London: McFarland & Company, Inc., Publishers.
Biography
Adjahoe, Mawuyram Quessie is a senior lecturer in music theory and composition in the
Department of Music & Dance, University of Cape Coast, Cape Coast, Ghana, since
September 2002. After his Bachelor of Music degree programme, he continued with the
Master of Philosophy in Music Theory & Composition, and Doctor of Philosophy in Music
Composition all in the University of Cape Coast. He writes music for: Bb atɛntɛbɛn and
piano; Bb atɛntɛbɛn ensembles, trios, and quartets; voice and piano; piano; and Gyile
(Dagaaba traditional xylophone) Orchestra. From August 2012 to July 2014, he was
appointed Head of the Department of Music and Dance in the University of Cape Coast. His
publications include two articles written in 2009 and 2011 respectively; and three books
which were completed in 2016. He has strong passion towards enhancing the pedagogical
processes of Ghanaian traditional musical instruments.
|
Malaysian Journal of Music Vol. 6 No. 2 (2017) | null | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/139 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/1156 | Editorial | The Malaysian Music Journal presents two articles on ethnomusicology, one on music education and two on music composition in Volume 6, Number 2. In the first article, ‘Sounds, sources and meaning of turali (noseflute) music in Dusunic cultures in Sabah’, Jacqueline Pugh Kitingan compares the sound sources and inspiration to the melodies played on the turali (a nose flute) among the Kadazan Dusun of Tambunan, the Rungus of Kudat and the Lotud of Tuaran in Sabah. Sound sources vary according to culture and range from Kadazan Dusun mourning laments, Rungus ritual chants and Lotud secular songs. Her article examines the improvisatory skills and techniques utilised by these turali musicians in recreating the sounds from the original sources. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/1156/2918 | [] |
MALAYSIAN
MUSIC JOURNAL
Volume 6
Number 2
December 2017
ISSN 2232-1020
e-ISSN 0128-2158
Penerbit Universiti Pendidikan Sultan Idris
Tanjong Malim, Perak
2017
ii
iii
MALAYSIAN
MUSIC JOURNAL
Volume 6
Number 2 December 2017
Editorial
Clare Suet Ching Chan
v
Sources, sounds and meanings of turali (noseflute) music in
Dusunic cultures of Sabah
Jacqueline Pugh-Kitingan
1
Approaches to learning traditional performing arts in Central
Java through a direct encounter
Rachel Hand
29
The effects of group musical activities on children’s behaviour
Shiela Jay P. Pineda
49
Sonic exploration of alto recorder for Nadi Bumi: Applied
research in contemporary classical music composition.
Ainolnaim Azizol
71
From Ghanaian folk song to contemporary art music for
Bb atɛntɛbɛn and piano
Mawuyram Quessie Adjahoe
94
iv
v
Editorial
Cite this editorial (APA): Chan, C.S.C (2017). Editorial. Malaysian Music
Journal, 6(2), v.
The Malaysian Music Journal presents two articles on ethnomusicology, one
on music education and two on music composition in Volume 6, Number 2. In
the first article, ‘Sounds, sources and meaning of turali (noseflute) music in
Dusunic cultures in Sabah’, Jacqueline Pugh Kitingan compares the sound
sources and inspiration to the melodies played on the turali (a nose flute)
among the Kadazan Dusun of Tambunan, the Rungus of Kudat and the Lotud
of Tuaran in Sabah. Sound sources vary according to culture and range from
Kadazan Dusun mourning laments, Rungus ritual chants and Lotud secular
songs. Her article examines the improvisatory skills and techniques utilised by
these turali musicians in recreating the sounds from the original sources.
In the second article, ‘Approaches to learning traditional performing arts in
Central Java through a direct encounter’, Rachel Hand highlights five learning
approaches among Javanese practitioners of traditional performing arts –
learning by ear; simultaneous imitation; rehearsing and performing; exposure
and absorption; and learning by association. This article fills the gap in written
literature on how practitioners of the oral tradition learn. It provides important
insights and awareness to musicians on the diverse approaches to musical
acquisition. Shiela Pineda affirms the positive affects of group musical
activities on children’s behaviour in her article titled, ‘The effects of group
musical activities on children’s behaviour’. Shiela measured the socio-
emotional skills and behavioural levels of the children after musical
intervention using the BarOn Emotional Quotient Inventory: Youth Version
(BarOn EQ-i: YV) instrument. This study is important because it empirically
supports the benefits of music education in children development. This data
provides evidence for music educationalists advocating for the importance of
music in the national curriculum and among communities.
vi
Ainolnaim Azizol and Mawuyram Quessie Adjahoe share two interesting
ways to how their musical compositions were created in the third and fourth
article respectively. Ainolnaim Azizol discusses how music acoustic research
and new technological possibilities have enhanced his contemporary musical
composition on the alto recorder in his article ‘Sonic exploration of alto
recorder for Nadi Bumi: Applied research in contemporary classical music
composition’. Examination of research on extended techniques on the alto
recorder led to the discovery of new extended techniques that contributed to
his contemporary musical compositions.
In the final article for this issue, Mawuyram Quessie Adjahoe explores how
utilising the sonata form in his composition, which combines a traditional
Ghanaian song titled ‘Nyavɔ Nyee Tu Gbɔmeɖoɖoe’, with western music
compositional techniques, resulted in the expansion of the capabilities of the
modified Bb atɛntɛbɛn (a modified traditional bamboo flute). The inclusion of
two chromatic pitches required for modulation in the sonata form extended
beyond the standard tuning system of the modified Bb atɛntɛbɛn. This article
presents how integrating the musical elements from different musical
traditions may lead to new musical possibilities for performance on a musical
instrument.
Clare Suet Ching Chan
Chief Editor
Malaysian Music Journal
|
Malaysian Journal of Music Vol. 6 No. 1 (2017) | age and creative achievement, John Adams, John Cage, musical style analysis, Steve Reich | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/138 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/824 | Age 40, Year of the ‘Signature Work’: The Cases of Cage, Reich and Adams | The ‘signature works’ of John Cage, Steve Reich and John Adams—4’33”, Music for Eighteen Musicians and Nixon in China, respectively—are widely considered landmarks in recent American music and also parallel one another in a fascinating way, as the completion of each signature work dates from the year its composer turned forty. This article investigates the role of each signature work in its composer’s stylistic development, studies the factors that led to the works’ creation, discusses what made these works so innovative, and examines common threads among the three composers’ career arcs in order to explore how their fortieth years became so pivotal in the context of their overall output. Is this age-related correspondence just an extraordinary coincidence or might it suggest broader correlations? Studies on age and creative achievement by psychologist Dean K. Simonton and others suggest that such correlations in fact exist and that the age of forty may be particularly significant, thus corroborating the significance of the intriguing age-related parallels among the careers of Cage, Reich and Adams. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/824/560 | [] | Kyle Fyr
1
Age 40, Year of the ‘Signature Work’: The Cases of Cage,
Reich and Adams
Kyle Fyr
College of Music, Mahidol University,
25/25 Phutthamonthon Sai 4 Road Salaya,
Phutthamonthon Nakhonpathom, 73170 Thailand
e-mail: [email protected]
Published online: 16 June 2017
Abstract
The ‘signature works’ of John Cage, Steve Reich and John Adams—4’33”, Music for
Eighteen Musicians and Nixon in China, respectively—are widely considered landmarks in
recent American music and also parallel one another in a fascinating way, as the completion
of each signature work dates from the year its composer turned forty. This article
investigates the role of each signature work in its composer’s stylistic development, studies
the factors that led to the works’ creation, discusses what made these works so innovative,
and examines common threads among the three composers’ career arcs in order to explore
how their fortieth years became so pivotal in the context of their overall output. Is this age-
related correspondence just an extraordinary coincidence or might it suggest broader
correlations? Studies on age and creative achievement by psychologist Dean K. Simonton
and others suggest that such correlations in fact exist and that the age of forty may be
particularly significant, thus corroborating the significance of the intriguing age-related
parallels among the careers of Cage, Reich and Adams.
Keywords: age and creative achievement, John Adams, John Cage, musical style analysis,
Steve Reich
Introduction
The careers of John Cage, Steve Reich and John Adams parallel each other in a
striking way: each composer completed what can be convincingly called his
‘signature work’ in the year he turned forty. Cage unveiled his revolutionary
composition 4’33” in his fortieth year, Reich turned forty in the same year he
completed his landmark work Music for Eighteen Musicians, and Adams likewise
turned forty in the year he produced his ground-breaking opera Nixon in China. In
light of this remarkable correspondence, this article examines the role each signature
Malaysian Music Journal Vol. 6, Num. 1 (1-13)
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2
work played in its composer’s aesthetic and stylistic development, investigates the
factors that led to the works’ creation, discusses what made these works so
innovative and explores common threads among the three composers’ career arcs as
a means of demonstrating how their fortieth years became so pivotal in the context
of their overall output. In order to contextualise the intriguing age-related parallels
among the careers of Cage, Reich and Adams, this article first surveys noteworthy
studies in the field of psychology by Dean K. Simonton and others which suggest
that such correlations between age and defining artistic achievements are more than
mere coincidence and that the age of forty may hold particular significance in this
regard.
Just what makes a signature work? For the purposes of this study, each of
the works in question must fit all of the following criteria: 1) it is a work for which
the composer is widely recognised; 2) it represents a significant turning point in the
composer’s career; 3) it represents a sort of culmination of the composer’s previous
work; 4) it is a composition whose style and/or techniques have exerted a lasting
influence on the composer’s subsequent works; 5) it is a composition that has
exerted significant influence on American art music and on Western art music in
general during the post-World War II era. Supplementing these five criteria, the
signature work label is most compellingly applied when the composer personally
acknowledges the piece’s significance or at least holds it in high esteem. Although
there is certainly a degree of subjectivity involved in classifying any piece as a
composer’s signature work, the criteria listed here effectively limit which
compositions may be persuasively placed into this category.
Studies on the relationship of age and creative achievement
The question of whether creativity and achievement are somehow related to age is
an avenue of inquiry with a long history. Perhaps the earliest scholarly study was
George M. Beard’s Legal Responsibility in Old Age, which dates back to 1874.
Based on a survey of 450-500 historical ‘high achievers’, Beard determined that
“men are at their best at the time when enthusiasm and experience are most evenly
balanced”, deducing that “this period, on the average, is from 38 to 40” (Beard,
1874, p. 8). While Simonton notes that Beard’s theory “is more conceptual than
mathematical and hence leads to no precise predictions that can be subjected to
empirical tests”, he nevertheless grants that in spite of its simplicity, the study has a
respectable amount of explanatory power (Simonton, 1988, p. 260). Harvey C.
Lehman then presented a much more rigorous study in his influential 1953 book,
Age and Achievement, summarizing roughly three decades’ worth of research on
this issue (Lehman, 1953). Lehman’s most noteworthy conclusion, after studying
the relationship of age and achievement in a wide variety of professions, was that all
endeavours surveyed displayed a single-peak age curve in relation to achievement.
Simonton notes that Lehman’s age curves, which were derived from individuals’
landmark contributions, brought him criticism from some other scholars, perhaps
unsurprisingly given the implication that achievement would generally deteriorate in
Kyle Fyr
3
the later years of individuals’ careers (Simonton, 1988, p. 256). Some of Lehman’s
critics, most notably Wayne Dennis, disputed the method of tabulating outstanding
contributions instead of focusing on total productive output (Dennis, 1966, pp. 1-8).
Later research by Simonton would suggest a consistently positive linkage between
quality and quantity of output, however, thus mitigating the effect of these criticisms
(Simonton, 1988, p. 254).
Recently, Dean K. Simonton has published prolifically on this subject,
studying the relationships between age and career achievement across a wide variety
of disciplines. In a study highly pertinent to the examination of the signature works
of Cage, Reich and Adams presented in this article, Simonton examined the careers
of 120 selected composers, ranging chronologically from the sixteenth century to
the early twentieth century, yielding a representative sample of Western art music
composers whose careers provided data from which broad trends regarding age and
creative achievement could be extrapolated (Simonton, 1991). Simonton’s selected
composers’ output was analysed according to two measures: themes and works. In
terms of themes, which Simonton defined as the melody, motive, or subject that
constitutes a building block of a composition, the mean age at which the composers
studied achieved their ‘best hit’ or most acclaimed theme was found to be 39.68. As
per the works measure, the mean age at which the composers studied produced their
‘best hit’ or most illustrious composition was found to be 40.78, a remarkably close
concordance with the themes measure (Simonton, 1991, pp. 834-835). Furthermore,
Simonton’s study corroborated Lehman’s most noteworthy conclusion: that creative
endeavours tend to display a single-peak age curve in relation to achievement
(Simonton, 1988, p. 251). In addition to these thought-provoking conclusions,
Simonton’s study is notable for its attention to potentially problematic details, such
as compensating for the ‘noise’ introduced by the prolific yet short-lived careers of
composers such as Mozart and Schubert. While Simonton acknowledges that there
are of course individual variations within any sample, his study intriguingly
suggests that composers’ fortieth years tend, on average, to produce the signature
works for which their careers are most often associated.
The fact that Cage, Reich and Adams all completed their signature works
in the years they turned forty raises a provocative question: are these striking age-
related parallels simply a coincidence or might they be precise exemplars of the
broader correlations regarding age and creative achievement indicated in studies
such as Simonton’s? The following inquiries into the career arcs and signature
works of Cage, Reich and Adams endeavour to shed light on the factors behind
these remarkable correspondences and in turn reveal some noteworthy similarities in
the composers’ aesthetic and stylistic development.
Malaysian Music Journal Vol. 6, Num. 1 (1-13)
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The Case of John Cage (1912-1992)
Leading up to 1952
The early career of John Cage followed a fascinating arc, beginning with a desire to
find new sounds, followed by captivation with the very antithesis of sound (silence),
which in turn fed into a near complete relinquishment of compositional control in
favour of chance and indeterminacy. Cage’s search for new sounds was exemplified
by his Sonatas and Interludes of 1946-48 (age 34-36), a work for prepared piano
widely acknowledged as the finest composition of his early period (Pritchett, 1993;
Bernstein, 2002; Nicholls, 2007). This work is highly organised not only in terms of
the sequence of pieces within it but also in its sophisticated proportional
structures—a means of compositional organisation that Cage often employed,
beginning with 1939’s First Construction (in Metal). The piano preparation is also
quite intricate; forty-five pitches are altered by placing various materials inside the
piano, in turn creating exotic, mesmerizing sounds that often evoke the sounds of a
percussion ensemble more than a piano. The Sonatas and Interludes represented a
high point of development for Cage, both in terms of technique and emotional
expressivity. Because of the variations in sounds from piano to piano, however,
Cage quickly realised that this type of composition represented a certain lack of
control, a situation that originally disconcerted him but later pleased him greatly
(Bernstein, 2002, p. 84).
The Sonatas and Interludes brought Cage’s aesthetics into greater focus
yet also provided a springboard to further developments. In the late 1940s and
1950s, Cage became increasingly fascinated with Zen Buddhism and the I-Ching
and also became renowned for his lectures, a number of which were later collected
in his landmark 1961 book Silence. The frequently cited ‘Lecture on Nothing’ from
1950 not only outlines Cage’s nascent philosophies about detachment and non-
possession, but is structured like a musical composition. James Pritchett posits that
the lecture is therefore “no longer just a conduit for information, but both an
explanation and a concrete demonstration of ideas” (Pritchett, 1993, p. 55). The
most significant turning point in Cage’s evolution, however, came in 1952, roughly
five years after composing Sonatas and Interludes. It was then, in his fortieth year,
that Cage presented his most well-known demonstration of ideas about ‘nothing’
with the ‘silent piece’ 4’33”.
4’33” and beyond
David Nicholls posits that the shocking boldness of Cage’s 4’33” has made it
“without doubt [his] best-known and least-understood composition … his major
aesthetic statement and the focus of much uncomprehending criticism” (Nicholls,
2007, p. 58). For a pianist to walk on stage and then ‘not play’ seems a liberating
expansion of musical possibilities on one hand but paradoxically a total renunciation
of what constitutes a musical work on the other. Michael Broyles notes that 4’33”
predictably caused a stir and although audiences are often still not sure whether to
Kyle Fyr
5
take it seriously, Cage in fact took the work very seriously, calling it his most
important piece (Broyles, 2004, p. 185).
Cage’s ideas for 4’33” apparently originated in 1948 and took about four
years to cohere into their eventual form. The revelatory event that ultimately led him
to compose 4’33” was his experience in an anechoic chamber at Harvard University
in either 1951 or 1952; Pritchett (1993) says the event occurred in 1951, but
Nicholls (2007) says it occurred in 1952, a discrepancy most likely due to Cage’s
own conflicting recollections of the date. In any case, Cage fully expected to
experience silence when entering the soundproof room, but found that he actually
heard two sounds: his nervous system and his blood circulating (Cage, 1967, p.
134). Nicholls notes that Cage thus had to “follow through to its conclusion the
logic of accepting … the plethora of ambient unintended sounds that constantly
surround us” (Nicholls, 2007, p. 59), what Stephen Whittington suggests might be
termed a sort of ‘borrowed soundscape’ (Whittington, 2013, p. 14). By following
this logic in 4’33”, Cage made an artistic statement that seriously questioned what
music is and what it can be, using a piece ostensibly featuring nothing but silence to
illustrate his newfound conviction that “in fact, try as we may to make a silence, we
cannot” (Cage, 1961, p. 8).
The question for Cage after 4’33” was clear: where could he go from here?
While this work opened the door for his indeterminate pieces that followed, 4’33”
swung the pendulum as far as it could go aesthetically, meaning that subsequent
indeterminate works could arguably represent only glosses or variants on it
(Broyles, 2004, p. 186). Cage then seemed to come full circle in the 1970s by
returning to a role of composer-as-craftsman, revisiting aesthetic notions that he had
rejected with the ‘non-intention-based’ aesthetic of 4’33” and his subsequent
indeterminate compositions (Pritchett, 1993, pp. 164-175), which was perhaps an
indication, as Sharon Williams suggests, that Cage’s earlier idealism had by the
1970s become tempered by pragmatism (Williams, 2013, p. 93).
4’33” was thus for Cage a culmination of his early work, a watershed that
opened the door to seemingly infinite new possibilities, yet also a point of departure
from which no truly new path could be traversed—his only choice was to eventually
reaccept some or all of what had been discarded. It can be argued that 4’33” was in
fact a seminal turning point not just for Cage but for American music as a whole,
what Kyle Gann calls “a kind of death of music that renders a rebirth possible”
(Gann, 2006, p. 384). The main factors that led Cage to compose this work are
threefold: 1) its inspiration was in part derived from insights realised in a successful
earlier composition (Sonatas and Interludes); 2) it represented the natural endpoint
of philosophical ideas regarding silence, nothingness and non-possession that had
been building for years before; and 3) these bourgeoning philosophical notions were
in part crystallized yet in part repudiated by a noteworthy life event (his experience
in the anechoic chamber). Cage’s fortieth year was thus marked by a confluence of
events that profoundly affected and sharply focused his compositional aesthetics,
leading to the creation of his signature work—a piece that represented a culmination
of his ideas to that point yet simultaneously a clear shift in favour of new directions.
Malaysian Music Journal Vol. 6, Num. 1 (1-13)
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6
The Case of Steve Reich (b. 1936)
Reich on Cage
Steve Reich is frequently cited as one of the pioneers of musical minimalism, a style
of music that at least on the surface seems to have much in common with Cage’s
music. In fact, Keith Potter posits that 4’33” “must in some sense be regarded as the
ultimate minimalist statement” (Potter, 2000, p. 5). Jonathan Bernard cautions,
however, that although minimalists may have originally regarded Cage as a sort of
kindred spirit, “it can be persuasively argued that the music of chance ultimately
served the minimalists as a negative ideal, an example of what not to do” (Bernard,
1993, p. 97). For his part, Reich noted that he “received no satisfaction whatever”
from Cage’s music, that Cage in fact gave him “something to push against” (Reich,
2002, p. 159). That Reich sought to distinguish his aesthetic ideals from those of
Cage should not be interpreted as a lack of respect, however, for Reich recalls that
he appreciated Cage’s personal integrity and consistency, affirming that Cage “had a
vision and followed it with remarkable purity” (Reich, 2002, p. 165). The two
composers’ career trajectories also parallel each other in notable ways, including the
convergence of factors stimulating the completion of their signature works during
the years in which they turned forty.
Leading up to 1976
Reich’s early compositional style is frequently associated with the phasing process
exemplified in works such as Come Out (1966) and Piano Phase (1967), the
aesthetics of which are eloquently captured in his seminal 1968 essay ‘Music as a
Gradual Process’. In this essay, Reich proclaimed that he was not referring to the
compositional process itself, “but rather pieces of music that are, literally,
processes”, then further clarified that “I want to be able to hear the process
happening throughout the sounding music”, thereby differentiating himself from
Cage as clearly as possible (Reich, 2002, p. 34). It was upon returning from a trip to
Ghana, however, that Reich’s mature style truly began to take shape with the
ensemble work Drumming (completed in 1971 at age 35), which absorbed some of
the spirit and techniques of the Ghanaian music that he studied and played.
Drumming is the final expansion and refinement of the phasing process, as well as
the first use of four new techniques: 1) the process of gradually substituting beats
for rests (or rests for beats); 2) the gradual changing of timbre while rhythm and
pitch remain constant; 3) the simultaneous combination of instruments of different
timbre; and 4) the use of the human voice to become part of the musical ensemble
by imitating the exact sound of the instruments. (Reich, 2002, p. 64)
Following a stylistic evolution similar to that of Cage, for Reich this
successful earlier composition served as a high-water mark in his aesthetic
development to that point yet also paved the way for his signature work, which he
would likewise complete about five years later. As Potter affirms, Drumming is “an
Kyle Fyr
7
important breakthrough both technically and stylistically … but it was not until
March 1976 that Reich was able to complete Music for Eighteen Musicians, the
work which capitalized on these developments and took them forward to an
altogether new level” (Potter, 2000, p. 211).
Music for Eighteen Musicians and beyond
The completion of Music for Eighteen Musicians (completed in 1976, with first
sketches dating to 1974) signified a turning point for Reich in a variety of ways.
Potter calls it a watershed in part because it marks the end of Reich’s interest in
minimalism per se (Potter, 2000, pp. 151-152). Paul Hillier agrees with this
assessment, arguing that by 1976, using the word ‘minimalist’ to describe Reich’s
music was beginning to look “mean-spirited, and worse, misguided’’ (Hillier, 2002,
p. 4). K. Robert Schwarz similarly contends that Music for Eighteen Musicians
exemplifies a shift in Reich’s music toward greater intuition with less emphasis on
process (Schwarz, 1990, p. 246), a position supported by Reich’s own remarks that
he “made a great deal more choices” in this piece, and that it was “consciously
composed with a feeling of liberating [himself] from strict structures” (Nyman &
Reich, 2002, pp. 93-94).
Shortly after finishing the piece, Reich noted that “there is more harmonic
movement in the first five minutes of Music for Eighteen Musicians than in any
other complete work of mine to this date” (Reich, 2002, p. 87). In addition, he
emphasized the piece’s striking innovations in the realms of rhythm and
temporality, remarking that it simultaneously features two types of rhythm: a regular
pulse in the pianos and mallet instruments and the rhythm of the human breath in
the voices and wind instruments. Finally, Reich described the novel way in which
he exploited the rhythmic relationship between harmony and melody to create
change or development as follows.
A melodic pattern may be repeated over and over again, but by introducing a two-
or four-chord cadence underneath it, first beginning on one beat of the pattern,
and then beginning on a different beat, a sense of changing accent in the melody
will be heard. This play of changing rhythm against constant melodic pattern is
one of the basic techniques of this piece, and one that I had never used before. Its
effect, by change of accent, is to vary that which is in fact unchanging. (Reich,
2002, p. 90)
Music for Eighteen Musicians represents a continuation in the development
of Reich’s construction of rhythmic patterns by gradually substituting beats for rests
and the integration of human voices into an instrumental ensemble, ideas he first
explored about five years prior in Drumming. Importantly, however, the piece also
exemplifies the new directions in which Reich’s music would go afterward. Reich
acknowledges that Music for Eighteen Musicians represented a change in the way
he composed, recalling that he usually began his early pieces with a melodic pattern,
but starting in 1976 he began using harmonic cycles to outline the structure of a
piece (Hillier & Reich, 2002, pp. 217-218). This is a technique Reich would return
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to many times in his subsequent works, including Variations for Winds, Strings, and
Keyboards (1979), The Desert Music (1984), Sextet (1985), New York Counterpoint
(1985), Three Movements (1986) and Electric Counterpoint (1987).
Music for Eighteen Musicians thus on one hand represented a culmination
for Reich of ideas originating in a successful work from about five years before
(Drumming). Philosophically, however, the piece’s striking innovations and new
approaches epitomized Reich’s desire to go beyond, or in a sense repudiate, some of
his earlier viewpoints, underscoring his declaration that “the artists I admire are the
ones that move on” (Nyman & Reich, 2002, p. 94). Potter notes that the ‘on-the-
edge’ achievements of Music for Eighteen Musicians initially proved difficult for
Reich to sustain or move on from; he completed no works after this for over two
years, as “he had lost all compositional momentum and … was determined not to
repeat himself” (Potter, 2000, p. 246). On the other hand, Potter acknowledges that a
hiatus of this magnitude “now seems an important part of the work’s achievement as
well as its historical significance” (Potter, 2000, p. 152). In a notable parallel with
Cage, Reich’s fortieth year marked the completion of what would become his
signature work—a piece simultaneously representing a culmination of ideas drawn
from a successful composition about five years prior yet distinctly pointing toward
new ideas and new directions.
The Case of John Adams (b. 1947)
Adams on Cage and Reich
The career of John Adams has been influenced in no small part by both John Cage
and Steve Reich. As Adams worked to find his voice as a composer during college
and shortly after graduation, his main inspirational figure was Cage, who he
considered “genuinely American and utterly original” (May & Adams, 2006a, pp. 9-
10). Adams recalls that he was a devoted follower of Cage for about a five-year
period in the late 1960s and early 1970s, but even then, despite his interest in Cage’s
philosophies, he “had to suffer extensive cognitive dissonance over the fact that [he]
continued to get [his] emotional highs from Coltrane, Beethoven, Bartók, and Joplin
(Janis, not Scott)” (Adams, 2008, p. 59). Before long, Adams began to drift away
from Cage’s influence, feeling unfulfilled due to his conviction that “without the
benevolent presence of Cage himself, the result of all the coin tossing and chance
operations was more often than not emotionally cold and expressively indifferent”
(Adams, 2008, p. 86).
In 1974, Adams discovered an alternative inspiration in the music of Steve
Reich, a composer he greatly admires to this day. Part of what attracted Adams was
the elegance and sophistication of Reich’s aesthetic.
What also impressed me about Reich’s music-making was that it was done at a high
level of expertise and preparation. In contrast to the free, anarchic avant-garde
‘happenings’ I’d been involved with, Reich’s music used precision and balanced
Kyle Fyr
9
counterpoint to create a sound world that was carefully organised, musically
engaging, and sensually appealing. (Adams, 2008, p. 89)
Although Adams did not set out to copy Reich’s style per se, the tightness
and professionalism of Reich’s ensemble performances conveyed a sound world that
resonated deeply with him. Adams recalls that the first time he heard Music for
Eighteen Musicians, he felt that “the experience of pure aural pleasure, so long
absent in contemporary classical music, had re-emerged from a long, dark night of
the soul” (Adams, 2008, p. 95). The admiration between the composers is mutual;
Reich has stated that “John Adams is a great composer and I am proud to have had
even a small influence on his music” (Hillier & Reich, 2002, p. 233).
Leading up to 1987
Harmonium, a large-scale work for orchestra and chorus commissioned by the San
Francisco Symphony and written in 1980-81 at age 33-34, was the piece that, in the
words of Michael Steinberg, “really put John Adams on the map” (Steinberg, 2006a,
p. 80). It was in this work that Adams’s unique integration of minimalism into a
traditional symphonic context first came to fruition. As Alex Ross would later
argue, when Adams “began writing serious concert works that drew on minimalist
techniques, he showed that classical forms were capable of absorbing almost
anything” (Ross, 2006, p. 33).
Interestingly, Adams’s relationship to the minimalist style has always been
more tenuous than one might infer from reading the preceding paragraphs, however.
While Adams found minimalism to be a source of inspiration and absorbed many
minimalist elements into his own particular style, he notes that he never felt as
closely bound as his predecessors to the processes and strictures of minimalism.
Minimalist procedures pointed to a way. I felt that the classics of the style were
ground-breakers for sure, but I also recognised that Minimalism as a governing
aesthetic could and would rapidly exhaust itself. Like Cubism in painting, it was a
radically new idea, but its reductive world-view would soon leave its practitioners
in an expressive cul-de-sac. (Adams, 2008, p. 93)
Adams’s reservations did not cause him to reject musical minimalism, but
instead he sought ways to incorporate minimalist elements into a more expressive
style, exemplified in Harmonium by sudden changes of texture, wide dynamic
variations and large-scale formal architectures. Beginning with a minimalist-
influenced repetition of the word ‘no’, the first movement builds to a number of
roaring fortissimos and employs striking harmonic shifts underscoring the meaning
of the text. Even the sparser second movement features a noticeable dramatic arc,
and the third movement is boldly exuberant. Adams would achieve further success
in this vein with the symphonic work Harmonielehre (1984-85), but it was a
meeting with an up-and-coming young opera director around the same time that
would plant the seeds for his eventual signature work.
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Nixon in China and beyond
In 1983, Adams met Peter Sellars, who would become artistic director of the
American National Theatre in Washington DC shortly thereafter. Sellars, who– like
Adams, graduated from Harvard, was familiar with the composer’s work, and upon
meeting him, proposed that they collaborate on an opera about President Richard
Nixon’s historic trip to China in 1972. Adams agreed to stay in touch with Sellars
but was initially reluctant, wondering “how he could have imagined me, who had
never written a note for solo voice, as the ideal composer for such a project beggars
understanding” (Adams, 2008, p. 127). Sellars notes, however, that he sought out
Adams because after hearing the composer’s early instrumental works, he realised
that “this is theatre music, which has the ability to build and sustain tension” (May
& Sellars, 2006, p. 239). By late 1985, two years after Sellars’s request, Adams
finally realised “not only that Nixon in China was a brilliant idea for an opera but
that it should be composed by John Adams” (Adams, 2008, p. 128), and he
eventually completed the opera in 1987.
Adams ultimately became engrossed in the idea of writing Nixon in China
for multiple reasons. First, he was drawn in by the charisma of the main characters,
noting that for him “Nixon and Mao virtually embodied the twentieth century’s
agonistic struggle for human happiness: capitalism versus communism … The lead
characters were so vivid they literally cried out for operatic treatment” (Adams,
2008, p. 136). In addition to admiring Sellars’s vision for the opera, Adams
marvelled at Alice Goodman’s extraordinary libretto, saying that she exhibited “a
talent and technique that has nearly vanished from American poetical practice”
(Adams, 2008, p. 136). Finally, he found the story itself very attractive, as it offered
“the opportunity to move, during the course of three acts, from the plastic cartoon
versions of public people that the media is always presenting us with, to the real,
uncertain, vulnerable human beings who stand behind these cardboard cut-outs”
(Porter & Adams, 1988, p. 26).
Choosing the musical language for an opera whose aims were to be “both
theatrically entertaining and psychologically acute” was quite challenging: in
Adams’s words it was “a steep learning curve, but I revelled in it” (Adams, 2008,
pp. 140-141). The music that Adams ultimately composed featured everything from
evocations of minimalism, to big band music from the Swing Era, to Chinese
Communist ballets. Adams further notes that the score is “emphatically triadic in a
way that no other work of mine ever dared to be”, with “Technicolor orchestration”
that reflects the influence of gaudy political propaganda (Adams, 2008, p. 144).
Despite the many challenges that writing the opera posed, Adams was thankful that
he “had the good fortune to understand one important thing even at that young age:
that a good opera composer needs to be flexible and must learn to make his musical
language capable of the slightest shift of mood or psychology on the part of his
characters” (Adams, 2008, p. 144).
Nixon in China is a remarkably innovative opera, one whose subject matter
and treatment of its characters have become quite influential in the genre. Steinberg
observed just how rare it was for audiences to encounter familiar, living characters
Kyle Fyr
11
(all of whom could have conceivably attended the premiere) on the operatic stage
(Steinberg, 2006b, p. 110), while Ross further noted that the pioneering treatment of
contemporary subjects in Nixon in China set off a trend for what have in some
circles become known as ‘CNN operas’ (Ross, 2006, p. 38). Though Adams makes
no secret of his disdain for this label, he acknowledges that writing an opera dealing
with current events and issues was such a novel idea in 1987 that it attracted an
extraordinary amount of interest from musicians and the media (May & Adams,
2006b, pp. 229, 234).
Nixon in China was in some ways a grand culmination of what Adams’s
aesthetic philosophies had been pointing toward since Harmonium: music drawing
on minimalist techniques yet replete with changes of mood and a palpable sense of
drama. Like Reich, however, Adams found that his signature work also represented
a need to keep developing his musical style. For his next opera, The Death of
Klinghoffer (1991), in which he again collaborated with Sellars and Goodman,
Adams realised that this opera’s darker subject matter meant he could not use the
same ‘brightly-coloured’, triadic musical language he employed in Nixon in China,
stating that “I discovered how composing for the operatic stage could have a hugely
beneficial effect on the evolution of a composer’s musical language” (Adams, 2008,
p. 171). Indeed, his subsequent stage productions, such as El Niño (2000) and
Doctor Atomic (2005), have further witnessed Adams pushing his musical language
in new directions, becoming progressively less influenced by minimalism and
embracing a broader harmonic palette that includes darker shades rarely heard in his
music before Nixon in China. Like Cage and Reich before him, Adams’s fortieth
year was therefore the apex of developments spurred by a successful composition
from about five years prior (Harmonium), yet simultaneously a turning point
marking a substantial change in his style. In Adams’s case, this evolution was
prompted by the unique challenge of writing for the operatic stage.
Implications and conclusions
John Cage, Steve Reich and John Adams all completed their signature works in the
years in which they turned forty, an intriguing age-related correspondence precisely
corroborating Simonton’s finding that composers’ fortieth years tend on average to
function as a focal point of creative output. Studying these three composers’ overall
career arcs from this perspective reveals some other notable parallels as well. Each
composer’s signature work can be meaningfully traced to ideas originating in a
successful piece written around five years beforehand: Cage’s 4’33” (1952) derives
in part from Sonatas and Interludes (1946-48); Reich’s Music for Eighteen
Musicians (1974-76) expands upon some ideas from Drumming (1971); and aspects
of Adams’s Nixon in China (1985-87) first took root in Harmonium (1980-81). Each
composer’s signature work can also be conceived as a natural outgrowth of his
aesthetic developments in the years leading up to the composition. Intriguingly,
however, in all three cases, the composer’s signature work also represented a sort of
repudiation or reconsideration of compositional aesthetics developed up to that
point. In other words, the composers’ signature works served not only as a
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culmination of previous ideas but simultaneously marked a significant turning point
in their respective careers.
In light of the remarkable parallels observed in this study of Cage, Reich
and Adams, there are a few factors that may merit further investigation in exploring
the significance of age forty with regard to composers’ creation of their signature
works. Future research could focus on how cultural dynamics and major historical
events may at times influence when individual composers are likely to create their
signature works and what works critics and audiences are likely to perceive as
landmarks. In addition, the determination of a composer’s signature work seems to
at least partially require the retrospective judgment of history, meaning that such
appraisals are not always immutable.
In spite of the aforementioned challenges, the studies of Cage, Reich and
Adams presented in this article illustrate how considering the significance of age
forty in relation to the composers’ signature works stimulates close examination of
their overall output, which in turn provides valuable insights into the composers’
aesthetics and the forces that shaped their development. Exploring the careers of
Cage, Reich and Adams from this perspective also emphasizes mutual connections
and influences among the three composers and sheds light on the confluence of
factors that made their fortieth years so pivotal, indicating that this approach offers
an intriguing and fruitful avenue of inquiry into the composers’ career arcs and
stylistic evolution.
References
Adams, J. (2008). Hallelujah junction: Composing an American life. New York, NY: Farrar,
Straus, and Giroux.
Beard, G. M. (1874). Legal responsibility in old age. New York, NY: Russell Sage
Foundation.
Bernard, J. (1993). The minimalist aesthetic in the plastic arts and in music. Perspectives of
New Music, 31, 86-132.
Bernstein, D. (2002). Music I: To the Late 1940s. In D. Nicholls (Ed.), The Cambridge
Companion to John Cage (63-84). Cambridge: Cambridge University Press.
Broyles, M. (2004). Mavericks and other traditions in American music. New Haven and
London: Yale University Press.
Cage, J. (1961). Silence. Middletown, CT: Wesleyan University Press.
Cage, J. (1967). A year from Monday. Middletown, CT: Wesleyan University Press.
Dennis, W. (1966). Creative productivity between the ages of 20 and 80 years. Journal of
Gerontology, 21, 1-8.
Gann, K. (2006). American music in the Twentieth Century. Mason, OH: Cengage Learning.
Hillier, P. (2002). Introduction. In P. Hillier (Ed.), Steve Reich, Writings on music, 1965-
2000 (3-18). Oxford: Oxford University Press.
Hillier, P., & Reich, S. (2002). Steve Reich in conversation with Paul Hillier. In P. Hillier
(Ed.), Steve Reich, Writings on music, 1965-2000 (216-241). Oxford: Oxford
University Press.
Lehman, H. C. (1953). Age and achievement. Princeton, NJ: Princeton University Press.
May, T. (2006). Introduction. In T. May (Ed.), The John Adams reader: Essential writings
on an American composer (xiii-xviii). Pompton Plains, NJ: Amadeus Press.
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May, T., & Adams, J. (2006a). John Adams reflects on his career. In T. May (Ed.), The John
Adams reader (2-28). Pompton Plains, NJ: Amadeus Press.
May, T., & Adams, J. (2006b). John Adams on Doctor Atomic. In T. May (Ed.), The John
Adams reader (219-236). Pompton Plains, NJ: Amadeus Press.
May, T., & Sellars, P. (2006). Creating contexts: Peter Sellars on working with Adams. In T.
May (Ed.), The John Adams reader (238-248). Pompton Plains, NJ: Amadeus
Press.
Nicholls, D. (2007). John Cage. Urbana and Chicago: University of Illinois Press.
Nyman, M., & Reich, S. (2002). Second interview with Michael Nyman. In P. Hillier (Ed.),
Steve Reich, Writings on Music, 1965-2000 (91-97). Oxford: Oxford University
Press.
Porter, A., & Adams, J. (1988). ‘Nixon in China’: John Adams in conversation. Tempo, 167,
25-30.
Potter, K. (2000). Four musical minimalists: LaMonte Young, Terry Riley, Steve Reich,
Philip Glass. Cambridge: Cambridge University Press.
Pritchett, J. (1993). The music of John Cage. Cambridge: Cambridge University Press.
Reich, S. (2002). Writings on music, 1965-2000. P. Hillier (Ed.). Oxford: Oxford University
Press.
Ross, A. (2006). The harmonist. In T. May (Ed.), The John Adams reader (29-44). Pompton
Plains, NJ: Amadeus Press.
Schwarz, K. R. (1990). Process v. intuition in the recent works of Steve Reich and John
Adams. American Music, 8, 245-273.
Simonton, D. K. (1988). Age and outstanding achievement: What do we know after a
century of research? Psychological Bulletin, 104 (2), 251-267.
Simonton, D. K. (1991). Emergence and realization of genius: The lives and works of 120
Classical Composers. Journal of Personality and Social Psychology, 61 (5), 829-
840.
Steinberg, M. (2006a). Harmonium for large orchestra and chorus. In T. May (Ed.), The
John Adams reader (80-88). Pompton Plains, NJ: Amadeus Press.
Steinberg, M. (2006b). Nixon in China. In T. May (Ed.), The John Adams reader (110-119).
Pompton Plains, NJ: Amadeus Press.
Whittington, S. (2013). Digging in John Cage’s garden: Cage and Ryōanji. Malaysian Music
Journal, 2 (2), 12-21.
Williams, S. (2013). Uncaged: John Cage and conceptual approaches to participatory music-
making. Malaysian Music Journal, 2 (2), 90-103.
Biography
Kyle Fyr is the musicology department chair and the Master of Arts program chair at the
College of Music, Mahidol University (Thailand). He received a PhD in music theory with
doctoral minors in music history and piano performance from the Indiana University Jacobs
School of Music in 2011, writing a dissertation focusing on proportionality and performance
issues in piano works of John Adams. From 2011-13, he was an Assistant Professor of
Music Theory at the University of Northern Colorado. He has presented papers at a variety
of conferences throughout the US and UK, and has published in the journals Music Theory
Online and Notes.
|
Malaysian Journal of Music Vol. 6 No. 1 (2017) | assessment, graded examination system, Malay gamelan, music examinations, traditional music | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/138 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/825 | Developing a Graded Examination for the Malay Gamelan | The traditional music of Malaysia appears to be sidelined in favour of music which is more accessible and readily available to the younger generation. The lack of exposure to traditional music breeds unfamiliarity of this music and hence is not appreciated or understood by most Malaysians. As music is an integral part of human culture, it is important for this genre of music to be sustained for the future generation. As compared to the availability of examination systems for Western music, there are no mechanisms for assessing musical attainment for the local music traditions in Malaysia. A structured system for assessing and awarding certificates based on levels of achievement in the local music traditions is needed which will provide a platform for musicians involved in the local music traditions to benchmark their achievements and obtain the necessary qualifications which can assist them in furthering their studies or gain employment. This paper discusses the development of a graded examination system for the Malay gamelan in an effort to sustain this tradition. This study used the qualitative method whereby both desk work and field work are conducted. Research methods used include observation of performances, being a participant-observer during practices, interview sessions and focus groups with various practitioners from Malaysia and Indonesia and audio/visual documentation. Guidelines on developing a graded examination system for the Malay gamelan are discussed. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/825/561 | [] |
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Developing a Graded Examination for the Malay Gamelan
Shahanum Mohamad Shah
Department of Music Education. Faculty of Music, Universiti Teknologi MARA,
40200 Shah Alam, Selangor, Malaysia
e-mail: [email protected]
Zaharul Lailiddin Saidon
Faculty of Music and Performing Arts, Sultan Idris Education University,
35900 Tanjong Malim, Perak Darul Ridzuan, Malaysia
e-mail: [email protected]
Published online: 16 June 2017
Abstract
The traditional music of Malaysia appears to be sidelined in favour of music which is more
accessible and readily available to the younger generation. The lack of exposure to
traditional music breeds unfamiliarity of this music and hence is not appreciated or
understood by most Malaysians. As music is an integral part of human culture, it is
important for this genre of music to be sustained for the future generation. As compared to
the availability of examination systems for Western music, there are no mechanisms for
assessing musical attainment for the local music traditions in Malaysia. A structured system
for assessing and awarding certificates based on levels of achievement in the local music
traditions is needed which will provide a platform for musicians involved in the local music
traditions to benchmark their achievements and obtain the necessary qualifications which
can assist them in furthering their studies or gain employment. This paper discusses the
development of a graded examination system for the Malay gamelan in an effort to sustain
this tradition. This study used the qualitative method whereby both desk work and field work
are conducted. Research methods used include observation of performances, being a
participant-observer during practices, interview sessions and focus groups with various
practitioners from Malaysia and Indonesia and audio/visual documentation. Guidelines on
developing a graded examination system for the Malay gamelan are discussed.
Keywords: assessment, graded examination system, Malay gamelan, music examinations,
traditional music
Introduction
Music examinations have existed for a long while with the purpose of recognising
achievements and standards of performance. In graded examinations of musical
Shahanum Mohamad Shah and Zaharul Lailiddin Saidon
15
performance, the demonstration of progressive levels of mastery differentiates the
novice and the more accomplished musician. These levels are used to define
increasing mastery in skills, techniques and knowledge required of a musician.
These examinations require a live performance by the candidates. Within an
examination, differentiation is by both content and outcome. Content is determined
by repertoire selected to represent an appropriate level of difficulty for the grade to
be examined while outcome is determined by the demonstration of performance
expectations that match or exceed the minimum levels of mastery required
(Robbins, 2007, p.5).
As opposed to the numerous music examination boards found for Western
classical and popular music traditions, music examination boards for traditional
music genres are fewer in comparison. A review of literature indicates that
examination systems have been developed for traditional or non-Western music
instruments and music genres specifically in the Indian, Chinese, Scottish and Irish
music traditions. Among these are the Carnatic Examination System and the Taali
Foundation Music Examination System for Indian music and the Irish and Scottish
Traditional Music Exam. These exams are similar to the examination systems for
Western music instruments in that they are graded and require playing selected
repertoire for the particular instrument opted by the candidates.
As society becomes more sophisticated in this new millennium of
technology and globalisation, Malaysia is facing greater and different challenges
from those of the previous century (Razak, 2002; Yeoh, 1999). One such challenge
is to preserve the nation’s cultural heritage and identity. While the government aims
to prepare its people for global competition and focuses on science and technology,
there is a strong tendency for the arts and culture to be continually sidelined. Almost
three decades ago, Mohamed Ghouse Nasuruddin (1979) warned that Malaysians
were becoming strangers to their own cultural heritage and were ignorant about
local traditional and folk music to the extent that “they regard these arts as misfits in
the contemporary world of disco dance and soul and rock music. This attitude is
particularly noticeable in the urban areas where the Western style of life is the
norm”. Nettl (1985) also pointed out that the speed with which Western music was
added to the indigenous repertory—or replaced it—was indeed amazing. Studies by
Shahanum (2000) and Yeoh (1999) show that teenage Malaysian students today not
only prefer popular Western music but are unfamiliar with Malaysian ethnic music.
Nettl (1985) stated that “the most significant phenomenon in the global
history of music has been the intensive imposition of Western music and musical
thought upon the rest of the world” (p. 3). In the case of Malaysia, the impact is
great due to the long acculturation process that had occurred during more than 100
years of British rule in the country. It is not surprising that the music education
practice in Malaysia is organised to a large extent around the great tradition of
Western classical music. This can be observed at all levels of institutionalised music
learning, from the design of the curriculum right to the teaching approaches used in
the classrooms. Of this is the dependency on predominantly foreign music
examination boards such as the Associated Board of the Royal Schools of Music
(ABRSM) and the Trinity College London International Music Exam Board.
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As the foreign examination boards are mainly for Western art and popular
music and therefore lack the traditional music element, they do not help to inculcate
appreciation towards local music traditions. Currently, there is no mechanism for
assessing musical attainment for the local music traditions of Malaysia. As such,
there is an overemphasis on Western art and popular music at the expense of
promoting local music. A structured system of assessing and awarding certification
based on levels of achievement in local music traditions is needed to provide a
platform for musicians involved in the local music traditions to benchmark their
achievement and obtain the necessary qualifications which can assist them in
furthering their studies or gain employment. As with examination systems that cater
for non-Western musical instruments, there is a need for a specific examination
system for Malaysian local music traditions. In addition, the current standard
grading of professional musicians can be used by the government and the music
industry as a benchmark of musical attainment since examinations of performance
are a form of qualifying examination for a professional association (Robbins, 2007).
This will also address the sustainability of local music traditions and the musicians.
The purpose of this study is to propose a graded examination system for the
Malay gamelan in an effort to sustain the tradition.
Literature Review
Music examinations are typical in school and university music programmes.
However, there are also independent bodies that offer music examinations that are
open to all. Having its beginnings in England in Western classical music more than
150 years ago, examinations in popular music and jazz are also now being offered.
These days, there are numerous music examinations for Western classical and
popular music traditions with countries such as Australia and Japan establishing
their own examination systems. These examinations require a live performance to
be given, in which one or more examiners assess the performance. Depending on the
examination system being taken; such as the Yamaha Music Examinations, the
examination may include supplementary tests of knowledge and understanding or
aspects such as improvisation and transposition. Theory examinations are also
offered but are separated to the performance examinations.
The practice of sending children for ABRSM piano and music theory
lessons in Malaysia became a trend and had a social and symbolic significance
amongst parents in the Malaysian urban society (Ross, 2002). ABRSM (2015)
rightly claimed that most of the formal music education which young people receive
in Malaysia is through private music schools or through a private teacher. Such is
the widespread interest in Western music that many private music schools have
become highly successful business enterprises operating from a chain of branches.
Leung (2003) pointed out that in many Asian countries, the Western
classical music traditions challenges the existence of local traditional music. To
much extent, the hegemony of Western classical music traditions accounts for the
slow progress and the lack of success in the efforts of incorporating the various local
music traditions in Malaysian schools, and to a certain extent, its sustainability. This
Shahanum Mohamad Shah and Zaharul Lailiddin Saidon
17
situation is indeed alarming and, if allowed to persist, may jeopardise the future
survival of Malaysian music traditions. Music is an important part of a nation’s
identity (Wan, 2008) and as such, emphasis should be given on developing local
music traditions. Diverse musical practices in Malaysia exist but without a
structured of training and assessment, which is academically accepted.
Mohamed Ghouse Nasuruddin (1979) indicated that there is a pressing
needed for action on the part of “the government and institutes of higher learning to
counteract the various forces which can be detrimental to the existence and progress
of the traditional performing arts” (p. 464). Many have voiced the need to establish
an accredited national body with the purpose of localising the exam curriculum and
materials as well as providing assessments of music students’ achievements (Ross,
2002; Choo, 2003; Mohd. Fadzil & Thia, 2005).
The above discussion shows that formal education is a significant channel to
create better appreciation and to promote traditional music amongst the younger
generation. In other words, one of the key to the successful efforts of preserving the
Malay music traditions is through a more structured curriculum, instruction and
assessment in formal settings. While this may sound simple and straightforward, in
reality it is an uphill and complex task to be implemented. This is because
traditional music encompasses a different philosophy and practice from the Western
music paradigm (Zaharul Lailiddin Saidon & Shahanum Mohd Shah, 2015;
Shahanum Mohd Shah & Zaharul Lailiddin Saidon, 2016).
Non-Western Music Examinations
As mentioned above, there are not many music examination boards for traditional
music genres. A review of literature indicates that examination systems have mainly
been developed for traditional or non-Western music instruments and music genres
specifically in the Indian, Chinese, Scottish and Irish music traditions.
The London College of Music started to offer Graded Awards in Chinese
music that are performed in Chinese and assessed by examiners from the Chinese
music community (Robbins, 2007). In order to provide awards for Chinese
instrumentalists and singers, and to allow both amateur and professional musicians
to gain recognition of a recognised international standard, proposals to adapt
traditional graded examinations in Western music to Chinese music was mooted in
the early part of 2006. These new awards allowed a wide range of repertoire with
assessments in Chinese by Chinese musicians trained as assessors. A framework of
eight graded awards and progressions to the diplomas was subsequently offered by
the London College of Music (Robbins, 2007).
The Royal Conservatoire of Scotland offers the Scottish Traditional Music
Graded Exams in instruments such as the fiddle (violin, viola or cello), accordion
(button or piano key) and Scottish harp or clarsach. According to the examination
manual, the assessment objectives are to provide clear milestones needed to build
skills, knowledge and aural awareness required to perform Scottish music with
authenticity and idiomatic dexterity. The exams are divided into four sections which
are the performance of three pieces with fluency and continuity, a sense of style and
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musical character; technical work (scales, arpeggios and technical exercises), quick
study (playing back a short piece of music by ear or by sight) and practical and aural
musicianship (comprising a short series of tests to encourage understanding of
traditional rhythms and tune idioms and visual communication between master and
pupil or between musicians in a session). Candidates are assessed by examiners who
themselves are experienced performers in the instrument concerned.
The London College of Music (LCM) Examinations offered by the
University of West London also include examinations in Irish and Scottish
traditional music in the subjects of solo instrumental and ensemble. Only Irish and
Scottish music are accepted and all performances must be from memory. The Irish
traditional music examination is offered for any one of the following instruments:
fiddle, button accordion, piano accordion, melodeon, concertina, piano, guitar,
uilleann pipes, harp, banjo, mandolin, whistle and flute. The Scottish Traditional
Music examinations are offered in fiddle, cello, double bass, button accordion, piano
accordion, melodeon, concertina, electronic keyboard, piano, Lowland and Highland
pipes, harp, whistle, flute, guitar and voice. The examinations accept all regional
styles, which are regarded as equally valid.
The National University of Singapore Centre for the Arts offers
instrumental courses and examinations in Chinese traditional music with the first
examination held in 2004. Among the objectives of the examination are to set up an
examination system that will be recognised and accepted by institutions in
Singapore and abroad and to establish a set of guidelines for facilitating systematic
training in Chinese musical instruments. Examinations are offered in 16 instruments
among which are the erhu, dizi, guzheng, pipa, yangqin, ruan, liuqin, sheng,
zhongyin sheng, suona, zhongyin suona, hulusi and guan. For the Basic level (Grade
1-3) and the Intermediate level (Grade 4-6), candidates are required to perform one
set of study piece incorporating scales and two solo music pieces. For the Advanced
level (Grade 7-8), candidates are required to perform one set of study pieces
incorporating scales, sight-reading and two solo pieces in addition to an aural test.
Candidates for the Diploma examination need to perform three music pieces and is
graded by two examiners.
The Central Conservatory of Music of China, China’s most senior musical
institute, also offers the Overseas Technique Grade Examinations in Chinese
musical instruments such as the erhu, pipa, yangqin, guzheng, zhongruan, suona and
dizi. Materials emphasise core technique as the principal of assessment and
materials are organised in increasing levels of difficulty. Performance levels for all
instruments are classified from level one to nine with the highest ranking being the
Performance Certificate. The examinations consist of technique and oral sections. In
the technique section, candidates of Grades 1-6 are required to play one etude and
one music piece, while for Grades 7-10 and Performance Certificate, candidates
need to play one etude and two music pieces of the corresponding examination level
respectively. In the oral section, candidates of Grades 1-6 are asked about the
selected music and extracurricular questions of sight singing and rhythm, while the
oral test for candidates of Grades 7-10 is replaced with evaluation of general
performance, music expression and technique. The examinations are also conducted
in Chinese Mandarin.
Shahanum Mohamad Shah and Zaharul Lailiddin Saidon
19
Several music examinations in Indian music exist. The Institute of
Performing Arts and Heritage offers graded examinations in all subjects of Indian
classical music such as the tabla, kathak, sitar, Hindustani vocal, Carnatic vocal,
harmonium, flute and dhoi under the World Music and Dance Examinations
category. The examination for the tabla, as an example, is divided into four levels;
Level 1 consists of Grades 1, 2 and 3, Level 2 consists of Grades 4 and 5, Level 3
consists of Grades 6, 7 and 8 and Level 4 consists of Grade 9. Grades 1 and 2 are
divided into the practical with viva component, Grades 3 – 9 are divided into the
practical and theory component but with weightage of marks being different
according to the grade. For the viva component of Grades 1 and 2, candidates are
asked questions pertaining to the understanding of terms, parts of the instrument or
to give the life sketch of a tabla player from a given list. In Grades 3 – 9, the theory
component is in the form of a written test containing multiple choice, true or false,
diagram, notation etc., on topics covered in the practical and theory syllabuses.
Examinations in Indian traditional music are also offered by the Academy
of South Indian Music Board (London). A diverse range of exams and assessments
are offered for voice and instruments and miruthanga (mridangam, tabla, ghatam
and kanjira), from the Prep Test and Music awards for the earliest stages of learning
through to professional diplomas at the highest levels of musical achievement. The
examinations are also offered according to a graded system, from grade 1 to grade 8
and are divided into both theory and practical components.
While the aforementioned examinations exist for individual instruments
within a solo and ensemble context, there are no such recorded examinations for
traditional music which focus on ensembles whereby the candidate is required to be
able to perform all the instruments within the ensemble. This would lead to different
implications with regards to many aspects of the examination, such as the syllabus
and the assessment mechanism. Therein lies the difference in the examination
system for the Malay gamelan which requires the candidate to play all the
instruments within the ensemble.
Assessments of Music Performance
According to McPherson & Thompson (1998), music performance assessment is
“the process by which one individual attempts to balance and synthesise the various
qualities of a performance by another individual, with the aim of providing a
judgement” (p. 12). The selection of evaluative criteria and evaluative instruments
strongly shapes the evaluation process. The evaluation process may be defined as
the implicit and explicit decisions that lead to an assessment. This process depends
on a number of factors, including the training of evaluators, constraints placed on
the evaluators, the physical environment and evaluator expectations (p. 19).
In any form of examinations, assessment criteria are important as it provides
guidance to examiners and students on the type and level of performance required.
Criteria for assessment of performances, although from different examination
boards, typically tend to include similar aspects. As an example, the NCEA (2006)
assessment criteria for performance states the importance of the candidate and the
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20
assessor knowing the context and conditions for assessment. Aspects to be
considered in performance include technical skills, accuracy, musicianship,
presentation, communication skills and ensemble awareness.
For the Irish and Scottish traditional music examinations offered by LCM,
candidates are expected to perform the set tunes and supporting tests with fluency
and continuity, a sense of style and musical character (including the adoption of
phrasing, dynamics and musical character associated with a particular region and
community) and practical and aural musicianship (the ability to manipulate music
by ear, the visual communication between master and pupil or between musicians in
a session). Assessment criteria include fluency of music, style and sense of style,
confident sense of tonal and ornamental control, appropriate to the pieces performed
and a well-rounded and engaging programme.
In addition to the performance of the musical instruments, other components
of an examination include sight-reading, improvisation, ear tests and a viva voce. As
indicated in the aforementioned section on traditional music examinations, some
examinations include the theoretical section which asks candidates about the
instruments, performers and the music. As stated in the manual, the Irish and
Scottish traditional music exams are also designed to encourage the candidate to
develop aural awareness of rhythm, melodic shape, echoing of phrases,
extemporisation and harmonic accompaniment to a variety of tune idioms in a face-
to-face situation with the examiner, secure intonation and a sense of performance.
It can be summarised that irrespective of the examination system, some
assessment criteria are similar and these would include:
1. Musical elements (accuracy of pitch, rhythm, text, articulation, score
accuracy, etc.);
2. Instrument technique (the ability to control the instrument with musical
intent); and
3. Presentation (expressivity with regard to phasing, inflection and style,
collaborate musically with others).
The review of related literature shows that established graded examinations
are mostly for Western classical music. Only in the last 20 years has graded
examinations been established for non-Western classical music genres. However,
these examinations are limited to Chinese, Indian, Scottish and Irish music. Most of
the existing graded examinations are also offered for solo instruments. In addition,
for some of these examinations, assessment criteria are specific to the tradition and
there is a viva voce component as well. Clearly, there is a need for graded
examination systems for music from other musical traditions including that of
Southeast Asia. As such, this study sought to develop a graded examination system
for the Malay gamelan.
Method
This study is part of a project which aimed to investigate a structured approach for
the assessment of musical attainment for musicians involved in Malaysian
Shahanum Mohamad Shah and Zaharul Lailiddin Saidon
21
traditional music and to develop a graded examination syllabi for selected Malay
traditional music.
The study was conducted in three phases. The initial phase of the study
involved desk work where secondary data were gathered. Reference materials on the
teaching and learning traditions of traditional music were gathered from libraries,
National Archives, Ministry of Information, Communication and Culture, State Arts
Department and the Malaysian Examination Syndicate. In addition, existing music
examination systems for both Western and non-Western music traditions practiced
in other countries were analysed.
Phase two of the research project involved fieldwork. The focus of the field
work was on gathering data on how the gamelan is taught, learned and performed
both in Malaysia and Indonesia. Observations of the teaching and learning practices
as well as performances were documented in the form of field notes and audio
visual recordings.
The third phrase and the main method of collecting data for this study was
through a focus group with a panel comprising of five gamelan practitioners with
more than 15 years’ experience in teaching and performing the Malay gamelan.
Their knowledge, experience and direct involvement as practitioners and/or
academicians were vital for the purpose of the study and became the main criteria
for selecting them as participants for the study. The focus group was conducted to
identify the elements within the music examination system such as the syllabi,
criteria for assessment, repertoire and contents. The data was then analysed and
presented to the panel of experts again for verification.
Findings
Traditional music genres encompass a different theory, philosophy and practice
from the western paradigm and differ markedly in the learning, teaching, knowing
and understanding of the music. It is therefore imperative that these differences be
taken into consideration when developing the graded exam for the gamelan as music
differs from culture to culture with its own distinct meaning, values and musical
function and the music is not generally theorised by performers but learned by
playing the music (Dunbar-Hall, 2009).
The Teaching and Learning Process
The teaching and learning of the Malay gamelan differs from location to location
and from teacher to teacher although the differences may not be markedly big.
Nevertheless, it was a general consensus that the psychomotor, cognitive and
affective domains were all equally important in the teaching and assessment of the
gamelan. This is similar to the teaching of Western musical instruments, however,
the attention given to each of the domains, for example, are seen in different ways
particularly since the Malay gamelan is played as an ensemble.
All the gamelan practitioners interviewed agreed that the teaching of the
gamelan inadvertently begins with an introduction to the cultural context and
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background knowledge of the genre before moving to the practical component.
These include the origin and history, introducing students to the anatomy of the
instruments and their role in the ensemble, performance practice, ethics during
practice and in performance and the basic care and maintenance. As stated by the
practitioners:
Semua harus tahu dari permulaan…materi dasar...budaya, peranan, fungsi, alat
muzik, muzik.
[Everything needs to be known from the beginning…the basic materials...culture,
role, function, music instruments, music.]
Sekarang ini pantang larang yang biasanya jangan langkah atas alat, hormat
peralatan sebab kita nak cari rezeki dengan dia...kena hormat...tak elok langkah.
Letak kaki atas gendang begitu juga alat lain jadi tak sopan.
[Nowadays the usual taboos is not to step over the music instruments, respect the
musical instruments because we want to find sustenance through them ... respect ...
it is not good to step over them. It is rude to place your foot on the gendang as well
as other musical instruments.]
The learning process of the gamelan is typically via the master and
apprentice mode whereby students learn by observing and imitating the master.
Playing music is taught and learned through practical activity, relying on repetition
as the main mode of learning. The skill of playing an instrument is learned as one
learns the music. Unlike learning Western music instruments, method books are not
used. As such, technical exercises in the Western sense is not used in the learning
process.
One of the most important aspects in music making and music learning in
the Western classical music tradition is reading music notation. Consequently, sight-
reading skills and playing using notation are important aspects assessed in
international graded music examinations. Reading music notation is not an authentic
practice as far as most Malaysian traditional music is concerned as the tradition is
sound-based and non-notated, although some form of notation may be used if
teaching in an educational setting.
As such, sight-reading skills and playing using notation are non-important
aspects in the Malay traditional music-making and learning as it is in the teaching of
Western music instruments. Traditionally, music learning is by memory and all
practitioners expressed the importance of playing by memory so that players could
play with the right ‘soul and feel’ and develop aural sensitivity. The following
excerpt shows an example of a practitioner’s views regarding the use of notation in
music learning and making:
Muzik barat beza dengan muzik etnik di mana muzik barat ada notasi tetapi muzik
etnik tidak ada. Kalau menggunakan notasi dalam gamelan, hanya sebagai
kerangka, bukan untuk dimainkan.
[Western music is different from ethnic music as notation is used in Western music
but not for ethnic music. With the gamelan, notation is used as a framework, not for
playing.]
Shahanum Mohamad Shah and Zaharul Lailiddin Saidon
23
Knowledge, understanding and skills required at each grade are made
explicit through the repertoire selected to be taught and examined in graded exams
(Robbins, 2007). The selection of repertoire needs to take the relative level of
knowledge and skills a musician has to have reached for a particular grade into
consideration. Factors such as the interaction of techniques, skills, knowledge,
appropriateness of content, levels of expectation and what is to be taught needs to be
taken into account.
Traditional music is not composed to accommodate the learner’s abilities,
i.e., for children and for adults. There does not appear to be a division between
repertoire for children to learn and those for adults. In terms of levels of difficulty
though, there was general consensus among the practitioners that the teaching of
repertoire advances according to levels of difficulty. Although practitioners were in
agreement that repertoire progresses from simple to difficult, some had varying
opinions in what they felt constituted simple or difficult repertoire. Some
practitioners looked at it in terms of the length of the repertoire, the form,
complexity of the melody and/or rhythm, while others considered the complexity of
the gendang parts or the improvisation. In addition, the nature of the art form and
the semi-improvisatory style of traditional music would require the inclusion of this
aspect as criteria of assessment. The possibility of having various interpretations of
a repertoire performed including improvisation depending on the location and
performance practice of the group is another point of consideration.
Bermula dengan yang mudah ke sukar dari segi panjangnya gendhing, tingkat
kesukaran, tempo, pola irama. Bagi peringkat lanjutan, dimasukkan improvisasi.
[Begin from simple to complex in terms of length of piece, level of difficulty,
tempo, rhythm. For the advanced level, improvisation is added.]
Kita kena ajar ikut step dia lah sikit-sikit, dari senang ke susah, tapi... senang ke
susah ka, macam mana pun semua kena belajar jugak, sebab dia lagu wajib. Ada
lagu boleh potong [tak perlu dipelajari] tapi lagu wajib tu kena belajar.
[We need to teach gradually according to the steps, from easy to difficult, but…
regardless of the difficulty, they all have to be learned because those are
compulsory songs. There are songs that can be cut [do not have to be learned] but
the compulsory songs have to be learned.]
Muzik barat beda dengan muzik etnik di mana muzik barat ada notasi tetapi muzik
etnik tidak ada. Kalau menggunakan notasi dalam gamelan, hanya sebagai
kerangka, bukan untuk dimainkan.
[Western music is different from ethnic music as notation is used in Western music
but not for ethnic music. With the gamelan, notation is used as a framework, not for
playing.]
Kalau ikut orang dulu-dulu, dia gunakan hafalan. Benda ni makan masa...yang
lama...sebab nak hafalkan...hafal bunyi, hafal main...kalau ada yang bertulis ni pun
dia bukan macam sistem notasi barat, dia sekadar tulis...cuma istilah orang
kampung...tapi dia kena hafal jugak...Bila main kita dah pandai tahap mahir tak
boleh pakai skor dah.
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[For the old schools, they used rote. This thing takes time... a long one... because
the need to memorise... memorise the sound, memorise the playing... even the
notations written are unlike the Western notation, they were simply written... but in
villagers’ term... yet they still need to memorise... When one reaches skilful
playing, the score cannot be used anymore.]
Sebenarnya tradisional ni memanglah dia hafal kan, tapi kalau nak dikembangkan
[idea muzikal] bila ada skor...tak la semua nak kena hafal.
[Of course the traditional music is to be memorised, but if the [musical ideas] are to
be developed when there is a score… not everything is required to be memorised..]
Affective Component
Music is expressed differently for everyone. As an oral tradition, music is generally
in the mind of the musician and controls the musician. As such, expression is an
important component in teaching traditional music. All the practitioners interviewed
were in consensus on the importance of rasa (feel) and jiwa (soul) that is to feel the
soul of the music. In their opinion, rasa and jiwa can only be achieved through good
understanding of the music tradition as well as through appropriate techniques of
playing in order to get the right touch. In addition, all the subjects interviewed
stressed that playing by ear is crucial in achieving the rasa and jiwa.
Traditional music playing is a collaborative activity, relying on musical
interdependency in close physical proximity. Being an oral tradition, there is
somewhat limited verbal interaction involved in the learning process. Non-verbal
forms of musical communication, such as eye signals and hand gestures, are used to
facilitate the learning process. A community is created bonded by the musical
necessity of listening to each other. As the gamelan is taught in a group situation, all
group members are equally responsible for translating musical knowledge into
musical sound. Gamelan playing is also communal in the sense that if one player is
not available, another can take over. Therein lies another reason why gamelan
players should know how to play all the instruments. Attitude, expression,
cooperation, mutual understanding, unity, interaction of players and dexterity are
key words used by the practitioners when discussing traditional music.
Afektif merupakan komponen yang penting dalam penilaian di setiap tahap...pola
fikir, sikap, perilaku, etika, penjiwaan, pengolahan rasa... Silibus perlu
merangkumi semua ini dalam konteks budaya.
[Affective is an important component in the appraisal of every level…pattern of
thought, attitude, ethics, inspiration, feeling process… The syllabus needs to
encompass all of these in cultural context.]
Teknik orang dan teknik kerjasama...wiraga (hafal struktur muzik), wirama (tempo
dan dinamik), wirasa (perasaan, mud dan ekspresi).
[People technique and cooperation technique... wiraga (memorising the music’s
structure), wirama (tempo and dynamics), wirasa (feeling, mood and expression).]
Shahanum Mohamad Shah and Zaharul Lailiddin Saidon
25
Konsep gamelan adalah berpegang kepada satu rasa, kesepakatan, kebersamaan
kunci kepada gamelan.
[The concept of Gamelan is holding onto oneness, unity, togetherness is the key to
gamelan.]
The Malay Gamelan as an Ensemble
A recurring issue that was raised by all practitioners was the consideration of the
type of ensemble and the context of teaching traditional music and hence, the
assessment of traditional music. In the case of the gamelan, all practitioners
interviewed are of the opinion that students have to learn all instruments within the
ensemble.
Looking at the gamelan, it can be seen that there are many differences in
characteristics when it comes to the gamelan ensemble as opposed to Western
ensembles. The practitioners interviewed agree with Supanggah (2008) on the
differences including the emphasis on togetherness with no individual instrument
dominating, the importance of the high level of sensitivity and depth of feeling as
opposed to personal virtuosity and the importance of aural sensitivity in playing the
gamelan where musical dialogue occurs through listening.
Given that the gamelan is an ensemble tradition, teaching occurs in a group
and is highly repetitive. The practitioners interviewed generally agreed that it is
important for gamelan musicians to learn all the instruments within the ensemble as
a part of their training. Individual skills, the ability to cooperate within the ensemble
and creativity within the context of the ensemble are also aspects assessed.
The nature of the gamelan as an ensemble will demand different approaches
to assessment. The assessment of the gamelan will require the student to rotate until
a sampling of instruments from the various groups or all instruments have been
assessed. As evidenced through observations and field notes during the data
collection process, one aspect to be considered in determining the framework of an
examination board for Malaysian traditional music genres is establishing a
mechanism to assess the different instruments within the ensemble. Differentiating
and equating the contributions of the different instruments within the ensemble will
therefore also need to be accounted for.
Discussion
As indicated by McPherson and Thompson (1998), the selection of evaluative
criteria and evaluative instruments strongly shape the evaluation process. Following
the curriculum design, the assessment criteria for the gamelan need to be determined
and as with any music instrument, must include among other aspects, the technical
and musical competence, interpretative understanding and stylistic awareness. In
traditional music, playing from memory, playing by ear and improvising are
additional aspects that need to be considered. As the gamelan will be assessed in an
ensemble setting, the criterion has to be ascertained for the performance of each
instrument within an ensemble and as an ensemble. For ensembles such as the
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gamelan where musicians are expected to play all the instruments, the allocation of
marks has to consider the nature and function of the instrument.
In terms of repertoire, the number of pieces to be assessed and the criteria
for selecting repertoire, such as being easy to listen to, likeable, popular or standard
pieces, need to be determined. In addition, if an instrument is used in different types
of ensembles, consideration has to be given if assessment should be based on
repertoire from a selected form of traditional music genre or repertoire from the
various genres in which the instrument is used. Performance on different musical
instruments may also be assessed differently because they involve different
technical skills and are associated with different repertoire.
Traditional music is, by nature, an oral tradition in which learning is by non-
formal education, i.e., by listening, observing and playing. Aural sensitivity is very
important where musical dialogue occurs through listening. In these genres
examined, musical changes are marked or led by the gendang through aural signals.
Emphasis is placed on cooperation and togetherness in the ensemble with no
individual instrument dominating and in which a high level of sensitivity and depth
of feeling are important as opposed to personal virtuosity (Supanggah, 2008). This
leads to the implication that the affective component or jiwa (expression) is an
important criteria of assessment.
As an oral tradition, music is expressed differently for everyone. As such,
expression is an important component in teaching traditional music. The possibility
of having various interpretations of a repertoire performed, including improvisation
and depending on the location and performance practice of the group has to be
considered during assessment. The three domains of learning, i.e., the cognitive,
psychomotor and affective, have to be cumulatively assessed. As stressed by the
practitioners, there has to be a balance between performance skills, knowledge,
thought patterns, attitude, conduct/behaviour and ethics that collectively make up
the culture of the music tradition.
Graded examination for the Malay gamelan
Taking into consideration the data from the interview with practitioners,
documentary research and the conclusions of the research, the following
recommendations for the development of a graded examination for the gamelan is
set out below:
1. The examination will assess the three domains of learning, i.e., cognitive,
psychomotor and affective.
2. The syllabus will be divided into three levels: beginner (Level 1),
intermediate (Level 2) and advanced (Level 3). Each level is further
subdivided with beginner’s level having 3 grades (Grades 1-3), three grades
in the intermediate level (Grades 4-6) and two grades in the advanced level
(Grades 7-8).
3. Candidates will be examined on all instruments. Level 1 begins with the
saron and colotomic instruments. As the level progresses, the improvisatory
Shahanum Mohamad Shah and Zaharul Lailiddin Saidon
27
instruments (bonang and gambang) and the gendang are included.
Improvisation, however, will only be introduced in Level 3.
4. Techniques specific to the Malay gamelan will be assessed such as
damping, cincang, bunga (improvisation) and turun gambang.
5. Repertoire will progress according to the level of difficulty, both
melodically and rhythmically, according to the length of the lagu.
6. Repertoire will be performed from memory.
7. The practical and theoretical aspects of a performance for assessing Malay
traditional music will be included .
a) The practical aspect relates to aspects assessed during the performance
part of the exam and is further subdivided into two components which
are musical and non-musical factors. The musical factor includes the
technical dimension, musical dimension and presentation. The technical
dimension refers to technical competence on an instrument in terms of
tone production, intonation, the ability to perform a range of techniques
with control and fluency and the accuracy of musical elements, which
involves the accuracy of pitch, rhythm, tempo, articulation and text
articulation. The musical dimension refers to the understanding of
musical, stylistic and expressive issues. This involves musical
awareness and interpretative understanding of the music performed
including aspects such as phrasing, dynamics and ensemble awareness.
Ensemble awareness refers to individual contribution to the cohesive
sound of the group including awareness of intonation, blend and
balance, tempo and style and unity of feeling. The affective component
or jiwa is an important aspect to be assessed. In these genres examined,
musical changes are marked or led by the gendang through aural
signals. The non-musical factor of the performance section refers to
elements such as attitude of the musicians when functioning in an
ensemble, cooperation, rapport with the music and the instruments and
mutual understanding among the musicians.
b) The theoretical aspect includes a viva voce component, which concerns
the knowledge of the music being assessed in terms of the history,
background, instruments, repertoire and performance practice.
Questions will be set according to the respective grade level and include
questions on the comprehension of music elements, terms, techniques,
instrumental functions, repertoire, musical style and an understanding of
the aesthetics of the gamelan.
8. In contrast to examinations in Western musical instruments, sight-reading
will not be examined.
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Conclusion
The establishment of an assessment and certification system based on international
graded music examination systems for local traditional music is crucial for the
future survival and sustainability of Malay musical heritage. If the aforementioned
suggestions are taken into consideration when designing the graded examination
syllabus, the music and performance practice of this genre will be sustained.
However, the effort towards the establishment of a system and standard is evidently
quite challenging. Issues like authenticity and cultural imperialism need to be taken
into considerations and addressed appropriately in order to ensure acceptance and
success of the assessment and certification system to be developed.
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Biography
Shahanum Mohamad Shah is an associate professor of Music Education at Universiti
Teknologi MARA, Malaysia. She holds a Bachelor of Music (Performance) (Hons.) degree
from Adelaide University, Australia, and a Master and PhD degrees from Indiana University,
Bloomington, United States of America. Her primary research interests include psychology
of music, teaching and learning or music, assessment and the Malay gamelan.
Zaharul Lailiddin Saidon is an associate professor of Music Education at Sultan Idris
Education University (UPSI), Tanjong Malim, Malaysia, where he teaches courses in music
education and marching band techniques. Zaharul currently serves as the Dean of the Faculty
of Music and Performing Arts at the university. He received his undergraduate degree in
music from Southern Illinois University, United States of America (USA), and his master’s
degree in education from the University of Houston, Texas, USA. Zaharul is one of the
founding members of the Malaysia Band Association and the Malaysian Association for
Music Education.
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Malaysian Journal of Music Vol. 6 No. 1 (2017) | administrational strategies, ideal characteristics, music institute, music in higher education, music studies in Thailand | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/138 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/826 | The Ideal Characteristics of Higher Education Music Institutes in 21st century Thailand | In the 21st century, there are many factors affecting the survival of music institutes. In Thailand, music in higher education has been a part of the Thai educational system for more than 80 years. Sixty-eight higher education institutes are reported to provide music degree programmes. The objective of this study was to investigate the ideal characteristics of higher education music institutes in Thailand in the 21st century. Participants selected through purposive sampling included eleven administrators from higher education music institutes in Thailand. This is a design study that used a qualitative approach by collecting data through the in-depth interview method. The results showed that the characteristics of the ideal music institute in Thailand in the 21st century could be explained as having three main parts: 1) administration and management— this deals with four major issues including the philosophy of the institute, styles of the institute, administration strategies and finances; 2) curriculum and instruction—this is concerned with levels of the study, purpose of the programme, content, teaching styles, evaluation and assessment, music activities and services; and 3) resources that include buildings and environment, library and databases, and human resources. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/826/562 | [] |
Malaysian Music Journal, Vol 6, No. 1 (30-49)
ISSN 2232-1020, eISSN 0128-2158
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The Ideal Characteristics of Higher Education Music Institutes
in 21st century Thailand
Saya Thuntawech1, Somchai Trakarnrung2
1 College of Music, 2 Faculty of Graduate Studies,
Mahidol University, Thailand
e-mail: [email protected]
Published online: 16 June 2017
Abstract
In the 21st century, there are many factors affecting the survival of music institutes. In Thailand,
music in higher education has been a part of the Thai educational system for more than 80 years.
Sixty-eight higher education institutes are reported to provide music degree programmes. The
objective of this study was to investigate the ideal characteristics of higher education music
institutes in Thailand in the 21st century. Participants selected through purposive sampling
included eleven administrators from higher education music institutes in Thailand. This is a
design study that used a qualitative approach by collecting data through the in-depth interview
method. The results showed that the characteristics of the ideal music institute in Thailand in the
21st century could be explained as having three main parts: 1) administration and management—
this deals with four major issues including the philosophy of the institute, styles of the institute,
administration strategies and finances; 2) curriculum and instruction—this is concerned with
levels of the study, purpose of the programme, content, teaching styles, evaluation and
assessment, music activities and services; and 3) resources that include buildings and
environment, library and databases, and human resources.
Keywords: administrational strategies, ideal characteristics, music institute, music in
higher education, music studies in Thailand
Significance and Background
Music has been valued for a variety of reasons by every culture and society throughout
history since the time of the ancient Greeks. Music served as a tool to elevate moral
senses and values of the society, which brought along the concept of music education
(Page, 2001; Suttachitt, 2012). A number of political writings by famous Greek and
Roman philosophers such as Plato, Aristotle and Quintilian defined music as a tool for
shaping civilisation. Its purpose was not only for personal entertainment, but also served
as a tool to identify class in the society (Jackson, 2014). Until the present time, music
has always been a necessary component of education. Philosophers who had roles in
changing perspectives of the world on religion, politics and education paid regard to
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music for its priceless value as the vital tool to pass on their ideas to following
generations.
At present, music learning and practice in higher education ranges from club
activities, such as bands and choruses to formal degree programmes across the globe
(Weber, 2001). In Thailand, music in higher education has been a part of the Thai
educational system for more than 80 years since Luang Vichitvathakarn, the first
director of the Fine Arts Department, Ministry of Public Instruction (Chandrasu, 2010;
Suttachitt, 2012). In 2016, there was a total of 157 universities under the supervision of
the Office of the Higher Education Commission and 113 music degree programmes
provided by 57 public and private universities. Moreover, Bunditpatanasilpa Institute
under the supervision of the Ministry of Culture offers four music Bachelor degree
programmes in performance and education. Also, a Masters degree in Thai music
performance through the collaboration of 11 network colleges under the institute’s
supervision is offered to the public. Even though music institutes in Thailand are high in
numbers, many institutes cannot manage their own organisations to achieve excellence.
Some institutions are not capable of recruiting students to study or find their own
identities. Chandrasu (2010) discovered issues in developing music in higher education
in Thailand including qualifications of music graduates in Thailand that are not
consistent.
In the 21st century there are many challenges affecting the survival of higher
education institutions. Duderstadt (2000) mentioned that universities are now facing
various challenges such as the costs (initial and operating), price and value of a college
education, the rising costs of academic excellence and the limitation of resources, the
changing relationship with diverse constituencies, the changing social contract, the
challenge of intellectual change and the relevance of the university. Furthermore,
diversity in ethnicities, cultures, wealth status and human rights, including inequitable
education access, are contributing to the university’s rough path to success in providing
the best education. UNESCO’s Incheon Declaration for Education 2030 that states,
“Ensure inclusive and equitable quality education and promote lifelong learning
opportunities for all”, is an example showing a vision for equity in education that leads
to human fulfilment and sustainable development (UNESCO, 2015). Nevertheless, the
familiar and famous conceptual quotes “Music for all” or “No one left behind”
highlighting equality of education is difficult to achieve.
Research in administrational strategies of the music university is limited.
Related researches showed two types of studies. The first is the historical study of well-
known institutions or music programmes in different countries (Orlando, 1946; Connor,
1955; Chay, 1981; Alberici, 2004; Chow, 2005; Archer, 2014; Powell, 2014). In the
Thai social context, a historical study by Boonjae (2014) studied the changing process
and music teaching trends using Bansomdejchaopraya Ratjabhat University as a case
study. The history of the university can be classified in three eras based on the status of
the institution: the teacher college period, the Rajabhat institute period and the Rajabhat
university period. Five factors were identified as administrative supporters: human
resources, equipment, budgets and funding, management and curriculum. Finally, the
researcher suggested that the music department should be organised as a college in
order to operate more efficiently administratively. Additionally, Chandrasu (2010) also
studied the development of music education in Thailand’s higher education. Chandrasu
found that music education development can be classified into five time periods: the
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initial artist training (1934-1970), music teacher education by the teacher training
department (1970-1976), production of university graduates (1976-1989), production of
music scholars (1989-1998) and production of professional musicians (1998 - present).
The other type of study concerns training for music careers in higher
educational systems (Khongkhakul, 1976; Charoensook, 1985; Plourde, 2000; Mangan,
2005; Choi, 2013; Ivy, 2013). In the case of Thailand, Khongkhakul (1976) investigated
the curriculum for music teacher training. Khongkhakul’s research on music education
in Thailand at the time dealt with the lack of attention from Thai society that
demonstrated inadequate training programmes, instructional materials and qualified
teachers. The researcher suggested two types of music programmes: the liberal arts
programme and the music educational programme. Khongkhakul also suggested that
administrative issues were an essential concern for policy implementation in the future.
In another study, Charoensook (1985) compared undergraduate music curricula in Thai
and American universities and suggested a music curriculum for Thai universities. The
National Association of Schools of Music (NASM) standards were used as the criteria
in the study. Charoensook found that the degree programmes varied in programme
offerings and course requirements and that Thai degree programmes failed to meet the
NASM standards. Therefore, the researcher recommended that the NASM standards
should be used as a basis for developing the Thai curriculum.
This study’s primary concern is to investigate the ideal characteristics of music
institutes for higher education in Thailand in the 21st century. This article will be
beneficial for music administrators to use as a guideline to develop their music
institutions and aims to provide effective reference tools for institutions in adjusting
music programmes in the future.
Literature Review
Higher Education for the 21st Century
Higher education has always been greatly affected by the changes in societies and in the
world. Education is meant to provide for a better future and a path leading to good
careers and meaningful lives. Duderstadt (2000) explained that several challenges affect
higher education in the following ways:
the cost, price and value of a college education;
the rising costs of academic excellence and the limits on resources;
the changing relationships with diverse constituencies;
the changing social contract;
the challenge of intellectual change;
the increasing relevance of the university.
Due to rapid changes in society and throughout the world, Duderstadt (2000)
explained that the university should look beyond its specific goals and instead build the
capacity to move toward the future. The real objectives of the university are: to remove
limitations that hinder the institute’s responsiveness to the changing world; to remove
unnecessary processes and administrative structures; to question existing assumptions
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and arrangements; and to challenge, excite and encourage institute members to view
institutional transformation as a terrific adventure. Duderstadt also suggested that the
transformation process must include every aspect of the institution such as:
the mission of the university;
financial restructuring;
organisation and governance;
general characteristics of the university;
intellectual information;
relations with external communities;
cultural change.
Rostan and Vaira (2011) discussed the issues of excellence in higher education
for the 21st century, observing that international higher educational policy was
increasingly shifting from quality to excellence that becomes an identity mark for higher
educational institutions across the world. Three indicators of concern are shown in the
study. The first indicator is the existence of many literatures related to the topic of
excellence in higher education with either a critical view or an apologetic stance. A
second indicator is ranking movement that is both a manifestation of the new global
competitive environment and a driver of change in the field of higher education. A third
indicator is detectable in national policy-making. Developed and developing countries
have mostly been more engaged in promoting policies aiming to encourage respective
systems and institutions to attain or maintain top level or world-class quality. This
policy issue reflects the institutional and competitive pressures exerted by the global
ranking movement on national systems and institutions.
UNESCO (2014) published the UNESCO Education Strategy 2014-2021 that
articulates the vision and strategic priorities. With regard to higher education issues,
UNESCO
focuses
on
three
areas:
distance
and
open
higher
education;
internationalisation of higher education; and governance of higher education systems
and institutions including quality assurance and recognition of qualifications. Moreover,
during the World Education Forum 2015 at Incheon, Republic of Korea organised by
UNESCO, UNICEF, the World Bank and many other international organisations, the
announcement for the Incheon Declaration for Education 2030 was made. The
declaration set out a new vision for education over the course of 15 years. The new
vision emphasised to, “Ensure inclusive and equitable quality education and promote
lifelong learning opportunities for all”—inspired by a humanistic vision of education
and development based on human rights and dignity as well as social justice, inclusion,
protection, cultural, linguistic and ethnic diversity and shared responsibility and
accountability. This vision is essential for peace, tolerance, human fulfilment and
sustainable development (UNESCO, 2015).
In Thailand there are several trends affecting educational policies. “Thailand
4.0” is a strategic approach announced by the government and is the main strategy
toward developing the quality of education. General Dapong Ratanasuwan of the
Ministry of Education mentioned tertiary education saying that the university should
strengthen academic and research quality related to producing skilful labourers and
craftsmanship to be applied to developing economics and different industries of the
country such as the medical care and food industries, etc. (Janthem, 2016).
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Prasarn Trairatvorakul, former Governor of the Bank of Thailand gave a speech
on the topic of the “University in the different world” on 19 August 2016. His speech
explained that the changing world influences universities to adapt their roles in three
aspects:
Creating people as lifelong learners. This is a challenge of the university to
develop people of different characteristics to reach their highest potentials. The
university must modify the learning process to encourage students to become lifelong
learners by letting them discover themselves and promoting study skills.
Creating knowledge and innovations. Encouraging collaboration and
knowledge integration is a method of solving problems and creating innovations to
serve society. Collaborative research with foreign universities will be essential to the
world’s development. The university should offer multi-disciplinary programmes to
prepare students for the changes. Moreover, we should not neglect the arts in
understanding humanity. Any subject can become a beneficial innovation for the
country. Innovation is not limited only to inventions of new technologies, but also ideas
and modern practical ways that lead to social advantages.
Using knowledge to benefit society. The university does not only aim to
educate people, but its key mission is to lead people and apply existing knowledge to
serve society. The university should be a pioneer in new ideologies and a shelter for
innovators, leading them to make contributions for the betterment of society.
Global and national changes affect Thai education as well. Luankaew (2016)
commented on Thai educational transformation saying that the success of the
transformation depends on keeping up labour competencies to match the changing
needs of industries in the new economic trends. The areas in which the Thai work force
lacks competencies most are language skills and technological literacy. In addition,
there are gaps in working competencies. Furthermore, Luankaew suggested that the
suitable educational system to drive the country toward the goals of “Thailand
Economic 4.0” must focus on reducing learning through memorisation only. Teachers
must also equip students with learning skills and encourage them to become lifelong
learners. What this means is that new learning assessments must be different from the
present style that focuses only on examinations.
Historical Background of Music Studies in Thailand
Music education existed in Thailand’s history long before being added to the standard
curriculum for formal education. Teaching music in artists’ residences, the courts, and
the temples were the principle music instruction systems since the Sukhothai period.
Each system had different educational aims and pedagogical methods depending on the
locations where music was taught (Suttachitt, 2012; Laovanich, 2013).
Regarding the history of music studies in Thailand, Chandransu (2010) looked
at the development of music education in Thailand focusing on higher education. The
results found that the development of music in higher education in Thailand can be
classified into five periods from 1934 to the present:
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The initial artist training (1934-1970)
This period is the preliminary period of music education in formal educational settings
for a music profession. The national reformation policy for modernisation focused on
being as civilised as Western countries. Hence, modern performing arts became one of
the ideals in the government’s national agenda. The College of Dramatic Arts was
established. Local music teachers who were qualified as experts in their music
professions provided the teaching. However, these teachers did not hold music or
educational degrees. In 1952, the college awarded high school and music certificates as
a combination music and teacher training programme under the administration of the
Fine Arts Department.
Music teacher education by the teacher-training department (1970-1976)
During this period, the government’s educational policy was based on increasing the
numbers of students and teachers. Teacher training schools produced music teachers
through higher vocational degree programmes. Later, the demands of degrees increased
in educational management and curricula for music education degrees were created.
Production of university graduates (1976-1989)
Following the previous period, bachelor’s degree programmes in music education
expanded into regional areas in Thailand in terms of increasing numbers of institutes
and programmes.
Production of music scholars (1989-1998)
In this period the first master’s degree programme in the field of ethnomusicology was
introduced to enhance the research qualifications of music related professionals.
Following the programme, various music studies such as music education and
musicology were taught in master’s degree programmes in many institutes.
Production of professional musicians (1998- the present)
Music programmes during this period were divided into several specific fields. Also,
multidisciplinary courses in music were established in response to the needs of labour
markets. Music major programmes expanded from pre-higher education to doctoral
degree programmes.
Chandransu (2010) also stated that even though music education was growing,
there are problems in the quality of educational management. Her suggestions about
management approaches include creating a diverse environment in education that
includes different ages, genders and genres. Furthermore, education strategies should be
changed and the government should be a part of the development.
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Current status of music studies in Thailand’s higher education
Music institutes in higher education in Thailand can be separated into three groups:
Music departments and faculties in universities
Based on the history of music education in Thailand, music studies in the earlier times
can be divided into two sections: music education and music performance. Later, music
programmes offered specific majors such as music production, music business, music
entertainment and other options to produce more specialised graduates to serve the
demands of the labour market. Most of the music programmes in Thailand are
considered liberal arts degree programmes conducted under the faculty of fine and
applied arts or the faculty of humanities. On the other hand many music programmes
lead to a bachelor’s of music degree under the faculty of music that aims to train
professional musicians. Music teacher training programmes are popular. They are taught
in many leading universities including Rajabhat universities in major cities such as
Bangkok, Khon Kean and Chiang Mai.
Music colleges in universities
At the present many faculties and departments of music have attained ‘college’ status
under University management. Seven colleges were founded. This paragraph is very
short
Bunditpatanasilpa Institute and the College of Dramatic Arts
The College of Dramatic Arts was founded in 1934 as the first national education
institute providing general and specialised subjects in music under the supervision of the
Fine Arts Department, Ministry of Education. The aim of the college is to train teachers
and professionals in traditional dance and music.
In 1998, the Bunditpatanasilpa Institute was founded in order to offer bachelor’s
programmes in Thai and Western dance, vocal and instrumental music and fine arts that
expanded from its existing programmes. In 2008, the Institute merged with the College
of Dramatic Arts, the College of Fine Arts and their branches to become part of the
Bunditpatanasilpa Institute. In 2010, two master’s degree programmes in Thai
traditional dance and Thai traditional music were opened for further studies to the
public.
The Office of the Civil Service Commission (2016) accredited over 300 music
degrees in Thailand including vocational diplomas and bachelor’s to doctoral degrees in
private and public institutions from the initiation launch of the first music programme.
From information gathered in 2016 what is found is that there are over one hundred
music degree programmes in 57 of 156 institutions under the supervision of the Office
of Higher Education Commission (OHEC) with 15 institutes under public universities,
10 autonomous institutes, 34 institutes under the Rajabhat University group, one
institute under Rajamangala University of Technology group and seven institutes under
private institutions. Moreover, Bunditpatanasilpa Institute and 11 network institutes that
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are under the supervision of Ministry of Culture, provide music programmes for
vocational diplomas to master’s degrees.
Information about music institutes in higher education are shown in the chart
below:
Figure 1. Number of higher educational institutions offering music programme.
There are 118 music degree programmes in Thailand’s higher education system.
Most of the programmes confer bachelor’s degrees (n = 94). Nearly 1/3 of the
bachelor’s degree programmes are found in the Bachelor of Arts (n = 35), Bachelor of
Education (n = 29), and Bachelor of Fine Arts or Fine Arts and Applied Arts (n = 20).
There are nine Bachelor of Music degree programmes while 1 of 94 programmes is a
Bachelor in Engineering major in Music Engineering and Production at the King
Mongkut Institute of Technology Ladkrabang.
At the graduate level there are 17 master’s degree programmes and 7 doctoral
degree programmes in music studies. Most of the master’s degree programmes in music
are in music education that is offered as a Master of Education (n = 6). There are five
Master of Music degree programmes, four Master of Fine and Applied Arts degree
programmes and two Master of Arts degree programmes. Most of the doctoral degrees
are offered under the Doctor of Philosophy degree programmes (n = 4). Two of the
doctoral degree programmes are offered in the field of Fine and Applied Arts and only
one programme is offered under Doctor of Music. Information about music programmes
at the higher education level is shown in the chart below:
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Figure 2. Number of music degree programmes in Thailand by degree title.
Methodology
The central question addressed in this study is: What are the ideal characteristics for
higher education music institutes in Thailand in the 21st century? The findings
presented in this paper are derived from in-depth interviews. The participants were 11
Thai administrators who work in the following music institutes:
Bunditpatanasilpa Institute;
College of Music, Bansomdejchaopraya Rajabhat University;
College of Music, Mahasarakham University;
College of Music, Mahidol University;
Conservatory of Music, Rangsit University;
Duriyasilp College of Music, Payap University;
Faculty of Music and Performing Arts Activities, Burapha University;
Faculty of Music, Bangkokthonburi University;
Faculty of Music, Silapakorn University;
Princess Galyani Vadhana Institute of Music;
School of Music, Assumption University.
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These institutes were either music faculties or colleges that operate
independently as Faculty of the universities and not as music departments under a
Faculty.
To gather information the research instrument was designed to investigate the
ideal characteristics of Thai higher education music institutes. The pilot study was
employed to determine suitability and effectiveness of interview questions. The study
consisted of 39 questions in 11 themes: general and context-related comments of Thai
society in the 21st century, educational philosophy, the established identity of the
institute, the institute’s administration, educational products and characteristics of the
desired graduates, educational purposes and objectives, teaching methods, curricular
content, faculties and staff, the institute’s environment and interviewing summary.
The interviews took place at the interviewees’ institutes from March until
October 2016. During the interviews, Thai language was used to reduce language
barriers and to encourage smooth communication. Some of the questions had to be
changed to adjust to different availabilities of each interviewee’s time schedule and to
reduce redundant answers. The interviews were recorded and important issues were
noted during the interviews.
Through the documentary analysis approach the information was categorised by
coding data in the interview transcriptions. Then the data was summarised to answer the
research questions.
Findings
The fundamental elements of the ideal music institute should contain three main parts:
Administration and Management
Philosophy of the institute. The philosophy of the institute is the most
important aspect guiding the institute with a mission to reach its vision. The institute’s
administrators define the philosophy.
Two main philosophical beliefs are; “Education as a tool for social development
in the nation” and “The Arts fulfil each human being to live to his fullest”. Both aims
are envisioned to lead the country forward and offering peace within the nation.
Although these philosophical ideas are the traditional beliefs, they are referred to as the
fundamental beliefs for a human development approach.
Styles of the institute. The ideal music institute should definitely be diverse.
There are three institute types that should exist in the country: the conservative
university, the creative university, and the lifelong learning university.
The conservative university should be used as a cultural preservation tool. This
type of institute can teach various kinds of musical styles but should continue Thai
traditional traits. Parallel to the conservative university, the creative university should
be an institute to create new works for the world.
The lifelong learning university ought to be part of all institutes. Every institute
should take a role to accommodate everyone by offering music teaching and knowledge.
In addition to providing courses in physical classrooms, virtual classrooms should also
be offered so that everyone can access music courses anytime and anywhere.
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Finally, all three types of music institutes should ideally be academic hubs to
exchange knowledge and for participants to present their work to the public.
Administration strategies. Administrators are the key people in leading the
institutes toward reaching goals. The interview participants mentioned that music
instructors who may lack administrative and management skills lead most of the music
institutes in Thailand. In reality, these instructors learn through on-the-job experiences
and at the same time are still overloaded with heavy teaching workloads that result in
having less time to focus on management.
To lead a music institute successfully administrators should explore existing
human resources in their institute and wisely manage resources as in this practical
saying; “put the right man on the right job at the right time”.
Finances. Financial issues were rarely mentioned in the interview. However,
finances play an important role in driving the institutes and their projects toward
success. The ideal institute should have funding from various sources and not only from
the government.
Curriculum and Instruction
Levels of the study. A variety of programmes should be made available
ranging from the bachelor’s level to the doctoral degree level as well as short-term
programmes. In response to lifelong learning concepts, music programmes should offer
not only degree programmes but should also provide courses for the public to learn
interesting subjects. Furthermore, collaboration programmes with formal schools can be
offered to the public as well.
Purposes of the programmes. The purposes of the programmes should align
with the institute’s philosophy and its concepts. Moreover, the institutes should take the
lead in solving social problems by producing educated citizens, new research and
innovations.
Students should be trained with necessary skills by focusing on good practices
encouraging students to develop critical thinking and to continue researching their
questions.
Content. The ideal music institutes should teach classical music as a
foundational subject to enable students to attain sufficient music knowledge in
comparison with other music learners. The students, particularly undergraduate
students, should be taught subjects that are practical and ought to be guided on how to
manage and balance their work and personal lives. Most importantly all content should
be integrated so that music learners can use what they learn in a practical and holistic
manner.
Teaching styles. One teaching style cannot be used to teach all students
efficiently. Instructional approaches in the music institute should be well balanced and
use mixed methods. The instructors, students and the nature of the subject affect the
composition of forms for the best possible teaching and learning methods.
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41
Students should be trained through sufficient practical sessions with the master
during live performances on stage. Students will experience and learn to solve problems
in real performance situations. Moreover, there should be apprenticeship periods with
master teachers.
Evaluations and assessments. Evaluations and assessments should be varied.
Students should be evaluated for their reliability and validity by using the approach of
participating in projects based on real life situations.
Music activities and services. The ideal institute should have activities and
services to serve all walks of life in Thai society. Music camps, master classes and
workshops, concerts, music competitions including music festivals should be
established by the individual institute or via cooperation between institutes.
Resources
Buildings and environment. The ideal music institute should contain well-
maintained equipment and musical instruments, an auditorium and other performance
stages, practice rooms and recording studios. Moreover, musical sounds should
surround the institute encouraging students to learn.
Library and databases. The music library should be the first place to find
information and to continue searching data endlessly. The essential value of music
institutes is to assist students toward maximising their potentials. The characteristics of
a music library should be specific to music with special assistance for music students.
The library should have numerous kinds of items available to students such as
recordings, manuscripts and music scores. The music librarians should have good
background knowledge of music and be able to answer any questions about music
resources. Online databases should be offered to users to compensate for limited hard
copy music resources.
Human resources. Human Resources is comprised of four components:
faculties, staff workers, students, and alumni.
Faculties. The institute needs talented masters as instructors and masters should
also have the characteristics of being a good teacher. They should be competent in
teaching, great in communicating with others and highly dedicated to students.
Instructors must encourage students to explore knowledge outside the classroom and
foster students to be good individuals. Additionally, instructors should always strive for
self-improvement.
Staff workers. Ideal staff workers in the music institute do not necessarily have
to be musicians. However, music knowledge could be beneficial. It is requisite for staff
workers to have an understanding nature of musicians, music learning and management.
The institute requires people who understand the arts and arts organisation. The music
institute’s staff workers should have a high level of skill in management and
responsibilities with competency in technology and language. In addition, they should
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be able to work well with different kinds of people and be good team players. They
should have creative minds with the vision to help build inspiration in students.
Furthermore, ideal staff workers are required to work flexible hours just like other
professionals in order to accomplish their jobs.
Students. The desired characteristics of ideal tertiary music graduates for
Thailand in the 21st century are:
Knowledge and academics skills. Possessing multiple skills is required for ideal
music graduates in order to be competent in music related knowledge, technology and
cultures. Music graduates should have other talents in addition to their music major
skills. Musical competencies are necessary for the graduates such that graduates are
required to practice many hours to master their musical talents and skills to meet
standard requirements. Additionally, music graduates must learn other knowledge and
general information about the changing world and different cultures as part of acquiring
material for creating and integrating new pieces of work. Research skills are
additionally required for music graduates at the master’s and doctorate levels.
Professional skills. Ideal music graduates should know themselves well and
have sufficient life skills with self-respect and respect for other people. They should
work well with others, must be accountable, proud and dedicated to their professions. At
the graduate level, ideal students must demonstrate leadership in academic work and in
professional life. Moreover, the desired music graduates should have expertise in using
technology and social media as an instrument to explore new perspectives and promote
them selves to the world.
Linguistic skills. English language competency is required for ideal music
graduates. They should have linguistic skills to communicate with others and to make
academic presentations at national and international conferences. Publishing in
academic journals at the international level is required for master’s degree and doctoral
degree students.
Morals and ethics. Ideal music graduates must bring good morals and ethics to
their professions with consideration for social and community concerns. The most
honourable mission of ideal graduates is to use music to serve society.
Alumni. This aspect was not one of the main discussions during the interviews.
However, alumni members can take main roles in supporting new graduates by helping
to create work connections and by making donations to support their institutions.
Results
The results show that to survive in any changing society the institutes should be
concerned about the following trends and issues:
Changes. There are many changes affecting the institute’s survival. The
institutes should prepare themselves for changes in all operational aspects.
Saya Thuntawech and Somchai Trakarnrung
43
Lifelong learning. The institutes should educate their students to explore and to
be self-learners. Moreover, the institute should be a learning centre to provide
knowledge for everyone. The institutes may offer short courses to educate their alumni
and those in the general public who want to develop their professional skills.
Preservation. One of the roles of a university is to serve society. Preservation
of cultures is one action that the institutes could contribute to society. By maintaining
cultural practices as well as promoting Thai culture at the international level, the
institute must be a place to share knowledge with future generations by encouraging
audiences from the community and creating performances.
Creativity and innovations. Preservation of traditional practices and the
creation of new works should be considered as the approach to influence people as well
as to change the world. The creation of fresh works and preservation of cultures should
always be of equal importance. The creation of new works can provide inspiring
material for people to live in a society undergoing transformation. Innovations can
produce new methods of teaching, learning, practice techniques, and music composition
ideas that are different from scientific methods.
Local wisdom-based knowledge. Cultural diversity in Thailand is unique from
others. This diversity should be used for creating the identity of Thai music institutes
and performances as in the following examples:
Musical content. Local knowledge can be used as material for new
compositions and improvisations. Instruction and transmission processes: memorisation
techniques and aural traditions can be adapted to ear training methods and
performances, and apprenticeships.
Related contexts. Local lifestyles, tales and beliefs may be inspirations for
creating new productions.
Diversity. The music institute should never limit itself only to Western musical
content. In addition to Western music, the institutes should broadly teach students about
local music and music from around the world.
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The relationships between these factors are shown in Figure 3.
Figure 3. Diagram of the Ideal Music Institute for Thailand in the 21st Century.
Discussion
Although many issues appear in the findings, there are other issues that should be
discussed as factors affecting the survival of Thai music institutes in the 21st century.
Three major issues are discussed below as factors and causes of transformation:
Social needs
Diversity and Equity. There are various kinds of diversity in ethnicity, culture,
wealth and human rights including inequitable access to education. “Music for all” or
“No one left behind” are conceptual ideas to highlight that education must be accessible
for all people. UNESCO’s Incheon Declaration for Education 2030 states, “Ensure
inclusive and equitable quality education and promote lifelong learning opportunities
for all”, and is an example that demonstrates a vision for equity in education that leads
to human fulfilment and sustainable development (UNESCO, 2015).
Rapid changes. Changes occur rapidly around us. New knowledge is invented
and takes the place of existing knowledge consistently. Communication through online
networks and transportation around the world are much faster now than in the past.
These phenomena surely affect people’s behaviours. They can be suddenly aroused with
astonishing stimulations and also lose attention immediately. Duderstadt (2000)
mentioned that there are several challenges faced by the university due to change: costs,
price and the value of a college education; the rising costs of academic excellence and
Saya Thuntawech and Somchai Trakarnrung
45
limited resources; the changing relationship between diverse constituencies; the
changing social contract; the challenges of intellectual change; and the increasing
relevance of the university.
Population structure. The participants in the study did not consider this issue.
However, it is an important issue in a changing Thai society. Based on a study by the
Institute for Population and Social Research, Mahidol University (2006) on Thailand’s
future population, the country’s population will decelerate in birth rates with the
possibility of a near zero percent birth rate. This means that the population structure of
Thailand in the future will change as birth rates fall and people live longer. Thai society
is becoming an elderly society so that over the next 30 years, the number of elderly
people will outnumber children that could possibly lead to decreases in the numbers of
students in the institutes.
Therefore, music institutes should adapt to this impending situation by
providing optional courses for elderly people to substitute for reduced numbers of
students in undergraduate programmes.
Economics. The present society is transforming via a fourth industrial
revolution or “Economy 4.0”, where technology is used instead of human resources in
repetition or operational analytical works (Luankaew, 2016). This will lead to changes
in business structures valuing innovations and knowledge over mass industrial
production. Enterprises and labour markets will focus on creative and contemporary
products rather than mass-market products. Moreover, future generations will find an
irresistible urge to work via a freelance-working style and be less interested to be a part
of companies. The institute should therefore produce graduates who can match new
social needs and have their own identities.
Technology and innovation. Most of the participants in the study similarly
mentioned that technology is rapidly growing. Study participants mentioned that
technology, especially mass media and social networking, are the main causes
contributing to changes in people’s lifestyles. Access to information via new ways of
communication can be easily accomplished.
Innovation and related issues are the major considerations for educational
institutions. Duderstadt (2000) explained that today’s society has shifted from the
industrial revolution to a knowledge-driven society. As part of this change music
institutes must be able to not only develop human resources, but to also be centres of
knowledge management equipping students with knowledge and skills. Furthermore,
the institutes are expected to be the resource centres that can accumulate, analyse,
integrate, apply and create beneficial knowledge for society.
Under Thailand’s “Economy 4.0” and according to statements from government
officials, Thailand is transforming into a knowledge-driven society, a period of learning
and knowledge integration within which virtual worlds and the non-virtual, real world
are treated similarly (Luankaew, 2016). We should use our intellectual property and
resources to develop innovations and maximise educational and social benefits.
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World excellence
ASEAN and world competition. The institutes should think globally, in other
words, aim for excellence at the international level. Graduates should be equipped with
the knowledge and skills in order to be efficient and competitive in world labour
markets where workers can flow freely across the global platform. The institutes’
missions should be to develop themselves toward reaching ASEAN (regional) and
world standards.
World rankings. World rankings are identity marks for higher educational
institutions. In addition to producing excellent graduates, the institute should also strive
for a high position in world rankings.
Labour markets. The ASEAN community will be a new platform for labour
competition that educational institutions should prepare themselves to be ready for.
Having an open mindset to learn and become fluent in foreign languages, cultural
awareness and cultural sensitivity are essential keys for adaptation to a changing world
(Pitsuwan, 2016).
Policies
Government policies. With political uncertainties in Thailand, changes in
leadership and the issuing of new administrative orders are inevitable. Often, it seems
that there is no successful and practical application of policies created by the ruling
parties toward the actual living conditions of people. Even though government
administrators launch policies following world trends, these policies are mostly
unrealistic or impractical. Thus, it is vital to actually put government policies into
practice. The institutes as educational providers are responsible for nurturing leaders
who are qualified to manage the country.
Educational qualification assurances. The national educational qualifications
framework was designed for several reasons. First, the framework is supposed to
support the implementation of the guidelines set out in the National Education Act.
Secondly, the purpose of the framework is to ensure consistency of standards and
quality of process toward granting any degree title in Thailand and to certify academic
awards that are equivalent to those granted by higher educational institutions in other
countries. (Office of the Higher Education Commission, 2006).
There must be assurances that there will be evaluations of the programmes so
that students can attain high qualifications. In terms of music studies the participants
mentioned that there are numerous problems especially with teacher and research
qualifications.
Cooperation policies. At the present, integrating and expanding new
knowledge requires mutual cooperation with others. In order for Thailand and other
countries in the ASEAN community to gain strong positions in the world, the music
institutes should collaborate together to expand their knowledge and to enhance
Saya Thuntawech and Somchai Trakarnrung
47
themselves to be academic hubs throughout the region. However, there are only a few
institutional collaborations that are in their early stages and that display few, tangible
accomplishments.
Conclusion
For over 80 years of music studies in higher education in Thailand, music institutes
have developed to respond to social demands and to survive in the changing society
until the present. In the 21st century many issues including changes, government
policies, technology and innovations, concepts of diversity and world excellence have
affected the existence of the institutes. In order to produce socially desired music
graduates, the music institutes should adapt themselves to make it possible for students
to achieve their highest potentials. Music institute administrators are important as one
group of key people who can drive institutes toward success in Thai society and in the
world.
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Biography
Saya Thuntawech completed a Bachelor of Education degree in Music Education with First
Class Honors, Gold Medal and a Master of Education in Music Education at Faculty of
Education, Chulalongkorn University, Thailand. Currently, she is a doctoral candidate in music
education from College of Music, Mahidol University, Thailand. Saya works as a private piano
teacher and part-time lecturer at Faculty of Art Education, Bunditpatnasilpa Institute, Thailand.
Her areas of interests in research include topics in music in higher education, music pedagogy
and piano accompanying.
Somchai Trakarnrung is a native of Thailand and currently the Deputy Dean for International
Language Development at Faculty of Graduate Studies, Mahidol University, Thailand. He
graduated with ARCT (Hons) diploma in piano performance from the Royal Conservatory of
Music of Toronto, and holds a Bachelor of Arts degree in English from Ramkhamhaeng
University. He has received a Master of Arts in Language and Communication from the National
Institute
of
Development
Administration
(NIDA),
a
Master
of
Music
Studies
(Performance/Teaching) from the University of Melbourne, a Master of Music in Music
Education from the University of Toronto and a Master of Business Administration from SASIN
Graduate Business School of Chulalongkorn University. He also completed his doctoral degree
in Music Education from University of Toronto. His areas of interests include topics in music in
higher education, music in early childhood, music therapy and music business. Dr. Somchai
Trakarnrung is currently a lecturer in music education at the College of Music, Mahidol
University.
|
Malaysian Journal of Music Vol. 6 No. 1 (2017) | film music, Malay world, nationalism, postcolonial, Zubir Said | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/138 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/827 | Scoring Tradition, Making Nation: Zubir Said’s Traditionalised Film Music for Dang Anom | The Malay-language films produced by the Cathay-Keris Studio in 1950s to 1960s Singapore were known for their ‘traditional’ narratives based on Malay folklore and legends set in the pre-colonial Malay world. Made during a period of nation-making in the region, these films used musical accompaniment that had to be culturally-rooted in the music of the Malay Peninsula while expressing the region’s aspirations for postcolonial independence. Interestingly, this task was undertaken prominently by the film composer, Zubir Said, who was not a citizen of Malay-majority Malaysia. Instead, he was commemorated as a national icon of Singapore, in which Malays form a minority. This paper aims to unravel the paradoxical process of ‘traditionalising’ national culture in a period of cosmopolitan postcoloniality in the Malay world. Through an intertextual study of his biography and film score analysed against the history of Malay nationalism, this article unravels the ‘traditionalised’ Malay musical aesthetic established through the musical compositions of Zubir Said in historically-themed Malay films. The article analyses the use of musical motifs and styles in Zubir Said’s music for Hussein Hanniff’s Dang Anom (1962). The juxtaposition of an aesthetically-traditional film score against the film’s anti-feudal narrative results in a critique of archaic notions of tradition that articulates a subversive message of ethical modernity, freedom and self-determination. In conclusion, this intertextual analysis of film, music and history reveals how the melodic construction or scoring of musical tradition on the silver-screen was concomitant with the postcolonial aspirations and contradictions of nation-making in the Malay world. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/827/563 | [] |
Malaysian Music Journal, Vol. 6, No. 1 (50-72)
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Scoring Tradition, Making Nation: Zubir Said’s
Traditionalised Film Music for Dang Anom
Adil Johan
Institute of Ethnic Studies (KITA),
Universiti Kebangsaan Malaysia (UKM),
43600 Bangi, Selangor, Malaysia
e-mail: [email protected]
Abstract
The Malay-language films produced by the Cathay-Keris Studio in 1950s to 1960s
Singapore were known for their ‘traditional’ narratives based on Malay folklore and legends
set in the pre-colonial Malay world. Made during a period of nation-making in the region,
these films used musical accompaniment that had to be culturally-rooted in the music of the
Malay Peninsula while expressing the region’s aspirations for postcolonial independence.
Interestingly, this task was undertaken prominently by the film composer, Zubir Said, who
was not a citizen of Malay-majority Malaysia. Instead, he was commemorated as a national
icon of Singapore, in which Malays form a minority. This paper aims to unravel the
paradoxical process of ‘traditionalising’ national culture in a period of cosmopolitan
postcoloniality in the Malay world. Through an intertextual study of his biography and film
score analysed against the history of Malay nationalism, this article unravels the
‘traditionalised’ Malay musical aesthetic established through the musical compositions of
Zubir Said in historically-themed Malay films. The article analyses the use of musical motifs
and styles in Zubir Said’s music for Hussein Hanniff’s Dang Anom (1962). The
juxtaposition of an aesthetically-traditional film score against the film’s anti-feudal narrative
results in a critique of archaic notions of tradition that articulates a subversive message of
ethical modernity, freedom and self-determination. In conclusion, this intertextual analysis
of film, music and history reveals how the melodic construction or scoring of musical
tradition on the silver-screen was concomitant with the postcolonial aspirations and
contradictions of nation-making in the Malay world.
Keywords: film music, Malay world, nationalism, postcolonial, Zubir Said
Introduction
In 1953, the release of the first Malay film to include original background music by
a local composer marked a watershed in the musical history of the Malay
Peninsula.1 That composer was the already prolific bangsawan musician, record
producer, and film song composer, Zubir Said. Until then, films of the Singapore-
Adil Johan
51
based Malay film industry used pre-recorded European orchestral music to save on
production costs (Rohana Zubir, 2012, pp. 82 & 84, citing Zubir Said, 1984, Reel
13). Following his foray into scoring film music, Zubir Said won two awards, first
from the ‘Sixth Asian Film Festival’ in the category of ‘Best Film Portraying
Traditions and Folk Music’ for the film, Jula Juli Bintang Tiga (The Magical Tale
of The Three Stars, 1959, Dir. B.N. Rao), and then from the ninth in the category
‘Best Folk Songs and Dances’ for the film Dang Anom (1962, Dir. Hussein Haniff).
These Malay-language films produced by the Cathay-Keris Studio in 1950s to 1960s
Singapore were known for their ‘traditional’ narratives based on Malay folklore and
legends set in the pre-colonial Malay world. Made during a period of nation-making
in the region, these films used musical accompaniment that had to be culturally-
rooted in the music of the Malay Peninsula while expressing the region’s aspirations
for postcolonial independence. Interestingly, this task was undertaken prominently
by the film composer, Zubir Said, who was not a citizen of Malay-majority
Malaysia. Instead, he was commemorated as a national icon of Singapore, in which
Malays form a minority. This was largely due to his penning of the Singaporean
state’s national anthem, ‘Majulah Singapura (Onward Singapore)’.
In analysing Zubir Said’s music in the film Dang Anom, this article aims to
unravel the paradoxical process of traditionalising national culture in a period of
cosmopolitan postcoloniality in the Malay world. Through an intertextual study of
his biography and film score analysed against the history of Malay nationalism, this
study will reveal how a ‘traditionalised’ Malay musical aesthetic was established
through the musical compositions of Zubir Said in historically-themed Malay films.
This musical aesthetic is discerned through an analysis of musical motifs and styles
in Zubir Said’s music for Hussein Hanniff’s Dang Anom. The juxtaposition of an
aesthetically-traditional film score against the film’s anti-feudal narrative results in a
critique of archaic notions of tradition that, upon deeper analysis, subversively
articulates a message of ethical modernity, freedom and self-determination. An
intertextual analysis of film, music and history aims to reveal how the making of
musical tradition on the silver-screen was concomitant with the postcolonial
aspirations and contradictions of nation-making in the Malay world.
Constituting Nation in Film Music
Zubir Said was a paragon of the fluid Malay cosmopolitan of the postwar years.
Born of Minangkabau descent in Bukit Tinggi, Sumatra, he embarked on a
professional music career in Singapore in 1928 and eventually became a citizen in
1967, two years after the formation of Singapore. Prior to composing for film, he
worked as a photographer for the Indonesian Embassy and managed the Indonesian
Club in Singapore (Rohana Zubir, 2012, p.74). After composing Singapore’s
national anthem, he was invited in 1957 to write a national anthem for the
Federation of Malaya but all three of his submissions were rejected (pp. 106-107).
Riding on the wave of emerging nationalism leading up to Malayan independence
from British colonial rule, he passionately advocated for Malay nationalism in
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music by composing numerous patriotic songs and writing nationalistic articles
(Rohana Zubir, 2012, pp. 102-120; Zubir Said, 1956/1957, 1967, 2012a, 2012b).
Zubir Said’s film music was composed with the intention of articulating a
cultural style that embodied a Malay musical aesthetic, but he did this in a
postcolonial environment that influenced the need of cementing an authentic
musical tradition. In effect, his music constituted an aesthetic of nationhood in
Malay vernacular films. While drawing from local folk music practices, though, he
also had to adapt such music to the formal methods and structures of western
orchestration for film.2 His authorial agency thus imposed what could be included
(or excluded) to represent a Malay ‘mood’ or sound in his selection of
instrumentation, melodies and textures (Rohana Zubir, 2012, p.82). In unravelling
the postcolonial structures of knowledge that governed Zubir Said’s creativity I
apply a methodology of intertextual musical analysis to consider the relationship of
authorial agency and larger structures of power. The application of postcolonial
analysis in studying music requires
meticulous attention to textual detail, but always sees such analysis as subsidiary
to the larger project of thinking through the implications of cultural expression for
understanding asymmetrical power relations and concomitant processes of
marginalization and denigration. (Born & Hesmondhalgh, 2000, p.5)
However, to what extent are internal process of ‘marginalisation’ and
‘denigration’ present in Zubir Said’s music? For this study, instances of exclusion
are more appropriately observed in the traditionalised Malay aesthetic of Zubir
Said’s compositions. His film composition and arrangement methods involved
processes of exclusion that ultimately left out certain local musical practices and
traditional instruments in favour of modern instrumentation as this was what he
deemed aesthetically acceptable and practical for the modern medium of film. For
example, the vibraphone, used extensively in his film music, approximated the
sound of the regionally-pervasive gamelan. A gamelan’s tuning does not adhere to
western conventions but, the diatonic tuning of the vibraphone was seamlessly
incorporated with other western instruments used such as pianos, saxophones,
guitars and violins. These western instruments would then be used to reproduce
Malay-sounding melodies derived from local genres such as asli and dondang
sayang, albeit within a diatonic musical arrangement or score facilitated by western
notation. Thus, Zubir Said was also exoticising, to an extent, the musical cultures of
the Malay Peninsula and subsuming them under aesthetic boundaries of what he
considered ‘traditional’ Malay music. This is not as explicitly problematic as non-
western music portrayed in films from the west resulting in the ‘assumed
vernacular’ film music (Slobin 2008a, pp. 25-29). The apparent auto-exoticism
heard in Zubir Said’s film music can, instead, be considered a ‘constitutive
vernacular’, as the postcolonial power relations that are present in western films
musically representing the non-west were not an issue in Malay films. In the case of
Zubir Said’s film music, the musical vernacular was not ‘assumed’ from a detached
positionality, but rather created from the composer’s local cultural and political
Adil Johan
53
position in constructing a sound for a Malay nation-in-the-making through Malay
film music.
More so, Zubir Said’s film music articulates the desire of Malay nationalists
during the mid-1950s to early 1960s to actively create a modern national culture that
was independent of colonial rule, but, ironically, not free of colonial-western criteria
of nationhood. Thus, while Zubir Said was, retrospectively, reproducing a (western)
‘superculture’ of film music, such a system of musical production was ‘neither
monolithic nor omnipotent’ and consistently gave way to ‘systematic cracks’ that
allowed ‘for variation and even subversion’ (Slobin, 2008b, p. 60); especially
considering that he saw himself as an important agent of postcolonial nationalism.
I argue that Zubir Said and his compositions for film – despite the colonial
and modernist limits within which they were created – had a crucially agential role
in creating the sound palette of Malay national identity. Zubir Said’s personal
motivations appear in his own writings on Malay music, which are enthusiastic
about the prospects of Malay national autonomy. The following is an excerpt from
an article he wrote in 1958, shortly after independence in the Malay Peninsula:
During the age of merdeka music should as far as possible exert a positive
influence on society. The music must be original, not imitations. Music should be
the pride of the nation and convey the beliefs and values of the nation.
During the age of merdeka music should arise from a creativity that is free to
explore new forms and ideas, but at the same time rational, while staying true to
what is indigenous to the nation, even for modern compositions.
During the age of merdeka there should be an understanding that a nation’s
creativity should not be an exercise in imitation, rather it should be an effort to
discover new forms of national music, grounded on the artistic expressions of the
nation. (Zubir Said 2012a, p. 95)3
Zubir Said’s manifesto on the importance of music in the construction of
Malay nationalism reveals how he intended to create original music in his films that
were also ‘rational’ in their references to a traditional Malay sound; more than that,
he believed his compositions were ‘staying true to what … (was) indigenous to the
nation, even for modern compositions’. Furthermore, the manifesto indicates the
unquestionable importance that Zubir Said accorded his musical compositions in
shaping the culture and character of the newly independent Malay nation.
Zubir Said himself was no stranger to the vibrant political exchanges of the
Malay community in Singapore. During the postwar period, he had weekly informal
group meetings with his peers of Minangkabau descent that included important
Singaporean-Malay figures such as Singapore’s first President, Yusof Ishak, the
prominent journalist, Abdul Rahim Kajai and author Zainal Abidin Ahmad @
Za’aba (Zubir Said, 1984, Reel 12). It is highly likely that Malay-nationalist ideas
about language and culture were exchanged in these meetings, with ideas from
Zubir Said’s more politicised peers having a direct impact on him and his
consequent work.
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While drawing noticeably on this literary activist environment, Zubir Said
contributed to the nation-making project of Singapore and Malaysia through a
selection of patriotically-themed songs written for a concert in celebration of
Malaysia’s independence in 1957 (Barnard & Van der Putten, 2008, pp. 148-150).
Notably, Zubir Said’s song, ‘Majulah Singapura’, that officially became a state
anthem in 1959, would become the national anthem of Singapore upon the state’s
separation from the Federation of Malaysia in 1965 (Rohana Zubir, 2012, pp 3-19).
However, his location is complicated by Zubir Said’s fluid attachments to multiple
spaces and identities: he was a citizen of the Dutch East Indies who migrated to
Singapore to earn a living. While he subscribed to a strong patriotic attachment to
‘Malay’ (linguistic-cosmopolitan) nationalism, Zubir Said wrote the national anthem
of a state that stood apart from neighbouring Malay nations as a ‘non-Malay’ state
surrounded by the Malay world (see Rahim, 2009). Despite this apparent
contradiction, it is undeniable that Zubir Said was influential in the process of
Malay nation-making through music.
Amidst Zubir Said’s musical articulations of self-determination, however,
there remained a disjuncture between the new radical ideas of Malay film-makers
and the rigid colonial structures of knowledge and power that largely remained in
place in the industry. The Malay film studio industry in the 1950s had a social
structure that loosely reflected the British colonial ideology of organising racial
groups into specific labour roles: Chinese ‘entrepreneurs’ owned the studios and
occupied technical positions (eg. camera operators, sound recordists, studio
managers); Indians were the ‘creatives’ who directed, wrote scripts and occupied
technical roles as well; and Malays were the ‘performers’ – the stars, musicians and
composers4. Beyond the context of the entertainment industry, these socio-economic
ethnic demarcations continue to feature in political contestations and negotiations of
divergent ‘nations-of-intent’ in the postcolonial Malaysian state (Shamsul, 1996;
Shamsul & Sity, 2006). By the early 1960s, Malays began taking on greater roles of
authority in the studios as directors and writers, replacing the previously ‘imported’
directors from India 5. Zubir Said and Hussein Haniff worked for Cathay-Keris
Studios, a Malay-language film studio operated by Ho Ah Loke, funded by the
highly successful, Singaporean-based cinema company, the Cathay Organisation
that was established in 1935 by Loke Wan Tho and his mother, Loke Cheng Kim.
Thus, the creative economy exemplified here is one where the projection of ideas
about postcolonial Malay nationalism on the silver screen were facilitated by the
infrastructure and capital of Chinese-owned business. The rival Malay-film
company, Shaw Brothers Malay Film Productions was, in parallel, funded by the
Shaw Brothers who originated from Shanghai. While Peninsular Malaya had
declared independence since 1957, Singapore was still a Straits Settlement under the
administration of British empire. Film content produced in Singapore was routinely
vetted by British censors. It is on this period of increasing Malay authorship,
facilitated by Chinese capital in a colonial economy that I contextualise my musical-
narrative reading of Dang Anom.
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Traditionalising Film Music
Music-making operated as a practice of nation-making in the postcolonial era of
Singapore’s emerging Malay-language film industry. Music in Malay film was a
means of making history through implying definitions of a ‘tradition’ demarcated by
ethno-national boundaries. Concomitantly, Zubir Said’s music articulated emergent
nationhood through the genre of historically-themed films.6 This expressive space
required Zubir Said to imagine and create a sonically ‘Malay’ aesthetic by drawing
from his experience in local popular performing arts such as bangsawan musical
theatre (Rohana Zubir, 2012, p. 44; Hamzah Hussin, 2012, pp. 67-69). Music in
Malay film, thus, provides an insightful example of how national narratives are
shaped through the authorial and creative agency of individuals despite the limits
imposed by postcolonial conditions, assumptions and ideologies.
In this article, I analyse Zubir Said’s film music “as a means of making
history: not only as a form of social action directed at realising a future, but also as a
medium for the retrospective definition of tradition” (Waterman, 1990, p. 369). I
refer to this as a process of traditionalising music in Malay film, in which Zubir
Said’s film score is analysed as a historical text that uncovers the nationalistic
sentiment of the Malay Peninsula in the 1950s and 1960s. The musical biography of
Zubir Said and his creative process in composing for films reveals how Malay
nationalists of the era conceived postcolonial sovereignty by evoking forms of
cultural expression out of a pre-colonial past. This resonates with Smith’s (1995)
notion of ‘ethnosymbolism’ that considers the evocation of myths, values and
symbols of an ethnic group’s collective past in making a modern nation. Moreover,
this cultural construction of nationhood, explained in Anderson’s (2006 [1983])
study, is “an imagined political community – and imagined as both inherently
limited and sovereign” (p.6). The conception of nation is defined by limiting
boundaries such as geography, cultural communities or linguistic affinities while
sovereignty relates to the nation imagined as being autonomous from ‘divinely
ordained’ or ‘hierarchical’ dynastic spaces (p.7). What appeals greatly to music
scholars is Anderson’s example of how cultural groups are recognised ‘not by their
falsity/genuineness, but by the style in which they are imagined’ (p.6; cited in
Waterman, 1990, p. 376). Studies of ‘expressive culture’ and nationalism thus
provide an integral point of departure for observing how nation-making is
articulated as creative processes in cultural practices (Waterman, 1990, pp. 377-
378). Furthermore, in line with Chatterjee’s (1993) views, I consider how music
operates as an expression of ‘national discourse’ as ‘human constructs seeking the
status of the natural’, positioned along ‘two… axes’ – one of ‘territorial
sovereignty’ and the other, temporal, based on historical continuities and context (p.
xi). I also draw inspiration from the substantial scholarly work that exists on
modernist reformism in the ‘classicisation’ of Southeast Asian (Moro, 2004) and
South Asian music (Subramanian, 1999, 2011; Bakhle, 2005; Weidman 2006;
Schofield, 2010) in postcolonial contexts. While similarly in the Malay world,
music as a cultural practice is often appropriated in nationalist projects of modernist
reformism through the construction of musical traditions (Tan, 1993, 2005;
Sarkissian, 2000, 2002).
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It is in this way that the musical aesthetics found in the film music of Zubir
Said are referential to a discourse about emergent nationhood by actively creating an
imaginary ‘traditional’ style that nonetheless assumes a ‘natural’ status of
Malayness. The notion that this ‘narrative of nationhood’ was created or imagined
musically is evident in Rohana Zubir’s (2012) observations about her father when
composing music for Malay films:
Having composed contemporary, modern music and now legendary music, …
(Zubir Said) found composing the legendary (historical-epic or mythical-themed
film) music more challenging. For modern music he could listen to other recordings,
but not so for legendary music, where he had to depend much on his own
imagination. (p. 83)
For Zubir Said (1984), composing music for such films was most challenging
because unlike films set in the modern era, he had no examples of Malay music to
reference; thus, in his own words, he had ‘to imagine it’ or conjure a suitably Malay
musical aesthetic based on his own creativity (Reel 13). In effect, Zubir Said
invented Malay musical ‘tradition’ in his film music. Such creation of tradition
however, was far from arbitrary as he did have his own personal preferences – as
opposed to ‘references’ – as to what constituted ‘Malay’ music. Moreover, in the
absence of a specific Malay-film-music tradition, there were nonetheless western art
music conventions that Zubir Said drew upon for his original Malay film scores. He
was not creating a folk music tradition but, rather, re-presenting the Malay tradition
musically.
However, Zubir Said’s compositions did inevitably draw from a template of
Malay, regional and cosmopolitan musical styles and practices. He was originally
trained in the practices of Malay bangsawan theatre; a genre already immensely
diverse in cultural influences that was a hugely popular form of entertainment in the
Malay Peninsula for a predominantly Malay-speaking audience (Tan, 1993). Rohana
Zubir (2012) relates her father’s illustrious musical career in pre-World War II
Singapore that started in 1928 (p. 43). He started his professional musical career at
the bangsawan Happy Valley Opera company playing violin, where he also learned
to read western staff notation, (prior to this he was only adept in Sumatran
numerical notation), western music theory, taught himself how to play the piano and
eventually would go on to arrange music for and lead the company’s orchestra (pp.
44-49). Following this, until the war, he became a talent scout and record producer
of Malay-language music for the HMV record label based primarily in Jakarta (pp.
49-53). In addition to his bangsawan-musician background, Zubir Said also wrote
music for films adapted from famous bangsawan plays including Jula Juli Bintang
Tiga (The Tale of Three Magical Fairies), Yatim Mustapha (The Orphan
Mustapha), and Gul Bakawali (Rohana Zubir 2012, p. 44; Hamzah Hussein, 2012,
p. 69). However, a major difference between performing music for bangsawan and
scoring music for Malay film was Zubir Said’s authorial agency as a composer in
creating a ‘traditional’ Malay musical aesthetic. In considering Zubir Said’s vibrant
cosmopolitan experience of music-making in Singapore during his bangsawan days,
as well as his clearly defined yet complex Malay-nationalist stance on the arts, the
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next section analyses the traditionalised elements of his music in the film, Dang
Anom.
Scoring Tradition in Dang Anom (1962)
The film, Dang Anom, portrayed on the surface as a historical Malay epic is in fact a
modern melodrama. Its female protagonist, and namesake of the film, is the primary
subject of a narrative that questions feudalistic or pre-colonial Malay values.
Gledhill (1986) observes that melodrama films in the 1960s, despite their pejorative
and commercial associations offered critical cinematic possibilities for “apparently
ideologically complicit films to be read ‘against the grain’ for their covert critique of
the represented status quo” (p.6). She explains how melodramatic forms allow for
‘unthinkable’ cultural and political ideas to “find a negotiable space in which certain
contradictions and repressed desires are rehearsed” (p. 45).
The narrative structure and music of Dang Anom, while seemingly
‘traditional’ in style and context critique and re-imagine tradition in subversive and
modern ways. Beyond the explicit critique of feudalism in the film’s narrative there
is also an underlying anti-colonial sentiment that resonates with the ‘repressed
desire’ for a fully realised ethnonational autonomy. Thus, I aim in the following
musical-textual analysis to unravel the convergences and disjunctures of film
narrative, post-colonial power relationships, expressions of modernity, emergent
nationhood and agency in Zubir Said’s film music.
Pre-colonial Setting, Post-colonial Narrative
The narrative of Dang Anom is steeped in tragedy. It is framed as a Malay historical
epic centered on the invasion of the Malay Temasek kingdom by the Javanese
Majapahit empire. The film is, in fact, a modern melodrama that places idealistic
agency in its female protagonist, Dang Anom (Fatimah Ahmad); critiquing the pre-
colonial Malay feudalistic system as immoral and unjust. It is set in pre-colonial
Temasek, the region known today as Singapore. Dang Anom, the main protagonist,
is the daughter of Sang Rajuna Tapa (Ahmad Nesfu), a high-ranking minister in the
court of the Malay Sultan of Temasek (M. Amin). She is tragically forced to become
the concubine of the lustful Sultan when her lover, the warrior Malang (Noordin
Ahmad), is sent to lead a war against the Javanese Majapahit kingdom. When
Malang returns from his successful campaign he is distraught to learn of Anom’s
unfortunate situation. Eventually, the two lovers are ‘framed’ for treason by
Malang’s jealous enemy, Dato’ Bijasura (Mahmud June) and are sentenced to death.
Desperate to save his daughter, Anom’s father reluctantly conspires with Majapahit
spies to open the fortified gates to Temasek to facilitate an invasion of the Sultan’s
palace. The movie ends tragically with the death of Malang, Anom and her parents.
Bijasura kills Anom’s mother (Siti Tanjung Perak) who pleads to the Sultan for her
daughter’s life. At the end of the film, while the Sultan escapes Temasek with his
consort, Anom is brutally raped and murdered at the hands of Bijasura and her
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father dies trying to save her. The film, then, is a Malay historical epic that
paradoxically challenges the concept of feudal power. This is achieved through a
narrative of tragedy and injustice experienced by the lead character that also reveals
her ethical aspirations for self-determination and freedom.
Central to the film’s narrative is Anom’s position as a woman subjugated by
patriarchal forms of control. Anom’s body is contested between the Sultan and her
lover, Malang, while the exchange of her ownership is mediated by her father. In
this gendered power relationship the Sultan is symbolic of the antiquated practices
of pre-colonial Malay society, while Malang is the archetype of a blindly loyal and
powerless subject of feudal oppression. Intertextually and semantically, this
character, whose name means ‘unfortunate’ in Malay represents an antithesis to the
meaning of a more famous character from the famous Malay legend, Hang Tuah –
‘Tuah’, is derived from bertuah, meaning ‘fortunate’ 7. Anom’s quest for self-
determination and freedom, hence, positions her as a mediator of postcolonial
modernist ideals.
This portrayal is in sharp contrast to the historical source of inspiration for
the film, the Sejarah Melayu (Malay Annals). Brown’s (2009 [1952]) translation of
the Sejarah Melayu contains the story of an unnamed daughter of the Singaporean
(Temasek) Sultan’s treasurer, Sang Ranjuna Tapa, who was the ‘mistress’ to Sri
Sultan Iskandar Shah (50). She was slanderously accused of ‘misconduct’ by other
women in the Sultan’s court and was ‘publicly exposed’ in the local market (pp. 50-
51). In Winstedt’s (1938) version of the text, she was similarly accused of disloyalty
to the Sultan and without investigation “impaled in the market square” (cited by
Cheah 1993, p. 2).8 The main focus of this story in the text is the humiliation of
Sang Ranjuna Tapa and his consequent treasonous role in assisting the Majapahit
empire’s conquest of Temasek. Unlike the Dang Anom film, the female concubine is
not even named and merely a minor character in the narrative. The story of Sang
Ranjuna Tapa’s betrayal is linked to a generational curse due to the ruthless actions
of the Sultan’s father. In the moralistic vein of the Sejarah Melayu, the Sultan in
repeating an unjust act is then punished with the loss of his kingdom to Majapahit.
Cheah reads the women in this story as “capable of great guile, manipulation and
ruthlessness which could produce deadly results” and further observes in the
Sejarah Melayu instances of courtly women assassinating sultans and acting as
major forces of resistance to oppressive monarchs (p. 2). Hussein Haniff’s Dang
Anom propels this pre-colonial proto-feminist role of women found in classical
Malay narratives into a modern vision of women’s resistance to feudalistic regimes.
What role then, does music play in Malay feudal history? Andaya (2011) discusses
the extension of Malay monarchical power in using loud sounds, particularly the
nobat drum and wind ensemble. 9 She argues that the use of sound-producing
instruments in pre-modern Malay society sonically and symbolically reminded
Malay villagers “of their subordination to the temporal power of the ruler” while
reassuring them of their protection “by the supernatural powers such sounds
evoked” (p. 32). Sounds in pre-modern Malay society “were part of an interactive
acoustical space, conveying messages that helped to define a community’s cultural
parameters and affirm the place of the ruler at its emotional core” (ibid). Andaya’s
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observation resonates with Zubir Said’s score that attempted to portray a Malay
tradition in Dang Anom’s film music. The traditionalised music and dance in the
film was used to symbolise feudalistic control over the film’s protagonists.
Considering Andaya’s concept of sounded authority in the commercial and
cosmopolitan context of Malay film music production highlights a paradoxical,
musical critique of the inherent acoustic-kingship-kinship association. In the
following sections, my analyses demonstrate how traditional-sounding music is not
only used to denote and impose monarchical power but is also applied disjunctively,
as a concealed critique of sounded authority which, by extension, questions the
structural inequities of a postcolonial condition. Before engaging with a music-
narrative analysis of how tradition is challenged, I overview the musical
arrangements, of melodic themes and instrumentation, in Zubir Said’s score that
establish an aesthetic of Malay musical tradition.
Traditionalised Melodies
The music of Zubir Said interacts with the melodramatic narrative of Dang Anom in
unique ways by drawing on Malay melodies and styles combined with ‘dark’ or
sombre-sounding, non-traditional textures to underscore the tragic narrative and
modern subtext of the film. The orchestration sounds rich and full despite only using
eight studio musicians – but is coded culturally and affectively through varying use
of instrumentation. The instrumental music for the opening credits (title theme)
starts with a distinct resonating gong strike followed by a gamelan-sounding
descending melody played on a vibraphone (Figure 1). This acts as an indexical
code for Javanese music, relating to the involvement of the Majapahit empire in the
narrative. This ‘Javanese’ melody reappears in measure 9 and is hinted at with an
ascending vibraphone melody at measure 23 towards the end of the piece (measure
23, Figure 2). Additionally, the use of a descending chromatic passage (measures 15
to 17, Figure 3) uncommon in Malay traditional and folk music provides melodic
contrast to the ‘sounded authority’ of the ‘Malay-sounding’ melody (Andaya, 2011)
that recurs frequently throughout the title theme, background music and songs in the
film. All these musical devices converge with and complement the film’s
overarching allegory of self-determination in the face of unjust authoritarian rule.
Figure 1. Gong hit and descending ‘gamelan’ melody (measures 1 to 2).
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Figure 2. Ascending vibraphone (measure 23).
Figure 3. Chromatic descent (measures 15 to 17).
The instrumental music of the opening credits reiterates a ‘freedom motif’
as termed in Peters’ analysis of Zubir Said’s film music (2012, p. 87). I will call this
melody and related variations the ‘Dang Anom leitmotif’ due to its frequent
occurrence in the film and the centrality of the main character. Following the
Javanese melody, the Dang Anom leitmotif (Figure 4) is announced by the violins
(measures 2 to 7), rearticulated by a two-part saxophone section (measures 17 to 20,
Figure 5), and finally, a solo electric guitar melody (measures 25 to 28, Figure 6).
This motif is repeated in various orchestrations throughout the film, especially in the
love duet between Dang Anom and Malang (‘Berpadu Budi [United Gratitude]’),
Dang Anom’s lament and the final scene of the film where Dang Anom’s father
discovers his dead daughter (Peters, 2012, pp. 87-88). For example, the Dang Anom
motif is articulated by flute and saxophone in this excerpt from the instrumental
introduction to ‘Berpadu Budi’ in Figure 7 (measures 1 to 5).
Figure 4. Violin motif (measures 1 to 5).
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Figure 5. Saxophone motif (measures 17-20).
Figure 6. Guitar motif (measures 25-28).
Figure 7. Instrumental introduction to the love duet, ‘Berpadu Budi’.
The sequence of musical codes in the title theme sonically encapsulates the
major narrative themes of the film. The musical themes are framed by the Javanese
gamelan melody indicating the limited appearance but major role played by the
Majapahit Empire in the story. The Dang Anom leitmotif played by the violin
section refers to the cautiously optimistic idealism and love between the two main
protagonists. In this, the violin signifies an ‘authentic’ Malay tradition as it has for
centuries been integrated or adapted into Malay folk ensembles since the Portuguese
colonial presence in the region.10 The tension between ‘tradition’ and ‘modernity’
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or, in the context of the story, between feudal restrictions and individual aspirations,
can be heard in the use of saxophones and electric guitar to play the Dang Anom
leitmotif. Moreover, the saxophones are harmonised in sixths in an expression of
western (or modern) tonality. While saxophones and other western instruments were
common in the Orkes Melayu (Malay Music Ensembles) used in bangsawan theatre
(Weintraub, 2010, pp. 38-41; Tan, 1993, pp. 76-78) it is therefore striking to hear
such instrumentation in a ‘traditional’ Malay film epic.
Zubir Said’s musical agency can be heard in relation to the aspiring agency
of the film’s female protagonist as an aesthetic disjuncture between modernity and
tradition. When made a concubine, Dang Anom is resolute in her expression of
unhappiness. Unlike the other concubines who eventually warm up to the lustful but
charming Sultan, she expresses her displeasure openly to the point of her execution,
rejecting the Sultan’s plea to ask for his forgiveness in exchange for her life. The
musical references in conjunction with the actions of Dang Anom are allegorical to
the struggle for independence from colonial rule in the Malay Peninsula. The film
music of Zubir Said, therefore, expresses a nation-making aesthetic inspired by
modern cosmopolitan ideas of emergent national autonomy.
Further oppositions are observed in the composer’s use of musical ‘moods’.
When composing for films, Zubir Said (1984) understood ‘Malay’ music to be
rooted in vocal melody that was limited to two moods: ‘happy singing… and sad
singing’ (Reel 13). This contrasting use of Malay musical ‘moods’ can be heard
clearly in the two songs featuring Dang Anom in the film: initially, an aspirational
love duet between Dang Anom and Malang; and later, a tragic lament sung by Dang
Anom. Zubir Said’s writing process involved extensive experimentation on the
piano to create instrumental (background) music that he considered aesthetically
suitable to Malay film (ibid). Moreover, he worked with a restricted budget of
$300011 per film and a meagre ‘orchestra’ of only eight musicians, which limited his
goals to create lush and grand textures easily achieved with a larger orchestra (ibid).
Because of this, he devised ingenious techniques to achieve his intended sounds by
using more percussive instruments such as gongs and frame drums (ibid). In place
of large or atmospheric orchestral textures the vibraphone is heard extensively in
Dang Anom; providing a lush, dark, ‘dreamy’ and perhaps, ominous presence
throughout the film’s music.12 Thus, while restricting his music within self-imposed
cultural boundaries, Zubir Said nonetheless composed music with a modernist
aesthetic; using approaches that in fact challenged a rigid conception of tradition in
music.
However, in line with a postcolonial conception of nationhood, a ‘Malay’
musical tradition, no matter how contested, had to be made visible even if it was not
heard. A photograph of musicians recording at Cathay-Keris studio in the presence
of Hussein Haniff (Figure 8) presents a traditionalised Southeast Asian spectacle:
two angklung players, a gambus player, a flautist with wooden and metal flute, a
kompang/rebana tar (cymballed-frame drum) player, a man standing by an
Indonesian gong set13 and Zubir Said holding a kompang and what appears to be
three wooden flutes, a crash cymbal on a stand beside him, a harmonium and
clarinet in front of him (Peters, 2012, p.76; Rohana Zubir, 2012, p. 29). It appears
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that this photo could have been taken as a ‘behind-the-scenes’ promotional shot in
the recording studio, so additional instruments are placed for display such as more
angklungs, a floor tom drum, a gendang and a rebana. What is noticeably absent
from this photo are the modern instruments actually heard in Zubir Said’s film
scores such as the vibraphone, piano, guitar and saxophones. The most modern
‘instrument’ to be seen is the large microphone in front of Hussein Haniff.14 I can
only speculate whether this was a ‘traditional’ instrument recording session or a
conscious effort to promote the Cathay-Keris brand as being distinctly ‘Malay’.
Figure 8. Zubir Said (seated, front row, first from right) and Hussein Haniff (standing, far
right) (in Peters, 2012, p. 76; Rohana Zubir, 2012, p. 26).
In fact, Cathay-Keris distinguished its productions from their rival Shaw
Brother’s Malay Film Productions (MFP) by focusing on the genre of the Malay
epic. Unlike MFP, Cathay-Keris was the only Malay film production company that
allowed its composers to write original background music, whereas MFP’s
composers focused more on writing commercially viable songs. Thus, Cathay-Keris
was known for its more ‘traditional’ aesthetic offerings in Malay film and music.
The late Kassim Masdor (1999), a composer and musician who used to work for
MFP as a continuity clerk suggests that the more aesthetically modern and
commercially-inclined film songs from MFP had a greater mass appeal compared
with Cathay-Keris’ film songs that were ‘more… traditional, which are harder to
sing’15 (Reel 6). Kassim Masdor (1999) elaborates:
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A lot of the film songs from Cathay-Keris were too excessively Malay. So, they
were not accepted by society possibly because, sorry to say, they weren’t that
exciting but despite the Shaw Brothers films not having any, what people call very
typical Malay songs… (Shaw Brothers film songs) have a commercial touch.
(Reel 7, my emphasis)
This statement does not necessarily disparage the musical productions of Cathay-
Keris but provides from the perspective of an experienced music composer from the
era, an insight about the Malay film audience’s musical taste in the 1950s and
1960s.16 The ‘commercial touch’ of prominent Shaw Brothers MFP song writers
such as Osman Ahmad, Yusof B., P. Ramlee and Kassim Masdor constituted a
cosmopolitan popular music aesthetic that included non-Malay styles of music such
as jazz, samba and later, rock & roll, albeit sung in the Malay language. The
‘commercial’ musical approach of the MFP Shaw Brothers’ studio culminated in the
final transition out of Malay folk and traditional music in the rock & roll film A Go
Go ‘67 (1967, Dir. Omar Rojik) which featured Malay pop yeh yeh bands – rock
guitar groups with singers a la the Beatles and Rolling Stones. Ironically, Cathay-
Keris was the first studio to produce a rock & roll-themed Malay film, Muda Mudi
(Youths, Dir. M. Amin) starring Siput Sarawak and Roseyatimah, released in 1965.
A Go Go ’67 was one of the last Malay films produced by the Studio in Singapore,
marking the beginning of the end of a vibrant era of music in Malay films (Adil
Johan, 2014).
Challenging Tradition
The traditionalising discourse that positions the music of Cathay-Keris films as
‘excessively Malay’ and ‘very typical Malay’ are ironic in retrospect, considering
the modern approach and critique of tradition contained in those films. This modern
approach is evident in the ample use of diegetic and non-diegetic disjunctures in
these films that articulate a discourse of cultural and emotional conflict among the
protagonists. The characters Malang and Anom are trapped within the boundaries of
their culture and customs (adat), in which unquestioning loyalty to the Sultan is
paramount. However, their cultural loyalties are significantly challenged when it
devastatingly affects their personal relationship. Music is used to contrast the
emotions of these characters at crucial points of conflict in the narrative.
Furthermore, the use of traditional-sounding music disjunctive to the narrative
amplifies the anti-authoritarian themes of the film’s story. These music-narrative
disjunctures can be musical scenes throughout the film. For this article, I analyse
one scene in which Hussein Haniff’s modern melodramatic narrative interacts with
the multi-layered representations of tradition contained in Zubir Said’s film music,
articulating poetically and musically the contestations of power tied to postcolonial
Malay nation-making.
In a scene set in the court of the Sultan, a group of female dancers are
performing to celebrate Malang’s triumphant return to Temasek 17. The Sultan
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summons his concubines to be present for the festivities and Anom enters the room
to a slow and melancholic melody that is diegetically heard as the introduction to a
new dance. Suddenly, just as Malang notices her, the music is punctuated by a loud
percussive accent that becomes a fast and lively percussive joget rhythm (Tan &
Matusky, 2004, p. 108). This sped-up tempo in the music is in stark contrast to
Malang’s unsettling realisation that his lover is now a concubine of the Sultan.
Infuriated, he leaves the court in haste amidst the festive dance performance. The
interplay of diegetic music in contrast with the repressed emotions of Malang and
Anom operate to highlight the overarching anti-feudal theme in the film. The
traditional dance music heard above everything else represents the subsuming
limitations of a feudal culture in which individual desires and actions (except the
Sultan’s) need to be repressed. Additionally, the dance performances represent an
embodied expression of loyalty to culture and tradition as well as a sexualised
objectification of female subjects in service to the king’s lustful desires. At this
crucial point of the film, Malang leaves the court abruptly, unable to stomach the
reality of his predicament.
This scene resonates with the notion of sounded authority mentioned earlier
(Andaya, 2011). The portrayal of traditional Malay music and dance as a
representation of the Sultan’s authority in a disjunctive relationship to the narrative
amplifies the critique of Malay feudal power. While the Sultan’s authority and even
his magnanimity is reflected in the festive occasion, it contrasts with the anger felt
by Malang and the despair felt by Dang Anom when they see each other across the
room. Upon Malang’s abrupt exit from the festivities, he immediately goes to
confront Anom’s father. The exchange between Malang and Anom’s father, Rajuna
Tapa, clearly indicates the radical critique of tradition or Malay customs that fuels
the film’s narrative. Malang learns that Rajuna Tapa had no choice in giving up his
daughter to the Sultan. This however, infuriates Malang even more. Upon Rajuna
Tapa asking for him to be patient, Malang replies:
Sir, everything in this world has its limits. The same goes with patience… If the
Sultan is free to appease his lustful desires then I too as a free human being
should be free to express the words from my heart that are true.
Rajuna Tapa (RT): Your words are true but the citizens cannot be treasonous to
the Sultan. Moreover, it is wrong on the side of our customs.
Malang (M): Ah! Customs! Are not customs a manifestation of desire to spread
cruelty? Meanwhile, the Sultan is free to abduct people’s children and wives to
fulfil his lustful desires, but the citizens; the citizens are bound to ruthless
customs. Where is the justice, Sir?
RT: Malang, do not give in to the feelings of your young blood. It will destroy
your body.
M: Never, never. For the safety of Anom and the truth I am willing to sacrifice
anything at all 18to demolish these ruthless customs.
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Here, Malang’s overtly anti-feudal opinions critique Malay customs or
tradition that allow for a monarch’s unjust abuse of power. The exchange between
Malang and Rajuna Tapa also reflect the tensions between the younger and older
generations. Indeed, the Malay community in the 1960s was divided across a
spectrum of beliefs: liberals, conservatives, monarchists, Islamists, socialists and
Marxists (Harper, 2001; Kahn, 2006; Mohamad & Aljunied, 2011; Aljunied, 2015).
Hence, the exchange above not only articulates the tensions between Malay
nationalists and the colonial order but also the antipathies within a diverse Malay
community in a period of decolonisation and nascent independence. Some sought a
more conservative approach to independence that upheld the integrity of the Malay
monarchy, while others wanted a more radical change: a dissolution of the
monarchy altogether.
The social critique derived from the film’s narrative and dialogue is even
more complex, however, when considering the film’s music. What can be heard in
the film’s music then, is a representation of tradition that contrasts with the radical,
‘anti-tradition’ message of the film. Traditionalising music is used to signify the
‘sounded authority’ of the Malay feudal order (Andaya, 2011) but a closer,
intertextual reading of such music reveals a more nuanced relationship. The Dang
Anom leitmotif articulates two opposing notions. On one hand, the leitmotif is a
rigid structural imposition of formal western compositional practices; it assumes the
baggage of colonial modes of structuring, simplifying and other-ing the culture of
the colonised. On the other hand, the musical convergence of western conventions
with local music is congruent with the postcolonial process of nation-making; Zubir
Said and Hussein Haniff were actively creating their own nuanced discourse about
Malay nationhood in Dang Anom. It was a discourse about the paradoxes and
contestations of an emerging Malay nation that was potentially bound by
conservative notions of tradition and a colonial mentality of dependence. The tragic
narrative of Dang Anom, however, loudly implores its audience to challenge corrupt
leaders who derive their power from tradition, customs or archaic belief systems. In
this allegory for ethical nation-making, the musical tradition scored by Zubir Said
represented his own desire for a modern Malay nation that could free itself from
colonial dependency; adapting the local musical practices of the past to the
aspirations of the present.
Conclusion
Listening to Zubir Said’s film music uncovers how a postcolonial nation is scored
through the evocation of tradition. The constitution of ‘national traditions’ is
strongly predicated upon the existence of a supposedly unchanging repository of
culture. I argue that the film music composed by Zubir Said demonstrates the
reverse in that he was instrumental in the process of creating an aesthetic of Malay
musical tradition for the nascent postcolonial nation. Malay musical practices prior
to colonial rule were already intensely pluralistic and cosmopolitan. Therefore, the
process of creating a musical tradition for an emergent Malay nation was a selective
Adil Johan
67
process facilitated by creative individuals in positions of nation-making. Zubir Said
was a composer that was given the opportunity to compose a ‘modern’ musical
‘tradition’ for an emerging Malay nation, using ambiguous cultural boundaries of
Malayness that were and remain contestatory and processual (Waterman, 1990;
Barnard, 2004; Shamsul, 2004). Zubir Said had to creatively score a Malay musical
tradition for the silver screen, drawing on, at his own discretion, selected musical
genres, instrumentation and folk melodies to portray a sense of musical authenticity
rooted in an ‘imagined’ organic past. While Malay films drew on Malay feudal
history as a source of its vernacular cultural past, the traditional-sounding music and
melodramatic narratives of such films contested archaic notions of tradition to
articulate a subversive message of ethical modernity, freedom and self-
determination. The disjunctive narrative juxtaposition of Malay folk music and
dances like the joget, to harmonising a Malay melody in sixths on saxophones was
evident in Zubir Said’s film score. These approaches to film music were expressed
in tandem with the radical ideology of Malay nationalists active in the Malay
literary, print, film and music community; subversively sounding a postcolonial
critique of unequal power relations between despotic rulers and innocent subjects,
British rule and Malay activism, colonial oppression and self-determination.
Through their narrative works, Malay literary activists, film-makers and composers
championed new postcolonial ideals by challenging antiquated notions of Malay
feudalism. Paradoxically, as a composer of traditionalised Malay music, Zubir Said
also occupies a position of authority in the retrospective and prospective definition
of ‘Malayness’ (Shamsul, 2004). Thus, his music then forms an aesthetic template
for a Malay ‘nation-of-intent’ that is mobilised in the ethno-national hegemony of
Malaysia’s (not Singapore’s) National Cultural Policy (Nagata, 2011; Shamsul &
Sity, 2006). As one of the first film composers for the postwar Malay film industry,
Zubir Said was instrumental in initiating a musical aesthetic discourse of Malay
nation-making that resonated throughout Malay films of the early 1960s.
Acknowledgements
The author would like to thank the staff of the Malay Heritage Centre Singapore, Singapore
National Museum, National Archives of Singapore and organisers of the Majulah! Film
Music of Zubir Said Festival (2012) who were invaluable in providing insights and research
materials for this study. Research conducted for this study was made possible by the King’s
College London Continuation Scholarship (2012-2014) and a period of fieldwork from July
to August 2013 hosted by the National University of Singapore, funded by the King’s
College London Partnership Grant. An earlier version of this article was presented at the The
8th Asian Graduate Forum on Southeast Asian Studies, Singapore (22-26 July 2013),
organised by the Asia Research Institute (ARI), National University of Singapore.
Malaysian Music Journal, Vol. 6, No. 1 (50-72)
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Endnotes
1 The film Buloh Perindu (1953), Dir, B.S. Rajhans was also the first film produced by the
newly set up Cathay-Keris Film Productions (Hamzah Hussin 2012, 63).
2 Slobin (2008a) terms this aesthetic of film music the ‘Steiner superculture’ – a reference to
the classically trained composer, Max Steiner, whose methods to film scoring in the 1930s
have become the ‘norm’ for all film music since.
3 It is worth mentioning the striking similarities of Zubir Said’s views with English
composer and staunch music-nationalist, Ralph Vaughan Williams’ expressed at length in
his book, National Music and Other Essays (1987). Williams’ essay entitled ‘National
Music’ was published in 1934, so it is highly likely that Zubir Said could have been inspired
by Williams’ ideas, although this cannot be confirmed in any existing sources on Zubir Said.
4 British authorities during their colonisation of the Malay Peninsula categorised the
economic activities of colonised people by race: the Chinese were small business-owners
and traders, the Indians were estate-workers and labourers (although some South Asian
castes occupied professional positions and operated businesses), the Malays were mostly
farmers and fishermen (see Alatas 1977 and Lim 1984).
5 While these directors were ‘imported’ from India and were Indian nationals, it is
worthwhile to note that South Asian communities and culture existed in the Malay world
centuries prior to European colonialism. The South Indian director of Malay films, L.
Krishnan, would stay on and eventually become a Malaysian citizen and successful producer
of Malay films past the demise of Singaporean Malay studio film industry (see Prem K.
Pasha 2003).
6 ‘Historical’ Malay films were also termed bangsawan films in reference to the repertoire of
narrative themes derived from bangsawan (translated, ‘nobility’) plays set in the feudalistic
pre-colonial past of the Malay World. Such stories were derived of classic Malay texts such
as Sejarah Melayu (Malay Annals), Hikayat Hang Tuah (The Romance of Hang Tuah),
Hikayat Merong Mahawangsa (The Romance of Merong Mahawangsa), etc. Interestingly,
Malay film magazines such as Majalah Film (1960-1965) refer to such historically themed
films as bangsawan films in contrast to masyarakat (social) films set in modern, urban
contexts.
7 For a deeper analysis of Malay identity and masculinities represented in Hang Tuah
narratives across literature and film see Khoo (2006).
8 Again, further parallels can be drawn to South Asian musical and filmic culture. The tragic
history of subjugation of the North Indian female courtesan is elaborated Schofield’s article
that ties in the history of the courtesan with their typecast tragic narrative trajectory in Hindi
film representations (2012, p. 165, citing Booth [2007, p.7]). Also see Booth’s article on
female courtesan protagonists in Hindi films (2007).
9Also see, Malay nobat: A history of encounters, accommodation and development by Raja
Iskandar Raja Halid, a PhD. thesis submitted to King’s College London in 2015.
10 The combined use of the rebana and violin is one example of pre-modern cosmopolitan
Malay instrumentation; Kartomi has suggested its connection to Moorish culture imported
by Portuguese colonists to the Malay Archipelago (1988 cited in Tan, 1993, p, 77, supra note
6; also see Tan, 2005)
11 The currency stated is in Malaysian Ringgit ($) that was at the time valued at £0.14 for
$1.00. Most Malay films would have an overall budget of $30,000. Hence, the budget for
music was only one-tenth of a film’s entire budget.
Adil Johan
69
12 The vibraphone is not an instrument common to Malay folk music but it was immensely
popular in Malay films from the 1950s to 1960s. Zubir Said’s use of the vibraphone can be
heard in most of his film scores, notably for films set in mythical or historical settings such
as Bawang Puteh Bawang Merah (Garlic and Onions, 1959, Dir. Salleh Ghani) and Jula Juli
Bintang Tujoh (The Magical Tale of the Seven Fairies, 1962, Dir. B.N. Rao).
13 The man is Wahid Satay, a popular actor at Cathay-Keris known for comedic acting and
singing abilities.
14 For more on the role of the microphone in shaping the aesthetics of modern recorded
music see Théberge (2001).
15 ‘… kita punya (lagu) more to modern. Cathay-Keris punya more to traditional yang
payah dinyanyikan’
16 It would be ideal to illuminate this view with responses from lay-persons who had viewed
films from this era. However, this is currently beyond the scope of this study and warrants its
own study that considers an audience-centred historical ethnography on the reception of
Malay film music.
17 The dance here features Lela Sani who is mentioned in the title credits.
18 This is an apt intertextual reference by Hussein Haniff to P. Ramlee’s song “Berkorban
Apa Saja (To Sacrifice Anything At All” in the film, Hang Tuah (1956, Dir. Phani
Majumdar).
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Biography
Adil Johan is a research fellow at the Institute of Ethnic Studies (KITA), Universiti
Kebangsaan Malaysia (UKM). His doctoral thesis in music research and ethnomusicology
was awarded by King’s College London in 2015. He currently has a forthcoming book that
will be published with National University of Singapore Press, which examines postcolonial
nation-making, cultural intimacy and the cosmopolitan music of Malay-language films in
1950s to 1960s Singapore and Malaysia. His current research interests include the cultural
politics and cultural consumption of popular music, social media and digital technology in
film and music, the politics of ethnicity and histories of postcolonial nation-making. As a
musician, he currently plays the saxophone in two projects; the folk rock collective, Azmyl
Yunor & Orkes Padu, and Malaysian-rock-fusion band, Nadir.
|
Malaysian Journal of Music Vol. 6 No. 1 (2017) | autoethnography, postmodern music, Malaysian food, music composition, popular music | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/138 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/828 | Sedap Cycle: A Multi-Movement ‘Compositional Tour’ of Malaysian Cuisine | Sedap Cycle is a composition inspired by the author’s interaction with Malaysian cuisine. The culture surrounding each meal, the food’s components and author’s background and experience with the food inspired the musical output. The music is drawn from music connected to a food’s culture and the interpretation of tastes as musical characteristics. The creation of the music used some quantitative methods to survey Malaysians about which local foods are well-known, but largely several categories of qualitative methods to create the music, such as practice-based, practice-led and autoethnographic research. The result is a six-movement composition based on six meals in a day (four main meals and two ‘teas’) with each major movement containing a title of well-known Malaysian food (‘Nasi Lemak’, ‘Nasi Campur’, ‘Char Kuey Teow’ and ‘Roti Canai’). This piece combines Western classical and avant garde styles with traditional and popular Malaysian, Chinese, Indian and American music. While a new musical work is the primary goal, other goals include the creation of a musical form inspired by Malaysia that composers could use and the ability to relate concepts of music and composition in the Western idiom to Malaysian composers, performers and educators. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/828/564 | [] | Wesley A. Johnson
73
Sedap Cycle: A Multi-Movement ‘Compositional Tour’ of
Malaysian Cuisine
Wesley A. Johnson
Faculty of Music and Performing Arts, Universiti Pendidikan Sultan Idris, Malaysia
35900 Tanjung Malim, Perak Darul Ridzuan, Malaysia
e-mail: [email protected]
Abstract
Sedap Cycle is a composition inspired by the author’s interaction with Malaysian cuisine.
The culture surrounding each meal, the food’s components and author’s background and
experience with the food inspired the musical output. The music is drawn from music
connected to a food’s culture and the interpretation of tastes as musical characteristics. The
creation of the music used some quantitative methods to survey Malaysians about which
local foods are well-known, but largely several categories of qualitative methods to create
the music, such as practice-based, practice-led and autoethnographic research. The result is a
six-movement composition based on six meals in a day (four main meals and two ‘teas’)
with each major movement containing a title of well-known Malaysian food (‘Nasi Lemak’,
‘Nasi Campur’, ‘Char Kuey Teow’ and ‘Roti Canai’). This piece combines Western classical
and avant garde styles with traditional and popular Malaysian, Chinese, Indian and
American music. While a new musical work is the primary goal, other goals include the
creation of a musical form inspired by Malaysia that composers could use and the ability to
relate concepts of music and composition in the Western idiom to Malaysian composers,
performers and educators.
Keywords: autoethnography, postmodern music, Malaysian food, music composition,
popular music
Background
The composition of Sedap Cycle is completely inspired by my experience with food
in Malaysia. When I first arrived in Malaysia, the most common question I was
asked (following ‘Where are you from?’, ‘How old are you?’ and ‘Are you
married?’) was ‘How do you find [like] Malaysian food?’
My main exposure to the food culture of Malaysia was the various seminars
at Universiti Pendidikan Sultan Idris (UPSI). Breakfast, usually nasi lemak, would
commonly be served during a morning meeting or break. However, my first full
immersion occurred when our Faculty of Music and Performing Arts conducted a
series of workshops away at a resort. Each meeting would be followed by a break
Malaysian Music Journal Vol. 6, Num. 1 (73-97)
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for a meal or a ‘drink’ (which usually included food). In the course of a day, there
were six times set aside for food and drink: breakfast (sarapan or makan pagi,
‘morning meal/food’), morning tea (minum pagi, ‘morning drink’), lunch (makan
tengahari, ‘midday meal’), afternoon tea (minum petang, ‘afternoon drink’), dinner
(makan malam, ‘night meal’) and supper (minum malam, ‘night drink’).
This meal structure contrasts to the American meal structure with which I
had grew up: breakfast, lunch and dinner/supper with an occasional snack that was
never consistent. This difference inspired the idea for a song cycle based on the six
meals, each movement inspiration of a Malaysian food or music of the cultures
within Malaysia. The resulting composition is titled Sedap Cycle, as sedap means
‘delicious’ in Malay (and one of the first words I learned in Malaysia). Through a
combination of personal experience and research, the cycle is constructed with a
food associated with a meal and a generic title for the two ‘tea’ movements.
In addition, because I am from the United States, my experience in
Malaysian culture pales to Malaysians. I wrote the piece with the same approach as
the food: as an outsider adjusting to a new culture, using my own background and
interaction with food to approach the composition. Since I am not Malaysian, the
compositional approach is similar to my personal life in Malaysian culture—a sort
of ‘compositional tourism’ or ‘compositional expatriate’ approach. Both terms apply
because even as a resident, there are still many places unexplored and a foreign
resident can still easily fit into the role of tourist.
Review of Musical Works
International Compositions
Composers writing works that are influenced from music outside their culture is a
very old practice. A famous example is Mozart’s ‘Rondo Alla Turca’ (1784) from
Piano Sonata No. 11. At the time, Austria was very close to the Ottoman Empire,
and composers were influenced by the then ‘exotic’ nature of the music from across
the border (Okan, n.d.). Debussy was influenced by the Javanese gamelan he heard
at the Paris Exposition in 1889 and 1900 (Howat, 2014). One example of a more
direct inspiration from Southeast Asia came from Colin McPhee, who transcribed
and arranged Balinese gamelan textures for symphony orchestra in Tabuh-Tabuhan
(1936) derived from his interest and time living in Bali (Keillor). Since the latter
half of the 20th century, mixing ‘East and West’ in composition has been a common
theme. Dvořák’s Symphony 9 (1893) was composed while directing the National
Conservatory of Music of America, hearing Native-American and African-
American music, deeming it vital for the future of American music (Snyder, 1993).
John Cage’s Sonatas and Interludes (1968) inspired by gamelan and Indian classical
music (‘How the piano came to be prepared’). Cage’s 4’33 and the use of silence
was a combination of the influences of silence and stillness from the I-Ching and the
local American culture of constant popular music playing in public places in the
1950s, as four and a half minutes was the length of ‘canned music’ at the time
(Pritchett & Kuhn, 2001). Tan Dun’s Water Concerto (1998) for water and orchestra
Wesley A. Johnson
75
inspired by his “early life, living with water, having fun with water, and playing
ritualistic music with water…” as a ‘recomposed memory’ (Tan, 2007).
An early example of music connected to the time of day is the ‘Liturgy of
the Hours’ in the European (Catholic) church where music set to the texts for each
time of day are repeated daily. Song cycles concerning time of day are found in
Schumann’s Liederkries (1842) which contains movement titles such as
‘Mondnacht’ (‘Moonlit Night’), ‘Zweilicht’ (‘Twilight’) and ‘Frülingsnacht’
(‘Spring Night’). Benjamin Britten’s song cycle Evening, Morning, Night (1944)
consists of three movements about the time of day based on three texts by Ronald
Duncan.
Postmodernism in music
Sedap Cycle largely fits into the postmodernist idea of music composition.
Modernism generally follows the philosophy that as music progresses and becomes
more complex, the quality of output progresses. Postmodernism in music takes the
approach that no music is superior to another, and thus all genres can mix without
compromising the other’s integrity. Kramer (2002) noted certain compositional
practices among postmodernism music, such as not respecting “boundaries between
sonorities and procedures of the past and of the present” and challenging “barriers
between ‘high’ and ‘low’ styles” (p. 16). Kramer also noted that postmodernist
music can also include “quotations of or references to music of many traditions and
cultures” (p. 17).
An example of a postmodern song cycle is William Bolcom’s Songs of
Innocence and Experience (1984), setting of William Blake’s poetry. In this song
cycle, because of the wide variety of topics in the original text, Bolcom uses not
only full orchestra, but popular instruments and infuses elements of classical tonal
music and other styles such as folk, bluegrass and reggae.
Malaysian Compositions
Within Malaysia, there are many examples of Malaysian composers mixing
influences. As much of Malaysian culture has influences from Malaysia, India,
China, the Middle East, Europe and America, it could be argued that composed
music inspired by Malaysia is already a mixture of influences, or syncretic music
(Tan and Matusky, 2017), so the notable examples listed here are a small sampling
that deliberately mix distinct styles. Various performance groups take a postmodern
approach such as Hands Percussion Malaysia (Chan, 2012) and Rhythm in Bronze,
which use gamelan as the basis for new music performance in Malaysia (‘Rhythm in
Bronze: Our journey’, 2014). New song creation among the Orang Asli also follow
the postmodern trend (Chan, 2016).
Jazz arranger Alfonzo Soliano’s composition Asli Abadi uses Malay folk
rhythms. Johari Salleh’s Simfonietta Cempakasari and Symphony ASEAN mix
Western and Malaysian instruments (Lam, 2001). More recently, Kee-Yong Chong
has elements of Malaysian gamelan in Moondrama (2004). Aubrey Suwito’s
‘Malacca Sun’ (2011) incorporates lagu asli flute with the smooth jazz genre.
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Ainolnaim Azizol’s Badang!!!! for string quartet and electronics is inspired by a
Malay legend and television adaptation the composer saw while a child (‘Of
superheroes, tempoyak and singing in the shower’). Tazul Tajuddin’s Opera Puteri
Saadong (2015) mixes the contemporary atonal while also including a gamelan and
makyung ensemble.
Valerie Ross not only uses multicultural influences, but multicultural
notation systems in her score to be multilingual across the musical cultures. Cycles
is for piano, oboe and tabla or mridangam. Her work Bourne combines music,
dance and film with recordings of horn, flute, violin, Balinese gamelan, piano and
Indian flute and veena (Lam, 2001).
M! The Opera (2006) by Saidah Rastam is a Western style opera that
incorporates lagu asli singing. Saidah’s general body of work encompasses the rojak
nature of Malaysian influences, writing also Chinese opera, theatre, dance, film and
television. She is also a founding member of the gamelan group ‘Rhythm in Bronze’
which itself mixes genres using several varieties of gamelan and percussion (Toh,
2015).
A Malaysian work similar in topic to Sedap Cycle is Ken Hor’s Let’s Go
Mamak (The Cultural Common Ground) (2008), which is a larger-scale musical
event by the group ‘Inner Voices’. Comprised of 13 pieces, the experience mixes
influences from Malay, Indian and Chinese traditional music combined with some
popular and experimental elements.
Music and Food
Several connections have been made between the creation and consumption of food
and music, such as Ruhlman (2012) commenting on the similarities between eating
a meal prepared by chef Thomas Keller and an orchestral performance:
[A] meal at that level is a performance. [The chef’s cooking] was a performing art
and it shared many qualities of an orchestral performance. There were themes and
movements, a narrative arc, the pleasures experienced were sensory, non-verbal.
And when it was done, it was gone. I had only the memory of it. I couldn’t relive it,
as I could a book or a film or a painting or a sculpture. The art had vanished and I
was left with an experience and a memory, and the pleasure of having experienced a
virtuoso performance.
A collection of quotes (Frühalf) found on RILM (Répertoire International
de Littérature Musicale) lists many connections between composition and food.
“Someone who is well-versed in technology may have a good chance to be a good
cook. Based on this hypothesis the methods of cooking and composing electronic
music are compared” (Frühalf, n.d.). In the same list is also the use of food itself as
instruments: “Performers have had a direct connection to the food world: Nut shells
have been used as whistles in Peru and coconut shells as ocarinas in Africa” (ibid.).
There are also scientific studies concerning the behavioural connection of food and
pitch or sounds (Eplett, 2013).
Rossini himself was known as a food connoisseur (and has a dish, tournedos
Rossini, possibly named for him) and visualised his love for food in musical terms:
Wesley A. Johnson
77
I know of no more admirable occupation than eating, that is really eating. Appetite
is for the stomach what love is for the heart. The stomach is the conductor, who
rules the grand orchestra of our passions, and rouses it to action. The bassoon or the
piccolo, grumbling its discontent or shrilling its longing, personify the empty
stomach for me. The stomach, replete, on the other hand, is the triangle of
enjoyment or the kettledrum of joy. As for love, I regard her as the prima donna par
excellence, the goddess who sings cavatinas to the brain, intoxicates the ear, and
delights the heart. Eating, loving, singing and digesting are, in truth, the four acts of
the comic opera known as life, and they pass like the bubbles of a bottle of
champagne. Whoever lets them break without having enjoyed them is a complete
fool. (Huizenga, 2010)
In the European classical tradition, J.S. Bach’s Schweigt stille, plaudert
nicht, BWV 211 (1735), is also known as the Coffee Cantata in which the main
character sings an ode to coffee in ‘Ei! Wie schmeckt der Kaffee suße’. Rossini’s
‘Sarò zeppo e contornato’ from La Cenerentola (1817) contains an aria in which the
Don Magnifico imagines all the food he would have eaten has his daughter married
the prince. Leonard Bernstein’s La bonne cuisine: four recipes (1960) is a song
cycle in which the text is recipes.
Frequently, popular music directly about food is for humorous effect. In the
United States, ‘Weird Al’ Yankovic has many novelty songs about food. Some
examples include: ‘Eat It’ (1984), ‘Fat’ (1988), ‘Waffle King’ (1993) and
‘Grapefruit Diet’ (1999), ‘Coconut’ (1971) by Harry Nilsson or ‘Junk Food Junkie’
(1976) by Larry Groce are more popular songs but generally considered humorous
or off-beat.
Methodology
Generally, composing (in the Western classical idiom, specifically) uses a
combination of mostly qualitative and some quantitative approaches. The
composer’s individual style and effort for self-expression uses mostly established,
existing sources (voices, instruments, techniques, concepts, theories) to create a new
work of sound. In this particular composition, autoethnography, a type of qualitative
research is heavily used. Autoethnography relies on the expertise in the personal
background of the researcher (composer) as the source material.
Composition Methodology of Sedap Cycle
When composing Sedap Cycle, I took a varied approach, depending on the
movement, intending to provide a variety for the different movements (Figure 1).
The entire composition derived from the single idea of music based on Malaysian
cuisine, and the rest of the process unfolded with a goal in mind, which is practice-
based approach. I chose this over a more ‘sonic’ approach where I would imitate the
sounds specifically associated with food, similar to eliciting the sound of trains in
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Steve Reich’s Different Trains (1988) or the many bird call imitations found in
pieces such as Messiaen’s Catalogue d’oiseaux (1964).
Figure 1. Diagram of the composition process.
The composition of each individual movement followed a practice-led
approach, where the knowledge and experience of composing a piece related to a
Wesley A. Johnson
79
food and a culture might lead the final musical composition away from the result I
first envisioned and influence the composition process of other movements. The
depth within each piece is achieved with singular ‘verse’ or a motive that is
developed throughout. This allows for the near absolute freedom of composition
while still maintaining the focus of initial idea of the meal structure.
Quantitative Approach
In Sedap Cycle, some quantitative research was conducted to gather statistical
information of what foods Malaysians commonly eat and think are associated with
certain times of day. This information helped determine which foods on which to
base each movement and in what order they would be presented (Table 1). Because
I am a lecturer at a university, the respondents are students aged 18-25 and are small
sample size (40 respondents). This composition will most likely be played by people
this age demographic, so while the survey is not fully representative, it has enough
respondents to hint at a trend among a largely Malay population. The respondents
were those whom with I interact; they would be both potential performers, audience
and future educators.
Table 1
Results of the question ‘What meal do you associate with these foods?’ Responders had
the option to choose more than one food per meal. Bold highlighting indicates the most
selected food per meal, outline indicates the most selected meal for each food and dark
shading indicates the final selection for the composition.
Food
Breakfast
Lunch
Dinner
Supper
None
Roti canai
80.56%
29
8.33%
3
16.67%
6
44.44%
16
2.78%
1
Char kuey teow
13.89%
5
27.78%
10
63.89%
23
25.00%
9
13.89%
5
Mee goreng
50.00%
18
33.33%
12
55.56%
20
22.22%
8
5.56%
2
Nasi lemak
94.74%
36
15.79%
6
15.79%
6
10.53%
4
2.63%
1
Tomyam
0.00%
0
44.44%
16
61.11%
22
11.11%
4
8.33%
3
Nasi goreng
27.78%
10
58.33%
21
72.22%
26
11.11%
4
2.78%
1
Nasi campur
5.41%
2
89.19%
33
32.43%
12
2.70%
1
5.41%
2
Before this question, the students were asked to write in common foods that
were not listed in the survey. Certain responses, such as chicken rice (nasi ayam)2 or
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chicken rendang, can be covered under nasi campur. Other foods such as fried
noodles (mee goreng) and burgers were occasionally mentioned, but most written-in
answers to questions, matched the foods I had selected from my experience.
In selecting pieces for inclusion on the final composition, the survey served
as a guide more than as a directive. Nasi lemak and nasi campur were easy choices
for the subject of the breakfast and lunch movements respectively, but the other two
were not as obvious. Roti canai was the most common choice for the subject of the
late meal as it was second behind nasi lemak for breakfast. However, even though
the most common food associated with dinner according to the survey was nasi
goreng (fried rice), I chose char kuey teow as the subject for the dinner movement.
Nasi lemak and nasi campur both are connected to the Malay ethnicity, and roti
canai is connected to the Tamil ethnicity in Malaysia. The Chinese demographic
could have been represented in the form of fried rice, but char kuey teow is not only
a Chinese dish, but it was specifically invented in Malaysia. It was also second
behind nasi goreng for dinner. Thus, the final order selected for the specific meals
are:
1. Nasi Lemak
2. Morning Tea
3. Nasi Campur
4. Afternoon Tea
5. Char Kuey Teow
6. Roti Canai
Nasi lemak is a rice dish typically served with sambal (spicy chili paste),
peanuts, ikan bilis (anchovies), cucumbers and a boiled egg. It is largely considered
the ‘national dish’ of Malaysia (Lee, 2014; Rules, 2011). Nasi campur (‘mixed rice’)
is a buffet-style display of food found at numerous places throughout Malaysia
(‘Nasi Campur (Malay Mixed Rice)’). Char kuey teow is a Chinese-Malaysian fried
noodle dish mixed with meat and vegetables (Mok, 2014). Roti canai is a Malaysian
Indian flatbread developed in served with dipping sauces (Yoshino, 2010).
Autoethnography
In Sedap Cycle, the inspiration of the composition itself arose from my personal
experiences in Malaysia. Rather than assume the position of composing ‘Malaysian
Music’, I chose to approach the composition of this piece the same way I approach
the food: from my personal perspective. I am a U.S. citizen who lived in Japan as a
child and now live and work in Malaysia. This combination of factors means I am
accustomed to being an outsider in the surrounding culture.
Food is frequently my main interaction with local culture. I will eat the
same food as Malaysians, but I will experience it differently. Conceptually, when I
eat Malaysian food, it is still relatively new and novel to me, so my experience will
be fresh but inexperienced. I come from a perspective of eating mostly American
food. Because of this, my approach to composing the music is similar to that of my
Wesley A. Johnson
81
personal status in Malaysia: an expatriate. I am somewhat familiar with the culture,
customs and languages, but I did not grow up with them and am not completely
immersed in culture at all times, so I will be seen as closer to ‘tourist’ than ‘native’.
This approach to composition could have the name ‘expatriate composition’ or
‘compositional tourism’.
Individual Movement Methodology
I frequently compose multi-movement works out of order: specifically, the middle
movements first, then the final movement and lastly, the first movement. The
purpose of this is so that I can shape the direction of the first movement and the
conclusion based on ideas from the middle movements. However, in the case of
Sedap Cycle, the order was as the ideas came to me. The idea for ‘Roti Canai’ came
first, followed by ‘Char Kuey Teow’, then the two ‘tea’ movements, then ‘Nasi
Lemak’ and lastly, ‘Nasi Campur’. This order (Tables 2 and 3) was more connected
to the comfort and previous knowledge I had of the external source of the music and
food (India, China, European classical) before becoming more familiar with Malay
music (and food).
Results
Musical Elements of Individual Movements
‘Nasi Lemak’. The music of the ‘Nasi Lemak’ movement (Table 4) is
inspired by joget and zapin (two folk dances of Malaysia) and my personal
perception of the food. Joget is a compound meter dance adapted from Portuguese
music when the Portuguese established settlements in Malacca (‘Joget’, n.d.). The
melody of a joget is played by several instruments with various embellishments and
an optional tonal harmonic accompaniment (guitar, accordion). Zapin is a slower
dance in 4/4 and is originally from Arabia or Persia (‘Zapin’). From my
observations of performances, the characteristics I noticed in joget (and used in the
composition) were distinct percussion rhythms that outline a ‘3 against 2’ feel in a
6/8 meter, and a single high gong typically strikes on the downbeat of each bar. I
noticed zapin music consists of a heavy use of ornamentation largely on strong beats
or long notes and is quasi-improvisatory, somewhat reminiscent of Arabic music.
The sharp ‘attacks’ in Part 1 (Figure 2) after the slow-moving opening is
inspired by the first time I tried nasi lemak (Figure 3). I had used a lot of the sambal,
which I did know was extremely spicy. This ‘hit’ of spice surprised me and caused a
very intense feeling and uncomfortable reaction. I am rather sensitive to spicy food,
and I had used as much (if not more) sambal as Malaysians who had been eating it
their whole lives. My first impression of the food was not very good, and it took me
several attempts (with less sambal and more cucumbers and peanuts) to slowly
become acclimated to the taste, which is musically reflected in the gradual shift
from the intense musical hits to the softer volume and slower tempo in Part 2.
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Table 2
Outline of the first three movements of Sedap Cycle
Meal
Breakfast (sarapan /
makan pagi)
Morning Tea
(minum pagi)
Lunch
(makan tengahari)
Food
nasi lemak
nasi campur
Food
description
Coconut rice, sambal,
cucumber, peanuts,
anchovies and egg.
Tea or coffee, food may
include sandwich, curry
puff, sausage, Malaysian
sweets
Mixed rice, typically
served buffet style,
typically consists of
rice, meat and
vegetables
Musical
inspiration
Malay dances (joget,
zapin)
Slow, stately chamber
sound (similar to
symphonic second
movement), gradually
incorporating Lagu asli
techniques
Mixture of
traditional, classic
and modern popular
influences along
with Chinese and
Indian
Additional
features
(added by
composer)
Pandiatonicism, salsa
music
Theme-and-variation form
Variety of choices
inspired aleatoric
elements, ‘Musical
Dice’
Table 3
Outline of the final three movements of Sedap Cycle
Meal
Afternoon Tea
(minum petang)
Dinner
(makan petang)
Supper (makan /
minum malam)
Food
char kuey teow
roti canai
Food
description
(same as morning tea)
A spicy fried flat
noodle dish created in
Malaysia by Chinese.
An Indian flatbread (can
be mixed with other
items) adapted to
Malaysia
Musical
inspiration
Minuet, chamber sound
(similar to symphonic
third movement), joget
3/4 6/8 ambiguity
Hokkien folk song,
general Chinese
music elements,
Malaysian Gamelan
Indian Classical Music
raga structure and
improvisation, makyung,
Malaysian Gamelan
Additional
features (added
by composer)
5/8 fast ending with
ambiguous tonality
Blues and swing,
polytonality, Latin
American music
Occasional ‘blue’ notes,
atypical time signatures
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Table 4
Outline of the sections of the ‘Nasi Lemak’ movement
Section
Introduction
Part 1
Part 2
Part 3
Part 4 (Part
1 reprise)
Elements
Slow,
ambiguous,
hints of
following
themes
Sharp ‘spicy’
attacks with
tone clusters
with main
melody
slightly clearer
over joget-
inspired
rhythms
zapin theme,
more
traditional
‘melody and
harmony’
section
The more fun
‘spicy’ section
heavily inspired
by Caribbean
rhythms, slowly
getting faster and
more out of
control
Sharp
attacks,
faster, more
chaotic,
more
restless until
the ‘relief’
of the end.
Figure 2. The tone clusters of the ‘spicy’ attacks in part 1.
Part 2 starts very straightforward, with a tune (Figure 4) in E-flat major. The
three iterations of the melody inspired by the zapin style can be described as a
simplified melody without ornaments, a more conventional zapin melody with
ornaments and harmonies (Figure 5) and a minor variation with more ornaments and
an almost Romantic-era style to provide further variety (not found in traditional
zapin music).
In something of a transition between the zapin and ending sections, the
melody is placed a fourth time over a quasi-salsa musical rhythm. This is to reflect
growing panic that I am running out of drink while there is still spicy food left. In
my background, I think of music from the Caribbean or Latin America to reflect
‘spiciness’ or ‘heat’. In addition, the usage of syncopation and Western instruments
like the accordion and bass guitar in the modern usage of zapin remind me of
various Latin American and Caribbean genres.
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Figure 2. Left: a typical, basic nasi lemak dish. Photo by Craig (username Pizzaboy1) 2007,
via Wikimedia Commons. Used under Creative Commons Attribution 3.0 Unported.
Figure 3. The simple melody in part 2.
Figure 4. The ornamented melody in part 2.
As the ‘Latin/Caribbean’ iteration dissipates, the music returns to the joget-
inspired rhythms, but only faster and off balance with shifting meters. The
inspiration behind this is my experience toward the end of eating nasi lemak
currently. I frequently run out of drink and the spiciness has been building up the
entire time to the point where my tolerance is brought to its maximum. There is a
sense of joy and exhaustion when I finish the dish.
‘Morning Tea’. The music in ‘Morning Tea’ (Figure 6) is intended to be in
direct contrast to the largeness of the first movement. The melody is a tune I
composed inspired by several British folk songs, hymns and the second movement
of a symphony. The tune begins in homophony with a harmony reminiscent of
Classical or Baroque era (Figure 7). The movement uses the idea of a European
‘theme and variations’ with the ‘variations’ slowly adopting the quasi-improvised
ornaments and rhythmic patterns played by a rebana that are an important part of
Malay lagu asli (‘original songs’) (Hood, 2016). Each variation is inspired by the
idea of the outside food being adapted to a new location and tastes as time goes on
Wesley A. Johnson
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Figure 5. Example of a ‘tea’ meal (curry puff, steamed bun, tea). (Photo by Johnson, year).
Figure 6. The opening melody of ‘Morning Tea’.
The first variation is a more classical variation with slight embellishments
of the melody with a classical texture inspired from Mozart and Haydn. The third
variation is a minor variation maintaining the lagu asli ornamentations and
displaying some of lagu asli’s Arabic origins. The fourth and final variation (Figure
8) is a transposition of the second variation with busier ornamentations percussion
patterns.
Figure 7. The final variation of the melody with Malay ‘lagu asli’ inspired ornaments.
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‘Nasi Campur’. ‘Nasi Campur’ is inspired by the variety of food available
at mixed rice restaurants. These include anything from chicken, fish, beef, lamb or
other seafood and a variety of vegetables. These dishes are a mixture of the several
cultures, with meat flavours ranging from curry to soy sauce to rendang.
The music of ‘Nasi Campur’ is highly inspired by the food in that it
includes many varieties and possibilities. Each time it is played, it has a slightly
different sound. The unifying factor is the harmonic progression that is the same
regardless of ‘dish’. The choice of ‘dishes’ in the melody has a range of traditional
and popular music, just like a nasi campur place can have chicken rendang or deep-
fried chicken. The melodies and countermelodies are inspired by rock kapak
(literally, ‘axe rock’), a type of glam rock popular in the 1980s onward in Malaysia
(Chapman, 2016, p. 239). This style is the music I heard frequently on buses or
places where nasi campur is served. Some of the inspiration also comes from the
music of P. Ramlee, which itself is a mixture of popular and traditional Western and
Malaysian music.
‘Nasi Campur’ has an aleatoric nature. The piece can be as short as three
minutes and nearly infinite in length but I suggest a few (2-3) dishes, which comes
out at around six minutes. There is a fixed short introduction and ending that frames
the work, but most of the movement is indeterminate. Each ‘food’ is the same length
so that any combination may work musically. The specific food can be distributed
via a menu to the audience, and the performers may choose ‘dishes’ to their liking
or randomly select them.
Each component of music represents a typical component of nasi campur.
The rice, as foundation of nasi campur, is represented in the bass line. The melody
represents the meat, the accompaniment represents the vegetables, the
countermelody represents the drink and the tempo represents the sauces. The
harmonic progression is fixed throughout so that any melody, countermelody and
harmonic accompaniment will fit together.
The choices made as to what ‘chicken’ (Figure 9) or ‘beef’ (Figure 10)
sounds like were generally arbitrary, and were assigned different melodies to
distinguish between them. Plain rice was given a simple bass line and other types of
rice have more movement in the bass line (Figure 11).
Figure 8. The beginning of the ‘chicken’ melody.
Figure 9. The beginning of the ‘beef’ melody.
Wesley A. Johnson
87
Figure 10. The ‘White Rice’ and ‘Coconut Rice’ bass lines.
‘Afternoon Tea’. The fourth movement, ‘Afternoon Tea’, is somewhat
similar in concept to movement 2 in that they both begin like a European classical
form that slowly integrates a style found in Malaysia. Where the second movement
begins like a classical-era second movement of a symphony, the fourth movement
is an inspirational mixture of a Baroque minuet and a third movement from a
Classical-era symphony in triple meter (Figure 12). As with the second movement,
the piece slowly adopts Malay joget drumming rhythms, which shifts the meter from
3/4 to 6/8 (Figure 13). The harmonic progression changes from continually shifting
like Baroque music to a more popular folk accompaniment.
Figure 11. Minuet melody with chord symbols from ‘Afternoon Tea’.
Figure 12. Minuet melody superimposed over joget accents regrouped for 6/8 emphasis.
The end of the movement concludes with a brisk ‘5/8 joget’ of the main
theme (Figure 14). In contrast to the previous tea movement, which served as a
transition from the Western form to the Malaysian form, the fourth movement
contains a departure from both genres for the sake of compositional variety.
Figure 13. Minuet melody in 5/8 with different harmony.
‘Char Kuey Teow’. In searching for musical inspirations from the
Malaysian Hokkien culture that produced char kuey teow (‘Char Kway Teow’
2014), I did not feel comfortable emulating Hokkien music without sounding
generically Chinese, so ‘Char Kuey Teow’ derives its melodic material from a little-
known (according to informal surveys of Malaysian Chinese of Hokkien descent)
Hokkien jin’ge opera song, 寻祖 (‘cui zoh’, or ‘chuey zaw’) (Figure 15), which
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means ‘searching one’s roots or ancestors’. This movement is largely a ‘fantasy’ on
this theme.
Figure 14. The melody of 寻祖 (‘searching roots/ancestors’), transcription by author.
The opening of ‘Char Kuey Teow’ contains a slow polytonal statement of
the melody (Figure 16) based on the music of the sheng. The middle section is a
near reproduction of the melody but with a gamelan-inspired accompaniment
(Figure 17). By continuing the melody in the second section and changing the
accompaniment to a blues swing, the piece adds another layer through my
perspective as an American (where blues forms one of the bases of most American
popular music since the 1950s). An American writing music inspired by a
Malaysian Chinese style is comes from the idea of an American eating a Chinese
Malaysian dish.
Figure 15. Melody with quartal harmony inspired by the sheng.
Figure 16. Melody with gamelan-inspired accompaniment.
Wesley A. Johnson
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Figure 17. Samba rhythm inspired section with melody adjusted to fit chords.
In the third section, the piece reflects another of my perceptions of the
noodle dish. When I had first eaten it, it was not spicy. However, occasionally, it
was prepared with chili flakes, and the spiciness surprised me (but was not as
intense as nasi lemak). As in ‘Nasi Lemak’, I adapted the melody to a somewhat
samba-like rhythmic accompaniment (Figure 18). When I would eat the spicy
version of the food and the spiciness would start to build up. This is reflected in the
louder, faster, more chaotic ending with the first few notes of the Hokkien folk song
repeated until the end.
‘Roti Canai’. The form of ‘Roti Canai’ is borrowed from the structure of
Hindustani and Carnatic Classical Music: a slow first section, a medium tempo
second section with percussion accompaniment and a third is a fast, lively section.
Throughout the entire movement is a two-note motif—the minor seventh to
the perfect fifth—which is inspired by approximate interval of the two gongs’
pitches found in the Malaysian traditional music and dance mak yung. In the first
section, the motif serves as a steady, repetitive marker to the freer sounding melody.
In the second and third section, the motif serves as the starting point of the melody.
The first section is two iterations of an ornamented melody loosely inspired
by a Carnatic ragam (scale). There was not a specific scale in mind when
composing, but there is a resemblance to the dhatuvardhani ragam (Figure 19). The
texture of the tampura, the drone instrument in Carnatic music, is perpetuated
throughout the first section.
Figure 18. Scale of the dhatuvardhani using C as a tonic. Photo by VasuVR. Used with
permission under creative commons license 3.0.
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The second section (Figure 20) introduces a medium tempo, with a
syncopated rhythm across two 5/4 bars (similar to a 12/8 + 4/4), loosely inspired by
tala (rhythm/meters in Hindustani and Carnatic music).
Figure 19. The 5/4 rhythmic accompaniment in section 2.
Figure 20. Melody in the third section with the 5+5+5+11 pattern.
Figure 21. The ‘gamelan’ inspired adaptation of previous melody.
Wesley A. Johnson
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The third section is a very fast section also inspired by the odd-numbered
talas possible in Hindustani and Carnatic music (while not directly using a specific
pattern). The recurring rhythmic pattern is 26/8, or 5+5+5+11 (Figure 21 above),
retaining some of the scalar elements from the first section, but eventually changing
into the standard pentatonic scale found in Malaysian gamelan (among many other
types of music). The third section ends with a coda in 4/4 inspired more directly by
the Malaysian gamelan (Figure 22 above).
Discussion
From notes to performance
When first composing, I wrote down the notes in categories of musical elements:
melody, countermelody, harmony (high and low), bass line and percussion parts
(Figure 23). The idea is that they need to be adaptable to a variety of ensembles and
can be orchestrated and rearranged as such. The first live performance of Sedap
Cycle was for piano four hands (Figure 24).
Figure 22. Sample of sketch score of ‘Nasi Lemak’ from which all orchestrations and
arrangements (present and future) are derived.
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Figure 23. The piano four-hands version (same passage as Figure 2) of ‘Nasi Lemak’.
Naturally, each future orchestration or arrangement will provide different
challenges. For example, as the piano duo version has no percussion, clusters are
used in its place to create the rhythmic accompaniment in bars 26-28 of the above
figure. With much less variety of timbre available in the piano than in an ensemble,
the range was slowly shifted from extreme high to high from bars 18-25. In ‘Roti
Canai’, the original version was written out (Figure 25), but in the piano duo
version, there are instructions for extensive improvisation, which may also be used
in future iterations of the piece (Figure 26). The performers may also choose to use
a different scale to correspond with a raga’s time of day.
Figure 24. Ensemble rendition of the first section of 'Roti Canai'.
Wesley A. Johnson
93
Figure 25. Piano four-hands version of 'Roti Canai' opening section with instructions for
improvisation.
Going beyond the contemporary classical world, within each movement is a
tune that follows various traditional practices. It is possible to extract each tune into
a more conventional presentation with the potential for lyrics. The tunes from ‘Nasi
Lemak’, ‘Morning Tea’, the multiple tunes from ‘Nasi Campur’, the original tune
from ‘Char Kuey Teow’ and various fragments from ‘Roti Canai’ could be
rearranged or ‘reverse engineered’ into popular style songs.
Conclusion
The ideal result of this composition is an idea: a postmodern form that is
distinctively Malaysian in use. There is a great potential for this concept and form
particularly for composers but also for performers and educators of Western
classical music in Malaysia, who normally deal with centuries-old European works.
Composers could create their own composition using the same structure and end up
with a completely new composition. Much like people’s food preferences, there are
near infinite combinations using this idea. Within Malaysia, a Malaysian Malay,
Chinese or Indian would have a different perspective and would produce a piece
more suited to his or her background. Outside of Malaysia, if a composer is
searching for an inspiration that reflects his or her culture, something as simple and
present as the meals of the day and the variety within a theme it creates can be an
option. Food is something which every person needs and can connect to if linked to
music. Performers in Malaysia could relate to food-inspired pieces more if they
immediately understand the meaning behind the music personally. Educators can
teach musical composition, concepts such as programmatic music or postmodernism
and Malaysian genres using the food of the local culture that ties into the music. In
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the end, if a musician is searching for an inspiration that reflects his or her culture,
something as simple and present as the meals of the day and the variety within a
theme it creates can be an option. Food is something which every person needs and
can connect to if linked to music.
Endnotes
1 This paper is expanded from the proceedings of the Music and Cultural Studies Conference
in May 2016 (MUSICULT ’16) entitled ‘Sedap Cycle: Creating a Malaysian Multi-
Movement Work Based on Local Cuisine’ (Johnson, 2016).
2 References to the food itself is not capitalised (char kuey teow), and references to the
musical movements are capitalised and in quotation marks (‘Char Kuey Teow’).
Acknowledgements
The production of the music stemming from this research is funded by a University Research
Grant (GPU) from Universiti Pendidikan Sultan Idris. In general, there are so many in
Malaysia I have met who contributed to the inspiration behind this project. While all
colleagues at Universiti Pendidikan Sultan Idris would introduce me to various foods, in
particular, Dr Clare Chan Suet Ching, Dr Christine Augustine, Dr Colleen Wong and Dr
Mayco Axel Santaella were my first ‘portals’ into Malaysian cuisine. They ordered for me a
roti canai and teh tarik for my first supper in Malaysia. The university’s various seminars
and training where food was always provided also inspired the music. Various friendly
people across Malaysia who I cannot name such as taxi drivers, passengers on the train and
other encounters across Malaysia were vital in my informal research. The students at UPSI
also played a role in not only filling out my surveys, but in turn teaching me about
Malaysian food in our café.
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Biography
Wesley Johnson is a senior lecturer and composer at University of Pendidikan Sultan Idris
in Tanjung Malim, Perak, Malaysia. He received his PhD in Music Composition at the
University of Hawai‘i at Mānoa and his Masters of Music at the Conservatory of Music at
the University of Missouri-Kansas City. He frequently writes music that blends and crosses
boundaries: geographical and theoretical. His works blend classical and contemporary,
experimental and conventional and traditional and popular styles. He maintains the online
persona of ‘jimlapbap’ which displays his more unconventional arrangements on YouTube.
|
Malaysian Journal of Music Vol. 6 No. 1 (2017) | multicultural music, music education, music teachers, primary schools | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/138 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/829 | Issues and Challenges in Teaching Multicultural Music amongst Primary Music Teachers in Malaysia | The purpose of this study is to identify the issues and challenges that music teachers face in teaching multicultural music in primary school classrooms in Malaysia. Using a qualitative methodology, in-depth semi-structured interviews were conducted with 30 music teachers from 12 primary schools. The data was analysed using a “themes-based” analysis of narrative. The findings indicate that these music teachers did not have adequate multicultural training during their college courses. The findings also demonstrate that the music teachers believe that multicultural music education is an essential part of music education. However, the implementation can prove to be difficult due to the fact that many music teachers do not possess appropriate multicultural music knowledge and resources in order to teach multicultural music. Music teachers also reported that the activities and approaches used in the classroom must involve the students actively, rather than passively receptive with a need to allow students to obtain first-hand experience playing traditional musical instruments. In particular, the data provides insights into a number of issues and challenges that music teachers face in implementing multicultural practices in Malaysian primary school music programmes. Hence, music teacher training programmes must take into account the diversity of Malaysian society in order to prepare music teachers to be receptive, tolerant and sensitive to the inclusion of multicultural music in their teaching. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/829/565 | [] |
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Issues and Challenges in Teaching Multicultural Music
amongst Primary Music Teachers in Malaysia
Wong Kwan Yie and Chiu Ming Ying
Department of Music, Cultural Centre, University of Malaya
50603 Kuala Lumpur
e-mail: [email protected]; [email protected]
Published online: 29 June 2017
Abstract
The purpose of this study is to identify the issues and challenges that music teachers face in
teaching multicultural music in primary school classrooms in Malaysia. Using a qualitative
methodology, in-depth semi-structured interviews were conducted with 30 music teachers
from 12 primary schools. The data was analysed using a “themes-based” analysis of
narrative. The findings indicate that these music teachers did not have adequate multicultural
training during their college courses. The findings also demonstrate that the music teachers
believe that multicultural music education is an essential part of music education. However,
the implementation can prove to be difficult due to the fact that many music teachers do not
possess appropriate multicultural music knowledge and resources in order to teach
multicultural music. Music teachers also reported that the activities and approaches used in
the classroom must involve the students actively, rather than passively receptive with a need
to allow students to obtain first-hand experience playing traditional musical instruments. In
particular, the data provides insights into a number of issues and challenges that music
teachers face in implementing multicultural practices in Malaysian primary school music
programmes. Hence, music teacher training programmes must take into account the diversity
of Malaysian society in order to prepare music teachers to be receptive, tolerant and sensitive
to the inclusion of multicultural music in their teaching.
Keywords: multicultural music, music education, music teachers, primary schools
Introduction
As a multiethnic and multicultural nation, Malaysia has shown its uniqueness and
treasures among the countries in Southeast Asia. The three main ethnic groups in
Malaysia—Malay, Chinese, and Indian—have been sharing languages, lifestyles
and cultures with one another. Therefore, providing better harmony and
understanding towards various cultures in educational curriculums has become one
Wong Kwan Yie and Chiu Ming Ying
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of the most essential missions for Malaysian teachers (Wong & Chiu, 2016). In this
paper, the researchers were concerned with the issues, dilemmas and challenges that
music teachers face while teaching multicultural music in the classroom. It is our
position that music teachers should not hesitate to explore other musics and cultures.
Music teachers should expand musical horizons, demonstrate the value and
significance of music from other cultures and educate students about other cultures.
In a country with cultural diversity, it is believed that the inclusion of music from
other cultures in the school music curriculum can strengthen Malaysian national
unity and further build national pride and tolerance.
Context
Historical Background of Modern Malaysia
Malaysia is a nation in Southeast Asia divided into East Malaysia (part of Borneo
Island) and Peninsular Malaysia (West Malaysia). The historical background of
modern Malaysia contains two important incidents: colonisation and migration.
Colonisation began with the Portuguese and the Dutch. The two countries ruled
present-day Malaysia during the 17th and the 18th centuries respectively while the
British took over gradually. In 1826, the British began the settlement of Melaka and
extended its colony to include the island of Penang and present-day Singapore. Later
on, the Japanese occupied what is present-day Malaysia in 1942. Years later in 1957,
after the establishment of the Federation of Malaya, Malaysia announced its
independence from Britain with the new country’s first Prime Minister Tunku Abdul
Rahman (Kennedy, 1962).
During colonisation, the British-Malaysia period, people originating from
China, India and Sri Lanka began to immigrate to Malaysia. Today, Malaysia’s
population is approximately 28.3 million, with an ethnic composition of 50.1%
Malay, 22.6% Chinese, 11.8% indigenous, 6.7% Indian and 0.7% others (minorities)
(Central Intelligence Agency, 2016). The term bumiputera mainly refers to the
majority Malay ethnic group and the indigenous people of Peninsular Malaysia, as
well as native people in the state of Sarawak and Sabah such as the Kadazan-Dusun,
Bajau, Iban and others (Minority Rights Group International, 2016). The uniqueness
of multiple cultures in Malaysia has shaped a national education policy that
promotes loyalty in order to create values and aspirations to shape national unity and
identity.
The History of Music Education in Malaysia
As early as the 1800s, music courses were introduced at the Penang Free School
later followed by English schools in Kuala Lumpur and in the states of Melaka and
Ipoh. However, a music curriculum was not established (Mohd Hassan Abdullah,
2007). The reason for this is that the early purpose of education was to help local
Malaysians attain better positions in either the public or private industries. Therefore,
arts education was not emphasised in the schools.
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On the other hand, the influence of British colonisation in Malaysia has
instilled the idea that English culture, in terms of education, law, politics and so
forth, is the best. Colonisation gave rise to the idea that only Western/British music
education should be considered the standard and most acceptable (Johami Abdullah,
1990). Johami Abdullah’s (1993) study found that the definition of music in the
Asian sense is distinct especially in Malaysia as a multi-religious nation. Abdullah
further states that, “music has never been a part of an Asian tradition. It has always
been Western in concept and practice. Furthermore, music education was seldom
considered a specialised sub-discipline of music study” (p. 2).
Music activities such as choir and brass band prevailed in the classroom.
Added to this, English language classes focused on learning English folksongs and
choral singing, and reciting English poems (Yong, 2003). The British-oriented
preference in music education gradually changed as the American approach became
another option for music educators to receive overseas training (Ramona Mohd
Tahir, 2004).
Although Malaysia has had a long and prolific tradition of education, formal
music education only began to develop in the 1980s. Initially, the educational
emphasis on local and traditional music did not gain much attention. Only the
concept of Western or Eurocentric classical music was valued (Johami Abdullah,
1990). Based on his own experience, Shankman (2005) suggests that students
should experience their own heritages through the educational school system. Today,
the Malaysian music education curriculum has made many changes. In accordance
with the latest version of the curriculum, world music was introduced through the
Kurikulum Standard Sekolah Rendah (KSSR) in Malaysian primary schools.
Primary Music Education in Malaysia
Music education is a compulsory subject in the primary schools in Malaysia and is
emphasised from ages seven to twelve. The music education curriculum known as
the ‘Integrated Primary School Curriculum’ (Kurikulum Bersepadu Sekolah Rendah,
KBSR, 1983) was initially under the management of the Malaysian Ministry of
Education in 1983 and was then implemented in all primary schools in 1988. The
content of the curriculum followed the ideas of the British education system.
Students learnt singing and the playing of instruments such as the recorder and
percussion instruments. Some schools provided marching band or choir ensemble as
part of the curriculum (Mohd Hassan Abdullah, 2007).
In 2010, in order to make improvements to the existing KBSR and to
prepare students to gain more applicable knowledge in music education, the new
curriculum system ‘Standard Curriculum for World Music for Primary School’
(Kurikulum Standard Sekolah Rendah, KSSR) was introduced (KSSR, 2010). The
current content of the music curriculum in Malaysian primary schools contains four
aspects: aesthetic appreciation, aesthetic perception, creative expression and musical
experience (Mubin Md Nor, 2011). These aspects are based on three curricular
modules: the Musical Experience Module, the Music Production Module and Music
Appreciation Module. In general, students begin at the age of seven and spend six
Wong Kwan Yie and Chiu Ming Ying
101
years finishing their music study (Official Website of Ministry of Education
Malaysia, 2016).
According to the official website of the Ministry of Education Malaysia
(2016), the primary music education programme in Malaysia contains two levels;
Level One that comprises Year 1-3, followed by Level Two that comprises Year 4-6.
Music education is one of the compulsory subjects for both levels. For Level One
students, singing is the main focus; for Level Two students, simple music notation is
taught for the purpose of learning to play instruments.
The Importance of Multicultural Music Education in Malaysian Context
According to Banks (1993), multicultural education is a movement designed for
different ethnic groups, genders and class levels of students. It enables students who
come from an ethnically polarised nation to be more caring and knowledgeable.
Malaysia is a multiethnic nation with a colonial history. Ethnic group relations are
complex and need to be carefully dealt with especially since it involves different
cultures, religions and languages (Shamsul Amri Baharuddin, 2008). Hence, to
satisfy the social needs of Malaysia, especially in terms of cultural-ideological
factors, the function of the educational system cannot be ignored (Saedah Siraj, Abu
Bakar Nordin, & Norlidah Alias, 2013).
Music education plays a part in developing an individual’s self-esteem and
patriotism through student awareness of and participation in different musical
cultures and genres in Malaysia (Ministry of Education, 2000). Volk (1998)
suggests that a multicultural music education will enable students to function
musically within the multiple music cultures of a society. Furthermore, children who
are raised in a multiethnic region will be familiar with different cultures through
multicultural music (Isenberg & Jalongo, 2010). Malaysia is a society with a diverse
population and the researchers are aware that the country’s cultural diversity has
contributed to increasing demand for a multicultural approach in education
specifically in music education.
In 1983, the Integrated Curriculum for Primary School (KBSR) clearly
outlined that primary students are entitled to engage with a multicultural music
element where students need to appreciate various types of Malaysian musics and
cultures. In 2010, the new music curriculum ‘Standard Curriculum for World Music
for Primary School’ developed a multicultural music element where students
appreciate a variety of music through their exposure to music from various cultures.
Chong (2012) states that music educators should look for ways to include various
genres of ethnic music such as Asian music, African music and South American
music. The purpose for this is to distance the students from the hegemony of
Western classical music that has been mainly taught in schools.
In the Malaysian context, multicultural music education is important in
order to help students understand cultural diversity in their own country and
encourage inter-ethnic understanding and intercultural communication (Tan, 2008).
Chan (2012) further states that music of every culture embodies people’s interaction
from different cultural backgrounds, worldviews and philosophies. In addition,
multicultural music education helps students to be aware of multicultural diversity
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and promotes better understanding, tolerance and acceptance of other kinds of
people around them (Wong, Pan & Shahanum, 2016). Multicultural music education
also develops interest and appreciation in the music and songs of Malaysian culture
among students (Shah, 2006). Simultaneously, music can be an effective platform to
open the doors to multiculturalism and move beyond a hierarchical and eurocentric
perception of music (Bradley, 2006).
Since the standards that KBSR require are inclusive of aesthetic
appreciation of various types of Malaysian music and cultures, it is significant to
ensure that Malaysian primary music teachers have a good approach to multicultural
music education in order to teach students. Therefore, the researchers investigated
Malaysian primary music teachers’ perceptions of multicultural music education
that is provided by the teacher-training programme. By understanding the music
teachers’ learning process during their training sessions, improvement of the
training programme’s content could be made in order to fulfill the teachers’ needs.
On the other hand, the researchers also investigated the challenges that music
teachers faced while teaching multicultural music in class. For instance, equipment
in the classroom such as musical instruments and the students’ backgrounds may
affect the quality of teaching multicultural music. Moreover, the music teachers’
views of the suitability of the teaching approaches and activities adopted for
multicultural music were a priority to investigate as well.
In sum, the aim of this research was to identify the issues and challenges
that Malaysian music teachers faced while teaching multicultural music at the
primary school level. Given the cultural richness that is reflected in classrooms, the
study of multicultural music education in Malaysia is receiving more attention from
academicians and has long been an issue amongst schoolteachers at the primary and
secondary levels. There is substantial research on the multicultural education that is
more oriented towards culturally responsiveness, pedagogical approaches and
theoretical analyses. However, the research on multicultural music education in
particular is still lacking, paving the way for a need to conduct more comprehensive
studies in this field. Hence, in order to understand the needs of teachers in the
classroom, the researchers feel that a study that identifies music teachers’ issues and
challenges in teaching multicultural music is appropriate. It is hoped that this study
would benefit curriculum developers in deciding upon creating a balanced direction
for music teachers’ education programmes in Malaysia with regard to multicultural
music education.
Methodology
For the purpose of accumulating data, the researchers used semi-structured
interviews in order to allow for in-depth conversations about the participants’ views.
According to Smith (2005), semi-structured conversation is the most effective way
of gaining understanding and perceptions of participants in a study.
Interview participants were selected without regard to research interests or
focus of their institutions. For this study, thirty music teachers were selected from
Wong Kwan Yie and Chiu Ming Ying
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12 primary schools in Malaysia based on their commitment to teaching and learning
of multicultural music. Other recruitment criteria of teachers in this study were
based on the interest of their personal and professional experiences and their
abilities to express and reflect on the issues and challenges of teaching multicultural
music. The participants in this study consisted of 21 females and 9 males. Overall,
the participants reported an average of five years of full-time teaching experience in
primary schools of Malaysia and all participants interviewed were Malaysian.
Each participant completed a semi-structured interview that consisted of
fifteen questions. The interview duration ranged from 20 to 30 minutes and the
study was conducted over a six-month period. Twenty face-to-face interviews were
conducted at the participants’ workplaces. Nine interviews were conducted by
phone and one interview questionnaire was completed independently by a research
participant and emailed to the researchers. Participation in the study was voluntary,
granting the interviewees’ anonymity in order to maintain confidentiality.
Analysis of Data
Data collected from the interviews was qualitatively analysed using an approach of
thematic analysis known as Interpretative Phenomenological Analysis (IPA).
Generally, the purpose of IPA is for researchers to explore the meanings of the
experiences expressed by participants (Pietkiewicz & Smith, 2014). In order to
ensure that this study would yield dependable and credible outcomes, the
participants’ interview responses were audio recorded with the consent of the
participants and transcribed by the researchers. All data was coded, categorised and
analysed to illustrate the two significant themes in this study concerning the issues
and challenges of teaching multicultural music encountered by Malaysian primary
music teachers. The second researcher established the validity of analysis by
reviewing the themes for accuracy and authenticity of the data.
Results
The data was explored and reported in accordance to the following themes:
Theme One: Issues of Teaching Multicultural Music for Malaysian Primary
Music Teachers
Most of the participants expressed that multicultural music education should not be
an event that emerges at one particular point in the teacher-training programmes.
Instead, it should be included from the start to the finish. Participants reported that
they lack knowledge of and responsiveness to the ways that music is situated in
culture. This idea also extends to the way in which music teachers present
multicultural music education in music classes. Gay (2003) claimed that “teachers
must be multicultural themselves before they can effectively and authentically teach
students to be multicultural” (p. 4). Butler, Lind and McKoy (2007) express that a
problem arises when students have little understanding of the context, function and
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purpose of the musical examples if the teacher’s approaches to multicultural music
education lack depth and integrity.
Some teachers had the awareness that learning multicultural music is not their
only duty. Teacher J2 stated that teachers must, “Also learn to deliver the music or
instruct the music in a way that is accurate to the culture”. Some teachers believe
that they are responsible for learning multicultural music in various aspects.
I think that we should be exposed more to repertoires, methodologies, ways of
teaching and learning in multicultural music during our study in the teachers college.
I believe it will equip us to serve in a variety of music communities. (Teacher L1)
Meanwhile, participants expressed various views such as the importance of
preparing teachers in the teacher education courses to be culturally responsive in the
music classroom by offering a range of music that is related to local languages and
cultures. Teacher K mentioned that she had a better understanding by learning songs
related to folk customs and festivals such as ‘Suasana Hari Raya’, ‘Gong-xi Gong-
xi’ and ‘Deepavali Manaye Suhani’ during her teacher training session. Teacher A
further addressed that studying the background of multicultural music helped spark
her interest, so she was motivated to deliver her knowledge of the music to students.
Page (1995) pointed out that music teachers should seek to tell the stories
behind the music they are teaching and present it as authentically as possible,
therefore showing respect to the culture that is being taught. Page also suggested
that the music teacher should use resources outside of the textbooks and classroom
materials and make sure students compare and contrast the new culture with music
they are familiar with. To carry out this policy at a national level, multi-racial music
should be featured in training courses and textbooks.
Experiencing diverse music instead of only focusing on Western cultures
should be the teachers’ concern. Teacher J1 said that, “we were mainly Western
taught.” Teacher J1 explained that the teacher-training programme only provided
courses such as Western music theory and learning to play Western classical
instruments. Two teachers shared their views regarding a Western-oriented
education.
I wish that in the teacher training programmes, we could have experiences outside
of the western musical ensemble experiences. Go outside of the classical choir or
western musical ensemble experiences that we had in our music department. I think
all of us should be engaged in at least one ensemble that is not western based.
(Teacher F1)
We need to understand that music of the Western classical tradition is not
essentially considered as the topmost of the pyramid and everything else is
considered as secondary. (Teacher L2)
Klocko (1989) suggested that the many institutions that adopt a eurocentric
worldview, need to be substituted with a more global worldview for higher learning.
It includes music outside of the Western art tradition. Schippers (2005) suggested
that there is a need to critically reflect on the accomplishment of initiatives aimed at
Wong Kwan Yie and Chiu Ming Ying
105
providing culturally diverse music education. Moreover, Schippers acknowledges
that Western classical music is “the only reference for music education”.
Participants in this study have noticed that multicultural music was often a neglected
area in music education curricula in teacher training colleges and universities.
In addition, participants of the study believe that it is important for
multicultural music education to extend beyond music and to also address culture.
Some participants stated that it builds an awareness of self-identity and self-esteem
by knowing where one comes from and what one can offer by sharing a diversity of
music, language and culture that is not confined to local music. Multicultural music
education will also help primary school students value a wide spectrum of cultures
and celebrate the diversity of music. Teacher S found that students and including
herself became more conscious about their own identities and cultures through
multicultural music including sharing world music such as African drums, Native
American pow wow music or aboriginal music from Malaysia in music classes.
Edwards (1998) encourages music teachers to expose children to diverse music
cultures and further suggests that the in-depth study of a limited number of musical
cultures is the best path in understanding world music.
Teacher H realised that children are intelligent and perceptive. The students
were highly interested and gave positive responses when the teacher shared
multicultural music in class. They gained self-esteem and adored their peers’
different identities and cultures. Fitzpatrick (2012) further urges that in order to
foster greater respect, clearer understanding and better connections in the music
classroom, music educators need to have a culturally relevant pedagogy and
acknowledge the rich music heritage each student brings into the class.
Insufficient training in multicultural music education in the teacher training
programmes was an issue for some participants. Some teacher educators overlooked
the importance of multicultural music education during training sessions. Moreover,
some teachers were more comfortable utilising a eurocentric approach that focuses
on Western art music. Teacher S reported that the lack of information has made the
library or online resources the only way for her to approach multicultural music.
Teacher R had very few opportunities to learn about multicultural music, and she
suggested that other teacher educators were not aware of their responsibilities of
sharing the diversity of cultures and arts. Teacher Z hoped that he could have had
more chances to practise multicultural music with his peers prior to teaching in the
primary school.
Music teachers who had multicultural teaching experiences indicated that
there are benefits of integrating multicultural music activities into the music
curriculum in order to enhance student interest in learning multicultural music.
There are many teaching approaches and activities that encourage students to
engage in multicultural music learning activities, such as using traditional musical
instruments, accompanying traditional or folk songs with games and activities,
music-making and so on. Teacher Y said his students viewed folk songs integrated
with dances as particularly exciting especially when the songs had lively melodies
and rhythms. Shehan (1986) recommended that the use of simple folk songs to
highlight a repetition of melodic and rhythmic patterns is a very good approach to
introducing young children to foreign musical cultures.
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All participants of the study remarked that singing and listening activities
are natural ways for students to approach multicultural music. Teacher L noticed
that rhythm is the key to teaching multicultural music. Students were eager to learn
while listening to pieces that have characteristic rhythms. Some teacher participants
also came to recognise the students’ motivations in learning multicultural music and
redesigned their teaching in response. “By obtaining first-hand experience of
playing the traditional musical instruments, students had better understanding than
studying it from a book,” said Teacher S.
Music teachers have also brought up the idea of having a multicultural
music showcase presented by the students. By letting students prepare for
multicultural music performances or presentations, students reveal showmanship
and attempt to learn and improve their knowledge in order to present good
performances. Teacher C stated that her students were always expected to perform
traditional music. They were happy and confident while performing in front of an
audience. Teacher K’s students gained knowledge of multicultural music by the
process of collecting information for class presentations. In addition, Teacher F2
believed that students could learn about cultural performance through practice if
they are given opportunities to play multicultural music in different musical
ensembles at school. Campbell (2004) advocated that for music teachers to teach the
performance of a musical style in a culturally appropriate manner, music teachers
must focus on the specifics of the music that culture bearers believe to be
characteristic and crucial to the style of their music.
Theme Two: Challenges of Teaching Multicultural Music for Malaysian
Primary Music Teachers
In general, the participants of the study appeared to recognise the challenges
of the multicultural teaching context. The most prominent data code that occurred
had to do with not having adequate time in the music education curriculum when
attempting to include multicultural music in their instruction. Shalaway (2005)
indicated that 27% of the school day is taken as being non-instructional in a primary
school. Therefore, time management has become one major challenge for teachers.
Some participants mentioned that they did not have enough time to teach
multicultural music in class. However, the teachers did not have the same problem
while teaching other musical elements. They could only briefly introduce
multicultural music. Teacher P reiterated this by stating: “It is always hard to add
multicultural music elements in class because there is so much to cover in the music
textbook”.
Moreover, management of the learning environment is also a challenge for
the music teachers, especially when they were in need of traditional musical
instruments and therefore keeping the students’ interest in learning multicultural
music. Teacher J2 brought up the problem of the shortage of musical instruments.
Students easily lose concentration when they do not have hands-on experience in
playing the instruments. Quesada (2002) suggested that music teachers should play
the music recordings of traditional instruments so that students can hear the specific
timbre of the instruments when it is not possible to obtain traditional instruments.
Wong Kwan Yie and Chiu Ming Ying
107
On the other hand, some participants in the study pointed out that whether
students are interested in unfamiliar multicultural music activities or repertoires
depend on the students’ backgrounds. Some of Teacher E’s students are highly
interested in approaching multicultural music. She has found one thing in common
among these students, “The residents around their neighbourhood are multiracial”.
Teacher A also recalled that one of her students was not passionate about learning
multicultural music because, “My parents told me to only celebrate festivals from
our origin”. Coleman’s documentary has shown that neighbourhood quality or
family background might affect a student’s knowledge attainment (Egalite, 2016).
Related to the teachers’ preparation to teach multicultural music, some
participants addressed that preparing multicultural music teaching materials is
challenging. Teacher B had a difficult time when preparing for multicultural music
teaching material because she did not make much effort to learn multicultural music
during her teacher training session. As for Teacher J3, she was not comfortable
preparing multicultural music material due to the lack of knowledge and interest.
Teacher Y agreed that teachers need to deliver as much multicultural music content
knowledge as possible to students; however, she indicated that the stresses and
limited time on the subject have made it difficult for teachers to step out of their
comfort zones and learn new things. O’Neill (2009) indicates that many music
teachers avoid making music choices that make them uncomfortable, inadequate and
less effective for teaching, including music from other cultures that they have no
experience or musical expertise to draw on. It is believed that without fully learning
and understanding of multiple cultures, music teachers are not capable of attracting
student attention.
Conclusion
The findings from this research have implications for multicultural music education
teaching in Malaysia. The difficulties experienced by music teachers for teaching
multicultural music need to be addressed. Awareness of the issues revolving around
assisting and enhancing the multicultural elements in teacher training programmes
needs to be raised. In this study, music teachers felt that multicultural music
education is essential to music teacher preparation programmes and should be
incorporated into all aspects of music education curriculum through the use of
culturally responsive teaching and culturally diverse curricular resources and
activities. The findings of this study also indicated that most of the music teachers
reported favourable attitudes toward the use of multicultural music in the classroom.
However, the teachers reported inadequate preparation in the area of multicultural
music pedagogy. Music teachers further expressed that they need more opportunities
for continuing professional multicultural music training in order to empower them to
integrate multicultural music education into their music classes. The results of this
study also reveal that most of the music teachers found that singing, listening and
practical hands-on music activities are the most effective approaches for all
concerned. Music teachers expressed that these approaches are more successful than
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reading to children in a direct way about being more multi-cultural. Therefore, it is
the responsibility of music teacher educators to instil and provide rich multicultural
music programmes within the music teacher education courses and primary schools
in Malaysia. It is believed that in Malaysia, multicultural music education enables
students to understand the uniqueness of cultures that furthers the appreciation of
universal qualities that bind the cultures together (Wong, Pan & Shahanum, 2016).
Hence, in order to provide a more complete assessment of the status of
multicultural music education in the music teacher-training programmes in Malaysia,
more research into multicultural music education curricular requirements of all
music teacher-training programmes is needed. The research in the development of
multicultural music education for primary school is significant and also meets the
current requirements. Therefore, by improving and refining the music education
curriculum, a culturally responsive teaching approach provides opportunities for
students to be exposed to diverse cultures. Given the multicultural characteristics of
Malaysia it is important that music teachers and students immerse themselves in
multicultural music education to ensure that music education remains relevant in
Malaysia’s diverse society.
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Biography
Wong Kwan Yie received her Ph.D. in Music Education from the University of Malaya. Her
PhD study was sponsored by the Skim Latihan Akademik IPTA (SLAI) offered by the
Ministry of Higher Education of Malaysia. Her research interests include multicultural music
education, choral music education and Malaysian music. Wong is now a senior lecturer in
University of Malaya, Malaysia.
Chiu Ming Ying is from Taiwan. She received her Bachelor of Arts degree and Master of
Arts degree in Taiwan, and received the Doctor of Musical Arts degree from Louisiana State
University, the United States. Chiu is currently serving as senior lecturer in University of
Malaya, Malaysia.
|
Malaysian Journal of Music Vol. 6 No. 1 (2017) | null | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/138 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/1155 | Editorial | The Malaysian Music Journal presents two articles on musicology, one on composition and three on music education in Volume 6, Number 1. The first article, written by Kyle Fyr, compares the signature works of three Western composers – Cage, Reich and Adams. The article examines the significance of age 40 with creative achievement by comparing the career arc of these three composers and examining the common threads that led to their landmark achievements. In the fourth article, Adil Johan analyses Zubir Said’s music accompaniment to a famous film, Dang Anom, produced during the turbulent 1950s in Singapore. Zubir’s music embodies the paradox of the need to highlight ‘traditional’ Malay music in order to fortify a Malay identity while embracing the then cosmopolitanism lifestyle of the Malays, largely influenced by the British. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/1155/2856 | [] |
MALAYSIAN
MUSIC JOURNAL
Volume 6
Number 1
June 2017
ISSN 2232-1020
e-ISSN 0128-2158
Penerbit Universiti Pendidikan Sultan Idris
Tanjong Malim, Perak
2017
ii
iii
MALAYSIAN
MUSIC JOURNAL
Volume 6
Number 1 June 2017
Editorial
Clare Suet Ching Chan
v
Age 40, Year of the 'Signature Work': The Case of Cage, Reich
and Adams
Kyle Fyr
1
Developing a Graded Examination for the Malay Gamelan
Shahanum Mohamad Shah, Zaharul Lailiddin Saidon
14
The Ideal Characteristics of Higher Education Music Institutes
in 21st century Thailand
Saya Thuntawech, Somchai Trakarnrung
30
Scoring Tradition, Making Nation: Zubir Said's Traditionalised
Film Music for Dang Anom
Adil Johan
50
Sedap Cycle: A Multi-Movement 'Compositional Tour' of
Malaysian Cuisine
Wesley A. Johnson
73
Issues and Challenges in Teaching Multicultural Music amongst
Primary Music Teachers in Malaysia
Wong Kwan Yie, Chiu Ming Ying
98
iv
v
Editorial
Cite this editorial (APA): Chan, C.S.C (2017). Editorial. Malaysian Music
Journal, 6(1), v.
The Malaysian Music Journal presents two articles on musicology, one on
composition and three on music education in Volume 6, Number 1. The first article,
written by Kyle Fyr, compares the signature works of three Western composers –
Cage, Reich and Adams. The article examines the significance of age 40 with creative
achievement by comparing the career arc of these three composers and examining the
common threads that led to their landmark achievements. In the fourth article, Adil
Johan analyses Zubir Said’s music accompaniment to a famous film, Dang
Anom, produced during the turbulent 1950s in Singapore. Zubir’s music embodies the
paradox of the need to highlight ‘traditional’ Malay music in order to fortify a Malay
identity while embracing the then cosmopolitanism lifestyle of the Malays, largely
influenced by the British.
The second and sixth article each discusses an important issue in the development of
music education in Malaysia. Shahanum Mohd Shah and Zaharul Lailiddin present
the development of a graded examination syllabus for the Malay gamelan. The
researchers investigated various techniques of teaching, learning and performing the
gamelan, and they interviewed well-known teachers of the gamelan, on their
perspective of repertoire for assessment. In the sixth article, Wong Kwan Yie and
Chiu Ming Ying discuss the issues and challenges faced by primary school music
teachers in Malaysia in the teaching of multicultural music. The researchers found
that primary school teachers lack both theory and practical knowledge on the music
of the various cultures of Malaysia. These teachers express the importance of
teaching the rich musical heritage of Malaysia to the primary children, but stated that
they required additional training in this area. Saya Thuntawech and Somchai
Trakarnrung investigate the ideal characteristics of higher education music institutes
in Thailand. Based on interviews with selected administrators from eleven musical
institutes, the researchers present their findings, which include the need for improving
the music curriculum, philosophy and vision and resources of these music institutes.
Finally, Wesley A. Johnson, presents the compositional techniques and methodology
he utilised to compose ‘Sedap Cycle’, a six-movement composition based on a typical
vi
six meal per day structure in Malaysia. The article discusses a practice-led approach
to the creative composition, which involved questionnaires and surveys on the types
of food favoured by Malaysians including among others, nasi lemak, roti canai, char
kuey teow and teh tarik during these six meals. The music composed to accompany
these meals were inspired by the composer’s exposure to the soundscape of a
multicultural Malaysia.
Clare Suet Ching Chan
Chief Editor
Malaysian Music Journal
|
Malaysian Journal of Music Vol. 5 No. 2 (2016) | dissemination, empowerment, mentorship, indigenous, transmission | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/137 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/818 | Alternative Directions in Art Education and Dissemination of Traditional Arts in a Globalised Society | The new century bears witness to new developments in the consciousness of peoples around the world, following the colonial experience and the advent of modern education and technological advances. In postmodern discourse in which traditional practices have come to the fore in asserting identity on behalf of individual societies, the transmission of cultural art forms has become an imperative concern among peoples, countries and nations. It is also within this context that the empowerment of traditional artists has been regarded as a necessary tool in the preservation of one’s cultural heritage. This paper discusses the multi-dimensional aspect of transmission and dissemination of traditional practices as part of a process of social evolution and the different participants in the process of learning and disseminating artistic forms of expression, as well as adopting indigenous knowledge in the functioning of contemporary society in Asia and other parts of the globe. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/818/554 | [] | Ramon Pagayon Santos
1
Alternative Directions in Art Education and Dissemination of
Traditional Arts in a Globalised Society
Ramon Pagayon Santos
College of Music, University of the Philippines
e-mail: [email protected]
Abstract
The new century bears witness to new developments in the consciousness of peoples around
the world, following the colonial experience and the advent of modern education and
technological advances. In postmodern discourse in which traditional practices have come to
the fore in asserting identity on behalf of individual societies, the transmission of cultural art
forms has become an imperative concern among peoples, countries and nations. It is also
within this context that the empowerment of traditional artists has been regarded as a
necessary tool in the preservation of one’s cultural heritage. This paper discusses the multi-
dimensional aspect of transmission and dissemination of traditional practices as part of a
process of social evolution and the different participants in the process of learning and
disseminating artistic forms of expression, as well as adopting indigenous knowledge in the
functioning of contemporary society in Asia and other parts of the globe.
Keywords dissemination, empowerment, mentorship, indigenous, transmission
INTRODUCTION
The advent of a new century is witnessing the development of a new global
consciousness among peoples and societies. The plethora of cultural and historical
traditions among societies all over the world offer different global perspectives, in
which individual nations and societies, through the uniqueness of their cultures,
ways of life and expressive heritage can contribute towards shaping a liberal and
liberating world humanism.
In the last four centuries, the literate system of learning inherited from
classical civilisations has been adopted as the principal medium in the transmission
of human knowledge. Classrooms, books, lecture halls, libraries and now
cyberspace technology, have created a monopoly in the dissemination of
information, as well as in the scientific teaching and learning of various aspects of
human life - the physical, metaphysical and forms of expressive action. At the same
time, the aspect of promotion of traditional practices have also evolved in the
contemporary consciousness as a means of balancing technology with humanism
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and spirituality.
Marking the post-modern era in scientific and artistic inquiry, the twenty-
first century opens new challenges to the artistic life around the globe in the study,
learning and the promotion and dissemination of the arts as universal forms of
human expression. One of these challenges is a departure from traditional norms of
formalised teaching, to one that explores the variety of learning systems that have
been in practice for hundreds of years in the different cultural communities all over
the world. Even as we look in contrast to art education in the context of a
predominantly western system of teaching, formal schools for classical arts have
been in existence outside the purview of pedagogy developed in the west. These
schools range in compass from academies to master-led studios and institutes,
dealing with specific artistic skills, to newly established programmes that deal with
the arts with different approaches and methodologies. In Indonesia, the Institut Seni
Indonesia (ISI) offers full-scale curricula in Indonesian performing arts (karawitan)
such as gamelan music, choreographic arts, live theatre and puppetry. The
Department of Fine Arts in Thailand has a similar programme, while in China and
Japan, schools for the different musical and theatrical genres such as the Peking
opera, nan guan, kabuki, kyogen and gagaku are taught according to traditional
training methods. Secondly, we are now experiencing the departure from the
exclusivity of the different traditional practices, to one of sharing the experience
with the outside world, not only through teaching but also through actual
engagement.
The establishment of formal educational institutions in Southeast Asia,
deriving mainly from the over-all literacy agenda of the colonial regimes, has been
adopted as the principal instrument to develop professionally productive citizenries
in the developing and modernising nation-states. With education as a potential tool
in shaping a future paradigm for human existence, the tension between social and
humanistic concerns on one hand and the goal of creating an efficient, industrialised
society on the other, is now challenging the institutional agencies for teaching and
learning in confronting the realities of social change (new notions of time and
physical space, conduct, behaviour, taste and the valuation of things). Even this
forum today is a manifestation of this concern where we reflect on modern
education as a possible tool for regeneration of Asian cultural values.
In a recent study, concepts of pedagogy and modern education were
investigated in the context of cultural transmission in modern times, with special
focus on human resources vis-a-vis technological resources, as well as the natural
integration of societal need with knowledge (practical and extra-practical) vis-à-vis
the primacy of form, content and competence. In this study, cultural transmission
was highlighted as the overriding issue, while pedagogy and education were looked
upon for their intrinsic essentiality based on cultural habitus. As both evidenced by
the collected data as well as by common knowledge, the elements of modern
education show that its goal, as practiced in western civilisation, is not merely aimed
at the acquisition of knowledge but also to utilise that knowledge to fulfil a new
paradigm for human existence – social success and material productivity. On the
other hand, traditional pedagogy trains practitioners to fulfil needs in the
non-material world of rites whether they are of spiritual or secular significance.
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Although the role of these schools is equally significant in modern-day art
education, this paper shall focus on the transmission, pedagogy and learning of oral
traditions of non-literate societies, especially those found in village cultures under
the context of adopting indigenous knowledge in the functioning of contemporary
society. The issue of validating the role of indigenous knowledge in the field of
present day pedagogy in a way mirrors the larger issue of empowering indigenous
peoples and communities as direct participants in the development of new social and
political structures. The issue departs from the concept of modernisation based on
various models of development - from the colonial and neo-colonial paradigms of
technology transfer, to the Marxist and neo-Marxist systems of resource
distribution, which in their top-to-bottom procedural prescription, have both
marginalised, if not totally ignored, the potential contributions of indigenous
knowledge to the social equilibrium of present-day society (Sillitoe, 1998). The
dynamics of globalisation draws its essence from the materiality of human
production, creating new valuations of both the tangible and intangible modalities
and mechanisms of expressive practices. The commercialisation of traditional arts
has become an imperative in the modernising landscape all over Southeast Asia. As
the prime emblem of cultural uniqueness and exoticism, traditional art forms have
become a productive source in attracting western market to come and contribute to
the economic growth of different nation-states.
The foregoing discussion therefore intends to highlight the interconnections
and parameters that need to be considered and perhaps put in place between the
different participants and the different motivations in the process of learning and
disseminating artistic forms of expression in Asia. Furthermore, it shall attempt to
propound on the idea that the teaching, transmission, dissemination and promotion
of the arts is part of a process of social evolution in which different cultural
practices survive or evolve according to a community’s cultural canons, as well as
decisions and responses to change.
NEW PARADIGMS IN ART EDUCATION
The concept of incorporating indigenous knowledge into the social mainstream, and
vice versa, is not an easy proposition (Sillitoe, 1998). First, indigenous knowledge
cannot be readily isolated from its social context without losing or vitiating its
cultural significance, or in the case of an expressive practice, its aesthetic meaning.
Indigenous knowledge is the product of interactions between society and its
environment, concretised in a system of expressive practices that reflect modes of
thinking and beliefs regarding relationships among members of a given society, as
well as relationships between society and the physical and metaphysical worlds.
This relationship is markedly holistic in the sense that if one of its components
changes, the entire equilibrium is disturbed and a new paradigm needs to be ideated
and put in place.
Second, the interface of different and often times conflicting artistic values
needs to be carefully studied, whether such interface is possible at all or to what
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degree interfacing is possible between cultural poles, in terms of theoretical
knowledge, technique and the communicative values of art itself as both language
and non-language (Kramer, 1996). On one hand, this particular issue becomes
clearer if one were to view art education as a cultural practice by itself, representing
the social evolution of teaching and learning in Western society. On the other hand,
indigenous artistic knowledge and its transmission are not only particularly
concerned about skills, literacy and the preservation of form and techniques of
execution, but also the continuity and sustenance of tradition, the efficacy of the
rites of passage that they reinforce or enhance, and the reaffirmation of one’s
cultural identity.
Third, the deliberate interfacing of two or more socially mediated and
socially determined practices must undergo a process of accommodation and
assimilation through a time-space that could span generations of stakeholders.
Furthermore, the success of any scheme or strategy for this purpose can only
succeed depending on the willingness of the systems and the direct participants to
accept change and even initiate innovations from within, determining for themselves
culturally acceptable limits to such innovations. As the traditional artists have joined
the ranks of the professional community, the art forms themselves have undergone
drastic changes in their aesthetic and intrinsic functional value. In today’s musical
discourses, the issues of political capital, power brokering and negotiation are topics
often taken up in the academia and socio-cultural activist dialectics, all in reference
to traditional musical productions vis-à-vis physical and material survival or the
marginalisation of culture bearers.
Fourth, an effective process of interfacing can only come with an equal
sharing of decisions as well as authority and power. While the process itself may
need the element of inter-mediation or facilitation, such function, can be assumed by
the cultural stakeholders themselves, who by their own personal ideation and
initiative, have developed and pursued their own vision of interfacing in the context
of cultural pluralism in contemporary society or cultural integration and
development in a nation state. Moreover, since indigenous artistic knowledge is so
connected to social and cultural structures, these very structures must serve as the
principal areas of negotiation and interfacing, before a meaningful and lasting
actualisation can take effect.
POINTS
OF
INTERSECTION
IN
ART
EDUCATION
AND
DISSEMINATION OF TRADITIONAL CULTURE
The extent by which indigenous peoples have gone beyond traditional ethnic
boundaries has resulted in a variety of social conditions (obtaining in Southeast Asia
as well as other parts in the world today) contributing significantly to the issue as
well as the process of transmitting and promoting indigenous musical knowledge.
Recent events, observations, studies, projects and experiments, have resulted in the
unfolding of several models in the context of cultural interfacing as well as intra and
inter-cultural music teaching. In the following models, the cultural interfacing
comes in different degrees of participation from both the indigenous culture and the
Ramon Pagayon Santos
5
institutional structures of mainstream society. Moreover, the indigenous culture
practitioner provides the knowledge and the artistic elements in the transmission and
dissemination process. On the other hand, the existing social institutions from the
government and the civic sectors provide the initiative and infrastructure by which
transmission and dissemination of indigenous artistic knowledge can be carried out
as a contemporary cultural practice.
Models of Artistic Interfacing
a) The first model is called ‘school for living traditions’, a new learning programme
that is in the process of being institutionalised by the Philippine government through
the National Commission for Culture and the Arts (NCCA). As a component of the
award for National Living Treasures (Gawad Manlilikhang Bayan - GAMABA), the
concept of School for Living Traditions is intended to enable the Master Artist to
transfer traditional artistic skills to the younger generation within one’s cultural
community. As of today, five master musicians have been given the title of
GAMABA: an epic chanter from Panay-Bukidnon, a Maguindanao kutyapiq (2-
string lute) player, as well as master musicians from the Kalinga, Yakan and
Palawan ethnic communities (National Commission, 2000). At the same time, the
NCCA also supports outstanding village artists who can initiate their own schools
for living traditions. One such school is the Cordillera Music Research Center of
Mr. BenicioSokkong (Figure 1). Benicio was formerly engaged at the UP College of
Music to teach Kalinga instruments such as the nose flute, the lip-valley flute, the
gangsa (flat gongs) and several types of bamboo percussion. Benicio also developed
his skill in the making of Kalinga musical instruments such as flutes, the Jew’s harp,
zithers and a variety of bamboo idiophones. Considered as a leading exponent of
Kalinga music and dance, Benicio Sokkong was awarded a grant to initiate a school
for living traditions. Today, the school is situated in the mountain capital of Baguio
City in Benguet province in Northern Luzon. The school has a ‘faculty’ of several
individual artists from other related ethnic traditions in the Cordilleras - Bontoc,
Ifugao, Kankana-ey, Ibaloi. The school is open to non-Kalinga or non-Cordillera
native, and offers short term live-in, immersion programmes in Cordillera traditional
life and musical arts. What is unique about this programme is that enrolees stay in
village-like surroundings and are given ‘lessons’ in singing or instrumental playing
in simulated village events or everyday occasion. Teaching sessions are not bound
by time limitations. Watches and time pieces are not allowed. The sequence of
activities is guided only by the everyday life cycle of a village resident, including
trips to the field or participation in actual community festivity, including the
butchering of sacrificial animals for rituals. The students are also taught the art of
instrument making, including the indigenous knowledge of the natural environment
from which materials for these instruments are derived.
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Figure 1 The Cordillera Music Research Center developed by Benicio Sokkong.
A similar effort has been done in North Sumatra, although the programme
officially lasted for only two years of implementation, it spurred the local
communities to establish teaching programmes especially of the musical traditions
that are endangered to disappear for lack of incentives and interest on the part of the
young generation. I refer here to the Revitalization Program on the musics of North
Sumatra, as spearheaded by the couple Rithuani Hutajulu and Irwansya Harahap.
They were able to get a two-year grant from the Ford Foundation in order to set up a
programme of instruction on five different musical traditions in North Sumatra: The
Karo Batak, Simalungun, the Pakpak, Toba Batak and the Parmalin. They identified
the instructors and selected interested young people to compose the core schools
where instructions were given to the youth on a regular basis (Figure 2). Several
factors were especially taken into consideration: the proximity of the pupils to their
teachers, the place where the instructions were held, and the experience of the
teachers. This was monitored by a team who reported regularly to Rita and
Irwansya, and later the whole project was evaluated by a foreign expert.
In local regions in Africa, centres have been formed to train performers and
grouped them into ensembles. They are taught as performers who will perform their
different music and dance numbers for audiences in their localities as well as other
places in the country and even abroad, as representatives of their governments.
Their artistic activities have been extracted from the usual social function and have
been reconfigured for entertainment (Stone, 1998). In Ghana, the National Dance
Company was established, where a team of master drummers as well as other
musicians were asked to demonstrate, teach and perform for the members of the
company, who consisted mostly of young men and women who have displayed their
skills in dance (Nketia, 1998). These centres can also facilitate the creative activities
of its members like innovating musical instruments or creating new choreographic
formations and movements, together with their inherent meanings and social
significance.
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7
Figure 2 Pakpak children learning from the master.
It is also in these centres where the idiosyncrasies of performance can be
taught even out of their original context. One example is the concept of the ‘musical
word’ of the drums from Sub-Saharan Africa, which embody a ‘cultural essence’
and speaks with different messages that is linked to a social system or class, to a
particular being, to a ritual, or to a specific extra-musical act (Kululuka, 2013).
In these three examples, the interfacing is achieved between the traditional
way of learning the structural mechanisms of practice through participation in actual
village activities and the ‘artificiated’ training and educating of community
members of the same racial or ethnic backgrounds. However, this modernised
procedure still stems from the knowledge of master artists who had learned the
traditions in the natural or indigenous way of knowledge transfer.
b) A second model is a recent experiment that is closely related to the schools for
living traditions, except that the initiative and concept come from outside the
cultural boundaries of the indigenous community. In the Summer of 1999, the
NCCA supported a project that brought some twenty student composers, music
educators and researchers together with some music faculty of the University of the
Philippines College of Music, to Davao City, to learn pre-selected musical traditions
from two ethnic communities - the Bagobo Diangan and the Kalagan tribes. From
the Bagobo Diangan group, two cousins were contracted to teach in the
programme:both with a title of Chief – Datu Malandoy Munoy (Figure 3) and Datu
Maximo Gabao, who is also one of the deputy mayors of the city. Today, Munoy
and Gabao have evolved their own repertoires that include folktunes and even
modern pop songs. They have taught their siblings some of the playing techniques
and the dances that are integral into the performance practice, and have virtually
organised them into a troupe that could instantly perform for visitors, academic
researchers, and tourism establishments.
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Figure 3 Malandoy Munoy teaching students at the Eagle’s Park in Davao City.
On the other hand, the teacher from the Kalagan tribe is also a deputy mayor
by the name of Rogelio Sumawang. The three principal mentors have organised
their own family troupes, who perform for local festivals and tourism events, as well
as participate in national cultural events that are held in Manila and other places
outside Davao City. The family members serve as resource artists in demonstrating
specific skills in instrumental and dance performances.
In this particular model, the musical interfacing were successfully realised
through the common and shared experiences by the various participants - the
cultural ‘outsiders’ who conceived and implemented the project based on years of
scientific studies of traditional music cultures as well as training in music education;
and the cultural ‘insiders’ who have adopted some conventions of music making
outside traditional norms. These include a ‘modernised’ repertoire of current tunes
and folksongs, audience-oriented performances, a concept of theatre, costuming and
choreography.
c) A third model is one that was begun by Endo Suanda (Figure 4) of Bandung,
wherein he introduced new teaching materials based on modern technology in the
teaching of the arts to high school students. Targeting the apathy of the youth
towards traditional cultural practices, he launched the LPSN (Lembaga Pendidikan
Seni Nusantara) with the vision of not only revitalising knowledge and appreciation
for the arts, but also the pride on one’s cultural heritage, among the young
generation. He concretised this vision by producing books, monographs on cultural
objects including musical instruments, masks, textiles, etc., as well as audio visual
materials such as DVDs (Figure 5), to facilitate familiarity with the art objects, their
use as well as significance. He mobilised a staff to give workshops to teachers,
encouraging them to conduct their own researches which he published in a
magazine entitled Agung. This massive effort was intended to give the students a
wider view of culture in that the materials consisted not only Asian artistic objects
but also artefacts from around the world.
Ramon Pagayon Santos
9
Figure 4 Endo Suanda, founder of Lembaga Pendidikan Seni Nusantara (LPSN).
Figure 5 DVDs produced by Lembaga Pendidikan Seni Nusantara (LPSN).
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This approach to the learning of traditional practices is intended to make the
modern students aware of the myriads of praxis of different ethnic communities in
the four corners of the globe. The materials have been the product of researches and
are disseminated using modern technological devices. The thrust of this initiative is
not to imitate the traditional cultures but to invent new ways of replicating them,
using new and accessible materials, and eventually appreciate the diverse ways of
expressing culture.
d) The fourth model is a form of mentorship in orally transmitted music that is being
carried out in the context of a modern system of art education. The principal
example is a programme of teaching music from representative musical cultures in
the Philippine done at the University of the Philippines College of Music. Begun
some fifty years ago, the Conservatory hired and appointed village artists as Special
Lecturers to teach Kalinga music from the North and Maguindanao. music from the
South. Because the music was extremely new to both conservatory faculty and
students, the artists were given a free hand in designing their own teaching strategy
and methodology, in determining the course content and repertoire, as well as in
devising a system of learning evaluation at the end of the course. The conditions
obtaining during the initial implementation may constitute what one may consider
as a ‘shot in the dark’.
The village artists were never trained in western music and did not have the
ability to read and write music notation;
1) They were tasked to teach conservatory students with a purely western music
background;
2) The music that they were to teach were totally unfamiliar with their students;
3) None of the students belonged to any of the artists’ ethnic culture and vice
versa.
4) The village artists did not have college degrees (at the time of their hiring)
5) This was the first time that indigenous musical knowledge was introduced as an
area of serious study in a formal music institution of higher learning.
After some years of implementation, the concept of a graduated course
sequencing as well as the idea of a formalised teaching methodology was slowly
developed by the artists themselves.
One of the main issues that modern classroom education in the field of
traditional arts has created is the diminished impact of orality in the learning
process. For this reason, a working compromise seems to have been reached by
using the written and notated pages and whiteboards to introduce new materials,
towards the ultimate commitment of these materials to memory. Aga Mayo Butocan
(Figure 6) invented a notation system that would facilitate the learning of a non-
literate musical system by literate note-reading musicians (Figure 7). Facilitating
this process is the course of practical classroom work, no matter how limited in time
allotment, which consists of repetitive playing and the eventual teaching of the art of
improvisation.
Ramon Pagayon Santos
11
Figure 6 Aga Mayo Butocan teaching kulintang to students.
Figure 7 Kulintang notation as created by Aga Mayo Butocan.
Another main characteristic of traditional pedagogy being incorporated in
modern art education is the element of communal learning. In a semi-ideal, if not
ideal condition, team teaching has already been institutionalised especially in
Indonesia, where the main karawitan instrument, the gamelan, requires different
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levels of expertise on the members of the ensemble. The students also rotate playing
the different instruments so that by the time the course is finished, the student shall
have mastered all the instruments in the ensemble.
While composition is a fairly recent development in traditional arts
education in the last 40 years, its methodology of learning wisely veers away from
its individualised mooring in western practice. Instead, it derives elements and
modalities characteristic of oral transmission and communal interaction between
elders and disciples, most art institutes implement in Indonesia today. The process
of putting up the final production on the part of the graduating students continues to
apply techniques of community interface, as putting together all the performing
forces of dancers, actor, musicians, etc., not to mention the individual leaders –
composer, choreographer, stage director, stage designer, into the final production.
The final recital of a graduating student is performed not in the school but in the
village, where the final evaluators are the masters themselves.
The concept of mentorship as a regular feature of a modern school of music
gradually gaining ground in Asia, especially in countries where orally transmitted
music are being practiced. In Yunnan, China, the Arts Department of the
Nationalities Institute in Kunning, is opening a music programme that revolves in
part around the participation of village artists in the general curriculum. The Royal
University of Fine Arts in Cambodia has also put in place a mentorship programme
with an initial teaching and facilitating force of some 140 artists of various musical
expertise.
Similar undertakings can be observed in other Southeast Asian countries
such as Thailand, Vietnam and Indonesia. In the latter, as well as in nation states
from other Asian and African regions, formal academies offering programmes in
traditional arts have long included the teaching of non-literate traditions in their
formal curricular offerings. It should be noted that in these countries, the process of
interfacing may not need to overcome as wide an alienation gap as in the case of the
highly westernised urban and lowland Filipinos, since these countries have managed
to preserve their fundamental languages, as well as cultural and musical traditions,
not withstanding their related histories of falling under the political yoke of foreign
colonial powers. Whatever ‘development’ has taken place in their expressive
cultures in response to modern global trends, has been tempered by a strong and
time-tested indigenous heritage.
e) The fifth model of interfacing between indigenous and traditional artists and the
contemporary communities and stakeholders is the idea of festivals, in which
participation is not only confined to traditional artists and students, but also entire
cities and towns. Many of these festivals have become commercially motivated
events, luring tourists to partake of the celebration and in the process contribute to
the economic well-being of the host community. While festivals have become the
venue to promote traditional arts and culture, change in the integral essences of the
traditional practices is inevitable, although one can say that the festivals themselves
have become part of the extended traditional practices which are no longer the
exclusive property of ethnic communities but by entire populations of cities, towns
and countries. In the Philippines, the Kaamulan Festival held annually in Davao
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13
brings together some 10 ethnic communities in the locality to show their different
traditional arts, including textiles, food and performing arts. They parade along the
main avenues in what is called ‘street dancing’ and then at a designated merging
area, they present numbers which are newly choreographed in a display of colourful
and spectacular pageantry.
In Africa, festivals are organised to assert their cultural emblems in music
and dance to a larger number of people. In Tanzania, a festival among the Wagogo
people of the town of Chamwino has been organised annually by the Department of
Creative Arts of the University of Dar Es Salam, now led by Dr.Kedmon Mapana.
After a three-day conference on African musical cultures at the University, the
villages prepare their music and dance numbers that will be shown in the festival.
While the participants belong to one ethnolinguistic group, their varied
presentations, some newly composed and choreographed, are pitted against each
other.
In Solo, the annual International Dance Day has been celebrated in massive
exhibition of the traditional and contemporary dances of the Javanese community.
In 2007, some 1000 dancers have been assembled from the different schools to
participate in exhibiting a traditional dance (Figure 8). Today, the number of
dancers have increased to around 6,000.
In these festivals, the traditional practices have been used and expanded into
becoming mass experiential events. With the coming of mass culture, the materials
for such events have been culled from customs and folklore, both ancient and
modern, with the participation of various peoples from different cultures and
ethnicities. In fact, these communal interactions have become traditions in
themselves in the life of a modern society.
Figure 8 1000 dancers from Solo, Indonesia.
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CONCLUSION
The above models of interfacing in the process of incorporating and integrating
indigenous musical knowledge into the structural framework of modern art
education and arts promotion, show various possibilities of expanding the idea of art
pedagogy and dissemination in the context of sustaining cultural diversity in a
global social environment. They also show that the process can only materialise and
bear fruit if authority, judgement and power are equally shared by the purveyors of
indigenous knowledge as well as the initiators of the process of dissemination and
propagation of the different artistic expressions.
Looking at the larger issue of transmission, one may argue a theory of
difference between interventional acculturation and evolutionary enculturation
regarding the cultural history of Southeast Asian peoples in the last 500 years.
Interventional acculturation brings about changes especially in traditional cultures
through influences from the outside, whether it may be economic, political or
religious. On the other hand, evolutionary enculturation refers to changes that the
traditional culture bearers themselves incorporate in their practices from a process of
selecting the emendations on their traditions, whether they may be structural or
internally substantive. A closer study of their manifestations in the dynamics of
modern education would reveal an open-ended view not only the highly complex
transformative nature of cultural transmission, but also in the multi-dimensionality
of the entire phenomenon. In the societal dynamics in today’s traditional
communities, individuals and institutions interact with extra-territorial influences
and respond to the impact of change within the materiality, spirituality, aestheticity
of human expressive practices. The variability of this interaction may be defined by
the way individuals and institutions seek to, and resolve the tension obtaining from
the confrontation between tradition and change in a globalised society.
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of world music. New York and London: Garland Publishing, Inc.
Street, B. & Besnier, N. (1997). Aspects of literacy. Companion encyclopedia of
anthropology. Ed. Tom Ingold. London and New York: Routledge.
Takizawa, T, ed. (1992). Perspective of music education in Japan and ASEAN. Towards a
new scope of music education as cultural education. Tokyo: Research Committee
for Asian Music Education.
BIOGRAPHY
Ramon Pagayon Santos (b. 1941) initially trained in Composition and Conducting at the
University of the Philippines, and earned his Master of Music (with distinction) and Ph.D.
degrees at Indiana University and State University of New York at Buffalo, respectively. He
was a full fellow at the Ferienkursefűr Neue Musik in Darmstadt and a Visiting Scholar in
Ethnomusicology at the University of Illinois. As composer, his works, which have been
performed in Europe, the Americas and Asia, are conceived along concepts and aesthetic
frameworks of Philippine and Southeast Asian artistic traditions. In the field of Musicology,
he has undertaken researches not only in Philippine and Asian contemporary music, but also
studied Javanese gamelan music and dance and nan guan, and engaged in continuing field
studies of Philippine traditional music such as the musical repertoires of the Ibaloi, the
Bagobo, Manobo, Mansaka, Bontoc, Yakan, and Boholano, as well as musics from South
Malaysian Music Journal Vol. 5 Num. 2 (1-16)
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China, Indonesia and Thailand. He is currently serving as University Professor Emeritus of
the UP and President of the Musicological Society of the Philippines. He was proclaimed
National Artist in Music in June 2014.
|
Malaysian Journal of Music Vol. 5 No. 2 (2016) | dynamic form, interpretation, musical plot, performer as narrator, Piano Sonata D959, Schubert | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/137 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/819 | Performer as Narrator: The Second Movement of Franz Schubert’s Piano Sonata in A Major D959 | This paper investigates how a performer might engage with the construction of narrative experiences in and through the performance of the Second Movement of Schubert’s Piano Sonata in A Major, D959. The investigation is based on the understanding of the role of the performer as narrator in the performance of early nineteenth-century piano music in general and Schubert’s Piano Sonata in A Major, D959, in particular. In addition to considering aspects of the musical context in Schubert’s own time, this article will shed light on a ‘paradigm shift’ between what Lawrence Zbikowski termed ‘static form’ and ‘dynamic form’. The traditional large-scale form, such as sonata-form, represents the ‘static form’ which consists of balanced structure built from regular sub-units with clear harmonic connections between each other. The ‘dynamic form’ was conceived as ‘form as process’ where the emphasis was given to a performer in defining the musical structure throughout a piece. This creative role of a performer in giving shape to music suggests the idea of narration and the Second Movement of Schubert’s Piano Sonata in A Major, D959, presents an interesting example for musical narration in early Romantic music. There appears to be no consensus as to a ‘stylistically correct’ rendition of Schubert’s Piano Sonata in A Major, D959, and it possesses some unique musical features, which invite performers and researchers to conduct an investigation of the sonata. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/819/555 | [] | Tham Horng Kent
17
Performer as Narrator: The Second Movement of Franz
Schubert’s Piano Sonata in A Major D959
Tham Horng Kent
Faculty of Music and Performing Arts, Universiti Pendidikan Sultan Idris,
35900 Tanjung Malim, Perak, Malaysia.
e-mail: [email protected]
Abstract
This paper investigates how a performer might engage with the construction of narrative
experiences in and through the performance of the Second Movement of Schubert’s Piano
Sonata in A Major, D959. The investigation is based on the understanding of the role of the
performer as narrator in the performance of early nineteenth-century piano music in general
and Schubert’s Piano Sonata in A Major, D959, in particular. In addition to considering
aspects of the musical context in Schubert’s own time, this article will shed light on a
‘paradigm shift’ between what Lawrence Zbikowski termed ‘static form’ and ‘dynamic
form’. The traditional large-scale form, such as sonata-form, represents the ‘static form’
which consists of balanced structure built from regular sub-units with clear harmonic
connections between each other. The ‘dynamic form’ was conceived as ‘form as process’
where the emphasis was given to a performer in defining the musical structure throughout a
piece. This creative role of a performer in giving shape to music suggests the idea of
narration and the Second Movement of Schubert’s Piano Sonata in A Major, D959, presents
an interesting example for musical narration in early Romantic music. There appears to be
no consensus as to a ‘stylistically correct’ rendition of Schubert’s Piano Sonata in A Major,
D959, and it possesses some unique musical features, which invite performers and
researchers to conduct an investigation of the sonata.
Keywords dynamic form, interpretation, musical plot, performer as narrator, Piano Sonata
D959, Schubert
INTRODUCTION
In the construction of performance guidelines applicable to Franz Schubert’s music,
“source data relating directly to Schubert performance in the composer’s lifetime is
relatively scarce; much has thus been made of wider contemporary treatises” (Pace,
2012, pp 646-648). Montgomery (1997) also explained that other possible reasons
such as fewer public appearances by Schubert himself and the invention of new
approaches to performance by Liszt as well as his contemporaries (p.104)
contributed to the further ignorance of Schubert’s instrumental music in both the
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early nineteenth-century performance manuals (p. 270) and in Viennese concert life.
Their emphasis on musical virtuosity successfully attracted huge attention from the
public in Vienna (Hanson, 1985, p.188). Consequently, Schubert’s works, in
particular his piano sonatas, were frequently treated somewhat indifferently
(compared, for example, with Beethoven’s piano sonatas). This is suggested by
William Kinderman in his article on Schubert’s piano music:
Several factors contributed to their neglect: the fact that much of this music
remained unpublished during Schubert’s lifetime; the dominance, in these works,
of musical expression over technical virtuosity; and the overpowering influence of
Beethoven, whose works set standards that are not directly applicable to Schubert.
(Kinderman, 1997, p.155)
Particularly in some earlier literature, Schubert’s piano sonatas have been
criticised for using forms and structures that were constructed in an unusual way
(for example, see Kinderman, 1997, p.155). Despite the fact that “the efficiency and
success of Beethoven’s forms provided an inescapable critical model for more than
a century to come” (Rosen, 2003, p.15), it is clear that taking Beethoven’s works as
models for Schubert’s works can lead to a misconception of the uniqueness of
Schubert’s music (Brendel, 2007, pp.45-46). The innovative approach of Schubert
in the construction of musical structure was discussed by Robert Schumann (1810-
1856) in his article on Schubert’s Symphony No. 9:
Let me state at the outset: he who doesn’t know this symphony knows little of
Schubert. In view of what the world has already received from him this may seem
hardly credible praise. It is so often said, and to the considerable annoyance of
composers, that “after Beethoven one should forgo symphonic ambitions”, and it is
true that most of those who have disregarded this advice have produced only
lifeless mirrorings of Beethovenesque idioms, not to mention those sorry, dull
symphonists who have managed a tolerable suggestion of the powdered wigs of
Haydn and Mozart but not their heads. One may make an exception for single
important orchestral works, but they have been more interesting for the light they
have had on the development of their composers than for any influence they have
had on the public or on the evolution of the symphony … I had suspected and
hoped – and probably many others, too – that Schubert, who had shown such a sure
sense of structure, such invention and such versatility in so many other forms,
would also tackle the symphony from the flank and find the spot from which he
could get at both it and the public. (Pleasants, 1964, p.164)
Schumann’s article was considered as one of the earliest attempts in
recognising the uniqueness of Schubert’s instrumental works (Gibbs, 1997, p.247).
While Beethoven concentrated more on the unity of the whole work, for example,
by utilising a tiny motif in his Fifth Symphony, Schubert was more concerned with
presenting ideas as spacious continuous lines. As one of the leading interpreters of
Schubert’s piano works, Alfred Brendel has written that “in his larger forms,
Schubert is a wanderer. He likes to move at the edge of the precipice, and does so
with the assurance of a sleep-walker. To wander is the Romantic condition”
Tham Horng Kent
19
(Brendel, 2007, pp.164-165). Sonata D959 is a very good example of that ‘wanderer
condition’, and ultimately highlights Schubert’s unconventional approach in
composing the sonata by constructing the musical themes which seem to move
beyond the verge of a conventional sonata form. Such innovative procedures –
mainly derived from Schubert’s achievement in song – would ultimately be of great
importance for the next generation of composers. In recent years, there has been a
re-appraisal of Schubert’s instrumental works such as piano sonatas because of a
new understanding of how Schubert’s forms hold these works together (Hatten,
2004, p.121). Some of this new understanding does not directly grow out of a
traditional classical conception, but rather tries to elucidate how musical narration
can be used to highlight Schubert’s innovative procedures in expanding the sonata
form as well as loosening the harmonic and structural elements of traditional form.
The central concern of this article is to show how a performer might engage with the
construction of narrative experiences in and through the performance of the Second
Movement of Schubert’s Piano Sonata in A Major, D959.
MUSICAL
NARRATIVE
CONCEPT
–
A
GUIDE
TO
INTERPRETATION
The reason of choosing the Second Movement of D959 is the various problems in
which a performer need to solve: the complexity of musical material presented in
the middle section of the Second Movement such as the variety in the expressive
markings, articulations, rhythmic contrasts as well as harmonic progressions. The
problem solving is implied by thematic relations, tensions and developments that
supply some of the necessary ingredients for the construction of a plan, that is, of a
performance strategy by which situations and events are linked together to form a
plot (Hatten, 2004, p. 226). Based on those ingredients, ambiguity in structure, in
expression, and thus in performance interpretations, provide circumstances by which
a performer experiences critical practice and creative performance so as to evoke
musical narratives through performative approaches (Rink, 1994; 1999, 2015;
Rothstein, 1995; Hatten, 2004). John Rink stated:
Whereas the prevailing model for musical performance in the eighteenth century
was oratory, in the nineteenth it was drama: indeed, a particular nineteenth-century
performance rhetoric can be defined not according to the Classical tradition
adapted, say, by Mattheson, but with regard to explicitly dramatic properties
exploiting familiar rhetorical devices – structure, gestures, figures, inflections,
emphases, pauses – to new and different ends. (Rink, 2001, p.220)
Rink observed the shift of the role of performer from an orator during the
eighteenth century to a narrator during the nineteenth century. In the eighteenth
century, the main linguistic counterpart of music had been rhetoric. The focus of
rhetoric is on the form of oration and on the devices which the orator could utilise to
affect the listener. However, during the early nineteenth century, the idea of telling a
story and narration became a crucial linguistic counterpart for music. The emphasis
was given to the temporal quality of music and how the performer can make the
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music cohere in time. The idea of the application of narration in music has attracted
much attention in musicology during the past few years (Cone, 1975; McClary,
2007; Almén, 2008; Agawu, 2009;Seaton, 2009). Some of the findings suggest that
there are parallels between the construction of a piece of music and a work of
literature, for example, a novel. Seaton stated:
For this reason, it is necessary to define narrativity in positive terms. To say that a
piece of music is a narrative means that it has two essential features: plot and voice.
In other words, a musical work possesses the quality of narrativity in the same way
that a work of literature does so. (Seaton, 2009, p.274)
Although there is still a difference in terms of the application of the
narrativity for music and literature respectively (Seaton, 2009, p.274), the idea of a
musical plot which is referred to this article is “musically constituted: a time-
dependent unfolding of successive musical events, palpably linked to produce a
coherent ‘statement’ embodied in sound alone, which is of course the principal
expressive medium available to the instrumentalist” (Rink, 2001, p.218). That is to
say, a musical plot was understood not only as a temporal sequence in which one
event follows the other, but also as a causal sequence where the former event makes
the latter happen. In other words, a musical plot should consist of a temporal
trajectory which was usually started from stability through rising conflict or
problems to final resolution. Hepokoski and Darcy observed that the genre of the
sonata can be viewed as a metaphor of human action and it invites an interpretation
as a musically narrative genre (Hepokoski& Darcy, 2006, pp.251-252). A similar
observation was made by Seaton that sonata-form was recognised as a good
example of a musical plot where the structural organisation resembles the different
conditions of a plot:
On the other hand, the paradigmatic instance of plot – or drama – for music (and,
one might argue, for all art) is the so-called sonata form. In principle, a sonata first
movement has a clear beginning and end, establishing its material and its position
of stability (the tonic key) at the outset and ultimately returning to stability at the
close. (Seaton, 2009, p.275)
In the exposition, the establishment of its material in the beginning such as
the principal theme in the home key gives a sense of stability. Gradually, the
forward motion of the theme towards a different key creates a tension that demands
resolution. However, the modulatory character in the development section suspends
the tonal identity and thus increases the tension or problem. Eventually, the
recapitulation functioned as a section where the previous conflicts of the principal
theme resolve back into its home key and re-establish its harmonic stability.
The idea of a musical plot was not only confined to sonata-form, but also
applicable to other structural designs which present comparable features of a plot, in
particular the element of causal connection where one event makes the latter
happen. Considered as one of the most dramatic musical experiences composed by
Schubert, the Second Movement of Sonata D959 offers the possibility to be a plot.
Constructed in a ternary form, it has the same kind of criteria as in a sonata-form:
Tham Horng Kent
21
there is a departure from stability towards increasing conflict in the middle section,
before the music is guided back to its stability.
Compared with the traditional sonata-form which was prevalent during the
classical period, Schubert’s perception of the sonata-form, including his last three
piano sonatas, is evolutional, and he seems to try to transform the sonata-form into a
“means to attaining an expressive purpose” (Irving, 2002, p.199). This is an
inventive form which Lawrence Zbikowski termed as a ‘dynamic form’ which he
distinguishes from the traditional sonata-form as a ‘static form’:
As the study of form developed and was continued through the nineteenth century,
theorists worked with two basic – and seemingly opposed – models of musical
form, one static, the other dynamic. Musical form, viewed from a static perspective,
is reminiscent of architecture (a parallel all the more ironic, given Friedrich von
Schelling’s characterization of architecture as ‘frozen music’) and typically consists
of either a framing structure clad with musical material or relatively abstract
containers filled with musical events. Musical form from a dynamic viewpoint is
processive and a bit unpredictable: the musical work emerges over the course of
time, and musical materials are both the substance of and raison d’être for this
emergence. (Zbikowski, 2002, p.288)
Zbikowski points out the difference between the traditional sonata-form
(Figure 1) and the inventive form (Figure 2) where the traditional sonata-form
consists of balanced structures built from regular sub-units with clear connections
between each other. The inventive form was conceived as a process where the
unexpected relationships in the musical materials provides a variety of interpretative
possibilities. The emphasis was given to a performer in defining the overall structure
throughout the piece:
Figure 1 Static form (figure developed by author).
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Figure 2 Dynamic form (figure developed by author).
It seems that a similar perception of the difference between ‘static form’ and
‘dynamic form’ was observed by Janet Schmalfeldt:
… toward the end of the eighteenth century and into the next, new compositional
approaches to certain, by then well-established conventions of musical forms
seemed intent upon shifting our focus away from the perception of forms as the
product of successive, functionally discrete sections within a whole. Instead, these
new approaches encouraged the idea that the formal process itself becomes ‘the
form’. Listeners of this kind of music are being asked to participate within that
process, by listening backward as well as in the moment – by remembering what
they have heard, while retrospectively reinterpreting formal functions in the light of
an awareness of the interplay between conventions and transformations. As perhaps
the most active of all listeners, performers themselves are being urged to play a far
more authoritative role in articulating such form-defining moments as beginnings,
middles, and endings, while projecting the overall shapes that these might define.
(Schmalfeldt, 2011, p.116)
As Schmalfeldt highlights the role of performer as a co-creator in
performing early nineteenth-century instrumental works, especially “in articulating
such form-defining moments as beginnings, middles, and endings”, this implies
variable structural readings in the early nineteenth-century instrumental works and it
could be argued that Schubert’s last three piano sonatas, including the Piano Sonata
in A Major, D959, have such potential to be interpreted in many unique ways, and
to evolve continuously. Possibly constructed in a ‘dynamic form’, Schubert’s D959
gives room to a performer in interpreting the musical materials such as the large-
scale harmonic constructions, the interplay and transformation of themes, the variety
in the phrasing and the expressive musical markings such as articulation and
rhythmic contrasts, as well as the understanding of meter and pulsation. Taking this
a step further, the variety of possibilities in interpreting the musical materials of
Schubert’s D959 extends into a variety of performance approaches, that is, the
performer’s interpretative considerations while formulating performances, as the
subsequent discussion will help to elucidate.
Tham Horng Kent
23
It should be noted that the performance approach shown in this article was
influenced by John Rink’s idea of “structural potentialities within musical materials
and then realising them as they see fit within the broader musical narrative of their
performance” (Rink, 2015, p.129), which entails possibly four principles:
1. Musical materials do not in themselves constitute structure(s): they afford the
inference of structural relationships.
2. Inference of this kind will be individually and uniquely carried out whenever it
is attempted, even if shared criteria result in commonalities between discrete
structural representations.
3. Musical structure should therefore be seen as constructed, not immanent; as
pluralistic, not singular.
4. Furthermore, because of music’s time-dependency, musical structure should be
understood first and foremost as a process, not as ‘architecture’ – especially in
relation to performance. (Rink, 2015, p.129)
In turn, the discussion that follows took the above mentioned principles into
consideration as part of an attempt to articulate and to document what was
happening in the music and how a performer reacted to it. The first section focused
on how a performer might construct a musical plot in the Second Movement of
Schubert’s D959, which includes what connections to imply or emphasise at what
point and why. The second section moved a step forward on how the connections
between the musical events evoked narrative interpretations in relation to the
musical plot.
Musical plot and dramatic properties in the second movement
The Second Movement of Schubert’s D959 could be regarded as one of the
examples that resembles comparable narrative schemas. The structural organisation
in the Second Movement involves different temporal phases in the musical
narration. These include the contour of stability, tension, conflict, resolution and
dénouement. An overview of the design of musical plot in the whole second
movement is illustrated in Table 1.
In the beginning, the phrase structure was constructed in a simple and
regular way, with stable harmonic progression which moves around the tonic and
subdominant as well as the dominant of F-sharp minor in the first eighteen bars.
Frequent stepwise motions in the melody and a gently alternating, repetitive
accompaniment figure contribute to the generally static quality of this passage
(Figure 3).
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Table 1 Musical Plot in Schubert’s Sonata in A Major, D959, Second Movement
F#m: i V6iV6 i6 viio i6 viio6 iV
F#m: I V6iV6 iv i V i V i
Figure 3 Schubert, Sonata in A Major, D959, Second Movement, bars 1-18.
In bars 19-26, the melodic line appears in a similar way to its first statement
in the first eight bars, but slightly decorated. A surprising effect is achieved here
where a whole tone down on the bass line from F-sharp to E momentarily shifts the
tonality from minor to its relative major key. In bars 25-32, the music is guided back
into the home key of F-sharp minor (Figure 4).
Section
Bar(s)
Musical
Material
Harmony
Plot Condition
Dynamic
Markings
A
1-32
Principal
Theme (PT)
i
Stable, with clear
phrase structure and
cadential point
p-pp-fp-pp
33-68
Repeated with
an octave
pp-fp-pp-
dim.
B
69-84
Improvisational
Modulator
y
Unstable,
immediately
increasing tension
to climax
85-122
mf-cresc.-ff
123-146
v
fffz-p-pp
147-158
Transitional
passage
V
Preparing to go
back to the previous
lyrical section
pp
A
159-
188
PT
i
Resolution
pp-f-
decresc.-
ppp
189-
end
Dénouement
Tham Horng Kent
25
Figure 4 Schubert, Sonata in A Major, D959, Second Movement, bars 19-32.
A sense of stability is maintained from bar 32 onwards, using similar
materials from the beginning, but an octave higher in the right hand part. In
summary, the general spirit in this section seems to be lyrical and the music seems
to be secure in terms of phrasing and harmonic stability. However, the
improvisatory gesture in bars 69-72, with silence in the left-hand part, seems to
serve as a clue that the music starts to move away from the home key (Figure 5).
Figure 5 Schubert, Sonata in A Major, D959, Second Movement, bars 69-72.
The tension of the music is gradually built up, in particular the appearance
of the first dramatic point in bars 73-75 where the sudden shift of G-sharp into G-
natural in the left-hand part expands the harmonic journey throughout the middle
section. The expectation of resolving the diminished chord in bars 73-74 into the
home key of F-sharp minor is suspended and such tension provides alternative ways
of exploring more distant keys in the tonal landscape, especially the abrupt shift
from G-sharp to G-natural that prepares the dominant harmony at the end of bar 84
leading to a decisive arrival of the remote key of C minor on the first beat of bar 85
(Figure 6).
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F#m: viio
(?)
(F natural = E sharp)
Cm: V7
Cm: viio7/ii
viio7/V
Cm: Vb9
V7
Cm: i
Figure 6 Schubert, Sonata in A Major, D959, Second Movement, bars 73-89.
Character and action here are striking and unusual, and the theme from bar
85 is bold and decisive. Yet its assertiveness, by which it nails down each harmony
in a quick gesture, allows it to take off suddenly for a new region. For instance, the
gesture of the trill on G in bar 89 as well as on B in bar 98 provides another
dramatic point where both trills create the unstable quality, and leads the music into
chromatic transition from bar 90 to D-flat minor in bar 91 as well as bar 99 leading
to F minor in bar 100 (Figure 7).
The adventurous harmonic progression from bar 85 onwards contributes to
the increase in the tension of the musical plot and the half-step shift from F minor
(bars 100-102) into F-sharp minor (bar 103) prepares for the dramatic high point of
the whole movement, which lasts from bar 107 until bar 122 in C-sharp minor
(Figure 8). During this dramatic high point, the continuously running notes, the
addition of syncopation and the registral shifts maintain the level of intensity in the
musical plot.
Tham Horng Kent
27
Figure 7 Schubert, Sonata in A Major, D959, Second Movement, bars 85-100.
The design of the musical plot to this point is particularly unexpected; it has
harmonic twists and does not suggest any specific resolution of the conflicts from
the beginning of the middle section, in particular with the abrupt shift of the
harmony in bars 73-75. Consequently, a listener may wonder how the plot can arrive
at a well-defined resolution after such intense climax. To guide the situation back
into stability, Schubert intelligently provides a recitative-like passage (bars 123-146)
to serve as a bridge between the different sections. In other words, this recitative-
like passage has an essential function in a listener’s experience of the musical plot.
At the moment when some attempts to resolve the tensions of the plot seemingly
must arrive, this passage seems to be a response to the frustrated expectation of a
resolution. It represents a completely different level of discourse from the action that
a listener has been following to this point, and it interrupts the action at exactly the
point when the listener’s expectation of a solution peaks. As it turns out, this
recitative passage simply prolongs the resolution, at least on the level at which a
listener would anticipate one.
The resolution, as it turns out, is starting from bar 147 where there is an
attempt to stay firmly in the dominant in order to lead back to the previous stable
section. In bar 159, the music of the entire opening section returns, with a string-
quartet-like texture where there is a dialogue between the upper lines in the right
hand part. Before the ending of the movement’s plot, the coda section in bar 189
presents a last dramatic point where the music seems to keep wandering through
several sudden shifts in the pitch (for example, the A-G natural-F-sharp-E in bars
189-192, Figure 9).
In enhancing such an expressive effect, the approach of the sudden shift in
pitch appears frequently from bar 192, where the bass line descends from C-sharp to
C-natural and subsequently to B in bar 193, which leads the music to a Neapolitan
chord. Instead of the expected resolution to the second inversion tonic chord from
its previous Neapolitan chord in bar 194, Schubert uses the first inversion, and the
same unusual voice-leading also occurs in bar 195, where the bass line descends by
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semitone shifts from G-sharp to G-natural and eventually to F-sharp in bar 196
(Figure 10).
Figure 8 Schubert, Sonata in A Major, D959, Second Movement, bars 107-122.
Tham Horng Kent
29
Figure 9 Schubert, Sonata in A Major, D959, Second Movement, bars 189-193.
Figure 10 Schubert, Sonata in A Major, D959, Second Movement, bars 194-196.
Performance considerations
In the first section (bars 1-68), “the minor mode and harmonic stasis, together with
prominent melodic sighing motives, create a mood of sorrow” (Hirsch, 2016,
p.152). A performer might choose a steady tempo and the dynamics move within the
range of piano, so that the crescendo and diminuendo remain modest. Even the
fortepiano that Schubert indicates to mark the stretched phrasing in the main theme
(bar 13, 23, 27, 45 and 59) might be taken subtly. Montgomery suggested “the best
one can do [for the dynamic marking fortepiano] is to play the second beat of the
left hand softly, as well as the first beat of the next measure in the right hand”
(Montgomery, 2003, p.144).
The section in bars 69-72, which serves as a link into the middle section,
might suggest the atmosphere of a fantasy world for the action (Wollenberg, 2011,
p.177). So a performer might choose to emphasise the rhythmic flexibility and allow
more space of time. For instance, the articulation marks within bars 69-72 suggest
the phrasing, which is irregular in this short passage. The first group has a
continuous slur from the E-sharp in bar 69 till the high C-sharp in bar 71, the second
group has the dots under a shorter slur (B-A-G-sharp-F-sharp) in bar 71, and the
third group in bar 72 has both articulation markings as the first and second. Despite
the whole piece being constructed in a time signature of 3/8, it seems that the
difference of phrase slurs in bars 69-72 implies certain amount of space between
them. In addition, the silence of the left-hand part of this particular passage suggests
the improvisational character of the right hand and thus conveys a stronger sense of
the expressiveness of the musical gestures. Thus, a performer could choose to slow
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down for the first two notes in bar 69 and gradually get faster towards the highest D
in bar 71 before slowing down again at the end of this passage. However, some
performers might conceive that the first two notes in bar 69 should not be slowed
down. This is due to the first announcement of the new idea, and thus a stricter pulse
is more suitable in order to keep the smoothness of musical flow.
Almost immediately, however, the plot would need to take off in the
direction of increasing tension. In the central section of the second movement, the
tonal scheme is constructed in an unclear direction and Schubert moves away from
the home key with unusual chord progressions (Example 4): Schubert moves from
the home key which is F-sharp minor into the foreign key of C minor, which is
considered as the beginning of the dramatic section. The continuity of the chord
progression is disjointed in bar 75, where the diminished chord was supposed to
resolve to the first inversion chord of F-sharp minor, but the natural sign given to
the G-sharp results in a sudden shift into the remote key of C minor. The foreign
relationship between the home key (F-sharp minor) and the remote key (C minor) as
well as the disjointed chord progression in bar 75 makes the character of this
passage mercurial. In order to enhance such a dramatic quality, Schubert also uses
the gesture of the ascending and descending lines as a way of musical expression
and constructs a balanced order of the gesture in this particular passage (Table 2):
Table 2 The order of Ascending and Descending Lines in bars 69-84.
To express this musical gesture clearly in this section, the rising line (bars
69-70 and bars 73-74) implies an increase in the volume and subsequently a
decrease in the volume for the descending line (bars 71-72 and bars 75-76). The
sudden shift from G-sharp into G-natural in the bass line in bars 73-75 might be
stressed. However, from bar 77 onwards, a performer could choose to continue the
gradual rising of the volume from bar 77 so that a stronger sense of arrival of the C
minor section in bar 85 could be achieved effectively.
The tension and character from the C minor section (bar 85) suggests a
strong sense of boldness and increases the tension in the musical plot (Hirsch, 2016,
p.156-157). The trills on the G and B in bar 89 and 98 could be made to sound
ominous. During the dramatic high point from bar 105 (Figure 11), the agitated
character of the C-sharp minor key, together with its frantic rhythm and harmonic
progression, deserves emphasis.
Bar(s)
69-70
71-72
73-74
75-76
77-78
79-80
81-82
83-84
Line
Tham Horng Kent
31
Figure 11 Schubert, Sonata in A Major, D959, Second Movement, bars 105-123.
This section (bars 105-122) could be divided into several independent
groups based on the musical ideas presented, and these unrelated musical ideas pose
another great challenge for pianists to interpret: how to convey a sense of continuity
through all these different groups of musical idea in a performance. In Example 10,
Schubert seems to be trying to distinguish each group by using different articulation
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marks: bars 105-106 and bars 114-115 contain the accent (
), bars 107-108 and 113
have fz, bars 109-112 has staccato ( ) in the right-hand part, and both staccato and
staccatissimo ( ) are indicated in bars 116-122.
However, a different subdivision of each musical idea could be deduced
from the harmonic construction: bars 105-106 remains within the F-sharp minor
region, but the six-four chord in C-sharp minor unites bars 107-110. Despite the
same figuration as the previous bars (109-110 with the staccatissimo), the addition
of G-natural in the right-hand part of bar 111 starts a new harmonic unit and the
stepwise chromatic ascent in the bass line in bar 112 forms another harmonic unit.
The E minor scalar passage in the right hand gives a single harmonic unit and the
chromatic lines in the bass line in bars 114-115 form another harmonic unit.
Eventually, the long pedal tone on C-sharp in the left hand from bar 116 onwards,
which culminates in the climax of bar 122, with the full chords of C-sharp minor in
both hands, forms the last harmonic unit.
Both subdivisions of the different musical ideas presented in this section
suggest there is continuity between bars 107-108 and bars 109-110: the combination
of bars 107-108 and 109-110 forms a single group due to the tonal coherence where
a similar chord (six-four chord in C-sharp minor) was adopted in bars 107-110. To
achieve more continuity between these different musical ideas, Schubert utilises the
similar gesture of ascending and descending lines which was initially announced
from the beginning of the middle section where the ascending line for the bars 69-70
was counterbalanced by the descending line of the following bars, 71-72 (Table 3):
Table 3 The order of Ascending and Descending Lines in bars 105-122.
Bar(s)
105-106
107-108
109-110
111-112
113
Line
Right hand
Left hand
Bar(s)
114
115
116-122
Line
The appearance of the recitative passage in bars 123-146 suggests a
different performative approach. The awkwardness arising from the rests, the
irregular phrases, and the fragmentary gestural melody in the right hand implies a
sense of uncertainty. Rhythmic flexibility, dynamic declamation, and clear
articulation between legato right-hand part and arpeggiated, strongly detached left-
hand chordal accompaniment in bars 131-140 could be part of the attempts in
enhancing the feeling of uncertainty. In bars 140-141, the change of the harmony to
Tham Horng Kent
33
its parallel major key (C-sharp minor to C-sharp major) with piano might provide a
clue for a performer to apply a noticeable flexibility in the pulse.
The return of the main theme from bar 159 onwards might suggest that a
pianist remains in the same character as the previous stable section, with attention to
the duet between the upper lines in the right-hand part. Finally, in the Coda section,
the musical expression provided by the sudden shift in pitch in bars 189-196 might
suggest to a performer to adopt more space of time to fully express this musical
gesture.
CONCLUSION
In summary, the discussion of musical plot and dramatic properties in the Second
Movement of Schubert’s D959 includes the following interpretative considerations.
Firstly, the thematic materials which include how to establish a dynamic grasp of
musical structure by governing which musical events need spotlighting, to locate the
significant point where it initiates the subsequent event, and to investigate how the
musical tensions or problems which appear in the beginning is resolved or
unresolved. Secondly, the harmonic progression which a performer needs to
understand what do they imply in the characterisation of music. Thirdly, the
dynamic marking which a performer needs to know what their precise purpose is
given their place within the work.
It has been established that not only did the genre of sonata constantly
evolve during the late eighteenth century and early nineteenth century, but its
tendency to play with structural ambiguity, and sometimes to be associated with
poetic and literary forms, encouraged a special kind of partnership with a performer.
Hence, new light has been shed on the ‘paradigm shift’ in early nineteenth-century
performance which leads into new understandings of musical presentation where
Lawrence Zbikowski categorised two distinctive musical forms: ‘static form’ and
‘dynamic form’. Compared with the traditional sonata-form which was prevalent
during the classical period, Schubert’s perception of the sonata-form, including his
last three piano sonatas, is innovative and seems to try to transform the sonata-form
into a “means to attaining an expressive purpose” (Irving, 2002, p.199). A similar
perception of the difference between ‘static form’ and ‘dynamic form’ was observed
by Janet Schmalfeldt and such a conception suggests the role of the performer as a
co-creator in performing early nineteenth-century instrumental works. Schubert’s
last three piano sonatas, including the Piano Sonata in A Major, D959, have such
potential to be interpreted in many unique ways, and to evolve continuously.
Constructed in a ‘dynamic form’, the Second Movement of Schubert’s D959 gives
room to a performer in interpreting the musical materials such as the large-scale
harmonic constructions, the interplay and transformation of themes, the variety in
the phrasing and the expressive musical markings such as articulation and rhythmic
contrasts, as well as the understanding of meter and pulsation.
By adopting John Rink’s idea of “structural potentialities within musical
materials and then realising them as they see fit within the broader musical narrative
of their performance” (Rink, 2015, p.129), this article moves into the second area
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which discusses the documentation of what was happening in the music and how a
performer might react to it. The difficulty with a narrative approach to musical
works such as Schubert’s piano sonatas, which might have enough narrative import,
is not to prove whether a specific story fits the musical narrative or not, but rather to
explain how a musical narrative is better achieved and communicated. Certainly,
performers do not seek scientific explanations while formulating understandings of
musical works or while perceptually engaging with performance processes relating
to the experiencing of music. The first section focuses on how a performer might
construct a musical plot in each movement of Schubert’s D959, which include what
connections to imply or emphasise at what point and why. The second section
moves a step forward on how the connections between the musical events evoke
narrative interpretations in relation to the musical plot.
The interpretative considerations shown above led to the conclusion that the
Second Movement of Schubert’s D959 potentially had multiple identities in relation
to its conceptualisation and performance interpretation, and that these identities did
not necessarily need to be resolved into just one for an effective performance to take
place. All these decisions operated in combination to act upon performance-relevant
matters, which in turn allowed a narrative experience to come forward. Such matters
included the shape and timing of a musical event within a phrase, a phrase within a
section and a section within the movement, and the momentum with which the
musical tension is constructed towards an ultimate point of direction. This is all part
of the process of creating an interpretative ownership of the work that develops from
the potential of Schubert’s instrumental music to be personalised through a variety
of possibilities.
REFERENCES
Agawu, K. (2009). Music as discourse: Semiotic adventures in romantic music. Oxford:
Oxford University Press.
Brendel, A. (2007). Alfred Brendel on music: His collected essays. London: JR Books.
Byrne Bodley, L. & Horton, J. (Eds) (2016). Schubert’s late music: History, theory, style.
Cambridge: Cambridge University Press.
Cone, E. T. (1974). The composer’s voice. California: University of California Press.
Gibbs, C. H. (Ed) (1997). The Cambridge companion to Schubert. Cambridge: Cambridge
University Press.
Hanson, A. M. (1985). Musical life in Biedermeier Vienna. Cambridge: Cambridge
University Press.
Hatten, R. S. (2004). Interpreting musical gestures, topics, and tropes: Mozart, Beethoven,
Schubert. Bloomington: Indiana University Press.
Irving, J. (2002). The invention of tradition. In Samson, J. (Ed), The Cambridge history of
nineteenth-century music (pp. 178-212).Cambridge: Cambridge University Press.
Kinderman, W. (1997). Schubert’s piano music: Probing the human condition. In Gibbs, C.
H. (Ed), The Cambridge companion to Schubert (pp. 155-173).Cambridge:
Cambridge University Press.
Lawson, C. &Stowell, R. Eds. (2012). The Cambridge history of musical performance.
Cambridge: Cambridge University Press.
Litschauer,
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werkefürklavierzuzweihänden band 3 klaviersonaten. Kassel: Bärenreiter-Verlag.
McClary, S. (2007). Narrative agendas in “absolute” music: Identity and difference in
Brahms’s Third Symphony. In McClary, S., Reading music: Selected essays (pp. 65-
83).Aldershot: Ashgate Publishing Limited.
Montgomery, D. (2003). Franz Schubert’s music in performance: Compositional ideals,
notational intent, historical realities, pedagogical foundations. New York, NY:
Pendragon Press.
Montgomery, D. (1997). Modern Schubert interpretation in the light of the pedagogical
sources of his day. Early Music, 25, 100-118.
Pace, I. (2012). Instrumental performance in the nineteenth century. In Lawson, C. and
Stowell, R. (Eds), The Cambridge history of musical performance (pp. 643-695).
Cambridge: Cambridge University Press.
Pleasants, H. Trans. & Ed. (1965). Schumann on music: A selection from the writings. New
York, NY: Dover Publications.
Rink, J. (2015). The (f)utility of performance analysis. In Doğantan-Dack, M. (Ed), Artistic
practice as research in music: Theory, criticism, practice (pp. 127-148). Surrey:
Ashgate Publishing Limited.
Rink, J. (2001). Translating musical meaning: The nineteenth-century performer as narrator.
In Cook, N. and Everist, M. (Eds), Rethinking music (pp. 217-239). Oxford: Oxford
University Press.
Rosen, C. (2003). Schubert and the example of Mozart. In Newbould, B. (Ed), Schubert the
progressive: History, performance practice, analysis (pp. 1-20).Aldershot: Ashgate
Publishing Limited.
Schmalfeldt, J. (2011). In the process of becoming: Analytical and philosophical
perspectives on form in early nineteenth-century music. Oxford: Oxford University
Press.
Seaton, D. (2009). Narrativity and the performance of Beethoven’s Tempest Sonata. In
Bergé, P. (Ed), Beethoven’s Tempest Sonata: Perspectives of analysis and
performance (pp.273-292).Leuven: Peeters.
Zbikowski, L. M. (2002). Conceptualizing music: Cognitive structure, theory and analysis.
Oxford: Oxford University Press.
BIOGRAPHY
Horng Kent, Tham was one of the recipients of Asia Yamaha Music Scholarship in 2007
and graduated in 2011 from the Royal Conservatoire of Scotland in Glasgow with a
distinction in the Master of Music (Performance). In 2012, he was awarded both a full
scholarship by the Malaysian Higher Education Ministry and a teaching assistantship at the
Royal Irish Academy of Music in Dublin, where he completed a Doctor in Music
Performance degree, under Dr Denise Neary, Prof. Peter Tuite and Prof. Hugh Tinney. In
2015, he was chosen as an Erasmus Doctoral Student at the Sibelius Academy, Helsinki,
Finland, in the classes of Prof. Margit Rahkonen and Prof. Lauri Suurpää. Most recently, he
was selected to present a paper at the Ninth Annual Postgraduate Conference of the Society
for Musicology in the Trinity College Dublin as well as the Doctors in Performance festival
conference at the Royal Irish Academy of Music, Ireland.
|
Malaysian Journal of Music Vol. 5 No. 2 (2016) | barriers in doctoral socialisation, doctoral education, doctoral socialisation, doctoral music student, Thai PhD music | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/137 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/820 | Barriers to Thai Doctoral Music Students’Socialisation | A doctoral music degree is a new degree in Thailand. Although the first PhD programme in music was established in 2005, there are only four universities that provide doctoral programmes in music in 2016. However, there are a couple of universities that plan to launch doctoral music programmes in the near future. If the number of doctoral programmes in music and the number of graduates has started to grow, it is important to consider the barriers to doctoral music student socialisation because they relate to the completion of the degree. This paper aims to investigate barriers that Thai doctoral music students encounter in doctoral socialisation. This leads to the main question: What are the barriers that Thai doctoral music students encounter in doctoral socialisation? The key instrument used for this research was in-depth interviews with 12 doctoral students and graduates during four different stages of doctoral education across four Thai universities that have launched PhD programmes in music. The results indicated that barriers to Thai doctoral music student socialisation emerge from three segments: 1) student-related barriers (backgrounds, predispositions, investment, personal communities, self-concept and psychological issues); 2) barriers of integrating into the doctoral programme (learning, peer climate, relationships with faculty and friends and dissertation phases); and 3) institutional barriers (admissions, academic programme curriculums and requirements). | https://ejournal.upsi.edu.my/index.php/MJM/article/view/820/556 | [] |
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Barriers to Thai Doctoral Music Students’Socialisation
Skowrung Saibunmi1, Somchai Trakarnrung2
1College of Music, 2Faculty of Graduate Studies
Mahidol University,73170 Thailand
e-mail: [email protected], [email protected]
Abstract
A doctoral music degree is a new degree in Thailand. Although the first PhD programme in
music was established in 2005, there are only four universities that provide doctoral
programmes in music in 2016. However, there are a couple of universities that plan to
launch doctoral music programmes in the near future. If the number of doctoral programmes
in music and the number of graduates has started to grow, it is important to consider the
barriers to doctoral music student socialisation because they relate to the completion of the
degree. This paper aims to investigate barriers that Thai doctoral music students encounter in
doctoral socialisation. This leads to the main question: What are the barriers that Thai
doctoral music students encounter in doctoral socialisation? The key instrument used for this
research was in-depth interviews with 12 doctoral students and graduates during four
different stages of doctoral education across four Thai universities that have launched PhD
programmes in music. The results indicated that barriers to Thai doctoral music student
socialisation emerge from three segments: 1) student-related barriers (backgrounds,
predispositions, investment, personal communities, self-concept and psychological issues);
2) barriers of integrating into the doctoral programme (learning, peer climate, relationships
with faculty and friends and dissertation phases); and 3) institutional barriers (admissions,
academic programme curriculums and requirements).
Keywords barriers in doctoral socialisation, doctoral education, doctoral socialisation,
doctoral music student, Thai PhD music
INTRODUCTION
The doctorate has held much prestige and has been claimed as the highest university
degree across the world for centuries. The term ‘doctor’ was originally derived from
the Latin word docere, which means to show or to teach, and the word doctorem,
meaning teacher (Slevin & Hanucharurnkul, 2005). The purpose of pursuing
doctoral education has changed overtime. Nowadays, attaining a doctoral degree not
only offers a license to teach within a university setting, but also prepares leaders
who will work to improve works in many areas and train students to do research and
become independent scholars (Bargar & Duncan, 1982; Council of Graduate
Schools, 1990; Callejo-Perez, Fain, & Slater, 2011). As doctoral students move
Skowrung Saibunmi & Somchai Trakarnrung
37
through different phases of their education, they are also involved in socialisation
where they encounter different barriers that affect their learning while in the
programme.
Music is still a new area in Thailand’s higher education system.
Ethnomusicology was launched in 1989 by the Institute of Language and Culture
for Rural Development with Mahidol University as the first master’s degree n the
field of music in Thailand. The first doctoral degree was not established until 2005
by College of Music, Mahidol University, offering courses in musicology and music
education. The first PhD in music was awarded five years later in the discipline of
music education. Since then, doctoral programmes in music have now begun to
expand. After the first doctoral degree in music was launched, Mahasarakam
University established another doctoral degree in music in 2008. In 2013, two new
PhD degrees in music were launched at Bangkokthonburi University and Khon
Kaen University. Since the establishment of doctoral degree in music in 2005, there
have been 191 doctoral students enrolled in PhD music programmes and 81 PhDs
that have been awarded across four universities in Thailand.
As both the number of doctoral programmes in music and the number of
graduates start to grow, there is a need to realise the barriers to doctoral music
student socialisation in a Thai cultural context. It is important to investigate the
barriers for Thai doctoral music students because they relate to the completion of
the degree. If students encounter barriers and can overcome them, the rate of PhD
completion will be high. Additionally, there is a lot of research focused on doctoral
student socialisation in many disciplines in other countries, but there is no Thailand-
focused research regarding barriers to doctoral student socialisation in any field.
This study investigates the barriers that Thai doctoral music students
confront. An investigation of the barriers to Thai doctoral music student
socialisation provides qualified information necessary for doctoral students who are
currently in doctoral programmes as well as those who are planning to apply for
doctoral programmes in music in Thailand. In addition, the study also provides an
advantage to any institution that wants to adjust its programmes to help students
overcome any barriers while completing the degree.
LITERATURE REVIEW
Doctoral Student Socialisation
Many educators use socialisation as their principle lens to view the complexity of
doctoral student life and understand its unique experiences. It is also claimed as the
most important ingredient for doctoral students’ success (Mendoza & Gardner,
2010). Socialisation is defined as the processes through which individuals develop
the values, norms, skills, attitudes, beliefs, roles and knowledge necessary for
becoming members of a given society, group, or organisation (Mendoza & Gardner,
2010; Weidman, Twale, & Stein, 2001).
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The framework of doctoral education. The candidates of any doctoral
programme pass through three phases: admission, integration and candidacy
(Gardner, 2008). Admission is also referred to as Entry and Adjustment. It takes
place in the first year of studying where the students make a transition to a more
independent culture of graduate education and adjust themselves to something new.
Doctoral students are adults; the average age of doctoral students is 34 years old
(Choy, Geis, & Malizio, 2002). When they are in an academic community, “they
face disjunctions between their sense of self as an adult, their placement as a novice
in an expert scholar community, and their development of this new identity as
scholar and knowledge creator” (Kasworm & Bowles, 2010, p. 225). In Gardner’s
research (2008), many doctoral students expressed that the most difficult part of
studying in the doctoral programme occurred during this phase where they were
faced with various transitions; they needed to shift the expectations to be more
independent, they needed to encounter new environments, and the socialisation that
they faced in graduate school was different from their experiences. Integration is
the stage for developing competence. In this phase, doctoral students form new
relationships with their peers, which is the most important part of the socialisation
process in graduate education (Gardner, 2008). In addition, doctoral students also
develop relationships with their faculty, advisors and committees. The last phase,
Candidacy, includes the period after the students have passed examinations or
candidacy status. It is the research phase that students contribute to knowledge and
become skilled researchers through the dissertation process (Sims & Cassidy, 2016),
preparing for the job search or post-doctoral appointments and concluding with
graduation.
Core elements of socialisation. To identify and commit to a professional
role, Stein (1992) and Thornton and Nardi (1975) suggest three elements:
knowledge acquisition, investment and involvement.
Knowledge acquisition. Knowledge in doctoral education is developed
through learning communities (Spaulding & Rockinson-Szapkiw, 2012).
Knowledge also deepens and becomes more complex during socialisation. Doctoral
students estimate their abilities in order to join a professional culture, as they get to
know the culture (Weidman et al., 2001).
Investment. Doctoral students invest and sacrifice not only time but also
money, energy, alternative career choices, self-esteem, social status, etc. (Spaulding
& Rockinson-Szapkiw, 2012; Weidman et al., 2001). In the study conducted by
McAlpine, Jazvac-Martek and Hopwood (2009), more than half of the participants
mentioned time issues in their difficulties. Time issues are broken down as a general
reference to a lack of time, time management, choosing priorities, work taking a
long time or slowly progressing, having a paid job or non-PhD commitments, a
number of tasks or activities as part of the doctorate education and time lost due to
the influence of other people. Doctoral work itself can be a dilemma; it helps
students to improve as well as challenges students in terms of the time needed in
order to do their work. Moreover, the time issues mentioned by doctoral students
Skowrung Saibunmi & Somchai Trakarnrung
39
are not only related to their doctoral work but also involve other commitments
beyond the academic context.
According to the Higher Education Funding Council for England or HEFCE
(Green & Powell, 2005), 71% of full-time doctoral students had completed the
degree, while only 34% of part-time doctoral students had completed the degree
while38% were no longer active, and 4% had left with a MPhil degree. In addition,
approximately 80% of full-time students had completed after five years. Regarding
part-time students, 30% had completed by seven years, 30% were no longer active
and 40% were still active.
Involvement. Involvement is the level of participation of students in the
doctoral programme. The level of intensity deepens as students move further
through stages of their programme. As doctoral students move through their
programme, they actively extract clues that they encounter to their behaviour and
“evaluate themselves in the context of peers, faculty mentors, programme
expectations and personal goals” (Weidman et al., 2001, p.31).
Psychological Aspects
On the way to a PhD, psychological issues present emotional effects that are a
significant part of the socialisation processes in graduate education (Gardner, 2008;
Phillips & Pugh, 2005).
Isolation. As doctoral students move on to their candidacy phase, many
encounter isolation (Perry, 2007; Gardner, 2008). This feeling occurs due to a lack
of interaction with their advisors, peers and other people whom they used to interact
with after finishing coursework and examinations. In addition, failing to exchange
ideas with peers or advisors can lead to a loss of interest in the topic that can bring
work to a standstill.
Doubt. As doctoral students go through different stages of the PhD
programme, the feeling that always accompanies them is doubt in their own
abilities. They question whether they are clever or able to finish the degree. As
students progress they go through periods of higher to lower levels of doubt, but
they are never completely free from it (Phillips & Pugh, 2005).
Relationships with Faculty, Advisors and Peers
Doctoral students socialise with faculty members and peers the most during their
studies in the programme, which has a significant effect. Regarding faculty
members, doctoral students tend to acquire more knowledge and become more
effective when they find a faculty member with whom they can discuss their
research interests (Felder & Stevenson, 2014). Furthermore, Millett and Nettles
(2010) noted learning in doctoral communities not only occurs in structured classes
through seminars or discussions, but also emerges from attending meetings,
discussions over coffee, attending department parties, etc. In this way doctoral
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students are socialised into their profession. In the words of Noonan, Ballinger and
Black (2007),
While coursework can provide critical content and skills for leadership roles in
special education, coursework alone may not be sufficient to motivate and retain
doctoral students, provide them with the necessary experiences associated with
future job responsibilities, or socialise them to their new leadership positions.
(p.251)
Peers are also important in students’ studying lives. It cannot be denied that
students are more likely to interact with peers rather than faculty members. When
students are with their peers, they feel safe to give and receive feedback on
everything (Bonilla, Pickron, & Tatum, 1994). They feel comfortable to reveal their
feelings and it is a good time to receive guidance regarding programme
requirements, as well as to receive “encouragement and empathy for personal
hardship, which was described as valuable for survival in this new environment” (Li
& Collins, 2014, p.43).
The doctoral advisor can be defined as assigned faculty members who help
doctoral students through the programmes and to meet the requirements (Hawley,
2003). The advisor is one of the most important persons with whom doctoral
students will develop relationships (Baird, 1995). Choosing an advisor and
interacting with faculty members is an important part of the socialisation process in
doctoral education because it can result in either retention or attrition of the degree
programme; the right choice of advisor can lead to retention, satisfaction in the
programme, and successful career, while the wrong choice is vice versa (Lovitts,
2001;Spaulding & Rockinson-Szapkiw, 2012).
METHODOLOGY
The central question addressed in this study is: What are barriers that Thai doctoral
music students encounter in doctoral socialisation? The findings presented in this
paper come from in-depth interviews. The participants were drawn using random
sampling from Thai graduates who had received doctoral degrees in music and
doctoral students who were pursuing a PhD in music at a Thai university during the
2015 academic year. In this study, there were 12 interview participants in total with
four participants in four different stages of doctoral education amongst four
universities that have launched PhD programmes in music were selected. The four
different stages include: 1) the first year of studying; 2) finishing coursework; 3)
completing the qualification exam and a dissertation; and 4) finishing the degree.
The number of participants in this study may be attributed to the fact that there are
two universities that have no PhD graduates, one university has no PhD students in
the second year and one university has no PhD students in the research stage. The
interviews took place in the interviewees’ schools, homes and other locations of
their choice. The Thai language was used for convenience in communication
Skowrung Saibunmi & Somchai Trakarnrung
41
between the researcher and the participants. The interviews were recorded and the
important points during the interview were noted.
To gather information regarding barriers to doctoral socialisation, literature
review was conducted related to doctoral education and doctoral socialisation. Since
there are no music journals, other publications and research studies in Thailand that
focus on doctoral socialisation most of the literature was drawn from the United
States. From the study of related literature, research questions were designed for
Thai graduates and doctoral music students to determine barriers to doctoral music
socialisation. The pilot study was employed to determine whether the prepared
interview questions were effective and suitable for participant selection. The
interview questions included 70 items that were categorised into six categories:
background of the participants, admission phase, integration phase, candidacy
phase, completion of the degree and additional questions.
After the data was collected, the recording was transcribed. Subsequently,
each participant was sent the transcription to check for accuracy. After the data had
been verified and approved, the pertinent parts of the interviews were translated into
English. Then, the data was analysed by reading through, marking and dividing the
data into parts by hand. The next process was content analysis. During this process,
specific themes each interviewee had in common were marked. After that, the raw
data was encoded into categories that had similarities with the contents of the
document. To better understand the findings, the transcriptions and literature were
reread.
FINDINGS
The 12 doctoral students and graduates in the music discipline discussed their
experiences across three themes: (a) student-related barriers; (b) barriers to
integration into the doctoral programme; and (c) institutional barriers.
Student-Related Barriers
Studying and moving through different stages of doctoral education relies on
students themselves. The students are affected by and are involved with everything
around them.
Background and predispositions. The different areas of previous
education affect and become a barrier in current doctoral education. Participants
who finished their previous degree in music performance are not familiar with
reading many books, writing papers and doing research because the nature of music
performance is to perform or to play an instrument. In addition to educational
backgrounds, predispositions such as pre-existing careers were barriers that
obstructed students’ learning. A participant mentioned, “I am responsible for
teaching music theory and music education at my university. I didn’t play any Thai
musical instruments, so studying some subjects, like World Music, for example, is
difficult for me”.
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Investment (time, money and energy).Many participants had problems
investing their time and energy into their doctoral studies because of the amount of
time required to travel to the university. Most of the participants claimed,
“Travelling makes me exhausted”. Many participants also noted that they spent a lot
of time travelling to study every weekend and it was a waste of time.
In addition to travelling, balancing and managing time are critical barriers
to studying in a doctoral programme because most of the participants in this study
are full-time instructors who are funded by their universities; they need to work and
study at the same time. Many participants remarked that they have difficulty
managing their time to study, do homework, reading, etc. Furthermore, working
while studying for the PhD causes students to become exhausted.
Studying in a PhD programme is costly so that money is another serious
barrier. One participant mentioned, “The cost of studying is quite high. If I hadn’t
been funded by my university, I wouldn’t have studied here”. Some doctoral
students are responsible for their own tuition fees, so money is a big problem for
them. On the other hand, many doctoral music students in Thailand are sponsored
by their universities. However, money is still a barrier because the subsidy only
covers tuition fees but not other expenses such as textbooks, photocopying, travel
expenses, accommodations, academic trips and so on.
Personal communities. The communities that surround doctoral students
are important in terms of supporting or distracting students, for example, family
members’ health and the responsibility of taking care of family members. One
participant noted, “I had a hard time during my studying; my mother’s health was
an obstacle for me. I chose this as my first priority and dropped my course for a
while”. Another student added, “Learning in my doctoral programme is quite tough
because I need to take care of my two babies as well. At the time of my first year in
the course, my second child was just born”.
Self-concept. Many participants insisted that studying in a doctoral
programme requires self-reliance. A lack of self-determination or a lack of self-
motivation can block doctoral students from moving through the stages of their
studying. Some participants mentioned, “Because of my regular routine in teaching,
sometimes I feel too lazy and depressed to do any homework”. Another self-concept
that can be a barrier is self-doubt or the lack of self-efficacy. Nearly all participants
claimed that during the first year of their PhD programme they encountered self-
doubt—wondering what they were doing, not sure whether they were on the right
path or whether they could accomplish the degree. Many participants mentioned,
“When I was first in the programme, I was not confident and I wondered whether I
was in the right place. I thought,‘ What am I doing?’ or ‘Could I do it?’ It was tough
for me”.
Psychological issues. Some participants revealed that they were worried
about many things while studying in the programme. Their concerns included
contacting advisors and research participants and uncertainty about future events
among other issues. Moreover, isolation is another issue that can be found in
Skowrung Saibunmi & Somchai Trakarnrung
43
students’ socialisation. One participant stated, “After the QE exam, I was suddenly
free, empty and aimless. I tried to follow my friends”. This feeling occurs because
doctoral students spend a lot of time away from friends and environments they used
to engage with.
Barriers to Integrating into the Doctoral Programme
Students’ integration into the university programme is the core of doctoral
education. Students learn a lot in this environment. However, students face many
obstructions in their integration as well.
Mastering English. Many participants claimed that the English language is
a problem for musicians because the nature of musicians is to perform an
instrument. One of the most difficult obstacles for Thai doctoral music students is
the English proficiency test. Many participants noted, “I’m really worried about the
English proficiency test; it’s the biggest barrier. If I don’t pass the test, I need to
study an extra English course which I don’t want to”. Furthermore, music resources
are mostly in English adding to students’ problems. Many participants claimed,
“My instructor assigned students to translate a lot of papers, it’s tough for me” and
“my only trouble is that I needed to read a lot of English textbooks because I was
not familiar with it”.
Peer Climate. This was mentioned by every participant as the most
important aspect of the PhD programme. Peers in a doctoral programme “help each
other with homework, learning, discussing, advising, exchanging ideas and
reminding each other of important events” and “is the factor that makes me decide
whether I’ll stay in the programme”. On the other hand, differences among students
can cause problems. Some participants mentioned, “Some friends come from
different cultures which cause difficulty in connecting and interacting” and “there
are some peers who are a lot younger than me as well as some who are older than
me. I’m in the middle, so I need to adjust myself a lot in order to interact with both
groups”.
Relationships with friends are another significant aspect of doctoral
students’ lives. Many participants interact with friends both inside and outside the
classroom. Nonetheless, some participants have problems interacting with friends.
Because each student comes from a different place, distance is a barrier that
obstructs doctoral students in socialising with each other. One participant noted,
“We haven’t met each other often after classes because we come from different
places and live far away from each other. When finishing the class, we separate
from each other”. Many participants advised the solution for this, saying, “Since I
haven’t met my friends quite often after classes, I communicated with others via
social network applications such as LINE or Facebook. We can talk and consult
there”.
Relationships with Faculty. All the participants in this study mentioned
that they had good relationships with faculty. The faculty is important in terms of
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helping students with their learning, motivating them to think, giving them some
advice, guiding them to different stages, etc. Conversely, there are a few
participants who had problems interacting with faculty. “I think language is a
problem because some faculty members are foreigners. I need to communicate with
them by using a language that I’m not familiar with”.
Dissertation phase. The biggest barrier in doing a dissertation is finding an
appropriate topic. Sometimes students already have an area that they are interested
in but cannot narrow it down to one aspect. Many participants mentioned, “The
problem is that even after reviewing the literature, I couldn't find a specific topic.
Instead, I'd get about a hundred topics” and “the topic that I finally chose was not on
my list at the first stage. I changed it many times”. Another critical problem during
the dissertation phase is changing advisors and committees, which leads to disorder.
As one participant noted, “I had a problem with the committees of my dissertation;
they were changed many times. As a result, they did not concentrate on my work”.
A feeling that occurs during the dissertation phase is discouragement, which
many students claimed as a barrier. As one participant revealed, “I feel discouraged,
sometimes I really have no idea at all”. In addition, the aspect about which many
participants were worried about was how to convey the musical character to the
reader because music is creative work that is difficult to explain in words. Some
participants noted, “I’m worried in concluding the result. Since my topic is about
local music, it’s difficult to explain in academic words” and “I have everything in
mind but I don’t know how to explain and make other people understand my work”.
Institutional Barriers
Many barriers of doctoral student socialisation also emerge from the institution
where students enrol.
Admission. This is the first step of entering the doctoral programme. Some
participants do not have the appropriate information about the programme and its
requirements for admission. They commented, “I was not sure about what I needed
to prepare because I didn’t have much information about the admission process
here. I wondered whether what I’d prepared would be useful or if it was what the
institution wanted”.
Academic programme and curriculum. Elective subjects are also
obstacles for doctoral students. Although the subjects are electives, nearly all the
PhD programmes in music in Thailand do not allow students to select elective
subjects for themselves. Instead, the elective subjects are set for students. The
management of elective subjects has both advantages and disadvantages. Some
participants had no problem with the assigned elective courses and felt that it was
convenient for them to study whatever was recommended. In contrast, some
students indicated that these compulsory elective courses were problematic; they
needed to choose the subjects that fit their needs.
Skowrung Saibunmi & Somchai Trakarnrung
45
Publication Requirements. One of the challenging requirements for Thai
doctoral music students is dissertation publishing. The Thai PhD music programmes
require doctoral students to submit a paper to an international journal before
graduation. Many participants were concerned about this, mentioning, “I’m worried
about the publishing because the requirement here is quite high and many PhD
candidates here still struggle with publishing” and “I’m worried about publishing
because I have no idea to which journals I will submit. As I know, some journals are
full for many years”.
From the findings, all barriers were concluded and presented in the
following framework (Figure 1).
Figure 1Barriers in Thai doctoral music student socialisation conceptual framework.
All barriers were categorised into three segments: student-related barriers,
integrating barriers and institutional barriers. The two circles on the left and right
represent independent barriers arising from students and institutions. Many barriers
first emerge from these two components because both students and institutions have
their own problems. The middle component displays the barriers after doctoral
students enter and integrate themselves into a doctoral programme. These barriers
not only occur because of the students’ integration but are also due to the
independent barriers from students and institutions. The broken lines in Figure 1are
used to represent the effect that each barrier has on each other.
DISCUSSION
Socialisation is claimed as the lens through which to view the complexity of
doctoral student life and as the most important ingredient for doctoral students’
success (Mendoza & Gardner, 2010).From the data collected, there are many
interesting issues for discussion. The results of the study of barriers to Thai doctoral
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music student socialisation were discussed through three themes: (a) student-related
barriers, (b) barriers to integration into the doctoral programme; and (c) institutional
barriers.
Student-Related Barriers
Doctoral students come into a programme with a variety of backgrounds and
predispositions. These backgrounds and predispositions shape their experiences in
the programme and form their identity. Most of the barriers occur during the
admission stage of socialisation which conforms to Gardner’s opinion (2008) that
the most difficult part of studying in the doctoral programme occurs in this phase
where students face various transitions. Since the PhD music programme is a
research-oriented degree that focuses mainly on advanced scholarship and research,
it involves scholarly activities, such as dealing with paperwork, reading textbooks
(especially in English), conducting research and so on. Although all participants
chose to study in each of their PhD programmes, many of them graduated from or
oversee teaching in a performance discipline. What results is that they may not be
familiar with scholarly activities. Therefore, students studying in a scholarly
discipline face obstructions. Many participants mentioned that they had problems
with doing research, writing papers and performing other required activities.
Another critical barrier for Thai doctoral music student socialisation in this
study is the investment of time, energy and money. As Spaulding & Rockinson-
Szapkiw (2012) and Weidman et al. (2001) noted, doctoral students invest and
sacrifice not only time but also money, energy, alternative career choices, self-
esteem, social status, etc. Most of the participants were university instructors who
all needed to work and study at the same time. This is critical because working does
not allow students to fully invest their time and energy in studying; they need to
balance studies with their work routines. Because of work commitments, they
always have problems managing and balancing their time. They cannot do their
homework effectively, they encounter an overload of homework, they cannot make
an appointment with their advisor smoothly or they cannot spend time with their
friends after class among other challenges. Even doctoral students who have
planned and scheduled everything efficiently can become exhausted and frustrated
at some points. These time issues conform to McAlpine, et al. (2009) who noted
that these issues were mentioned by more than half of the participants in their study
as serious difficulties. They included lack of time, time management problems,
choosing priorities, work taking a long time or slow progress, paid job or non-PhD
commitments, many tasks or activities within the doctorate and time lost due to
other people.
A unique set of problems arises because doctoral students are in their
adulthood and are responsible for taking care of their families and children. This
conforms to the study of Choy, Geis and Malizio (2002), who mentioned that the
average age of doctoral students is 34 years old who are thus in their adulthood (as
cited in Kasworm & Bowles, 2010). As mentioned above, attending a PhD
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47
programme requires a huge investment of time, energy and money, all of which
must be divided between the PhD work and the family responsibilities.
Another obstacle for Thai doctoral music students to overcome is
psychological problems. Many doctoral music students in this study went through
the feeling of worry that occurred because they experienced circumstances from
their senior friends, and then underestimated themselves. Isolation is another
concern for many doctoral students, conforming to Perry (2007) and Gardner (2008)
who noted that when doctoral students move to the candidacy phase, the feeling that
many students experience is isolation. The sense of isolation often happens in the
transition to the dissertation phase after coursework is finished. As Phillips and
Pugh (2005) stated, this feeling occurs due to lack of interaction with advisors,
peers and other people they used to interact with.
Barriers of Integrating into the Doctoral Programme
During studying in the doctoral programme, the English language was claimed by
almost all of the interviewees as their barrier. English as a subject was mentioned as
difficult, unrelated to the discipline and overlapped with other English courses.
These issues emerged because of a difference in students’ background and the fact
that the programme did not categorise students by their proficiency levels.
Moreover, some subjects were taught by foreign instructors and sometimes there
were foreign classmates. English is an international language used globally;
however, it cannot be denied that English is still a barrier for Thai students at almost
every level, even at the doctoral level as many participants commented in their
interviews.
Participants in this study emphasised the importance of peers, that
conforms to Bonilla et al. (1994), Gardner (2008) and Li and Collins (2014) who
stated that doctoral students form new relationships with their peers during the
integration phase and they feel safe to give and receive feedback as well as
encouragement and support. All interviewees expressed that peer climate in the
programme was important in helping and supporting each other along the path to
degree completion. Many participants from the interviews revealed that meeting
outside the classroom was more relaxed and resulted in more fruitful discussions.
This conforms to Millett and Nettles (2010) and Noonan et al. (2007) who stated
that learning in doctoral communities does not occur only in structured but also
informal activities and these activities can motivate and retain doctoral students by
providing them with the necessary experiences associated with future job
responsibilities, or socialise them to their new leadership positions. However, some
interviewees confronted a barrier regarding this issue, as they had no time to meet
their friends after or outside classes. It was because they studied in a special or a
part-time programme and most students came from different places. After classes,
they needed to return to where they lived or leave right away to prepare for work.
At the last phase of socialisation, the candidacy phase, the dissertation was
claimed as a core element of doctoral education, as Sims and Cassidy (2016) stated,
that students contribute to knowledge and become skilled researchers through the
dissertation process. The biggest challenge that the participants encountered was
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selecting an appropriate and specific topic. Most of the study participants had an
area in which they were interested, but they could not narrow their interests into a
specific one. At the doctoral level, finding an appropriate topic takes some time
because students need to consider in many aspects including whether or not the
topic will be worthy enough for a PhD dissertation.
Doctoral advisors are the important individuals who help doctoral students
through the programmes and meet the requirements as well as motivate students to
be more effective (Baird, 1995; Felder & Stevenson, 2014; Hawley, 2003).
However, some participants added that they encountered difficulties during their
dissertation phase because of the change of advisors and committees. This led to
disorder in students’ working processes, conforming to the statement of Lovitts
(2001) and Spaulding & Rockinson-Szapkiw (2012) that choosing an advisor is
important because it can result in either retention or attrition in the degree
programme. This issue is critical because students need to adjust what they have
done with former advisors and committees to suit the new ones. It is also time-
consuming and delays students from finishing their processes. This occurs due to an
insufficient number of advisors and music specialists.
Institutional Barriers
Apart from the barriers that emerged from the students themselves, the institutions
also had their own problems that affected students in the programme. Some
participants noted that they had little information about the programme in which
they planned to participate. Most of the participants from the interviews mentioned
that they asked their friends who had already entered the programme and the
instructors in that institution about the processes and requirements of the doctoral
programme.
Regarding the curriculum, some participants mentioned that the elective
courses were set for them, which they felt was a convenience. Some students had no
problem to study whatever was provided, whereas others mentioned that they
wanted to select their own elective courses in order to suit their needs. Some
institutions have already packaged the elective courses for doctoral students for the
convenience of management. Nevertheless, at the doctoral level elective courses
should be selected by students based on their specialised goals and needs.
The top two barriers are English language and publication requirements. All
universities in Thailand require graduate students to submit English proficiency test
scores during the admission process. However, some universities allow students to
enter the graduate programme and submit their English score later. Consequently,
many doctoral students suffer from this requirement; they cannot pass the English
test, which leads to an inability to take a final defence and finish the degree. This
causes student anxiety and can lead to other problems. Furthermore, doctoral
candidates are required to publish part of their dissertation in an international
journal. This issue was stated as a barrier for many doctoral students. Due to the fact
that the number of international music journals is not enough for all of the music
papers awaiting publication, including journals in Thailand, the list of journals for
Skowrung Saibunmi & Somchai Trakarnrung
49
publishing is changing all the time creating confusion and stopping students from
effectively planning for the submission of their publications.
IMPLICATIONS
Implications for Students
Students should be well-prepared by exploring the programme they want to study
and then realise whether it suits their needs. For those who graduated in the music
performance field, preparing themselves in a scholarly discipline and other doctoral
requirements and tools is necessary. In addition, money is mentioned as one of the
considerable barriers for Thai doctoral music students. Students who are responsible
for their own tuition fees should explore the cost of studying in the doctoral
programme, estimate financial flexibility and prepare themselves for all possible
education and research costs. For those who are funded, since only tuition fees are
subsidised, some amount of money should be allocated to cover unsupported
expenses.
Since conflicts with family members can be an obstacle to studying, before
entering into the doctoral programme, students should talk to their family members
about the purpose of studying and try to make them understand what they are going
to encounter during the doctoral programme. When family members fully
understand, they can help to support the student in ways that can lessen stress and
smoothen the process of studying.
Studying at the doctoral level requires a lot from students. The findings of
this study indicate that many Thai doctoral music students suffer from a lack of self-
efficacy, self-motivation, self-determination and isolation. Therefore, doctoral
students should remain with high self-efficacy and self-determination throughout
the programme. Being self-determined can help students move forward during the
programme effectively and sustainably even though they experience so many
obstacles. Moreover, they should continuously get in touch with friends and
advisors in order to lower isolation.
Implications for Funder
One of the critical barriers for Thai doctoral music student socialisation in this study
is the investment of time, energy and money. Most of the participants in this study
were university instructors who all needed to work and study in the PhD programme
at the same time. This situation may lead to other issues in students’ socialisation as
well as make students take a longer time to complete the degree. There is a study
from the Higher Education Funding Council for England or HEFCE (Green &
Powell, 2005) that found that the completion rate of full-time doctoral students is
higher than that of part-time students. The best solution for this is that the
institutions that sponsor these doctoral students must have a clear policy and should
allow students to study full-time so that they can increase their potential efficiently.
When students can fully invest their time and energy as well as focus only on their
learning, the outcomes are always brilliant. After graduation, successful students
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can return to their institutions and fully invest and focus on their work and thus be
more beneficial to the institutions.
Lack of sufficient money was claimed as a barrier for those who were
funded by their institutions because only the tuition fees were subsidised. To
overcome this barrier, the subsidy provider should support all expenses related to
doctoral studies in order to enable students to fully concentrate on their doctoral
work. In addition, the institutions that offer funding should consider revising the
funding process to better help doctoral students. Money issues may be resolved by
asking students to send each semester’s invoice, enabling sponsors to complete the
payment without interrupting the students’ flow of money for their studies.
Implications for Institution
Management. The PhD music programmes launched in Thailand are either
full-time or part-time. Considering all of the participants’ responses in this study,
the PhD music programme should be a full-time programme in order for students to
fully invest and involve themselves in doctoral studies. Regarding advisors, who are
significant to the success or failure of doctoral candidates, affecting either retention
or attrition, the programmes should recruit students by considering whether they can
capably assign advisors to PhD candidates. This can help reduce the barrier of an
insufficient number of advisors and changing of advisors. In addition, if there is no
advisor available for students, the institutions should limit the number of new
students. Recruiting too many doctoral students and the granting too many PhDs
may lead to the dilution of quality. If the institution is not ready in terms of
assigning an efficient number of faculty or advisors, that doctoral programme
should not be launched.
Admission. At the present, for some institutions that require students to
submit English proficiency test scores, the score can be submitted later. However,
we suggest that allowing students to submit the score later causes problems not only
for students but also institutions. The institutions need to invest money, facilities
and faculty in launching English courses for these students. Submitting English
proficiency test scores should be a strict requirement so that candidates who have
not submitted their scores will not be considered to enter into the programme even if
they have passed the other requirements.
Since doctoral students enter the programme with a variety of backgrounds
and predispositions, the institutions should provide new doctoral students who have
different backgrounds with the foundational courses that relate to the PhD
programme they select. At this moment, there is only one institution that provides
foundation courses. However, those courses are scheduled in the first semester of
the first year, which means that some doctoral students need to study many more
subjects apart from their normal coursework. So, the foundation courses must be
arranged and finished prior to the starting of the new semester to lower the students’
barriers in investing and managing time and money.
Skowrung Saibunmi & Somchai Trakarnrung
51
Curriculum.Most of the Thai institutions that have launched a PhD music
programme do not allow their students to select their own elective courses. It can be
understood that setting all elective subjects for students is convenient for
management in terms of cost, facilities and staff conservation. However, a wide
range of music elective courses should be provided to students so that they can
choose the ones that suit their needs and can be adapted and applied to their
working careers in the future.
Requirements for Graduation. Dissertation publishing was ranked highly
as one of the barriers experienced by doctoral music students. Due to the low
number of international music journals in Thailand, I recommend that all
universities launching a music programme at any level should collaborate to
establish international music journals to support the growing number of music
publications in Thailand.
CONCLUSION
Studying in a doctoral programme is a long journey. A doctoral student experiences
many joys and challenges on his or her way to degree completion. Good
experiences motivate and encourage a student to move forward to different stages,
while barriers and difficulties create an opposite effect as obstacles to moving ahead
and can sometimes lead to leaving the programme. Obstacles that Thai PhD music
students face include mastering the English language, conveying musical messages
to audiences and not being familiar with academic papers. These problems arise due
to the nature of musicians. The musician is artistic by nature and music is claimed
as a language; musicians communicate through music. Consequently, they are not
adept at using written and spoken language (especially using English for Thai
musicians); they have problems with English and reading and writing academic
papers. In addition, music sometimes cannot be described in words, so many
doctoral music students encountered difficulties in writing about musical results in
academic language. Furthermore, since music covers a wide range of areas, the
number of people specialising in music in Thailand is still insufficient, which leads
to the problems in doctoral music students choosing an advisor.
In order to help doctoral students move through the programme effectively,
many stakeholders must take part in the doctoral music education process as stated
in the Implications section of this article. The adjustment and improvement of
current Thai doctoral music programmes as well as the consideration of launching
new PhD music programmes are necessary to help the programmes grow effectively
and sustainably and to produce efficient Thai music scholars.
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dissertation). University of Pittsburgh, Pennsylvania.
Thornton, R., & Nardi, P. M. (1975). The dynamics of role acquisition. American Journal of
Sociology, 80(4), 870-885.
Weidman, J. C., Twale, D. J., & Stein, E. L. (2001). Socialisation of graduate and
professional students in higher education: A perilous passage? California: Jossey-
Bass.
BIOGRAPHY
Skowrung Saibunmi is a PhD candidate in music education from College of Music,
Mahidol University, Thailand. She holds degree in the Master of Arts (Music) and Bachelor
of Music. She is currently a piano instructor in a private music school where she has been
teaching for 10 years. She has previously taught music subjects, namely keyboard skills and
aural skills at the undergraduate level. Her research interests include higher education,
doctoral education, social psychology and sociology.
Somchai Trakarnrung is a native of Thailand and currently Deputy Dean for International
Language Development at Faculty of Graduate Studies, Mahidol University, Thailand. He
graduated with ARCT (Hons) diploma in piano performance from Royal Conservatory of
Music of Toronto, and holds a Bachelor of Arts degree in English from Ramkhamhaeng
University. He has received a Master of Arts in Language and Communication from the
National Institute of Development Administration (NIDA), a Master of Music Studies
(Performance/Teaching) from the University of Melbourne, a Master of Music in Music
Education from the University of Toronto and a Master of Business Administration from
SASIN Graduate Business School of Chulalongkorn University. He also completed his
doctoral degree in Music Education from University of Toronto. His areas of interests
include topics in music in higher education, music in early childhood, music therapy and
music business. Dr. Somchai Trakarnrung has been a lecturer in music education at College
of Music, Mahidol University.
|
Malaysian Journal of Music Vol. 5 No. 2 (2016) | knowledge, instructional strategies, music teaching readiness, preschool, professional development | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/137 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/821 | Music Teaching Readiness among Non-Specialised Music Teachers in Government Preschools | Music education plays a very important role in children’s lives. Music can be used to assist children in learning other subjects such as language, mathematics, science and physical movements. Although teachers may be aware of the benefits and significance of music for children, they are not necessarily able to conduct lessons effectively. Many studies have revealed that preschool and primary school teachers lack skills in teaching music. This study sought to investigate three main components of music teaching readiness—content knowledge, professional development and instructional strategies among non-specialised music teachers in government preschools in the state of Perak. A questionnaire was used to collect data in this cross-sectional survey. Data was analysed using descriptive statistics. The results of this study indicated the music teaching readiness of the non-specialised music preschool teachers (N=48) in Perak is average in terms of content knowledge (M=3.35 on a 5-point scale); and instructional strategies (M=3.33) used in the music classroom. The professional development component indicated only 25% of the total number of teachers participated in courses, workshops, seminars, observations and other teacher development programmes. To maintain and develop effective teaching, teachers who lack confidence in teaching should take the opportunity to participate in professional development programmes fostered by Government policy, to discover new learning tools and strategies, assessment methods, find new resources and expand their network towards aiming for the best music-learning environment for children. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/821/557 | [] |
Malaysian Music Journal Vol. 5, Num. 2 (54-69)
ISSN 2232-1020/eISSN 0128-2158
54
Music Teaching Readiness among Non-Specialised Music
Teachers in Government Preschools
Christine Augustine1, Wong Huey Yi @ Colleen Wong2
1, 2Faculty of Music and Performing Arts, Universiti Pendidikan Sultan Idris,
35900 Tanjong Malim, Perak, Malaysia
e-mail: [email protected], [email protected]
Abstract
Music education plays a very important role in children’s lives. Music can be used to assist
children in learning other subjects such as language, mathematics, science and physical
movements. Although teachers may be aware of the benefits and significance of music for
children, they are not necessarily able to conduct lessons effectively. Many studies have
revealed that preschool and primary school teachers lack skills in teaching music. This study
sought to investigate three main components of music teaching readiness—content
knowledge, professional development and instructional strategies among non-specialised
music teachers in government preschools in the state of Perak. A questionnaire was used to
collect data in this cross-sectional survey. Data was analysed using descriptive statistics. The
results of this study indicated the music teaching readiness of the non-specialised music
preschool teachers (N=48) in Perak is average in terms of content knowledge (M=3.35 on a
5-point scale); and instructional strategies (M=3.33) used in the music classroom. The
professional development component indicated only 25% of the total number of teachers
participated in courses, workshops, seminars, observations and other teacher development
programmes. To maintain and develop effective teaching, teachers who lack confidence in
teaching should take the opportunity to participate in professional development programmes
fostered by Government policy, to discover new learning tools and strategies, assessment
methods, find new resources and expand their network towards aiming for the best music-
learning environment for children.
Keywords content knowledge, instructional strategies, music teaching readiness, preschool,
professional development
INTRODUCTION
Teachers with sufficient knowledge and skills create a positive learning
environment and leave significant impact on children in music classes. Effective
teachers demonstrate a variety of teaching styles and strategies to make the learning
process more meaningful. According to Masnan (2014), although preschool teachers
in Malaysia are likely to have a good academic background, they may still lack in
their pedagogical skills in real-school environments. As qualified preschool
Christine Augustine & Wong Huey Yi @ Colleen Wong
55
teachers, they should be able to apply their knowledge and skills, which are the
important assets in the process of teaching and learning. In addition, they are also
required to master skills that are appropriate to the students’ level of cognitive
development.
Many studies have revealed that teachers in preschool and primary school
feel that they are not competent enough to teach music (Scott, 1999; Chan & Kwan,
2010; Ehrlin& Wallerstedt, 2014; Ming, Liu, Lin & Tang, 2003). Scott (1999)
mentioned that although many teachers are aware of the importance of music to
children, but they are unable to conduct music lessons effectively.
The two main learning core elements in the Malaysian National Preschool
Curriculum that emphasises music as creativity development, which comprises
music education activities, are: 1) singing early experience to play percussion, music
production through the materials or objects, improvisation and music appreciation;
and 2) physical development and healthcare which comprise physical activities
including playing music. Unfortunately, most of the teachers did not receive any
music education or training prior to their admission into the teacher training
programme (Chan & Kwan, 2010). There were also problems of a lack of teaching
resources. Their research showed that only 7% out of 96 qualified teacher trainers
received significant formal education in instrumental skills, while 22% others
described that the courses were limited to only music with creative movement.
In preschools, music can be used as a tool to develop language, mathematics
comprehension, improve motor skills and bring in different cultural elements while
providing an enjoyable experience for children (Ehrlin, 2014) as well as develop
speech and language skills (Knight, Bowmer & Welch, 2016). Therefore, teachers
need to have sufficient skills and confidence to teach music, but unfortunately, this
area is not given emphasis in the curriculum. Koutsoupidou (2010) explained that
the current curricula of preschools encourage a creative approach, but teachers are
not always prepared to provide creative, student-centred teaching approaches in
music classrooms. One way to assist teachers in solving this problem is to
implement professional development programmes, such as online courses and
seminars that would be opportunities for non-specialised music teachers to enhance
their capabilities to improve their teaching and learning skills and strategies.
Campbell (2008) mentioned that both training and experience play an
important part of a music teacher’s life. A music education degree and/or a teacher
certification programme, enrolling in pedagogical methods courses, seminars on
professional issues, field experiences in schools and supervising students, as well as
real-world experience are likely to educate them to have the foundations for being
excellent teachers of music. It is not the same for non-specialised music teachers
because integrating music into teaching may be difficult when teachers have limited
knowledge of the subject. Kraay (2013) stated that if non-specialised music teachers
do not have a high level of self-efficacy in teaching music, they eventually avoid or
minimize the lesson content. As a result, the students will not receive appropriate
music education. In her study, Kraay discovered that there were two main issues that
emerged in the data analysis. First, low self-efficacy arises from lack of knowledge
and skills, resources and practice. Secondly, the music preparation courses offered
in institutions do not provide adequate preparation for the non-specialised music
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teacher to teach with confidence. Previous literature suggests that classroom
teacher’s confidence in incorporating musical concepts is linked to content
knowledge. Having practical teaching experience in music helps non-specialised
music teachers develop their confidence and passion in teaching music (Kim &
Choy, 2008; Stunell, 2010).
Professional development activities are required to develop the quality of
teaching and learning in music classrooms (Standerfer, 2007). Teachers learn to
apply new knowledge, skills, ideas and attitudes in all situations to be implemented
into their routines. Collaboration with teachers of other disciplines can generate new
ways on how to strategize the lessons. Koutsoupidou (2010) in her research on
undergraduate general kindergarten teachers indicated that the teachers wanted to
learn about methods of music education, such as Dalcroze, Kodaly and Orff music
methods; design a lesson; and acquire practical experiences rather than teaching
children to sing or play instruments. They also desire to gain confidence in teaching
music. The author believes that they need further support, an environment
conducive for teaching and educational support from specialists providing teachers
with professional development opportunities.
Deficiencies in the Evidence
Referring to the music education in Malaysian preschools, Chan and Kwan (2010)
and Augustine (2013) affirm two major issues: (a) low awareness of music and
music education by society; and (b) music teachers’ lack of readiness and teaching
skills. Chan and Kwan (2010) discovered that the questions pertaining to the
confidence level of the music teachers’ teaching skills showed only 30% of the total
number .In such instances, the teachers are not likely to be skilled or capable enough
to perform their duties as music teachers (Chan & Kwan, 2010, p.20).
In another study, Holden and Button (2006) mentioned that only 6% of non-
specialised music teachers were found to be confident in teaching music, with 52%
less confident and 39% non-confident, while the remaining three percent did not
respond. Even though 58% of the non-specialist teachers had some level of
confidence to teach music, unfortunately music as a subject area was ranked last
compared to other subjects in terms of confidence level. The basis for this problem
appears mainly because their initial training did not equip them to teach music
effectively.
The purpose of the current study is to identify the level of music teaching
readiness among non-specialised music teachers who are expected to teach music in
preschools in the state of Perak. Specifically, this study investigates the teachers’
music teaching readiness that is designated into three main components: content
knowledge, instructional strategies and professional development. In addition, it was
carried out to investigate the teachers’ needs, which could help them to improve
their pedagogical knowledge in the teaching of music education. This study was
carried out to answer the following research questions:
1. What is the non-specialised music preschool teachers’ content knowledge in
teaching music in government preschools in Perak?
Christine Augustine & Wong Huey Yi @ Colleen Wong
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2. What is the level of their personal and professional development in teaching
music in the preschool?
3. What are the instructional strategies and activities used in the music
classroom?
LITERATURE REVIEW
Music is important in children’s developing years. Numerous studies have proven
the advantages of integrating music with other subjects, such as literacy (Ng & Yeo,
2012) and mathematics (Geist, Geist, &Kuznik, 2012), to mention a few. According
to Abril and Gault (2007), the perceptions of music education are shaped by
people’s values that influence music teaching and learning. Other than that, the
instructional time for teaching music and other arts has been reduced, that also
influenced their teaching time because of financial and legislative factors. Music as
a subject has also been going through challenges in maintaining its status as an
‘essential’ subject in many countries including Malaysia. The normal practice or
activities in the preschool includes singing in large groups followed by movement
activities, instrument playing, listening and few creative actions (Scott, 1999; Chan
& Kwan, 2010). Less time is given to preschool children to explore and create their
own music. In addition, music as a subject is often substituted by other subjects.
The current study is based on the constructive theory where each concept is
presented using various instructional strategies that gives the learner an opportunity
to make their own connections. Webster (2011) explains that constructivism is not a
curriculum, but is based on what we know and need to know. He stressed that
certain approaches to music listening, improvisation and performance involves the
construction of knowledge. Erhlin and Wallerstedt (2014) pointed out that teaching
and learning in preschool are seen to be dependent not only on the syllabus, the
objectives and methods used, but also on the experiences made by teachers and
children in practice. This theory promotes social and communication skills as
children learn to have discussions with others. Rinaldo and Denig (2009) indicated
that teachers should not continue being the sole source of musical knowledge. They
must also participate as learners so that they will be able to engage themselves with
the students to promote active learning in and through music.
Holden and Button (2006) stressed that the number of music teachers are
limited, but if non-specialised music teachers are assisted through training, access to
resources and given professional support, it should make a difference in their
teaching process. The teachers’ confidence levels will increase if they are exposed
to appropriate pedagogical skills, content and knowledge. Scott (1999) also stressed
that music educators ought to make an effort to develop or train preschool teachers
by introducing different approaches and creative strategies in order to elevate music
education so that it is taught in a fun and effective way.
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Content Knowledge
Teachers’ content knowledge is crucial in the teaching and learning process. Music
teachers must possess a comprehensive understanding of the skills and knowledge
in what they teach. The skills and knowledge are crucial for teachers to provide
essential training in forms of theory as well as practical aspects, such as musical
knowledge and performance skills using music instruments (Millican, 2008).
Holden and Button (2006) and Byo (1999) in their studies found that non-
specialised music teachers agreed that greater knowledge content has the potential to
develop the teachers’ confidence in teaching music by working with specialists of
the area. They also assert that teachers are confident in their pedagogical skills, but
weak in subject matter, content and knowledge.
Darling-Hammond (2006) in Millican’s study mentioned that students’
knowledge, general teaching skills and awareness of efficient learning are vital to an
educator’s success. The knowledge a music teacher should have includes a range of
skills, passion and understanding their role in the students’ lives. The knowledge of
performance skills strengthens the ability of becoming a successful music teacher.
Thus, it is important for teachers with lesser experience to improve/enhance their
knowledge through observations and familiarise/engage themselves with real
experience in schools.
Professional Development
Professional development has helped teachers and educators to enhance their
abilities to improve the quality of their knowledge, skills and competence.
According to Penuel, Fishman, Yamaguchi and Gallagher (2007), policy makers,
school and district leaders are apprehensive about the quality of the professional
development outcomes. The authors assert that many studies have shown the
positive impact of professional development on teachers’ knowledge and practice.
Conway, Hibbard, Albert and Hourigan (2005) reported that teachers benefited from
attending music conferences because they had the opportunity to observe ensemble
performances, and attend workshops to enhance their knowledge and skills.
However, they felt that they are often not supported by the local district. Moore and
Griffin (2007) stated that it is essential for music educators to develop new skills
and strategies in their respective fields in order to sustain effective and long-term
success. This can also accommodate those teachers with little experience to keep up
with the latest trends in the field of music education especially in technology, new
tools, innovative teaching strategies and deeper knowledge in child development
and psychology.
According to Conway et al. (2005), the main areas frequently chosen by
respondents for their professional development are technology, assessment, music
literature, standards, creativity and writing. Other leading categories suggested by
the respondents are community relations/support/advocacy; advanced vocal and
instrumental pedagogy; writing curriculum; specific methodologies; brain research;
scheduling; composition; instrument repair; and student/teacher supervision. Haack
and Smith (in Conway et al., 2005) mentioned that it is important to make
Christine Augustine & Wong Huey Yi @ Colleen Wong
59
professional development training part of teachers’ career goals, and this includes
collaboration with other institutions. Through this, music teachers can improve their
music education and also cope with the latest development in the music education
world. Moore and Griffin (2007) indicated that most of the teachers who attended
the training shared their experiences and accomplishments with other teachers. This
training also assists them to lead presentations at meetings, organise festivals and
become leaders, conductors as well as composers, arrangers and performers in the
professional field of music.
Instructional Strategies
All content and methodological knowledge is of no use if a teacher or educator is
unsuccessful in organising the instruction in order to provide effective learning
experiences. Townsend (2011) stated that the learning process continues with
essential planning of the components, implementation of lessons and the assessment
of learning. Instructions can be planned in many ways but the planning approach is
crucial.
Teachers vary in their teaching styles and in choosing their own materials
and strategies that they use. These variances are influenced by their own musical
experience and training, preferences for repertoire and techniques and the context
they teach (Campbell, 2008). Children learn music in schools through strategies or
methods that teachers acquire in their training. Activities such as singing, playing,
moving, listening and improvising are customary and accomplish the goals of music
literacy, aural skills, vocal and instrument playing. Many musical methods with
American applications such as Dalcroze eurhythmics, the Kodaly sequence, the
Orff-Schulwerk (the Orff method) and Edwin Gordon’s Music Learning Theory,
have been introduced to teachers. Some teachers even combine or include localized
approaches based on their preferences. Campbell stresses that these methods require
observations, demonstrations and do-it-yourself experiences in order to understand
them thoroughly.
According to Miyamoto (2007), various instructional methods can be to:
(1) facilitate attention, perseverance, music achievement and parent and teacher
support (Suzuki); (2) improve correct use of descriptors in Kodály method
(loud/soft, fast/slow); (3) facilitate higher levels of interest and attitude, and
enjoyment of rhythmic activities and part singing, such as in the Orff method; (4)
provide adequate pacing and variety of instructional activities, recognition of
individuals, involvement of parents and inclusion of dramatic play (Yamaha); (5)
provide successful instruction and assessment (computer); and (6) cue a learned
song and teach a song (movement followed by melody produced on ‘loo’) (p. 35).
Townsend (2011) indicated that the fundamental aspect in gathering
information about students is through communication skills. By communicating
with students, teachers can identify their backgrounds, social and education levels.
This way, it will help the teacher to meet the needs of diverse student populations
and strategise their teaching effectively. He added that the teachers’ instructional
effectiveness will improve as they improve through reflection, reading, research,
involvement in professional organizations and discussions with their peers.
Malaysian Music Journal Vol. 5, Num. 2 (54-69)
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METHODOLOGY
Participants
This study was conducted in 28 government preschools in seven districts of the
northern, central and southern regions of Perak, Malaysia. Before conducting this
study, the researchers obtained consent from the pertinent authorities of the
Education Ministry. The respondents were non-specialised music teachers who teach
music in government preschools. These teachers are of mixed genders; both males and
females from the three main races—Malay, Chinese, Indian and a minority group, the
Orang Asli. Each respondent has different a social background and teaching
experience. Schools were chosen randomly based on locations and the availability of
the teachers.
Research Instrument
This survey was conducted to investigate the non-specialised music teachers’
readiness in teaching music in government preschools. A pilot study was carried out
with teachers from three other states of Malaysia. After the pilot study, the
researchers examined the data and reviewed the comments posted by each teacher
who participated in the pilot study. A questionnaire was used in this survey to
collect the data. The participants chose answers to questions and provided basic
personal and demographic information. Additionally, the researchers designed the
questionnaire using closed—(Likert scale) and open-ended questions to measure
perceived confidence levels.
The pilot test was conducted on a sample of n=35 preschool teachers. The
results from the pilot test were used to amend the items of the questionnaire. The
reliability of each component in the questionnaire indicated the Cronbach
coefficient alphas () ranging from .76 to .94 with an average of .85. The content
knowledge component had a relatively high internal consistency (.81); Part A on
professional development indicated an acceptable consistency (0.76), followed by a
relatively high consistency in Part B (.93); and Part A of instructional strategies and
activities (.83) and Part B (.94). Overall, the pilot data indicated that the
questionnaire had good reliability and could be used without major revision.
The content validity was established with a panel of three reviewers. All
three had different backgrounds and levels of experience and expertise. The panel,
which consisted of a music educator, early childhood educator and language
educator, reviewed the measures, revised, critiqued and offered suggestions for
improvement. Based on the comments, some items were revised and rephrased for
accurate wording or removed to suit each component of the study.
Data Collection
The researchers obtained approval from the Higher Education authorities and the
head teacher of each school. The researchers then approached each preschool
teacher. In the data reporting, Section A, demographic details of the preschool
Christine Augustine & Wong Huey Yi @ Colleen Wong
61
teachers are described using percentages following the number of teachers
(frequency). Section B with the three main components of the study is described
using the mean and standard deviation. Finally, in Section C, participants provide
their own responses to three open-ended questions.
RESULTS
The questionnaire is divided into three sections: Section A consists of demographic
data; Section B shows the results of the non-specialised music teachers’ teaching
readiness in response to specific questions. This section revealed the results of the
non-specialised music teachers’ content knowledge, personal and professional
development in teaching music and the instructional strategies they used in their
music classrooms. Finally, Section C consists of open-ended questions that required
teachers to give their recommendations to improve the quality of music subjects in
preschools.
Section A: Demographic details of the participants
The participants originated from seven different districts of northern, central and
southern Perak. There were 48 preschool teachers (n=48) who took part in this
study—46 females and two males. The teachers were from a diversity of races—
Malay (n=40), Chinese (n=2), Indian (n=4) and Orang Asli (n=2). Academic
qualifications of the participants ranged from Master’s Degree to Sijil Pelajaran
Malaysia (SPM) qualification. The teachers graduated from 11 institutions in the
east and west of Malaysia while 12 other teachers did not provide any response to
this section. The number of years of teaching experience ranged from one to 15
years.
Section B: Research Questions
Research Question 1.These questions describe the non-specialised music
preschool teachers’ content knowledge of music teaching in their classrooms (see
Table 1). The mean scores of the question range from 1.96 to 4.38, using a five-
point scale. The overall mean from all the items in this section is 3.35, which is
between 3-somewhat agree and 4-agree.
The highest score is beyond the mean score of 4.0 (marked *). The items
indicate that the non-specialised music teachers either agree or strongly agree that
music is a useful teaching strategy to help preschool students retain their knowledge
and the understanding of content subjects(4.38); believe that music education is
important for their students (4.29); preschool curriculum has sufficient music
content for current students learning (4.21); consider music as an important subject
in the preschool curriculum (4.15); and access music resources from the Internet
(4.04). Unfortunately, two items demonstrated a low score below the average mean
of 2.5, where the teachers did not receive the appropriate training to teach music
(2.38) and were not able to read music notation efficiently (1.96).
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Table 1 Content knowledge of teaching music
Note: 1= Strongly Disagree; 2 = Disagree; 3 = Somewhat Agree;
4 = Agree; 5 = Strongly Agree
Statements
Mean
Std.
Deviation
I have sufficient skills to teach music
2.56
.920
I am able to implement the teaching of music
2.83
.808
I have received the appropriate training to teach music
2.38
1.044
I am able to read music notation efficiently
1.96
.849
I am comfortable teaching musical instruments in a
classroom
2.96
1.071
I am able to plan appropriate music activities for my class
3.25
1.139
I consider music as an important subject in preschool
curriculum
4.15*
.743
I find music a challenging subject to teach
3.50
1.052
I feel comfortable whenever I sing to my students
3.79
1.031
I am able to explain and demonstrate the concept of
music
3.10
1.096
I can access music resources from reference books
3.63
1.044
I can access music resources from the Internet
4.04*
.898
I am able to play chords to accompany my students
2.56
1.109
Music is a useful teaching strategy to help preschool
students retain memory content subjects
4.38*
.815
I believe that music education is important for my
students
4.29*
.771
In my opinion, the preschool curriculum has sufficient
music content for current students learning
4.21*
.713
Overall mean
3.35
--
Christine Augustine & Wong Huey Yi @ Colleen Wong
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The results indicate that out of 16 sub-questions, 14 items showed a mean
value greater than 2.5 which indicate that the non-specialised music teachers agree
that they are aware of the importance of music and have an average level of content
knowledge to teach music in preschool.
According to Townsend (2011), good music teachers will commit to the
effort of developing their content knowledge to form a solid foundation in the field,
and assist students in their learning. The content they possess and well-planned
lesson plans will thrive by the way music subjects are presented and how they react
and communicate with students daily.
Research Question 2. This question investigates the non-specialised music
preschool teachers’ participation in professional development programmes in music,
as well as the impact of these programmes on the teachers. The results indicate that
teachers who participated in professional development programmes, such as
courses, seminars, conference, workshops, music qualification programmes,
observation or training, is less than 50% in all items. Impact, which influences their
development in music understanding/knowledge, is also very low. Overall, this
outcome demonstrates the inactive level of participation by non-specialised music
teachers in the state of Perak (see Table 2).
Barrett (2006) explained that educational change requires holistic, fluid and
integrated approaches to teacher learning that support their work in school settings
and communities. Innovative forms of professional development will help music
teachers meet changing roles and responsibilities, but traditional venues must also
be changed to support their goals and needs (p.19). According to Hazri, Nordin,
Reena and Abdul (2008), the 21st century has brought greater demand for Malaysia
to produce quality teachers. However, some of the challenges include: 1) teachers
need many hours of training to acquire a high level of competency using technology
in teaching; 2) allocated time for professional development is limited because
teachers are burdened with duties and tasks besides teaching; and 3) programmes
need to be implemented both in the Malay and English languages so that teachers
will be able to access relevant material and journals to keep in line with the
imminent changes in education. Koutsoupidou’s (2010) also mentioned that many
steps have been taken for teachers to attend professional development programmes,
to enhance their teaching abilities. However, the majority of preschool teachers find
it difficult to participate because programmes are only conducted at certain
locations.
Table 2 Professional development of teachers
Professional Development
Frequency
(F)
Percent
(%)
Impact
F
Percent
(%)
Course/Workshop
No
35
72.9
Yes
13
27.1
Small
1
2.1
Moderate
6
12.5
Big
6
12.5
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Research Question 3. This question analyses the non-specialised music
preschool teachers’ teaching strategies conducted in their music classes. Part A of
this question stated eleven types of tools utilised by teachers.
Table 3 Tools used in music classroom
Tools
Mean
Std Dev.
Video
3.44
1.253
Computer
3.63
1.196
Whiteboard
4.04
4.307
Compact Disk (CD)
3.52
1.130
Orff Instruments (tambourine, small drum,
castanets, triangle)
2.79
1.110
Music instruments (keyboard/guitar)
1.81
.982
Puppet
2.75
1.139
Recycled tools (bottles, wood, paper)
2.69
1.095
Conference/seminar
No
43
89.6
Yes
5
10.4
Small
2
4.2
Moderate
1
2.1
Big
2
4.2
Music Qualification
Programme
No
36
75.0
Yes
12
25.0
Small
0
0
Moderate
5
10.4
Big
7
14.6
Observations
No
34
70.8
Yes
14
29.2
Small
1
2.1
Moderate
6
12.5
Big
7
14.6
Participation in Teacher’s
Circle
No
28
58.3
Yes
20
41.7
Small
2
4.2
Moderate
5
10.4
Big
11
22.9
Appointed as mentor/trainer
No
39
81.3
Yes
9
18.8
Small
1
2.1
Moderate
3
6.3
Big
5
10.4
Christine Augustine & Wong Huey Yi @ Colleen Wong
65
Magnets
2.10
1.153
Smartboard
1.92
1.088
Light Emitting Diode (LED screen)
1.02
.144
Note: 1 = Never; 2 = Rarely; 3 = Occasionally; 4 = Frequently; 5 = Very frequently
In Table 3, the mean scores of the questions range from 1.02 to 4.04 using a
five-point scale. The outcome demonstrates that the top four tools used in the music
classroom includes whiteboard, computer, CDs and video, whereas the use of
smartboard, music instruments such as keyboard/ guitar and LED screen are either
rare or never used.
According to Chan and Kwan (2010), preschool teachers frequently used
audio-visual equipment such as CDs, cassettes, video, television and non-pitched
percussions in their music classes. It is contrary to the preschool curriculum that
encourages the utilization of materials from the environment to produce melody that
was found to be moderately effective. Koutsoupidou (2010) stated that the shortage
of teaching equipment is a common problem for teachers in preschools, yet music
instruments such as percussions are necessities for simple musical activities.
Part B indicates whether the teachers were able to use various strategies in
their music teaching. The mean score of this question ranges from 1.65 to 4.23 using
a five-point scale. The overall mean from all the items in this section is 3.33 which
is between 3-somewhat agree and 4-agree which indicates that teachers are fairly
capable to teach music with various strategies in the classroom.
Table 4 indicates that the non-specialised music teachers agree that music is
an effective strategy to help children develop psychomotor and basic social skills;
teachers are able to communicate well with their students and they use nursery
rhymes to teach music. They also find that the students enjoy learning music. Greata
(2006) mentioned that the most beneficial songs for helping children learn how to
use their singing voices are generally short, simple, narrow in pitch range, repetitive
and sung in the range of the young child’s voice. Folk songs and nursery rhymes
have stood the test of time and there is a good chance the child will be able to sing
them at home with family members (Greata, 2006, p.127). The lower mean indicates
that teachers are not familiar with music pedagogical approach such as Orff and
Kodaly methods, and practice varieties of teaching strategies in music education.
Teachers are also not able to play and accompany songs with instruments such as
keyboard or guitar.
Townsend (2011) suggested that teachers should provide students with the
necessary tools to succeed. If one approach or tool does not work, use another.
Eventually, even if the use of multiple tools resulted in only modest gains, students
will at least understand and appreciate the fact that the teacher is spending time
with them in a sincere effort to help them succeed (Townsend, 2011, p. 76).
Townsend (2011) also stressed that planning is important because it serves as a
written record of the teachers’ day-to-day teaching and provides a clear map of the
journey the teacher and the students will take. (p. 62).
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Table 4 Instructional strategies used in music classroom
Note: 1= Strongly Disagree; 2 = Disagree; 3 = Somewhat Agree;
4 = Agree; 5 = Strongly Agree
Section C: Open-ended questions. Suggestions to improve the quality of
music teachers in preschool were provided by open-ended questions. The responses
revealed that 60.4% of the 48 teachers suggested that they need exposure in music
teaching by attending courses, workshop or seminars, followed by exposure to
Statements
Mean
Std. Dev
I am able to use varieties of teaching strategies in music
education
2.27
.869
I am able to accommodate diverse learning styles and abilities
2.54
.944
I am able to play and accompany songs with keyboard
1.90
.751
I am able to play and accompany songs with guitar
1.65
.699
I am familiar with Orff / Kodaly pedagogical approach
2.08
.986
I use folk songs to teach music
3.10
1.134
I use children's songs (nursery rhymes) to teach music
4.17*
.907
I find my students' involvement is satisfactory in playing the
musical instrument
3.81
1.085
I encourage group activities in the music class
3.81
.842
I am able to motivate students to get involved with music
3.54
.967
Other than utilizing written lesson plan, I make modifications
and adaptations in response to different learning climates
2.94
.976
I use music to teach other subjects (e.g. English/Malay
language)
3.88
.937
I am able to communicate well with the students
4.10*
.857
I encourage students to take part in creative activities
4.13*
.789
Students enjoy learning music
4.23*
.778
Music is an effective strategy to help preschool students
develop psychomotor skills
4.23*
.778
Music is an effective strategy to help preschool students
develop basic social skills
4.19*
.825
Overall mean
(3.33)
--
Christine Augustine & Wong Huey Yi @ Colleen Wong
67
music instruments and how to read notation. Seven teachers stated that they needed
to be exposed to music instruments, such as keyboard or guitar, while another three
stated that theory music or notation reading is necessary in teaching music.
Additionally, one teacher stated the importance of knowing nursery rhymes and
children’s songs, and another stated that teachers should have access to music
resources. Seven teachers did not respond to this question.
CONCLUSION
According to the overall results, there were three different outcomes following the
research questions of the study. The outcome of the first research question
demonstrated that non-specialised music preschool teachers are somewhat
ambivalent that they have sufficient content knowledge in teaching music in
preschool. The second research question demonstrated that only a quarter of the total
number of participants had attended any form of professional development activity
and that were likely to have no or little impact on them. The third research question
demonstrated an average effect where non-specialised music preschool teachers
somewhat agree that they vary their teaching styles, activities and strategies in their
music classes.
In order to maintain effective teaching, teachers who lack confidence in
teaching should take the opportunity to participate in professional development
programmes supported by Government policy initiatives that value such support.
Teachers could discover new learning tools and strategies, assessment methods, find
new resources and enlarge their network towards aiming for the best music learning
environment for the children. In terms of music teaching readiness, it is the
responsibility of the non-specialised music preschool teachers to take the challenge
and promote music teaching and learning, and for Government agencies and senior
school managers to promote such engagement as an official staff development
policy.
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BIOGRAPHY
Christine Augustine has a Doctor of Education (EdD), Masters in Performing Arts (Music
Education), Bachelor’s Degree of Education (Music), LTCL and ATCL (piano). Christine
Augustine is currently a senior lecturer at the Music and Music Education Department,
Faculty of Music and Performing Arts, Universiti Pendidikan Sultan Idris, Perak, Malaysia.
She is a music educator who previously taught music in a private music school for five
years. She has been on the academic staff at Universiti Pendidikan Sultan Idris for more than
10 years. Christine’s research interests include music education, Instructional Leadership,
music in preschool and music and literacy. She was formerly a church musician and also a
violinist/violist in the Malacca Youth Orchestra. She also performed in the Kementerian
Pelajaran Malaysia Orchestra concerts at Istana Budaya and the Putra World Trade Centre,
Kuala Lumpur.
Wong Huey Yi @ Colleen Wong is a music educator in the Department of Music and
Music Education at Universiti Pendidikan Sultan Idris, Tanjong Malim, Perak. She holds a
double music degree from the National Arts Academy and the University of Malaya (with
distinction), and received her M.A in Performing Arts from the University of Malaya.
Colleen completed her EdD specialising in Instructional Leadership under Nova
Southeastern University, Florida. In addition to teaching, she is a regular gamelan player
with Rhythm in Bronze (RIB) and has conducted workshops using Malay gamelan with both
adults and children. Her passion towards educating school children in music has led her to
undertaking significant research in this field.
|
Malaysian Journal of Music Vol. 5 No. 2 (2016) | composition, indigenous, local postmodernism, pastiche, song text | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/137 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/822 | Song Text Composition in Pinloin among the Indigenous Jahai of Peninsular Malaysia: A Local Postmodernist Approach? | The Jahai are one among 18 indigenous Orang Asli groups in Peninsular Malaysia. They perform the traditional pinloin, a song and dance genre, during the pano ceremony (séances) and tree and fertility rituals. The song text and music of pinloin is taught to the Jahai halaq (shaman) by their chenoi (spirit guide) through dreams. Pinloin song text manifests the flora and fauna of the rainforest of Malaysia as depicted by the chenoi. Today (2016), the function of pinloin as a ritual enactment has shifted to a form of entertainment or cultural experience for tourists, visitors and visiting dignitaries. This change has resulted in a disruption in the transmission of the traditional pinloin song text. In this article, I argue that there is an increase in the use of the pastiche approach such as random sharing of fragments of song text, sporadic unfolding of narratives and little connection between the title and song text in pinloin song text compositions due to the influence of the ‘tourist gaze’. I support this argument by comparing Jahai song text form and composition technique in the early 20th century, late 20th century and early 21st century. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/822/558 | [] |
Malaysian Music Journal Vol. 5, Num. 2 (70-95)
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Song Text Composition in Pinloin among the Indigenous
Jahai of Peninsular Malaysia: A Local Postmodernist
Approach?
Clare, Suet Ching, Chan
Faculty of Music and Performing Arts, Universiti Pendidikan Sultan Idris
35900 Tanjong Malim, Perak, Malaysia
e-mail: [email protected]
Abstract
The Jahai are one among 18 indigenous Orang Asli groups in Peninsular Malaysia. They
perform the traditional pinloin, a song and dance genre, during the pano ceremony (séances)
and tree and fertility rituals. The song text and music of pinloin is taught to the Jahai halaq
(shaman) by their chenoi (spirit guide) through dreams. Pinloin song text manifests the flora
and fauna of the rainforest of Malaysia as depicted by the chenoi. Today (2016), the function
of pinloin as a ritual enactment has shifted to a form of entertainment or cultural experience
for tourists, visitors and visiting dignitaries. This change has resulted in a disruption in the
transmission of the traditional pinloin song text. In this article, I argue that there is an
increase in the use of the pastiche approach such as random sharing of fragments of song
text, sporadic unfolding of narratives and little connection between the title and song text in
pinloin song text compositions due to the influence of the ‘tourist gaze’. I support this
argument by comparing Jahai song text form and composition technique in the early 20th
century, late 20th century and early 21st century.
Keywords composition, indigenous, local postmodernism, pastiche, song text
BACKGROUND
The Orang Asli are the first inhabitants and considered the original people of
Peninsular Malaysia. They make up about 0.6% (178,197) of the national population
of 28.3 million people as of 2010 (Department of Statistics, 2011). There are three
main Orang Asli groups—the Negrito (Semang), the Senoi and the Aboriginal
Malays. These groups are further subdivided into 18 Orang Asli subgroups in
Peninsular Malaysia (Nicholas, 2000, p.1) (Figure 1). The Negrito are believed to be
descendants of the Hoabinhians who lived between 8,000 BC and 1,000 BC during
the Middle Stone Age (Skeat & Blagden, 1906; Evans, 1968; Schebesta, 1973;
Carey, 1976; Ratos, 1986; Dentan, 1997; Nicholas, 2000; Endicott, 2014). The Jahai
is a subgroup of the Negrito and were originally hunter-gatherers who resided in the
Clare, Suet Ching, Chan
71
Belum-Temenggor Forest Complex (BTFC), in north eastern Perak and north
western Kelantan (Figure 1). Their ancestors were nomadic foragers who shifted
from one place to another when food supply became scarce.
Table 1 The Negrito subgroups and estimated population (2010) [Source: The Department
of Orang Asli Development (JAKOA), 2010]
Subgroup
Location
Population
Negrito
Kensiu
Northeast Kedah
237
Kintak
Kedah-Perak border
197
Jahai
Northeast Perak and West Kelantan
2,387
Lanoh
North Central Perak
382
Mendriq
Southeast Kelantan
362
Batek
Northeast Pahang and South
Kelantan
1,447
Total
5,009
Figure 1 Location of the Jahai among the other 18 Orang Asli ethnic groups in Peninsular
Malaysia (Source: Nicholas, 2012)1
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Figure 2 Location of Jahai villages before settlement (Banding) and after relocation in
Rancangan Pengumpulan Semula (RPS) Air Banun (Source: Wonder Malaysia (2007-2016)2
According to the Orang Asli Population Breakdown in 2010, the Jahai make
up the largest population of North Aslian speakers, which accounts for up to 2,387
people out of 5,009 (The Department of Orang Asli Development (JAKOA), 2010,
See Table 1). The Jahai groups in peninsular Malaysia are scattered across northeast
Perak and western Kelantan. There has been little documentation on Jahai as a
specific group; therefore, I also draw from literature reviews of the Jahai as a
category of the Negritos. In this article, I discuss the Jahai group whose original
RPS Air Banun
Banding: Original home
before resettlement
Clare, Suet Ching, Chan
73
homeland was where the Temenggor Dam and Banding Island are now located
(Figure 2).
In the late 1970s, the Malaysian government launched the Temenggor Dam
project in Gerik in order to increase the generation of hydroelectricity in the
country. The project was also aimed at obstructing the route of communists from
Thailand, forcing them to seek more difficult routes (Ong, 2010, p. 82). The
Temenggor Dam project stretched across the traditional rainforest territories of the
Jahai. The Jahai were advised to relocate to the Rancangan Pengumpulan Semula
(RPS) Air Banun, a new permanent settlement specially planned for them (Figure
2). Many Orang Asli regroupment schemes are managed by the Department of
Orang Asli Affairs (JHEOA) (now known as JAKOA) 3 and were founded on
objectives to eradicate poverty, modernise and protect the Orang Asli from
subversive and anti-national movements (JHEOA 1992, Attachment A in Nicholas
2000, p. 113). The government’s conception of ‘modernisation’ is benchmarked
against mainstream society’s lifestyle, which includes basic services and facilities
such as formal education, health, housing, water, electricity and social services. The
government promised to provide the Jahai with basic amenities and monetary
compensation for the loss of their traditional homeland. The resettlement scheme
resulted in abrupt changes in their livelihood and lifestyle such as the shift from
being nomadic hunter-gatherers living on a subsistence economy to permanent
settlers earning wage income from manual labour. Their intricate knowledge of the
rainforest ecology and skills in hunting and gathering are less useful in the modern
world. These changes have also influenced the musical aesthetics, interest and
performances not only of the Jahai, but many of the other Orang Asli groups in
peninsular Malaysia (Chan, 2010, 2012).
PINLOIN IN THE 20TH CENTURY
Pinloin (Schebesta, 1973) or peningloin (Evans, 1968) is a song and dance genre
that is performed during séances and tree fertility rituals. During the performance of
pinloin, the halaq (shaman) seeks the assistance of forest-oriented spirit guides,
known as chinoi (Evans, 1968), chenoi (Schebesta, 1973; Oesch, 1977), or cenoi
(Miller & William, 2008) to diagnose a patient’s illness during séances. Roseman
(as cited in Miller & Williams, 2008) states that the shaman sucks “malevolent
spiritual substances out of a sick person’s body, or returns lost soul components to
the patient during rituals of healing” (p. 321). These healing ceremonies also play
therapeutic functions for the indigenous communities who participate in the trance
dancing.
The chenoi are “the little beings of the heavens and of flowers” (Evans,
1968, p.190) or “small, colourful rays of light, personified as male and female that
connect the human realm with the spiritual world” (Schebesta, 1973; Oesch, 1977).
There are many chinoi of different kinds and of the same kind. They look like
children and are about two and a half feet high. There are the hornbill chinoi and
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vulture chinoi. A chinoi takes up its abode in the body of a bird, and when it wishes,
comes out again. (Evans, 1968, p.190)
According to Roseman (as cited in Miller & William, 2008), the Jahai
shaman’s soul leaves the body and his soul journeys to the spiritual world to contact
the upper earthly powers during séances. He returns fifteen minutes later with
transcendental knowledge acquired from this journey.
While in a trance, the shaman is a conduit for the chenoi, the force of his religious
activities stems from them. Without the chenoi, his dialogue with the spiritual realm
during the evening and the ritual would not be possible, as they aid in his
ceremonial transformation, he can answer questions, heal and foretell future events.
(Roseman as cited in Miller & William, 2008, p. 321)
Pinloin is also performed to invoke the fertility of fruit trees. The Jahai not
only have seasonal fruit species as their typical spirit-guides but also through
mediumship are reputedly skilled in curing the sicknesses of such trees. If a valuable
tree (such as the durian or rambutan tree) fails to give fruit, the shamans will climb
up the branches of the tree and perform a ritual known as tenhool ‘blowing upon it’.
It is hoped that the chenoi (spirit guide) will aid the tree to bear abundant fruit
(Benjamin, 2014, p. 181).
PINLOIN IN THE 21ST CENTURY
Pinloin is usually sung by a solo singer and a chorus of five to six people (usually
women), who stamp a pair of cantong (bamboo stamping tubes) onto a long piece of
wood while singing. I encountered such performing groups in three Jahai villages
during my fieldwork (Figure 3, 4 and 5). The soloist and chorus perform in a ‘call
and response’ manner in which the soloist sings a verse that is repeated by the
chorus. The chorus repeats the soloist’s phrase by beginning to sing slightly before
the ending of the soloist’s phrase, therefore overlapping the end phrases in
heterophony. According to Andak bin Lembut (2015),
Nyanyian pinloin ialah untuk perayaan. Pada ketika itu, dalam bulan lapan, ada
perayaan. Dia (halaq) cari buah, macam rambutan, pada malam tu, dia masuk
hutan untuk ambil bunga dengan canglung, kalau nak sewang pengsan dia nak
bagi, berek (masak) bagi buah-buahan jadi subur.
Pinloin is performed during festivals and ceremonies. In the month of August, there
is a festival. The halaq search for fruit such as rambutans. During the night, the
halaq enters the forest to find the flowers and canglung (a whisk made from leaves).
We don’t mind dancing to sewang until we collapse; as long as it will help the fruit
ripen (Andak Lembut, personal communication, 7 July 2015).
Today (2016), pinloin is not often performed in the Jahai villages anymore.
It is sometimes performed as entertainment for visitors, tourists and important
guests when there is a demand for it. Azizan bin Selewei (personal communication,
13 February 2016) states that their group is sometimes invited to perform for
Clare, Suet Ching, Chan
75
visitors in the Belum Rainforest Resort or Banding Lake side Inn, two hotels close
to their village in RPS Air Banun. I posit three factors that affect the Jahai
community’s interest in pinloin. First, the Jahai are less dependent on the rainforest
for a livelihood, consequently there is also less dependency on a host of forest-
oriented spirit guides for protection and healing. Resettlement schemes that
established health clinics in Jahai villages utilise Western medicine for treatment of
illnesses. The second factor affecting interest in pinloin is the conversion of many
Jahai to Islam that is in part due to the strong influence of the religion in Malaysia.
Third, the mass media soundscapes such as the radio and television in the village
towns and communities nearby have gradually influenced the Jahai community’s
musical preferences.
Due to the irregularity and scarcity of performances, the Jahai soloists and
chorus tend to forget the song texts and rhythmic patterns of the cantong. When
there is a request to perform pinloin, the Jahai singers have to utilise several
compositional techniques to ‘conjure up’ a pinloin performance.
FIELDWORK IN KAMPUNG SUNGAI RABA, TEMENGGOR, PERAK
During my fieldwork research period on the music of the Jahai communities in
Kampung Sungai Raba, Temenggor from April 2015 to April 2016,4 I found it
challenging to acquire information on pinloin as a healing ritual because the
majority of the villagers had already converted to Islam that prohibits any form of
animistic practices. Second, Ahung bin Kimbis, the last halaq who was known to
sing pinloin in the village had already passed away. Third, the function of pinloin as
a healing and tree fertility ritual is less in demand today. However, even in these
circumstances, some elderly Jahai still remember how to perform pinloin.
One significant phenomenon that aroused my interest during my fieldwork
research in this village was the song text composition of the Jahai soloist. I noticed
that the Jahai soloist constantly repeated similar lines of the same song text
interchangeably among several other songs, regardless of the title and meaning of
the song. The song about an owl had similar extracts of song text from the song
about a fruit or a bird. Taking an interest in the manner in which song text emerged
during pinloin performances, I questioned whether the previous Jahai soloists
composed song text in similar ways. Three important research questions that came
to mind were: 1) How does the Jahai soloist remember, improvise or compose song
text?; 2) What compositional techniques do Jahai soloists utilise to compose the
song text of pinloin?; and 3) Has the form and compositional technique of pinloin
evolved?
The first question is addressed through an analysis of form in the song text,
while the second is answered through an examination of techniques of composition
such as muscle memory, memory recall and conscious composition. The third
question is answered by selecting and comparing three periods based on availability
of literature: the early 20th century (Period 1), late 20th century (Period 2) and early
21st century (Period 3). Period 1 and 2 are based on literature review, whereas the
early 21st century comparison was based on my ethnographic fieldwork in 2015-
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2016. Through an analysis of song text composition in these three periods, I argue
that there is an increase in the use of a pastiche approach including random sharing
of fragments of song texts, sporadic unfolding of narratives and little connection
between the title and song text to singing pinloin due to the influence of the ‘tourist
gaze’.
Figure 3 Jahai pinloin ensemble in Kampung Sungai Tiang, Royal Belum State
Reserve Park. (Photo by Clare Chan, 2014)
Figure 4 Pinloin performance led by Enjok bin Kimbis of Kampung Sungai Raba,
Rancangan Pengumpulan Semula (RPS) Air Banun, Temenggor, Perak.Temenggor.
From left: Ambus binti Pilloi, Gambir binti Kade, Tijah binti Melengsing, Tiah binti
Enjok, Ahan binti Senan and Tenembang binti Lamur. (Photo by Clare Chan, 2015)
Clare, Suet Ching, Chan
77
Figure 5 Jahai pinloin ensemble of Kampung Sungai Banun led by Azizan bin Selewei.
(Photo by Clare Chan, 2016)
THE ‘TOURIST GAZE’
The ‘tourist gaze’ refers to the expectations that tourists bring to local cultural
practices and performing arts when they participate in cultural, ethnic or heritage
tourism (Urry, 2002). The locals are influenced to ‘reflect the gaze’ by performing
what the tourists desire to watch. Cohen (1979) describes five types of tourists – the
‘experimental’, ‘experiential’, ‘existential’, ‘recreational’ and ‘diversionary’ tourists
(p. 183-189). In this study, I refer to the ‘recreational’ tourists, those who seek in
‘the Other’ mainly “restoration and recuperation, and hence tend to approach the
cultural products encountered on their trip with a playful attitude to accept a cultural
product as authentic, for the sake for the experience, even though ‘deep down’ they
are not convinced of its authenticity” (Cohen, 1985, p. 295). These tourists are
semioticians (Culler, 198l; MacCannell, 1989) interested in the ‘signs’ and
‘markers’ indicative of an idealised way of life. I suggest that some tourists are
mainly interested in savouring a taste of the soundscape of ‘authenticity’ and a
temporary immersion into a utopian society imagined to exist among the indigenous
communities of the past. To reinforce this statement, I utilise Marx’s theory that
modern society experiences a sense of ‘alienation’ today because they are detached
from the fruits of their labour. This estrangement is felt among a society of stratified
social classes whose mode of production is based on specialisation (Marx, 1967). In
this type of society, the people have less connection to the product of their labour.
This alienation has resulted in modern society behaving in particular ways:
Modern man has been condemned to look elsewhere, everywhere, for his
authenticity, to see if he can catch a glimpse of it reflected in the simplicity,
poverty, chastity, or purity of others. (MacCannell, 1976, pp. 40-41)
In order to fill this void, modern societies seek to reconnect with their inner
self by seeking out those who still experience their ‘fruits of labour’ directly such as
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indigenous communities who experience direct satisfaction from eating the meat
they hunted, slaughtered and cooked by themselves. Based on Marx’s theory of
‘alienation’ and MacCannell’s theory of tourist behaviour, I posit a direct
connection between the Jahai pinloin performances with what recreational tourists
hope to see among indigenous peoples (Figure 6).
In general, many recreational tourists in the early 21st century are interested
in having a brief experience and a memory of local culture captured in photos and
short video clips during their tours. These tourists venturing into foreign countries
seek the notion of exoticism through difference and uniqueness. They are pleased to
listen to songs sung in a foreign language even if they do not understand the
language. A synopsis of the background of the song is adequate. In this study, I
provide an additional description to Cohen’s recreational tourists, referring to them
as ‘snapshot’ tourists. ‘Snapshot’ tourists are recreational tourists who are satisfied
with experiencing a ‘glaze’ or ‘glimpse’ of ‘exotic’ culture captured as photos
disseminated on mass mediated spaces. Some of these tourists enjoy publicising
photos of their travels and adventures for mass consumption, while others are happy
saving them as private collections.
Considering the snapshot tourist, the Jahai places emphasis on presenting
‘authenticity’ through sound, music, language, dance and costume. The composition
of song text that has deep meaning, rhetorics or a systematic flow of ideas is not of
significant importance. I posit that the Jahai ‘reflect the gaze’ of the snapshot
tourists by reconstructing pinloin to their gaze (Figure 6).
Figure 6 The counteractive influence of the ‘tourist gaze’ on pinloin song text composition
ORANG ASLI SONG TEXT CONCEPTS OF COMPOSITION
The Orang Asli believe that song text is not composed but received through dreams
from spirit guides, known as the cenoi. The cenoi teaches the halaq (shaman) a song
when they meet in a dream. Roseman (1991) posits that:
The Temiar (another Orang Asli subgroup) dreamer does not request or demand
either the relationship or the song. The initial relationship of person with dream-
spirit is ideally one of receptivity. The spirit guide ‘gives’ a song; the dreamer ‘get’
or ‘receives’ it. (p. 57)
Pinloin song text
composition
What recreational
‘snapshot’ tourists
want to see
Clare, Suet Ching, Chan
79
Bah Kang Bah Mat (2014), a Semai (another Orang Asli subgroup) from the
Senoi ethnic group, states that his repertoire of songs includes those inherited from
his father and those taught to him in a dream by his own spirit guide. Bah Kang who
receives songs through dreams from his spirit guide states: “kita ikut je, bukan kita
buat-buat, bukan kita sengaja, dia punya cerita” (“we just follow, we didn’t make it
up, it’s not our effort, it is its story”) (Bah Kang Bah Mat, personal communication,
2014). In general, the Orang Asli halaq do not see themselves as composers but as
receivers of songs from the spirits of the supernatural world. The process in which
the spirit guide teaches their song to the halaq in a dream is described as:
She (spirit guide) repeated and repeated, every week. One week, one time. So she
gave me that tune. After she gave that tune, I was able to sing it bit by bit. (Ading
Kerah in Roseman, 1991, p.65)
On the contrary, Roseman (1991) states that while the halaq learns and
memorises the exact song, there is also room for extemporaneous improvisation.
Roseman based this on Ading Kerah’s statement, “when I perform during
ceremonies, I can sing new verses as they come, about the flowers, about all kinds
of things” (p.65).
From the literature review, I posit that the halaq use three techniques to
render songs during ceremonies: muscle memory, memory recall and conscious
composition. They are memorising, improvising and composing simultaneously as
they sing pinloin.
TECHNIQUES
OF
COMPOSITION:
MEMORISING,
IMPROVISING
AND
COMPOSING
In order to understand the techniques utilised by the Jahai to compose song text, I
explored theories of memory among humans. Muscle memory refers to a procedural
task that strengthens through repetition. Due to the repetition of a task, long-term
memory evokes performance without conscious effort (Krakauer, 2006). Muscle
memory can be coined as a subconscious type of memorisation. Memory recall
refers to the brain’s re-assessment of past events encoded and stored in the brain.
During memory recall, the brain replays a pattern of neural activity that was
triggered by the original event and echoes its perception of the real event itself.
Memory recall is not the same as the original experience as it is combined with an
awareness of the present. Therefore, new information is synthesised with old
memories resulting in an act of creative imagination (Mastin, 2010). Memory recall
may be referred to as improvisation among different cultural groups.
Sporadic demands for pinloin performances necessitate memory recall as
the Jahai singers are trying to remember the song text and music while performing.
During tourist invitations to perform, singers retrieve memories of traditional
pinloin through memory recall. In attempting to remember the original pinloin, a
‘new’ version of pinloin emerges. While an element of creativity is involved,
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memory recall is also not conscious composition. Nettl (as cited in Merriam, 1964)
refers to conscious composition as the conscious effort to create new music as
opposed to reiterating remembered text (p.167). The difference between memory
recall and conscious composition is that the former produces unplanned spontaneous
improvisation while the latter requires conscious effort to create a new song text. I
posit that the Jahai utilises any of these three types of techniques interchangeably
during pinloin performances.
SONG TEXT COMPOSITION IN PINLOIN OF THE EARLY 20TH CENTURY
This section analyses the form and compositional technique in Jahai song text
composition. Form is analysed by examining repetitive or new lines of song text. a
formula such as formal phrases and lines of text are important for musicians to
remember song text or stories (Sweeney, 1994). The general content, meaning and
arrangement of the song text will help us depict the compositional techniques
utilised to compose song text. Period 1 is based on the analysis of the literature
review of the selected Jahai pinloin.
Pinloin Sejon Batu
In the early 20th century, the Jahai performed the pano song, a pinloin sung during
the pano ceremony to connect the chenoi (spirit guide) with the halaq (shaman). The
pano hut was made using long leaves from the bertam palm. The halaq decorated
himself with wreaths of flowers around the brow. The women decorated themselves
with scented grasses, headbands of rattan fibre (akar pinerok), wreaths of flowers
around their forehead and foliage on their girdle. The halaq wiggle into the hut and
await the arrival of the chenoi. The women and children squat in a semi-circle
around the pano hut and sing the ‘Pinloin Sejon Batu’ or the chenoi song in
repetition (Schebesta, 1973, p. 224). When the halaq began to sing in a voice unlike
his, it is a sign that the chenoi has entered his body.
Form and technique. ‘Pinloin Sejon Batu’ consists of a motif (A) that is
alternated with new lines of text (B, C, D, etc.). It can be visualised in the following
scheme as: BA CA DA CA D1A EA FA. This form can be compared to a rondo
form in Western art music but I refrain from using this term for traditional music.
This pinloin also exemplifies the unfolding of a story or event in an ordered and
systematic flow. Untold in this song text is the ‘call and response’ style of singing
between the Jahai soloist and chorus. The chorus repeats each line of text sung by
the soloist. An analysis of another pinloin known as ‘Kow Hnu Kow’ (‘Enter the
Hut’) in Period 1, which was performed during the pano ceremony to invite the tiger
spirit into the hut (Schebesta, 1973, pp. 223-228), shows that it portrays similar
characteristics to ‘Sejon Batu’ (Chan & Lim, 2016). This form reinforces Evans
(1968) description of Negrito music as, “not marked by any regular refrain, though
the love of repeated words and sound shows itself in one way or other in every line”
(p. 122).
Clare, Suet Ching, Chan
81
Since there was no documented evidence on techniques utilised by the halaq
to remember or compose the song text in pinloin, there can only be assumptions
made based on a literature review on song text renderings by the Orang Asli halaq.
Roseman (1991) argues that, “the theory of dream-song composition promotes
creative additions to the general repertoire through individual revelation and
composition” (p. 66). While the Orang Asli credits song composition to the spirit
guides, there is also an element of innovation in the composition of song text.
Therefore, in Period 1, I propound that the halaq integrates all three components of
muscle memory, memory recall and conscious composition in the performance of
pinloin.
Pinloin 1 ‘Pinloin Sejon Batu’ (Source: Schebesta, 1973, p. 225)
Form
Jahai
English
BA
A o wa, sejon batu
A o wa! We glide down from the rock
CA
Letud penyogn, sejon
batu
To the strains of the flute, we glide down from
the rock
DA
Keda (ha) Pele, sejon
batu
We maidens of Pele, we glide down from the
rock
CA
Letud penyogn, sejon
batu
To the strains of the flute, we glide down from
the rock
D1A
Keda
(ha)
Chenoi,
sejon batu
We, the chenoi maidens, we glide down from
the rock
EA
Penyusor batu, sejon
batu
Glide down the rocky wall, glide down from the
rock
FA
Pankan gimal, sejon
batu
We swing the mats to and fro, we glide down
from the rock
GA
Pankan lonyau, sejon
batu
We hurl the lighting, we glide down from the
rock
Kantal gima, sejon batu
Seize the mats, we glide down from the rock
Guide:
A= Refrain (sejon batu)
B-G= New lines of text
Form: BA CA DA CA D1A EA FA GA
Style: Call and response
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SONG TEXT COMPOSITION IN PINLOIN OF THE LATE 20TH CENTURY
Through informal dialogues during fieldwork in 2015, I was informed that someone
from Radio Television Malaysia (RTM) had recorded Jahai music during the late
1990s. I found the music recordings mentioned in RTM but there was no proper
documentation of the names of singers and titles of songs. From the list of
recordings, I chose to examine pinloin ‘Wongkawau’ (‘Song of the Black and Red
Broadbill Bird’) because the Jahai are still familiar with this pinloin today (2016).
This choice assists us in understanding the continuity and change in pinloin
throughout Periods 2 and 3. The late Ahung bin Kimbis sang the recording of
pinloin ‘Wongkawau’. His younger brother, Enjok bin Kimbis and his family helped
me transcribe the song text and interpret its meaning during my fieldwork.
However, they were not able to interpret or understand all the lines of text. The
family said that the older generation of singers liked to use poetic or decorative
words that did not mean anything in particular. These lines are marked as ‘unsure’
in the translation section in Pinloin 2.
‘Pinloin Wongkawau’ (‘Song of the Black and Red Broadbill Bird’)
This song revolves around the playful gliding and flight of the wongkawau bird in
the air near areas of the lake (Ambus Pilloi, personal communication, 6 July 2015).
The Malay name for this bird is burung rakit or takau hitam merah (Figure 7). The
scientific name for this bird is cymbirhynchus macrorhynchus and is known as the
black-and-red broadbill bird in English. The black-and-red broadbill is commonly
seen in the rural riverine habitats throughout peninsular Malaysia. The habitats of
this bird are the forests, the forest edge, plantations and mangrove fringes. It
frequents the middle and lower stories, usually near watercourses and likes to perch
in dense foliage and on low branches overlooking water (Davidson et.al, 1989, p.
60; Robson, C. 2008, pp. 158-159; Jeyarajasingam, 2012, p. 259).
Form and technique. ‘Pinloin Wongkawau’ (‘Song of the Black and Red
Broadbill Bird’) is comprised of short and simple text repeated throughout the song.
This song shows an alternation between new or repeated song texts (B-U)
interspersed between a text refrain (A). The form of the song is —BA CA DA EA
FA and so forth. Additionally, these new lines of text (B-Y) are repeated randomly
in consequent lines of text, for example, BA CA DA EA FA BA GA FA BA CA
and so on. The form of the song text in ‘Pinloin Wongkawau’ exemplifies
similarities to the form observed in Period 1. The singing style is a ‘call and
response’ between the soloist and chorus. The lines of text are short, referencing the
flora and fauna of the rainforest environment and demonstrate a play on words in
the Jahai language.5 There is also a spontaneous and random repetition of the lines
of text marked with asterisks, and a less systematic unfolding of events in the song
text as compared to Period 1.
Similar to Period 1, literature on technique utilised to compose song text is
scarce. Pinloin ‘Wongkawau’ shows a combination of repeated motifs (A) and new
lines of text sporadically repeated in an unpredictable manner. Based on form and
Clare, Suet Ching, Chan
83
content analysis of the song text, I suggest that the singer uses muscle memory,
memory recall and conscious composition approaches in singing this pinloin.
Pinloin 2 ‘Pinloin Wongkawau’ (‘Song of the black-and-red broadbill bird’) sung by the
late Ahung bin Kimbis from Kampung Sungai Raba in the late 20th century.
Form
Song text in Jahai
Song text in English
BA*
Leh de yek, wong ka wau
It is me, wongkawau
CA*
Leh gaun, wong ka wau
Just now, wongkawau
DA
Leh de bok, wong ka wau
You and I, wongkawau
EA
Leh de renting, wongkawau
Branches, wongkawau
FA
Leh hujuk, wongkawau
I agree, wongkawau
BA*
Leh de yek, wongkawau
It is me, wongkawau
GA*
La oi la, wongkawau
Oh dear, wongkawau
FA
Leh hujuk, wongkawau
I agree, wongkawau
BA
Leh de yek, wongkawau
It is me, wongkawau
CA
Leh gaun, wongkawau
Just now, wongkawau
GA*
Leh achin? wongkawau
How then? Wongkawau
BA
Leh de yek, wongkawau
It is me, wongkawau
CA*
Leh. gaun, wongkawau
Just now, wongkawau
HA
Leh. re bort, wongkawau
Perched wongkawau
IA
Leh galak, wongkawau
Honey, wongkawau
BA
Leh renting, wongkawau
Branches, wongkawau
LA*
Leh de yek, wongkawau
It is me, wongkawau
MA
Leh renting, wongkawau
Unsure
NA
Leh renjem, wongkawau
The tip of the branch, wongkawau
OA
Leh hapoi, wongkawau
The attap, wongkawau
PA
Leh tadok, wongkawau
The bayas tree, wongkawau
QA
Leh jenjam, wongkawau
Unsure
RA
Leh jenedik, wongkawau
Unsure
BA*
Leh de yek, wongkawau
It is me, wongkawau
SA
Leh seblek, wongkawau
Unsure
UA
Leh tajur, wongkawau
A snake appears
BA*
Leh de yek, wongkawau
It is me, wongkawau
WA
Leh ye er, wongkawau
Is that so? Wongkawau
XA
Leh cebrob, wongkawau
Brittle dried leaves, wongkawau
Guide:
A= Refrain
B—Y= New lines of text
Form: BA CA DA EA FA GA HA …. XA
* Common repeated text
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Figure 7 The black-and-red broadbill (scientific name: cymbirhynchus macrorhynchus).
(Photo by Brooke, 2011)6
SONG TEXT FORM OF THE EARLY 21ST CENTURY
Data and information in Period 3 were collected through ethnographic research in
Kampung Sungai Raba, Temenggor, Perak. I must emphasise that the conclusions
made in Period 3 were based on a case study of a single Jahai pinloin ensemble led
by Enjok bin Kimbis from 2015 to 2016. Therefore, it cannot be generalised that all
Orang Asli singers compose song text in this manner. During my first visit to the
Jahai villages, the Jahai musicians and dancers from Kampung Sungai Raba
performed a few pinloin. When I requested a performance of pinloin, the villagers
chose Enjok bin Kimbis to sing even though he had little experience. Enjok was
chosen because he is the eldest in the village and his brother, the late Ahung bin
Kimbis, was the former halaq and singer of pinloin. Enjok bin Kimbis retired from
service with the Senoi Praaq7 with whom he was working since 1954 when Enjok
was 15 years old. He visited his village periodically and only returned after he
retired. The women’s chorus was comprised of Ambus binti Pilloi, Gambir binti
Kade, Tijah binti Melengsing, Tiah binti Enjok, Tenembang binti Lamur and Ahan
binti Senan. These women are between 50 to 60 years old (Figure 5). They
remember singing pinloin but have also not been singing it for some time.
Enjok bin Kimbis tried to recall the song text as he was performing pinloin.
The women tried to remember the changes of tempo and rhythm on the cantong.
Enjok Kimbis informed us that there were about five original Jahai pinloin
including: 1) ‘Cel Yop Selantis’ (‘Song of the owl’); 2) ‘Berk Tadok Yek’ (‘Mother,
wait for us’); 3) ‘Salom Pangwei’ (‘Song of the Salom fruit floats away’); 4) ‘Lagu
Jelmol’ (‘Song of the Mountains’); and 5) ‘Lagu Wongkawau’ (‘Song of Black and
Red Broadbill Bird’). I will use the pinloin ‘Cel Yop Selantis’ and ‘Salom Pangwei’
to illustrate my argument in this article.
Clare, Suet Ching, Chan
85
Pinloin ‘Cel Yop Selantis’ (‘Song of the Owl’)
Pinloin ‘Cel Yop Selantis’ depicts the still and quiet night (Pinloin 3, Figure 8). The
sound of the crackling of a dry branch or twig causes the owl on the tree to peer
over to identify the intruder in the forest (Enjok bin Kimbis, personal
communication, 6 July 2015).
Pinloin 3 ‘Pinloin Cel Yop Selantis’ (‘Song of the Owl’) (Source: Enjok bin Kimbis,
personal communication, 12 August 2015)
Jahai
English
BA
Leh de yek,* cel yop
selantis
It is me, the owl peers over from the distant
crackling sound
CA
Leh de hek? Cel yop
selantis
Who are we? The owl peers over from the
distant crackling sound
DA
Anang cebak, cel yop
selantis
In the hills, the owl peers over from at the
distant crackling sound
EA
Gaun*, cel yop selantis
Just a moment ago, the owl peers over from the
distant crackling sound
FA
La oi la*, cel yop selantis
Oh dear! The owl peers over from the distant
crackling sound
GA
Tak
kejing,
cel
yop
selantis
Not a sound is heard, the owl peers over from
the distant crackling sound
HA
Achin* yek yop dek, cel
yop selantis
What can I do? The owl peers over from the
distant crackling sound
Guide:
A= Refrain
B- H= New lines of text
Form: BA CA DA EA FA GA HA
Form and technique. The version of ‘Cel Yop Selantis’ sung by Enjok bin
Kimbis is comprised of a refrain (A) and new song text (B-H) interspersed between
the refrain. The form of the song is BA CA DA EA FA GA HA and shows
continuity with songs documented by Schebesta (1973) in Period 1—pinloin ‘Sejon
Batu’ and pinloin ‘Kow Hnu Kow’. After Enjok completes singing the section (B-
H), he continues to repeat the song text through a random selection of lines of text.
It is also observed that the lines leh de yek (it is me), la oi la (oh dear), le gaun (just
now), and le achin (what can I do) utilised in pinloin ‘Cel yop selantis’ are extracts
of verses from ‘Pinloin Wongkawau’ in Period 2. Since pinloin ceremonies may last
for lengthy periods, Enjok bin Kimbis repeats these same lines in pinloin ‘Cel Yop
Selantis’ in a random order. The singing style as observed in the music score is a
‘call and response’ between the soloist and chorus (Figure 8).
The song text in ‘Cel Yop Selantis’ also shows little relationship to the title
of the song. There is also no systematic unfolding story or event. From the analysis
of song text, there is little conscious composition in pinloin ‘Cel Yop Selantis’. New
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song text was not observed in the pinloin. Much of the song texts were imitation and
repeats extracted from previous pinloins.
Figure 8 ‘Pinloin Cel Yop Selantis’ (‘Song of the Owl’) (Source: Enjok bin Kimbis,
personal communication, 12 August 2015)
Clare, Suet Ching, Chan
87
Pinloin ‘Salom Pangwei’ (‘The Salom Fruit Floats Away’)
Pinloin ‘Salom Pangwei’ tells of a fruit known as buah machang in the local Malay
language or by the scientific name, Mangifera foetida (Figure 9)(Khairuddin Hj.
Kamaruddin, 2001, p.143). This seasonal forest fruit looks like mango, white on the
inside and green on the outside. The petals of the flowers are white. When the fruit
drops from its branches, the dashing waters of the stream carry it away (Ahan binti
Senan, personal communication, 12 February 2016).
The ‘Salom Pangwei’ pinloin sung by Enjok bin Kimbis is comprised of a
refrain (A) and new verses (B-H) interspersed between the refrain. Pinloin ‘Salom
Pangwei’ uses the same lines of text as pinloin ‘Cel Yop Selantis’. These same
verses, marked with asterisks leh de yek*, achin ni adek**, and hek gaun*** seem
to be repeated over and over again in a random and spontaneous style (Pinloin 4,
Figure 10).
Pinloin 4 Pinloin ‘Salom Pangwei’ (‘The salom fruit floats away) (Source: Enjok bin
Kimbis, personal communication, 12 August 2015)
Form
Jahai
English
BA
Wait de wait salom pangwei
Yes, salom pangwei
CA*
Leh de yek salom pangwei
It is me, salom pangwei
DA**
Achin ni adek salom pangwei
What to do? salom pangwei
CA*
Leh de yek salom pangwei
It is me, salom pangwei
EA***
Hek gaun de salom
Just now, salom pangwei
CA*
Leh de yek salom pangwei
It’s me, salom pangwei
DA**
Achin ni adek ke salom
pangwei
What to do? salom pangwei
FA
Oi berk de yek, salom pangwei Wait for me, salom pangwei
EA***
Hek gaun ke salom pangwei
Just now, salom pangwei
CA*
Leh de yek ke salom pangwei
It is me, salom pangwei
DA**
Achin ni adek ke salom
pangwei
What to do? salom pangwei
CA*
Leh de yek ke salom pangwei
It is me, salom pangwei
Guide:
A= Refrain
B-F= New lines of text
Form: BA, CA, DA, CA, EA, DA, FA, EA, CA, DA CA
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Figure 9 The salom fruit (scientific name: Mangifera foetida) or buah bachang/ machang
(local Malay name)(Source: Fruitworld online magazine)8
Form and technique. A similar ‘call and response’ style of singing is
employed by Enjok bin Kimbis in the pinloin ‘Salom Pangwei’. A new melodic line
is alternated with a refrain (A). The song text to the refrain is ‘Salom Pangwei’.
New and old melodic lines are randomly repeated after it has been introduced the
first time. The form for the ‘Salom Pangwei’ song is BA, CA, DA, EA, CA, DA,
FA, EA, CA, DA, CA. A is a repeated motif while B, C, D, E and F are new
melodic lines interspersed between A. Similar to the previous songs, Enjok’s
rendition of the pinloin ‘Salom Pangwei’ reveals that the meaning of song text is not
connected with the title. The singing style as observed in the music score is a ‘call
and response’ between the soloist and chorus (Figure 10).
The two pinloin examined in Period 3 has continuity with the pinloin of
Period 1 and 2. However, there is a significant presentation of spontaneous and
random repeats of the same lines of text in both ‘Cel Yop Selantis’ and ‘Salom
Pangwei’. Utilising the ABACAD form as a mould and integrating the ‘muscle
memory’ and ‘memory recall’ approaches, the Jahai singer composes the song text
for ‘Cel Yop Selantis’ and ‘Salom Pangwei’. In attempting to recall the song text,
the Jahai singer has pieced together fragments of verses he remembered from
previous pinloin, a suggested pastiche approach to song text composition. There is
also little connection of the lines of text with the song title and less observation of
conscious composition presented.
Clare, Suet Ching, Chan
89
Figure 10 Pinloin ‘Salom Pangwei’ (‘Song of the Salom Fruit Floating Away’)
(transcribed by Clare Chan, 1 November, 2015)
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CONCLUSION
In this section, I summarise the changing song text characteristics of pinloin in
Period 1 to 3 (See Table 2) and relate them to the form and compositional technique
utilised by the Jahai to compose song text.
Table 2 Comparison of the song text form and content of pinloin from Period 1 to 3.
Timeline
Form
Style of
singing
Organisation
of song text
Relationship of
content with title
Early
20th
century
Period 1
Motif (A)
alternated with
new lines of text
(B, C, D, etc.)
Call and
response
More
systematic
unfolding of
story or
events
Connected
A story or
narrative related to
title
Late 20th
century
Period 2
Motif (A)
alternated with
new lines of text
(B, C, D, etc.)
Call and
response
More
sporadic and
spontaneous
Less connected
Short descriptions
of unrelated
phenomenon
Early
21st
century
Period 3
Motif (A)
alternated with
new lines of text
(B, C, D, etc.)
Call and
response
Random and
spontaneous
Least connected
Fragments of
unrelated text,
discontinuity in
flow of ideas
Form
In Period 1, 2 and 3, there is maintenance of a repeated motif (A) alternated with
new lines of song text (B, C, D, etc.). The Jahai singer utilises this form as a formula
to remember the song text of pinloin. In addition to this formula there is a ‘call and
response’ style of singing inherent in all three periods. This formula for composing
reinforces Nketia’s (1982) statement on traditional song composition that states it is
“usages of the past that provide the moulds for creating and developing channels of
communication and musical codes that can be understood by the receptors of music
and not just by those who generate them” (p. 83).
Compositional Techniques
Organisation of song text. In Period 1, there is significant description and
systematic unfolding of a story or an event related to the title of the song. In Period
2, the lines of text are more spontaneous and describe a sporadic description of the
flora and fauna in the rainforest. In Period 3, selected fragments of lines of text from
pinloin in Period 2 are repeated in an unarranged, random and spontaneous order. In
Period 3, the Jahai singer did not venture into conscious composition but utilised the
Clare, Suet Ching, Chan
91
‘muscle memory’ and ‘memory recall’ approach, integrating fragments of
remembered song text from pinloin in Period 2 in a repeated and random order.
The arrangement of song text in Period 3 bears some similarities to the
characteristics of postmodern music in modern society that includes: avoiding
totalising forms (entire pieces or prescribed formal mould); fragmentation and
discontinuity; pluralism and eclecticism; and presents multiple meanings and
temporalities (Kramer, 2002, pp. 16-17). Harvey (1990) reinforces these
characteristics through his statement that postmodernism in modern society is the
“total acceptance of ephemerality, fragmentation, discontinuity and the chaotic” (p.
44), and a disruption to the “notion of meta-narratives and meta language through
which all things can be connected or represented” (p.45).
While characteristics of postmodernism framed in the context of modern
society appear to emerge in the pinloin song text composition, the reasons behind
similar characteristics vary in the traditional local societies of Malaysia. In
Kampung Sungai Raba, the demand for tourist shows is irregular and scarce. When
there is a need for a show, the musicians struggle to remember and recall the song
text of traditional pinloin. Typically, there is almost no rehearsal conducted prior to
performances that last less than ten minutes. The combination of the expectations
from the ‘tourist gaze’ discussed before with the phenomenon of no rehearsal,
results in a performance in which the Jahai singer is improvising by recalling
random fragments of song text and continually repeating lines of text in an
unsystematic manner.
This phenomenon of composition may not be totally new to the Jahai. Evans
(1968) described that Orang Asli compositions consisted of “not marked by any
regular refrain, though the love of repeated words and sound shows itself in one way
or other in every line” (p.122). Skeat and Blagden (1906) mentioned that,
The thoughts expressed are of the extreme simplicity, and almost every line is
complete in itself. The lines rarely have any special sequence, and most of them can
be recited in any order, without injury to the poem, and it can be heard in the
phonograph that the singers are alive to this and freely alter the order of the lines.
(pp. 128-130)
The relationship of the content with title. Periods 1 to 3 show a gradual
disconnection and lesser relation between the title and content of pinloin. In Period
3, there is almost no relationship between the title and song text. A gradual
detachment of meaning between song text and title is observed from Period 1 to
Period 3. In Period 3, the tune to the pinloin is attached to the song title but the song
text is subject to change. This is due to the fact that tunes are easier to recall than
song text. The method to remember the tune is through recalling the title. Benjamin
(2014) described a similar phenomenon among the Temiars (another group of Orang
Asli):
Although attractive, is quite simple in structure and repetitive, and their tunes and
rhythms hold little interest for Temiars. Their aesthetic judgments are aimed at the
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quality of the singing rather than the song’s musical content. The singing is meant
as the vehicle of the lyrics, which received almost all attention. (p. 199)
In conclusion, this article demonstrates the ways in which musical traditions
less performed, are rejuvenated by demand from external forces. This study looks at
how the Jahai revive remnants of remembered tunes and song text into ‘new’
compositions by capitalising on form and compositional techniques to remember,
improvise or compose song text. This phenomenon highlights continuity in the
natural skills of the Orang Asli to improvise and react spontaneously toward solving
problems. Although spirit guides transmitted song texts in Period 1, Jahai soloists’
compose pinloin song texts today inspired and motivated by tourist needs. This
manner of song text composition ‘reflects the gaze’ of snapshot tourists interested in
capturing a moment of ‘authenticity’ through photo, ‘exotic’ sounds, dance and
costumes.
This article shows that although there is change in Jahai song text
composition, it is still founded upon the characteristics of regular refrain, repeated
words and lines without special sequences. This foundation is reinforced with
‘newer’ modes of composition related to the notion of pastiche and postmodern
characteristics of modern society such as combining fragments of song text from
various pinloin and sporadic organisation of these fragments to compose pinloin.
Discontinuity of ideas and avoidance of totalising forms emerge as approaches to
song text composition. Could this be a local postmodernist approach to song text
composition?
ENDNOTES
1
Nicholas,
C.
(20
August
2012).
Data
and
Statistics.
Retrieved
from
http://www.coac.org.my/main.php?section=about&article_id=4
2 Wonder Malaysia (2007-2016). Belum Temenggor Forest Complex Map. Retrieved from
http://www.wonderfulmalaysia.com/royal-belum-state-park-malaysia.htm
3 JHEOA is an acronym for Jabatan Hal-Ehwal Orang Asli or Department of Orang Asli
Affairs. It is now known as Jabatan Kemajuan Orang Asli (JAKOA) or Department of Orang
Asli Development.
4 This research was sponsored by the Geran Penyelidikan Universiti (GPU), Universiti
Pendidikan Sultan Idris conducted from April 2015 to April 2016.
5 The singers found it hard to translate the meaning of phrases such as leh de yek (It is me),
la oi la (oh dear), le gaun (just now), and le achin (what can I do). The translations were the
best I could make from their explanations.
6 Brooke, C. (10 March 2011). Beautiful black and red broadbills. Retrieved from
https://featuredcreature.com/wpcontent/uploads/2012/10/117392690.TG9r6H3X._H4B8678
a2.jpg
7 Senoi Praaq is a special armed tasked force made up of highly skilled Orang Asli to curb
the influence of the communist over remote Orang Asli living in the deep jungles founded by
R.O.D Noone in 1956 (Jumper, 2001).
8 Fruitworld online magazine. Bachang (Mangifera foetida). Retrieved from
http://www.fruitipedia.com/Bachang_mangifera_foetida.htm
Clare, Suet Ching, Chan
93
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Clare, Suet Ching, Chan
95
BIOGRAPHY
Clare Chan Suet Ching, PhD, completed her Master of Arts (Ethnomusicology) in 2002
and Bachelor of Arts (Music) 1998, at the Universiti Sains Malaysia, Penang and her PhD in
Music concentrating on Ethnomusicology from the University of Hawai`i at Mānoa in 2010.
She was awarded a Fulbright Scholarship (2005-2007), the Asia–Pacific Graduate
Fellowship in Ethnomusicology from the University of Hawai`i at Manoa (2005-2007), the
East-West Center Graduate Degree Fellowship (2008-2010) and the Sumi Makey Scholars
Award for Arts and Humanities in 2008 for her PhD studies. Her research interest includes
issues of identity, nationalism, tourism, globalisation and modernisation in Chinese and
Orang Asli (indigenous people) music in Malaysia. Clare is currently the Deputy Dean of
Research and Graduate Studies since 2011 in the Faculty of Music and Performing Arts at
the Universiti Pendidikan Sultan Idris.
|
Malaysian Journal of Music Vol. 5 No. 2 (2016) | andragogy, communities of practice, piano pedagogy, teacher training | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/137 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/823 | Exploring the Teaching Skills and Needs of Studio Piano Teachers with Mature Aged Students in Halifax, Nova Scotia | Connecting piano teachers who work in isolated situations with recent research and training is difficult, especially when accreditation, registration with professional bodies, training or ongoing professional development is not mandatory. In previous Australian and international studies, many piano teachers have reported that they do not feel comfortable teaching adults who have reported difficulty finding suitable teachers. Historically, piano performance qualifications have excluded pedagogical training particularly for adults. Current trends defer pedagogical studies to the postgraduate level whilst piano teachers have requested it at earlier stages of their training. To solve these issues within the piano teaching industry, this study set out to examine the teaching skills and needs of both piano teachers and their adult students in Halifax, Nova Scotia, Canada. Qualitative data was collected using face-to-face meetings, email, questionnaires, student journals, teacher reflections, videos and skype interviews. The study produced a set of guidelines for teaching adults that addressed the research criteria. Existing teaching skills emerged in five subthemes: Performance Related Skills, Personal Skills, Teaching Approaches, Student Learning Styles, and Teaching Strategies. The teacher’s needs included andragogic training at earlier levels of study, guidelines for adult students, business practices, expanded professional development opportunities and a repertoire for adult students. Students confirmed the need for flexibility, understanding teachers, less performance and technical skills, facilitative or dictatorial roles relating to skill levels, practice schedules and demonstration of repertoire and practice skills. The study concluded that inclusion of andragogic studies better prepares teachers for increasing numbers of adult learners. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/823/559 | [] |
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Exploring the Teaching Skills and Needs of Studio Piano
Teachers with Mature Aged Students in Halifax, Nova Scotia
Jan McMillan
Independent researcher, Australia
e-mail: [email protected]
Abstract
Connecting piano teachers who work in isolated situations with recent research and training
is difficult, especially when accreditation, registration with professional bodies, training or
ongoing professional development is not mandatory. In previous Australian and international
studies, many piano teachers have reported that they do not feel comfortable teaching adults
who have reported difficulty finding suitable teachers. Historically, piano performance
qualifications have excluded pedagogical training particularly for adults. Current trends
defer pedagogical studies to the postgraduate level whilst piano teachers have requested it at
earlier stages of their training. To solve these issues within the piano teaching industry, this
study set out to examine the teaching skills and needs of both piano teachers and their adult
students in Halifax, Nova Scotia, Canada. Qualitative data was collected using face-to-face
meetings, email, questionnaires, student journals, teacher reflections, videos and skype
interviews. The study produced a set of guidelines for teaching adults that addressed the
research criteria. Existing teaching skills emerged in five subthemes: Performance Related
Skills, Personal Skills, Teaching Approaches, Student Learning Styles, and Teaching
Strategies. The teacher’s needs included andragogic training at earlier levels of study,
guidelines for adult students, business practices, expanded professional development
opportunities and a repertoire for adult students. Students confirmed the need for flexibility,
understanding teachers, less performance and technical skills, facilitative or dictatorial roles
relating to skill levels, practice schedules and demonstration of repertoire and practice skills.
The study concluded that inclusion of andragogic studies better prepares teachers for
increasing numbers of adult learners.
Keywords andragogy, communities of practice, piano pedagogy, teacher training
BACKGROUND
Investigations into a viable national accreditation system for Australian studio piano
teachers by Gwatkin (2008) unearthed several subthemes, such as qualifications and
training. Neither a minimum nor mandatory qualification was linked to the piano
teaching profession, with no requirement for registration or ongoing professional
development. For comparative purposes, this study included an in-depth review of
Jan McMillan
97
music training on a global level in the United States (US), United Kingdom (UK),
Europe, Canada and Scandinavia that found similar accreditation structures and
qualifications. When compared with accreditation contexts for other Australian
industries such as Law, Medicine, Finance and Insurance, Accounting and
Engineering, Gwatkin (2008) found rigorous qualifications, registration and
professional development benchmarks at minimum degree level. Likewise,
classroom music teachers were subject to the same professional standards and there
exists a growing requirement for school instrument teachers to have some formal
qualifications, particularly in education.
More specific to this study, a review of the Canadian situation revealed
occupations are regulated or non-regulated. Studio piano teaching is a non-regulated
industry having no minimum or mandatory qualifications, registration or ongoing
professional development akin to the rest of the instrument teaching profession.
Canadian universities and qualifications are regulated on a provincial basis but a
university accreditation scheme exists to encourage portability and equality between
the provinces and territories. There is a Music Teachers Association (MTA) in each
province that belongs to the national body, the Canadian Federation of Music
Teachers Associations (CFMTA), which is not federally accredited but does provide
certification and professional development. There are also two public examination
boards, The Royal Conservatory of Music (RCM) and Conservatory Canada that are
both federally accredited through the Ministry of Education.
Potential Canadian piano teachers receive training at both accredited and
non-accredited organisations. Accredited institutions operate within higher
education (universities), vocational education and training (community colleges),
public examination boards, RCM and Conservatory Canada. Non-accredited
organisations include state-based Music Teacher Associations (MTAs) and private
businesses who offer in-house professional development and/or unaccredited
courses for teachers. Initial investigations found little evidence of pedagogy or adult
teaching.
An outline of the studio piano teaching accreditation and training context in
Canada is presented in Figure 1.
Twenty-two university programmes were found in Nova Scotia giving
opportunity for students and teachers alike to study locally. However, only two
programs specified music education or instrument teaching (Acadia University)
whilst others focused on music theatre, music therapy, theory-history, theory-
composition, music technology, music business (option), arts administration and
jazz studies.
In Nova Scotia, career colleges such as the Centre for Arts and Technology
offer four certificate or diploma programmes in music production that focus on the
digital music industry, audio engineering, electronic music production, studio
production and the electronic music artist.
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Figure 1 Initial conceptual framework: Piano Teaching Context in Canada (McMillan,
2016).
Both the RCM and Conservatory Canada offer graded levels of exams for
students and teacher training opportunities through diploma examinations in
performance or pedagogy without specifying learner age groups. The initial
framework for adult piano learning in Canada is summarised in Figure 2.
Figure 2 Adult Piano Learning Context in Canada (McMillan, 2016).
Although there exists a wide range of accredited national qualifications for
piano studies in Canada and other international contexts, they were found to be
predominately performance based on historical and technique literature. Such
Jan McMillan
99
antiquated training is contrary to the developmental, educational, psychological and
strategic teaching skills, creating dilemmas for professional identity and portfolio
careers. Recent evidence collected has found the inclusion of pedagogic studies for
all instrumentalists at two universities in Nova Scotia that is an improvement, but
needs to be implemented on a national scale. Without age relevance and content, it
can be assumed that most courses still focus on teaching young beginners and
repertoire as outlined above. Gwatkin (2008) offered a new definition of pedagogy
as: The combined principles and practices (physiological, psychological,
educational, developmental, business and performance practices) of teaching (the
piano), later revised to specify inclusion of any age group that is embedded in a
triangular approach (Figure 3).
Figure 3 Proposed approach for training piano teachers (Gwatkin, 2008).
Andragogy in Education
In 1833, German educator Alexander Kapp coined the term ‘andragogy’ to
differentiate it from pedagogy. Knowles (1984) reintroduced the term andragogy
after developing the five assumptions about the characteristics of adult learners:
Self-concept, adult learner experience, readiness to learn, orientation to learning and
motivation to learn. Knowles (1984) speculated that, “as individuals mature, their
need and capacity to be self-directing, to utilize [sic] their experience in learning, to
identify their own readiness to learn, and to organize their learning around life
problems, increases” (p. 53). He maintained that as learning tasks increase in
difficulty the appropriate theory and teaching method should be selected.
Despite this, ‘pedagogy’ is commonly used to describe instrumental
teaching units and conference brochures without making any distinction for age
groups. Empirical research by Gwatkin (2008) from Australian and international
teachers unearthed that piano teachers desired pedagogical training from the outset
furthering support for certificate level training common in the US. Indeed, many
piano teachers stated that they did not feel comfortable teaching adults yet with a
growing wealthy and maturing population many adults are returning to or
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commencing piano lessons but are having difficulty finding suitably experienced or
trained teachers.
Tait and Haack (1984) found that,
Teaching involves the diagnosis of student needs and the selection of strategies,
styles, and materials to meet those needs… [it] requires a repertoire of non-verbal
strategies including modelling and demonstration abilities, and verbal strategies
including professional, behavioural, and experiential vocabularies… Personal and
organizational management skills are an essential adjunct to efficient and effective
teaching. (p. 69)
Cole and Chan (1994) favour the Teaching Principles Model which offers a
set of identifiable principles that act as a guideline for effective teaching in a wide
variety of instructional areas and settings: communication, planning and preparation,
explanation and demonstration, questioning, assigning work tasks, feedback and
correctives, assessment and evaluation, class management, motivation and
reinforcement, promotion of independent learning (p. 12).
In summary, adults need to be treated and taught in a variety of ways that
differ from children, favour and autonomy being given to some for their learning
where appropriate, driving teachers to develop different roles and skills as their
students mature cognitively and practically. The following section examines how
this research has provided answers for the instrument teaching community focusing
on piano teaching where appropriate.
Andragogy in Instrumental Tuition
Historically, performance, repertoire and technique were the primary focus in both
teaching and learning in instrument teaching. Adult learning is a more recent
addition to pedagogical thinking.
Orlofsky and Smith (1997) reported the positive characteristics of adult
students as being willing and eager to learn, having the ability to stay on task, being
goal oriented, analytical, psychologically mature and physically coordinated, but
without mature motor capabilities and being intellectually mature. They further
report sociologist Marciano’s (1990) findings that teachers were “generally
unwilling to teach late in the evening… that would accommodate adult’s leisure
time… and do not want to constantly rearrange schedules… Adult freedoms present
teachers with the need to negotiate, rather than dictate, what will occur in the
lesson” (p. 25).
At the time in the 1990s, only a small percentage of the literature addressed
the subject of adult keyboard learners. Lessons therefore focused primarily on group
lessons over short periods of time, with methods and course materials taken from
popular commercial material. Without access to formal pedagogy training, teachers
were “urged to take the time to research and understand the characteristics and
needs of adult keyboards students, choose appropriate methods material and
pedagogical approaches, and develop the talents of this special age-group”
(Orlofsky & Smith, 1997, p. 26).
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101
Graessle (2000) outlined teacher benefits of increased income and
opportunity to develop rewarding relationships and friendships. For adults the
benefits include “fulfilling what is often a life-long dream… studying music may
help relieve stress and, for retired adults, can fulfil intellectual, physical, and social
needs no longer found in the workplace” (p.1).
Duke (2000) explains,
There are many factors that influence how effective people’s instructional efforts
will be, including the time they allocate to teaching, verbal and non- verbal
behaviours, the type of music activities they engage their students in, and measures
they take to specifically improve their teaching. (p. 185)
Like educational factors mentioned previously, communication, content,
student-teacher relationships, organisation and personal qualities are key factors.
Bruckner (2008) offers a multi-sensory guide to practice, performance and
pedagogy in learning styles. She outlines the use of visual, aural and kinaesthetic
cues from the learner to assist teachers in designing appropriate teaching
approaches. Arranging the studio with different sensory learning areas helps student
learning but also requires greater effort on the part of the teacher to be creative in
designing appropriate activities and space. Linking to creative activities espoused by
authors Orff, Kodaly, Gordon and Dalcroze would be of great assistance.
McMillan (2011) found that the teaching role was often that of a friend,
confidant and advisor, entailing greater listening skills but was emotionally
exhausting. Timetabling was a positive change as day and evening teaching replaced
late afternoon lessons, leaving room for school students. Opportunities for
communities of practice were arranged in the form of adult performance soirees,
discussions, duets and trio rehearsals and family events necessitating extra effort in
planning and executing. However, students seemed to study longer than other
teachers reported. Several students reported they had great difficulty finding
teachers with suitable experience or without a prior agenda.
McMillan (2011) also found teaching Australian and Malaysian adults
provided opportunities to transition from didactic teaching to facilitation.
Employing a range of teaching strategies, such as experiential, lifelong, self-
paced/directed and e-learning, to student’s individual and developmental needs, led
to positive experiences, development of confidence, increased performance skills,
less frustration, contribution of repertoire, immediate reinforcement, support and
clarification. Teacher outcomes included a slower paced approach to develop
physical skills, a variety of teaching roles, personal skills such as patience, listening
and empathy, greater explanation and greater rate of progress, repertoire and
information exchange.
Roulston and Jutras (2015) describe a variety of teaching and learning
strategies undertaken in private individual lessons.
In some cases, participants preferred a flexible and informal style that changed with
each lesson. They valued the opportunity to contribute their ideas on what lessons
should entail… other participants were very specific… [being very self-sufficient]
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Greg described a preference for self-directed learning… coaching and supervision
from somebody who was much more knowledgeable than I am and can catch my
bad habits. (p. 331)
Perkins, Aufegger and Williamon (2015) investigated the learning of
conservatoire students as they taught older adults. Motivated by a desire to broaden
and develop existing teaching skills, student teachers realised that adults have
potential for learning… a lifetime of experiences that can and do inform the ways in
which they learn music… a strong motivation for progress and achievement,
determination… manifested in a commitment to practise and learning, as well as a
resolve to overcome barriers to progression. (p. 85)
Teachers reflected that learning was not focused on technical or reading
mastery for these adults and subsequently were driven to redesign their teaching
‘bag of tricks’ (Perkins et al., 2015, p. 86) and develop new skills to become
‘knowledgably skilful’ in the process (Lave, 1991, p.65).
In summary, piano teachers are not required to fulfil any minimum
qualifications, registration or professional development compared to other
professional industries. Despite this, a wide range of accredited qualifications are
available but historically have focused on performance skills rather than teaching
skills as embodied in educational and music education research. Although this
situation is gradually improving, it is still difficult to reach teachers who are isolated
and under qualified. With a growing but select body of literature regarding
educational, pedagogical and andragogic practices in piano teaching, this study set
out to investigate current teaching practices and needs of piano teachers with adult
students, how they coped to fulfil their students needs and goals, and if this was
related to the amount of training they had received.
RESEARCH DESIGN AND METHODS
The main ideas of the study were directed at: 1) analysis of existing teaching skills
in providing adequate preparation for adult teaching; 2) the needs and perceptions of
Canadian studio piano teachers for adult students; and 3) the needs and expectations
of their adult students. This study was set in Halifax, Nova Scotia following an
initial meeting with the Nova Scotia Registered Music Teachers Research Group at
the International Society of Music Education Conference (2010) who was looking
for opportunities to be involved in current piano pedagogic research. Subsequent
email and Skype discussions between the researcher in Malaysia and a local contact
in Halifax outlined the project and who was also a coordinator for the study. An
onsite visit was facilitated to meet potential teachers and discuss study parameters,
selection of students, confidentiality and study relevance. The local contact
appointed as the coordinator engaged willing teachers and coordinated
communication with the researcher. Teachers selected students from their private
practices and recommended them to the join the study via the coordinator.
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Participants
Four teachers (CT1-CT4) participated in the research conducted over a 10-week
period of individual piano lessons between September and December 2011. All of
the teachers were female, between 60-70 years of age and were working as full time
piano teachers in home studios. CT3 was qualified in performance of several
instruments.
Student participants were comprised of four males and six females (CS1-10)
with ages ranging from 22 to 66 with the largest number in the 55-60-year age
bracket (Table 1). The coordinator forwarded contact details to the teacher and
student participants with an initial letter and consent form thereby confirming the
study parameters. Once the consent form was received the first materials were then
forwarded.
Methodology
In line with qualitative research, multiple methods of data collection were
employed. The study used qualitative interpretive questionnaires, journals,
reflections, videos and interviews to obtain data from four teachers (CT1-4) and
their student participants (CS1-10).
Firstly, data was gathered from teachers by an initial questionnaire which
gleaned information on the musical history, training particularly for adult teaching,
perceptions of teaching skills required (personal and professional), repertoire,
strategies and approaches used. Questions (N=12) were generally multi-choice with
additional space left for further information or comments. Secondly, each teacher
kept a reflective journal on each student over the duration of the lessons guided by
an example posed by the author as to lesson content (a summary or copy of notes
from the student notebook if applicable), student progress, teaching style,
adjustments made, repertoire chosen, personal feelings, student feedback and any
anecdotes/quotes or paraphrases that were relevant. Finally, each teacher was asked
to record two videos of each student approximately half way through the project and
again at the completion to demonstrate and provide physical evidence of their
teaching and progress. At the end of the project the teacher participants completed a
final interview of six questions through Skype on the benefits or challenges of the
study, future teaching plans and future requirements specific to adult students.
Student data included three multiple-choice questionnaires (Initial, Mid-Project
and Final) to demonstrate the process and any progress over the given period. The
Initial Questionnaire (N=12) included their backgrounds, goals and achievements
thereof, expectations of teachers’ skills (personal and professional), teaching
strategies and approaches and any awareness of their learning style (visual, auditory
and kinaesthetic). Subsequent questionnaires (N=13) were designed on the same
questions but amended to include current data particularly on their progress or lack
thereof and additional comments in the final question. From the initial
questionnaire, profiles of each student’s background and their incentives to study
were gathered and are outlined in Table 1. Students also completed a journal of
weekly improvement to record their feelings about goals to improve before and after
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their practice time in each column. An example was provided. To dispel any anxiety
the instructions also stated “If you do not practice then you don’t have to write
anything. It does not matter if you miss the whole week. Just write that too as it also
useful” (McMillan, 2016, Appendix 13).
Table 1 Profiles of Canadian Student participants
Teacher Student
Age
bracket Gender
Work
Status
Grade
completed
Incentive
CT1
CS3
55-60
M
Retired
Licentiate
Trinity College
London
(diploma)
Personal interest,
regain
proficiency.
Revisiting piano
after 38 years.
CT2
CS1
30-35
F
Full Time
Grade 4
For work.
CS4
55-60
M
Full Time
Grade 9
Advancement.
Love of piano
music.
CS5
55-60
F
Part Time
Grade 9,
Intermediate
Pedagogy
Role model for
daughters.
CS9
20-25
M
Part Time
shifts
Unknown
Grade 10 &
Grade 5
Harmony.
Aiming for
college.
CS10
approx.
45-50
F
Part Time
Grade10
[Grade 10 &
Grade 4 History.
Teach in future.
CT3
CS2
accordion
55-60
M
Full Time
No answer
Community,
friends and
family.
CT4
CS6
35-40
F
Full Time
Home
duties
Grade 3
Regain skills,
after 6-7 yrs.
CS7
20
F
Part Time
student
Grade 7
Grade 8 finally.
Possibly teach.
CS 8
45-50
F
Full Time
Nil
Personal interest,
time, play well,
25 yr break.
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Analysis
Email and Skype maintained communications as required. All data was emailed to
the local coordinator who sent it to the teachers and their students. Replies were
posted or emailed directly from teachers or students to the researcher, upon which
all participants and teachers were coded for confidentiality. Data between teachers
and students was examined separately until the analysis stage where it was used to
find corresponding answers or anomalies. Teacher and student journals were
particularly useful for verification and clarification of dates and reasons for
absenteeism and personal stories. Each set of data was transcribed into tables that
were then combined into one document (e.g. all first questionnaires for teachers) by
question. It was then easy to compare both the teachers’ and students’ answers for
related questions. Parallels and anomalies were identified which informed the
research questions. Firstly, examining existing teaching skills required for mature
aged piano teachers led to the development of five emergent themes: a) performance
related skills; b) personal skills; c) a knowledge of teaching approaches (a broad
methodology learned from training or their own piano history); d) knowledge of the
student’s learning style (visual, auditory, kinaesthetic); and finally e) teaching
strategies (specific ways to assist learning and motivation during learning, within
the lesson and beyond). Secondly, the needs and perceptions of Canadian studio
piano teachers in relation to adult students included andragogic training within
undergraduate and postgraduate studies, guidelines for adult students, business
practices, professional development and repertoire for adult students. Finally, the
needs and perceptions of adult students required flexibility, understanding and
personable teachers, and less performance and technical skills, facilitation and
dictatorial roles relating to different skill levels, practice schedules and
demonstration of repertoire and practice skills.
RESULTS AND DISCUSSION
Teacher Outcomes
All teachers were qualified in performance and/or pedagogy with accredited
qualifications but only CT1 and CT2 had specific adult pedagogical training and
experience, at undergraduate and postgraduate levels respectively. CT1 and CT3
had focused on performance criteria. For these three teachers, their initial training
would have been in the late 1970s or early 1980s when the adult teaching was just
beginning. Although Knowles (1984) proposed progressive teaching strategies and
Orlofsky and Smith (1997) later described the positive benefits, teachers were still
reluctant (Marciano, 1990) and the pedagogy received would have been sparse and
for group situations. It is not surprising that teachers sought other sources for
pedagogy and repertoire such as from tutor books, trial and error experiences,
observation, mentoring and unspecified professional development.
CT4 was relatively new to teaching and teaching adults in general and was
trained only through RCM examinations that she reported included some adult
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pedagogy although this was not clearly specified in the courses when reviewed.
CT4 stated,
I think that if money wasn’t an issue that I would not teach adults. I know a number
of teachers that don’t. I find that the teaching techniques that work with children are
not successful with adults. In fact, I’ve had little success with adult students. I had
one lady start lessons who thought that because she could type that she could play
the piano without practicing. She lasted three weeks.
Both CT3 and CT4 who had little training in teaching adults struggled with
their adult students in different ways. CT4 wrote of her “complete disappointment
with her students’ practice and performance” and was often used as a counsellor by
a long-term student, echoing the emotional exhaustion found by McMillan (2011).
CT3 preferred beginners, as they have ‘no agenda’ and often didn’t charge fees to
students due to the disadvantaged area that she worked in. They particularly
required assistance in business and personal parameters which to date have not been
common elements in pedagogy courses yet, as suggested by Gwatkin (2008).
Perkins et. al (2015) suggested that exposing student-teachers to adults helped gain
valuable experience before career commencement that would diffuse negativity and
frustration. Results indicated that the RCM course or performance qualifications
alone were insufficient for the teaching of adult learners. CT4 was innovative,
making her own questionnaire for future students based on the initial student
questionnaire that could also be used for ongoing revision. Opportunities are ripe for
MTAs, collegial sharing and e-learning.
On a personal level, patience and understanding were foremost, as
demonstrated in teacher reflections, videos and student journals. All teachers
quickly established good communication, rapport and trust with their students by
encouragement, humour and questioning techniques (Duke, 1990). CT1, CT2 and
CT4 seemed to enjoy teaching adults finding them ‘inspiring’, ‘challenging’ and
‘fun’, in-line with the positive characteristic outlined by Orlofsky and Smith (1997)
and McMillan (2011). Being active experienced adults facilitated them to engage
students for social, emotional and psychological benefits (Creech, Varvarigoum,
Hallam, McQueen & Gaunt, 2013). CT4 stated, “I had one very intelligent man who
came to me with a written list of goals that he wanted to accomplish. He struggled a
bit, but achieved what he set out to do. That was interesting experience for me. I
learned from him”.
Teachers’ journals demonstrated sound knowledge of performance and
musical skills whilst teaching skills and motivational strategies were not always
successful. Reflections of student journals and videos indicated the ability to
diagnose student needs, select materials and verbal questioning (Tait & Haack,
1984). However, videos and student journals exposed a deficit of non-verbal skills,
modelling and demonstration, and contradicted teachers’ answers on their Initial
Questionnaires wherein they espoused this as the most important teaching skill.
Even though all teachers performed consistently in a variety of settings and
provided performance opportunities for their students on a regular basis, videos
rarely presented anything more than a performance which was not requested. Only
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CT2, the most qualified in pedagogy and postgraduate studies, provided an insight
into her teaching style which primarily used questioning techniques. CS2, a student
of CT3 reported, “I enjoy playing with my teacher”. Obviously, her performance
major had positively impacted the ways her students were taught and ultimately
performed (confidently). The video camera was regarded as a good teaching and
review tool to use, and helped students overcome some fears about performing
whilst in a safe environment.
Some teachers clearly were disappointed in their students’ progress or lack
of commitment and whilst being empathetic to students’ lifestyle found the over
commitment frustrating both in a professional sense and for the students’ progress.
CS6 and CS8 discontinued studies at the end of the study. CT4 stated, “I learned
about my limitations teaching adults… I will only accept adults if I feel that I can
live with their goals and time commitment instead of being frustrated week after
week then they don’t meet my expectations”. CS6 was identified as being an aural
learner but was being taught primarily by visual methods. CT4 stated, “I think they
realized that they just didn’t have the time to commit to learning piano at this stage
of their lives”. Clearly, early identification as advocated by Bruckner (2008) may
have helped here together with motivational and reinforcement strategies. Issues
were raised regarding the balance between progress and fun, and practice versus
commitment echo findings of student teachers in Perkins et al. (2015). CT4’s
adoption of the initial questionnaire as an interview tool would certainly help
identify student goals at the outset thereby assisting the teachers to adopt the most
appropriate strategy as outlined by McMillan (2011) and Roulston and Jutras
(2015).
Looking to the future teachers sought to compare and exchange information
with others for support, explore new materials and approaches and keep learning
about adult teaching. They were keen to continue teaching adults as they find them
inspiring and highly motivated but need boundaries and clear-cut goals. All teachers
were happy to receive further assistance and requested guidelines for teaching
adults. They enjoyed the study immensely and found it was worthwhile and
interesting; highlighted the ability to reflect on lessons and subsequently their own
teaching, communication, expectations, experience or lack thereof and the impact of
physical injuries.
More specifically teachers felt the study highlighted a love of adult piano
students, a need for clearer communication between themselves and the student,
careful listening to themselves and the student, defining and reviewing expectations
for both teacher and student, a lack of experience and training in adult pedagogy,
precise and diligent notes, designing and implementing an initial questionnaire for
all future students. They also appreciated that adults can learn different instruments
and are different to children requiring different strategies and teaching strategies and
personal skills; they have physical injuries, overloaded lifestyles. Consequently,
requirements for future experience and training in adult pedagogy were requested
and included professional development opportunities, discussion and exchange of
issues and experiences with other teachers, business practices such as payment and
lesson contracts, dealing with adult agendas and, dealing with their own agendas
and commitments. Specific guidelines were requested for: a) insight into what
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works well with adult students; b) how to teach them differently than children; c)
teaching materials, strategies and approaches required for adult learners; and finally,
d) repertoire required for adult learners.
Student Outcomes
Of the 10 students, only one was a beginner with the remaining students learning at
intermediate and advanced levels but with large gaps in learning requiring skills
revision (refer to Table 1). The students were very focused on what they wanted to
learn, when they wanted to learn and had a long-term view including performance
and study for exams, reflecting findings by Orlofsky and Smith (1977) and Perkins
et. al (2015). They brought a wide selection of music repertoire related to their
backgrounds and work experiences: classical, popular, war hymns, songs for the
aged and Irish Jigs. Several had played other instruments and one was an
accordionist.
Goals included memorising pieces, retrieving and improving skills and
working towards exams or special events that required different teaching profiles as
students improved (Shokheida, 2016). Goals were mainly achieved or improved
upon within the period. Memorisation was one of the student goals yet was recorded
as a process undertaken after the piece was learned rather than through efficient and
mindful practice techniques during the learning process (Kohut, 1985) or learning
style (Bruckner, 2008). Only CS9 performed his piece from memory.
The overriding factor in choosing a teacher was personality and flexibility
of approach rather than good performance or technical skills contrary to their
training. It also required teachers to determine their teaching style (McMillan, 2011;
Roulston & Jutras, 2015) Students quickly established good rapport with their
teachers and used them both personally and professionally for counselling and
problem solving although boundaries were sometimes crossed. All students were
extremely happy with their teachers for their personal skills and wanted to continue
with them.
Students reported physical issues including arthritis and back problems but
these did not appear to be impacting practice or progress on a major level. Videos
demonstrated some students needed to adjust their posture, alignment and seating
that would improve their playing outcomes and possibly be impacting their physical
issues. Only CT8 who had very small hands and tendonitis in her left hand sought
medical assistance that resulted in her examination being delayed. CT4
accommodated her injury by shortening lessons and finding more suitable repertoire
as the student wanted to continue. She also provided technical work that seemed to
contradict alternative medical advice recommending rest followed by a paced return.
Without exception, all students had very busy lifestyles and were often quite
overloaded that negatively impacted their practice, motivation and teachers. The
amount of repertoire given varied from two pieces to over five at times which
became even more unachievable and frustrating in addition to their family and work
commitments. CT4 often changed pieces with her students not allowing them to
attain a specified level that clearly impacted their performance. CS3 surged ahead
learning new and difficult pieces to the detriment of developing and consolidating
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technical, speed and practice routines that clearly needed modelling (Tait & Haack,
1984). Despite this, students were happy to continue with their teachers having
developed trusting and working relationships. A desire for group work was
expressed and would provide motivation and assistance in communities of practice.
Data received revealed that teachers provided the most experiences in
technical, performance opportunities and personal style that attested to students’
needs. Students’ answers revealed that seven were visual learners, two were aural
learners and one was kinaesthetic. Teachers were in general, unaware of the
students’ learning styles but a general flexibility of style ensured the teachers
covered most learning abilities. Contradictory evidence was found between the
students’ perceptions of their teachers addressing their learning style and/or the
music. However, all agreed that both were addressed in some form. The results
indicate an impact on learning improvement during the lessons and at home. In most
cases, only slight alterations were necessary to associate the teaching style with the
learner style. However, for CS6 who was clearly an auditory learner, a major
problem arose as she struggled with the same visual approach offered to CT4’s other
students. For CT2, a broad-spectrum approach seemed to work well for all learning
styles yet lacked demonstration and role modelling. Adopting Bruckner’s (2008)
approach could easily be individualised for higher results.
Overall, students reported that the main strategies of the lessons were
discursive and written instructions, particularly regarding fingering which proves a
more dictatorial rather than a facilitative approach and outlined problems of self-
directed learning (Roulston & Jutras, 2015; McMillan, 2011). Students reported
that teachers generally relied on this style rather than using demonstration or
modelling strategies for repertoire, technique or practice even though teachers had
previously claimed they had.
This particularly led to confusion over practice, frustration in how to
practice and what to practice. Students seemed to be given verbal instructions on
what to do but not given instructions on the process nor provided
visual/aural/kinaesthetic examples to follow to achieve the desired results. Without
any evidence of demonstration or clearer explanation by the teachers, students
figured out their own remedies including alternating speeds, going too fast too soon,
not practicing at all, putting family priorities first, avoiding lessons, avoiding
technical work, starting new pieces without informing the teacher and waiting for
the teacher to work out fingering. Despite CS1’s advocacy of slow practice to build
accuracy and speed, CS3 seemed to understand by stating, “I am not sure how to
achieve consistency. My teacher says slow practice and I am sure that is true but I
am doing that and had expected to see more results”. The following week he stated
“I tried the Beethoven at full speed which is a bit beyond me but I think I will be
able to do it if my technique can get some consistency at slower speeds”; yet the
student “Practised at alternately slow and fast speeds the several tricky parts” and
records that “I wish I knew why I play so much better some days and so much worse
others. No obvious rhyme or reason”. Obviously, he was impatient and not sticking
to his teacher’s advice long enough. Modelling and practice strategies by Kohut
(1985) may have helped more so than discussion alone. At times, some teachers
were also criticised for focusing on the details rather than the larger picture. Overall,
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as examinations or video performances arose, practice increased and thus provided
motivation for students to improve and could be used in the future.
Despite some students receiving practice schedules from their teachers,
these adults required more didactic instruction at the outset to become more
independent, specifically for practice techniques and fingering. Teachers therefore
needed to know when to change from didactic to facilitative roles (McMillan, 2011;
Shokheida, 2016). Motivation, reluctance and lack of confidence were some of the
reasons outlined by CS6 who wrote, “Another missed lesson… and another week of
no practicing. Different things going on at work/home…” Added to this, the student
expressed, “I still struggle with my technique as it is not my favourite thing to do”.
Having an array of creative approaches, such as Kodaly, Orff, Suzuki and Dalcroze
approaches, could be useful motivation to increase learning alongside strategies
described by Bruckner (2008) and Kohut (1985), and consequently could engage
students creatively in learning, provide time management, discovering the most
important aspects to practice and leads to effective memorization.
Consequently, students felt they had made little improvement over the
period due to practice being more difficult than they expected, a lack of effective
practice strategies being demonstrated and lifestyle overload. The latter included
family problems, accidents and injuries, jobs, travel and preparations for Halloween,
Thanksgiving and Christmas. Students relayed their progress over five areas:
Technique, fingering, preparation, sight reading, performance and coordination. The
most improvements were for fingering (which teachers provided) and performance,
which is directly related to correct fingering and a teacher’s qualifications. The least
improvements were found in coordination and technique followed closely by
preparation and sight-reading and fingering equally.
Skills could be transferred between genres for the most part therefore
expanding the students’ knowledge and playing ability although CT4 found that
CS6 “could not voice chords”.
Teaching Materials for Adults
Repertoire selected mainly by these adults was used for a variety of events and
occasions encapsulating different musical genres and styles of playing. A snapshot
of repertoire that teachers and students chose during this short period included:
examination repertoire and technical work, classical repertoire, popular and folk
pieces for special events, family occasions (weddings and duets), seasonal pieces
(Christmas, Halloween, Thanksgiving) and work related pieces (hymns, songs and
war-time songs). Providing a variety of repertoire is motivating although sometimes
too many pieces were covered at the same time causing overwhelming feelings for
the students and frustration for the teachers. Most teachers did not use tutor books;
considering the students’ goals, the tutor books were not necessary. Only CS6
mentioned her teacher CT4 may have used a tutor book. However, they were useful
for reference, additional repertoire and alternative arrangements. Students’ hobbies,
work, family background and personality provided a wealth of information and
clues as to their interests. The Internet provided a plethora of repertoire but was not
reported as being used. It became apparent that teachers needed to recognise when
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students should move forward in their learning or consolidate their current stage.
There were many opportunities to provide a variety of simpler repertoire or parts
thereof to teach the same skill and in turn avoid boredom. This and review of
previous repertoire in different arrangements were not employed. When pieces were
not ready for video recording, students chose alternative easier pieces or
arrangements to feel comfortable but without consulting the teacher. These included
ensemble works (duets and accompanying) and older repertoire.
With the analysis complete, the study was then able to provide some
guidelines for the benefit of the teachers and their students.
GUIDELINES FOR TEACHING ADULTS
During exit interviews and final questions, teachers requested a set of guidelines for
teaching adults, as they felt overwhelmed, inexperienced and frustrated. Following
teacher and student outcomes, these suggestions are recommended to address the
three research questions.
Existing Teaching Skills
Results indicated five emergent themes: a) performance related skills; b) personal
skills; c) knowledge of teaching approaches; d) knowledge of the student’s learning
style; and finally e) teaching strategies.
Performance related skills. The study outlined contrary opinions from
teachers and students regarding performance and technical knowledge for adult
students. Whilst teachers regarded these highly for demonstration purposes and
diagnosis of problems, students were more interested in personality and teaching
approaches, therefore possibly negating the need for postgraduate study in these
areas and replacing it with greater andragogic skills, specifically if teaching was to
be the main income. Echoing Marciano (1990), the teacher needs to explore adult
learning theories and take responsibility for their own learning. Opportunities can be
created and found within their community and online. It behoves them to demand
additional learning if not provided by their local MTA and other providers. Using
reflective practices (journals, videos, audio recordings, discussion and notes) proved
an effective strategy in this study and other studies (see McMillan, 2011, 2016 and
Perkins et al., 2015). Establishing the research group has been a positive step
towards collegial connection and direct information acquisition.
Personal skills. Positive attributes of adult students are well documented by
Orlofsky (1997), Graessle (2000) and McMillan (2011). Knowles (1984) and Duke
(2000) explained that the differences in teaching adult students as opposed to
children demands care in communication and personal approach. The study outlined
the successes and difficulties that arose for teachers, that ought to be improved by
using more flexible facilitator roles, transforming from a dictatorial to a facilitative
role as the student’s skills mature, maintaining dictatorial roles for lesser developed
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skills, acquiring a wider variety of teaching approaches, skills, strategies and
understanding the student’s learning style. Teachers were personable and
communicative, using patience, empathy, encouragement, humour and listening, but
needing greater investigative skills and authority to provide solutions for a student’s
practice difficulties or lack thereof. However, CT1 and CT4 sometimes evaded
voicing their opinion rather than discouraging or upsetting the student. Teachers
needed to be wary of personal agendas (CT3 and CT4) and find an approach that fits
the individual rather than using one approach for all (CT4). Using a contract to set
personal and professional boundaries was recommended to ensure both parties’ (the
student and the teacher) needs are met.
Knowledge of teaching approaches. The need for a review of teaching
approaches was found in student journals and teacher reflections. These included
adopting an interview format for prospective students particularly for clarity on
goals, practice schedules and review. Discussion of goals, lifestyle and practice
ability should be ongoing as discrepancies are noticed. Questioning techniques and
discussion worked well but ought to be balanced with demonstration of techniques,
practice and repertoire as suggested by Tait and Haack (1984) and Duke (2000).
Teachers must be aware of what they say and do, as the teachers in this study were
sometimes different. Investigating a wider variety of approaches from educational,
pedagogic, psychological and creative philosophies is warranted for a student-
centred approach and for teacher development.
Knowledge of the student’s learning style. Pursuant to using an array of
approaches to music education and piano pedagogy, teachers generally did not
consider, or were in fact unaware of Bruckner’s (2008) research. Therefore, the
student’s learning style in relation to teaching strategies was sometimes not
compatible. These guidelines reinforce the need to continually upgrade skills and
include recommendations to discover the student’s learning style, discover their own
learning/teaching style and preferences, examine if the teaching approaches utilised
match the student’s learning style and adapt teaching approaches as necessary to the
student.
Teaching strategies. Teaching strategies for motivation and confidence
were important factors for facilitating self-directed learning which students were
clearly uneasy with. Recommended inclusions were: ensemble work, audio/visual
equipment (posture, performance and practice), technology for research and
recording (computer, iPad and phones), engaging students to work out their own
fingering, demonstrating fingering patterns and other practice techniques and
assigning a lesser number of pieces to those with high anxiety or busy lifestyles in
order to favour improvement rather than achievement. Practice sections particularly
needed monitoring during lessons involving smaller sections and slower speeds to
ensure competence, mastery and confidence building. Clear precise instructions
were required alongside a visit to the student’s home to review posture, seating
arrangements and a practice session if necessary. Demonstration of practice
techniques was required both in isolation and within context. Demonstration of
Jan McMillan
113
repertoire was also required alongside discursive strategies. Discussion ought to
include reference to both details and the bigger scenario so students understand the
end value of current strategies.
Needs and Perceptions of Canadian studio piano teachers
All teachers expressed an interest in andragogic training despite their high
qualifications, confirming the need for this training at the undergraduate and RCM
teacher certificate levels. These guidelines were produced at the teachers’ request
providing immediate assistance where professional development and collegiate
opportunities may take longer. Teachers indicated support was necessary for
business practices (contracts, fees and boundaries), teaching approaches and
strategies, how to teach adults differently than children and repertoire for adult
students.
Needs and Perceptions of Adult Students
Students indicated a desire for flexibility, understanding and personable teachers
rather than the current trend for high level performance and technical skills. As
adults, they required incorporation of facilitative, self- paced learning and autonomy
to select repertoire and performances. As students, they needed recognition as an
individual (learning style and approach), direction for skill learning, demonstration
of repertoire and practice skills, practice techniques, practice schedules, personal
counselling and motivation.
RECOMMENDATIONS
In answer to the main research question, results from all collected data identified an
unregulated profession (Figure 1) without mandatory or minimum criteria in any
identified theme, thereby teachers are free to operate without established criteria.
Firstly, the results indicated that the present Canadian infrastructure could
support a nationally regulated profession (Figure 4) that provides accredited
qualifications, minimum qualifications, mandatory registration and professional
development, portability, certification, recognition of prior learning, links with the
respective associations, the community, the national education system and
professional business practices. The ensuing literature review provided concrete
evidence of a hierarchical accreditation structure that led to further exploration of
existing Canadian qualifications for piano teachers.
Secondly, studio piano teachers were identified as an autonomous industry
that operated outside the given accreditation system but did utilise qualifications at
varying levels. However, studio teachers have difficulty in teaching adults without
proper pedagogical training, with accredited qualifications that were generally found
to be performance-based, lacking in pedagogy and more specifically, lacking in
andragogy. This contradiction then formed the basis for practical investigations,
Malaysian Music Journal Vol. 5, Num. 2 (96-116)
ISSN 2232-1020/eISSN 0128-2158
114
which investigated the minor research questions as to the needs, expectations and
attitudes of piano teachers and their adult students that clearly needed addressing.
Outcomes of the study provided evidence that piano teachers need to be
updated in order to cater to adult learning, with educational philosophy, psychology,
learning styles and business skills supporting a triangular approach (Figure 3). As
the number of adult learners increases, the inclusion of andragogy, practical
exposure and learning strategies becomes increasingly important. Especially
imperative are professional development opportunities for those teachers with only
performance training who have clearly struggled in this study. Educators are
recommended to train musicians in several skills as outlined in the literature review
and emergent themes of this study which were extrapolated from current practising
professionals. It also outlined the difference between personal and professional
teaching skills required for adult teaching, the differences in student and teacher
expectations particularly in performance training, the need for less performance
training and more pedagogy at an earlier stage for lifelong portfolio careers (see
Gwatkin, 2008; Bennett, 2008; Perkins et. al, 2015), and finally, the need for
improvement in professional development opportunities with the MTAs and public
examination systems. As teachers in the 21st century, lifelong pedagogic learning
ought to include international contacts established through the Internet, Skype,
conferences, MTAs collaborative projects with teachers and online learning. Social
media forums provide excellent advice but do not replace quality training.
Figure 4 Proposed piano teacher training context and accreditation in Canada
Accreditation
context
Jan McMillan
115
The summary of all findings led to the development of set of guidelines for
teaching adults and a final conceptual framework (Figure 4), whereby care has been
taken to retain the perceived needs of teachers and adult students. It combines the
suggestions of all findings in relation to accreditation, registration, qualifications,
training and professional development on a national scale in Canada. The guidelines
provide the greatest range of options for both studio piano teachers and the current
industry without introducing a large proportion of new criteria.
CONCLUDING COMMENT
The benefits of teaching adults greatly expand and extend piano teachers’
professional careers. In answer to the main questions of the study, these teachers
provided for their students to the best of their abilities but acknowledged a deficit in
andragogy that was sorely needed in teacher training. Results demonstrated that at
any given level, adult students were not completely competent or independent as
teachers may incorrectly assume and therefore required teachers to adopt a flexible
humanistic approach, concurrent with varied strategies to nurture students towards
personal and pianistic goals, promoting self-directed learning as they mature
musically. Both teachers and students found the study to be a positive experience
with effective communication as the most successful factor. The study proved the
capabilities and viability of academic research to directly impact local teachers, their
students and to inform future teacher training policies.
Funding and Acknowledgements
This research received no specific funding from any agency in the public,
commercial, or not-for profit sectors. The author acknowledges the efforts of the
Nova Scotia registered Music Teachers’ Association Research group and their
students for their assistance and participation in the study.
REFERENCES
Bennett, D. (2008). Understanding the classical music profession: The past, the present and
strategies for the future. Hampshire, England: Ashgate.
Bruckner, S. (2008). The whole musician (4th ed.). Santa Cruz, CA: Effey Street Press.
Cole, P.G., & Chan, L. (1994). Teaching principles and practice. (2nd ed.).Sydney: Prentice-
Hall.
Creech, A., Varvarigoum, M., Hallam, S., McQueen, H. & Gaunt, H. (2013). Active music
making: A route to enhanced subjective well-being amongst older people.
Perspectives in Public Health, 133(1), 36-43.
Directory of Canadian universities. (2016). Retrieved from www.universitystudy.ca/search-
programs/?k+music
Duke, R. A. (2000). Measures of instructional effectiveness in music research. Bulletin of the
Council for Research in Music Education, 143, 1-48.
Graessle, R. K. (2000). Teaching adults: The rewards and the challenges. Retrieved from
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www.music.sc.edu/ca/keyboard/PPF/3.a/3.1.PPFpp/html
Gwatkin, J. (2008). Investigating the viability of a National Accreditation System for
Australian piano teachers (Doctoral dissertation). University of Western Australia.
Knowles, M. S. (1984).The adult learner: A neglected species (3rd ed.). Texas: Gulf.
Kohut, D. (1985). Musical performance learning theory and pedagogy. New Jersey:
Prentice-Hall.
Lave, J. (1991). Situating learning in communities of practice. In L. Resnick, J. Levine & S.
Teasley (Eds.), Perspectives on socially shared cognition (pp. 63-82). Washington,
DC: American Psychological Association.
Marciano, T. D. (1990). A sociologist investigates the adult piano student. American Music
Teacher, 39(6), 24-27.
McMillan, J. (2011). Developing teaching and learning skills for mature age learners: Case
studies from Australia and Malaysia. Proceedings of the10th Australasian Piano
Pedagogy Conference, Leading Notes to Effective Teaching: Resolving the past -
Exploring the future, Charles Sturt University, Wagga Wagga, NSW,
Australia.Retrieved fromhttp://www.appca.com.au/2011proceedings.php
McMillan, J. (2016). Perspectives on teaching and learning for mature age pianists in
Canada: A collaborative project for lifespan pedagogy. Paper presented at the 32nd
World Conference International Society for Music Education, Glasgow, UK.
Orlofsky, D. D., & Smith, R. (1997). Strategies for adult keyboard learners. Music Educators
Journal, 83(4), 22-26.
Perkins, R., Aufegger, L., & Williamon, A. (2015). Learning through teaching: Exploring
what conservatoire students learn from teaching beginner older adults. International
Journal of Music Education, 33(1), 80-90.
Roulston, K. & Jutras, P. (2015). Adult perspectives of learning musical instruments.
International Journal of Music Education, 33(3), 325-335.
Shokheida, I. (2016). The importance of lifelong learning in our society. International
Scientific and Practical Conference, 3(1), 8-9.
Tait, M., & Haack, P. (1984).Principles and processes of music education: New
perspectives. New York: Teachers College Press.
BIOGRAPHY
Jan McMillan, PhD, was until recently (2012) a senior lecturer in piano pedagogy and
performance at the Universiti Pendidikan Sultan Idris, Malaysia. Her doctoral thesis entitled
Investigating the viability of a National Accreditation system for Australian Piano Teachers
investigated accreditation, registration, training, and professional development. She is fully
accredited in Suzuki and Orff Schulwerk philosophies and holds a Cert IV in Training and
Assessment for the Vocational Education Sector. Her work to date has focused on creative
methods of teaching and learning including improvisation, aural and sight reading to all age
groups and abilities. Post doctoral research has focused on working with young adults and
the mature aged in Malaysia, Canada and Australia. She remains an advocate of increasing
the professional identity of studio teachers. She is currently based in Perth, Western
Australia.
|
Malaysian Journal of Music Vol. 5 No. 2 (2016) | - | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/137 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/1154 | Editorial | In the Volume 5, Issue 2 of the Malaysian Music Journal, we feature six articles on topics such as cultural arts education, piano performance and literature, teaching skills, needs and readiness among music teachers, challenges faced by music doctoral students and indigenous song text composition. The first article is written by Ramon P. Santos, that explores the multidimensional modes in the transmission of cultural art forms through the empowerment of indigenous performers from the Philippines, Indonesia and Africa. He posits that the survival of cultural art forms depends on the strategies and responses of the community’s cultural canons. In the second article, Performer as Narrator: The Second Movement of Franz Schubert’s Piano Sonata in A Major D959, Tham Horng Kent enlightens us on Zbikowski’s concepts of ‘static form’ and ‘dynamic form’ through this sonata. He argues that Schubert has allowed flexibility in the interpretation and performance of this piece by adopting John Rink’s idea of multiple potentialities in music performance. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/1154/2855 | [] |
MALAYSIAN
MUSIC JOURNAL
Volume 5
Number 2
December 2016
ISSN 2232-1020
e-ISSN 0128-2158
Penerbit Universiti Pendidikan Sultan Idris
Tanjong Malim, Perak
2016
ii
iii
MALAYSIAN
MUSIC JOURNAL
Volume 5
Number 2 December 2016
Editorial
Clare Suet Ching Chan
v
Alternative Directions in Art Education and Dissemination of
Traditional Arts of a Globalised Society
Ramon Pagayon Santos
1
Performer as Narrator: The Second Movement of Franz Schubert’s
Piano Sonata in A Major D959
Tham Horng Kent
17
Barriers to Thai Doctoral Music Students’ Socialisation
Skowrung Saibunmiand Somchai Trakarnrung
36
Music Teaching Readiness among Non-Specialised Music Teachers
in Government Preschools
Christine Augustine and Wong Huey Yi@ Colleen Wong
54
Song Text Composition in Pinloin among the Indigenous Jahai of
Peninsular Malaysia: A Local Postmodernist Approach?
Clare Suet Ching Chan
Exploring the Teaching Skills and Needs of Studio Piano Teachers
with Mature Aged Students in Halifax, Nova Scotia
Jan McMillan
70
96
iv
v
Editorial
In the Volume 5, Issue 2 of the Malaysian Music Journal, we feature six articles on
topics such as cultural arts education, piano performance and literature, teaching
skills, needs and readiness among music teachers, challenges faced by music doctoral
students and indigenous song text composition.
The first article is written by Ramon P. Santos, that explores the
multidimensional modes in the transmission of cultural art forms through the
empowerment of indigenous performers from the Philippines, Indonesia and Africa.
He posits that the survival of cultural art forms depends on the strategies and
responses of the community’s cultural canons. In the second article, Performer as
Narrator: The Second Movement of Franz Schubert’s Piano Sonata in A Major D959,
Tham Horng Kent enlightens us on Zbikowski’s concepts of ‘static form’ and
‘dynamic form’ through this sonata. He argues that Schubert has allowed flexibility in
the interpretation and performance of this piece by adopting John Rink’s idea of
multiple potentialities in music performance.
In the third article, Skowrung Saibunmi and Somchai Trakarnrung investigate
the challenges encountered in the socialisation processes of doctoral students in music
programmes in Thailand. Their article, Barriers to Thai Doctoral Music Students’
Socialisation looks into the students’ backgrounds, social and institutional issues that
impact integration into doctoral programmes. This study aids the refinement and
revision of newly developing doctoral music programs in Thailand. In their article
titled, Music Teaching Readiness among Non-Specialised Music Teachers in
Government Pre-schools in Perak, Christine Augustine and Wong Huey Yi @
Colleen Wong provide informative data on the preparedness of teachers in conducting
music classes. The study focuses on content, professional development and
instructional strategies. It provides the national education system with important
feedback on benchmarking the effectiveness of the visions and missions of the
education system in Malaysia.
The fifth article, Song Text Composition in Pinloin among the Indigenous
Jahai of Peninsular Malaysia: A Local Postmodernist Approach explores continuity
and change in the approaches utilised to compose the song text of pinloin, a song and
dance genre among the Jahai, one of the 18 subgroups of Orang Asli or indigenous
people in peninsular Malaysia. In this article, a comparative analysis of pinloin was
conducted from the early 20th century, late 20th century and early 21st century, arguing
vi
for a dialectical approach in song text composition, in which the composer
interactively responds to the ‘tourist gaze’ in constructing pinloin song text. The
author ends with a question that triggers the need for an exploration into local
postmodernism.
In the final article of this issue, Jan McMillan examines a relatively new area
in music discourse in her article Exploring the Teaching Skills and Needs of Studio
Piano Teachers with Mature Aged Students in Halifax, Nova Scotia. McMillan
discusses the teaching skills and needs of piano teachers and their adult students. The
study produced a set of guidelines including andragonic training, professional
development opportunities and repertoire selections to assist future piano teachers.
Clare Suet Ching Chan
Chief Editor
|
Malaysian Journal of Music Vol. 5 No. 1 (2016) | Baluan, indigenous song, Paluai language, Papua New Guinea, Polpolot | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/136 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/812 | The Evolution of Polpolot: Innovation and Continuity in a Baluan Song Form | Recent developments in the polpolot song style from Baluan Island (Manus Province, Papua New Guinea) constitute examples of simultaneous innovation and continuity, in both performance format and language usage. Polpolot is one of three traditional two-part vocal forms from Baluan, whose usage has been in gradual decline over the late 20th century, as younger generations have eschewed them for newer, introduced song forms. Whereas the original language of polpolot is an archaic form of the indigenous language, Ngolan Paluai, a body of polpolot that concerns PNG’s transition to political independence in 1975 uses Tok Pisin, the official language of the new nation. This fact draws interesting correlative lines between the evolutions in song form and language. At the Balopa Festival in 2006, a local clan chief, Mela Popeu, presented a 12-member polpolot choir. While an innovation, the choir constitutes a clear developmental line from the original polpolot and represents continuity in a way that the introduced song forms do not. Moreover, the language of the choir’s repertoire was principally contemporary (as opposed to archaic) Ngolan Paluai, with one song in English. These song texts were concerned with welcoming visitors to Baluan for the Festival. This choice of languages is simultaneously looking inward and outward; the use of contemporary indigenous language is inclusive of the younger generations of Baluan and the use of English looks outward, past broader PNG, to a potentially international audience. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/812/548 | [] | Tony Lewis 1
The Evolution of Polpolot: Innovation and Continuity in a
Baluan Song Form
Tony Lewis
Independent researcher, Australia
e-mail: [email protected]
Abstract
Recent developments in the polpolot song style from Baluan Island (Manus Province, Papua
New Guinea) constitute examples of simultaneous innovation and continuity, in both
performance format and language usage. Polpolot is one of three traditional two-part vocal forms
from Baluan, whose usage has been in gradual decline over the late 20th century, as younger
generations have eschewed them for newer, introduced song forms. Whereas the original
language of polpolot is an archaic form of the indigenous language, Ngolan Paluai, a body of
polpolot that concerns PNG’s transition to political independence in 1975 uses Tok Pisin, the
official language of the new nation. This fact draws interesting correlative lines between the
evolutions in song form and language. At the Balopa Festival in 2006, a local clan chief, Mela
Popeu, presented a 12-member polpolot choir. While an innovation, the choir constitutes a clear
developmental line from the original polpolot and represents continuity in a way that the
introduced song forms do not. Moreover, the language of the choir’s repertoire was principally
contemporary (as opposed to archaic) Ngolan Paluai, with one song in English. These song texts
were concerned with welcoming visitors to Baluan for the Festival. This choice of languages is
simultaneously looking inward and outward; the use of contemporary indigenous language is
inclusive of the younger generations of Baluan and the use of English looks outward, past
broader PNG, to a potentially international audience.
Keywords Baluan, indigenous song, Paluai language, Papua New Guinea, Polpolot
INTRODUCTION
Baluan Island in the Manus Province of Papua New Guinea — known as Paluai to its
indigenes — is renowned in the region for the rhythmically complex music of its
garamut (log idiophone) ensembles (see Lewis 2012, 2014, forthcoming 2017). Baluan
is also the home of three particular indigenous song genres: kolorai, woei and polpolot.
Usage of these three indigenous forms has been in decline through the later part of the
20th century, going into the early 21st, as the younger generations turn to introduced song
forms — principally stringben (stringband) music and to a lesser degree, hymnody (and
sometimes hymnody expressed through the medium of stringben).
Recent innovations in Baluan, however, give hope for the survival of polpolot
as a relevant contemporary genre. This paper traces developments in these Baluan song
forms — focusing particularly on polpolot — through recent decades, and up to recent
2 Malaysian Music Journal Vol. 5, Num. 1 (1-19)
ISSN 2232-1020
developments. Through examination of four different polpolot songs, composed over a
40-year period (from 1966 to 2006) we see changes in both structure and presentation
formats. More significantly, we see how the languages in which the songs are sung are
changing to reflect the changing times and contexts of the songs, as well as concurrent
aspirations of the Baluan community.
BALUAN ISLAND AND ITS SONG FORMS
The island of Baluan lies about 65 kilometres south of the Manus provincial capital
Lorengau and is accessible only by boat. To its immediate north-northeast are the
islands of Lou and Pam and together, these three islands make up the Local Level
Government area of Balopa. These islands can be seen in Map 1 (Baluan is a little
below the centre of this map, and Lou and Pam are to the north-northeast of Baluan).
The name Balopa is composed of the first two letters of the name of each island —
Baluan, Lou, Pam.
Map 1 Map of Manus Province, showing Baluan, Lou and Pam Islands that make up the Local
Level Government area of Balopa (Source: Otto, 1991, p. 12. Map reproduced by permission of
the author)
Baluan is a volcanic island protruding from the sea; the majority of the population lives
in seven villages, six of which are along the north coast and one on the south coast.
Much of the activity addressed in this paper, both historical and contemporary, has
taken place in the village of Lipan, which is the largest village in Baluan and the second
from the eastern end of the north coast line of villages (see Map 2). Lipan village is also
where I stay whenever I visit Baluan.
The population of Baluan is difficult to estimate and historical reports differ
significantly. Messner (1981, p. 433) states it as 300 while Otto (1992a, p. 264)
estimates it at around 1,000 people. Schokkin (2014, p.10n) concludes that “it is hard to
Tony Lewis 3
estimate the number of inhabitants of Baluan Island, since sources are out-dated and the
population appears to have grown rapidly in the last decade”. A reasonable estimate for
2016 can be made by comparing the Papua New Guinea national census figures for
2000 and 2011 (National Statistical Office, 2002, pp. 7-8; 2012, p. 30), and projecting
consistent and uniform growth. That would put the current population of Baluan at
around 1,800.
Map 2 Map of Baluan Island. Lipan village can be seen on the north coast (Source: Otto, 1991,
p.46. Map reproduced by permission of the author)
Currently, there are four languages spoken on Baluan. Ngolan Paluai (literally
‘the language of Baluan’) is the primary indigenous language or tok ples of Baluan, and
is spoken as the first language by a large majority of the population. Titan is the
secondary indigenous language, introduced in 1946, when a group of Titan speakers
were given a small area of land on Baluan (Schwartz, 1958, p. 69; 1962, p.262). Both
Ngolan Paluai and Titan are of the Austronesian language family; Schokkin (2014, p. 1)
confirms that all languages of the Manus Province “belong to the Oceanic subgroup of
the Austronesian language family”. Tok Pisin (Melanesian Pidgin English, or Neo-
Melanesian) is the lingua franca of all Papua New Guinea and some people (mainly the
younger generations and some of the more widely-travelled of the older generations)
have skills in English as well.
4 Malaysian Music Journal Vol. 5, Num. 1 (1-19)
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Significantly, Ngolan Paluai has been through its own evolution during the 20th
century, and the language that is commonly spoken today differs from the language that
is used in the majority of historical polpolot songs. The use in songs of a language that
differs from the language of everyday usage is a widespread phenomenon in Papua New
Guinea. Niles (2015, p. xl) summarises the breadth of occurrence in this way:
In almost every source that discusses Papua New Guinea song texts,
mention is made of the use of poetic language, either in reference to
individual words or longer parts of the text. These might be words from
specialised or less familiar vocabulary; an archaic version of the present
language; another dialect or language (perhaps, thereby, suggesting
origin, trade, purchase, or prestige); the language of spirits or ghosts; or
newly created words as the result of word taboos. Sometimes such
poetic usage can be readily understood, but more often it appears to
challenge and entice listeners.
In the case of Baluan, the language of the older polpolots appears to be an
archaic version of the present language.1 Whether this older language was once the
commonly spoken language of Baluan, or whether it existed only in song texts, is not
something I have been able to establish.
The three indigenous song forms are more or less identical in structure, but
differ mainly in distinctions in gender of the performers. Kolorai, woei and polpolot are
all two-part genres, being sung either by two men (kolorai), two women (woei), or one
man and one woman (polpolot). A typical musical structure, from which there is rarely
any variation, consists of a short introductory passage by a single voice, which is then
echoed by the second voice following closely behind, before the two voices fall into
rhythmic unison. Messner (1998, p. 603) identifies the indigenous terms for these parts
respectively as yaret (call out) and isiol (join). The aural effect of this introductory
statement is immediately reminiscent of the dulugu ganalan, or ‘lift-up-over-sounding’
that Feld (1988, p. 76) describes in his studies amongst the Kaluli people of the
Southern Highlands Province of Papua New Guinea. (See also Feld’s sound recordings
of the Kaluli—Bosavi: Rainforest Music from Papua New Guinea (2001) — and the
Smithsonian Folkways web page on the CD set.) This vocal introduction begins (in
terms of Western scale structure) approximately a fourth above the closing note. The
closing note is what I will refer to herein as the ‘home note’, being the note that is
sustained by the lower vocal parts that follows. The introduction is generally sung on
vocable syllables that have no textual meaning, such as ‘oi’, ‘or’, ‘oo’ or ‘ee’.
I provide a notated example below (Example 1) of a typical yaret sung by Alup
Songo Molmole (whom I discuss further below), although I caution the reader against
reading too much into this notation. The placement of notes on a five-line treble-clef
stave can invite immediate associations to western standards in pitch, temperament and
metre, but the singers of Baluan recognise no such standards. Therefore, this notation
and all others that follow herein, are approximations only, in order to give the reader a
broad sense of what is happening musically. I begin this yaret on the note E because that
is the closest note in the Western scale to Molmole’s starting note.
Tony Lewis 5
Example 1 A typical yaret sung by Alup Songo Molmole (transcribed by Tony Lewis)
Following this introduction, a song usually consists of three stanzas, each sung
syllabically and each repeated. The third stanza always begins with sustained vocable
‘e-wo’, which interrupts the otherwise loosely strophic form of the songs. I qualify the
term ‘strophic’ in this context because stanzas can vary in metric length according to the
text that accompanies them. The sung text, above all, is the determinant of the metric
lengths of phrases and stanzas.
The strongest musical characteristic of these genres is the constant pitch
movement between unison and seconds (somewhere between the minor and major
seconds of the Western temperament) and consequently, the oscillation between
consonance and dissonance to the Western-trained listener (see Example 2). One voice
holds a constant pitch on the home note while the other voice moves up a second from it
and returns back to it. Each stanza opens at the second interval and closes in pitch
unison on the home note.
Example 2 The typical movement between unison and seconds, notated from a polpolot sung by
Alup Songo Molmole and Ngat Kalou Solok (transcribed by Tony Lewis)
The ‘e-wo’ that opens each third stanza also begins in seconds (‘e’) and moves
to unison (‘wo’). Occasional passing passages could be interpreted as heterophonic, but
the inconsistency of these leads me to understand them as spontaneous and perhaps
unintentional variations, rather than a defining musical characteristic. The total range of
the polpolot sung in this style, including the introduction, is a perfect fourth (from B to
E in Example 1).
Little of substance has been documented on these genres to date, a notable
exception being Messner’s 1981 article, and the same author’s entry in the Garland
Encyclopedia of World Music, Volume 9 (1998). Messner (1981) identifies a number of
early sources, predominantly in German, that mention these song genres, but concludes
that these studies “have generally been superficial and faulty and no serious attempt has
been made to study this music thoroughly in connection with its sociocultural context”
(1981, p. 434). Messner (1981, pp. 435-436) presents the three genres in a hierarchical
order (the same order in which I have presented them above):
1. kolorai:
epic male ritual songs given high value;
2. weii:
a. epic female ritual songs given high value;
b. songs for various functions;
c. lamentations and mourning songs sung in unison;
d. work songs sung by males;
6 Malaysian Music Journal Vol. 5, Num. 1 (1-19)
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3. polpolot: songs for entertainment without any traditional value. (Today,
these songs replace and substitute for all other ritual songs and
are sung by men, women and mixed groups.)
I make two notes here on Messner’s report. First, I note Messner uses a different
spelling of ‘weii’; I cannot account for this difference. I can only state that I use the
spelling ‘woei’ that was given to me by my informants in Baluan. Schokkin (2014)
spells it ‘weyi’ (p. 12). As is often the case in unfamiliar languages, the pronunciation of
the spoken word does not always accord with established Eurocentric norm and
consequently it can sometimes be difficult to find the appropriate letters of the Roman
alphabet to represent the spoken sounds. The pronunciation I know is somewhere ‘woei’
and ‘weii’; I cannot know the pronunciations that Messner and Schokkin have
responded to.
Second, Messner gives four classes of weii here. The woei that I have recorded
in Baluan fall into Messner’s category 2a (with some qualifications, as addressed below)
and accordingly, that is the sense that I employ herein. I do not discount Messner’s other
categories and I have heard anecdotal evidence of his category 2d, but I have not (at
least I am not aware that I have) encountered them directly in Baluan.
Messner (1981) further gives considerable insight into the deteriorating
condition of these genres — and the changing usage of language within them — in 1981,
citing his informants:
Polpolots are purely for entertainment and have no other functional
purpose. They can be performed anywhere by anyone and at any time,
and are purely for enjoyment and love. Nowadays, as the ritual and
functional songs are being forgotten and since the traditional concept of
our pre-Christian societal structure is no longer intact, polpolots have
become the most important song type, replacing the sacred and
‘awesome’ ritual songs. Everything is getting mixed up.
These songs, as well as the words of the songs, stem from our
forefathers. The words are in the Baluan language. Young people cannot
understand the meaning of the old words anymore even though they
were born on Baluan. Even some of the traditional polpolot songs are so
old that they can only be sung by the elders who still understand the old
language. The new polpolots are sung in today's language and no longer
have any value (p. 439).
Since 1958, the term polpolot has also accumulated further meaning as a form
of social ceremony whose intention is to regenerate aspects of tradition —kastam in Tok
Pisin — that had been lost in the immediate post-war period (Otto, 1991, pp. 224-231).
POST-WORLD WAR II DEVELOPMENTS IN BALUAN
For reasons that become apparent below, consideration of polpolot must also take into
account the post-World War II Paliau Movement and the figure central to that, Paliau
Tony Lewis 7
Maloat (c.1910-1991). Reformer, politician and semi-religious figure, Paliau casts a
huge shadow on Baluan’s post-war history. Originally from Lipan village in Baluan,
Paliau became revered as a visionary throughout the entire Manus region and entered
the first parliament of independent Papua New Guinea in 1975 representing Manus. (For
detailed accounts of the nature of Paliau’s reforms and his power base, see Otto, 1992b,
and Schwartz, 1962.)
It was also Paliau who, in 1946, gave a small parcel of land on Baluan to the
Titan-speaking people. The Titan had hitherto been the seafarers of the region, owning
no land, but living in boats or in over-water settlements on island borders. Titan
speakers (also known as the ‘Manus’ or ‘Manus tru’) are accordingly spread quite
widely throughout the Manus region (Lewis, 2012, p. 8; Niles, 1980, p. 15; Ohnemus,
1998, pp. 5-9) as they can go wherever the sea goes. A Titan population had been living
on the edge of Mouk Island, a small island off the north-east coast of Baluan; in 1946,
Paliau granted them a parcel of land on Baluan, which is now called Mouk village.
Mouk village is now the easternmost village in the north coast line of villages,
neighbouring Lipan village immediately to the east of the latter (see Map 2). Paliau
Maloat features directly and prominently in the polpolot song texts that I discuss below.
A central character to this study is Mela Popeu, chief of the Kooroole clan on
Baluan and a powerful and influential elder of the island community. Mela had been
close to Ngi Sanewai and Lapanin Solok, two of the most highly regarded historical
singers of polpolot (both of whom have since passed away). While not known
prominently as a singer in Baluan, Mela has told me he used to “sing casually” with Ngi
Sanewai (also known as Sanewai Kileap) and Lapanin Solok. He has also composed
several polpolot songs (two of which I investigate below) and instigated the 12-member
polpolot choir in 2006, whose performance is central to this study.
My personal relationship to Mela is multi-layered. Mela adopted me into his
clan while I was conducting my initial doctoral research on Baluan — a move that gave
me a certain status in the island, which considerably facilitated important aspects of my
research there by legitimising my relationships with people (Dalsgaard, 2009, pp. 27-28;
Lewis, 2015, p. 56). I therefore have responsibilities to Mela as my clan chief. I count
him also as a valued friend and informant. In recent years he has helped me
considerably with confirming the texts of the songs examined herein, with translating
them into English and with revealing and clarifying certain significant circumstances
around the history of some of these songs. At the time of writing, Mela Popeu is no
longer living in Baluan, but in Lae (Morobe Province), having been drawn there by a
lecturing position at the Papua New Guinea University of Technology in that city. I
have been able to have email contact with Mela from the time he moved to Lae in 2014
and I was fortunate to be able to spend face-to-face time with him there in January 2016
to review the material in this article and gain his perspective on the songs and their
respective histories.
The polpolot songs that I have recorded and the four that I discuss herein, are
from different periods of Baluan’s history (including contemporary). I have recorded
them from two different groups of performers on two different days, three years apart.
On November 6th, 2003, I recorded the husband-and-wife duo of Ngat Kalou Solok and
Alup Songo Molmole, and on December 20th, 2006, I recorded Mela Popeu’s 12-
member polpolot choir. All recordings were made in Lipan village on Baluan. In each
body of recordings, the singers sang a range of songs, of which, for the purposes of this
8 Malaysian Music Journal Vol. 5, Num. 1 (1-19)
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paper, I focus on two from each occasion. A central factor in my choice of songs for
discussion is the language in which each is sung — here we have four languages in four
songs — and accordingly, the circumstantial reasons behind each respective choice of
language.
In my representations of the songs texts below, I have shown the text in one,
two or three lines, identified (as necessary) as Lines A, B and C. The lines represent
different languages, different interpretations of language and/or translations into English,
according to the nature of the sung text and further issues around it. The non-textual
vocables are indicated in curly brackets in each instance.
NGAT KALOU SOLOK AND ALUP SONGO MOLMOLE
When I first arrived in Baluan in 2003, there remained around six elders on the island
who still knew the older song styles (one of whom was Ngi Sanewai whom I have
mentioned above). Two elders, Ngat Kalou Solok — the chief of Perelik village — and
his wife Alup Songo Molmole (see Figure 1) were keen to sing some of these songs for
my audio recorder and we were soon able to arrange a day to do this. In our recording,
Ngat and Alup sang for me some kolorai, some woei and some polpolot songs. Ngat
gave introductions to each piece (in Tok Pisin), explaining the different genres and the
gender distinctions that define them. He explained that he and Alup were singing all
three types, even though this was not strictly correct according to custom; but in times
when singers were few, it was the only way they could preserve the songs.
I noted that some of the songs were in a language that I did not recognise.
Enquiry confirmed that this language was the archaic form of Paluai. The first song text
that I address below is one such song in the archaic form of Ngolan Paluai and I have
been fortunate to get a translation of this text, and to learn some further detail about it,
from Mela Popeu.
Mela informed me that this song was composed in 1966 by a man named Ngi
Kondai. The song is about Paliau Maloat and the text is written from Paliau’s
perspective. According to Mela, the text is reputed to be words actually spoken by
Paliau and documented by Ngi Kondai. Mela titles it ‘Ngunanen Lalon Manus’,
meaning ‘Five Candidates in Manus’. The song is therefore from the period between the
end of World War II and Papua New Guinea’s political independence in 1975 (closer to
the latter), a time when Paliau’s power and prominence were at their peak. The pretext
of this song is that Paliau is running for political office against five other candidates, to
be the representative for Manus in the national parliament (prior to independence).
Tony Lewis 9
Figure 1 Alup Songo Molmole (left) and Ngat Kalou Solok (right)
(Photos by Tony Lewis, 2003)
Mela has confirmed that the language is the archaic form of Ngolan Paluai, and
has further informed me that in this rendition of the song, Ngat and Alup are in fact not
singing the words correctly; he wrote (in English) on my notes about this song: “Lyrics
slightly distorted by the couple in view of their age and memory recall system. The
theme is still there.” Mela claims to know the song, as composed by Ngi Kondai, and
has accordingly been an invaluable source on its history. Mela has provided me with the
original text that he says Kondai composed and the “slightly distorted” version that is
actually sung here. In addition, Mela has given me a full English translation of this text.
In the representation of text that follows, line A represents the purported
original song text as composed by Ngi Kondai, line B represents the text sung by Ngat
and Alup, and line C represents Mela’s English translation of the text. With the benefit
of viewing lines A and B in parallel, we can see that the differences between them are
confined to the first stanza, with line B adding a few words that are not in line A.
Ngunanen Lalon Manus (Five Candidates in Manus)
Composed by Ngi Kondai (1966)
Genre: polpolot
Language: Ngolan Paluai (archaic form)
Singers: Ngat Kalou Solok and Alup Songo Molmole
Recorded by Tony Lewis in Lipan village on November 6th, 2003
Translation to English by Mela Popeu
Stanza 1:
A:
{Or} Ngunan en lalon Manus osa yerit tini ong pwen
B:
{Or} Ngunan en lalon Manus Ngunan pari ai or ranul, oyo yerit tini ong
pwen
C:
{Or} Five candidates in Manus cannot surpass me
10 Malaysian Music Journal Vol. 5, Num. 1 (1-19)
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A:
{Or} Osa yerit tini ong pwen osa yerit tini ong pwen, Minit en panuan
tare, minit paro pung no minong.
B:
{Or} Osa yerit tini ong pwen osa yerit tini ong pwen, Minit en panuan
tare, minit paro pung no minong.
C:
{Or} You will not surpass me, you will not surpass me. The policy of our
place, this policy is still in my hands.
Stanza 2:
A:
Ngala lenghet piring kape kot a ee lep pang a irut, numai wolek ong lai
ee ieng pakei or la ee.
B:
Ngala lenghet piring kape kot a ee lep pang a irut, numai wolek ong lai
ee ieng pakei or la ee.
C:
I became a road to make clouds turn to rain. Old men appointed me to it
and all gave me their blessings.
Stanza 3:
A:
{Ewo} Kinom wolek ila moyoi, iset lalon asembeli. Lawen gaben a
eeranul kereng pelek isil koyou lanen sopol.
B:
{Ewo} Kinon wolek ila moyoi, iset lalon asembeli. Lawen gaben a
eeranul kereng pelek isil koyou lanen naon
C:
{Ewo} My sign became a snake, in the assembly. All cabinet members
were afraid with their hearts beating heavily.
Ngat Kalou Solok and Alup Songo Molmole also sang for me a number of
songs in Tok Pisin, one of which I detail here. This song is titled ‘Papua Niugini’ (the
name of the country in Tok Pisin), although I have been unable to establish the
composer. The subject matter of the text is the independence of Papua New Guinea as a
nation, which dates it at around 1975. Stanza 3 makes reference to ‘Paliau na Somare’
(‘Paliau and Somare’). ‘Paliau’ is a further reference to Paliau Maloat whom I have
addressed above and who in 1975, entered the first national parliament of the newly
independent nation as the Member for Manus. ‘Somare’ is a reference to Michael
Somare, who was the first Prime Minister of independent Papua New Guinea, from
1975 to 1980, and was again Prime Minister for two later periods, 1982–1985 and
2002–2011.
In the representation of text that follows, line A represents the song text in Tok
Pisin and line B represents the English translation of it. I have translated from Tok Pisin
to English and I am grateful to Denis Crowdy and Lungol Popeu for providing some
clarity regarding the Tok Pisin text and for amending minor errors in my translation.
Papua Niugini (Papua New Guinea)
Composer unknown (c.1975)
Genre: polpolot
Language: Tok Pisin
Singers: Ngat Kalou Solok and Alup Songo Molmole
Recorded by Tony Lewis in Lipan village on November 6th, 2003
Tony Lewis 11
Translation to English by Tony Lewis, with assistance from Denis Crowdy and
Lungol Popeu
Stanza 1:
A.
{Or} Papua Niugini, {Ee} yumi Papua Niugini,
B.
{Or} Papua New Guinea, {Ee} we are Papua New Guinea,
A.
Yumi Papua Niugini, yumi go ahet wok i go
B.
We are Papua New Guinea, we work to progress
Stanza 2:
A.
Kantri bilong Papua Niugini, nupela yang kantri,
B.
The country of Papua New Guinea, new young country,
A.
Lukaut gut long em
B.
Take good care of it
Stanza 3:
A.
{Ewo} Paliau na Somare, lukaut gut Papua Niugini.
B.
{Ewo} Paliau and Somare, take good care of Papua New Guinea.
A.
No ken sipoilim kantri, kantri bilong pipol
B.
You must not ruin this country, this country of the people.
That the language of the first song, ‘Ngunanen Lalon Manus’, is in the archaic
form of Ngolan Paluai is not exceptional or surprising; the text concerns a Baluan leader
who is coming to political prominence at both provincial and national levels. Moreover,
the song was composed at a time when all polpolots were composed in that language. A
song of this period did not need a reason to be composed in that language; rather, a song
needed a reason not to be composed in that language. The second song, ‘Papua Niugini’,
has such a reason. This text clearly concerns Papua New Guinean nationhood, as
opposed to issues exclusive to Baluan or Manus. Figures central to the independence
movement are mentioned in this song —specifically Paliau and Somare. The use of Tok
Pisin, the official language of the new nation, for the text of this song reflects concern
with national rather than local issues, as befits the period.
MELA POPEU’S POLPOLOT CHOIR
My visit to Baluan in December 2006 coincided with the inaugural Balopa Cultural
Festival, named after the Local Level Government area of Balopa that includes Baluan,
and held in Lipan village. Many performing groups — garamut groups, dancing groups,
stringben groups, church groups — and audience members came from different parts of
Baluan, broader Manus and from Port Moresby, to attend this event. Apart from myself,
the international community was represented by a cohort of eight anthropologists from
Denmark, led by Professor Ton Otto. At this festival, Mela Popeu unveiled a 12-
member polpolot choir (see Figure 2).
The songs presented by this choir constitute a clear developmental line from the
original polpolot form, being sung syllabically, and preserving the broad and loosely
strophic structure of three stanzas, each repeated, the third beginning with the
12 Malaysian Music Journal Vol. 5, Num. 1 (1-19)
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characteristic vocable ‘e-wo’. There is some variation; the yaret is more melodically
developed, beginning (roughly) a minor third above the home note and rising to a fourth,
before descending to the home note. The yaret then adds a second, melodically reduced
phrase (see Example 3). Conveniently for my transcriptions, and for purposes of
comparison, the yaret in my recorded performances also begins close to the note E.
Figure 2 Mela Popeu’s twelve-member polpolot choir (Mela Popeu is the second person from
the right, standing up)(Photo by Tony Lewis, 2006)
Example 3 A yaret sung by Mela Popeu’s polpolot choir (transcribed by Tony Lewis)
In this case there is no ‘second voice’ as such, but a chorus of 11 ‘second’
voices constituting the isiol; this part does not follow the first part into the introductory
passage, but joins on the second line, thus creating more of a ‘call-and-response’
relationship with the yaret.
There is further melodic development in the ensuing ensemble stanzas, with
upper part sometimes beginning a minor third above the home note (the same starting
point as the opening solo voice).
With the multitude of voices now taking part, and with the approximate nature
of the pitching, the sound is rich with beat frequencies and their ensuing harmonic
complexities. It appears — though is difficult to determine absolutely —that the lower
part, rather than holding a fixed pitch, is dropping a major second as the upper part rises
a minor second, creating an interval of a minor third (as distinct from the second of the
earlier style of polpolot — see Example 4).
Tony Lewis 13
Example 4 Typical movement between the two parts in the songs of Mela Popeu’s polpolot
choir (transcribed by Tony Lewis)
The result is that the choir’s performances cover a total range of a major sixth in
Western scale terms (from A to F# in Example 3), expanded from the perfect fourth of
the earlier recordings.
Nevertheless, the choir’s songs are recognisably polpolot, and represent a
continuation of the indigenous practice in a way that the introduced song forms do not.
At the same time, the choir represents an innovation, in particular in the way the
enlarged group becomes more socially inclusive than the two-person version. This is
pure supposition on my part, but it appears that the choir is following an example set by
the introduced song forms — stringben and hymnody — in the sense that both involve
larger groups of singers and/or musicians, and are consequently more socially inclusive
than the original indigenous genres.
The most interesting development in the choir’s repertoire, however, is in their
choice of languages. The songs are principally in contemporary Ngolan Paluai, apart
from one song in English and one in the archaic form of Paluai — in fact the latter is a
rendition of Ngunanen Lalon Manus, the same song I have documented above as sung
by Ngat Kalou Solok and Alup Songo Molmole. There are no songs at all in Tok Pisin.
Having been initiated for the purpose of performing at the Balopa Cultural Festival, it
appears clear that the choir’s repertoire is also geared to this event; accordingly, the
English text, and some of the Paluai texts, are concerned with welcoming visitors to
Baluan for the Festival.
The choir’s songs (with the exception of ‘Ngunanen Lalon Manus’) were
composed by Mela Popeu, so I have been fortunate to gain the composer’s perspective
on them, and on the nature of the choir. Whereas I initially thought the choir format to
be Mela’s creation, having nowhere encountered any prior mention of it, neither in the
literature nor in Baluan, Mela informed me in an email (October 6th, 2014) that in fact,
Lapanin Solok had initiated the choir format in the 1970s for a choir festival in Manus,
where it won a ‘special prize’.
In the same email, Mela told me that he learnt to compose polpolot “by singing
casually with … Ngi Sanewai and Lapanin Solok,” and revealed that he had not known
that there had been an earlier form of the Paluai language, until he encountered the texts
of the polpolot he was learning to sing. “When I grew up and started speaking our
language”, wrote Mela, “I did not know that it was a contemporary one. It was from the
polpolot wordings that made me [realise] that there exist[ed] [an earlier] Paluai
language.”
Regarding his use of contemporary Paluai language in the choir compositions,
Mela explained this to me (email, October 6th, 2014): “Why we departed from Paluai
language, is what I do not really understand. So since we were not [taught] the original
language, I will be foolish to [compose] polpolot on language I am not used to. In fact a
good meaningful polpolot of original language [that] is not understood by listeners of
this generation, [loses] its value.”
14 Malaysian Music Journal Vol. 5, Num. 1 (1-19)
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I present below the text of Mela’s composition ‘Polo en Balopa Festival’ (Flag
of Balopa Festival), which he composed in 2006 and premiered at this Balopa Festival.
The song is directly and unambiguously concerned with the Festival, as is quite evident
from the title alone. Stanza 3 makes reference to ‘Soanin a President’ (‘Soanin and
President’). ‘Soanin’ refers Soanin Kilangit, the Baluan elder who conceived and
produced the festival, and ‘President’ refers to the President of the festival committee,
who happened to be Mela Popeu himself. The stanza also mentions the Governor
(kavena); this refers to Governor Jacob Jumagot, who at that time was Governor of the
Manus Province, and who was in attendance at the festival’s opening ceremony. The
text also uses the concept of ‘Urop’ (‘Europe’) to represent more broadly the developed
world.
In the representation of text that follows, line A represents the song text in
contemporary Ngolan Paluai, and line B represents the English translation as written by
Mela Popeu.
Polo en Balopa Festival (Flag of Balopa Festival)
Composed by Mela Popeu (2006)
Genre: polpolot
Language: Ngolan Paluai (contemporary)
Singers: Mela Popeu’s polpolot choir
Recorded by Tony Lewis in Lipan village on December 20th, 2006
Translation to English by Mela Popeu
Stanza 1:
A.
{Ee} Polo en Balopa Festival, polouen ien wopop
B.
{Ee} Flag of Balopa Festival, its flag is flying.
A.
Ian yuwai lapenen sopol apai, lapanen sopol pungum
B.
It is calling the chiefs of the west, the chiefs of the east.
Stanza 2:
A.
Are kame kaporokek; karowek aronan Paluai
B.
You come and strengthen it; and show the ‘way of Baluan’
A.
Kilai rowekan not monok, ai salen yiwan kokon kisi panu
B.
To show the children of behind [of the future], as a means to attract
money home.
Stanza 3:
A.
{Ewo} Soanin a president, au kaning kavena kiyam salen la pien
B.
{Ewo} Soanin and President, you see the Governor, to consider it well
A.
Kipuksalen tap Balopa kale ning Urop
B.
To open the way for Balopa to visit Europe (Outside world).
The fourth polpolot that I address here is Mela Popeu’s composition in English,
which his choir also premiered at the Balopa Festival in 2006. This song, titled ‘Festival
Welcome’, is also directly concerned with that festival, being a welcome message to all
visitors to Baluan. The words ‘rocky land’ and ‘so rocky, so stoney [sic]’ in the first
stanza reflect the Baluan Islanders’ perception of their homeland, being a volcanic
Tony Lewis 15
island with plentiful basalt protuberances that dot the coast line and find their way under
every footstep. The third stanza makes direct reference to Governor Jumagot of the
Manus Province, which ties the song specifically to the opening ceremony of the
festival, at which the Governor was present, and to whom this song was sung.
Mela’s choir rehearsed for the festival performance in an open sheltered area in
his home in Lipan village (this area can be seen in Figure 2 above). The song texts they
were rehearsing were written in chalk on a chalkboard wall of the house. Figure 3 shows
the English text of Festival Welcome, as written on this chalkboard, with other song
texts to the left and below.
As this song text is in English, there is no need for translation, nor for different
lines in the representation below.
Festival Welcome
Composed by Mela Popeu (2006)
Genre: polpolot
Language: English
Singers: Mela Popeu’s polpolot choir
Recorded by Tony Lewis in Lipan village on December 20th, 2006
Stanza 1:
{Ee} From north to south, east to west
Welcome to you one and all to Balopa Cultural Festival
Special welcome to newcomers to rocky land of Baluan
So rocky, so stoney, but still it is our loveland
Stanza 2:
This festival is here today and gone tomorrow
So please enjoy and participate while you can
Right in your eyes you will see Balopians come to life, depicting cultural
tradition
Right in your eyes you will see Balopians come to life, depicting colourful
tradition
Stanza 3:
{Ewo} Governor Jumagot, may you have a nice day.
Balopa has the will but doesn’t know the way. Can you find us the way?
{Ewo} Governor Jumagot, may you have a nice day.
Balopa has the will but doesn’t know the way. Can you show us the way?
A structural feature of this song that I have not observed in other polpolot in any
language is that in two particular instances a line is repeated but with a single word
changed in order to give a slightly different meaning. In stanza 2, we hear the words
‘depicting cultural tradition’ and in the repeat of that line, it changes to ‘depicting
colourful tradition’. In stanza 3, the words ‘can you find us the way?’ are changed in the
repeat to ‘can you show us the way?’ While not elsewhere apparent in the Baluan song
genres that I have encountered, Niles (2015, p. xliv) points out that this practice of
parallelism “is a very common poetic feature found in all regions of Papua New
16 Malaysian Music Journal Vol. 5, Num. 1 (1-19)
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Guinea.” Niles (pp. xliv-xlv) then documents a number of such instances from around
Papua New Guinea, and the academic sources that address them.
I asked Mela by email why he chose to compose this song in English and he
replied by email (October 6th, 2014): “I used [E]nglish wordings instead of pidgin, in the
welcome song basically for those non Baluan to hear and also I wanted the women
singers of the group, all of village levels, to have fun with [E]nglish words.”
This choice of languages in Mela Popeu’s compositions appears to be
simultaneously looking inward and outward. The use of contemporary Ngolan Paluai
looks inward to what is unique about Baluan, and at the same time using a language that
is understood by most Baluan Islanders today; the use of English leapfrogs Tok Pisin, as
it were, and looks outward, past broader Papua New Guinea, to a potentially
international audience.
Figure 3 The English text of Mela Popeu’s polpolot Festival Welcome, written on a chalkboard
at Mela’s home in Lipan village (photo by Tony Lewis, 2006)
CONCLUSION — OUR LIBRARIES ARE CLOSING DOWN
Through these four polpolot songs, composed over a 40-year period (1966 to 2006), we
have seen developments in formal structure, presentation format and language usage. In
formal structure, the range of the songs has expanded a little from a perfect fourth to a
major sixth, and there is greater melodic development, particularly in the yaret section.
The lower of the two vocal parts has developed a tendency to move between two pitches,
rather than remain on a fixed pitch. It is possible, or even probable, however, that such
changes reflect the personal preferences of the singers involved in each case, rather than
constituting enduring modifications to the character of polpolot. On the other hand, that
Tony Lewis 17
which is performed is what is generally passed on to emerging generations, rather than
that which is not performed.
The presentation format has opened up considerably with the concept of the
choir. First conceived by Lapanin Solok in the 1970s, Mela Popeu has revived this
concept in 2006 for a specific festival context. While Mela’s choir incorporated 12
members, the concept of a choir can necessarily remain open to as many people as wish
to take part. While there remain only two distinct vocal parts, the change fundamentally
means that there are now multiple voices to each part, as opposed to the single voice in
the original duet model. While the multiple voices certainly create a bigger and richer
sound, this development has more significance socially than musically, as it is more
socially inclusive, reflecting the inclusive nature of the introduced song forms of
stringben and hymnody.
Perhaps the most significant development over this 40-year period has been in
the use of language. We have seen four different languages used, each for a specific
context and purpose. The original archaic form of Ngolan Paluai was in 1966, the
established language of polpolot. The nationalist sentiments associated with
independence in 1975 saw a shift to Tok Pisin as the language of polpolot, reflecting
pride and aspirations in nationhood through use of the new official language. The
Balopa Festival of 2006 saw contemporary Ngolan Paluai used as a language that was
meaningful to the current population of Baluan, and the use of English to reflect a wish
to welcome, and communicate with, the broader world beyond Manus and Papua New
Guinea — with ‘Urop’.
These innovations have occurred in a time of globalisation that has brought
rapid changes to Papua New Guinea, as to many other parts of the developing world.
Music within Baluan has seen considerable growth in introduced song forms,
principally stringben and hymnody, that have threatened the indigenous genres with
extinction. The innovations in polpolot have seen the genre evolve to embrace the
changes, to adapt to changing times through developments in language usage and
performance format, both of which have the effect of being more inclusive of the
current Baluan population; the use of contemporary Ngolan Paluai allows listeners to
engage meaningfully with the song texts and the choir format allows many more people
to actively participate in performance.
These changes do not happen without loss, however, and that which seems
destined for extinction — if not already effectively extinct — is the archaic form of the
Paluai language. Although on the one hand Mela Popeu is leading the changes, on the
other, he is acutely aware of what is being lost and is genuinely saddened by it. Not
having ever learnt or spoken the original Paluai language, however, there is little he can
realistically now do to preserve it. What he can do — and is doing — is preserve the
genre of polpolot.
On more than one occasion, Mela has used a literary metaphor to express his
feelings of loss. In an email (October 8th, 2014) he told me how much he had learnt
about polpolot from Lapanin Solok “before he closed the book”. When I sat with Mela
and spoke to him in person in Lae (January 4th, 2016), he expressed deep concern at the
loss of the original Paluai language. Mela and I were discussing the passing of Ngi
Sanewai, one of the revered singers of polpolot in original language. Mela looked me in
the eye and said, with palpable remorse, “our libraries are closing down”.
18 Malaysian Music Journal Vol. 5, Num. 1 (1-19)
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ENDNOTES
1 Messner (1981, p.433) makes mention of the language of Baluan as ‘Ngola(m)banu okamo’.
Not having encountered this name myself in Baluan, I wondered if this was perhaps a reference
to the archaic form of Paluai. Having consulted further with the Paluai speaking community in
Port Moresby, however, I am informed that the term actually means “another language”.
REFERENCES
Bosavi. Rainforest music from Papua New Guinea. (2001). Institute of Papua New Guinea
Studies (Smithsonian Folkways Recordings, SFW CD 40487). 3 CD anthology.
Bosavi: Rainforest music from Papua New Guinea. (n.d.) Smithsonian Folkways.
http://www.folkways.si.edu/bosavi-rainforest-music-from-papua-new-
guinea/world/album/smithsonian
Dalsgaard, S. (2009). Claiming culture: New definitions and ownership of cultural practices in
Manus Province, Papua New Guinea. The Asia Pacific Journal of Anthropology, 10 (1),
20–32. http://dx.doi.org/10.1080/14442210802706889
Feld, S. (1988). Aesthetics as iconicity of style, or ‘Lift-up-over-Sounding’: Getting into the
Kaluli Groove. Yearbook for Traditional Music, 20, 74–113.
Lewis, A. D. (2012). Becoming a garamut player in Baluan Island, Manus Province, Papua New
Guinea. (Doctoral dissertation). Sydney: Sydney Conservatorium of Music, University
of Sydney.
Lewis, T. (2014). Garamut (7). In The Grove Dictionary of Musical Instruments, ed. Laurence
Libin. (Vol. 2, p. 394.) Oxford: Oxford University Press.
Lewis, T. (2015). Taporak’s travels. Paths of transmission of a piece of music from a remote
island repertoire. Journal of World Popular Music, 2(1), 42–63.
doi:10.1558/jwpm.v2i1.27170
Lewis, T. (Forthcoming 2017). Becoming a garamut player in Baluan, Papua New Guinea:
Musical analysis as a pathway to learning. SOAS Musicology Series. London:
Routledge.
Mead, M. (1934). Kinship in the Admiralty Islands. Anthropological papers of the American
Museum of Natural History, 34 (2), 502 – 505. New York, NY: American Museum of
Natural History.
Messner, G. F. (1981). The two-part vocal style on Baluan Island, Manus Province, Papua New
Guinea. Ethnomusicology, 25 (3), 433–446.
Messner, G. F. (1998). Baluan. In The Garland Encyclopaedia of World Music: Australia and
the Pacific Islands (Vol. 9, pp. 602–607). New York, NY: Garland.
National Statistical Office. (2002). Papua New Guinea 2000 Census: Census Unit Register:
Manus Province. Port Moresby: National Statistical Office.
National Statistical Office. (2012). Preliminary figures. Papua New Guinea 2011 Census:
Census unit register: Manus Province. Port Moresby: National Statistical Office.
Niles, D. (1980). The traditional and contemporary music of the Admiralty Islands. (M.A.
dissertation). Los Angeles: University of California.
Niles, D. (2015). “Introduction: Foi Songs and the Performance, Publication, and Poetry of
Papua New Guinea Sung Traditions.” Weiner, J. F., and D. Niles. Songs of the empty
place: The memorial poetry of the Foi of the Southern Highlands Province of Papua
New Guinea, pp.xv-xlix. Canberra: Australian National University Press.
Ohnemus, S. (1998). An ethnology of the Admiralty Islanders. Bathurst: Crawford House
Publishing.
Tony Lewis 19
Otto, T. (1991). The politics of tradition in Baluan. Social change and the construction of the
past in a Manus society. Nijmegen: Centre for Pacific Studies, University of Nijmegen.
Otto, T. (1992a). The ways of kastam: Tradition as category and practice in a Manus village.
Oceania 62, 264–83.
Otto, T. (1992b). The Paliau movement in Manus and the objectification of tradition. History and
Anthropology, 5(3-4), 427–454.
Schokkin, G. H. (2014). A Grammar of Paluai: The language of Baluan Island, Papua New
Guinea. (Doctoral dissertation). Cairns: James Cook University.
Schwartz, T. (1958). The Paliau movement in the Admiralty Islands—1946 to 1954. (Doctoral
dissertation). University of Pennsylvania.
Schwartz, T. (1962). The Paliau movement in the Admiralty Islands, 1946-1954.
Anthropological Papers of the American Museum of Natural History, 49 (2), 211–421.
BIOGRAPHY
Tony Lewis is a Sydney-based musician, composer and academic. He creates and delivers lecture
material on a broad range of musical topics for a number of Australian tertiary institutions. He
completed his doctorate at the Sydney Conservatorium of Music, University of Sydney, through
a musicological study of the garamut (log idiophone) music of Baluan Island. Apart from Baluan
and Papua New Guinea, his research interests are broad, including African, Indian, Indonesian
and Australian indigenous music. Tony has an abiding interest in music forms that exhibit
considerable rhythmic complexity and in the analytical and cognitive challenges that they throw
up. As a result, cognitive processes in musical learning, and the role of theory, notation and
analysis in developing and shaping these cognitive processes, are high on his research agenda.
E-mail: [email protected]
|
Malaysian Journal of Music Vol. 5 No. 1 (2016) | music test, Item Response Theory (IRT), validation | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/136 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/813 | The Validation of a Basic Knowledge Test of Music for the Cultural Arts Guidance Program (PBSB) in Malaysia Using the 2 Parameter Logistic (2PL) Model Item Response Theory | This study is drawn from a larger study on the effectiveness of the Cultural Arts Guidance Program (PBSB) in Malaysian schools. It is a joint programme between the Department of National Culture & Arts (JKKN) and the Ministry of Education Malaysia. The PBSB effectiveness study was conducted in 2013 to help JKKN improve the programme implementation and set forth the future direction of PBSB. The three most popular areas of cultural arts, namely dance, music and theatre were studied. Several assessment instruments were developed based on the objectives of PBSB and the modules used in the programme. This study focuses only on the development and re-validation of the basic knowledge test of music used in the PBSB effectiveness study. The present article discusses the background of PBSB, some important findings from the PBSB effectiveness study and the psychometric characteristics of the items in the test from the perspective of the Item Response Theory (IRT). The test of multiple-choice items was administered to 437 PBSB students in primary and secondary schools that were selected through stratified random sampling technique. Data from the study were re-analysed using IRT to further establish the reliability and validity of the test. Overall, the test was found to possess sound psychometric characteristics as reflected by the model fit, the item-person map, reliability and validity of ability estimates and the difficulty, discrimination and guessing parameters. The test can be used to complement the existing assessment systems in PBSB, but different tests should be developed for each module. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/813/549 | [] | 20 Malaysian Music Journal Vol. 5, Num. 1 (20-36)
ISSN 2232-1020
The Validation of a Basic Knowledge Test of Music for the
Cultural Arts Guidance Program (PBSB) in Malaysia Using the
2 Parameter Logistic (2PL) Model Item Response Theory
Siti Eshah Mokshein¹, Zaharul Lailiddin Saidon² and Brian Doig³
¹Faculty of Education and Human Development, Universiti Pendidikan Sultan Idris
²Faculty of Music and Performing Arts, Universiti Pendidikan Sultan Idris
³Deakin University, Australia
e-mail: [email protected]¹, [email protected]², [email protected]³
Abstract
This study is drawn from a larger study on the effectiveness of the Cultural Arts Guidance
Program (PBSB) in Malaysian schools. It is a joint programme between the Department of
National Culture & Arts (JKKN) and the Ministry of Education Malaysia. The PBSB
effectiveness study was conducted in 2013 to help JKKN improve the programme
implementation and set forth the future direction of PBSB. The three most popular areas of
cultural arts, namely dance, music and theatre were studied. Several assessment instruments were
developed based on the objectives of PBSB and the modules used in the programme. This study
focuses only on the development and re-validation of the basic knowledge test of music used in
the PBSB effectiveness study. The present article discusses the background of PBSB, some
important findings from the PBSB effectiveness study and the psychometric characteristics of the
items in the test from the perspective of the Item Response Theory (IRT). The test of multiple-
choice items was administered to 437 PBSB students in primary and secondary schools that were
selected through stratified random sampling technique. Data from the study were re-analysed
using IRT to further establish the reliability and validity of the test. Overall, the test was found to
possess sound psychometric characteristics as reflected by the model fit, the item-person map,
reliability and validity of ability estimates and the difficulty, discrimination and guessing
parameters. The test can be used to complement the existing assessment systems in PBSB, but
different tests should be developed for each module.
Keywords music test, Item Response Theory (IRT), validation
INTRODUCTION
The Cultural Arts Guidance Program or PBSB is one of the core activities of the
National Department of Art and Culture (JKKN), Malaysia. The PBSB was first
introduced to several schools in 1996 as Kumpulan Tunas Budaya (KTB), focusing on
dance. Following a Cabinet decision in March 2000 that the Ministry of Culture, Arts
and Tourism should assist the Ministry of Education (MOE) to promote the Culture &
Art Clubs in schools, KTB underwent a rebranding exercise and expanded to more
Siti Eshah Mokshein, Zaharul Lailiddin Saidon & Brian Doig 21
schools. Major expansion involving more branches of art and culture, programme goals,
and wider target population (primary and secondary schools) took place after a Cabinet
decision in September 2006. The main objective of PBSB is to produce a society whose
members can appreciate and practise cultural arts as part of their life.
Cultural Arts Guidance Program (PBSB)
The PBSB is a joint programme between JKKN and the Ministry of Education
(coordinated by State Education Departments). The JKKN provides certified trainers,
PBSB modules and pay trainers’ salaries. Schools provide students and teacher
coordinator/advisors, prepare the schedule for PBSB training (4 hours per week) as well
as provide space for activities. In 2013, 733 primary and secondary schools participated
in PBSB in different areas. From the list of about 400 schools given by JKKN, it was
determined that the most popular branches of cultural arts were dance (227), music (94)
and theatre (224). Other branches of cultural arts such as traditional games, martial arts,
visual arts and language art were popular only in very few schools. However, no
comprehensive study was ever conducted to evaluate the effectiveness of the
implementation of PBSB until 2013. Thus, a study on the effectiveness of the
programme was carried out in 2013 to help the government, particularly JKKN, to
further improve programme implementation and set forth the future direction of PBSB.
PBSB Effectiveness Study
The 2013 PBSB effectiveness study was aimed at determining how effective the
implementation of PBSB in schools has been as well as to examine to what extent the
students involved in PBSB demonstrated achievement in aspects of a) interest in art and
culture b) level of basic knowledge and skills in cultural arts c) choice of future career
and d) practice of good values. The overall aim of the 2013 study was to show if there
was any significant difference between primary and secondary school students in the
aspects of interest in art and culture, level of basic knowledge and skills in art and
culture, choice of future career and practice of good values. The study population was
all primary and secondary school students who participated in PBSB. The focus of study
was on the three most popular cultural arts branches – dance, music and theatre (Siti
Eshah Mokshein et al., 2015).
The 2013 study used both quantitative and qualitative methods involving survey
questionnaire (plus the basic knowledge test); observation of PBSB activities; and
interviews with teacher advisors, PBSB trainers, parents and school administrators. For
the survey, voluntary sampling technique was used. The PBSB teacher advisor or
PBSB coach from each participating school was contacted by telephone and an online
link of questionnaire using survey monkey was sent to them. The coach or teacher
advisor then gave the link to his/her students in the PBSB group. He or she also helped
the researchers to connect with three to five parents whose children participated in
PBSB. Due to the low completion rate of the online survey after the first month, copies
of survey questionnaires were mailed by post to the remaining schools. For the
observation and interview, stratified random sampling technique was used. Thirty (30)
schools were randomly chosen to represent all six zones in Malaysia – northern zone,
eastern zone, central zone, southern zone, Sabah, and Sarawak.
22 Malaysian Music Journal Vol. 5, Num. 1 (20-36)
ISSN 2232-1020
Results of the PBSB effectiveness study showed that most schools that
participated in PBSB were schools that traditionally have already been active in the
specific areas of cultural arts such as music or dance. A few schools joined PBSB
because of the interest of the school heads. Schools applied to JKKN through the State
Education Department and JKKN then provided certified trainers to participating
schools. Membership was opened to all students but limited to about twenty (20)
students per group. Some schools, with high demands from their students, set academic
excellence as a condition for membership. The PBSB teacher advisors were normally
appointed by schools based on the former’s interest or talent. Four (4) hours a week
were allocated either on Wednesday or Saturday for PBSB activities. Some schools
were found to conduct their PBSB activities twice a week with two hours each session.
The monitoring of PBSB implementation is mostly done by the schools (principal,
senior assistants, or teacher advisor) and sometimes the JKKN.
Students reported that they participated in PBSB mainly because they enjoyed
PBSB activities (87.3%); some liked the interaction within the group (80.2%) while
others because of their great interest in cultural arts (78.0%). It is interesting to note that
similar responses came from both primary and secondary school students. Primary
school students reported that the main motivators for their participation were their
teachers (40%), parents (27%) and themselves (21%). The secondary school students
reported the same, but the ranking and percentages differed slightly with teachers (30%)
being the highest, followed by self (27%) and parents (20%). These percentages were
obtained by dividing the number of respondents who checked on that particular item
with the total number of respondents.
On the question about choice of future career, about two-thirds of the students
chose to have a career related to cultural arts (69.3%); to pursue their education in the
field of cultural arts after school (61.9%); and to become an ordinary person who can
appreciate cultural arts (62.9%), which was the main aim of the PBSB. In terms of basic
knowledge in cultural arts, students appeared to possess reasonable basic knowledge in
the three areas of cultural arts studied. Secondary school students performed
significantly better in the basic knowledge tests of music, dance and theatre. The mean
differences between the two groups were about three points for dance and theatre and 16
points for music. This suggests that primary and secondary school students possess a
different level of basic knowledge test in cultural arts, especially in music. Results of a
one-way analysis of variance are presented in Table 1.
The effects of student participation on the development of their soft skills and
personality are found to be most striking. Students reported that participation in PBSB
has helped them gain basic knowledge and skills in cultural arts (89.1%); improved self-
confidence (89.2%); improved self-discipline (83.5%); increased focus (80.2%); better
communication skills (85.7%) and problem solving (80.4%). The PBSB also has taught
them about teamwork (88.1%); sense of group belonging (84.9%) leadership (79%) and
time management (77.7%).
Overall, PBSB was well implemented in the participating primary and
secondary schools. The PBSB objectives have been achieved based on its benefits to
students, basic knowledge and skills gained and the invitations received by the groups to
perform in numerous functions. Some students who have participated in PBSB pursue
their studies in cultural arts at the tertiary level in the public higher education
institutions such as Universiti Teknologi MARA (UiTM), Universiti Sains Malaysia
Siti Eshah Mokshein, Zaharul Lailiddin Saidon & Brian Doig 23
(USM) and the National Academy of Arts, Culture and Heritage (ASWARA). School
administrators, teachers, parents and students agreed that participation in PBSB brings
positive effects on students, especially in the development of personality, social skills,
and inculcation of basic knowledge in cultural arts. Variation between schools exists in
terms of their level of commitment to implement the programme successfully, which
depends a lot on the initiatives of individual schools and the additional resources that
they have.
Table 1 Student Performance in Basic Knowledge Tests of Dance, Music and Theatre
Field
N
Mean
Score
Std.
Deviation
Mean
square
F
Sig.
Theatre
Primary school
155
56.56
13.89
1142.24
4.70
.031
Secondary school
286
59.93
16.44
243.15
Total
441
58.75
15.66
Music
Primary school
192
43.23
20.64
25370.71
36.47
.000
Secondary school
216
59.03
30.58
695.62
Total
408
51.59
27.50
Dance
Primary school
549
54.46
16.19
1267.63
5.02
.025
Secondary school
229
57.26
15.15
252.62
Total
778
55.29
15.93
Research Questions
Even though the 2013 PBSB effectiveness study showed very encouraging results, the
development and validation of the basic knowledge tests in dance, music, and theatre
for PBSB was not given special emphasis due to the short time frame for completion of
the study. Even though the test development followed the necessary procedures, data
gathered was analysed in the light of classical test theory and detailed item analyses
using more sophisticated tools were not performed on the data. Thus, this present study
focuses on the development and revalidation of the basic knowledge test in music used
in the PBSB study. This is important to ensure that the basic knowledge test
administered was of high quality and psychometrically sound so that the results could
be accepted with confidence.
This study mainly involved the re-analysis of data gathered to further establish
validity and reliability of the instrument using Item Response Theory (IRT).
Specifically, the present study attempted to address the following questions:
(i)
Which IRT model fits the Basic Knowledge Test in Music for PBSB
data best?
(ii)
How well is the Basic Knowledge Test in Music for PBSB in terms of
item fit?
24 Malaysian Music Journal Vol. 5, Num. 1 (20-36)
ISSN 2232-1020
(iii)
How is the distribution of students’ ability (θ) compared with the
distribution of item difficulty (item-person map)?
(iv)
How good is the basic music knowledge test for PBSB in terms of item
parameter estimates?
TEST DEVELOPMENT
The Basic Knowledge Test of Music for PBSB was developed based on PBSB modules,
particularly Level 1 and 2. There were four music modules especially developed by
JKKN to be used by trainers in the implementation of PBSB. Each module contains
different materials, with Level 1 being the introductory level and Level 4 the more
advanced level. Two major components of the modules are theory (which includes
history and appreciation) and technical skills. The Level 4 Module, however, focuses
only on the development of technical skills among the participants.
Music Modules
The theory component of Level 1 Music Module consists of two parts, namely the basic
music theory and appreciation of music. The main objective of this component is to
enable students to write musical notes clearly and differentiate note values accurately.
It will also help students to understand the use of musical notes and musical terms and
read simple rhythms. Course content covers writing staff, key signatures, rest signature,
treble and bass clef, shape and note values, writing scales, formation of triad and simple
musical terms.
The musical appreciation component exposes students to classification of
musical instruments, shapes, structures and concepts and ideas in songs. The history of
the music of Malaysia is also being introduced. The main purpose is for students to
understand and appreciate the aesthetic values of the traditional music of Malaysia and
be able to differentiate traditional and modern music. Students will also be introduced to
the function and roles of music in the context of dance, play, ensemble, vocal and
instrumental music. Several types of songs introduced are traditional, ethnic, folk, and
contemporary songs. The technical skills introduced in the Level 1 Music Module
include playing ‘paluan kompang’, basic ‘paluan gendang muzik silat Kedah’, ‘paluan
marwas, paluan rebana Melayu’, ‘cak lempong’ and basic ‘gamelan’. In the Level 2
Music Module, the basic technical skills learned in Level 1 Module are further
developed.
The Level 2 Music Module emphasises western music techniques as well as
traditional musical rudiments. The objective is to enable students to write and
differentiate note values accurately and understand the concept of intervals. Students
will also be able to read simple rhythms fluently, write scales using correct musical
notations and understand the use of dynamics, key signatures and musical terms.
Course content covers bass clef, name and keys, form and compound notes, time
signature 6/8, key signature of 1 to 3 flats and 1 to 3 sharps, major and minor scales,
number notation, history and mnemonics of Malay drumming, timbre, musical intervals
and triplet.
Siti Eshah Mokshein, Zaharul Lailiddin Saidon & Brian Doig 25
The Basic Knowledge Test of Music for PBSB is however, confined to only the
basic music theory and not other aspects of the module due to time constraints of the
study and differences in emphasis of implementation by different trainers. A two-day
workshop on test development was conducted in the first week of April 2013 involving
four groups of test developers focusing on different aspect of PBSB effectiveness study
– music, dance, theatre, and survey questionnaire to gauge participants’ interest and
choice of future career among others. Workshop participants were exposed to the study
objectives and the PBSB modules. Three experts from the Music and Performing Arts
Faculty, UPSI were invited to develop the music test. A table of content was prepared
based on the modules to establish content validity and draft of items were then written
to make the test. The draft of the test was brought back to the faculty to be further vetted
and reviewed. Two weeks later, the draft of Basic Knowledge Test in Music for PBSB
was presented to the research team and it was accepted with some recommendation.
In May 2013, the research team then tried out the music test with 20 PBSB
participants from a primary school in Batang Padang District, Perak to find out the
suitability of language and terms used. The test was further refined based on the issues
encountered by participants while attempting the questions and also the views of the
trainer. The test was then finalised and used in the effectiveness study in July 2013. The
internal consistency of the test as measured by Cronbach alpha was 0.884. However,
further item analysis was not performed on data as the major focus of the PBSB
effectiveness study was to determine the overall effects from various perspectives and
the results were needed urgently. Therefore, this present study focuses on the item
analysis and revalidation of the test using dichotomous Item Response Theory (IRT).
Two files, namely data matrix file and data control file, were created from the dataset in
SPSS format before 1PL, 2 PL and 3PL analyses were performed on the data using
Xcalibre 4.2.
Why Item Response Theory (IRT)?
Even though the Classical Test Theory (CTT) is widely used by most educators at all
levels, several issues regarding CTT may affect the precision of the measurement and
subsequent analysis. Firstly, the number of correct responses or raw scores determines
ability. In reality, a test represents only a sample of items measuring specific objectives.
If different samples of items are administered, students will likely to obtain different
scores each time. Secondly, test difficulty is dependent on the test takers. If a test is
administered to different groups of people, different difficulty values will be obtained.
The same test administered to high ability students for instance, will yield lower
difficulty level compared with the test administered to low ability students. Thirdly,
students obtaining similar scores are assumed to possess similar ability level, regardless
of the difficulty of the items that they had answered correctly. Item difficulty is not
taken into account in determining the ability of the person. Thus, in CCT, the difficulty
of the test is dependent on the person’s ability and the ability of the person is dependent
on the test difficulty.
The Item Response Theory (IRT) addresses the issues highlighted above
successfully. Unlike the Classical Test Theory, in which the test scores of the same
examinees may vary from test to test depending on the test difficulty, item parameter
calibration is sample-free while examinee proficiency estimation is item-independent in
26 Malaysian Music Journal Vol. 5, Num. 1 (20-36)
ISSN 2232-1020
IRT (Chong, 2013). The IRT expresses the relationship between an individual’s
response to an item and the underlying latent trait, also called construct or ability or
proficiency. It is a probabilistic model whereby the probability of a person getting a
correct answer for a particular item is a function of his or her ability and item
parameters (difficulty, discrimination, guessing etc.).
The IRT is widely used in scoring tests and surveys and also in computer
adaptive testing (CAT). The IRT scoring takes into account the item difficulty and
discrimination. Items that are more discriminating, or more reliable, are weighted more
heavily, making IRT scores more reliable than number-correct scores. If different
examinees take different tests, the IRT scores adjust for the differences in difficulty
(DeMars, 2010). Additionally, IRT can be used in test or scale development. The IRT
analysis supplies indices of item difficulty and discrimination. Knowing the item
difficulty is useful when building tests to match the trait levels of a target population.
For example, the items on a fourth grade science test should not be so easy that the
average fourth-grader answers nearly all the items correctly, nor should they be so
difficult that the average student answers nearly all of them incorrectly. Similarly, an
instrument intended to measure the wellbeing of a college population should not consist
of items endorsed only by those with clinical depression. Another item index,
discrimination, is useful for selecting items that differentiate well between examinees
with low and high levels of the proficiency or attitude measured by the test items.
Together, difficulty and discrimination can be used to calculate the standard error of
measurement or reliability of the scores (ibid.). The units of the ability scale, called
logits, typically range from -4 to 4. They represent the natural logarithm of the odds for
success on the test items. For example, if a person succeeds on 80 per cent and fails on
20 per cent of the test items, the odds ratio for the success on the test is 4/1 = 4. Thus,
the ability score of this person is the natural logarithm of 4 (or ln 4), which is 1.39
(Dimitrov & Shelestak, 2003).
Hambleton, Swaminathan and Rogers (1991) stated that there are three IRT
models commonly used for dichotomous items, namely the one-parameter logistic
model (1PL model), the two-parameter logistic model (2 PL model) and the three
parameter logistic model (3PL model), so named because of the number of item
parameter each model incorporates. As the number of parameters in the model increases
(for example, from 1 to 2 to 3), the model becomes more flexible and thus, can provide
a more realistic reflection of how the expected response to each item is related to the
underlying ability. The c parameter (or guessing parameter) is the probability of a
candidate with very low ability to get a correct response on the item. DeMars (2010)
argued that even someone who does not have knowledge about the subject has a chance
to get a correct response in multiple choice items. Meyer & Shin-Zu (2013) stated that
3PL is the most common model for dichotomous items. The mathematical models for
1PL, 2PL and 3PL are shown in equations (1) – (3).
1PL:
Pi (θ) = ci + (1- ci) [ 1 + e –Da (θ-bi)] -1 ................................................................
2PL:
Pi (θ) = ci + (1- ci) [ 1 + e –Da (θ-bi)] -1 .................................................................
3PL:
Pi (θ) = ci + (1- ci) [ 1 + e –Da (θ-bi)] -1 -------------------------------------------------
where;
(1)
(2)
(3)
Siti Eshah Mokshein, Zaharul Lailiddin Saidon & Brian Doig 27
Pi (θ) = the probability that a candidate with ability theta (θ) will answer item i
correctly,
bi = difficulty parameter for item i;
ai = discrimination parameter for item i (in 1PL a = constant),
ci = guessing parameter for item i (in 1PL and 2PL models = constant)
n = number of items in the test
D = scale factor (D=1.72)
Two important assumptions in IRT are unidimensionality and local
independence. Unidimensionality means that only one single latent factor is measured
(ability/ proficiency), whereas local independence means that individual response on an
item does not depend on his/ her response on other items. Local independence will be
obtained if unidimensionality is met (Lord, 1980; Lord & Novick, 1968 in Hambleton et
al., 1991). Thus, exploratory factor analysis using SPSS was performed on the music
data in this present study to test whether the use of IRT analysis was appropriate for the
data.
Unidimensionality assumption also means that for a set of items in a test, each
person has only one theta value. Three factors were extracted in the exploratory factor
analysis on the data with factor 1 contributing to 32.9% to the total variance explained.
This is sufficient as according to Reckase (1979), more than 20% variance explained is
needed for accurate estimation (Reckase, 1979). The number of component extracted
and variance explained are shown in Table 2.
Table 2 Components extracted and total variance explained for the Basic Knowledge Test of
Music for PBSB (BKToM-PBSB)
Component
Initial Eigenvalues
Extraction Sums of Squared Loadings
Total
% of Variance Cumulative %
Total
% of Variance Cumulative %
1
4.606
32.901
32.901
4.606
32.901
32.901
2
1.609
11.492
44.393
1.609
11.492
44.393
3
1.150
8.216
52.609
1.150
8.216
52.609
4
.947
6.764
59.373
5
.922
6.586
65.959
6
.780
5.571
71.530
7
.603
4.306
80.706
8
.571
4.077
84.783
9
.509
3.635
88.418
10
.476
3.402
91.819
11
.458
3.274
95.094
12
.379
2.710
97.804
13
.307
2.196
100.000
28 Malaysian Music Journal Vol. 5, Num. 1 (20-36)
ISSN 2232-1020
Analysis of scree plot shows a big jump, indicating that possibly there is only one
dominant factor present in the test (de Ayala & Hertzog, 1991). Thus, the
unidimensionality and local independence are assumed and IRT analyses can be
performed on the music data. The scree plot obtained for the music data is shown in
Figure 1.
Figure 1 Scree plot of EFA for the Basic Knowledge Test of Music for PBSB
RESULTS AND DISCUSSIONS
Which Item Response Theory Model?
All the three parameter logistic models (1PL, 2PL and 3 PL) have the potential to be
used for the multiple choice test of Basic Knowledge in Music for PBSB. Which model
is most appropriate for the data, however, depends on several considerations such as
overall fit, comparison of -2*log likelihood (Thissen, 1991), graphical representation of
fit (Hambleton & Swaminathan, 1985) and distribution of chi-square statistics, z-
residual and other parameters (such as difficulty parameter, b and discrimination
parameter, a). The Xcalibre outputs from the three models as shown by the overall fit,
parameters and theta estimates, -2*log likelihood (-2LL), and graphical representation
of fit suggest that the two-parameter model (2PL) is the best model for the music data.
The 2PL model yielded the lowest -2LL and chi-square values. It also produced the
most stable distribution of theta estimates. In terms of item misfit, both 2PL and 3PL
models produced one item misfit (Item 3), whereas the 1PL model yielded six item
misfit (Items 1-3; and 9, 10, 13). Further analysis showed that these are easiest (Items 1-
3) and hardest items (9, 10, 13). Details of the output are presented in Table 3.
Siti Eshah Mokshein, Zaharul Lailiddin Saidon & Brian Doig 29
Table 3 Comparison of output for 1PL, 2PL and 3PL models
a) Overall Model Fit
Model
Item
Chi-square
df
p
-2LL
1PL
14
1033.208
196
0.00
6165
2PL
14
567.386
182
0.00
5557
3PL
14
581.209
168
0.00
5994
b) Mean and SE for Theta and Item parameters
Model
Parameter
Mean
SD
Min
Max
1PL
Theta
0.072
1.094
-2.120
2.126
b
0.00
1.00
-1.675
1.849
2PL
3PL
Theta
0.00
1.00
-7.000
7.000
b
-0.021
0.455
-0.793
0.844
a
Theta
b
a
c
1.016
0.024
0.552
2.068
0.240
0.417
1.026
0.635
0.691
0.024
0.512
-1.400
-0.275
1.000
0.208
1.846
1.830
1.577
3.238
0.292
c) Item Misfit
Model
No of Items
Item
Flag
1PL
6
1, 2, 3, 9,10,13
F
(Easiest and hardest items)
2PL
1
3
F
3PL
1
3
F
The 2PL and 3PL model output also showed similarities in the pattern of item
parameters. Even though the values differ, the order of item difficulty and item
discrimination holds the same for both models. Thus, the Item Characteristic Curves
(ICC’s) of the most discriminating item and the hardest item of 2PL and 3PL models
were explored to demonstrate the graphical representation of goodness-of-fit between
the two models. The ICCs for the items are shown in Figures 2 and 3.
The ICC’s of the two items (Items 2 and 9) showed that the 2PL model fit the
music data better compared with the 3PL model. Similarly, examination of test
information function (TIF) of both models also showed that more information is yielded
from the 2PL model (Figure 4). Accordingly, the cumulative standard error of
measurement (CSEM), an inverted function of the TIF, which estimates the amount of
error in theta estimation for each level of theta was smaller for 2PL model. Thus, 2PL
model fits the Basic Knowledge Test of Music for PBSB (BKToM-PBSB) the best.
30 Malaysian Music Journal Vol. 5, Num. 1 (20-36)
ISSN 2232-1020
2PL Model
3PL Model
Figure 2 ICCs of the most discriminating item
2PL Model
3PL Model
Figure 3 ICCs of the hardest item
Figure 4 Test information function (TIF) of the BKToM-PBSB
Theta and Item Parameter Estimates
Analysis of 2PL model showed that the theta estimates of the 437 PBSB students range
from -7 to +7.0 with the mean 0.00 and standard deviation equals 1.0 (Table 4). Theta
estimates for all calibrated items are represented in Figure 5.
2PL
3PL
Siti Eshah Mokshein, Zaharul Lailiddin Saidon & Brian Doig 31
Table 4 Summary statistics for the theta estimates
Test
Examinees Mean
SD
Skew
Min
Q1
Median Q3
Max
Full Test 437
0.000
1.000
0.587
-7.000
-0.721
-0.196
0.750
7.000
Figure 5 Theta estimates for all calibrated items
The mean for the difficulty parameter of the items, b, was -0.021, slightly lower than the
mean ability. The mean discrimination parameter for the items, a, was 1.016 (Table 5).
Table 5 Summary statistics for all calibrated items
Parameter
Items
Mean
SD
Min
Max
a
14
1.016
0.417
0.512
1.846
b
14
-0.021
0.465
-0.793
0.844
Item ID
P
R
a
b
Flag(s)
1
0.691
0.413
0.801
-0.793
2
0.606
0.613
1.635
-0.365
3
0.595
0.632
1.846
-0.330
F
4
0.506
0.432
0.840
-0.056
5
0.556
0.637
1.582
-0.224
6
0.554
0.511
1.055
-0.220
7
0.616
0.517
1.142
-0.419
8
0.446
0.587
1.194
0.121
9
0.307
0.366
0.678
0.844
10
0.373
0.255
0.512
0.654
11
0.414
0.493
0.859
0.287
12
0.458
0.464
0.789
0.133
13
0.398
0.280
0.541
0.494
14
0.596
0.407
0.758
-0.414
32 Malaysian Music Journal Vol. 5, Num. 1 (20-36)
ISSN 2232-1020
Item-person map
The item-person map shows the distribution of item difficulty and persons’ ability on
the same scale. The map shows that the test difficulty matches the ability of most of the
students. However, the test cannot provide any information about the very low ability
students (theta below -0.8) and the very high ability students (theta above 1.6) in music
(Figure 6).
Figure 6 Item-person map
The test also shows differential item functioning (DIF) as demonstrated in the subgroup
statistics (Table 6). The mean theta for secondary school students was much higher
(0.261) compared with the mean theta of primary school students (-0.275). Detailed
examination of the items did not suggest any element of bias in the questions. Thus, the
different group means could be due to the differences in the level of basic music
knowledge possessed by the two groups of students.
Table 6 Subgroup statistics for the full test
Subgroup
Examinees
Mean Theta
SD Theta
primary
201
-0.275
0.686
secondary
212
0.261
1.169
DISCUSSION
Results of the analyses showed that all the items in the Basic Knowledge Test of Music
for PBSB possess good psychometric characteristics except for Item 3 which has a ‘F’
flag, indicating that this item did not fit the model. Further examination of the item-
person maps, however, did not show much difference whether or not Item 3 is included
(Figure 7).
Siti Eshah Mokshein, Zaharul Lailiddin Saidon & Brian Doig 33
Full test of 14 Items
Test with Item 3 deleted
Figure 7 Comparison of item-person maps
Comparison of item parameters with and without Item 3 included also did not
show much difference (Table 7). In addition, Item 3 showed to have acceptable values
of difficulty (b) and discrimination (a) parameters. Furthermore, the difficulty and
discrimination parameters of the items also did not differ much whether or not Item 3
was included. This indicates that the exclusion of Item 3 did not improve the precision
of the parameter estimates. In addition to the above, the Item Characteristic Curves
(ICC) of Item 3 was compared with the ICCs of several other items such as Item 2, Item
6 and Item 7. The ICC of Item 3 is quite similar to that of Item 3 (Figure 8).
Table 7 Comparison of item parameters with and without Item 3 included
2PL 14 Items
2PL 13 Items
Item ID P
R
a
b
P
R
A
b
1
0.691
0.413
0.801
-0.793
0.691
0.413
0.837
-0.765
2
0.606
0.613
1.635
-0.365
0.606
0.576
1.414
-0.362
3
0.595
0.632
1.846
-0.330
4
0.506
0.432
0.840
-0.056
0.506
0.412
0.778
-0.045
5
0.556
0.637
1.582
-0.224
0.556
0.623
1.617
-0.214
6
0.554
0.511
1.055
-0.220
0.554
0.492
1.025
-0.212
7
0.616
0.517
1.142
-0.419
0.616
0.499
1.127
-0.410
8
0.446
0.587
1.194
0.121 0.446
0.578
1.196
0.130
9
0.307
0.366
0.678
0.844 0.307
0.372
0.699
0.837
10
0.373
0.255
0.512
0.654 0.373
0.259
0.517
0.659
11
0.414
0.493
0.859
0.287 0.414
0.503
0.895
0.287
12
0.458
0.464
0.789
0.133 0.458
0.472
0.823
0.137
13
0.398
0.280
0.541
0.494 0.398
0.277
0.546
0.500
14
0.596
0.407
0.758
-0.414
0.596
0.408
0.792
-0.396
34 Malaysian Music Journal Vol. 5, Num. 1 (20-36)
ISSN 2232-1020
Figure 8 Comparison of Item 3’s ICC with ICCs of other items
Since the parameter estimates of Item 3 were found to be sound, the ICC of the item
looked similar to ICC of other items that fit the model and the exclusion of the item did
not improve the precision of TIF and parameter estimates of other items. As the test
contained limited number of items, the researchers decided to include Item 3 in the test.
CONCLUSION AND RECOMMENDATION
The Basic Knowledge Test of Music for PBSB (BKToM-PBSB) was found to possess
good psychometric characteristics as reflected by the model fit, the item-person map,
reliability and validity of ability estimates, and the difficulty and discrimination
parameters. The item-person map showed major overlap between the item difficulty and
the students’ ability, indicating that for most students, the test difficulty matched their
ability. However, the test was too difficult for very low ability students and too easy for
the advanced level group in terms of basic music knowledge. This was anticipated as
students who participated in the study were expected to possess different levels of music
knowledge depending on the level of modules that they have completed. The means
ability for the two sub-groups (primary and secondary school students) were noticeably
different, with that of primary school students being lower than the secondary school
students. Since no elements of bias could be detected in the items, this suggests that
most students in primary school were at lower-level module while their counterparts in
secondary schools were mostly at more advanced level during the time of the test. It is
Siti Eshah Mokshein, Zaharul Lailiddin Saidon & Brian Doig 35
recommended that different tests be developed for different levels of modules that the
students undertake if BKToM-PBSB is to be used to complement the existing PBSB
assessment systems. Currently, some forms of assessments are conducted by the
individual trainers at the end of each level but the uniformity of the assessment is not
known and the results are not readily accessible, causing nationwide evaluation very
difficult.
REFERENCES
Chong, H. Y. (2013). A simple guide to the Item Response Theory (IRT) and Rasch modeling.
Retrieved from http://www.creative-wisdom.com/computer/sas/IRT.pdf, downloaded
on 2 March 2015.
de Ayala, R. J., & Hertzog, M. A. (1991). The assessment of dimensionality for use in item
response theory. Multivariate Behavioral Research, 26, 765-792.
DeMars, C. (2010). Item Response Theory: Understanding statistic measurement. New York,
NY: Oxford University Press, Inc.
Dimitrov, D. M., & Shelestak, D. (2003). Psychometric analysis of performance on categories of
client needs and nursing process With the NLN Diagnostic. Journal of Nursing
Measurement, 11 (3), 207-223.
Hambleton, R. K., Swaminathan, H., & Rogers, H. J. (1991). Fundamentals of Item Response
Theory. USA: Sage Publications, Inc.
Hambleton, R. K., & Swaminathan, H. (1985). Item Response Theory: Principles and
applications. Boston: Kluwer-Nijhoff.
Lord, F. M. (1980). Application of Item Response Theory to practical testing problem. Hillsdale,
New Jersey: L Erlbaum Associates.
Lord, F. M., & Novick, M. R. (1968). Statistical theories of mental test scores. Reading,
Massachusetts: Addison-Wesley.
Meyer, P. J., & Shi-Zhu. (2013). Fair and equitable measurement of student Learning in
MOOCs: An introduction to Item Response Theory, scale linking, and score equating.
Research & Practice in Assessment, 8, 26-39.
Reckase, M. D. (1979). Unifactor latent trait models applied to multi-factor tests: Results and
implications. Journal of Educational Statistics, 4, 207-230.
Siti Eshah Mokshein et. al. (2015). Penilaian keberkesanan program bimbingan seni budaya
(PBSB) di sekolah-sekolah Malaysia [Evaluation of the effectiveness of the cultural arts
program (PBSB) in Malaysian schools]. Malaysia: UPSI Publisher.
Thissen, D. (1991). MULTILOG user’s guide: Multiple, Categorical item analysis and test
scoring using item response theory. Chicago: Scientific Software.
BIOGRAPHY
Siti Eshah Mokshein is an associate professor (Educational Measurement & Evaluation) in the
Faculty of Education, Sultan Idris Education University since 2008. Prior to joining the
university, she spent many years of her career in the Ministry of Education Malaysia serving the
Federal School Inspectorate and the Educational Policy Planning and Research Division. She
obtained her PhD in Education from the University of Iowa, USA.
Email: [email protected]
36 Malaysian Music Journal Vol. 5, Num. 1 (20-36)
ISSN 2232-1020
Zaharul Lailiddin Saidon is an associate professor of Music Education at the Sultan Idris
Education University (UPSI), Tanjong Malim, Malaysia, where he teaches in music education
and marching band techniques. Zaharul currently serves as the Dean of the Faculty of Music and
Performing Arts at the university. He received his undergraduate degree in music education at
Southern Illinois University, and his master’s degree from University of Houston, Texas. Zaharul
is the founding member of the Malaysia Band Association and the Malaysian Association for
Music Education.
Email: [email protected]
Brian Doig is a senior lecturer in the Department of Mathematics, Faculty of Arts and
Education, Deakin University, Australia. He is an experienced survey developer and analyst. He
has been involved in international assessment studies, such as TIMSS and PISA. His research
interest include the use of the Rausch model for the analysis of ordinal data form surveys and
interviews.
Email: [email protected]
|
Malaysian Journal of Music Vol. 5 No. 1 (2016) | Carnatic, Music Education, mridangam, konnakkol, solkattu, tala | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/136 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/814 | South Indian Konnakkol in Western Musicianship Teaching | Konnakkol (or South Indian vocal percussion) is an important part of the classical music curriculum in South India. In that tradition, every music student (instrumentalists and vocalists alike) must be familiar with its concepts and theory. The unique aspect of this pedagogical tool is that it is also a performance medium on its own. Classical concerts in India have featured a konnakkol soloist performing a vocal percussion solo in the same way that a jazz concert may feature a drum solo. As a student of mridangam (the predominant percussion instrument in South Indian or Carnatic music), I have discovered that the rhythmic ideas of konnakkol are very relevant for a global music curriculum and have used these ideas in my teaching of Western musicianship at the Yong Siew Toh Conservatory (National University of Singapore). Although there have been books published specifically about konnakkol as a South Indian art, there has not been much written about how this art could be applied in the teaching of Western music. In this article, I will introduce the basic syllables of konnakkol to those without prior exposure to this art form and describe how konnakkol can be used in teaching Western musicianship. I will also explain how I have taught it as a memory aid for musical score study and as an improvisational device. The exercises I have used in my classroom teaching are based on traditional Carnatic practiceI inherited from my teachers; while the use of konnakkol in score study is part of my ongoing research and experimentation. Konnakkol is appealing in its beauty and allows students to express their musical rhythms in performance tempo (even when it is very fast). This relates directly to how music is felt internally by a performer and is precisely why it is of great use in Western music education. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/814/550 | [] | Tony Teck Kay Makarome 37
South Indian Konnakkol in Western Musicianship Teaching
Tony Teck Kay Makarome
Yong Siew Toh Conservatory of Music, National University of Singapore
e-mail: [email protected]
Abstract
Konnakkol (or South Indian vocal percussion) is an important part of the classical music
curriculum in South India. In that tradition, every music student (instrumentalists and vocalists
alike) must be familiar with its concepts and theory. The unique aspect of this pedagogical tool is
that it is also a performance medium on its own. Classical concerts in India have featured a
konnakkol soloist performing a vocal percussion solo in the same way that a jazz concert may
feature a drum solo. As a student of mridangam (the predominant percussion instrument in South
Indian or Carnatic music), I have discovered that the rhythmic ideas of konnakkol are very
relevant for a global music curriculum and have used these ideas in my teaching of Western
musicianship at the Yong Siew Toh Conservatory (National University of Singapore). Although
there have been books published specifically about konnakkol as a South Indian art, there has not
been much written about how this art could be applied in the teaching of Western music. In this
article, I will introduce the basic syllables of konnakkol to those without prior exposure to this
art form and describe how konnakkol can be used in teaching Western musicianship. I will also
explain how I have taught it as a memory aid for musical score study and as an improvisational
device. The exercises I have used in my classroom teaching are based on traditional Carnatic
practiceI inherited from my teachers; while the use of konnakkol in score study is part of my
ongoing research and experimentation. Konnakkol is appealing in its beauty and allows students
to express their musical rhythms in performance tempo (even when it is very fast). This relates
directly to how music is felt internally by a performer and is precisely why it is of great use in
Western music education.
Keywords Carnatic, Music Education, mridangam, konnakkol, solkattu, tala
INSPIRED BY CARNATIC PERCUSSION
Growing up in Asia, the classical rhythmic language of Carnatic music from South India
always attracted me and I started to take lessons on the mridangam about six years ago
from Mr. T.R. Sundaresan of the Singapore Indian Fine Arts Society. My current
teacher is Mr. ChettitharaveetilHaridasSreekanth (the resident mridangam tutor at the
Singapore Indian Fine Arts Society). Being trained as an orchestra conductor and jazz
musician, I had originally expected to merely learn a new way to count rhythmic
subdivisions as well as pick up an interesting percussion instrument. I had no idea that I
would encounter a new way of thinking about Western music and the teaching of
musicianship.
38 Malaysian Music Journal Vol. 5, Num. 1 (37-52)
ISSN 2232-1020
The rhythmic concepts in Carnatic music have been described in English by
musicologist Pichu Sambamoorthy in the 1950s (Sambamoorthy, 1954) but this text is
difficult to obtain outside of Asia. Meanwhile, legendary stalwarts like Trichy Sankaran
and T.V. Gopalakrishnan have written books in English about the art of playing
mridangam for a Western audience (Sankaran, 1994; Gopalakrishnan, 2007).
Umayalpuram K. Sivaraman also recorded a seven DVD set on the subject (in English).
Although Konnakkol and Solkattu (rhythmic words) appear in these documents as tools
used in the teaching of mridangam, only a few sources (Nelson, 2008)(Sankaran, 2009)
and (Abstract Logix, 2007) are available in English that are dedicated to the art of
konnakkol as a main subject. However, these documents focus on teaching konnakkol
as it is used in Carnatic music. Thus, the rhythmic motifs shown are eventually
combined into compositional forms such as koraippu, mora, and korvai (Sankaran,
1994). Please note that the anglicised spellings to refer to Carnatic musical terms come
from Trichy Sankaran (Sankaran 1994, 2009) and may differ with other authors. The
preference is personal and is due to my admiration for the maestro.
Initially, it appeared that Hoffman (1996) had already employed this approach
in teaching Western music when he created a method of rhythmic pedagogy called the
Takadimi System in the United States. Although he acknowledged that the syllables he
used resembled North Indian tabla syllables, he saw his system as an improvement of
the old French Time-Names system from the 19th century rather than a method
borrowed from Indian music. He described his method as ‘beat-oriented’. In simple time
(when beats are subdivided into two or four), the syllable, Ta, is used for the beginning
(or attack) of the beat and, Di, is used for the middle of the beat. Hence, Takadimi
represented four subdivisions of a beat where Ta is the first unit, Ka is the second, Di
the third (or middle), and Mi the fourth unit. In compound time, Ta is again used for the
attack of the beat while Ki and Da are the subdivisions (Ta-Ki-Da making up the three
subdivisions in compound time). This system also included specific syllables when
dealing with quintuplets and septuplets. Like similar ‘beat-oriented’ systems used in
Western music pedagogy, the Takadimi System used specific syllables for specific
positions of subdivisions in relation to the beat. So the Ta syllable will always represent
the attack (or beginning) of the beat. Despite similarities between the syllables used by
Hoffman and those found in Carnatic music, the Takadimi System could be considereda
more sophisticated version of other similar ‘beat-oriented’ systems used in Western
music teaching rather than a system similar to konnakkol.
In my opinion, konnakkol is a more flexible system. It is more than a system of
syllables used to represent subdivisions of beats (although this is an important
component). It includes beat displacement and other musical (or rhythmic)
manipulations that shift the accents to off beats. The freedom to keep the same syllabic
grouping even when the motif starts on the offbeat can allow for a better understanding
of musical situations where similar or exact motifs do not start on the same part of the
beat. This freedom makes connections between different points in the music clearer and
mirrors what happens in improvisation. In this system, we are also allowed to use
varying combinations to represent the same rhythmic grouping. For example, 8
subdivisions may be represented as 4 + 4 or 5 + 3 or 2 + 6, etc. This encourages more
musical variety and breathes life into what is normally a theoretical/mathematical
situation. These features have prompted me to find ways of incorporating such a fluid
system into my musicianship classes. Lockett (2008), a renowned percussionist, has
Tony Teck Kay Makarome 39
introduced konnakkol methods into drumset playing. Several prominent jazz drummers
(such as Steve Smith) have also demonstrated konnakol in their performances and
teaching. However, I have managed to find ways to use the system in score study as
well as the more natural usage in beat subdivision, groupings and polyrhythm.
Konnakkol is an ancient system with a deep theoretical tradition. My desire was to
borrow or tweak ideas and concepts from this system in order to facilitate the
development of musicianship skills in my students.
METHODOLOGY
This paper is a product of the musicianship module I taught at Yong Siew Toh
Conservatory. I was fortunate to have had great teachers who mentored me through
modelling (Sang, 1987). My mridangam teachers studied their art through a Gurukula
tradition (Pisharody, 1987). At a young age, students were sent to live with their
teachers for the sole purpose of studying the art of playing mridangam. The teaching
was done through oral tradition (which could be another form of “mentoring through
modeling”). My teaching methodology may be described as task and performance
modelling. The first class meeting with the students is spent on explaining the tasks
students would need to complete during each half of the semester. The tasks consist of
rhythm drills, singing drills, score reading exercises and sight-reading. After that, the
class turns into a tutorial-style setting where I demonstrate and practise the required
tasks with them. At times, the atmosphere would resemble an ensemble rehearsal where
the conductor (teacher) teaches the students on the proper music performance (the
tasks). The conclusions I reach in this article are based on student online feedback about
the class (and materials), and my assessments of each student at the beginning and end
of the module. Overall, the response and feedback from my students have been very
positive.
RHYTHMIC CONCEPTS FROM SOUTH INDIAN CLASSICAL MUSIC
Konnakkol and Solkattu
Konnakkol and solkattu are terms used to describe the rhythmic syllables employed in
South Indian classical music (also called Carnatic music) to vocalise rhythmic patterns
in songs or improvisations. The idea is to use syllables or words to represent percussive
sounds in a similar way that Do-Re-Mi syllables are used to represent melodic notes in
Western music. The syllables used in rhythmic vocalisation come from their traditional
association with different sounds produced on the mridangam (shown in Figure 1).
40 Malaysian Music Journal Vol. 5, Num. 1 (37-52)
ISSN 2232-1020
Figure 1 The mridangam
The different sounds produced on the mridangam (the main percussion
instrument of Carnatic music) are represented by syllables. These sounds are produced
either by a finger or part of the hand striking a specific part of the drum. The sounds
may also be created by a combination of left and right hand striking the drum
simultaneously. For example, the sound produced by the full left hand striking the left
drum head would be called Tha; while three right hand fingers striking the centre of the
right drum head (where the dark circle is) would be called Di. The four syllables Ta, Ka,
Di and Mi each correspond to a specific set of drum fingerings but may also be used to
represent four subdivisions of a single beat or pulse. The syllables may becombined into
one word: Takadimi. We can then use this word to represent four semiquavers. In
common time (4/4), four such sets of semiquavers would be vocalised as: Takadimi,
Takadimi, Takadimi, Takadimi. Over the course of my studies, I have learned that
Takadina or Tarikita or Kitataka or other such rhythmic words may also be used to
represent such a grouping of four. The choice of which rhythmic word to use depends
on the related fingerings on the mridangam but is also governed by musical
requirements of a specific piece of music (giving the performer a variety of syllabic
colours). This is especially true when it comes to vocal music or music of other
instruments such as veena or Carnatic flute. Other examples of commonly used
rhythmic words are Takita (three syllables: Ta-ki-ta) for a grouping of three and
Tadikitadoom (five syllables: Ta-di-ki-ta-doom) for a grouping of five. Although this
method of employing rhythmic syllables is used to teach rhythm, konnakkol is unique in
that it is also used as a performance medium in and of itself. Therefore it is common to
see konnakkol artists performing vocal percussion solos in a classical concert. I can
relate to this idea as a jazz musician because it is similar to what jazz singers do when
they sing scat (and mimic musical instruments).
Solkattu and the rhythmic subdivisions they represent
This is a good time to differentiate between the terms solkattu and konnakkol. Solkattu
refers to the words that represent rhythmic sounds while konnakkol refers to the
performance practice of using solkattu to create combinations of phrases and larger
structures. Using jazz scat singing as an analogy, Solkattu would represent a short
melodic motif (for example a word like ‘Shoobydoo’) while konnakkol would represent
the act of using that short motif in musical compositions or improvisations (for example
Tony Teck Kay Makarome 41
singing ‘Shooby-dooby-doo-dah-doo’ and so on). Even so, the two terms (konnakkol
and solkattu) are often confused and used interchangeably by teachers and practitioners,
although it is more common to see konnakkol used to refer to solkattu (rather than the
other way around). The following is a list of solkattu words and the number groupings
they represent (Sankaran, 2009):
Ta
= 1
Taka
= 2
Takita
= 3
Takadimi
= 4
Taka-Takita
= 5
(2 + 3)
Taka-Takadimi
= 6
(2 + 4)
Takita-Takadimi
= 7
(3 + 4)
Takadimi-Takajonu
= 8
(4 + 4)
Takadimi-Taka-Takita
= 9
(4 + 5)
This is the most basic version of these Solkattu groupings that is taught to
Carnatic music students. As you can see, after the rhythm words for 1, 2, 3, and 4,
namely Ta, Taka, Takita and Takadimi, the following numbers may be created from
combinations of these four basic Solkattu words. 5 is a combination of 2 and 3, and
recited as Taka-Takita; 6 is a combination of 2 and 4, and recited as Taka-Takadimi;
and 7 is a combination of 3 and 4, and recited as Takita-Takadimi.
It is helpful to note that 8 is Takadimi-Takajonu. A new word for 4 (Takajonu)
is added to the regular Takadimi so that the whole combination is heard as 8. If we
merely recited Takadimi twice, it is easy to lose track of the grouping of 8 when we
need to repeat the grouping many times. For example, if we recited
TakadimiTakadimiTakadimiTakadimiTakadimiTakadimi over and over, it will end up
sounding like groupings of 4; whereas when we recite many sets of Takadimi-Takajonu,
we will be able to hear them as units of 8. Try saying this really fast to yourself and you
will see the logic of using Takadimi-Takajonu.
In practice, it is rare to teach these number groupings as a separate theoretical
concept as Carnatic music students often learn these solkattu number groupings as part
of their instrumental (or vocal) curriculum. Western music students, however, may find
this way of presenting the groupings (as a list) helpful since they often think of rhythm
as being grouped by beat or pulse.
Phrase structures and groupings
South Indian classical music has a rather comprehensive theory relating tothe time
cycle. Its term for the time cycle is Tala and is akin to theWestern concept of time
signatures. For example one of its 175 SaptaTalas is a 4 beat time cycle called
ChaturasraJathiEkaTala. This means that a song set in this tala, has a 4 beat cycle that
keeps repeating (in the same way that Western music has a 4/4 time signature). In a
Carnatic music performance, you will often see the time cycle (or Tala) indicated
through a series of finger counts and claps. Where a Carnatic musician differs from a
42 Malaysian Music Journal Vol. 5, Num. 1 (37-52)
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Western musician is in the way he or she relates to the time cycle and its corresponding
beats. The following musical fragment will help to illustrate the difference.
Figure 2 A rhythmic fragment
As a Western musician (relating to the beats of each bar), I tend to count the
syncopated rhythm above as: One, Two And, Three, Four | One, Two, Three, Four
(where the italicised words correspond to where I would play the notes). A Carnatic
musician would interpret the rhythm as groupings of numbers. In this example, he or
she would think in terms of quaver subdivisions and group the rhythm as 3 + 3 + 4 + 2 +
4 (quavers). Then he or she would vocalise the rhythmic phrase as:
TakitaTakitaTakadimi Taka Takadimi (and play the notes at each "Ta" syllable). Using
the Carnatic musician's approach, a performer would think less of each bar line and
interpret the music in phrases. As a Western musician, I may think of a certain musical
phrase as consisting of four bars of 4/4 time while a Carnatic musician would think of
the same four bars as 32 subdivisions of quavers that may be combined in different
ways. In a way, this is akin to the Western concept of additive rhythm and allows a
performer to feel music in a linear manner rather than measure-by-measure.
TEACHING MUSICIANSHIP WITH KONNAKKOL
The main goal of musicianship is to teach our students to hear and feel music internally.
These apply to melodies, harmonic structures, and rhythmic variations. Often, a solid
sense of rhythm involves the ability to feel subdivisions of beats over a steady pulse.
For this reason, all the drills are to be performed from memory because this allows the
student to feel how the syllables relate to the main pulse without the distraction of
having to read notation. Also, I have found that students are able to apply these skills to
musical situations more easily if the drills are committed to memory. All the drills I use
in class have come from my mridangam teachers in some form or other (especially Mr.
T. R. Sundaresan and Mr. R. Karthikeyan).
Feeling the rhythm inside you
As mentioned above, the feeling of rhythmic subdivisions is an important habit for
musicians to acquire. The following are two drills (from many) I have used in class to
help students to achieve this internal feeling of subdivisions:
First, a metronome is set at crochet equals 60. The student then recites the
Solkattu groupings of 1 through 9, repeating each 4 times. In other words they will
recite: Ta TaTaTa, Taka TakaTakaTaka, etc. This allows the student to feel how each
beat or pulse is subdivided. Western music may have equivalents for groupings of 3 or 4
but not usually for 5, 7, or 9. Although this concept is from Carnatic music, a
mridangam teacher would not ask his student to merely recite subdivisions for their
Tony Teck Kay Makarome 43
own sakesince these groupings are used to create longer phrases for performing on the
drum. In Western music, training a student to feel precise subdivisions internally is an
important feature of rhythmic training. Over the years, many students have given
positive feedback about being able to learn how to sense quintuplets and septuplets
using this method. An additional tweak I added was to require the students to perform
the same exercise in quavers. In other words, the metronome would be set at quaver
equals 90 and each grouping is performed over two clicks (with the student clapping
along with the metronome). Ta would receive two metronome clicks per syllable, Taka
would receive one click for each syllable, and so on. Even though the tempo is slightly
slower at the crochet level, the real challenge comes when the student needs to clap
twice against the odd number groupings. The effect being 3 against 2, 5 against 2, or 7
against 2. Some simple polyrhythms. This drill is unique for its application in Western
music study because a Carnatic musician would not employ 5 or 7 against 2 in this
manner. This information comes from my current mridangam teacher.
The second drill is performed in triplet subdivision. In other words, each
measure in common time contains 4 sets of quaver triplets (as shown in Figure 3).
Figure 3 Triplets in common time
The metronome marking is a crochet equals 55 and the student has to recite
continuously a grouping of 8 subdivisions (Takadimi-Takajonu) for two measures in
three different speeds (each time doubling the speed of the syllables). At the first speed,
each crochet has three syllables associated with it (as shown in Figure 4):
Figure 4 Three syllables per crochet
Here, the grouping of Takadimi-Takajonu is recited 3 times over the 2 measures. Next,
the student recites the grouping twice as fast and each crochet will now have six
syllables associated with it, as follows (only 1 measure is shown in Figure 5 due to
spacing considerations):
44 Malaysian Music Journal Vol. 5, Num. 1 (37-52)
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Figure 5 Six syllables per crochet
Here, the grouping of Takadimi-Takajonu is recited 6 times over the 2 measures. Next,
the student recites the grouping twice as fast again and each crochet will now have 12
syllables associated with it, as follows (again only 1 measure is shown in Figure 6):
Figure 6 Twelve syllables per crochet
Here, the grouping of Takadimi-Takajonu is recited 12 times over the 2 measures. The
purpose of this exercise is to reinforce a student's internal feeling of the crochet pulse
and the triplet subdivision. The changing rate of syllabic vocalisation ensures an overall
security of tempo through diligent practice. This exercise is one that Mr. Sundaresan
taught me and is based on the concept of trikalam (Sankaran, 2009) where a short
phrase of syllables are repeated twice as fast, then four times as fast.
Groupings and syncopation
As mentioned above, rhythmic motifs such as in Figure 7 may be reinterpreted as
groupings of quavers.
Figure 7 Syncopated rhythmic fragment
In this case, it is 3 + 3 + 4 + 2 + 4. With solkattu syllables, this is recited as
TakitaTakitaTakadimi Taka Takadimi. When reciting while clapping the crochet beats
along with a metronome, even young children are able to understand the idea that
syncopations involve accents that do not conform to the crochet beats. In my classroom
teaching, I have developed several drills that use solkattu groupings to teach the student
to feel syncopations. One set of these drills involves reciting the solkattu at varying rates
of sustain. The example below shows where the word Takita is recited with each
syllable 3 semiquavers long, then 2 semiquavers, then 1 semiquaver; while Takadimi is
recited with each syllable 2 semiquavers long, then 1 semiquaver, then half a
semiquaver (as shown in Figure 8):
Tony Teck Kay Makarome 45
Figure 8 Exercise with varying lengths of syllables
Note the complex looking syncopations that have been created because we recited the
solkattu words at various rates. Since there are 6 distinct parts to this drill (i.e. a slow
speed Takita, a medium speed Takita, a fast speed Takita, a slow speed Takadimi, a
medium speed Takadimi, and a fast speed Takadimi), it is possible to permutate 216
different drills from the original drill. This gives us quite an exhaustive set of drills
designed to introduce many different syncopation situations. This method allows the
student to perform some interesting and difficult rhythmic combinations in a simple
way. Meanwhile, later analysis and visual connections with the written notation will
strengthen the student's ability to sight-read similar patterns in the future.
Groupings and polyrhythms
Another wonderful use of solkattu groupings is in the teaching of polyrhythms. I will
now explain how to teach a student to feel the polyrhythm of 3 against 4 as a model for
teaching other polyrhythmic combinations. First, we find the lowest common multiple
of 3 and 4. In this case, it is the number 12. In other words, 12 is 3 times 4; or 12 is 4
times 3. In this instance, I will start with the 12 subdivisions of four sets of triplets as
shown in Figure 9 and recite them as TakitaTakitaTakitaTakita. This gives us 4
groupings of 3s (as shown by the accents on the "Ta" part of each Takita):
Figure 9 Four groupings per measure
Next, we will keep the triplet subdivisions and regroup them into 3 sets of 4 by fitting
the word Takadimi three times over the subdivisions (as shown in Figure 10). When we
recite this as TakadimiTakadimiTakadimi, it gives us 3 groupings of 4s (as indicated by
the accents on the "Ta" part of each Takadimi):
Figure 10 Three groupings per measure
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In order to create the feeling of 3 against 4 it is necessary to get the student to perform
the two groupings simultaneously. First, I will ask the student to recite
TakitaTakitaTakitaTakita while tapping his foot on the ‘Ta’ of each Takita. This sets up
the initial 4 beats to the measure and the sense of 12 subdivisions. Next, while the foot
is tapping, I will ask the student to regroup the subdivisions into 4s and recite
TakadimiTakadimiTakadimi. Finally, the student will be asked to clap on the ‘Ta’ of
each Takadimi while the foot is still tapping 4 beats to the measure. This will allow the
student to feel 3 (the clapping) against 4 (the foot tapping). Again, a Carnatic musician
would not practise such a drill because this is a slightly simplified version of a concept
he or she would use in group improvisation (as I have learnt from my current guru, Mr.
ChettitharaveetilHaridasSreekanth).
Is there an equivalent in the teaching of Western musical instruments?
A key feature of Carnatic rhythmic groupings is that they are easier to articulate at faster
tempos due to the use of words that are easier to speak at a fast pace. Another feature is
that the beginning of each grouping is clearly articulated (in most cases this is done with
the syllable ‘Ta’). In Western musical instrumental teaching, I have seen a parallel in
the teaching of brass and woodwind instruments (Arban, 1982). Often, students are
taught to start phrases by saying the words Tu or Tee, and double tonguing passages
would involve articulation of words such as Tu-ku or Tee-kee while triple tonguing
passages would involve articulation of words such as Tu-tu-ku or Tee-tee-kee. I have
found that my students tend to accept the Solkattu syllables better after I point out the
similarities to Western brass or woodwind teaching. In fact, I have even allowed brass
students to substitute theirregular articulation of word ‘Tu-tu-ku’ for the Carnatic "Ta-
ki-ta" in our exercises, and their word ‘Tu-ku’ for the Carnatic ‘Ta-ka’, and so on. In
this way, the students are actually enhancing their own instrumental practice by
vocalising the rhythmic drills from our class.
SCORE STUDY WITH KONNAKKOL
Konnakkol is also a useful tool in the study and memorisation of musical scores or
structures. In Indian music, due to the fact that words (solkattu) are used to represent
rhythms, Carnatic musicians are able to memorise music of rather lengthy duration. The
effect would be similar to someone memorising lengthy pieces of poetry or prose. I am
old enough to recall that, as a high school student, I was required to memorise important
monologues from the plays of William Shakespeare and so the process of remembering
a series of rhythmic syllables would not seem too far outside the realm of possibility.
This process is also aided by the fact that musical compositions often have a poetry-like
structure where sections may be repeated or speech-patterns may emerge.
It is in this area where I believe I have contributed some new ideas with regards
to how konnakkol can be used. Traditionally, a konnakkol artist performing a lengthy
improvisation would organise his syllables into some artistic or poetic construction
(aesthetically controlled by what a listener might perceive to be a mathematical order).
This is the artistry of this music. What I started to do a few years ago was to use
Tony Teck Kay Makarome 47
konnakkol syllables to represent grouping of notes with the specific idea of using the
syllables as a memory aid. I found this method to be quite intuitive and made it much
easier to memorise longer sections of music. This proved to be an invaluable aid to me
as a conductor. An interesting outcome was that some previously hidden (to me)
features of the pieces revealed themselves through my Konnakkol verbalisations of
certain passages. These structural features or formations were not obvious through
regular harmonic and rhythmic analysis that employed methods from Western music
theory.
Let me take you through the learning of one such konnakkol piece so you may
get a better understanding of the process. The following musical passage will be written
out as if it were a poem to be recited. Each underlined group represents an equal length
of time. Here we will give the underlined group the time value of a minim (but this will
also depend on how the music is to be notated later). In the course of learning this
passage, you will also begin to notice some patterns inits compositional structure:
Takadimi
Ta
Takadimi
Takadimi
Takadimi
Ta
Takadimi
Takadimi
Takadimi
Takadimi
Takadimi
Takadimi
Ta
It is best to clap a steady pulse while reciting the passage above so that you may
experience it like a poem. Please try this experiment and repeat the stanza several times.
I hope you will feel (intuitively) the logic in the construction and also begin to
memorise the whole passage. In fact, the whole stanza begins to feel like a song to me
and you may find it easier to remember the passage using the syllables. We are also
aided by the fact that the composer employed repeating rhythmic elements that I will
describe below.
What do we notice about the construction of the stanza? The main feature that
caught my attention is the fact that the composer liked to highlight the number 3 by
repeating motivic material in sets of 3. The phrase ‘Takadimi Ta’ is developed by
repeating the word ‘Takadimi’ three times before the second ‘Ta’ appears. Next the
composer presented 3 sets of two ‘Takadimi’s’ before the third ‘Ta’ appears.
Here is another presentation of the same stanza where I have used the shortform
of ‘TKDM’ to represent ‘Takadimi’ but without the underlining. Perhaps this
presentation of the same stanza would make my point clearer in a visual way:
TKDM
Ta
TKDM, TKDM, TKDM,
Ta
TKDM-TKDM
TKDM-TKDM
TKDM-TKDM,
Ta.
I hope you are able to see the pattern of 3s in the stanza. This is an important
detail because the composer of the music represented by our konnakkol reinterpretation
was well-known for his link to the number 3. He liked the number 3 because it was a
symbolic number used by the Freemasons (an organization of which he was a member).
48 Malaysian Music Journal Vol. 5, Num. 1 (37-52)
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This mystery composer is none other than Wolfgang Amadeus Mozart and we have just
memorised the opening phrase of his Marriage of Figaro Overture (see Figure 11). I
have added the solkattu words to the notation of the main melody played by the strings
so that you are able to see the underlying rhythmic structure of this phrase and how this
is represented by the stanza of words above.
Figure 11 An excerpt from Mozart
It is interesting how Mozart's phrase does not consist of predictable four
measure segments. In fact, his phrase germinates from a simple rhythmic cell:
Takadimi, Ta. That rhythmic cell develops in a logical way over the course of 6
measures until it resolves in measure 7. First as 1 measure of Takadimi, Ta; then 2
measures of Takadimi, Takadimi, Takadimi, Ta; then 3 measures of Takadimi-
Takadimi, Takadimi-Takadimi, Takadimi-Takadimi, before resolving rhythmically to
the downbeat of measure 7. The numerical logic of the passage (i.e. 1 then 2 then 3) is at
once pleasing to our ears and yet slightly mysterious in its hidden pattern. However, it
does appear a little more obvious when recited as a konnakkol passage. This is the true
value of analysing the structure of musical compositions using this rhythmic method.
We are able to remember the structure logically and also uncover the underlying
patterns.
I have employed this method of solkattu syllables in my classes thatdeal with
score study (e.g. conducting or orchestral literature). My students have used solkattu
syllables to analyse musical compositions by Stravinsky, Richard Strauss, Bartok, Holst,
and Brahms. They have also generated konnakkol passages (similar to the stanza I
created for Mozart's overture above) that have greatly aided the understanding and
performance of the music they were studying. For me, a good sign that myWestern
music students have adopted this method is the many times I have observed them in
rehearsal communicating musical ideas about how to perform certain passages using
konnakkol. It has become their rhythmic language of choice.
IMPROVISATION WITH KONNAKKOL
In a traditional mridangam, curriculum, drum solos in different time cycles are first
vocalised and then played on the instrument. Some of these pieces are 15 to 20 minutes
long and may take weeks to learn. I am old enough to remember a time before YouTube
Tony Teck Kay Makarome 49
when I had to learn jazz solos from recordings or live concerts, so the Carnatic way of
teaching through oral tradition was not uncomfortable for me.
As part of my education, I learned new methods of developing motifs. One
example is how the South Indian musician augmented motifs by adding fragments to the
front of the motif rather than back end. There are also traditional ways to approach
cadential sections of a drum solo as well as ways to add coda sections that other
musicians (trained in the tradition) would be able to follow in real time. A lot of this
could be thought to mirror some practices in a jazz musician's education. As a jazz
bassist, I had to learn how to respond to reharmonisations a pianist may use in a
standard song or how to accompany a coda ending or vamp that a singer may feel
inspired to create on the spot.
The rhythmic concepts for improvisation in Carnatic music may be seen as
based in arithmetic and number play. If we were in a time cycle of 3 crochets, we would
have 12 subdivisions of semiquavers. Here a Carnatic musician may think of the 12
subdivisions as 4 + 4 + 4 (three groupings of four) and vocalise the rhythm as Takadimi,
Takadimi, Takadimi. In subsequent variations, he or she may regroup the subdivisions
as 3 + 4 + 5 (i.e. Takita, Takadimi, Tadikitadoom) or 5 + 4 + 3 (i.e. Tadikitadoom,
Takadimi, Takita). This creates variety but gives a sense of cohesiveness because the
number combinations are related presentations of three numbers that add up to twelve.
In Carnatic music, spaces or rests could be inserted into phrases to create more
interesting rhythmic effects. In a time cycle equivalent to the Western odd-time
signature 7/8, three measures would give us 21 subdivisions of quavers. A Carnatic
musician may choose to group the 21 subdivisions as 5 + 3 + 5 + 3 + 5 and vocalise this
as: Tadikitadoom, Tham, Tadikitadoom, Tham, Tadikitadoom. The "Tham" in the
phrase having the value of three quavers. This will allow the musician to create various
interesting number combinations. The original 5 + Tham + 5 + Tham + 5 could be
modified as 4 + Tham + 5 + Tham + 6, or 3 + Tham + 5 + Tham + 7.
The default subdivision of each beat (or pulse) in Carnatic music is often four.
This is equivalent to the Western music practice of dividing a crochet into 4 quavers. It
is quite common for a Carnatic musician to switch to a different subdivision of the beat
during improvisation and create a special section of the piece that subdivides the beat
into five, six, seven or nine. One interesting way to use this device is to reinterpret the
same musical phrase with a different subdivision of the pulse. In the time signature of
five-four time there would be 20 subdivisions of quavers per measure (with each crochet
subdivided into four.) Here, three measures would give us 60 subdivisions. A musical
phrase composed of 60 subdivisions could be grouped as 6 + 6 + 6 + 3 + 6 + 6 + 6 + 3 +
6 + 6 + 6, and the rhythmic vocalisation could be:
TaTadikinadoon, TaTadikinadoon, TaTadikinadoon, Tham;
TaTadikinadoon, TaTadikinadoon, TaTadikinadoon, Tham;
TaTadikinadoon, TaTadikinadoon, TaTadikinadoon.
This simple example utilises ‘TaTadikinadoon’ for six subdivisions and ‘Tham’
for three subdivisions. If we switch to a subdivision of six per beat in each measure of
five-four time, we would have 30 subdivisions since each beat is now a semiquaver
sextuplet. The same phrase would be completed in two measures (of sextuplets) instead
50 Malaysian Music Journal Vol. 5, Num. 1 (37-52)
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of the original three measures (of semiquavers.) The beauty of this sort of improvisation
lies in the connection between the changing subdivisions of the beat.
Improvisation is the creative offspring of musicianship training. The
improvisational concepts and ideas from konnakkol practice may be taught to students
through a series of games that explore spontaneous creativity. I have found that the
konnakkol-based improvisations enhanced the compositional sensibilities in my
students while solidifying their musicianship skills.
SUMMARY AND CONCLUSION
In the area of rhythm and structure, konnakkol is a great, untapped resource for Western
music students. The advantage of using konnakkol and solkattu in musicianship
teaching includes the ease of articulating rhythms at the actual performance tempo. Try
to say ‘One-E-And-A, Two-E-And-A’ at a fast tempo (let us say crochet equals 120)
then try it with the solkattu equivalent of ‘Takadimi, Takajonu’ and you will instantly
understand the advantage of the more natural articulations offered by the Carnatic
method. Another useful feature of konnakkol is the simple fact that rhythms are
expressed as words. This makes it very easy to translate rhythmic patterns into internal
rhythmic feeling for the student (or performer). Related to using words to express
rhythms is the idea that we can combine the words into phrases or larger stanzas (just
like in poetry) that facilitate music learning and memorising. This is an invaluable aid to
students and performers alike. In fact, all my musicianship students had to memorise a
specific 2-minute passage from Stravinsky's Rite of Spring using konnakkol syllables
(as part of their classroom work). Furthermore, the improvisational concepts borrowed
from traditional konnakkol practice also aid in the development of creative impulses in a
music student. The facility with which ideas can flow in improvisations can lead to
compositions or just strengthen the musicianship skills of the learner. The ability to
vocalise the rhythmic phrases of music you will play on your instrument is a great aid in
developing that elusive element often called "feel" or "groove". The security of
rhythmic vocalisation also ensures a more solid performance with fewer errors (as well
enhance the ability to recover from mistakes made during the performance).
So far, the chief disadvantage I have encountered is acceptance of the method
by peers. I am pleased to report that once you explain yourself clearly, most teachers
would understand and appreciate the simplicity and versatility of the konnakkol
approach. In the past, when I have shared my ideas about the use of konnakkol in the
teaching of Western music (with other teachers), the question often arises about how to
gain acceptance with colleagues in the music department. It is often useful to point to
similarities the konnakkol system already shares with Western music teaching practices.
A simple example would be what I had mentioned had earlier about brass players
employing their own set of syllables for articulation. Many brass teachers would teach
the syllables ‘Tu-ku’ or ‘Tu-tu-ku’ to their students to help with their tonguing. It would
not be a stretch to see the similarity between those syllables and the Indian solkattu of
‘Ta-ka’ and ‘Ta-ki-ta’. An interesting observation is that most of my brass students
found an improvement in their articulation after studying konnakkol. I have learnt this
from some verbal feedback from former students. Konnakkol has a certain degree of
flexibility in that some variation in the pronunciation of the words is acceptable as part
Tony Teck Kay Makarome 51
of the tradition. For example, ‘Takadimi’ may be pronounced as ‘Dagadimi’ (especially
at high speeds) without losing its value as a word that indicates a subdivision of 4. It is
common for teachers who came from different schools of mridangam to use slightly
different syllables to express similar rhythmic combinations. It is this flexibility that
facilitates acceptance by students from a different culture. In Western music study and
performance, there is also a need for a way to express larger number groupings.
Typically, although there are syllables for grouping of 3 or 4 (like One-E-And-A),
Western music students are not taught rhythmic syllables for groupings of 5, 6, 7 and so
on. This is where konnakkol can enrich the Western music curriculum. The modern
music my Western music students performs often contains odd number groupings such
as quintuplets, septuplets and larger ones. The simple way konnakkol expresses quite
complex subdivisions of the beat have helped my students to develop a sense of
accuracy when they encounter such music. I am aware of this improving sense of
rhythmic accuracy when I compare their musical skills from the beginning and end of
the module I taught. As mentioned before, a method called ‘Takadimi’ or ‘The
Takadimi System’ has found an audience in some school curriculums in America
(Hoffman, 1996). However, I feel that they have only employed the subdivisional
aspects of the syllables and have not explored the compositional and organisational
potential of konnakkol. For example, a simple but effective practice in konnakkol is to
count the time cycle with hand movements. The Western music equivalent would be to
sight-sing while conducting the beats of the measure. The hand counts free the Carnatic
musician from having to indicate the beginning of beats with a Ta and allowssyncopated
rhythms to be accented with a Ta on the offbeat. This more correctly mirrors how music
behaves.
In conclusion, I have only covered a small amount of theoretical material and
classroom exercises. The online student feedback I have received over the years have
indicated that my Western music students responded well to my use of konnakkol to
help them in their music study. My continuous assessment of their progress through the
module also reflects positive benefits of this Carnatic method. I hope that this article
will open your mind to the potential for more experimenting and research. I have even
used the konnakkol approach to teach musicianship workshops for the National Arts
Council (Singapore) and Perkamus (Malaysia). There is much more to discover in terms
of how we can use these tools borrowed from Carnatic musical tradition to teach
Western music. The result may be that we will have a common musical language in the
future to explore the music of various cultures and even break new ground towards
creating new musical horizons.
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Sambamoorthy, P. (1954). South Indian music (Book IV). Madras: The Indian Music Publishing
House.
Sankaran, T. (2009). The art of konnakkol (solkattu). Toronto: Lalith Publishers.
Sankaran, T. (1994). The rhythmic principles and practice of South Indian drumming. Toronto:
Lalith Publishers.
SwathiSanskriti Series. (2008). Mridanga Chintamanih: Level 1 to Level 4. [DVD set].
Alwarpet, Chennai: Umayalpuram K. Sivaraman.
BIOGRAPHY
Conductor, composer and bassist, Tony Makarome is Associate Professor at Yong Siew Toh
Conservatory. He has DMA (Orchestral Conducting) from USC. His teachers include George
Monseur, AttilioPoto, Robert Spano, MiroslavVitous, Herb Pomeroy, T.R. Sundaresa and
ChettiharaveetilHaridasSreekanth (Singapore Indian Fine Art Society). He was conductor of
NUS Wind Symphony. His Scifi Lounge (2006) premiered in Bangkok and Name with No Street
in Shanghai. Other works include East Wind (solo percussion) and his opera, Faybulous at
Pawley’s Island Music Festival. His arrangements of the ‘Seven Steps to Heaven’ and ‘Asiana’
were performed by Singapore Chinese Orchestra and China Broadcasting Folk Orchestra
(Beijing). As bassist, he performed with Louis Bellson, Tony Bennett and Quartet West. He has
been amridangist in Chennai. He is a leading pedagogue of solfége and jazz. In summers, he is
an award-winning teacher at Walden School (USA). Current projects include Esplanade’s Jazz
Program and course for Perkamus.
Email address: [email protected]
|
Malaysian Journal of Music Vol. 5 No. 1 (2016) | heritage, memory, music notation, preservation | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/136 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/815 | Notating Heritage Musics: Preservation and Practice in Thailand, Indonesia and Malaysia | Historically, notation in Southeast Asia has been used for musical documentation and preservation rather than functioning as a medium for realising music during performance. As a consequence, today both heritage and hybrid forms of script such as Balinese ding dong notation and Javanese kepatihan cipher notation play only a minor role in the musical expression of this region’s predominantly aural-based forms. When musical notation is used, it may be found written on a variety of traditional and modern medium including palm leaves and plain paper to computer programs with specialised fonts or even cell phone text messages. In this article, I observe notation in three distinct traditions existing along a continuum from preservation to innovation. Despite technological advancements and the availability of Western staff notation, diverse forms of indigenous musical notation primarily serve to sustain traditions and aide the memory of musicians for teaching and learning. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/815/551 | [] | Made Mantle Hood 53
Notating Heritage Musics: Preservation and Practice in
Thailand, Indonesia and Malaysia
Made Mantle Hood
Faculty of Human Ecology, Universiti Putra Malaysia
e-mail: [email protected]
Abstract
Historically, notation in Southeast Asia has been used for musical documentation and
preservation rather than functioning as a medium for realising music during performance. As a
consequence, today both heritage and hybrid forms of script such as Balinese ding dong notation
and Javanese kepatihan cipher notation play only a minor role in the musical expression of this
region’s predominantly aural-based forms. When musical notation is used, it may be found
written on a variety of traditional and modern medium including palm leaves and plain paper to
computer programs with specialised fonts or even cell phone text messages. In this article, I
observe notation in three distinct traditions existing along a continuum from preservation to
innovation. Despite technological advancements and the availability of Western staff notation,
diverse forms of indigenous musical notation primarily serve to sustain traditions and aide the
memory of musicians for teaching and learning.
Keywords heritage, memory, music notation, preservation
BACKGROUND
In addition to a diversity of regional forms of notation, Southeast Asian music
practitioners also have similar systems of notation based on numbers. Numerical values
assigned to musical pitches first appeared in Europe in a system called cipher notation
that would eventually influence Southeast Asia. As with East Asian traditions such as
Chinese music, practitioners of Thai mahori and khruang sai ensembles have adapted
this type of cipher system based on numerical representations and a tablature format
(Miller, 1992, p. 205-08). Central Javanese gamelan musicians in Indonesia also teach
their conservatory-trained pupils using a cipher system called kepatihan (Becker, 1980,
p.17). Many church choirs throughout much of Indonesia sing hymns in polyphonic
counterpoint with soprano, alto, tenor and bass parts written out for Sunday Mass in
beautiful harmony using only numbers typed on a page. In Malaysia, innovative
notation systems help sustain and develop the teaching of lagu melayu asli’s idiomatic
improvisatory embellishment style (Arshad, 2015, p.4). In all of these examples,
notation reminds musicians of their music’s principal melodies and fundamental
rhythms. In this article I will argue that, save for a few exceptions such as the church
54 Malaysian Music Journal Vol. 5, Num. 1 (53-73)
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choirs above, notation in Southeast Asia is seldom used in the context of performance. It
is accurate to describe traditional notation systems existing along a continuum from
preservation, where principal melodies and musical forms are documented and revisited
to aide memory in the learning process, to innovation, where musicians design new
written symbols and appropriate existing ones to transmit melodic detail from teacher to
student. Here, aural tradition brings music notation to life and aural tradition dominates
the heritage ensembles and musical landscape in Southeast Asia.
THAI CLASSICAL MUSIC NOTATIONS
Three principal notation systems are used in Thailand today: Western staff notation,
Thai solfege and tablature notation. Each system has expanded musicians’ ability to
record and document more detailed rhythmic and melodic representations of
instrumental, chamber, orchestral as well as vocal music traditions. Yet, none of these
have become indispensable for Thai musicians in performance. This theme of oral
tradition being relatively free from a dependency on written notation for performance is
repeated throughout mainland and insular Southeast Asia.
Western staff notation arrived more than 200 years ago when two French
visitors to the Siam royal kingdom notated short excerpts of court melodies in Western
staff notation. Today, Western staff notation is principally used for piphat ensembles.
The hard mallet ensemble called piphat mai khaeng has one or two circular gongchimes,
xylophones and a quadruple reed instrument called pi. The soft-mallet ensemble (piphat
mai nuam) has the above instruments but includes a bowed lute (so u) and a flute (khlui
phiang). Also based on the hard-mallet ensemble is the piphat mon with “horseshoe-
shaped Mon gong circles and a pi mon quadruple reed wind instrument with flared bell”
(Miller, 1992, p. 202). In each of these ensembles, western staff notation is used but
does not precisely correspond to Thai tuning systems.
Because of the nature of Thai tuning systems, western staff notation remains
inadequate for accurately representing actual pitches for this system that has “seven
more or less equidistant pitches (171.4 cents each) within the octave” (Miller, 1992, p.
200). Each of the seven principal tones builds a pentatonic mode or tonal centre upon
itself that Thai musicians call thang. Thus there are seven possible thang in Thai music.
One of the more common modes is thang nai built up from the staff note G with the
pentatonic series G A B D E. When thang are notated in Western staff notation,
accidentals are used to indicate the intervallic structure. All thang appear to have the
same intervallic structure: maj 2nd, maj 2nd, min 3rd, and a maj 2nd in the modes B♭ C D F
G; F G A C D; E♭ F G B♭ C. The only exception is a mode called thang klang but there
are no known compositions in this mode. Notated pieces that modulate to different
thang maintain the same, or similar, intervallic structure and are differentiated as much
through tessitura as they are instrumentation, dramatic context, or other extra-musical
phenomenon.
When Thai compositions modulate from one tonal centre to the other, a score
with unconventional accidental combinations may resemble chromaticism compositions
as the one found in Figure 1. The ‘skeletal’ melody or essential melody called tham
nong Saradtha is similar to the part played by the large gong circle called khong wong
Made Mantle Hood 55
yai. However, it is the only instrument that plays this melody in the ensemble
(Sumrongthong and Sorrell, 2000, p. 70). Fifteen compositions for several ensembles
including piphat such as ‘Khamen Sai Yok’ have been published in two editions called
Thai Classical Music Book I (1961, 1971) and a further 28 compositions have been
published in the Silapakon Fine Arts Magazine (Miller, 1992, p. 201).
Figure 1 Thai staff notation of ‘Khaek mon pang khun phrom’, sam chan with accidentals
indicating various tonal centres or thang (Source: Miller, 1992, p. 212).
Each thang has its own extra-musical associations to repertoire, instrumental
accompaniment and ‘national accent’. Thai music constructs itself around major and
minor rhythmic accents in a given melody with the ching-chap, a small pair of bronze
cymbals, producing open (ching) and closed (chap) strokes, the former less emphasised
than the later. Notations identify regional and trans-national rhythmic styles where:
A great number of Thai compositions of the sepha variety (tuneful,
entertainment pieces) are composed in various national “accents” (samniang).
The most usual are Thai, Lao, Khmer (Khamen in Thai pronunciation),
Khaek (meaning Muslim and implying India or Malaysia), and Mon. Less
common are Phamah (Burmese), Chin (Chinese), Yuan (Vietnamese), Yipun
(Japanese), and Farang (Western). Each ‘accent’ is customarily notated in a
particular key in staff notation, e.g., Khmer in F, Lao in C, Mon in B♭, Thai
in F, etc. But where these written symbols are realised on the instrument
depends on the ensemble (Miller, 2000, p. 202).
Western staff notation orients the usual end-accented Thai rhythmic pulse, as is
the case with Javanese gamelan discussed below, at the beginning of a measure instead
of its end. This can be problematic for uninitiated practitioners; however, Western staff
notation does succeed in documenting in detail Thai piphat orchestral performance.
While Western staff notation adequately represents the piphat, Thai script adds the
56 Malaysian Music Journal Vol. 5, Num. 1 (53-73)
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nuances of writing, prose and speech to indicate the vowel sounds of the solfege system.
In this way, Western staff notation helps bridge the gaps along the continuum of
notation usages where students may utilise multiple resources in the learning process.
More Thai musicians make use of solfege than any other notation system in
Thailand. This standard notation void of detailed embellishments provides only
principal melodic pitches and a basic rhythmic framework from which a number of
individual instruments may derive their parts and improvise. The syllable initials used in
Thai are based on the Western system: do, re, mi, fa, so (or son), la, ti.
Figure 2 Solfege syllables and notation for khlui flute demonstrating the adaptation of the
Western ‘do, re, mi’ system to Thai script. (Source: Chonpairot in Miller, 1992, p. 214)
In Figure 2 of the khlui flute notation, solfege lines are read from left to right
and from top to bottom. Vertical lines subdivide notes into quadratic measures. The
rhythmic subdivisions in this system of notation for Thai music, which are almost
exclusively duple, have four semi-quavers or sixteenth notes per bar. The beat is felt at
the end of bars and groups of four receive accents based on the ching chap rhythmic
pattern. However, the ching and chap may have different positions depending on the
designated chan rhythm (for example, sorng chang, sam chan, etc.). The syllables and
Made Mantle Hood 57
initials of the solfege system in Figure 2 appear in the first box with cipher tones 1
through 7 below. In the khlui flute notation, hyphens extend the value of a note where
the smallest subdivision in the solfege system is a sixteenth note. If only two syllables
appear in a measure, these constitute two eighth notes. If there is only one, it is a
quarter note. Octaves are not notated save for a few notations that make use of dots
above or below a syllable indicating higher or lower pitch respectively.
Musicians realise solfege notation in performance based on the idiomatic
conventions of their instruments. As with other oral traditions, Thai music in practice
goes beyond what is notated by interpreting the score and include stylistic ornaments,
shifts of rhythm, slides, tone bends and other aspects of a predominantly rote system of
transmission. In the solfege notation system, musicians only read a generic
representation. Much more musical detail is revealed in Thai tablature.
Tablature notation is perhaps Thailand’s most precise and detailed written
system used by instrumentalists who require accurate reproductions of their teacher’s
hand positions, finger placements, bowing techniques, and melismatic passages.
Instrumental teachers keep personal collections of tablature notation for teaching both
group lessons and private tuition that provides a document for students to faithfully
reproduce their particular style. Some of these notations appear in cipher format such as
those of Associate Professor Panya Roongruang, the current dean of the Faculty of
Music at Bangkokthonburi University, but these are exceptional (Morton, 1975, p.viii in
Miller, 1992, p.205). The majority of cipher notations appear as tablature where
numbers indicate a particular fret, string, or hand position for fiddle players (so sam
sai), or various finger hole combinations for flutists (khlui).
Figure 3 Tablature notation of ‘Lao tam nern sai’ with ciphers for the so duang two-stringed
bowed fiddle (Source: Banchongsilpa in Miller, 1992, p. 211).
The Thai tablature in Figure 3 designates the numerical value of ‘0’ for a bowed
fiddle’s open strings. The open strings of the so duang, a higher register two-stringed
bowed fiddle that leads ensembles, are tuned to G and D. Numbers above the horizontal
line correspond to D. Finger positions then follow from 0 up four more tones with the
numbers 0 1 2 3 4 corresponding to d e f g and a. The same numbers and finger
positions follow from the lower pitched G string. Ties indicate slurs between notes as
in, for example, a slide from 4 to 3.
58 Malaysian Music Journal Vol. 5, Num. 1 (53-73)
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From the modern Thai musical notations of Western staff and tablature, we turn
now to more ancient forms of musical documentation in Indonesia where, as with
mainland Southeast Asia, Sanskrit and indigenous script notations have had a long
history and a lasting influence on present-day practices. Considering the continuum of
notated examples from preservation to innovation under purvey here, it is evident that
these belong in the realm of preservation.
THE POWER OF WRITTEN TEXTS
Deeply imbedded in written documents and musical notation, is the ancient belief in
Southeast Asia generally and Indonesia in particular, that written documents are often
considered venerated objects of mystical power and spirituality. Script characters may
serve as emblems of religiosity and become departure points for philosophical discourse
among readers and interpreters. Singing written texts and making textual interpretations
is still maintained in 21st century Southeast Asia in many areas of the region. From texts
about science, medicine, architecture, magic spells and also music, reverence for written
resources still permeates many parts of the Indonesian archipelago as evidence of what
Balinese call aksara, or the power of written texts.
In Bali, some of the earliest historical writings in both Sanskrit and Old
Balinese script appear from the 9th century on stone and copper tablets. These texts
provide a glimpse into the early literary activity in this part of Southeast Asia.
Throughout its history, writing helped legitimise the power of royal rulers who used the
imported Indo-European form of Sanskrit to legitimise their place as descendants from
the pantheon of Hindu deities. Royalty and religious figureheads used the local
Austronesian form of writing to control and administer those beneath them, the local
Balinese government, taxation and public infrastructure (Wallis, 1980, p. 6).
Gamelan music and written symbols have long been linked to cosmology.
Notation therefore, is the “ultimate link between cosmological and earthly spheres of
existence [and] is emblematic of Balinese reverence for literature and the written word
as tools for accessing sacred power” (Tenzer, 2000, p. 34). Because royal courts were
the centres of political and spiritual power, court orchestras and their music were
automatically considered extensions of this power. It is important to note here that
musical treatises and notations still carry these connotations of sacredness and
reverence.
However, this does not explain how musical notation established its extra-
musical associations to religious symbolism and spiritual power. Nor does it give a
clear indication of how preservation, rather than innovation, in this type of musical
notation has been emphasised in the tradition. In order to answer this question, it is
necessary to examine an 18th century Balinese musical treatise called Prakempa as an
example of the interconnectedness between literary writings and the mystical and
religious symbolism of musical notation. As will be discussed below, this text explains
the conception of Balinese tuning systems such as pelog and salendro and gives insight
into one of the oldest notation examples on the island: notasi gambang.
Made Mantle Hood 59
Figure 4 Pangider Bhuwana mandala-like cardinal directions that ascribe musical tones to the
pantheon of Hindu-Baliense gods and their representative colours (Source: Bandem, 1980, p.14
and Tenzer, 2000, p.36).
The Prakempa, one of Bali’s earliest writings on musical aesthetics, philosophy,
technique and ethics, is a treatise that likely dates from the late 18th or early 19th century
(Bandem, 1986, p.7). The manuscript makes cosmological associations between musical
tones, the pantheon of Hindu deities, the cardinal directions of the universe and a pallet
of colours and their spiritual associations. In the passages of the text, the Prakempa
insists that students of gamelan music pay proper respect to music instructors and their
teachings. Its stanzas guide practitioners towards cultivating awareness that bronze is a
medium for not only providing music for rituals, but also to sound out the tones of the
gods. This symbiotic relationship has permeated written texts and notations of gamelan
music for generations.
The 18th century manuscript also describes specifics about the structure of
musical form, provides characters and symbols for notating scale tones, and detailed
descriptions of musical ensembles. According to the Prakempa (Stanza 5 in Bandem,
1986, p.1), all of these elements are linked to the origins of the Balinese universe itself.
Three written letters called wisah, taleng and cecek stand for the universe’s embodiment
in the Hindu Trinity: Brahma, Wisnu and Shiva. This means sound, and therefore,
music itself is notated according to symbols that represent the divine origin of the
universe.
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Ten musical tones map out along the directions of the universe along with the
creation of heavenly and earthly bodies: the sun, moon and stars, light, rain, wind,
rocks, trees, plants, animals and all living/breathing creatures belonging to the ‘Five
Dimensions’ or ‘Panca Maha Buta’. The three symbols of the Hindu Trinity also emit
an array of colours beaming to all the cardinal directions. For example, shining in the
West is the colour yellow, the symbol of the God Mahadewa, the musical tone called
deng and its written letter, Tang. In the South, the God Brahma resides with the colour
red, the musical tone ding and the letter Bang. All together, the universe contains 10
tones, gods, directions, colours and their appropriate written script characters as outlined
in the following compilation of text, descriptions and illustrations from the Prakempa:
The 10 tones were grouped into two groups of five tones each. The first group
called patut pelog (Panca Tirtha) corresponds to the principal Hindu deities Wisnu,
Brahma, Iswara, Mahadewa and Siwa.1 These major gods also correspond to the
principal cardinal directions of the universe, North, South, East, West and upper Centre
and their notation symbols are the most commonly employed in musical practice today.
The second group of tones called patut slendro (Panca Geni) corresponds to the
secondary or subsidiary deities Sambu, Mahesora, Sangkara, Indra, Buddha and their
directions Northeast, Southeast, Southwest, Northwest and lower Centre. Together,
pelog and slendro make up the ‘universe of sounds’. This universe reverberates through
various pentatonic and heptatonic scale derivatives found in ensembles such as the large
ritual bronze gamelan gong gede orchestra, the seven-tone palace orchestra called
‘semar pagulingan’ or the seven-tone bamboo xylophone gamelan gambang. The latter
is one of Bali’s oldest indigenous ritual ensembles that pre-dates the arrival of the
Hindu-Javanese empire in the 14th century. It also uses one of the oldest indigenous
notation systems: notasi gambang.
Notasi gambang is one of two types of Balinese script notation (the other is
notasi ding dong which will be discussed later). Notasi gambang is one of only a few
non-standardised regional notation systems that uses different script characters for
different octaves. By comparison, the more modern and standardised notasi ding dong
and some cipher notation systems in Thailand or Java maintain the same script character
but use a dot above or below it to indicate higher or lower pitches. Notasi gambang
script characters are not identical but vary slightly depending on the specific region or
even the particular tendencies of a writer. The version presented here is from the village
of Tebola, Sidemen in the Eastern part of the island.
Lower and uppercase letters below Balinese script characters stand for the
vowel sounds of each pitch. Each script character has its own name. In Figure 5, I O A
E U a o are called cecek, wa, guru, taleng, kapal, bisah, and windu respectively.
Made Mantle Hood 61
Figure 5 One of Bali’s oldest notations called gambang that utilises different script characters
for its seven-tone, multi-octave bamboo xylophone instruments called gambang
A gambang ensemble consists of a pair of seven-keyed, single-octave bronze
metallophones called gangsa and four 14-keyed bamboo xylophones called gambang.
Gambang keys span two octaves arranged in an unconventional configuration. The
unusual arrangement allows a player to perform octaves with a double-headed mallet
held in each hand.
There are three types of gambang in an ensemble, each with its own pitch
arrangement. I have chosen the gambang penyelat that has the lower octave dong (O) as
its first key labelled with number 1 in Figure 6. ‘O’ appears again as xylophone key 4.
The octave of dong appears again on keys 9 and 13 using a different script character that
corresponds to a lower case ‘o’. This indicates tessitura is a determinant of script
character selection.
Figure 6 Unconventional configuration of gambang bamboo keys with different script characters
for its multiple octaves (Source: Tantra, 1992, p.32).
Gambang compositions were traditionally notated on palm leaf manuscripts
where writers carefully etched notches in the shape of script characters on the surface of
dried palm leaves and then smeared them with black soot. The soot lodges into the
carved notches and any excess is wiped clean, revealing script characters. The
transcription of one of these lontar compositions in the figure below is called ‘Puh
62 Malaysian Music Journal Vol. 5, Num. 1 (53-73)
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Rangga’, one of the assistants of Prince Panji, the legendary hero of the Malat stories
that developed in the 14th century. This particular piece uses all seven available tones.
Figure 7 A fragment of a full gambang composition illustrating the use of all seven script
characters in notasi gambang.
Compositions using five or six pitches are more common, but for our purposes I
have chosen this piece so that the reader may see all script characters written in the
context of a composition. The notation illustrates three of the four sections of this piece
including its melodic introduction (kawitan) and the first two main melodies (pengawak
I and part of pengawak II). Principal pitches are grouped here into four-beat units.2
We turn now to notasi ding dong, a much more commonly used script-based
notation employed in the study of both instrumental and vocal music. Like notasi
gambang above, script characters stand for specific pitches and intervals. However,
notasi ding dong is much more generic in its application. It is used by conservatory
trained musicians, professional composers and amateur performers in both traditional
and modern contexts. In this way, notasi ding dong has multiple applications and exists
on a broad expanse of the notation continuum between preservation and innovation.
NOTASI DING DONG AND MODERN CONTEXTS
Script-based notations in Balinese music still use vowels to represent predominantly
pentatonic musical compositions. The vowels i, o, e, u and a constitute the solfeggio
system with the following intervallic pattern:
Made Mantle Hood 63
Figure 8 Notation names and script characters, approximate notes in Western notation, and
cipher notes for notasi ding dong.
Pitches 4 and 7 are part of the seven-tone pelog scale and because most
Balinese music is pentatonic, these pitches are omitted creating a gap.3 The larger
intervallic gaps between A and C# as well as E and G# are represented in Figure 8 with
a larger space between notes and numbers.
Conservatory trained vocal students studying classical Balinese ‘tembang
macapatI’, a poetic verse form usually sung by a soloist during dance dramas, can just
as easily notate a poem’s principal vocal pitches using the numbers of kepatihan cipher
notation. However, students more often choose to scribble their teacher’s version of a
song on bits of paper or in pocket-sized notebooks using the five symbols of Balinese
notasi ding dong. Students new to the study of tembang notate their teacher’s principal
melody by assigning symbols to text as in the following ‘tembang macapat’ poem:
Figure 9 Example of Balinese notasi ding dong script notation from the tembang macapat or
‘reading in fours’ poetic form. (Source: Bandem, 2009, p.53)
A line of text may have written above or below it, several melodic indicators
reminding the singer of specific vocal techniques. A fast undulation of the vocal chords
to produce a ‘shaky’ vibrato embellishment called geregel may be notated with a wavy
line. A more specific decorative melismatic vocal passage called wilet is written out
with exact note values precisely as a teacher has demonstrated. When more detailed
64 Malaysian Music Journal Vol. 5, Num. 1 (53-73)
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melodic and rhythmic representation is required, an adaptation of cipher notation is used
such as the following fragment from poetic verse form Kakidungan Wirama
Indrawangsa:
Figure 10 Detailed Balinese notation of Wirama Indrawangsa: Kakidungan fragment using lines
and slurs to indicate performance aspects of rhythm and vocal style.
(Source: Bandem, 2009, p.30).
The text fragment of Wirama Indrawangsa alludes to the moment the hero of
Mahabharata, Arjuna, asks permission to leave from the peak of Gunung Indrakila
where he has received the weapon called pasupati from the god Sang Hyang Siwa. The
notation tells its reader a grace note-like melodic figuration is appropriate when singing
the ‘i’ in mam-wit. The tie between ‘na’ and ‘ren’ denotes a slurred rise and fall
between pitches 1 and 2 or ding and dong. Lines and double lines above script
characters indicate a higher level of specificity in melodic embellishment. These
subdivisions may be equated to the eighth and 16th note. However, rhythmic execution
is a subjective element of an individual’s own performance artistry. Actual rhythmic
values, therefore, are according to an individual singer’s interpretation of rhythm. In
addition to lines above script characters, single dots indicate a vocalist should extend the
sung melodic line to the note preceding the dot.
Balinese script notation endures in modern contexts. Today, classical Balinese
song has been turned into chants called kidung and macapat and often integrated into
the daily yoga practices of hundreds of Balinese hotel staff working at the many hotels
and spa centres that offer holistic health treatments to an increasingly health conscious
tourist market. Each practice begins with the recitation of a chant. Transmission of
chants still involves writing and notating text and melodies in Balinese script notation.
Yoga classes initially established to cater for international tourists have expanded to
include local staff to strengthen team building among employees. The Indian-based
practice of movement and breath seems to be accepted by most young staff who take a
keen interest in the meditative aspects of yoga.
Other modern contexts for script-based notation in Bali are daily television and
radio broadcasts and the tens of annual festivals and competitions of song chant called
pesantian.4 In pesantian, once again students use notation as a means to study the
principal melodies outlined in a given piece. Notation is sometimes used in
performance, however, pesantian melodies are usually committed to memory well
before a festival competition. Groups often perform in daily television broadcasts on
local television channels such as TVRI and Bali TV.
As discussed above, Balinese gambang and ding dong notations have been
copied and recopied in palm-leaf manuscripts to pass down repertoire from generation
to generation. However, in the neighbouring island of Java, notating repertoire for
preservation emerged only in the last century.
Made Mantle Hood 65
CENTRAL JAVANESE GAMELAN NOTATION
Javanese notation seems to be only a relatively recent technology despite written
manuscripts that date back to the 8th century and generations of pre-Islamic Indian
literary influence. Sanskrit-based script entrenched itself in Java and in much of
Southeast Asia into the 10th century. After the 10th century, Sanskrit writing continued
to be influential in royal courts and religious centres and Indian culture influenced the
region’s religious beliefs, ritual architecture, civil structure and musical theories and
treatises. Loan words such as rasa for ‘feeling’ and nada for ‘tone’ still maintain
diachronic associations between historical and contemporary aesthetic and musical
expression. These notation styles enjoy a continuity of presence and have multiple
applications from preserving melodies for memory recall to the scribbling of innovative
composers creating new music.
In the late 19th century, Central Javanese courts in Yogyakarta and Surakarta
became increasingly exposed to Dutch and other European cultural influences including
concepts of preserving music through written notation (Becker, 1980). During this
time, discussions among intellectuals and visiting scholars at the Central Javanese
courts likely included the works of prominent French, Italian or German composers
whose music could be played long after their passing and became permanent fixtures in
the annals of the Western classical canon. However, permanently fixing a piece of
Javanese music in written notation may have been problematic for some Javanese
musicians. Until this time, it was not an inherent cultural concern for Javanese to write
down their gamelan pieces, essentially fixing it in form and function, as it is performed
in a given place and time. The permanence of notation may have made an impression
upon the Javanese that notation would not allow their musical tradition to evolve. After
all, aural transmission trumps notation and continues to drive the tradition as Javanese
musicians have little need in their music for “freezing the inherent transience of musical
performance” (Brinner, 1995, p.147). However, court musicians decided not to risk
losing compositions inherited from generations passed and instead sought out an
appropriate system of notation to document their repertoire.
Between 1886 and 1912, Javanese scholars and palace musicians experimented
with methods for notating gamelan (Becker, 1980). Initially, there was much debate
over which of the numerous melodic lines of the Javanese orchestra was representative
of the entire ensemble. In the Javanese gamelan orchestra, there are more than 25
musicians playing four major groups of instruments: horizontally and vertically
suspended knobbed gongs; single and multi-octave metallophones; percussion including
drums and idiophones; miscellaneous flutes, xylophones and string instruments. In
addition to choosing and notating a single representative melodic line, palace musicians
were faced with the challenge of notating gamelan music’s formal structure so that they
could differentiate the organisation of melodies according to form. In Javanese gamelan
music, form is determined by metric patterns realised on large and medium sized
knobbed gongs. One cluster of gongs suspends from cord tied to a large wooden frame.
These gongs punctuate cyclic periods of time called gongan to realise colotomic
structure and work in tandem with a set of smaller horizontally suspended knobbed
gongs called kenong.
As the search for a representative melodic line continued, palace musicians
considered notating the melodic leader’s instrument, two rows of kettlegongs called
66 Malaysian Music Journal Vol. 5, Num. 1 (53-73)
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bonang and the multi-octave metallophones called gender. Gender instruments perform
largely improvised elaborations of instrumental and vocal compositions. Even the two-
stringed spiked fiddle called rebab was considered essential to notate because the most
senior and experienced musicians are entrusted with this instrument to lead the
orchestra.
The dilemma continued until Javanese scholars and musicians decided the saron
family of metallophones would best represent the Kraton repertoire (Perlman, 1991).
These metallophones perform a realisation of Central Javanese gamelan’s principal
pitches, later termed balungan meaning literally ‘skeletal’ melody. Similar to the tham
nong Saradtha from Thailand above, the balungan was chosen because all other
melodic parts in the orchestra have an inherent melodic relationship to it, even though
its melodic line may change over time as musicians inherit pieces. Balungan is more or
less fixed but can also be considered a melody shared among musicians who have
reached a consensus on its contour and direction.
With the dilemma resolved, scholars and musicians turned their attention to
finding an appropriate notation system (Becker, 1980). One of the earliest attempts at
notating the Kraton repertoire came in 1888 when Kyai Demang Gunasantika adapted
Western staff notation for the purposes of gamelan. Gunasantika’s system of notation
uses five horizontal staff lines but spaces them in groups of three and two to reflect the
large and small intervallic structure of pelog, a heptatonic scale from which pentatonic
scales are derived. In Figure 11 of Gending Emeng pelog pathet nem in titilaras rante
or ‘chain notation’, dots or note heads tied together on each of the five lines create a
“chain of notes” on the staff. Staff lines correspond to the pentatonic scale called pelog
pathet nem. In this scale, only five keys of the seven-keyed metallophone are required.
As with the Balinese ding dong system, these pitches correspond to keys 1, 2, 3, 5 and
6. Dots in the space in between the third and fourth lines are used for pitch 4 that is
played twice in this example. Dots in the space above the top line is pitch 7, also
appearing twice. Titilaras rante was also used to notate vocal melodies (titilaras rante
pesindhen). Chain notation fell into disfavour as other notation innovations were also
being developed around this time.
Figure 11 Titlaras rante or “chain notation”. (Source: Soetandija in Becker, 1980, p.15)
In 1890, titilaras andha tablature notation was developed at the palace of the
Sultan in Yogyakarta (Becker, 1980 p.14). The tablature resembles European lute
notation with intersecting vertical and horizontal lines that read from top to bottom, left
Made Mantle Hood 67
to right. Termed ‘checkered script’ notation by Dutch ethnomusicologist Jaap Kunst,
the seven vertical lines of Figure 12 represent the heptatonic pelog scale. The example
is Gending Hardjuna Mangsah in the musical mode pathet barang with the pitches ro,
lu, mo, nem and pitu that correspond to the Javanese terms for 2, 3, 5, 6 and 7
respectively. Javanese script characters for drum patterns may be seen hanging on the
left edge of the tablature. Hanging from the tablature’s right edge are the large gong
ageng and other punctuating smaller gongs that determine form. Evenly spaced
horizontal lines representing units of time intersect these vertical lines to form a
tablature grid. Groups of four horizontal lines indicate the quadratic rhythmic
organisation of the melody. A solid note head on any of the vertical lines indicates
melody as the reader follows the tablature from top to bottom and left to right. The
absence of a dot indicates the previous pitch carries over into the next beat.
Figure 12 Titilaras andha tablature notation developed at the palace of the Sultan in Yogyakarta.
Around 1890, a resident and nobleman named Raden Mas Tumenggung
Wreksadiningrat of the Surakarta royal residence devised a system that has become the
most widely used gamelan notation in use today (Becker, 1980, pp.16-17). Modelled
after a solfege system of cipher notation developed in France a few years earlier,
Wreksadiningrat assigned numbers to the Javanese saron single-octave metallophones.
As with chain and tablature notation discussed above, the principal balungan melody
was notated.
Kepatihan notation uses numbers instead of dots on a staff of tablature to
indicate pitch. This is interesting because Javanese practitioners still use traditional
Javanese terms derived from anthropomorphic references for the names of notes. In the
slendro tuning system, pitch 1 is called barang meaning ‘thing’, pitch 2 is gulu meaning
‘neck’ and pitch 3 is dhadha or ‘chest’ while 5 and 6 are simply the Javanese terms lima
and nem meaning five and six respectively (Sutton & Vetter, 2006, p. 245 fn).
Borrowing from European models of solfege, Wreksadiningrat assigned numbers to the
single octave metallophone for each of the two tuning systems in the Javanese gamelan.
68 Malaysian Music Journal Vol. 5, Num. 1 (53-73)
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For the heptatonic pelog system, keys were numbered one through seven from lowest to
highest. For the pentatonic slendro, system keys were numbered 1, 2, 3, 5 and 6 where
slendro is a five-tone scale extraction of pelog.
Reading from left to right in Figure 13, numbers are grouped into four-beat
units called gatra. Two gatra called kenongan equal one strike from the punctuating
kenong kettlegong. There are four kenongan resulting in a 32-beat melody.5 In Javanese
gamelan, rhythmic emphasis is felt at the end, not the beginning, of a melodic phrase or
rhythmic statement. Reading the first gatra, beats 2 and 4 receive more rhythmic
emphasis than beats 1 and 3.
Figure 13 Kepatihan cipher notation developed in the late 19th century becoming one of the most
widely used systems for notating Central Javanese gamelan music.
Rhythm leans forward anticipating the conclusion, rather than the beginning of
a line or entire melodic statement. Rhythmic weighting is strongest at the end of a
notated line and at the end of a piece marked with a large vertically suspended knobbed
gong ageng. In the notation of ‘Pangkur’ in Fig. 3, a circle around pitch 6 demarcates
its finalis.
The introduction or buka of ‘Pangkur’ is played by a soloist on the bonang
double row of kettlegongs. The bonang notation at the buka includes dots and numbers.
Dots indicate a subdivision of the beat, numbers indicate which of the 14 kettlegongs
are played in the phrase, 3. 2 . 3. 2 leading up to gong tone 6. Dots below pitches 5, 6
and 7 in the ‘buka’ guide the bonang player towards the instrument’s lower octave
kettlegongs. In addition to the circle around pitch 6 denoting the large gong ageng, a
semi-circle above a number indicates a smaller punctuating gong. An upward facing
semi-circle found at a lines’ midpoint marks the kempul, one of several smaller tuned
hanging gongs in the Javanese orchestra. A downward facing semi-circle at the end of a
line marks the beat where the kenong, a row of large kettlegongs horizontally suspended
on a rack, accentuates the melody.
From its beginnings in the late 19th century, kepatihan has evolved and is now
readily available today as a computer font compatible in most word formatting software
programs. This type of innovation shows how traditional and hybrid notations can serve
as a platform for innovation. In several versions, it was copy written by Matthew
Made Mantle Hood 69
Arciniega in 1994 as KepatihanPro. The font is clear and legible allowing users to
notate detailed aspects of musical form, melodies in multiple octaves, drum notation,
colotomic structure and other performance aspects of Javanese gamelan. Numerous
traditional compositions are notated in kepatihan notation and are readily available on
websites devoted to classical repertoire such as Barry Drummond’s Gending Jawi/
Javanese Gamelan Notation.6 The library cross references hundreds of compositions of
Central Javanese gamelan pieces and search criteria can be set so that users can find
notations based on the musical form, mode, alphabetical name, or balungan fragment of
a composition.
DOCUMENTING DETAIL IN LAGU MELAYU ASLI
Although less comprehensive than its Central Javanese counterpart, Malaysian
instrumental and vocal art forms such as lagu melayu asli are being notated down in
precise detail. The roots of lagu melayu asli, according to the Hikayat Hang Tuah and
Tuhfat al-Nafis, likely reach back as early as the 17th century (Matusky & Tan, 2012,
p.359). Traditionally, lagu Melayu Asli served as accompaniment for social dances
called ronggeng and the singing of poetic verse called pantun, both of which were
popular during social gatherings including weddings and theatre performances. In the
1930s, the popular theatre form called bangsawan helped proliferate syncretic forms
expanding its instrumentation to include western flutes, trumpets, trombones bass,
piano, guitar, tambourine and maracas. Today, its highly embellished instrumental style
centres on violin and accordion melismatic passages accompanied by rebana drum and
hanging gong. Lagu melayu asli's repertoire draws on related instrumental and dance
styles such as inang and joget and includes pieces such as ‘Bunga Tanjung,’ ‘Tudung
Periok,’ ‘Mas Merah’ and ‘Seri Mersing’ (ibid., p. 360).
Tasteful melodic embellishments and improvised stylistic ornamentations help
weave together the musical tapestry that lies at the heart of lagu Melayu asli. However,
until recently, notating these intricate ornaments has largely been ignored (Arshad,
2015). Until recently, precise transcriptions were not required in order to teach violin or
accordion parts to young students. Traditionally, disseminating from teacher to student
were “bunga-bunga” or melodic elaborations and ornaments of a principal melody that
were absorbed aurally in the transmission process. This auditory submersion method,
however, was contingent upon continual reinforcement through other elements in a
student's soundscape including vocalisation, speech and singing, among others. Today,
learning melodic ornamentations such as patah lagu (“melodic phrasing”), bunga
(“flowering”), lenggok (“meandering”) increasingly requires students to read notation
examples to help bridge the generational gap between traditional and contemporary lagu
Melayu Asli styles (Arshad, 2015, p. 5).
The following are examples of notated and performed grace note and trill
ornamentations in lagu Melayu Asli style. The first example in Figure 14 is an
acciacatura excerpt taken from a popular piece called lagu ‘Damak’.
70 Malaysian Music Journal Vol. 5, Num. 1 (53-73)
ISSN 2232-1020
Figure 14 Acciacatura example from the song Damak (Source: Arshad 2015, p. 43).
The acciaccatura is applied with the purpose of “facilitating the notation of
decorative notes or bunga lagu” (Arshad, 2015, p. 42). The term in this context has
similar applications where demisemiquavers function as gracenotes that anticipate
principal pitches. Their value is approximately half that of its principal note (ibid., p.
43).
Figure 15 is an example of notated and performed versions of an upper mordent
from an excerpt of the song ‘Gunung Banang’. The short squiggle line (not unlike the
Balinese gregel suggested in Figure 10 above) that appears above F in the notated
version is adequate for informing the performer that an upper mordent should be
realised on this principal pitch.
Figure 15 ‘Upper mordent’ example from the song ‘Gunung Banang’.
(Source: Arshad 2015, p. 43).
In the adjacent bar of the performed version, the trill-like execution of the upper
mordent involves F's upper neighbour G. The speed at which the player executes the
uppermordent, “sesuai dengan tempo lagu yang dimainkan” or loosely translated as
“depends on the tempo of the piece” (Arshad, 2015, p. 43).
CONCLUSION
In this article, I have observed notation in three distinct traditions that exist along a
preservation to innovation continuum. Despite technological advancements and
exposure to Western staff notation, a myriad of indigenous musical notations principally
serve to sustain traditions and aid the memory of musicians for teaching and learning.
Kepatihan cipher notation, Thai tablature and Balinese ding dong, among other
examples discussed above, leave the details of vocal embellishments, dynamics, tempo
and instrumental improvisation to the performer’s interpretation of their respective
Southeast Asian traditions. That said, notating as accurately as possible the details of
lagu melayu asli’s stylistic practice in western staff notation demonstrates the necessity
for some new initiates to learn the musical heritage markers of the tradition's
Made Mantle Hood 71
improvisatory style including trills, mordents and acciaccatura, among others. Along the
continuum of notating principal pitches and detailed embellishments lies the important
role of notation to help bridge understandings. These understandings about putting
notation to practice are often illusive auditory details the ear of a young initiate may, or
may not fully grasp.
In the late 19th and early 20th centuries, hybrid forms of notation emerged
between European and indigenous script notations in Thailand and Java to both expedite
the study of specific instruments as well as document and preserve threatened palace
repertoires. In Bali, written texts tell us that musical notation often carries with it
cultural connections to religion and philosophy. For centuries, Balinese notations have
been copied and recopied to preserve repertoire performed in ritual contexts. As a result,
notations themselves symbolise the pantheon of Hindu gods who preside over
ceremonies.
Script notation continues to maintain a meaningful degree of relevance in
modern-day Southeast Asia where the need for written music still requires this
traditional writing system. Even though other, more modern notation systems such as
Western staff and cipher notations are available to many musicians in public schools,
social organisations and professional arenas, script notation still maintains a strong
presence and represents local forms of musical identity for musicians. As more
ubiquitous forms of staff and cipher notation become more prevalent in the region, local
forms of script notation form an ‘icon of difference’ for Southeast Asian musicians to
distinguish themselves from one another.
Notation continues to adapt and change to modern contexts in Southeast Asia
where television and radio broadcasts feature ‘textual performance’. Cipher and script-
based notation are found throughout much of the region and are entwined in traditional
and contemporary musical practice. With an increase in awareness of cultural identity
and regional autonomy, it seems likely then that music notation in the region will
continue to help preserve and document Southeast Asian oral traditions in the future.
ENDNOTES
1 The two tuning systems pelog and slendro are more commonly used among Central Javanese
music practitioners rather than in Bali where the terms saih gong and saih gender respectively
are more commonly employed. It is generally accepted that the terms pelog and slendro made
their way from Java to Bali in the mid 20th century with the establishment of government-run
music conservatories and public educational institutions. The Prakempa manuscript evidences
the use of these two tuning system terms among the Balinese literary community almost two
centuries earlier.
2 Gambang compositions often have an odd number of principal pitches. The second section of
this piece, pengawak I, has 35 gangsa pitches and the entire composition has 189. For a
discussion of these and other performance aspects of gambang see Tantra and Bagiartha, 1996;
Tenzer, 2000, p.236-45; and especially Schaareman, 1980, p.465-82.
3 For a related visual interpretation of these gaps in staff notation form, see Figure 11 titilaras
rante notation.
4 Creese, H (2009) “Singing the Text: On-Air Textual Interpretation in Bali” In Jan van der
Putten and Mary Kilcline Cody (Eds), Lost times and untold tales from the Malay World (218).
National University of Singapore Press.
72 Malaysian Music Journal Vol. 5, Num. 1 (53-73)
ISSN 2232-1020
5 Sutton and Vetter (2006, p. 237-272) make a detailed analysis of ‘Pangkur’ in the mode slendro
pathet sanga in terms of its various rhythmic levels or irama and the general flexibility of form
in Javanese gamelan.
6 Gendhing Jawa: Javanese gamelan notation. Retrieved from
http://www.gamelanbvg.com/gendhing/index.php
REFERENCES
Arshad, S. F. (2015). Manual asas permainan lagu Melayu asli secara instrumental (Masters
thesis). Akademi Seni Budaya dan Warisan Kebangsaan, Kuala Lumpur.
Bandem, I. M. (1986). Prakempa: Sebuah lontar gamelan Bali. Denpasar: Akademi Seni Tari
Indonesia.
_______. (2009). Wimba tembang macapat Bali. Denpasar: BP STIKOM Bali Press.
Becker, J. (1980). Traditional music in modern Java: Gamelan in a changing society. Honolulu,
HI: University Press of Hawaii.
Becker, J. & Feinstein A. H. (Eds.). (1988). Karawitan: Source readings in Javanese gamelan
and vocal music (Vols. 1-3). Michigan papers on South and Southeast Asia. Ann Arbor,
MI: University of Michigan.
Brinner, B. (1995). Knowing music, making music: Javanese gamelan and the theory of musical
Competence and interaction. Chicago, IL: University of Chicago Press.
Creese, H (2009). “Singing the text: On-air textual interpretation in Bali” In Jan van der Putten
and Mary Kilcline Cody (Eds), Lost Times and Untold Tales from the Malay World
(218). National University of Singapore Press.
Hood, M. M. (2014). Sustainability strategies among Balinese heritage ensembles. Malaysian
Music Journal 3 (2), 1-13.
Matusky, P. & Tan, S. B. (2012). Muzik Malaysia: Tradisi klasik, rakyat dan sinkretik. Kuala
Lumpur, SGR: Universiti Malaya Press.
Miller, T. E. (1992). The theory and practice of Thai musical notations. Ethnomusicology 36 (2),
197-221.
Miller, T. E., & Sam-ang, S. (1995). The classical musics of Cambodia and Thailand: A study of
distinctions. Ethnomusicology 39 (2), 229-243.
Morton, D. (1976). The traditional music of Thailand. Los Angeles, CA: University of California
Press.
Myers-Moro, P. (1990). Musical notation in Thailand. Journal of the Siam Society, 78 (1), 101-
08.
Perlman, M. (1991). Asal usul notasi gendhing Jawi di Surakarta, suatu rumusan sejarah nut
rante. Jurnal Masyarakat Musikologi Indonesia, 2 (2), 36-68.
Sumrongthong, B. & Sorrell, N. (2000). Melodic paradoxes in the music of the Thai pi-phat and
Javanese gamelan. Yearbook for Traditional Music, 32, 67-80.
Sutton, A. R. & Vetter, R. R. (2006). Flexing the frame in Javanese gamelan music: Playfulness
in a performance of ladrang pangkur. In M. Tenzer (Ed.), Analytical studies in world
music (pp. 237-72). New York, NY: Oxford University Press.
Tantra, N. (1992). Bentuk saih tetekep dan patutan dalam gamelan tujuh nada di Bali. Denpasar:
Laporan Penelitan STSI Denpasar.
Tantra, N. & Bagiartha, W. (1996). Gending-gending gambang bertemakan cerita Panji.
Denpasar: Laporan Penelitan STSI Denpasar.
Tenzer, M. (2000). Gamelan gong kebyar: The art of twentieth-century Balinese music. Chicago,
IL: University of Chicago.
Made Mantle Hood 73
BIOGRAPHY
Made Mantle Hood is currently Associate Professor of ethnomusicology at Universiti
Putra Malaysia and has been lecturer and research fellow in ethnomusicology and
Indonesian Studies at Monash University and Melbourne University. While studying at
Universität zu Köln, he was the recipient of both a one-year Fulbright and two-year
DAAD scholarships and awarded a research assistantship at the Berlin Phonogram
Archive. In 2010, his book entitled Triguna: a Hindu-Balinese Philosophy for Gamelan
Gong gede Music was published by Lit Verlag Press in Muenster. He researches
musical diversity and the negotiation of tradition and is the Secretary of ICTM PASEA.
Email: [email protected]
|
Malaysian Journal of Music Vol. 5 No. 1 (2016) | Ghazal Melayu Johor, GhaMuhyi, Al-Muhyi, inspirasi penciptaan muzik, komposisi muzik | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/136 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/816 | Inspirasi Penciptaan Komposisi Muzik GhaMuhyi: Sebuah Karya Muzik Baharu Bersumber dari Muzik Tradisional Ghazal Melayu Johor | Pencetus munculnya inspirasi komposisi GhaMuhyi dapat dikatakan sebagai permasalahan utama artikel, iaitu kelompangan komposisi muzik Ghazal Melayu Johor (GMJ) kini dianalogikan seperti sebuah pohon yang ditutupi oleh semak belukar. Kedua, tema-tema ketuhanan sering dianggap hanya sesuai untuk disalurkan terhadap kesenian Islam popular sahaja seperti nasyid, qasidah, solawat dan lain-lain. Ketiga, kekuatan muzik dalam menyampaikan pesanan bersifat numerik jarang sekali menggunakan Al-Qur’an sebagai sumber muzikal dalam teknik komposisinya. Keempat, pandangan dikotomi tentang muzik absolut dan muzik program sering menjadi permasalahan dalam kreativiti penciptaan muzik padahal dikotomi tersebut tidaklah bertujuan membezakan kualiti muzik yang dihasilkan. Kelima, muzik GMJ sebagai muzik hiburan dahulunya telah gagal mendapat tempat sebagai muzik popular di era masakini walaupun usaha-usaha telah dibuat oleh pihak-pihak tertentu dalam industri muzik Malaysia. Oleh itu, objektif komposisi karya ini adalah yang pertama, menghidupkan kembali “pohon” GMJ supaya dapat menghasilkan “buah-buah” idea muzikal yang baharu dan juga memangkas “semak belukar” lagu-lagu langgam GMJ supaya tidak tertutup lagi. Kedua, mengekspresikan Al-Muhyi sebagai tema keTuhanan yang berpotensi untuk diserapkan ke dalam kesenian tradisional Melayu seperti GMJ tanpa perlu merubah bentuknya menjadi kearab-araban. Ketiga, menyampaikan pesanan muzikal yang bersifat numerik melalui hubungan nada-nada dengan huruf-huruf hijaiyah yang terdapat di dalam Al-Qur’an. Keempat, menciptakan muzik GMJ baharu yang mengandung nilai absolut dan program secara bersamaan. Kelima, menonjolkan keunikan muzik GMJ melalui pendekatan estetika popular tanpa menyederhanakan elemen tradisionalnya. Kaedah penciptaan yang dilakukan adalah secara tidak teratur (zig-zag) dan dibahagikan kepada kaedah mewujudkan muzik dan kaedah mewujudkan persembahan muzik | https://ejournal.upsi.edu.my/index.php/MJM/article/view/816/552 | [] | 74 Malaysian Music Journal Vol. 5, Num. 1 (74-91)
ISSN 2232-1020
Inspirasi Penciptaan Komposisi Muzik GhaMuhyi: Sebuah
Karya Muzik Baharu Bersumber dari Muzik Tradisional Ghazal
Melayu Johor
Inspiration to the Composition of GhaMuhyi Music: A New
Musical Work based on Traditional Malay Ghazal of Johor
Kamarulzaman Mohamed Karim
Faculty of Music and Performing Arts, Universiti Pendidikan Sultan Idris
e-mel: [email protected]
Abstrak
Pencetus munculnya inspirasi komposisi GhaMuhyi dapat dikatakan sebagai permasalahan
utama artikel, iaitu kelompangan komposisi muzik Ghazal Melayu Johor (GMJ) kini
dianalogikan seperti sebuah pohon yang ditutupi oleh semak belukar. Kedua, tema-tema
ketuhanan sering dianggap hanya sesuai untuk disalurkan terhadap kesenian Islam popular sahaja
seperti nasyid, qasidah, solawat dan lain-lain. Ketiga, kekuatan muzik dalam menyampaikan
pesanan bersifat numerik jarang sekali menggunakan Al-Qur’an sebagai sumber muzikal dalam
teknik komposisinya. Keempat, pandangan dikotomi tentang muzik absolut dan muzik program
sering menjadi permasalahan dalam kreativiti penciptaan muzik padahal dikotomi tersebut
tidaklah bertujuan membezakan kualiti muzik yang dihasilkan. Kelima, muzik GMJ sebagai
muzik hiburan dahulunya telah gagal mendapat tempat sebagai muzik popular di era masakini
walaupun usaha-usaha telah dibuat oleh pihak-pihak tertentu dalam industri muzik Malaysia.
Oleh itu, objektif komposisi karya ini adalah yang pertama, menghidupkan kembali “pohon”
GMJ supaya dapat menghasilkan “buah-buah” idea muzikal yang baharu dan juga memangkas
“semak belukar” lagu-lagu langgam GMJ supaya tidak tertutup lagi. Kedua, mengekspresikan
Al-Muhyi sebagai tema keTuhanan yang berpotensi untuk diserapkan ke dalam kesenian
tradisional Melayu seperti GMJ tanpa perlu merubah bentuknya menjadi kearab-araban. Ketiga,
menyampaikan pesanan muzikal yang bersifat numerik melalui hubungan nada-nada dengan
huruf-huruf hijaiyah yang terdapat di dalam Al-Qur’an. Keempat, menciptakan muzik GMJ
baharu yang mengandung nilai absolut dan program secara bersamaan. Kelima, menonjolkan
keunikan muzik GMJ melalui pendekatan estetika popular tanpa menyederhanakan elemen
tradisionalnya. Kaedah penciptaan yang dilakukan adalah secara tidak teratur (zig-zag) dan
dibahagikan kepada kaedah mewujudkan muzik dan kaedah mewujudkan persembahan muzik
Kata kunci Ghazal Melayu Johor, GhaMuhyi, Al-Muhyi, inspirasi penciptaan muzik, komposisi
muzik
Abstract
The inspiration behind the composition of GhaMuhyi is connected to Malay Ghazal Johor (MGJ)
music, which is also linked to some of the problems that will be discussed in length in this
Kamarulzaman Mohamed Karim 75
research paper. The first problem is the vacuum left by the composition of MGJ music,
conceptualised as a tree covered by shrubs. Second, the divinity theme often considered as an
approriate theme only in popular Islamic arts such as nasyid, qasidah, solawat and others. Third,
the strength or ability of music to deliver messages in the numeric form rarely uses the Al-
Qur’an as a musical source in its technical composition. Fourth, the dichotomy between absolute
music and programme music is always a problem in the creativity of composition where the
dichotomy does not differentiate musical qualities. Fifth, MGJ known as entertainment music
formerly, was unsuccessful in getting a place in popular music despite efforts by some artists in
the Malaysian music industry. Thus, the main purpose of this composition via this paper is first
to revive the “branches” of GMJ to bear new “fruits” of musical ideas and to cut down the
“bushes or shrubs” of langgam songs so that it does not close again. Its second purpose is to
express Al-Muhyi as a potential religious theme that is to be absorbed into Malay traditional arts
such as GMJ without the need to change its character to be more Arabic in style. The third aim is
to convey numeric musical messages by relating the tones with hijaiyah characters found in the
Al-Qur’an. Fourth is to have new composition of GMJ music, which has equal absolute and
programme music values. Last but not least, is to showcase GMJ’s uniqueness from the
perspective of popular aesthetic approaches without compromising its traditional elements. The
methods used in this composition process are disordered (zig zag) and not implemented
consecutively; it is divided into the methods of music creation and music performance creation.
Keywords Malay Ghazal Johor, GhaMuhyi, Al-Muhyi, inspiration of music creation,
music composition
PENGENALAN
Karya muzik ini diberi tajuk GhaMuhyi. GhaMuhyi adalah gabungan kata dan ‘gha’ dan
‘muhyi’. ‘Gha’ adalah singkatan dari kata ‘ghazal’ yang secara harfiah bermaksud ‘puisi
cinta’, sedangkan ‘Muhyi’ adalah salah satu daripada asmaulhusna (99 nama-nama
Allah) ke-60 yang bermaksud ‘Maha Menghidupkan’. Istilah ‘Gha’ yang digunakan
dalam tajuk karya ini adalah sebagai mewakili idea yang bertolak dari muzik Ghazal
Melayu Johor (GMJ). Istilah ‘Muhyi’ pula berkaitan dengan gagasan isi karya ini yang
mengungkap tentang kesadaran untuk “menghidupkan sesuatu.” Jadi, GhaMuhyi
sebagai sebuah tajuk memiliki hubungan konotatif antara idea muzik GMJ dengan
gagasan isi karya muzik yang diciptakan. Gabungan kedua istilah tersebut juga
berhubung dengan reinterpretasi muzikaliti GMJ yang akan dihidupkan lagi.
GhaMuhyi terdiri daripada sembilan buah komposisi-komposisi kecil yang
bertajuk ‘41:39’, ‘Char Ya Muhyi’, ‘Telunjuk Silir Sirat’, ‘Seri Langit’, ‘Ghanyi’,
‘Toda’, ‘Bunga’, ‘Matahari’, dan ‘Merindu-Melayu-Kesenangan’. Setiap komposisi
mempunyai pendekatan dan orientasi muzikal yang berbeza. Komposisi ‘41:39’
menggunakan pendekatan muzik filem terhadap alat-alat dan idiom-idiom muzik GMJ.
Komposisi ‘Char Ya Muhyi’ pula mengangkat idiom GMJ sekunder char menjadi
primer dan berdiri sebagai satu bentuk komposisi tersendiri. Komposisi ‘Telunjuk Silir
Sirat’ dan ‘Seri Langit’ adalah komposisi ghazal dengan penerapan meter ganjil. Selain
itu, komposisi ‘Ghanyi’ menggunakan pendekatan vokalisasi terhadap alat-alat muzik
GMJ dan dipersembahkan secara sketsa. Komposisi ‘Toda’ juga dipersembahkan secara
sketsa dengan menampilkan keunikan tabla GMJ. Orientasi muzik instrumental pula
diterapkan dalam komposisi ‘Bunga’. Kemudian, komposisi ‘Matahari’ menggabungkan
76 Malaysian Music Journal Vol. 5, Num. 1 (74-91)
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muzik dan tari dan terakhir, komposisi ‘Merindu-Melayu-Kesenangan’ menampilkan
gabungan bentuk Ghazal tradisional dan Ghazal GhaMuhyi.
Karya ini adalah manifestasi pengalaman peribadi dalam aspek muzik, spiritual,
dan kultur, berkat hidup ditengah-tengah budaya muzik GMJ. Aspek-aspek berkaitan
penguasaan teknik, artistik dan nilai-nilai GMJ telah dijiwai sejak kecil. Itu bermaksud
pengalaman muzik yang diperolehi dari GMJ menjadi roh sekali gus potensi bermakna
bagi komposisi sebuah bentuk muzik baharu. Pengalaman itu adalah sarana untuk
memperoleh pemahaman yang mendalam tentang ‘ruh’ GMJ yang pada peluang ini
digunakan untuk menciptakan kebaharuan pada muzik GhaMuhyi. Pengalaman dan
pemahaman terhadap bentuk muzik berserta elemen-elemen tradisinya yang khas dapat
membantu penulis untuk mengetahui hakikat muzik GMJ bagi membuka ruang-ruang
estetika baharu.
Pada hakikatnya, kebudayaan Melayu adalah kebudayaan yang memiliki ciri khas
tersendiri yang mempunyai kaitan dengan sistem bahasa, sistem adat, sistem
keagamaan, dan sistem ekspresi muzikal. Dalam karya ini, kebudayaan Melayu tidak
dilihat sebagai identiti keturunan melainkan identiti kebudayaan yang bersifat cair. Ini
kerana, pada dasarnya, tidak pernah ada orang Malaysia yang benar-benar berketurunan
Melayu secara genetik. Definisi orang Melayu mengikut Perlembagaan Malaysia ialah
mereka yang beragama Islam, berbahasa Melayu dan mengamalkan adat istiadat Melayu
(Anwar Din, 2007, hal. 13). Jelas di dalam perlembagaan tersebut tidak disebutkan
tentang keturunan melainkan ciri-ciri utama yang mewakili orang Melayu.
Usaha untuk mengungkap identiti Melayu berdasarkan fenomena genetik sudah
biasa dilakukan oleh para ilmuan dan budayawan di Malaysia. Tetapi, usaha tersebut
tidak pernah menghasilkan temuan yang signifikan. Hal ini menegaskan bahawa
penelusuran identiti kebudayaan Melayu berdasarkan fenomena genetik sangat
bertentangan dengan hakikat kebudayaan Melayu itu sendiri. Ini kerana, sifat khas
kebudayaan Melayu adalah mampu menyerap kebudayaan lain untuk diolah dengan
cara sendiri hingga menjadi kebudayaan yang baharu.
Fakta kebudayaan Melayu yang cair dapat dilihat dari adat istiadat, kesenian, dan
kepercayaan yang tumbuh dan berkembang di Malaysia. Oleh kerana itu, kebudayaan
Melayu adalah produk percampuran daripada adat istiadat, kesenian, dan kepercayaan
oleh pelbagai masyarakat yang bertemu dalam satu wadah ekspresi kemanusiaan. Sifat
kebudayaan Melayu yang cair itu, pada dasarnya melekat pada diri penulis yang
mengalir darah Jawa, Aceh, dan India. Jadi, Melayu adalah bangsa dan kebudayaan
hibrid yang merupakan perpaduan antara benih-benih kebudayaan lokal dengan
kebudayaan luar demi tumbuhnya satu kebudayaan. Oleh itu, karya muzik GhaMuhyi
adalah manifestasi perpaduan benih-benih kebudayaan Melayu.
Secara keseluruhan, inspirasi komposisi muzik ini pada dasarnya adalah
paradigma komposisi yang tumbuh dan berkembang dalam gagasan penciptanya.
Berkaitan dengan paradigma penciptaan seni, Bambang Sunarto (2013, hal. 71)
menyatakan bahawa:
Penciptaan seni selalu berpijak pada adeg-adeg atau prinsip yang diidealkan oleh
penciptanya sendiri. Wujud adeg-adeg adalah idealisme penciptaan seni untuk
menyatakan ekspresi seni yang dikreasikan. Berdasarkan adeg-adeg yang diyakininya,
setiap pencipta seni mengatasi pelbagai alternatif pilihan artistik dalam proses penciptaan
yang dilakukannya sendiri.
Kamarulzaman Mohamed Karim 77
KELOMPANGAN GHAZAL MELAYU JOHOR (GMJ)
Kenyataan memperlihatkan bahawa GMJ telah mengalami kelompangan. Maksudnya,
GMJ dirasakan tidak berkembang kerana repertoir, teknik persembahan, gaya muzik,
dan idiom-idiom yang dimiliki tidak pernah berubah secara signifikan dari bentuk yang
sedia ada. Satu-satunya orang yang melakukan perubahan yang signifikan adalah Pak
Lomak atau Musa Bin Yusuf. Beliau adalah seorang tokoh utama GMJ yang dianggap
sebagai ‘Bapak Ghazal Melayu Johor’.
Rajah 1 Pak Lomak sebagai Bapak Ghazal Melayu Johor (Sumber: Shahrir Kamil, 2015)1
Pak Lomak telah membuat perubahan terhadap beberapa alat muzik, seperti sitar
ditukar dengan gambus, dan sharangi diganti dengan gitar (Lailan Machfrida, 1998, hal.
26). Pernah suatu masa muzik ini juga disebut ‘gamat’ yang dalam Bahasa Melayu
bererti bising atau riuh-rendah (Dewan Bahasa dan Pustaka Malaysia, 2015). Pada
waktu itu banyak sekali alat-alat muzik yang cuba digabungkan bersamanya seperti
ukulele, mandolin, banjo (kecapi Jepun), dan gendang dol (dhol). Seiring berjalannya
waktu, banyak alat-alat muzik tersebut yang tidak lagi dimainkan kerana tidak sesuai
dengan cita rasa seniman GMJ pada masa tersebut.
Kemudian, alat-alat muzik luar seperti biola (violin), tamborin, dan marakas juga
ditambahkan ke dalam ensembel GMJ. Setelah itu, alat-alat muzik ini tidak pernah lagi
berubah hingga dianggap sebagai alat-alat muzik utama dalam GMJ sampai sekarang.
Di dalam muzik GMJ juga terdapat idiom muzik yang khas diantaranya seperti char,
toda, bunga, timbang, parsi, tokel, gong, dan tar. Setiap istilah pula mempunyai makna
yang berbeza-beza secara muzikal.
GMJ pernah digabungkan bersama orkestra dalam ‘Konsert Ghazal Johor’ di
Stadium Tertutup Johor Bahru oleh Yayasan Warisan Johor pada tahun 2000.
Penggabungan dengan orkestra juga pernah dilakukan pada ‘Simfoni Ghazal Johor’ di
Istana Budaya, Kuala Lumpur pada tahun 2012. Seri Melati Ghazal, Seri Pelangi
Ghazal, dan Irama Nuansa Ghazal adalah kumpulan muzik GMJ yang pernah
menggabungkan alat muzik lain seperti seruling, rebana, marwas, bass elektrik, gitar
78 Malaysian Music Journal Vol. 5, Num. 1 (74-91)
ISSN 2232-1020
elektrik, conga, djembe, dan dram elektronik. Selain itu, kumpulan ‘Daya Tebrau
Ghazal’ dari Johor Bahru untuk pertama kalinya berkolaborasi dengan kumpulan muzik
rock di TV3 Kuala Lumpur pada tahun 2003.
Rajah 2 Beberapa alat muzik yang telah ditukar dalam GMJ.
(Sumber: Rikhi Ram, 2016)2
Rajah 3 Beberapa alat muzik yang pernah dicampurkan dalam GMJ dan kemudian
tidak digunakan lagi. (Sumber: Rikhi Ram, 2016)3
Kamarulzaman Mohamed Karim 79
Rajah 4 Alat-alat muzik utama dalam GMJ. (Sumber: Rikhi Ram, 2016)4
Rajah 6 Persembahan ‘Simfoni Ghazal Johor’ pada tahun 2012 di Istana Budaya, Kuala
Lumpur, Malaysia. (Sumber: Istana Budaya, 2015)5
GMJ juga pernah dicantumkan ke dalam album-album para penyanyi terkenal
industri muzik tanah air. Noraniza Idris, penyanyi yang mendapat jolokan ratu Irama
Malaysia pernah melakukan nyanyian semula dengan gubahan terhadap lagu-lagu6 lama
GMJ. Lagu-lagu tersebut diantaranya adalah ‘Mustika Hati’, ‘Dendang Anak’, ‘Kuala
Mersing’ dan ‘Puteri Ledang’. Cukup banyak lagu-lagu yang dinyanyikan semula oleh
Noraniza Idris. Lagu-lagu itu dimuatkan dalam beberapa album, di antaranya ialah
album ‘Ala Dondang’ (1997), ‘Masyhur’ (1998), ‘Iktiraf’ (2000), ‘Aura' (2002), dan
‘Sawo’ Matang’ (2004).
80 Malaysian Music Journal Vol. 5, Num. 1 (74-91)
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Yayasan Warisan Johor7 telah mengeluarkan album ‘Putera’ (2011) yang memuat
lagu-lagu ciptaan baharu GMJ pada tahun 2011. Penggarapan lagu-lagu tersebut dalam
album ini dilakukan dengan menggunakan alat-alat muzik band, orkestra, dan paduan
suara yang digabungkan bersama. Sayangnya lagu-lagu tersebut tidak ada satu pun yang
popular. Walaupun semua idiom-idiom GMJ telah disederhanakan kerumitannya dan
digabungkan dengan alat muzik Barat, inovasi tersebut tidak mampu menarik minat
masyarakat terhadap GMJ. Ini menunjukkan bahawa, teknik idiomatic minimalise
(mempersedikit idiom) atau combining medium (menggabungkan medium) bukanlah
satu-satunya cara efektif dan efisien untuk mengembangkan muzik tradisi ke dalam
industri muzik popular.
Berdasarkan pernyataan tersebut, tidak dinafikan bahawa memang sudah banyak
dilakukan pengembangan GMJ sejak awal kemunculannya hingga kini. Tetapi, usaha
tersebut tidak secara signifikan mengubah bentuk asal muziknya. Inovasi-inovasi yang
dilakukan oleh agensi-agensi seni kerajaan dan NGO ternyata terhad kepada aspek
instrumentasi saja. Inovasi yang pernah dilakukan belum menyentuh hakikat muzik
GMJ.8 Secara fakta, boleh dikatakan bahawa inovasi-inovasi itu tidak satu pun mampu
melepaskan GMJ dari kecenderungan bentuk konvensional, contohnya penggunaan
pada bentuk lagu dua bahagian (binary form) sebagai salah satu karakter tradisi muzik
GMJ.
Puisi atau pantun yang dinyanyikan pada GMJ juga tidak pernah lepas dari
pantun jenis empat kerat. Seperti yang dijelaskan sebelumnya, pantun empat kerat
dikenali sebagai pantun biasa yang terdiri dari empat baris dengan sajak A-B-A-B. Dua
baris pertama berisi ‘pembayang’ dan dua berikutnya berisi ‘maksud’. Di Malaysia,
selain pantun ini terdapat pantun jenis lain, iaitu pantun kilat, pantun berkait, dan
talibun. Pantun kilat diketahui sebagai ‘karmina’ yang terdiri atas dua baris dengan
sajak A-A. Pantun berkait dikenali juga pantun berantai di mana ada kaitan antara bait
satu dengan dua, dan seterusnya (Ratna, 2013, hal. 329). ‘Talibun’ ialah sejenis pantun
yang terdiri dari enam, lapan, dan sepuluh baris. Pantun jenis ini belum pernah
diaplikasikan dalam muzik GMJ.
Realiti menunjukkan bahawa lagu-lagu langgam yang sering ditampilkan dalam
persembahan GMJ lebih diminati masyarakat, sehingga lagu-lagu GMJ yang asli
(berirama Ghazal) tidak mendapat sentuhan baharu. Para seniman GMJ lebih banyak
memanfaatkan lagu-lagu langgam untuk menarik minat pendengar. Pengertian istilah
langgam yang dimaksudkan di sini tidak sama seperti istilah langgam pada lagu-lagu
Keroncong. Pengertian langgam dalam budaya muzik GMJ adalah semua bentuk lagu
dan genre muzik selain lagu-lagu yang berirama Ghazal. Jadi, kata langgam itu
menunjuk pada lagu-lagu irama Melayu yang lain seperti asli, zapin, joget, inang,
dangdut, dan muzik pop Melayu lainnya.
GMJ dapat diibaratkan sebagai sebuah pohon yang tumbuh di tengah semak
belukar. Langgam boleh diibaratkan seperti semak belukar dan lalang yang mengelilingi
pohon GMJ. Para penggiat GMJ justeru lebih suka mengolah irama dan lagu langgam
berbanding irama dan lagu ghazal itu sendiri. Mungkin mereka beranggapan bahawa
dengan menghidupkan langgam ia akan dapat membuatkan muzik GMJ menjadi
semakin hidup. Malangnya, kehidupan GMJ semakin tertutup oleh semak langgam yang
tumbuh di sekitar pohon GMJ.
Fenomena ini terjadi mungkin kerana pemahaman bahawa GMJ sebagai muzik
tradisi yang tetap harus dipelihara dan dikekalkan. Pemahaman ini menyebabkan
Kamarulzaman Mohamed Karim 81
kesenian GMJ akhirnya tidak mendapat sentuhan pengembangan. Akibat dari
pemahaman bahawa tradisi adalah sesuatu yang statik atau tidak bergerak,
menyebabkan muzik tradisi GMJ juga diperlakukan sebagai realiti kebudayaan yang
statik dan tidak bergerak. Hal tersebut tentu tidaklah benar kerana tradisi pada dasarnya
bersifat progresif, reaksioner dan merupakan kesinambungan gaya dan penampilan
(Lorens, 2005, hal. 1116). Hakikatnya, tradisi yang membeku akan merugikan
pertumbuhan peribadi dan kemanusiaan; oleh kerana itu ia harus diberontak, dicairkan
dan diberi perkembangan baharu (Rendra, 1983, hal. 3).
NILAI KETUHANAN AL-MUHYI
Ghazal Melayu Johor (GMJ) adalah suatu genre muzik yang memiliki idiom-idiom yang
mewadahi nilai-nilai cinta yang dapat dihubungkan dengan nilai ketuhanan Al-Muhyi .
Cinta adalah hakikat dan kekuatan dari GMJ, sedangkan Al-Muhyi adalah salah satu
sifat Allah S.W.T, ‘Yang Maha Menghidupkan’, yang sangat penting untuk disebarkan
dan diteladani di masa sekarang ini. Al-Muhyi adalah nilai ketuhanan yang berasal dari
salah satu nama-nama Allah S.W.T (asmaulhusna) yang bererti Maha Menghidupkan.
Al-Muhyi berada diurutan ke-60 daripada 99 nama-nama Allah S.W.T. Al-Muhyi dapat
diertikan sebagai memberikan daya hidup kepada setiap sesuatu yang berhak hidup.
Dalam Al-Qur’an, kata Al-Muhyi hanya ditemukan dalam dua ayat yang terdapat dalam
surat Ar-Rum ayat ke 50 dan surat Fushilat ayat ke 39. Meskipun demikian, ayat-ayat
yang memuatkan tentang kekuasaan Allah sebagai penganugerah kehidupan dapat
dijumpai pada ayat yang lain.
Di Malaysia, nilai-nilai ketuhanan lebih sinonim untuk disalurkan kearah gaya
muzik yang dianggap Islami atau kearab-araban misalnya, nasyid, qasidah, solawat, dan
lain-lain. Hal tersebut membuatkan ketuhanan sering dianggap sebagai sebuah genre
muzik tersendiri yang berbeza dengan genre-genre muzik. Pemikiran sebegini amatlah
bertentangan dengan nilai ketuhanan itu sendiri khususnya yang dianjurkan oleh Al-
Qur’an dalam surah Al-An’am yang bermaksud, “Katakanlah: Sesungguhnya
sembahyangku, ibadatku, hidupku dan matiku hanyalah untuk Allah Tuhan semesta
alam” (Q.S. 6: 162).
Sebagai seorang penganut agama Islam sejak lahir, hal tersebut telah
mempengaruhi kesadaran spiritualitas dalam membuka ruang-ruang estetika baharu,
terutama estetika yang bernilai ketuhanan. Sesungguhnya, kesedaran tersebut telah
dituangkan menjadi bahagian dari idea penciptaan muzik sebagai pesan yang berisi
nilai-nilai. Konsep ketuhanan yang telah dituangkan dalam muzik GhaMuhyi memiliki
dimensi yang luas. Konsep ketuhanan bukan semata-mata manifestasi dikotomi antara
konsep religius yang berlawanan dengan konsep sekular atau konsep sakral yang
berlawanan dengan konsep profan. Konsep ketuhanan dalam karya ini difahami sebagai
satu kesatuan yang utuh, maksudnya, semua kejadian dan fenomena dalam kehidupan
adalah manifestasi ketuhanan.
Jika Al-Muhyi dilihat dari segi nilai kehidupan memperlihatkan bahawa realiti
kehidupan sekarang dipenuhi oleh manusia-manusia yang kehilangan daya hidupnya
akibat daripada tekanan-tekanan hidup yang dihadapi. Manusia mudah sekali
menyerahkan segala-galanya pada nasib dan membiarkan hidupnya terombang-ambing
tanpa tujuan, masa depan, cita-cita, dan kehendak. Manusia yang tidak lagi memiliki
82 Malaysian Music Journal Vol. 5, Num. 1 (74-91)
ISSN 2232-1020
harapan sama sahaja seperti “mayat hidup”. Nyawanya masih ada akan tetapi jiwanya
sudah mati dan raganya membeku.
Realiti kehidupan tersebut juga terjadi pada kesenian, banyak sekali karya-karya
seni yang sudah hilang daya hidupnya di tengah masyarakat sekarang ini. Keadaan
tersebut sangat menonjol pada kesenian tradisional. Akibat dari derasnya arus kesenian
moden Barat, kesenian tradisional semakin hilang daya hidupnya. Para seniman tradisi
semakin terpinggir dalam era industri muzik yang serba popular dan mewah.
Nilai Al-Muhyi diharapkan dapat menjadi sumber semangat yang penting untuk
disebarkan kepada masyarakat sekarang baik dari perspektif kemanusiaan atau
kebudayaan. Al-Muhyi yang merupakan nilai ketuhanan diharapkan mampu menyerap
masuk ke dalam kesedaran manusia secara holistik. Seterusnya, nilai cinta yang ada di
GMJ sangat berpotensi untuk menyebarkan semangat Al-Muhyi dengan perasaan cinta
dalam sisi kehidupan masyarakat.
PESANAN NUMERIK
Karya ini juga diinspirasikan oleh keyakinan bahawa muzik adalah simbol yang dapat
menyampaikan pesanan-pesanan yang bersifat numerik. Keyakinan ini berdasarkan
kepada pemahaman bahawa suasana muzik yang digabungkan bersama pesanan
numerik dapat menghasilkan hakikat muzik yang lebih menyentuh emosi dan fikiran.
Al-Kindi dan Al-Shafa’ menjelaskan bahawa:
Muzik terkait dengan kenyataan-kenyataan aritmetik dan samawi. Muzik, kerana itu
memiliki hubungan erat dengan sesuatu yang nyata dan objektif. Muzik terkait dengan
wujud yang benar-benar berada di luar, dan ia dapat dinilai dari segi akurasi atau
tidaknya. (Al-Kindi dan Al-Shafa’, 2005, hal. 173-174)
Pernyataan Al-Kindi dan Al-Shafa’ di atas jelas menunjukkan kekuatan muzik
dalam menyampaikan makna tertentu yang dapat dinilai dari segi ketepatan atau
tidaknya. Pada sisi lain, setiap ayat dalam Al-Qur’an mempunyai kod-kod tersendiri
berdasarkan huruf dan nombor. Menurut Iskandar AG Soemabrata (2007) huruf dan
angka suatu pasangan yang tidak dapat dipisahkan, jelas keberadaannya di dalam Al-
Qur’an. Menjadikan huruf dan angka sebagai alat bantu dalam rangka pendekatan untuk
mencuba memahami pesanan Al-Qur’an, seharusnya menjadi suatu kenyataan yang
tidak dapat disampingkan dengan begitu saja (Iskandar AG Soemabrata, 2007, hal. 133).
Maka pesan numerik yang terdapat di dalam Al-Qur’an adalah pengikat atau tanda bagi
siapa pun yang mendengarkan muzik tersebut untuk dapat mengaitkan elemen-elemen
muzik yang dicipta dengan Al-Qur’an.
Sesungguhnya realiti numerik tidak hanya sekadar alat bantu tetapi juga
mengandungi makna. Terutama apabila dikaitkan dengan Al-Qur’an, maka nombor
bukan sekadar petunjuk ayat, surat atau entiti-entiti yang lain, melainkan mengungkap
persoalan hakikat yang terkandung di dalam Al-Qur’an. Realiti numerik di dalam karya
GhaMuhyi juga memiliki makna petunjuk hakikat ketuhanan yang hendak disampaikan
melalui muzik.
Kamarulzaman Mohamed Karim 83
DIKOTOMI MUZIK ABSOLUT DAN MUZIK PROGRAM
Inspirasi seterusnya berdasarkan oleh keyakinan bahawa dikotomi antara muzik absolut9
dengan muzik program10 bukanlah dikotomi yang membezakan kualiti muzik. Kedua
kategori muzik bukan merupakan pertentangan antara satu dengan yang lain. Ertinya,
muzik absolut tidak lebih baik dari muzik program, dan begitu juga sebaliknya.
Demikian juga dalam penciptaan karya ini, kerana di dalam prosesnya memiliki
banyak kemungkinan dalam menggarap nilai, baik nilai yang bersifat ekstrinsik11
maupun yang bersifat instrinsik.12 Karya ini berusaha mengolah untuk mengungkap hal-
hal yang bersifat ekstrinsik, sehingga secara tidak langsung aspek-aspek instrinsik juga
diolah. Jadi, ketika aspek ekstrinsik diungkapkan dengan teknik maupun idiom baharu,
maka hal yang bersifat instrinsik pun akan mengalami kebaharuan.
Sebaliknya, ketika penciptaan karya ini difokuskan untuk mengolah aspek
instrinsik, maka tanpa disedari hal-hal yang bersifat ekstrinsik juga tersalur di dalam
eksistensi karya. Proses perjalanan penciptaan ini sering mengalami pertindihan
orientasi antara orientasi instrinsik dengan orientasi ekstrinsik, antara hal-hal muzikal
atau bukan muzikal. Pada prinsipnya, pertindihan itu bukan persoalan penting di dalam
proses penciptaan kerana pertindihan adalah persenyawaan untuk menghasilkan hakikat
muzik dan nilai-nilai GhaMuhyi.
Schoenberg, Webern, Berg, Janacek, dan Beethoven hingga hari ini dikenal
sebagai komposer-komposer yang mencurahkan perhatian penciptaannya pada muzik
absolut. Namun, sesungguhnya mereka adalah komposer-komposer yang juga menaruh
perhatian pada eksistensi muzik program (muzik fungsional), seperti yang dinyatakan
Prier (2009) berikut ini:
Meskipun pada abad ke-20 muzik program dipandang sebagai muzik sekunder, komposer
terkenal seperti Schoenberg, Webern, Berg, Janacek, tetap menulis muzik instrumental
yang secara diam-diam memuatkan suatu program (hal. 170).
Begitu juga dengan pandangan Jack (1977) yang menyatakan bahawa:
Even though Beethoven said that he did not write program music, several of his notable
works have, at the least, programmatic connotations. The most obvious of these is his
Symphony No. 6 (Pastorale). In it are movements that denote such pastoral scene as
peasants’ merrymaking and a storm (hal. 67).
Ini menunjukkan bahawa muzik absolut dan muzik program adalah muzik yang
memiliki eksistensi dan karakter berbeza. Namun, berkemungkinan dalam satu karya
muzik memiliki kandungan absolut dan program seperti halnya pada Symphony No.6
karya Beethoven. Aspek-aspek bukan-muzikal tidak dianggap sebagai sarana untuk
mengabdi kepada kepentingan-kepentingan pragmatis dalam karya muzik. Namun,
aspek-aspek itu diperlukan sebagai pendorong untuk melakukan eksperimen terhadap
medium dan idiom bagi melahirkan kebaharuan. Boleh jadi aspek-aspek bukan-muzikal
adalah entiti artistik yang bersifat rohani, sedangkan aspek-aspek muzikal adalah entiti
artistik yang bersifat jasmani. Bagi Sumardjo (2000, hal. 99), hal ini diyakini kerana
rohani selalu muncul sebelum jasmani, sedangkan jasmani saja tidak mungkin
melahirkan yang rohani.
84 Malaysian Music Journal Vol. 5, Num. 1 (74-91)
ISSN 2232-1020
REPRESENTASI
KEUNIKAN
IDIOM
MUZIK
GMJ
MELALUI
PENDEKATAN MUZIK POPULAR
Muzik popular atau pop merupakan wacana kesenian masa kini yang mampu mewakili
keunikan muzik tradisi Melayu. GMJ sebagai salah satu muzik tradisi masyarakat
Melayu di Malaysia berpotensi untuk kembali diminati. Untuk itu, diperlukan sebuah
kaedah penciptaan yang dapat diaplikasikan dengan kebiasaan-kebiasaan13 muzik
popular tanpa mengurangi keunikan muzik tradisi.
Pertama, perlu dijelaskan kedudukan GMJ sebagai muzik tradisi di Malaysia.
Estetika Melayu, seperti yang sudah diungkapkan pada bahagian awal bersifat cair di
mana ia mampu menyerap kebudayaan lain untuk diolah dengan cara sendiri hingga
menjadi kebudayaan yang baharu, ertinya pengaruh muzik Barat memang sudah
terdapat dalam GMJ sejak awal. Pengaruh tersebut dapat dilihat pada alat muzik yang
dimainkan bukan pada teknik permainannya. Jadi tidak dapat dikatakan itu sebagai
proses pembaratan14 melainkan sebuah percampuran instrumentasi yang membentuk
elemen-elemen muzik baharu yang mewakili masyarakat Melayu pada masa itu dan
disebut sebagai tradisi hingga kini.
Hakikat muzik tradisi di Malaysia mungkin berbeza dengan tempat lain
disebabkan latar belakang budaya Melayu itu sendiri yang merupakan budaya
campuran. Keaslian muzik tradisi Melayu tidak bersifat khusus melainkan percampuran
dari banyak unsur budaya yang mempengaruhinya. Maka, GMJ dikatakan sebagai
‘muzik tradisi’ adalah dengan menggunakan makna tersebut.
Begitu banyak penafsiran terhadap istilah muzik popular atau muzik pop. Ada
tafsiran yang bersifat ilmiah dan ada juga tafsiran yang menentang muzik popular
apalagi untuk menafsirkannya secara ilmiah.
…kata pop dalam teori seni dianggap sebagai sebuah terminus technicus yang
mempunyai konotasi tidak cantik. Pop sepanjang perjalanan kritik seni, ditempatkan
sebagai hasil seni yang tidak mulia, yang kolder, kitsch, dan sebangsanya. Padahal
penamaan popular pada awalnya dipakai untuk menggolongkan jenis-jenis lagu yang
hidup bersama rakyat, iaitu lagu-lagu dalam setiap bangsa yang tak henti-hentinya
didiskusikan dalam ladang etnomuzikologi. (Remy Sylado, 1977, hal. 29)
Pada umumnya, para intelektual bersepakat bahawa muzik popular adalah muzik
yang menggunakan media-massa (audio-visual) dalam penyebaran luas ke masyarakat.
Dari segi pengistilahan, kami usulkan bahawa istilah muzik popular diertikan untuk
segala jenis muzik yang sedang berkembang sejajar dengan perkembangan media audio-
visual, maksudnya muzik entertainment (hiburan) di Amerika dari awal abad ini sampai
sekarang. Kemudian ‘pop’ bisa diertikan sebagai muzik popular di Amerika dan Inggeris
pada tahun 1960-an dan selanjutnya. (Mack, 1995, hal. 20)
Tidak dinafikan bahawa ada pendapat yang menyatakan bahawa muzik popular
adalah lawannya muzik rakyat tradisional, muzik serius atau muzik akademis. Berikut
adalah salah satu pendapat tersebut.
Lebih nyata bila pop/muzik pop disamakan dengan muzik hiburan yang mudah
didengarkan, untuk konsumsi sesaat saja, diciptakan oleh orang tertentu dengan tujuan
komersial, berlawanan dengan muzik serius dan akademis. (Prier, 2009, hal. 166)
Kamarulzaman Mohamed Karim 85
Tidak hairan jika pandangan tersebut masih ada hingga kini. Pada kenyataannya,
karya-karya industri muzik popular yang serba sederhana dan ringan terus tersebar luas
melalui media-massa dan disenangi rakyat. Sebaliknya, karya-karya muzik idealis dan
kontemporer sulit untuk difahami masyarakat. Sementara itu, karya-karya muzik tradisi
seperti tinggal di dalam muzium, dan hanya dipamerkan jika ada pengunjung yang
datang. Inilah situasi yang terjadi di Malaysia. Semakin pesat pembangunan industri
muzik, maka semakin besar pula jurang di antara tiga genre muzik tersebut. Untuk
mengurangi jurang tersebut perlu diciptakan metode yang dapat menjadikan muzik GMJ
kembali popular di industri muzik tanpa mengurangkan keunikannya. Apabila muzik
GMJ masuk ke dalam dunia industri muzik popular, diharapkan akan mendorong
perkembangan gaya muzik tersebut menjadi lebih luas. Apa lagi fungsi muzik GMJ
sebagai muzik hiburan sejak zaman dulu15 sudah menunjukkan kesesuaiannya dengan
permintaan (demand) industri muzik popular.
Pendekatan seperti ini sebetulnya sudah pernah dilakukan orang sebelum ini,
hingga lahir gubahan baharu hasil percampuran antara muzik tradisional dengan muzik
popular di Malaysia, seperti ‘pop tradisional’, ‘pop etnik’, ‘irama Malaysia’ atau ‘etnik
kreatif’ yang muncul di era 1990-an. Pelopor gaya ini adalah Datuk Suhaimi Mohd Zain
atau Pak Ngah. Penyanyi yang paling menonjol dengan gaya tersebut ialah Siti
Nurhaliza dan Noraniza Idris. Pak Ngah lebih cenderung memilih istilah ‘pop
tradisional’ untuk karya-karyanya dibandingkan dengan istilah ‘pop etnik’, ‘etnik
kreatif’ atau ‘irama Malaysia’. Menurutnya, istilah-istilah tersebut diperkenalkan oleh
media TV3 (salah satu stesen televisyen yang terkenal di Malaysia) yang
mengelompokkan jenis muzik popular ketika itu (Suhaimi Mohd Zain, temu bual, Ogos
16, 2015)
Sejak kemunculan gaya-gaya tersebut hingga kini, lagu-lagu irama GMJ ternyata
tidak berjaya menarik minat rakyat Malaysia dan kalah bersaing dengan lagu-lagu
berirama zapin, samrah dan inang. Mungkin disebabkan anak-anak muda Malaysia lebih
tertarik terhadap muzik popular dari Barat atau yang ‘kebarat-baratan’16 yang semakin
meningkat dewasa ini.
Secara perbandingan, terdapat kesesuaian antara bentuk tradisi GMJ dengan
bentuk muzik popular di Malaysia. Pertama, durasi karya-karya muzik popular biasanya
diantara lima hingga tujuh minit; durasi muzik GMJ diantara empat hingga lima minit.
Kedua, instrumentasi muzik popular adalah formasi band yang terdiri dari tiga hingga
delapan orang pemain yang menggunakan alat-alat muzik Barat seperti dram, gitar, bass
elektrik, keyboard, dan vokalis. Instrumentasi muzik GMJ terdiri dari tujuh alat muzik
dan satu atau dua orang vokalis. Ketiga, segmentasi muzikal muzik popular biasanya
terdiri dari dua atau tiga bahagian utama (binary form dan ternary form); segmentasi
muzik GMJ juga terdiri dari dua bahagian utama. Keempat, penampilan muzik popular
biasanya dalam bentuk lagu (nyanyian yang disertai muzik) bukan instrumental (muzik
tanpa nyanyian); sajian muzik GMJ juga dalam bentuk lagu bukan instrumental. Bentuk
seperti ini biasanya lebih menonjolkan tekstur homophony, iaitu melodi lebih dominan
daripada alat-alat muzik lain yang bersifat accompany (pengiring). Kelima, muzik
popular dibuat untuk hiburan, oleh kerana itu disebut sebagai muzik hiburan; muzik
GMJ juga merupakan sarana hiburan untuk masyarakat misalnya untuk pesta-pesta
perkawinan atau acara-acara hiburan lainnya.
Fakta di atas menunjukkan adanya keserasian bentuk dan nilai di antara muzik
tradisi GMJ dengan muzik popular. Persoalannya adalah, hingga kini usaha-usaha yang
86 Malaysian Music Journal Vol. 5, Num. 1 (74-91)
ISSN 2232-1020
sudah pernah dilakukan oleh para seniman ternyata belum dapat mengangkat muzik
GMJ menjadi popular. Mungkin disebabkan para seniman GMJ belum berani keluar
dari irama langgam GMJ.
Sesungguhnya muzik popular di Malaysia tidak mempunyai bentuk-bentuk
khusus yang bersifat tetap, melainkan hanya kebiasaan-kebiasaan yang dikembangkan
secara bertahap dan tidak terlalu drastik.17 Oleh kerana itu, muzik GMJ mungkin dapat
kembali diminati oleh masyarakat apabila digubah sebagaimana kebiasaan-kebiasaan
bentuk dalam muzik popular, tetapi tanpa mengurangi keunikan dari elemen-elemen
tradisi yang sudah ada. Menurut beberapa intelektual kontemporer, hal itu merupakan
arah baharu di dalam budaya popular, seperti yang dinyatakan di bawah ini.
Arah ketiga tersebut juga melihat budaya popular sebagai lokasi perjuangan. Akan tetapi,
meskipun arah ini menerima kekuasaan kekuatan-kekuatan dominan, namun kemudian
berfokus pada strategi-strategi popular untuk tujuan menangani, menghindari ataupun
melawan kekuatan tersebut. (Fiske, 1995, hal. 24)
KAEDAH PENCIPTAAN (RINGKASAN)
Di dalam mewujudkan muzik ini, penciptaan dilakukan dengan menggunakan 12
kaedah, iaitu: (1) merubah pola ritma tradisi, (2) menciptakan melodi berdasarkan frasa
baru dalam meter ganjil, (3) memunculkan harmoni (kord) berdasarkan pergerakan
melodi, (4) mengembangkan segmentasi muzikal tradisi untuk menghasilkan segmentasi
muzikal yang baharu, (5) membuat analogi istilah Al-Muhyi untuk menciptakan motif-
motif melodi yang baharu, (6) menciptakan lirik berdasarkan pantun dan puisi Melayu,
(7) menggabungkan alat-alat muzik ghazal tradisi dengan drum, toys, dan bass elektrik,
(8) menghasilkan kesan bunyi ‘lama’ terhadap alat-alat GMJ, (9) menghasilkan kesan
bunyi ‘baru’ terhadap alat-alat GMJ, (10) menghasilkan bunyi konkret dari alat muzik
GMJ, (11) menggubah semula beberapa lagu tradisi dengan teknik komposisi baru, dan
(12) menentukan judul setiap komposisi.
Sementara itu, di dalam mewujudkan persembahan muzik karya ini, ia dilakukan
dengan menggunakan 10 cara, iaitu: (1) menentukan urutan komposisi, (2)
menghasilkan komposisi demo, (3) memilih pemuzik dan penyanyi, (4) menentukan
jumlah pemain, (5) membentuk formasi GMJ baru, (6) membuat rekaan ruang
panggung/ floor plan, (7) membentuk kumpulan produksi dan kumpulan kreatif, (8)
menggunakan slide projektor sebagai alat bantu sewaktu pementasan, (9)
menggabungkan muzik dan tari dalam komposisi ‘Matahari’, dan (10) membuat rekaan
tata cahaya.
Kaedah-kaedah tersebut bukan bermaksud untuk menunjukkan urutan dalam
proses penciptaan yang dilakukan secara kaku. Sebab, hakikat proses penciptaan adalah
melakukan dan menghasilkan perubahan, sehingga perubahan urutan proses kreatif
sering terjadi. Dalam penciptaan pada umumnya, kaedah yang sudah dirumuskan,
dibuat, diolah, dan diaplikasikan sering kali harus dirapikan semula, untuk dimurnikan
dan diteruskan lagi. Oleh karena itu, penggunaan dalam penciptaan muzik sering
dilakukan seperti gerakan zigzag.
Melalui kaedah-kaedah penciptaan yang dilakukan, karya GhaMuhyi berusaha
mencapai objektif utamanya iaitu memberikan daya hidup kepada seni muzik GMJ yang
Kamarulzaman Mohamed Karim 87
sudah mengalami kelompangan dari sudut kreativiti. Karya GhaMuhyi juga turut
menyertakan aktivis-aktivis veteran GMJ di dalam persembahannya sebagai salah satu
cara untuk memperlihatkan perkembangan komposisi yang dibuat sekali gus
mengangkat potensi muzik tradisi di pentas masa kini. Berikut adalah beberapa gambar
semasa persembahan GhaMuhyi berlangsung yang telah diadakan di Auditorium
Muzium Negara, Kuala Lumpur pada 18 Disember 2015 (Rajah 7, 8, 9).
Rajah 7 Salah satu komposisi dalam persembahan karya GhaMuhyi yang bertajuk ‘Telunjuk
Silir Sirat’ (Sumber: Kamarulzaman Mohamed Karim, 2015, hal. 282)
Rajah 8 Salah satu komposisi dalam karya GhaMuhyi bertajuk ‘Toda’ yang menonjolkan tabla
GMJ (Sumber: Kamarulzaman Mohamed Karim, 2015, hal. 283)
88 Malaysian Music Journal Vol. 5, Num. 1 (74-91)
ISSN 2232-1020
Rajah 9 Gabungan antara pemuzik veteran dan baharu GMJ dalam gubahan medley
bertajuk ‘Merindu-Melayu-Kesenangan’.
(Sumber: Kamarulzaman Mohamed Karim, 2015, hal. 285)
KESIMPULAN
Inspirasi penciptaan karya GhaMuhyi adalah cerminan dari potensi kesenian tradisi
yang mampu dikembangkan dengan kepelbagaian bentuk berdasarkan keyakinan-
keyakinan tertentu yang dimiliki oleh komposer. Justeru, keyakinan-keyakinan yang
dimiliki oleh seseorang komposer berbeza antara satu sama lain. Muzik GMJ sebagai
salah satu dari sekian banyaknya muzik tradisi di Malaysia menjadi inspirasi yang tidak
pernah ‘kering’ untuk digali dan dikembangkan tidak hanya sebagai identiti seni dan
budaya, melainkan juga sebagai khazanah keilmuan yang tidak pernah habis untuk
dimartabatkan.
Inspirasi penciptaan komposisi muzik GhaMuhyi memperlihatkan bahwa
keyakinan-keyakinan yang dimiliki oleh komposer yang juga merupakan penulis artikel
ini sangat berkait dengan latar belakang peribadinya, pengalaman, pengetahuan, dan
keinginannya. Perkara tersebut sangat wajar dalam sesebuah karya seni dimana idea
penciptaan sering didorong oleh hal-hal yang bersifat intuitif, individual, spiritual
mahupun empirikal. Peribadi komposer sebagai seorang Muslim, Melayu dan
warganegara Malaysia, lalu, pengalaman dalam kesenian GMJ sejak kecil dan muzik
Barat/ muzik popular sejak remaja, kemudian, pengetahuan yang mendalam tentang
ilmu-ilmu komposisi dan keinginan yang besar untuk memperjuangkan kearifan lokal
GMJ untuk “duduk sama rendah dan berdiri sama tinggi” dengan muzik lain di dunia,
merupakan kesedaran yang menghasilkan paradigma dalam penciptaan komposisi
muzik GhaMuhyi.
Kamarulzaman Mohamed Karim 89
NOTA AKHIR
1 http://shahrirkamil.blogspot.my
2 Rikhi Ram musical manufacturing manufacturing company (2016). Diperolehi daripada
http://www.rikhiram.com
3 Rikhi Ram musical manufacturing manufacturing company. (2016). Diperolehi daripada
http://www.rikhiram.com
4 Rikhi Ram musical manufacturing manufacturing company.(2016). Diperolehi daripada
http://www.rikhiram.com
5 Istana Budaya (2015).
Diperolehi daripada
http://www.istanabudaya.gov.my/laman-
utama/foto/#!mg_ld=12091
6 Dalam budaya muzik GMJ, istilah ‘lagu’ selalu digunakan oleh para penggiat untuk mewakili
setiap komposisi muzik dalam GMJ. Istilah ‘muzik’ pula lebih cenderung digunakan untuk
mewakili muzik GMJ secara keseluruhan. Hal ini mungkin disebabkan istilah ‘lagu’ lebih tepat
untuk memaknai bentuk muzik GMJ. Menurut pandangan penulis, ‘lagu’ adalah muzik tapi
‘muzik’ belum tentu dapat dikatakan sebagai lagu. Ini karena elemen paling utama dalam lagu
adalah lirik yang disampaikan oleh penyanyi. Sedangkan tanpa lirik, sesebuah komposisi itu
boleh sahaja dikatakan sebagai muzik.
7 Sebuah badan kesenian dan kebudayaan Kerajaan Negeri Johor yang bertanggungjawab
terhadap usaha-usaha pelestarian dan perkembangan seni dan budaya di Negeri Johor.
8 Elemen asas dalam muzik secara amnya dan GMJ secara khususnya terutamanya pada idiom-
idiom tradisi yang ada di dalamnya.
9 Muzik murni yang tidak mengandungi aspek bukan-muzikal. Muzik yang bermaksud untuk
memberi nikmat indah, tanpa menimbulkan suasana tertentu atau kaitan yang lain (Djelantik,
1999, hal. 69).
10 Istilah untuk muzik instrumental di mana komposer selain daripada not, juga mencantumkan
keterangan tambahan (dalam tajuk, sub-tajuk atau komentar khusus) tentang isi bukan-muzikal
komposisi tersebut. Isi bukan-muzikal di sini difahami dengan makna yang luas: sebagai imitasi
gejala akustik, sebagai pengertian dari suatu lukisan, sebagai ungkapan dari pengalaman
subjektif atau bahkan idea sastra atau filsafat (Prier, 2009, hal. 169-170).
11 Mempunyai kandungan moral, kognisi, agama, ajaran, filosofi dan sebagainya (Sumardjo,
2000, hal. 170). Ada juga yang mengatakannya sebagai isi, kandungan atau makna dari suatu
karya seni.
12 Struktur seni yang dibentuk oleh medium atau material seninya (Sumardjo, 2000, hal. 169).
13 Penulis menggunakan istilah “kebiasaan“ dengan catatan bahawa hal tersebut bersifat relatif,
tidak tetap dan boleh berubah-ubah. Berbeza dengan kata ‘karakter’ atau ‘ciri-ciri’ yang
mempunyai konotasi atau pemaknaan yang tetap dan tidak berubah.
14 Proses membarat-baratkan suatu karya seni dengan cara mencampurkan bentuk, gaya atau
teknik permainan muzik Barat di dalamnya. Dalam erti yang lain, cara untuk menyatakan
keunggulan, untuk menyadarkan mereka yang tidak mampu "membarat“ bahawa mereka itu
“kekurangan”, “ketinggalan” dan “keterbelakang” (Sudjoko, 1977, hal. 6).
15 Muzik GMJ adalah muzik hiburan yang sangat dekat dengan masyarakat Johor pada waktu
dahulu. Pertunjukan GMJ biasanya dibuat pada waktu malam hingga ke pagi.
16 Sama seperti maksud ‘pembaratan’ yang telah dijelaskan sebelumnya atau lebih spesifik
adalah muzik pop yang meniru gaya muzik pop Barat tetapi liriknya menggunakan Bahasa
Malaysia.
17 Penting untuk penulis mengetahui tahapan atau bench mark terkini yang pernah dilakukan
orang lain terhadap muzik GMJ di dalam industri muzik Malaysia, supaya dapat menginspirasi
bagaimana bentuk tahapan berikutnya. Ini karena suatu tahapan dengan ‘lompatan’ yang jauh
mungkin membuat cita-cita untuk mempopularkan GMJ menjadi sia-sia. Begitu juga sekiranya
tahapan yang dilakukan tidak menampakkan perbezaan dengan yang sudah ada.
90 Malaysian Music Journal Vol. 5, Num. 1 (74-91)
ISSN 2232-1020
RUJUKAN
Al-Kindi & Ikhwan Al-Shafa’. (2005). Estetika Islam – Menafsir seni dan keindahan. (Terj. Abu
Bakar Irfan). Bandung: Mizan.
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Djelantik, A. A. M. (1999). Estetika sebuah pengantar. Yogyakarta: Masyarakat Seni
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BIOGRAFI
Kamarulzaman Bin Mohamed Karim atau lebih dikenali dengan nama Man Tabla, merupakan
seorang pensyarah di Universiti Pendidikan Sultan Idris (UPSI). Sebelum mendapat pendidikan
muzik secara formal, sejak kecil beliau sudah terlibat dengan muzik tradisi Ghazal Melayu Johor
bersama kumpulan Seri Melati Ghazal di bawah pimpinan ayahnya sendiri yang sudah tertubuh
sejak tahun 1960-an. Muzik Ghazal juga telah menginspirasi beliau secara falsafah untuk
melanjutkan pengajian khusus dalam bidang komposisi muzik. Pada tahun 2002, beliau telah
mendapat Diploma Muzik dari Universiti Teknologi MARA, Shah Alam, Selangor. Di universiti
yang sama, beliau berjaya menamatkan pengajian dalam program Ijazah Sarjana Muda
Komposisi Muzik (Serious Composition) dengan Kepujian pada tahun 2007. Dari tahun 2008
hingga 2010, beliau melanjutkan pengajian masternya di Indonesia dan mendapat Master dalam
Penciptaan Muzik (Muzik Nusantara) / Master in Art Creation dari Institut Seni Indonesia (ISI)
Yogyakarta dengan karya bertajuk ‘Ratib Rewind’. Kemudian, pada tahun 2016 beliau berjaya
Kamarulzaman Mohamed Karim 91
menamatkan pengajian Doktor dalam bidang yang sama di Institut Seni Indonesia (ISI) Surakarta
dengan karya bertajuk GhaMuhyi. Selain itu, beliau juga merupakan Presiden Persatuan Ghazal
Johor Malaysia (GHAJMAS) sejak 2015 hingga sekarang.
Email: [email protected]
|
Malaysian Journal of Music Vol. 5 No. 1 (2016) | audio analysis, contextual sound, field recording, microphones, sape, sound preservation | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/136 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/817 | Reviewing the Recording Quality of a Local String Instrument (Sape) from the Perspective of Sound Preservation | Although technologies have rapidly advanced in the modern world, musicians and music scholars rarely understand new technologies and hence cannot comprehend the impact of recording technologies on their careers. Recordings of ethnic instruments that are available in the marketplace today show various types of timbre determined by different sampling rates, choice of microphone placements and acoustic environment. In many cases, the timbre produced in recordings of one ethnic instrument called sape is highly diversified. Music recordings available for ethnic instruments such as the sape of the Orang Ulu, Kenyah and other ethnic groups were manipulated either through the sound of the instrument itself or through the original recording that was extracted from various recording mediums, or recorded in a “mock-up” context created by producers. The effects of all these manipulations have misled listeners into thinking that what they are hearing are the original sounds of instruments such as sape. This situation is similar to a live performance. Many audience members are unaware that the final acoustic outcome for the audience is not only the sound produced by the instrument but also through the main speaker monitors of a performance venue. Local folk music instruments such as sape are traditionally played in a rural and/or communal setting with its unique sound environment. This contextual sound environment however tends to be ignored in the sound reinforcement of live performances as well as in audio recordings. All of the above affects the quality of audio recordings. The intention of this article is to compare, analyse and review the quality of audio recordings of sape from various perspectives, including wave analysis and audio signal audibility. This article suggests for a more advanced sound preservation approach through a constructed scheme for recordings. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/817/553 | [] | 92 Malaysian Music Journal Vol. 5, Num. 1 (92-117)
ISSN 2232-1020
Reviewing the Recording Quality of a Local String Instrument
(Sape) from the Perspective of Sound Preservation
Ahmad Faudzi Musib
Faculty of Human Ecology, Universiti Putra Malaysia,
e-mail: [email protected]
Abstract
Although technologies have rapidly advanced in the modern world, musicians and music
scholars rarely understand new technologies and hence cannot comprehend the impact of
recording technologies on their careers. Recordings of ethnic instruments that are available in the
marketplace today show various types of timbre determined by different sampling rates, choice
of microphone placements and acoustic environment. In many cases, the timbre produced in
recordings of one ethnic instrument called sape is highly diversified. Music recordings available
for ethnic instruments such as the sape of the Orang Ulu, Kenyah and other ethnic groups were
manipulated either through the sound of the instrument itself or through the original recording
that was extracted from various recording mediums, or recorded in a “mock-up” context created
by producers. The effects of all these manipulations have misled listeners into thinking that what
they are hearing are the original sounds of instruments such as sape. This situation is similar to a
live performance. Many audience members are unaware that the final acoustic outcome for the
audience is not only the sound produced by the instrument but also through the main speaker
monitors of a performance venue. Local folk music instruments such as sape are traditionally
played in a rural and/or communal setting with its unique sound environment. This contextual
sound environment however tends to be ignored in the sound reinforcement of live performances
as well as in audio recordings. All of the above affects the quality of audio recordings. The
intention of this article is to compare, analyse and review the quality of audio recordings of sape
from various perspectives, including wave analysis and audio signal audibility. This article
suggests for a more advanced sound preservation approach through a constructed scheme for
recordings.
Keywords audio analysis, contextual sound, field recording, microphones, sape, sound
preservation
INTRODUCTION
Local folk music instruments such as sape are traditionally played in a rural and/or
communal setting with its unique sound environment. This contextual sound
environment however tends to be ignored in the sound reinforcement of live
performances as well as in audio recordings. Even “plug and play” is not a solution in
bringing contextual sounds from the village into recordings of a compact disc or to live
performance settings. Although the demands of live performances change the contextual
Ahmad Faudzi Musib 93
sound of sape, issues still arise as to the best ways sounds can be produced during live
performances. Concerns about the sound of sape also arise in the production of an
album for traditional musical instruments. Isolation, as well as making individualised
recorded tracks within a multitrack recording seems to be a common procedure in
conventional studio recording practices. In every recording studio, the live room or
performance space is well set up in terms of providing desired room acoustics. The live
room is normally equipped with an isolation booth, sound proofing to diffuse low
frequency rumble, acoustic panelling to absorb any potential presence of ‘standing
waves’, which in turn alters the timbre of selected string instruments such as the sape.
Timbre can be best described as tone color. Hopkin and Scoville (1996) stated that,
“tone color is a blend of frequencies present” (p.2). Schouten (1968) notes that, “in
reality timbre is impacted by more than the mere composition of overtone series; it
involves the spectrum and envelope of the frequency as well as its amplitude (pp.35-44).
Chan and Musib (2010) however stated that timbre preferences are very much a cultural
issue. This is shown through constant modifications of musical instruments in order to
fit timbral preferences, discussed in organology history.
As such, audio production is even more critical when recording producers
create their own ‘context’ based on a conceptual idea through multitrack recording
techniques. In the search for methods to use for audio field recordings of ethnic
instruments such as sape, along other ethnic instruments that are played with sape, the
longhouse setting and its surrounding within innovative recordings of multiple
highlights and angles conceptualized as ‘contextual sounds’ are yet to be discovered
(Jähnichen, 2011; Musib, 2012).
OBJECTIVES
This article reviews the quality of music recordings of a local string instrument called
sape. First, I will identify the characteristics of timbre produced by recordings of local
string instruments. Secondly, I will review the quality of selected audio recordings of
the sape acquired from museum archives, recording studios and field recordings.
Selected commercial products compact discs (CD), digital video discs (DVD), video
compact disc (VCD) and cassette tapes available at cultural centers as souvenirs for
tourists will also be reviewed. Third, I will discuss the appropriateness of recordings
produced from the perspective of sound preservation. I will begin with a brief
description of the sape.
THE SAPE
The sape (sampeh, sampet) (Figure 1) is a stringed instrument of the Orang Ulu groups
including the Kenyah, Kayan, Penan, Iban and Kelabit among others, who are
indigenous to Sarawak, Malaysia. In the classification of musical instruments by
Hornbostel and Sachs (1961), the sape is a simple board zither without a resonator. The
sape is classified under the chordophone family. The musical instrument is carved out of
a single wooden trunk by the maker. Sape comes in various shapes with differently
94 Malaysian Music Journal Vol. 5, Num. 1 (92-117)
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crafted headstocks and in various dimensions. A sape is attached with three or four
strings. The frets are moveable with bees wax used as an adhesive. This allows sape
performers to reset the frets according to the music pieces, as the tuning varies from one
piece to another. The sape is usually played by men to accompany dance performances
(Galvin 1962, p. 501; Gorlinski 1988, p. 101; Gorlinski 1992, p. 8), during a wedding
ceremony (Gorlinski 1988, p.81) and during shamanic healing rituals (Prattis 1963,
p.72; Whittier 1978, p.106).
Figure 1 Matthew Ngau Jau with his sape at a longhouse in Bau, Sarawak (photo by Ahmad
Faudzi Musib, 2013)
IDENTIFYING TIMBRE CHARACTERISTICS OF LOCAL STRING
INSTRUMENT RECORDINGS
In order to identify the ideal sound characteristics of the sape for audio preservation, one
must first understand the sape from the perspective of the performer (the player of the
sape musical instrument), the archivist (preservationist), and the sound engineer
(recordings). Most of the recordings collected and evaluated in this research were a
mixture of the common acoustic type of sape and the electric versions produced in
various of contexts such as the communal longhouse and recording studios. Other
materials that will be reviewed are sound recording products that were extracted from
various recording mediums. The view of the performer, archivist, sound engineer, as
well as the assessment and interpretation of related literatures toward what is expected
in an audio recording of the sape that is of good quality, are taken into consideration in
the construction of an evaluation scheme in order to review the recording quality of
Ahmad Faudzi Musib 95
local string instruments (sape) from the perspective of sound preservation. The content
of the scheme will be constructed based on three main principles: 1) what is ‘preferred’,
based on the judgment of the recorded materials; 2) the ‘importance’ or ‘significance’ of
the substance, as well as; 3) the ‘experience’ or ‘understanding’ of the three parties
mentioned earlier towards sound preservation of the local string instrument. An
abbreviation of these three terms—P.I.E. (Preferred, Importance, Experience) will be
used throughout the paper. Each discipline will have a set of P.I.E. to deal with in
weighing the quality of sound recording. Opinions, issues and views from each of the
respective participants, performer, archivist and sound engineer, will be considered and
discussed.
As a Performer
The Orang Ulu native player of traditional sape music demonstrates that the elements of
P.I.E. are conveyed through what one understands best from what was taught by one’s
mentor. This was mentioned through informal discussions with informant Matthew
Ngau Jau during studio recording breaks. The importance of what is perceived as
“quality” is influenced by the mission of the performer to safeguard heritage through
documentation of repertoire in the form of audio recordings.
As an Archivist
For an archivist, field notes are not adequate in safeguarding heritage. Though sound
recording is an auxiliary to safeguarding heritage, recording is an important form of
evidence that supports and justifies fieldwork documentation. The availability of the
lightweight, portable digital stereo recorder was a great technological advance for
archivists who previously had to carry the bulky Nagra1 during their field work. With
the transformation of audio files into digital formats of high resolution, recording
became much easier. The transformation from analogue to digital format was one of the
major evolutions in safeguarding heritage. However, at times the archivist overlooked
many technical aspects in sound recording. Therefore, the quality of recordings became
inconsistent. Despite other tasks performed by an archivist such as documentation and
preservation, the importance of signal aqcuisitions was often overlooked. Often times,
signal aqcuisition in conventional field recordings, is aimed only at the sound source,
regarding other sounds as less important. The main focus of P.I.E. elements is on the
importance of the sound source in this discipline. Treating sound as knowledge is not
limited only to the instrument and musician, but the soundscape itself, and therefore
should also be part of an archivist’s field of view. The following (Figure 2) is an excerpt
of an interview with Kevin Bradley from the National Library of Australia as well as the
Head of the Technical Committee of the International Association of Sound and
Audiovisual Archive (IASA) commenting about ethnographic recording. The interview
took place on 10 October 2012 at the 43rd IASA Confrence held in India International
Centre, New Delhi, India.
96 Malaysian Music Journal Vol. 5, Num. 1 (92-117)
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Me:
What about those additional stuffs, putting into traditional
instruments like sape, going into the studio record with reverb,
flanging and all those processing – what do you have to say about
that?
Kevin:
(Laugh) it depends on the purpose of your recording. If the
recording purpose is to do an authentic recording then you failed
(little laugh). But if your purpose is to make a record of that thing
(authentic instrument) then it is a good thing. For instance, is
about what you appraise. If you are doing an ethnographic
recording, you wouldn’t do any of those things (processing, adding
effects). Just try to get a clean, accurate and best quality recording
you could manage.
Figure 2 Excerpt of an interview with Kevin Bradley (ARCPA No:1590)
The side sound that includes spatial information and other surrounding sounds
captured are not only meant for today’s research in sound studies but also for future use.
However, there might be certain technologies or instruments in the future that could
analyse these components of sound that we have not yet discovered. A very good
example is the capability of spectogram analysis, conducted in 1951 by Kay Electric
Co2 under the trademark of Sonagraph. The ‘narrow band’ and the ‘wide band’ analysis
produced by the sonagraph were inconsistent in the aspect of amplitude versus time
domain. It was not until 1995, when the Sonagraph was replaced by the Spectogram in
the digital era that the Spectogram proved much more precise, finer and faster
adjustable function in realtime. The importance of substance from the perspective of
sound preservation is not only meant for ethnomusicology, but for other social scientists
sharing sound knowledge. As David Nathan archivist noted, on the importance of audio
documentation, “audio provides an unbroken path between the information provider and
the final user”.
As a Sound Engineer
The quality of recording would best be described as an experience in ‘sculpting’ the
output. At times, the experiences go hand in hand with habit. In treating a raw sound
whether in a studio or during live performances, a sound engineer will use his or her
ability to ‘makeover’ what is missing based on the reference of experience. In this field,
the P.I.E elements only focus on preference and experience as the means of producing
‘quality sound’. The following (Figure 3) is an excerpt taken from an interview with
Toby Seay that took place on 7 October 2012, at the 43rd IASA Confrence held at the
India International Centre, New Delhi, India.
Ahmad Faudzi Musib 97
Me:
Can I say that music in context can be best viewed through
localization or highlights of certain component in the element of
the music in context as a whole in the rural environment?
Toby:
Localizations, I remember once I did a live jazz band project. I had
it all at closed miking, and a few meters I had a stereo microphone
in place picking up the whole band. Again during the mix-down
session, I am able to reconstruct (sculpt) certain instrument to be
loud or soft, as well as using different microphone to make it not
so loud (through positioning, pick-up patterns, as well as its
sensitivity which condenser or dynamic). Again this is based on
judgments, which is not the truth.
Figure 3 Excerpt of an interview with Toby Seay (ARCPA No: 2018)
Most professional sound engineers will begin the recording process by choosing
the preferred type of microphones based on criteria such as frequency response, polar
pattern, uncoloured, and microphone placement techniques. Treating every raw sound
signal, occurs in the frequency spectrum of the instrument without any equalizations or
enhancement. In many aspects of sound recording, sound engineers will often express
their concerns on how to maintain the actual sounds of the instrument. Other sound
engineers who have less experience will treat sound differently based on their set of
P.I.E. (Preferred, Importance, Experience). They might treat the buzzing sound
produced by rattling wooden frets (due to dried beeswax) of the sape as a disturbance
rather than preserving it, hence they will use an equalizer to ‘cut or attenuate’ the
unwanted buzzing sound. Overlooked by habit, the actual sound of the native sape is
now altered. The goal of sound reproduction in a manner of ‘clean, enhanced and
beautified’ sound through commonly used and abused approaches, changes the quality
of the natural sounding sape.
My view
What is the quality of recordings with regard to the native sape of the Orang Ulu? When
recording is conducted in order to preserve the actual timbre, what is produced? The
focus on quality in recording for preservation, will have to be based on what is produced
by the actual source. This leads to the study of what is the actual sound source of sape
and how it is sounded in its natural environment. Prior to the understanding of the actual
sound source, we have to investigate and trace what happens in the mastering, mixing,
recording where certain sound elements might have been lost, distorted, isolated or even
enhanced. Based on these aspects just mentioned, samples will be utilised with each
sample tested according to the structure scheme and its various references in related
areas.
98 Malaysian Music Journal Vol. 5, Num. 1 (92-117)
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CONSTRUCTING A SCHEME
Sound preservation is not limited only to the recorded materials. The quality should also
be well preserved upon playback. Figure 4 is a simple illustration in understanding the
process of maintaining sound preservation through quality recording, storage and the
playback system.
Figure 4 The sound quality is well preserved provided that the recording, storage and playback
is of the same format. (Illustration by Ahmad Faudzi Musib 2013)
Table 1 Four main elements required in evaluating the quality of recording (source) (Source:
Nathan, 2010)
No.
Descriptions
Definitions
1
Signal
Content
Fidelity
Spatial and contextual information
Comfortable to listen to
2
Noise
From environment
near: people, animals, activities
far: traffic, generators, planes
machines: refrigerators, fans, computers
not hearable: mobile phones, electrical interference
acoustic: reflections/resonance
Generated by event (unwanted)
shuffling papers, clothes
table banging
backchannel from interviewer
equipment handling, especially microphones and cables
Generated by equipment
wrong input levels
circuitry noise (cheap or incompatible)
compression loss or distortion
ALC3/AGC4 effects (pumping)
video camera motors
3
Listenability
Comfort
Consistency
4
Fit for Purpose
Commercial/ Archive/ Documentary/ Teaching Material
Recording:
96 kHz
sample rate
32-bit
resolution
Storage:
96 kHz
sample rate
32-bit
resolution
Playback:
96 kHz
32-bit
resolution
Quality:
96 kHz
32-bit
resolution
Ahmad Faudzi Musib 99
In constructing a scheme which will be used to review the recording quality of
local string instruments from the perspective of sound preservation, related studies were
considered. David Nathan, director and archivist for the Endangered Languages Archive
(ELAR), listed the requirements of quality recordings that are acceptable and that are
not limited to oral materials. In Table 1, four main elements described as the
requirements in evaluating the quality of recording (source) was categorised by David
Nathan (2010).
Another important aspect to be considered in reviewing audio recording quality
is the playback device. In Figure 5, A.J. van den Hul, founder of a Dutch company that
specialises in quality signal transmission in audio stereo systems, listed the eight
elements that are to be considered as a method to maintain the recording quality of a
playback system. Each device will undergo a structured test by A.J. van den Hul (n.d.).
This test is conducted to make sure that the playback system reproduces all recorded
material at the best quality.
1
Details
2
Dynamics
3
Lack of Distortion
4
Balance in Timbre
5
Depth
6
Spatial Impression: Width and Height
7
High Definition
8
High Resolution
Figure 5 Important variables to be tested on audio stereo system focuses on the quality signal
transmission [Source: van den Hul, A.J. (n.d.).]
For example, the CD audio is limited to 44.1 kHz sample rate at 16-bit
resolution. If a field recordist records a piece of music during his field work at a sample
rate of 48 kHz in 24-bit resolution, in order to hear the recording back in the same
quality, the playback system should support this format. In this research, an amplitude
statistic test was conducted on a similar sound source through two different recording
devices. In the test, a similar sound source was encoded at 96 kHz sample rate with 32-
bit resolution and the other encoded at 44.1 kHz sample rate with 16 -bit resolution. The
result showed that playing the same material on a lower reproduction machine alters the
sound quality. One of the components was variation in output of the specimen’s
amplitude statistic, particularly the peak amplitude (Table 2). Another important factor
to consider in using the reproduction system (playback machine) before evaluating
quality recording, is that if the recorded materials is to be played back on a personal
computer, one should be aware whether or not the soundcard is capable of supporting a
96 kHz sample rate with 32-bit resolution data.
100 Malaysian Music Journal Vol. 5, Num. 1 (92-117)
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Table 2 The table shows the amplitude statistic comparison at peak amplitude measurement of
actual signal sample at 32-bit and playback on 16-bit system (Source: Ahmad Faudzi Musib,
2013)
Description
32-bit 96 kHz
Playback Machine
16-bit 44.1 kHz
Playback Machine
1
Stereo dimension
Front
Left
Front Right
Front Left
Front Right
2
Peak Amplitude
-0.91 dB
-1.20 dB
-1.73 dB
-1.73 dB
3
Maximum Sample Value
29497.42
28550.86
26840
26840
4
Minimum Sample Value
-28854.43
-28042.20
-26840
-26840
5
Possibly Clipped Samples
0
0
0
0
6
Total RMS Amplitude
-13.08 dB
-13.27 dB
-13.08 dB
-13.27 dB
7
Maximum RMS Amplitude
-8.80 dB
-9.17 dB
-8.80 dB
-9.17 dB
8
Minimum RMS Amplitude
-90.69 dB
-89.53 dB
-90.69 dB
-89.53 dB
9
Average RMS Amplitude
-14.37 dB
-14.47 dB
-14.37 dB
-14.48 dB
10
DC Offset
0.00 %
0.00 %
0.00 %
0.00 %
11
Measured Bit Depth
32
32
16
16
12
Dynamic Range
81.89 dB
80.36 dB
81.89 dB
80.36 dB
13
Dynamic Range Used
81.40 dB
79.85 dB
81.40 dB
79.85 dB
14
Perceived Loudness
-12.70 dB
-12.55 dB
-12.70 dB
-12.55 dB
15
Perceived Eq Loudness
-7.81 dB
-7.91 dB
-7.77 dB
-7.90 dB
Based on an archiving recording scheme as well as the technical aspects of the
audio reproduction system scheme, the content of elements was found to be similar and
in demand particularly in preserving the ‘quality’ of the sound. In addition to sound
preservation that begins with recording and playback systems, the materials used are
important. The role of materials is of equal importance to the recording device and the
playback system. Anthony Seeger is a professor of ethnomusicology at the University of
California at Los Angeles. As a trained archivist as well as research associate of the
Smithsonian Institute he conveys concerns regarding audio preservation and the future
of recordings. As a former director of the Smithsonian Folkways Recordings he is
concerned that the collection of recorded history in the time period of one hundred years
is at risk. This is due to the fact that the materials used to record music, such as tape and
disc, are very fragile. The rapid growth of recording formats over the past ten years has
made archive materials obsolete. Materials recorded in the twentieth century might not
be able to be played back in the twenty-first century due to new systems and the format
incompatibility of playback and recording devices. Therefore sound quality from the
perspective of preservation can be structured based on three main elements: the
recording settings, playback systems and materials that can be played back in the same
quality as the recordings made. Although archivists and technical device experts differ
in their roles and functions, both aim for ‘quality’ sound preservation. The table shown
in Figure 6 is the research scheme structured as a result of merging core ideas of two
respected disciplines in sound preservation. Prior to this structured scheme, five
specimens were taken from five different outfits. Investigations on various aspects of
audio and wave analysis in justifying the recording quality of local string instrument
Ahmad Faudzi Musib 101
from the perspective of sound preservation were carried out. As such, the cases will be
discussed below.
Title:
Material
Recording date
Recorded by
Group:
Source
Reviewed date
Reviewed by
Signal consistency
Context
Fit For Purpose
Test category
Degradatio
n
Acceptable
Alteration
Studio Field Ethnology Commercial Content Physical
Yes No
Yes
No
Yes
No
Notes:
Figure 6 Research scheme structure based on merging the core ideas of two respected
disciplines of archivist and technical expert in sound preservation.
(Source: Ahmad Faudzi Musib 2013).
Though the definitions of the said description (variables) comply with certain
meanings, there were no instrument designs, suggestions or methods to test these
variables. Taking the example of the first variable, signal consistency, considerations
were made with regards to degradation and acceptable/alteration. These refer to
variations in the quality of the evaluated materials. Another aspect was considered by
looking at the context, whether in the studio or a field recording. Spatial, from the
perspective of recording, refers to what will be the acceptable depth, distance or spots
from the sound source, microphone polar pattern, positions such as NOS5, ORFT6 and
the BLUMLIEN7; all being references and techniques that were never revealed in the
product jacket of the recorded materials.
The following are several outfits and organizations that have been identified as the
main distributors of these recordings today. As indicated, all products shown in Table 3
are materials that were considered to undergo evaluation based on the formulated
scheme, prior to sound preservation.
Table 3 List of products taken as specimens from various outfits and organisations
No
Product
Outfits and Organisation
1
Commercial
Malls CD Stores / Cultural Centers
2
National Museum
Archives
3
Recording Studio
University Putra Malaysia
4
Live Performance
Concert recorded live
5
Amateur
Using a portable recorder
102 Malaysian Music Journal Vol. 5, Num. 1 (92-117)
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EVALUATION PROCESS USING THE RESEARCH INSTRUMENT
The process of reviewing the recording quality of local string instruments from the
perspective of sound preservation was based on the research scheme (Table 6) designed
earlier. Figure 7 represents a walk-through of how each recording will undergo the
evaluation. Prior to the evaluation, seven important cases will be discussed.
Figure 7 In reviewing the recording quality of local string instruments (sape) from the
perspective of sound preservation, all five samples of recording materials will undergo the
process of evaluation using the design research instrument.
(prepared by Ahmad Faudzi Musib 2013)
The “Notes” column
will be for the detail
information regarding
the type of test
conducted, the result of
the test and suggestions.
Test and evaluation
- Distorted or over
modulating signal
- “Pulse-train” effects
- False stereo separation
- False depth (usage of
reverb unit)
- Overuse of dynamic
signal processors
(“breathing” effect)
- Doctored (cut, paste,
multi-track)
- Frequency analysis
- Phase analysis
- Dynamic range analysis
- Advance frequency range
analysis
Recording review complete
Test will be conducted only
- If audio degradation or
alteration occurs in the
materials evaluated
-If the signal consistency
indicates acceptable
precede the evaluation
(context & fit for purpose)
Selecting the suitable
area in which this
recording is fit for:
Fit for purpose
- Ethnology
- Commercial
Based on audibility
of evaluated material
selection is made:
Signal consistency
- Degradation
- Acceptable
- Alteration
Environment of the
evaluated material is
selected:
Context
- Studio
- Field
Data regarding evaluated material were collected are as
follows:
Title / Material /Recording date /Recorded by
Group /Source/Review date /Reviewed by
Ahmad Faudzi Musib 103
Example 1:
Distorted or Demodulation Signal Sape
Product:
Commercial Productions (Music Store)
The first specimen was selected randomly from the shelf of a music store. The selected
recording is ‘Sape Lansan’, track number 5 from the Secret Sound: Traditional Music of
the Sarawak Ethnic Group (CD2006-114). Since there was a degradation of audio signal
specifically to a ‘distort sounding signal’, a test was carried out to determine the actual
cause of distorted sound as suggested in the research instrument shown in Figure 7. The
entire musical piece was uploaded to a computer for analysis and the region was
identified. The region was selected on the waveform that reaches its maximum
amplitude. Audibly, the signal is heard as a distorted sounding signal. The test result of
Item 3 of Table 4 clearly shows that the signal is interpreted as -3.53dB on the left and -
3.54dB on the right channel. The measurement of left and right channels of the
recording measuring at a number of samples that could exceed 0 dB relative to full
scale, did not show any value of possible ‘clip’ or ‘distorted signal’ as shown in Item 4
in Table 4. Based on the test result of the analysis, the occurrence of ‘distorted sounding
signal’ was due to poor signal extraction from the original carrier, hence reducing the
quality of the recording of the local string instrument from the perspective of sound
preservation.
Figure 8 Distorted or demodulation signal sample taken from Track 5 entitled ‘Sape Lansan’
from the Secret Sound: Traditional Music of Sarawak Ethnic Group, CD2006-114. (analysis by
Ahmad Faudzi Musib 2012)
Distort sounding region
104 Malaysian Music Journal Vol. 5, Num. 1 (92-117)
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Table 4 Waveform statistic measured the output value of ‘0’ for clip or distort signal, but the
actual fact is that the sound of the sape is distorted. (analysis prepared by Ahmad
Faudzi Musib 2013)
No.
Measurement
Left
Right
1
Minimum Sample value of the lowest amplitude
-21813
-20567
2
Maximum Sample value of the highest amplitude
21812
21812
3
Peak Amplitude with the highest amplitude in decibel form.
-3.53 dB
-3.54 dB
4
Possibly Clipped based on 0 dBFS (decibel relative to full
scale).
0
0
5
DC Offset measure in percentage. Positive values are above the
center line (zero volts), and negative values are below it.
-.158
.17
6
Minimum RMS Power
996.99 dB
996.99
dB
7
Maximum RMS Power
-inf dB
-inf dB
8
Average RMS Power- reflects perceived loudness.
-3.01 dB
-3.01 dB
9
Total RMS Power- the total power of the entire selection
-8.31 dB
-9.4dB
10
Actual Bit Depth
16-bits
16-bits
Example 2:
A Signal Processed Sape with a Heavy Synthesized Music as a
Backline
Product:
Commercial Productions (Music Store)
Specimen two was taken from Jerry Kamit’s solo albums, Akai Nyamai, Sape: Volume
1 and Trance Sape and Sape Easy Listening: Volume 1. Based on the research
instrument design in reviewing the quality recording of sape as a local string instrument
from a sound preservation perspective, this recording indicated some form of sound
enhancement as a whole. Audible enhancement was made to the sape particularly the
‘spatial depth’. A test was carried out, as suggested in the research instrument shown
earlier in Figure 7, to determine the actual cause of ‘spatial depth’8. The entire musical
piece was transferred to the computer for audio analysis. Since the music composition
and musical arrangement are prone to trance music, it was impossible to extract a single
note struck as the solo sape was heavily drowned out in synthesized music utilized as
backline accompaniment. Visible changes in amplitude as well as long decay time
suggested that the sape underwent some kind of effect processor. Audibly, the signal is
heard as a ‘reverb sounding’ sape signal shown in Figure 9a. To prove the hypothesis a
simulation was conducted on an acoustic sape. A single note struck followed by a
damping of the thumb on the vibrating string is used as a sample. Since reverb effect
can be easily understood as an effect on a single sound, what one hears from a sape
player in a large hall or a small room is the ‘reflection time’9. Within a large hall, the
reflection time is longer than in a small room. Large spaces such as a hall or auditorium
would give a longer decay time. The damping of the string was done on purpose. As the
damping took place, the remaining sound or the ‘residue’10 was used to measure how
long it took for the amplitude to fade out (Figure 9b).
Ahmad Faudzi Musib 105
Figure 9a Enhancement of the acoustic sape sound with reverb found in ‘Leleng’ from Jerry
Kamit’s Sape Easy Listening Vol.1. Both amplitudes of Waveform A and Waveform B represent
a longer decay time hence indicating a usage of effect processors – suggesting the sape was
played in a large auditorium (analysis by Ahmad Faudzi Musib. Location 00.00.06.04 and
Waveform B begins at 00.00.06.28)
Figure 9b Simulation of a single note on sape with no reverb shows zero decay time. The second
waveform (with reverb simulation) shows a longer decay time. (Source: Ahmad Faudzi Musib.
ARCPA No:2042–2045 location 00.00.01.26)
The waveform statistic shows differences in all measurement values between Waveform
A (without reverb) and Waveform B (with reverb) shown in Table 5.
Waveform A
Waveform B
Waveform B: Longer decay time
Waveform A: Zero decay time
106 Malaysian Music Journal Vol. 5, Num. 1 (92-117)
ISSN 2232-1020
Table 5 The waveform statistic shows differences in all measurement values between Waveform
A (left) without reverb and Waveform B (right) with reverb (analysis by Ahmad Faudzi Musib.
ARCPA No:2042-5 Location 00.00.01.26).
Without “reverb” effects (Waveform Statistic)
With “reverb” effects (Waveform Statistic)
Left
Right
Left
Right
Min. Sample Value
-20427
-26723
Min. Sample Value
-16138
-15870
Max. Sample Value
29082
32767
Max. Sample Value
22410
22033
Peak Amplitude
-1.04 dB
0 dB
Peak Amplitude
-3.30 dB -3.45 dB
Possibly Clipped
0
8
Possibly Clipped
0
0
DC Offset
.008
.007
DC Offset
.001
.001
Min. RMS Power
-30.49 dB
-26.47 dB
Min. RMS Power
-51.95 dB -53.66 dB
Max. RMS Power
-10.07 dB
-8.35 dB
Max. RMS Power
-12.04 dB -12.18 dB
Average RMS Power
-15.44 dB
-15.03 dB
Average RMS Power -29.20 dB -29.57 dB
Total RMS Power
-15.38 dB
-14.66 dB
Total RMS Power
-24.32 dB -24.75 dB
Actual Bit Depth
16 Bits
16 Bits
Actual Bit Depth
16 Bits
16 Bits
Due to the alteration of sape sound using the processor effects, the chances of it being
an ethnographic recording of sape are nil. Although the recording is not suitable for
ethnographic display from the perspective of sound preservation, Jerry Kamit has
nevertheless successfully demonstrated creative musical ideas in composition and
arrangement.
Example 3:
Isolated Signals and Purposely Creating Stereo Separation of the
Left and Right Sound Sources
Product:
Commercial Productions (Cultural Centre)
The third sample was ‘Dat Diat’, taken from Sarawak Sape Music: From Kayan Ethnic
Group. Tabun Budah and Usak Utong of Ume Kahei performed the recording in Long
Makero, Belaga, with the recording produced by The Sarawak Craft Council. It was
audibly obvious that the music was recorded and engineered using stereo separation. To
visualize the separation of the left and right channels, the music was analysed using the
research instrument design earlier mentioned. As shown in Figure 10, the amplitudes
representing the left and right channels are not similar. This indicates two different
musical patterns suggesting perhaps a melody and counter melody. The techniques
demonstrated here utilise two-dimensional sounding instruments. The music begins with
one sape from the left followed by the other sape that appeared from the right based on
the amplitude patterns. It was an interesting approach in sound recording, but is not
suitable for ethnographic recording particularly from the perspective of sound
preservation. In sound preservation no alteration should be made to the sound source.
This includes the sound of the instrument as well as localisation. In creating a stereo
sound environment the re-positioning of two separate sources altered the sound of the
sape, hence defeating the purpose of searching and reviewing sape as a local string
instrument sounding of the native Orang Ulu from the perspective of sound
preservation.
Ahmad Faudzi Musib 107
Figure 10 Isolated signals and purposely created stereo separation of the left and right sound
sources. This sample is Track 2 entitled ‘Dat Diat’, taken from Sarawak Sape Music: From
Kayan Ethnic Group, SCC-2006-1. (Source: Ahmad Faudzi Musib 2012)
Example 4:
Field Recording
Product:
Ethnology Department, Sarawak Museum
In evaluating the recording quality of recorded materials obtained from the Ethnology
Department, Sarawak Museum, what was audibly heard is an open air context (Figure
11), and the environment suggests that the sape was recorded in the late evening
probably around midnight. A test was conducted using spectrogram analysis of the
amplitude trend. What is visible are amplitude consistencies in faded darker image, with
lesser color intensity representing the sound of a rooster captured with the sape playing.
Based on the research scheme used earlier, the signal consistency shows that the sape
(athrophony11) along with a rooster (biophony12) were in the same environment. The
result of the review material clarified that there was no alteration or degradation
occurring in this recording. The side sound and the sape as sources were kept balanced
with no recreation or false depth nor localization of sound (that can be doctored using a
multi-track recorder). The quality, authenticity and the originality of the recording can
be recommended as an ethnology recording suitable for sound preservation as local
string instrument sounding, sape of the native Orang Ulu. The inclusion of side sounds
may open up the opportunity for other fields of research. The scope of required
information is much larger not limited only to musicology but to other social sciences
such anthropology among other fields.
Left
Channel
Right
Channel
Two different amplitude patterns on each channel
108 Malaysian Music Journal Vol. 5, Num. 1 (92-117)
ISSN 2232-1020
Figure 11 Analysis of the spectrogram shows the visible amplitude consistency of the sape along
with a rooster, suggesting that both the sape and the rooster were in the same environment.
(Source: Gorlinksi, 1993)
Example 5:
Studio Recording
Product:
Universiti Putra Malaysia (Archives)
Various aspects of sound were captured through multi-sourcing sound produced by the
instrument through ubiquitous recording. The focus is the instrument; hence only the
source is captured limiting the original context within the rural environs of the long
house in Sarawak where the sape is played along with other instruments. Most of the
time, the studio recording environment is the best environment to record audio signal
without any interruption of the so-called ‘noise’. This could be the approach for
conventional recordings. Although the technological equipment in a recording studio is
state of the art, one should remember that the content of the recoding is not only limited
to the clarity of the sound but other acoustic properties such as sape in its context. In a
recording studio, sounds were isolated, captured and treated before the recording took
place (Figure 12).
Constant notes of the
sape
Faded darker image with lesser intensity was the
sound of the rooster.
Ahmad Faudzi Musib 109
Figure 12 On the left is an acoustic sape. A small capsule condenser microphone is placed at the
back of the instrument to capture the sound produced from the back of the sape. On the right is
electric sape (on the floor) with a pick-up installed in the body cavity. (ARCPA 2044-9 and
2044-12)
With an electric sape, noise gate devices were used to ‘stop’ the continuous electrical
buzzing sound appearing in the recording. This is normally due to faulty wiring of the
pickup that is attached to the sape.
Figure 13 Usage of D.I., an abbreviation for direct injection box, only picking up the vibration
of the string through the magnetic pickup installed on the sape. (photo by Ahmad Faudzi Musib)
There were times when electric grounding was not done properly during the installation
of the sape so that the faulty wiring of the magnetic pick-up introduced an electrical
buzzing noise. The sound engineer had no choice but to apply equalization to remove
the unwanted frequencies that alter the sound of the sape. In a worst-case scenario,
engineers had to use a ‘gate device’ (Figure 14) to stop the buzzing sound from
continuously leaking into the recording.
110 Malaysian Music Journal Vol. 5, Num. 1 (92-117)
ISSN 2232-1020
Figure 14 Usage of gate device to stop continuous, unwanted sound from leaking through the
recorded track. (photo by Ahmad Faudzi Musib 2012)
The detachment happens as the native sape which is normally played in the long house
of the Orang Ulu is now performed in a concert hall along with sound reinforcement
systems for a large audience. Similar circumstances occur in a recording studio. The
sound of the native sape was isolated and recorded in a sound proof booth. Other visible
transformations such as adding frets, adopting more strings and using a built-in pick-up
embedded onto the cavity of the instrument changes sound quality and the repertoire of
the traditional sape. The evolution from playing in long house to concert hall, concert
hall to studios and from acoustic to electric, has increased the sound experience for the
performer in evaluating quality sound.
CURRENT ISSUES OF SAPE PLAYING: AN OBSERVATION
In the early usages of sape, rattan strings were used as the source before the bicycle
brake wires became available in the island of Borneo (Chan & Musib, 2010). Later
bicycle brake wires were replaced by the metal strings of an acoustic guitar due to a
particular gauge or size that became available and have remained as the tonal
characteristic of metal guitar strings until the present day. In the aspect of string
settings, makers have substituted the wooden tuning pegs to guitar machine heads.
Based on an interview with informant Matthew Ngau Jau (2010), using the guitar
machine heads allows for precision tuning and provides a convenient way for string
replacement. Indeed machine heads and guitar strings complimented each other in
creating a desired sound.
Obviously the introduced materials open up sound potentials for sape players.
The nickel composition contained in the metal strings along with a magnetic pickup
installed in the body cavity of the sape, translate the vibration of the strings into sound
at the amplifier as the string is plucked. The result is a clearer high overtone produced
through the fluctuation of the string in the magnetic field of the pickup. This
phenomenon can be explained through the pickup placement. Placing the pickup close
to the bridge13 (Figure 18) produces a brighter string sound. A test conducted on a
Gibson Les Paul Standard guitar showed that the reason for different readings of two
different outputs of the pickup, was due to the positioning of the pickup on the body of
an electric guitar cavity. The higher output pickup placed at the bridge led to a less
pronounced vibration produced by the strings at the bridge. By positioning the high
Ahmad Faudzi Musib 111
output pickup on the less pronounced vibrations of strings at the bridge with another
pickup with less output due to placement at the neck position creating greater vibration
of the strings compensates for the output hence keeping a balance of overall sounding of
the guitar. As for the sape the humbucking14 and the single coil15 were the two
common pickups installed in the traditional sape that introduced an unbalance and less
pronounced output. The body construction and mechanism of an electric guitar are not
similar to a sape. What must be noted is that one of the significant features creating
drawbacks is that the sape is actually a zither and not a lute. Modifications have been
made to the sape making it more like an electric guitar, resulting in an altered timbre.
Figure 15 Sape with wooden tuning pegs, guitar machine heads to substitute the wooden pegs.
The transformation makes for easier string replacement and precision of tuning. (photo by
Ahmad Faudzi Musib 2012)
Figure 16 Sape with single coil pickup installed (photo by Chan Cheong Jan, 2010).
112 Malaysian Music Journal Vol. 5, Num. 1 (92-117)
ISSN 2232-1020
Figure 17 Matthew Ngau Jau, sape with single coil wiring installation (top); location of the
pickup inside the sape cavity (bottom). (Source: Ahmad Faudzi Musib, 2010)
Figure 18 On the left is shown the Gibson Burst Bucker model made specifically for the neck
and bridge position (ARCPA No 2031-15) while the photo on the right is a type of humbucking
pickup installed inside the sape cavity acting as a bridge pickup, hence producing an
unpronounced sound. (photo by Ahmad Faudzi Musib, 2012)
Ahmad Faudzi Musib 113
Figure 19 Shown on the multi meter is the Gibson Burst Bucker Pro (lead or bridge pickup)
with an output signal at 8.31ohm on the top, and on the bottom the Gibson Burst Bucker Pro
(rhythm or neck pickup) with an output signal at 7.85 ohm (ARCPA No. 2031–2050 & 2031–
2076) (photo by Ahmad Faudzi Musib, 2012).
The rapid growth of audio enhancement tools such as amplification and the use of
pick-ups have become difficult to resist. The adaptation of electronics into native sape
instruments is considered sound enhancement for some players. The traditional native
sape that used to be a soft-sounding instrument now stands side by side on the stage
with other electronic instruments with the aid of amplification – so that sape players are
not aware that their instruments are slowly becoming detached from their natural
environment.
CONCLUSION
In this paper, we moved from a single view of ideal sape sound towards
acknowledgement of different contexts in which sound is produced. The sound of sape,
would have a different set of perceived ideal sounds according to the position of the user
whether as player, sound engineer, sound archivist and others involved with recording.
With this plurality of ideals of sound for one instrument, we can produce an evaluation
that is meaningful for all based on the ‘actual sound’ produced acoustically by the
instrument. However, this ‘actual sound’ is problematic whereby a philosophical
question remains unanswered. The outcome of review of the five examples remain
open-ended, but not without some insights. The Example 5 recording carried out in the
studio by the researchers with specific awareness of the inherent acoustic qualities of
sape, is an example that closely reflects the actual sound of the instrument. At the same
time, what is also indicated is that any recorded sound profile is made through creative
solutions in the selection of microphone and placements made to maximise the
capturing of signals of the particular instrument that in and of itself is a unique
instrument. The field recording in Example 4 is what we as listeners hear when sape is
played in a natural and social environment. Field recordings seldom cross paths with
artistically produced recordings. However, increasingly advanced audio settings
continue to present questions related to contextual sounds as perhaps an important part
114 Malaysian Music Journal Vol. 5, Num. 1 (92-117)
ISSN 2232-1020
of the identity of the instrument. Example 2 presents some of the most available,
commercial as well as artistic productions of sape recordings. It is our view that the
artistic recordings using sape today has room for improvements in order to fulfil a more
refined demand for sape sound profiles. Putting together Examples 1, 2 and 3, it is easy
to observe that what is available in today’s sape recordings may not give an apt
impression of the sonic capability of the acoustic instrument. This is an indication that
recording preservation has not done enough, either for sape or other ethnic instruments.
At the same time, what is lacking are recordings that could reflect the actual sound, or
the raw sound of the instrument that is ‘as heard’ by players and listeners in ordinary
life settings. Projecting forward, we envision that artistic preservation of sape must be
not only produced as a variant of electric guitar sound, but as a unique contribution to
modern compositions capturing delicate sound profiles of the sape instrument.
ENDNOTES
1 Nagra: An open-reel tape recorder invented by Stefan Kudelski. Nagra was used since 1950
as audio recorders that were used by the radio journalist. The device first product launch in
1951 as Nagra 1 to present Nagra PICO in 2012, digital handy recorder that use by field
recordists.
2 In 1951, Elmo Edward Crump of the Kay Electric Co. produced the first commercially
available machine for audio spectrographic analysis, which they marketed under the
trademark “Sona-Graph.” The graphs produced by a Sona-Graph came to be called
“Sonagrams.”
For
decades,
all
spectrograms
were
Sonagrams.
(Source:
http://earbirding.com/blog/archives/1229)
3 ALC: Automatic Loudness Control: is a function that built-into a stereo audio digital recorder
which enables the source input signal undergoes a processing known as audio compression.
With ALC set to “on” mode, the audio compressors will attenuate any loud signal from over
modulating of signal or distorted. Unfortunately, most ALC process is done automatic.
4 AGC: Automatic Gain Control: is a built in device that serves as “hands on the knob”
function, keeping the correct as well as ideal signal level.
5 NOS: An abbreviation for Nederlandse Omroep Stichting. NOS is a stereo microphone
techniques founded by Holland Radio that uses two microphones of a same model position
with an axle angle of α = ±45° = 90° degrees space, and place at distance of 30cm between
the two microphones mentioned.
6 ORFT: Initiated by Office de Radiodiffusion Télévision Française or the Radio of France.
The ORTF is a stereo microphone techniques is set the angle between the microphone axes at
110° with the distance between two similar pickup angle of microphones at a = 17 cm and
this will give a captured angle of 96° space.
7 Blumlien Pair was introduced by Alan Blumlein for the creation of stereo recordings based
on stereo microphone techniques. The pair consists of two microphones of the same made at
a pickup angle of bi-directional (Figure 8) pickup pattern, with both positioned and forming
90° angle.
8 Spatial depth: Sound perception based on three dimensional perspective through ear as a
receptive sensors
9 Reflection time: Referred to as time taken for sound reflected against a hard surface causes a
persistence of sound in an acoustic environment after the actual sound triggered.
10 Residue: Referred to persistence of sound in an acoustic environment after the actual sound
triggered. The persistence or after triggered effect sound usually are simulation to simulate of
Ahmad Faudzi Musib 115
reflected sound against a hard surface causes a continuance of sound in an acoustic
environment after the actual sound triggered.
11 Anthrophony: Referred to sound produce by the human such as talking, singing, movement,
usage of machine and other mean of manmade sound.
12 Biophony: Referred to sound produce by the large, small animals, insects and other of its
kind.
13 Pickup placement: There are two main pickup designs for an electric guitar, the neck and the
bridge pick-up, with each comes with different resistance reading, hence outputting different
sound of the bridge or the neck.
14 Humbucking is made of Alnico (mixture of aluminium, nickel, cobalt) magnets. Each
humbucking comprises of two single-coil pickup, with each magnets wounded together in
one unit. This pick-up can be seen installed in most of Gibson Les Paul model of an electric
guitar.
15 Single coil is made of Alnico (mixture of aluminium, nickel, cobalt) magnets. Each single
coil comprise of wounded magnet as a single unit. This pick-up can be seen installed in
most of Fender Stratocaster model of an electric guitar.
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BIOGRAPHY
Ahmad Faudzi Musib is senior lecturer at the Universiti Putra Malaysia, Music Department since
2009. Born in 1966, he studied Music Synthesis at Berklee College of Music, Boston
Massachusetts, U.S.A. in 1990 with Prof. Dr Richard Boulanger, completed his Master of Music
(Electronic /Computer Music Emphasis) with Prof. Dr Donald Wilson at University of Miami,
Coral Gables, Florida, U.S.A. in 1993, and in 2015 he completed his PhD in Music with a thesis
under the supervision of Prof. Dr Gisa Jähnichen at the Universiti Putra Malaysia. He was
teaching in different functions at the Ocean Institute of Audio Technology, Universiti Teknologi
MARA, Universiti Telekom (Unitel). In 2015, Muṣīb was commissioned as Industry experts by
the Department of Skill Development, Ministry of Human Resources in the field of Information
and Communication Technology. He has written chapters in books published in University Putra
Malaysia book series on music research, and University of Malaya book series on research in
musicology since 2011 until present. Musib has also worked as sound synthesis, guitarist, as well
as an audio engineer in several local album productions.
Email: [email protected]
|
Malaysian Journal of Music Vol. 5 No. 1 (2016) | . | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/136 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/1153 | Editorial | In the Volume 5, Issue I of the Malaysian Music Journal, we present six articles from the areas of interdisciplinary research, ethnomusicology, music education, composition and electronic music. The articles in this volume broaden our view of song text composition, music modules produced by the ministry, musical notation systems, adaptation of world music pedagogy, inspirations to compositions and the quality of digital recordings. These articles also address the continuous negotiation among musicians and composers between musical sustainability and innovation. In his article, The Evolution of the Polpolot: Innovation and Continuity in a Baluan Song Form, Lewis discusses the usage of language in the song text of polpolot, a twopart vocal form from Baluan Island in the Manus province of Papua New Guinea. He posits that polpolot is increasingly being sung in Tok Pisin, the official language of the new nation and the English language, rather than the indigenous language in which it was originally sung, Ngolan Paluai.Lewis refers to this choice of language as ‘looking inward and outward’ in which the use of contemporary indigenous language is more inclusive of the younger generation of Baluan, while the use of English as more engaging of an international audience. This article demonstrates a degree of sustainability that evolves in a manner, which does not compromise the interests of the current generation. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/1153/2854 | [] | i
MALAYSIAN
MUSIC JOURNAL
Volume 5
Number 1
June 2016
ISSN 2232-1020
Penerbit Universiti Pendidikan Sultan Idris
Tanjong Malim, Perak
2016
ii
iii
MALAYSIAN
MUSIC JOURNAL
Volume 5
Number 1
June 2016
Editorial
Clare Chan Suet Ching
v
The Evolution of Polpolot: Innovation and Continuity in a Baluan
Song Form
Tony Lewis
1
The Validation of a Basic Knowledge Test of Music for the Cultural
Arts Guidance Program (PBSB) in Malaysia Using the 2 Parameter
Logistic (2PL) Model Item Response Theory
Siti Eshah Mokshein, Zaharul Lailiddin Saidon and Brian Doig
20
South Indian Konnakkol in Western Musicianship Teaching
Tony Teck Kay Makarome
37
Notating Heritage Musics: Preservation and Practice in Thailand,
Indonesia and Malaysia
Made Mantle Hood
53
Inspirasi Penciptaan Komposisi Muzik GhaMuhyi: Sebuah Karya
Muzik Baharu Bersumber dari Muzik Tradisional Ghazal Melayu
Johor
Kamarulzaman Mohamed Karim
74
Reviewing Recording Quality of a Local String Instrument (Sape)
from the Perspective of Sound Preservation
Ahmad Fauzi Musib
92
iv
v
Editorial
In the Volume 5, Issue I of the Malaysian Music Journal, we present six articles from
the areas of interdisciplinary research, ethnomusicology, music education,
composition and electronic music. The articles in this volume broaden our view of
song text composition, music modules produced by the ministry, musical notation
systems, adaptation of world music pedagogy, inspirations to compositions and the
quality of digital recordings. These articles also address the continuous negotiation
among musicians and composers between musical sustainability and innovation.
In his article, The Evolution of the Polpolot: Innovation and Continuity in a Baluan
Song Form, Lewis discusses the usage of language in the song text of polpolot, a two-
part vocal form from Baluan Island in the Manus province of Papua New Guinea. He
posits that polpolot is increasingly being sung in Tok Pisin, the official language of
the new nation and the English language, rather than the indigenous language in
which it was originally sung, Ngolan Paluai. Lewis refers to this choice of language
as ‘looking inward and outward’ in which the use of contemporary indigenous
language is more inclusive of the younger generation of Baluan, while the use of
English as more engaging of an international audience. This article demonstrates a
degree of sustainability that evolves in a manner, which does not compromise the
interests of the current generation.
Siti Eshah, Zaharul Lailiddin and Doig validate the effectiveness the Cultural Arts
Guidance Program (PBSB) implemented on the Malaysian schools by the Department
of National Culture and the Ministry of Education of Malaysia in their article,The
Validation of a Basic Knowledge Test of Music for the Cultural Arts Guidance
Program (PBSB) in Malaysia Using the 2 Parameter Logistic (2PL) Model Item
Response Theory. This article demonstrates the strengths and weaknesses in the
cultural programmes implemented by the ministry. These assessments provide guide
on areas that need to be strengthened and improved.
In this article titled South Indian Konnakol Makarome in Western Teaching,
Makarome posits that the rhythmic ideas of the konnakol, or South Indian vocal
percussion are useful for the teaching of Western Musicianship. The vocalisation of
rhythmic patterns and improvisation structure aid in the learning of rhythmic patterns
and improvisation patterns respectively. This adaptation demonstrates an innovative
approach to teaching and learning and broadens our understanding of the musical
systems of the world.
vi
Made Hood, in his article, Notating heritage musics: Preservation and practice in
Thailand, Indonesia and Malaysia examines the function of heritage and hybrid
notation namely Balinese ding dong notation and Javenese kepatihan cipher notation
today. He argues that even with the western staff notation, many indigenous musical
notations provide important information for the interpretation of the music. These
notations also serve as memory aids for teaching and learning traditional music.
Hood’s article shows the complexity of documenting music into visual formats and
how communities are continuously searching for ways to sustain musical heritages.
Kamarulzaman enlightens us on the inspiration and motivation to his composition,
GhaMuhyi, in his article titled Inspirasi Penciptaan Komposisi Muzik GhaMuhyi:
Sebuah Karya Muzik Baharu Bersumber dari Muzik Tradisional Ghazal Melayu
Johor.Underlying Kamarulzaman’s composition is the desire for the new without
compromising the traditional. He includes divinity themes, numeric forms and dilutes
the division between absolute and programme music in GhaMuhyi. Kamarulzaman
tries to promote malay ghazal music to the category of popular entertainment,
demonstrating how the popular aesthetic approach may be utilised in music
compositions without compromising its traditional elements. This article presents an
approach to the sustainability of traditional music that is contemporary and popular.
Ahmad Faudzi evaluates selected music recordings on the sape, a traditional plucked
lute zither from the Sabah and Sarawak. In his article, Reviewing the Recording
Quality of a Local String Instrument (sape) from the Perspective of Sound
Preservation, Ahmad Faudzi posits that the quality of the sape recordings today is
determined by different sampling rates, choice of microphone placements, and
acoustic environment. He argues that these sape recordings in Malaysia do not reflect
the actual or “raw” of the sape. Ahmad Faudzi proposes for the artistic preservation
of sape as a unique sound source. He emphasises the need for the “preservation” of
unique sound sources in music recordings.
Clare Chan Suet Ching
Chief Editor
|
Malaysian Journal of Music Vol. 4 No. 2 (2015) | composition, genre synthesis, creative practice, Persian dastgah, classical guitar | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/109 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/806 | Shur For Solo Guitar: A Case Study of Genre Synthesis in Composing | The use of borrowed musical elements in composition is a well-established historical practice. Although this has often been within a particular genre or historical period, many composers such as Debussy, Bartok, Schnittke and Sculthorpe have sought exotic material from other genres or traditions as part of their compositional modus operandi. One way to gain insights into how such cross genre synthesis is achieved is to examine a composition that is the result of a specific poly-genre practice. Shur for Solo Guitar is an experiment in genre synthesis where musical content, processes and concepts from Persian dastgah music, Flamenco, Blues, Western concert music practices and classical guitar techniques are all synthesised into a coherent piece of music. This paper scrutinises the work to identify the concepts and strategies used to achieve genre synthesis, and discusses theirfunction within the composition. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/806/542 | [] | Michael D. Knopf
1
Shur For Solo Guitar:
A Case Study of Genre Synthesis in Composing
Michael D. Knopf
e-mail: [email protected]
Abstract
The use of borrowed musical elements in composition is a well-established historical
practice. Although this has often been within a particular genre or historical period, many
composers such as Debussy, Bartok, Schnittke and Sculthorpe have sought exotic material
from other genres or traditions as part of their compositional modus operandi. One way to
gain insights into how such cross genre synthesis is achieved is to examine a
composition that is the result of a specific poly-genre practice. Shur for Solo Guitar is an
experiment in genre synthesis where musical content, processes and concepts from Persian
dastgah music, Flamenco, Blues, Western concert music practices and classical guitar
techniques are all synthesised into a coherent piece of music. This paper scrutinises the work
to identify the concepts and strategies used to achieve genre synthesis, and discusses their
function within the composition.
Keywords composition, genre synthesis, creative practice, Persian dastgah, classical guitar
This paper adopts a practice-led research approach to show how a newly composed
work for solo guitar achieves genre synthesis. In addition to identifying the concept
and techniques used in the composition, the methodology and the analysis reveal the
processes undertaken as part of a composer’s personal practice, thereby providing
another dimension to understanding how genre synthesis takes place in the work
under scrutiny.
There are two areas in this compositional study from where genre content is
accessed. The first of these is the use of genre elements from research into musical
resources exotic to one’s own learning experiences, in this case, my development of
understandings of Persian music structure and melodic treatment and the subsequent
impact these had on a new composition. The second resource area is the use of the
composer’s musical genre experiences that form part of his or her inner-world of
aesthetics and musical knowledge. Brouwer (1970, p.9) describes this as “an
extremely complex array of theoretical worlds of academics, of formative learning,
of informations – all this amalgamated in the conscious mind to give way to the
imagination”. This statement portrays the composer as a confluence of cultural and
musical influences, a “locus of hybridity” (Leavy, 2009, p.205), a crucial
consideration in genre synthesis. These two sources for material in composing with
genres allow both familiar and exotic musical material to co-exist and influence new
Malaysian Music Journal Vol.4, Num. 2 (1-19)
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2
compositional strategies. For the purposes of this paper, the internal genre sources
are discussed in reflection on matters of musical provenance. As every
composer/researcher has their own individual cultural and musical background, the
comments here, as to use of familiar material and the act of composing, are meant as
a single model offering concepts and reflections that could be adopted by other
researchers in a reflexive practice-led investigation. What is concretely transferable
here are the technical and conceptual workings of the practice.
In Shur for Solo Guitar (Knopf, 2009), my personalised musical skills and
experiences with Classical and Flamenco guitar practices, Jazz and Blues
performance conventions and Western art music strategies have provided substantial
material from which to draw. My earliest music making was in Blues and Rock
music where the basis of my guitar knowledge was formed in deep association with
Blues guitar idioms and conventions. These influence the composition under review
here through, for instance, the inclusion of a Blues melodic ‘riff’ in the second half
of the composition at bar 60. My formal studies in Classical and Jazz guitar and
composition influence the creative outcome throughout the work, but one instance is
where my familiarity with techniques such as the tremolo and guitar arpeggio
practices, assist my adaptation of Persian music characteristics into the composition
as exemplified at bar 39. The inclusion of Jazz chords that sit well on the guitar is
another instance. Also, my long-term interest in Flamenco music allowed the
authentic use of a Soleares rhythmic pattern and idiomatic guitar techniques such as
the use of ayudado (the melodic playing of adjacent strings with the thumb in rest-
stroke), as presented at bars four through five. Lastly, before undertaking this
particular composition, I had been listening to Classical Persian music for some
years and had a relationship with a professional Persian instrumentalist with whom I
had undertaken a cross-genre performance project. This may have influenced the
intuitive approach to the treatment of some material in the work.
At the start of the project, it was decided to combine these influences with
classical Persian music features. Familiarity with formal procedures in Persian
dastgah music, however, was deemed inadequate, so a search was undertaken of the
literature for examples of Persian genre elements that would influence the new work.
Two primary sources were used: ‘Persian Classical Music’ by E. Zonis (1963); and
‘The Dastgah Concept In Persian Music’ by H. Farhat (1990).
The intention was not to write a Persian piece but to explore some
possibilities inherent in the styles and genres that were chosen for the project. What
was adopted from Persian classical music for this particular composition was the
scalar modality and aspects of the form of Shur, described by Zonis (1963, p.67), as
the ‘most popular’ dastgah. This included concepts of structure from solo
performance approaches in the dastgah system. The initial task was to become
familiar with such in terms of the musical content and structure of Shur so that these
could then be compared to the genres that were already a part of personal
experience. The complete score is available with this paper and the performance can
be viewed on YouTube at https://youtu.be/qSW4xMWMtPU so that the work can be
experienced in its entirety.
Michael D. Knopf
3
GENRE SYNTHESIS METHODOLOGY IN SHUR FOR SOLO
GUITAR
The work under scrutiny here combines genre elements from several Western
musical genres with a primary musical modal form from Iran, also know as Persia.
Blues, Classical guitar and Flamenco techniques and conventions and researched
Persian musical material are incorporated into a single composition. A methodology
was undertaken drawing on practice-led thinking that proceeded through
experimentation with genre materials in improvisation as well as through research
into formal aspects of one of the genres to review various parameters that could
influence the composition.
Several strategies were undertaken in experimenting with the musical
materials and ideas garnered for the task:
Firstly, an accounting was made of what was seen as similarities and
differences between the Persian dastgah of Shur, and the Blues and Flamenco to
create a list of compositional techniques and conventions used in my studio practice
in addressing synthesis issues with the different genres engaged. The resultant
terminology is used throughout and will be reviewed in the conclusion.
Secondly, drawing on practice-led reflection and reflexive thinking, the
melodic possibilities of the Shur scale or mode were experimented with through
improvisations in a style of guitar playing that I had been developing over some
years based on vocal chants from Persian, Arabic, and Flamenco vocal practices.
Each of these musics rely heavily on vocal chant and song for their musical
expressions as does Persian traditional classical music. I anticipated that the
composition being planned would reflect this in its own expression through similar
melodic treatment. The Blues scale and its varied melodic and harmonic
conventions were also improvised with alongside the Shur modality, and with an
altered guitar tuning (C, G, Bb, g, c, eb') to provide a drone effect in the lower
strings with the tonic and fifth of the key, similar to that utilised by traditional
Persian instruments the tar and setar.
Thirdly, by researching Persian dastgah practice, I identified elements of
Persian musical structure that could direct the sequence of musical events in the new
composition. This included my adoption and adaptation of the dastgah concept of
gusheh (singular, and plural gusheh-ha). Farhat (1990, p.19), defines the gusheh as a
“set of pieces, traditionally grouped together” that make up a performance of that
particular dastgah. Gushehs are discreet melodies that are traditionally presented in
a scheme of rising pitch areas based along the mode, each with its own characteristic
tonic and stressed notes. Shur for Solo Guitar uses generalised concepts of gusheh
performance, but with composed melodies substituted for traditional melody-types.
The project began with a comparison of fundamental musical material from
the chosen genres to be combined in this work. In reviewing each genre’s pitch
scale, similarities were noted between Shur, the Flamenco Phrygian scale and the
Blues scale. Though traditional Persian musicians have no real perception of a scale
in their music (Farhat, 1990, p.16), there are a set of tones used in each dastgah that,
to a Western musician, are the basis of a scale. The Shur notes were then adopted
and adapted to Western usage as a scale. The relationship of the notes within the
Malaysian Music Journal Vol.4, Num. 2 (1-19)
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Phrygian and Blues scales are close, whilst the notes used in Shur are almost
identical with the Phrygian mode, the only difference being a quarter-tone flat on the
second degree. This can be seen in the top two staves of Figure 1. Thus the
intervallic characters of Shur and Flamenco are similar. Additionally, Shur’s major
2nd flattened a quarter-tone was regarded as an analogue to the Blues’ blue notes,
such as the flattened third and fifth degrees.
Figure 1 Comparison of scales used in Shur, Flamenco and Blues
This is regarded as an instance of ‘genre trait commonality’. These three
scales possess enough in common to point to a relationship between the disparate
genre practices. Such commonalities do not need to be exact. Enough resemblance
was seen across the three scales to allow creative relationships to be forged in
melodic experimentation.
A stated previously, the initial methodology was to improvise with the
above scales. The use of conventions from each of the targeted genres was also used.
From these improvisations, several musical phrases were notated to be included in
the composition alongside familiar techniques and various harmonic resonances as
will be seen in the analysis. One example is a Flamenco guitar right hand technique
known as ayudado. This technique is executed with the thumb playing two adjacent
strings consecutively, followed by the index finger on a higher string as shown in
Figure 2.
Figure 2 The Flamenco guitar technique of ayudado as used in bar 4: The letter (p)
signifies the thumb doing a downstroke firstly on the third string then the second string,
followed by the index finger (i) plucking the first string.
Michael D. Knopf
5
Along with the improvisations with varied genre conventions and material,
research into Persian classical musical form was undertaken using existing
descriptions by Zonis (1963) and Farhat (1990) as the basis for the development of
the form of the new composition. As mentioned above, each dastgah uses various
note groups in designated ranges named gusheh as areas of specific melodic
development within the form. The performance of a particular dastgah is realised
through the execution of these melodic areas in quasi improvisation, each having its
own particular pitch scope and traditional melody types. Each gusheh region also
has its own name, tonic (the ist or finalis) and stressed note (shahed), and
occasionally a moteghayyer, a “regularly fluctuating tone” (Farhat, 1990, p.24),
which may have two versions, for example, a G natural and a G quarter-tone flat.
There are many gusheh types for each dastgah, and there is much variation
in the literature as to what exactly the primary dastgah are, and which gusheh
belongs where. Even the role of these “varies with performance and performer”
(Nettl, 1986, p.17). Though each gusheh is expanded by elaboration, there is no set
order to these in performance per se, save for those exemplified by various masters.
Upon completing the gusheh in performance, a new gusheh is begun at a higher
level on the primary dastgah’s scale. It was decided to adopt and adapt this
structural approach along with a model of the Shur dastgah from Zonis’ study
(1963, p.45), defining the new work’s gusheh pitch regions in line with her
explanation of this classic dastgah procedure.
The genre element borrowed from Persian dastgah is this formal aspect of
the music. The gusheh pitch regions were used for the placement of original melodic
material without reference to traditional gusheh melodies. However, in the
development of the score, these pitch regions form smaller sections designated with
a gusheh title according to traditional practice. This structural scheme provided a
trajectory for the unfolding of the work with each section presenting different
elements to be included. For example, the area designated as Salmak at bar 34
features Blues chords of the fifth. The synthesis that is achieved at each of these
points thus includes a formal approach from Persian music combined with varying
melodic treatments from other genres.
Each section rises along the points in the Shur scale. When the octave is
attained with the gusheh of Hosseini where the opening musical material returns at
the octave, the music then begins a melodic descent to the primary tonic of Shur.
This model served as the structural plan for the work, with the addition of the
appearance in the final section of new, but related, musical material. Diagram 1
below shows the structural scheme for Shur for Solo Guitar adopted from Zonis.
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Diagram 1 Diagram after Zonis (1963, p.45) of four ‘important gushehs in the dastgah of
Shur’ used as a model for Shur for Solo Guitar. Original melodies were substituted for
traditional gusheh-ha melodies.
The choices of gusheh ranges in the compositional procedure for Shur for
Solo Guitar are shown in Figure 3.
Figure 3 The gusheh ranges used in Shur for Solo Guitar (ist, the tonic or finalis is shown as
a semibreve; shahed, the stressed note is shown as minim. Other notes are shown as
crotchets).
The performance of a Persian solo dastgah through its various gusheh would
normally be well developed and varyingly long in duration. Shur for Solo Guitar
compresses these concepts into a much shorter work for purposes of presenting
Michael D. Knopf
7
gusheh-styled elements with other material as an experiment in compositional genre
synthesis. As Shur for Solo Guitar develops through its gusheh, genre signals and
stylistic traits from Flamenco, Blues and Classical guitar conventions are used to
diversify the content through such devices as juxtaposition, layering and merging
genre signifiers as will be seen in the analysis below.
ANALYSIS OF SHUR FOR SOLO GUITAR
The following analysis follows the development of the composition from start to
end, listing the occurences of genre-based inclusions and discussing matters of
provenance and the techniques used.
In the opening sounds of the piece, Shur’s characteristic quarter-tone flattened
second is heard. As the classical guitar is not equipped with half-frets to
accommodate quarter-tones, an approximation of these notes is achieved by bending
the altered note up from the semitone below before it is sounded. It is often
necessary to accept a less-than-true interval due to the difficulty in bending the note
whilst playing adjacent strings.
The opening bars of Shur for Solo Guitar begin with harmonics and open
strings combined with the fingered D quarter-tone flat played in the cluster chord.
Shur’s first gusheh traditionally embraces the tonic (ist) its neighbour tones, the
minor third and the perfect fourth. The first sound is of the Bb seen in Figure 4
below, one of the stressed notes in Shur leading to the tonic.
Figure 4 Opening chord of Shur for Solo Guitar.
This quarter-tone flat D is a genre trait or element and is used to establish
the characteristic sound of the dastgah of Shur in this new work. Figure 5 below
shows the initial melodic presentation in Shur for Solo Guitar of Shur’s primary
gusheh note group, with its traditionally restricted melodic area as described
previously.
Malaysian Music Journal Vol.4, Num. 2 (1-19)
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Figure 5 Bar 2 of Shur for Solo Guitar using the traditional first three notes of the mode to
emphasise the Shur sound and Persian style of the instrumental solos.
As is characteristic of much monody, the harmonic accompaniment in this
piece is often confined to a pedal note of the tonic and/or fifth. The re-tuned 6th and
2nd strings on the guitar, C and G respectively, allow the tonic to be sounded easily,
as shown in Figure 5.
The title of this opening section uses two terms from Persian practice.
Daramad, loosely akin to the Western prelude, is the section in the composition
where the dastgah sound identity is clearly established (Farhat, 1990, p.22), using its
conventional constraints. Avaz is a lyrical song-like treatment without meter chosen
to follow the basic melodic presentation of the initial Shur gusheh in a chant-like
melody. These Persian formal concepts act as structural orientation in the
composition through which interpretation of the formal content is expressed, as
mentioned previously, with original material instead of traditional melody types.
Also, the sectional treatment is compressed, as in traditional performances each
section takes at least several minutes to develop. Within the constraints of this
composition the use of Persian structural concepts were thus abbreviated.
In accordance with Persian solo performance practice, the piece begins
simply, elaborating melodic material in an incremental way, using ornamental
approaches, as seen in Figure 6.
Figure 6 Bars 4 and 5 of Shur for Solo Guitar showing the varied use of the Shur gusheh
note group of c, d quarter tone flat, and e flat
Michael D. Knopf
9
Ornamentation is a fundamental aspect of Persian melody as it is with other
vocal-chant based forms. One of the novel characteristics of Persian avaz is the
vocal imitation of the warbling nightingale called chah-chah (literally bird chirping,
a reference to the ‘bulbul’ style of imitating the nightingale). I imitate this warbling
technique with the guitar playing groups of three notes, one note repeated, followed
by the lower neighbour tone, as seen in Figure 7 below.
Figure 7 The technique of warbling (chah-chah or bulbul) in Persian song as approximated
on the guitar in Shur for Solo Guitar at bar 10.
Following this allusion to a Persian vocal technique, a genre signifier in its
own right, another Persian signifier, the rhythm known as chahar mizrab, is
introduced. This is a section of traditional performance used for virtuosic playing
and often characterised by an ostinato pattern, a pedal tone, and a wide melodic
compass (Zonis, 1963, p.131). This forms the basis for a new sub-section of the
work, performed here with the rhythm of two quavers followed by two crotchets
characteristic of chahar mizrab. This version was played to me by a traditional
kamancheh (spiked lap violin) player. The rhythm was used as a starting point for
the section that also presents a juxtaposed group of melodies using a Flamenco
Soleares rhythm and phrasing. Soleares is a common form in Flamenco music and
had been performed by the present author, so it was a natural choice to coincide with
the triple metre of chahar mizrab. In this case, the layering of the two genre signals
provided an integrated genre sound that was hard to categorise. Such instances may
be termed merging genre signals. This occurs when two distinct genre elements fuse
in such a way as to blur any specific genre message, contributing to genre
ambiguity. Figure 8 below shows the Flamenco phrase preceded by and ending with
the rhythm of chahar mizrab. Figure 9 shows the traditional rhythmic structure of
the Soleares phrase for comparison.
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Figure 8 Bars 12-15 of Shur for Solo Guitar showing the coinciding of Shur characteristics
(the dastgah’s scale and the triple meter of chahar mizrab) with Flamenco Soleares phrasing
resulting in an example of merging genre signifiers.
F
Figure 9 A typical Flamenco Soleares falseta on guitar for comparison with the phrase
shown in Example 7. The 12-beat pattern (3, 3, 3, 3) has accents sounded through taps (T)
on the guitar with the right hand ring finger on the 3rd, 6th, 8th, 10th and 12th beats of the
phrase.
Would anyone notice two genres of music being presented here? A listener
familiar with Flamenco might hear only Soleares where a Persian musician might
hear an array of arpeggiated notes in a rhythm of chahar mizrab. Whatever the
reception, merging genre signifiers provide an effective way for traits from one
genre to influence another and can be used to combine genre elements for purposes
of enrichment of the musical content or to intentionally create a genre ambiguity.
From the opening of the piece with its use of traditional melodic material,
the genre identity of Shur for Solo Guitar could be described as Persian classical
music, albeit performed on a Western instrument. The combination of traditional
music on a non-traditional instrument is another tool to achieve synthesis in
combining genres in a composition.
In the next section, starting at bar 28, two distinct genre signals are
presented that develop the synthesis of the work further. This is illustrated in Figure
10, showing the combination of the new gusheh area of Shahnaz (with its new tonal
area on f, the fourth degree of Shur, along with its motegayyer or changed note, here,
the G quarter-tone flat), with the sounding of an American Blues convention.
Parallel fifths in the lower voice approach the new tonic in this section from its 5th
and 7th degrees below, a common occurrence in the Blues. The work now possesses
qualities that are not only Persian, but also Afro-American, giving the hearer two
sources of recognisable genre meaning whilst relieving the former monody’s static
harmony.
Michael D. Knopf
11
Figure 10 The composer’s gusheh of Shahnaz as an ornamented chant centering on ‘f’.
Each chant is preceded and punctuated by parallel 5th chords from American Blues.
This is an instance of the juxtaposition of genre traits, with the Blues genre
signal bridging the end of the chahar mizrab/Soleares section at bars 28 and 29, into
the next section, Shahnaz, at bar 30. The Blues fifths punctuate the Persian inspired
chant-like phrases.
Following this, a new key area is established once again for the gusheh area
of Salmak at bar 34, again, a chant-like melody. The tonal centre is G, the fifth
degree of the mode of Shur. This section begins a thickening of texture and motion
shown in Figure 11 at bar 35, that provides momentum and direction towards the
highest pitch level area in the succeeding section.
Figure 11. The new tonal centre of G in the gusheh of Salmak is punctuated by the Blues
genre signal of parallel 5ths on the Blues scale.
The process of intensifying the music through texture, genre signal contrasts
and rhythmic density includes other sounds here not foreseen at the commencement
of the composition. In the process of composing, a familiarity with the various
instruments of classical Persian music reminded the present author of the sound of
the santur, Iran’s hammered dulcimer. Using two felt hammers, the santur player
sustains single notes with multiple strikes (tremolando) on the same pitch. I decided
to include a passage where the guitar approximated the santur’s sound by using
notes that are struck twice, imitating the effect achieved by using two hammers, one
in each hand.
The guitarist strikes the open second string tuned to C with two consecutive
fingers (the middle and index) in a pattern where the melody is placed on the first
string. This is further accompanied by the fifth on the third string, as illustrated in
Figure 12. The use of this technique is an instance of approximation or imitation.
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Figure 12 Shur for Solo Guitar, bar 39 showing the approximation of the sound of the
santur by double-striking the C open string.
In composing this section of santur-like sounds, it was noticed that the
passage technically resembled music from the prelude to J.S. Bach’s third cello suite
from the classical guitar repertoire. Being familiar with this particular piece allowed
for the similarity to be noticed and acted upon. This led to the use of an imitation of
one of the passages from the Bach piece as a stylistic experimentation following on
from the santur treatment. A comparison of the Bach suite and the section following
the santur imitation is shown in Figures 13 and 14 below.
Figure 13 Excerpt from Bach’s prelude from the Cello Suite no. 3 transcribed for guitar by
Duarte (1965) that served as a model for a passage in Shur for Solo Guitar.
Michael D. Knopf
13
Figure 14. Sequence imitating Bach’s solo suite phrasing in Shur for Solo Guitar, showing
bars 43-44.
The use of the genre trait imitation of Bach’s writing style may not provide
a genre signal for the audience, as its content may not be substantial enough to
reveal its origin. But the imitation was seen to develop as a logical extension of the
previous material. This is an instance of stylistic synthesis blending an exotic style
with a guitar technique used in period performance. This was a choice obviously
dependent on the individual practitioner’s experience and knowledge, contributing
directly to genre synthesis in this section.
What occurs in the music following the close of the above busy section is a
clear re-statement as shown in Figure 15, of the opening Shur material but now in
the gusheh of Hosseini at the octave. This is a common procedure in instrumental
playing in Persian classical music.
Figure 15 The gusheh of Hosseini at bar 53 in Shur for Solo Guitar using melodic treatment
and material similar to that in the exposition, but at the octave.
The embellishment of the melody is achieved with the use of chromaticism
and the bending of the note at the end of the phrase. Bending notes in this manner on
the guitar are indicative of the influence of Blues guitar practice. The presence of
this tiny genre element can then be said to anticipate the Jazz and Blues material that
follows in the section marked Forud in Blue.
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This is a crucial formal part of the composition, where the original melody
is partially restated before the final brief sections of the work. Following Hosseini in
traditional Shur performance is a cadential passage or group of passages known as
forud. I use this section to emphasise the presence of Persian and Blues genre
signifiers to substitute for the traditional material. Figure 16 below shows the start of
this section with the Shur melodic notes followed by parallel Jazz seventh chords
and subsequent blues melodic conventions at bar 58 known as ‘riffs’. The latter
represent a stylistic interruption, juxtaposed with and immediately following the
restatement of the opening Shur melody at bar 54.
Figure 16 The section Forud in Blue showing the juxtaposed Persian chant melody in the
upper stave and the use of the Blues conventions of parallel dominant chords and blues scale
melodic riffs in the lower stave. These genre signifiers are intended as substitutes for
traditional material in the long cadential area known as Forud.
The use of the Blues genre signals to enact the forud is an incidence of genre
trait substitution. In this instance, the traditional gusheh material is substituted with
genre traits from Blues music, allowing a radical reinterpretation or replacement of
the original genre’s characteristics. The sectional concept of traditional music
provides a context within which genre material can be placed so to enhance the
genre synthesis and character of the piece. The prevalence of the Blues conventions
in this section provides and instance of a secondary genre focus.
The final section from bar 64 is inspired by Dashti, a mode of Shur’s third
degree often used as a basis for song. Despite having Eb and G as stressed notes and
being a song form distinct from, yet complimentary to Shur, this mode cadences on
the finalis or tonic C. The scalar over-lap of Shur and Dashti in shown in Figure 17.
Michael D. Knopf
15
Figure 17 The pitch group used in the dastgah of Dashti after Farhat (1990, p.39) showing
the melodic range of the mode and its parent mode Shur
The use of this material in the composition is an attempt to approximate the
sound of Dashti. The music is again treated vocally like a chant, accompanied by
parallel fifth chords as seen in Figure 18. This section is a simple A-B-A form with
the Dashti chant from bar 64, followed by a tremolo section from bar 68 shown in
Figure 19 a style trait from classical guitar practice.
Figure 18 The composer’s melody of Dashti with its emphasis on the 3rd (G) (from Shur for
Solo Guitar).
Figure 19 A passage from bars 68-71 in the tremolo section between Dashti song segments
in Shur for Solo Guitar.
Tremolo on melodic notes is common on both the Persian santur and the
plucked instruments such as tar, setar, and barbat (the Persian oud), though
executed differently. It is also a common technique in classical guitar repertoire. The
above then, might be considered a very mild occurrence of merging genre signifiers
based on commonality of practice between the two genres.
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The tremolo gives way to the reiteration of the Dashti theme from bar 88.
The last bar sees a Jazz Db7b5 chord (on the lowered 2nd degree) accompanying the
melodic trill that slows and resolves to the Shur finalis of C. This chord and its
resolution to C is a common cadence in Jazz practice and thus makes a final
reference to the Jazz and Blues influence in this work.
Figure 20 A Db7b5 chord resolving to the tonic C in the final cadence of Shur for Solo
Guitar.
CONCLUSION
Shur for Solo Guitar was composed using an adopted structural model from Persian
performance practice as an outline of musical events, each of which had its own
genre content or focus adapted to the form. The work provides an example of a poly-
genre approach where diverse musical material is synthesised into a coherent
musical piece.
The work achieves a coalescence of genre and style through the
manipulation of diverse musical content and the adoption and adaptation of
performance and compositional traits and processes from Persian classical music
and the Western musical conventions of classical guitar, Flamenco, and American
Blues and Jazz. Various concepts and techniques have been identified in the
development of the new work. These have included: the use of recognised genre
trait commonalities; the adoption of a musical system’s processes of music
development (e.g. the procedure of consecutive rising gusheh areas); the
juxtapositioning and layering of style and genre traits; the approximation of a
musical system’s stylisms such as the use of quarter-tones, and the imitation, on the
guitar, of that system’s vocal and instrumental techniques; the use of a Western
instrument playing in an exotic genre form; and the use of genre ambiguity through
merging genre signals. With these, and through the particular inner resources and
associations of the composer, a new work was constructed as a single model of how
genre and style elements can be synthesised in composing. Below is a brief outline,
in alphabetical order, of the concepts and strategies used to synthesise the various
genre elements in the composition reviewed above as terminology inherent in the
compositional practice reviewed above.
Michael D. Knopf
17
Adaptation – The process of altering a musical genre or style element (trait,
idea, or process) to suit the composer’s technical restraints in the
composition, or to fit a particular framework foreign to the element’s
original context. In this work, the use of Shur’s scale as a Western
equivalent, the manipulation of guitar techniques to imitate the sound of the
santur and the altered use of the concept of melodic regions characterised in
Persian gusheh.
Allusion – An inexact excerpt or approximation of a well-known work,
style or genre characteristic which references the borrowed entity.
Approximation – The use of imitation by the composer to approximate a
musical trait from another work, composer or culture. This means that the
composer imitates the sound or technique perhaps without any inside
knowledge of the musical system or discipline or even the actual
mechanisms behind the entity being approximated, or with such knowledge
but approximating the musical trait due to contextual constraints, such as
instrumentation.
Genre Ambiguity – The situation in music when, as a result of the use of
either a combination of genre specific material or none, the music does not
convey a clear genre context. See Example 8 showing the use of Persian and
Flamenco genre signals.
Genre Element – A trait or technique identified as belong to a particular
genre or genres. Depending on its usage in a new work, such may impart
genre meaning and thus become a genre signifier. For example, the use of
the quarter tone flat D from the Persian mode of Shur.
Genre Focus – A set or subset of genre sounds, imitations, allusions or
representations of genre used in a piece or section of a piece of music. For
example, bars 58 through 62 present a Blues genre focus due to the
prevalence of the guitar Blues riffs.
Genre Signal or Signifier – A trait or element of a particular genre or
genres that is intended to convey a calculated genre meaning in a new
composition. For example, the use of a Soleares rhythm and guitar
techniques to signify the presence of Flamenco in Figure 8.
Genre Synthesis – The fusion of elements from different genres in a
composition.
Genre/Style Trait Imitation – The imitation of a trait of a genre or style.
See Figure 14.
Genre Trait Substitution – The substitution of a genre trait for one that is
foreign to that specific genre. In Figure 16, the falling melodic characteristic
of the forud section in Shur is achieved using Blues melodies.
Imitation – The composer’s approach to the use of perceived characteristics
of a musical work or style or genre. Imitation may contribute to
approximation and allusion. For example, the use of a multi-struck string on
the guitar to imitate the vocal technique of chah-chah. See Figure 7.
Juxtaposition – A time-constrained technique used to combine genre or
style elements or genre/style signifiers. Juxtaposition is the horizontal
positioning of such elements in the score so that they sound in sequence, i.e.
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following one another. In Figure 10, Persian melody is juxtaposed with
Blues chords.
Layering – Layering represents the vertical positioning of such elements in
the score so that they sound simultaneously. In Figure 16, chords of the
scalar note group underlay the Persian styled Shur melody.
Stylistic Interruption – The insertion of contrasting style techniques to
interrupt the flow of the established style. This is used as a section marker, a
punctuation of sorts, or as a bridge to another section. The use of parallel
jazz chords in the middle of bar 58 is one example.
Research into genre synthesis in composition and performance offers an
immediacy of opportunity in exploring and defining compositional techniques,
concepts and other strategies in the creation of new music using genre as targeted
content for inclusion. Further reflective compositional studies by other creative
practice researchers will provide new transferable techniques and new models of
how other composers’ approach creative work using inherent genre associations and
understandings.
One of the resources for this sub-field of composition is the development of
a taxonomy 1 of the practice that is an ongoing pursuit of the present author as
exemplified in part above. It is hoped that other composer-researchers will add to
and develop this taxonomy through projects aiming to discover what goes on in the
clash of genres within individual composers’ experimentation with genre.
Such studies may offer new concepts about music making where new
hybridities emerge by combining strategic elements, the use of traditional and new
processes and the revealing of personalised attitudes towards the use of genre
material. This, in turn, may furnish the literature with novel systems of music
making that rely on the fusion of disparate, and sometimes non-complementary sets
of rules that are bridged in some manner, all of which potentially lead to
fundamentally new sounds.
ENDNOTES
1 An initial taxonomy for concepts and techniques used in genre and style synthesis is the
subject of another paper yet to be published.
REFERENCES
Brouwer, L. (1970). ‘La musica, lo cubano y la innovacion’. Havana: Editorial Letras
Cubanas.
Duarte, J. W. (ed.). (1965), Bach, J.S. Cello suite no. 3. London: Schott & Co. Ltd.
Farhat, H. (1990). The Dastgah concept in Persian music. Cambridge: Cambridge University
Press.
Michael D. Knopf
19
Leavy, P. (2009). Method meets art: Art based research practice. New York, NY: Guilford
Press.
Nettl, B. (1972). Daramad of Chahargah: A study in the performance practice of Persian
music. Detroit, MI: Information Coordinators.
Zonis, E. (1963). Persian classical music: An introduction. Cambridge: Harvard University
Press.
BIOGRAPHY
Dr. Michael Knopf is an American/Australian composer and concert guitarist. He has
performance and compositional expertise in Contemporary Art music and Jazz and has used
his various music projects to experiment with different genres and styles. This includes his
development of a new sub-field of classical guitar playing inspired by vocal chants from
European, Persian, Arab and Indian influences along with Flamenco and Classical guitar
conventions. Michael was founder and music director for three cross-genre ensembles
including Zafron Road, an ensemble of Jazz piano trio, a cellist and two traditional Persian
musicians with Michael on guitars. Michael performs on a variety of guitars. His
compositions range from solo cello and guitar pieces to large choral works, Jazz ensemble
pieces, and works for chamber ensembles and orchestra. His works have been performed in
Australia, USA, Canada, Europe, China and Japan.
Email: [email protected]
|
Malaysian Journal of Music Vol. 4 No. 2 (2015) | minimalism, gamelan, electroacoustic, compositional influences | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/109 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/807 | Minimalism Meets Gamelan: An Analysis of Diana Blom and Emma Stacker’s Gong Agong (2006) | Contemporary composers draw influence from every style and period in music history. The current pluralistic approach to composition sometimes poses challenges when analysing new music. Often, difficulties arise because the analyst is unsure of which analytical tool to use. Rather than choose a specific tool to analyse a current composition, this paper suggests that the analyst first discover what styles of music influenced the composers while writing the piece and then analyse the piece by making connections to the influences. This paper examines a recent 21st century electroacoustic composition, Diana Blom and Emma Stacker’s Gong Agong (2006), looking at how the composers incorporate elements of minimalism and gamelan in the piece. Gong Agong was one of three finalists in the Musica Nova International Electroacoustic Music Competition 2006 (Category B: Compositions for acoustic instrument/voice/ensemble and electroacoustic media). This paper also examines how minimalist elements interact with certain characteristics of gamelan to create an original piece. By first recognising the styles that influenced a piece of music, analysing a twentieth (or twenty-first) century piece becomes much less daunting. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/807/543 | [] | 20
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Minimalism Meets Gamelan:
An Analysis of Diana Blom and Emma Stacker’s Gong Agong
(2006)
Kristi Hardman
University of British Columbia, Canada
e-mail: [email protected]
Abstract
Contemporary composers draw influence from every style and period in music history. The
current pluralistic approach to composition sometimes poses challenges when analysing new
music. Often, difficulties arise because the analyst is unsure of which analytical tool to use.
Rather than choose a specific tool to analyse a current composition, this paper suggests that the
analyst first discover what styles of music influenced the composers while writing the piece
and then analyse the piece by making connections to the influences. This paper examines a
recent 21st century electroacoustic composition, Diana Blom and Emma Stacker’s Gong Agong
(2006), looking at how the composers incorporate elements of minimalism and gamelan in the
piece. Gong Agong was one of three finalists in the Musica Nova International Electroacoustic
Music Competition 2006 (Category B: Compositions for acoustic instrument/voice/ensemble
and electroacoustic media). This paper also examines how minimalist elements interact with
certain characteristics of gamelan to create an original piece. By first recognising the styles
that influenced a piece of music, analysing a twentieth (or twenty-first) century piece becomes
much less daunting.
Keywords minimalism, gamelan, electroacoustic, compositional influences
Many composers of the twenty-first century have taken a pluralistic approach to
composition, adopting any techniques that suit their work. Australian composers
Diana Blom and Emma Stacker join a long list of modern composers who incorporate
elements of minimalism and gamelan with their 2006 piece entitled Gong Agong, a
piece for piano and CD soundbed (an accompanimental CD track comprising acoustic
sounds that have been altered and rearranged in the recording/editing process).1
(While the piece is a collaborative effort between the two composers, Diana Blom
composed the piano score after Emma Stacker composed the CD soundbed; therefore,
throughout this paper I will refer to Blom’s contributions when discussing the piano
score and Stacker’s contributions when discussing the soundbed). Even before the
term minimalism was coined, composers were influenced by gamelan music, as
shown by Colin McPhee’s Tabuh-Tabuhan for two pianos and orchestra (1936) and
Pierre Boulez’s Le marteau sans maître
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Kristi Hardman
(1953-1957).
Composers increasingly found inspiration in gamelan music
throughout era of minimalism. Steve Reich’s Music for Mallet Instruments, Voices,
and Organ (1973) and Lou Harrison’s Serenade for voices, harp, and gamelan, La
Koro Sutro (1972) are just two minimalist pieces that take inspiration from gamelan.
While Gong Agong would not be considered a minimalist piece, it incorporates
elements of both minimalism and gamelan music. Blom obviously has an interest in
minimal music as she has written articles and her doctoral dissertation on
minimalism in Australia and its uses in education.
The composers use
minimalism as a technique in Gong Agong, but it cannot be classified as a
minimalist piece. That is, while the piece does not contain all of the features of a
minimalist piece, it features aspects of minimalism.2 Not only was Blom influenced
by minimalism when composing Gong Agong, she was also highly influenced by her
time in Hong Kong and Malaysia. According to Blom (1999), Australian composers
were incorporating minimal ideals into their compositions long before the first
appearances of American minimalism because many were influenced by musics
from Asia, in particular gamelan, which shares similar characteristics with minimal
music, including repetition, interlocking layers, an unchanging pulse, small pitch-
class sets, and tonal centres. Many of the instruments heard on Stacker’s soundbed
come from Hong Kong and Malaysia. In the preface, Blom and Stacker (2009)
explain that Gong Agong is the largest gong in Malaysian Terengganu Joget
Gamelan (although it is usually spelled “gong ageng”) and it plays a structural role
in gamelan music. The gong ageng marks the end of one formal section of the
composition and the beginning of another in many types of gamelan music. The
instrument is the inspiration for the title of the work, but it also apparently serves the
same purpose in this piece as it does in gamelan music, marking off large sections of
the piece, according to Blom and Stacker (2009). I find it difficult to ascertain how it
marks the beginnings and ends of formal sections in Gong Agong. My formal
analysis of Gong Agong, as we will see below, goes against this idea, using motives
in the piano and the changing relationship between the piano and CD soundbed as
markers of section beginnings.
Nevertheless, Gong Agong features many elements of minimal music and
gamelan music, seamlessly blended together to create a unified piece that is best
described as postminimalist, a term used frequently by Kyle Gann (2013) and others
to describe music with minimal characteristics, but also go beyond the narrow
definition of minimalism. A detailed analysis of Gong Agong reveals the ways in
which Blom and Stacker incorporate minimalism and gamelan characteristics, such
as interdependent lines, small pitch-class sets, even subdivisions of the beat, and
interlocking rhythms, in this work. The discussion begins with minute details of the
piece and branches out to more broad aspects, concluding with a detailed explanation
of the formal structure.
MINIMAL MOTIVES WITH A HINT OF GAMELAN
Gong Agong does not contain easily distinguishable phrases, but the piano is made
up of many short cells separated visually by double barlines on the score. Although
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there are many piano cells in Gong Agong, it in fact uses only a small number of
motives, each characterised by their unique features. As in minimalist pieces, these
motives rarely return verbatim, but are instead varied and developed throughout the
piece. Unlike minimalism, there is no systematic process driving the changes to the
motives.
Figure 1 shows passages containing numerous variants of Motive A, which is
defined by its sustained, familiar triads and sevenths. The first Motive A in bars 2-4,
seen in Figure 1a, features an E major triad with an appoggiatura C that resolves to B.
The left hand plays only an E-B fifth, while the right hand fills in the third of the
chord. The next iteration of Motive A in bars 7-9 adds more rhythmic interest but
keeps the same basic pitches. For other Motive A variants, each hand typically
features recognisable triads or sevenths, but the hands are treated independently. For
example, Motive A in bar 11 features an E major harmony on the first beat, then on
the second and third beats, the left hand plays a Db major triad while the right hand
remains on an E major triad. Interestingly, these chords share pitch class 8, but they
also sound very dissonant because the Db is 10 semitones below the B and F is 11
semitones lower than the E. Motive A in bars 11 and 14 seem to imitate the sound of
the “gong agong struck” heard in the CD soundbed. In fact, bar 14 blends seamlessly
with the preceding “gong agong struck” landmark.
Blom creates complex sonorities in Motive A by having the hands play two
different simple harmonies. Motive A in bar 49 and 51 (Figure 1b) feature simple
sonorities, but instead of playing them as sustained harmonies, they are heard as
tremolos. Bar 50 features the most complicated sonority: the left hand plays an F
dominant seventh while the right hand plays an E major triad with an F#-C# dyad.
Figure 1c features A motives from later in the piece, bars 86-88, 89-90, and 92-93.
Bars 86-88 have a quicker harmonic rhythm than previous A motives while retaining
the use of easily recognisable tertian harmonies. Motive A in bars 89-90 has the
sustained sonority at the end of the cell, but uses the pitch-class content and the
semiquaver rhythms from Motive D (discussed later).
Figures 1a to 1c: Motives and B and variants of each
Figure 1a Original statements of Motive A and B, bars 1-11
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Kristi Hardman
Figure 1b Variants of Motives A and B, bars 48-51
Figure 1c Later variants of Motives A, bars 85-93
Motive B, which is first heard in bar 5 (Figure 1a above), features a dyad with
pitch classes {3, 4} played simultaneously and stated in quick succession in two
different octaves. The motive imitates the “high swept gong” heard in the CD
soundbed, and often precedes or follows it at the beginning of the piece. The rhythm
of Motive B frequently changes throughout the work, as can be seen with the
iterations found in bars 6 and 10 of Figure 1a and bar 48 of Figure 1b. Motive B also
uses pitch classes {4, 5} frequently and {e, 0} once, but it always features a dyad
stated in at least two octaves.
In bar 16, we get the first instance of Motive C, a dyad using pitch classes
{9, e}, as shown in Figure 2a. Blom expands this motive in bars 24-25 (Figure 2b). It
begins with the A-B dyad, but quickly morphs into triplet semiquavers with pitches
classes {3, 1, e} played by the right hand and {1, 7, 9} played by the left hand.
Combined, these pitches form a whole tone collection on C#, although the
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collection is missing pc-5. These triplet semiquavers mimic the “Japanese rattling
bells” heard in the soundbed.
Figure 2a-2b Motive C
Figure 2a Original statement of Motive C, bar 16
Figure 2b Expanded variant of Motive C, bars 24-25
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Kristi Hardman
The piece begins with the piano imitating the soundbed with Motives A, B
and C, but in bar 28, the piano stops imitating the soundbed and introduces an
interlocking melodic section. Figure 3a features the first statement of Motive D. The
right hand contains pitch classes {1, 4, 6, 8, e} while the left hand plays pitch classes
{0, 3, 5, 9}. (Some of the A motives share the pitch classes of Motive D. As we will
see below, this plays a role in the formal structure of the piece.) Three pitch classes
from the 12-tone aggregate are missing in Motive D: pc-2, pc-8, and pc-t. Of these
three pitches, only G has been heard previously (in bars 24-26). The next iteration of
this motive, in bars 38-46, features the same pitches in the same order as the first
statement but certain pitches are in a different octave. This creates more similar
motion between the hands in the second iteration.
Figure 3a-b: Motive D and its variants
Figure 3a Original statement of Motive D, bars 27-36
Figure 3b First variant of Motive D, bars 52-56
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Figure 3c Second variant of Motive D, bars 57-71
The interlocking feature, pitch-class content and independence of the hands
characterise Motive D. Despite the fact that the material in bars 52-57 is very different
from the original D motive, it shares the unique characteristics of Motive
D. Figures 3a and 3b allow for comparison of the first Motive D and the one in bars
52-57. Like the original statement, the left hand begins on the beat and the right hand
fills in the gaps. This time, however, the composite rhythm is semiquavers, rather than
quavers. This material also for the most part shares the pitch-class content of the
original D motive: the right hand retains pitches {1, 4, 8} while the left hand uses
pitches {0, 3, 5, 9}. In bar 56, new pitches are introduced in each hand: D# is heard
in the right hand (it was previously heard in the left hand as Eb in the original D
motive) and F# appears in the left hand (it was previously heard in the right hand in
the original D motive). The material in bars 58-68 shown in Figure 3c also relates to
Motive D, though it is develped so much that one could argue that it is a motive unto
itself. Bars 58-68 abandon the two independent, interlocking parts for a composite
semiquaver pattern played by the right hand. This piano cell also introduces a drone
in each hand and a slower moving arpeggio pattern in off-beat crotchets in the left
hand. The steady semiquaver and quaver patterns in the right hand and the pitch-class
sets used for each hand connect this piano cell to Motive D, although it is admittedly
a highly developed version of the motive.
Gong Agong uses these four basic ideas throughout the piece with variation—
some, so much so, that they become barely recognisable as we saw with the
transformations to Motive D. There are a few piano cells that do not really fit any of
the motives; I will refer to these cells as Motive X. Figure 4 shows the first appearance
of Motive X in bar 82, which is characterised by the repeated Eb. I do not classify this
as a full-fledge motive because it appears at such a late point in the
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Kristi Hardman
piece and it seems to act as filler material rather than a stand-alone motive. Motive
X in bars 82 and 83 (Figure 4) are an extension of the D motive from bars 76-81.
Figure 4: Motive X, bars 82 and 83
Gong Agong, like most pieces that employ characteristics of minimalism, is
based on a small number of basic ideas that are slowly developed over the course of
the piece. Unlike many minimalist pieces, there is no clear process involved in the
transformation of the motives, and one cannot predict the order in which the motives
appear.
Having discussed how minimalism influenced the motives, we will now turn
to the gamelan influences apparent in each of the motives. Blom imitates the
kotekan—the high speed ornamental figuration played by instruments in the upper
register in gamelan music—in Motive D, but even Motives B and C are distantly
related to the kotekan (Tenzer, 2011). According to Michael Tenzer (2011), “kotekan
is usually expressed in English as ‘interlocking parts,’ because although it sounds as
one melody it is actually composed of two interdependent musical lines that are
incomplete when played alone and dependent exclusively on each other for obtaining
the desired result” (p.54). Blom adapts this idea for Motive D. The hands of the piano
are independent, but the two lines are interdependent and, combined, produce an
interlocking melody. (Interlocking rhythms are also common in minimalism.) The left
hand plays pitch classes {0, 3, 5, 9} on-the-beat while the right hand fills in the gaps
with pitch classes {1, 4, 6, 8, e}. The first two instances of Motive D divide the beat
in two, but later variants of Motive D divide the beat into four, the typical subdivision
of the beat created by the kotekan in gamelan music. The drone in the later variants of
Motive D may have also been influenced by gamelan. In gamelan, one instrument
may play a drone while another instrument plays the melody (Tenzer, 2011, p.51).
Each hand in bars 58-68 play both a drone
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and an arpeggiated melody figure, but the basic idea may have been influenced by
gamelan.
According to Henry Spiller (2008), “each of the two parts of kotekan is
limited to one or two pitches” (p.99). This allows for greater accuracy at fast tempos.
Although the first couple of iterations of the D motive feature many pitches in each
hand, the shorter variants of the motive, such as in bars 52-57, feature a limited
number of pitches—usually two or three—in each hand of the piano.
It makes sense that Motive D has features similar to gamelan music, since
according to Blom and Stacker (2009), the interlocking motive references a Malay
Terengganu gamelan piece ‘lagu’ Perang in the piano. This can most easily be seen
in bars 62-68 in Figure 3c. Blom’s transcription of ‘lagu’ Perang, which can be found
in her dissertation from 2001, features two melodic patterns: {^3, ^5, ^6, ^5} and {^2,
^3, ^5, ^3} (app. 5, p.34). Assuming that E is the tonal centre in bars 62- 68, the {^3,
^5, ^6, ^5} and {^2, ^3, ^5, ^3} melodic patterns from ‘lagu’ Perang appear
frequently in this passage.
Motives B and C also seem to have been influenced by gamelan, in that there
are two lines in which each line plays a limited number of pitches. Although Motive
B does not have two distinct lines, one of its identifying features is its use of two pitch
classes {3, 4}, {4, 5} or {e, 0}. Later variants of Motive C feature both two distinct
lines and a limited number of pitches for each line. The right hand plays
{3, 1, e}, while the left hand plays {1, 7, 9}. The lines do not interlock, but perhaps
the introduction of this variant of Motive C in bars 24-25, which is more melodic than
the previous piano cells, is meant to prepare for the longer, interlocking melody that
begins in bar 28 (Motive D).
Blom draws on both minimalism as a technique and gamelan influences in
her piano motives. This is not surprising, since minimalism and gamelan share certain
features, such as limited pitch content and repetition with variation.
TONALITY À LA MINIMALISM
Often minimal music establishes a tonal centre (Blom, 1999). Gong Agong establishes
E as a tonal centre at the beginning of the piece but Blom soon starts emphasising F,
and we are left wondering which pitch is the tonal centre. As Figure 5a shows, the
piece begins with a “high struck E” in the soundbed that is followed by a sustained E
major triad in the piano. The pitches used in the B motives at the beginning of the
piece, D# and F, are symmetric around E. The first A-type motive that does not feature
an E major triad happens in bars 17-18. This A motive instead focuses on F and
foreshadows the tension established between F and E as tonal centres later in the
piece. Figure 5b features a passage from Gong Agong where the left hand is clearly
focused on an F dominant seventh harmony, and E is no longer definitively a tonal
centre. Near the end of the piece E returns as a focal pitch with a brief reprise of
material from the beginning of the piece, but it ultimately ends with a sonority built
primarily of thirds stacked above F, as seen in Figure 5c.
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Kristi Hardman
Figures 5a to 5c: Tonal centres
Figure 5a Tonal centre of E
Figure 5b Shifting focus to F
Figure 5c Ambiguous tonal centre, focus on both E and F
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MINIMALISM AND THE 12-TONE AGGREGATE
Gong Agong contains the complete 12-tone aggregate, a feature that is not common
in minimalism, but the way in which the pitches are used in the piece suggests that
minimalism is being employed as a compositional technique. Only nine pitches are
consistently employed throughout the piece; G only appears in bar 26, and Bb and D
only appear in bar 86.
Each piano cell contains a limited number of pitch classes. As stated above,
Motive B only contains two pitches at a time, either {3, 4}, {4, 5}, or {e, 0}. Motive
C begins with the dyad {9, e} and in the two later statements of the motive, it adds
three more pitches {1, 3, 7}. Motive A is perhaps the most varied in terms of pitch
content; it can range anywhere from four pitches (bars 2-4) to eleven pitches (bars 86-
88). Motive D also uses a large number of pitch classes, typically nine, but they are
used in a very minimalist manner. While there are some variants, the left hand is
typically constrained to pitch classes {0, 3, 5, 9} while the right hand is limited to
{1, 4, 6, 8, e}. In the shortened version of Motive D, such as in bars 52-57 (Figure 3b
above), each bar contains 4 or 5 pitch classes, is repeated at least once, and retains at
least two pitches from the bar directly preceding it, making the changes in pitch
content very gradual. The middle of the piece features primarily Motive D and its
variants; therefore, the pitch-class content—and subsequently, the harmonic
structure—of the middle of the piece is rather static, a feature common in minimalism.
Thus, Blom’s interest in minimalism seems to have played a role in the controlled
manner in which pitches are used in Gong Agong.
METRIC AMBIGUITY
Blom never changes the meter in the piano score to Gong Agong, but nonetheless, she
does play with our sense of the beat with numerous tempo changes. The first piano
cell indicates a tempo of a quarter equals 50 beats per minute (bpm), which is followed
by a sudden tempo change to a crotchet equals 130 bpm—more than double the
original tempo—in the second piano cell. Stacker’s free flowing CD soundbed
impairs our ability to entrain a pulse at the beginning of the piece. Finally, beginning
in bar 28, the frequent and sudden tempo changes cease, the piano introduces a
rhythmic interlocking melody where onsets happen every quaver, and the listener is
able to entrain a pulse.
At this point (bar 28ff), we may be able to entrain a pulse, but we are still not
able to establish a meter. The accents on certain pitches in each of the hands and the
disjunct melody toy with our senses, making it impossible to guess that the meter is
indeed 3/4. As Figure 3a shows, the first accent in the right hand happens on the last
quaver in bar 28 and every 10 quavers thereafter, whereas the first accent in the left
hand happens on the first quaver in bar 30 and every eight quavers thereafter. This
creates a polyrhythm in bars 28-36 and 38-46 similar to Elliot Carter’s polyrhythms
in his later works. The difference between the polyrhythm that Blom establishes in
Gong Agong and that which are features of Carter’s later works is that
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Kristi Hardman
Blom’s polyrhythm only lasts for a short period of time, whereas Carter’s
polyrhythms tend to last for the majority of a piece.
Gamelan is typically very rhythmic with a steady beat but varying tempo.
Although it is difficult to entrain a pulse at the beginning of the piece, Gong Agong
becomes highly rhythmic and steady from bar 28 until the end. As discussed above,
Motive D is the motive most influenced by gamelan music. It is no coincidence that
we begin to entrain a pulse with the first statement of Motive D introduced in bar 28
since the interlocking rhythms create a steady stream of quavers, which are further
subdivided into semiquavers in the later iterations of the motive.
A CONTINUAL TEXTURE
Another characteristic of minimalist pieces found in Gong Agong is textural
consistency. The piano rarely rests and for most of the piece there is a constant texture
of piano sounds and electroacoustic sounds from the CD soundbed. The only change
in texture occurs after the climax in bar 52, when the dynamic level of the soundbed
suddenly drops and the piano takes on a more central role. The soundbed continues
with a “soft, low rumble” that is faintly heard beneath the piano until approximately
bar 76 when the dynamic level of the soundbed starts to increase and returns the
texture to its original state. The retention of similar articulation throughout the piece
contributes to its continuity. Blom indicates that the piano part should be played with
pedal throughout much of the piece. This helps the piano blend with the
electroacoustic sounds on Stacker’s CD soundbed.
One might expect the texture of Gong Agong to be generally very sparse
based on the fact that there are only two voices heard at once, the CD soundbed and
the piano, but the texture can get quite dense because of the heavy use of pedal in the
piano. For much of the piece, there are only two piano pitches heard at a time. If
these passages were played staccato and without the pedal, this would result in a very
sparse texture, but because Blom has indicated to use pedal, the notes—played only a
few at time—accumulate and ring long past their initial attack. This creates a dense
texture that imitates the envelope of the instruments used for Stacker’s CD soundbed.
Of course, the densest passages occur when multiple pitches are played at once, such
as in bars 50, 86-88 and 95-101.
GAMELAN-STYLE DYNAMICS
Not only do Blom and Stacker keep their piece interesting by shifting the focus from
one voice to the other, they also change dynamics frequently. According to Michael
Tenzer (2011), dynamic changes in Balinese gamelan tend to be extreme. Blom is
highly influenced by Malay gamelan, as she indicates in the preface to Gong Agong
(Blom & Stacker, 2009). Of course, Malay gamelan is different than Balinese
gamelan, but it is interesting that the dynamics in Gong Agong are extreme just like
in Balinese gamelan. The dynamics of the piece range from pianissimo to triple forte.
At the beginning of the piece, the dynamic level changes nearly every piano
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cell. Additionally, the dynamics often exploit the extremes of the range, jumping from
piano to forte and back with each new cell.
CONTINUOUS WITH A CHANCE OF LARGE-SCALE FORMAL
DIVISIONS
The above discussions of the small-scale aspects of Gong Agong will inform the
following discussion of its formal structure. The form of Gong Agong corresponds to
the form of minimalist pieces. Minimalist pieces generally have a continuous form,
with no clear formal divisions. Large formal divisions are also rather difficult to
discern in Gong Agong. After the first hearing, the piece seems to be continuous, with
no large-scale formal divisions, cadences, or a clear reprise of material from the
beginning of the piece. Although the piece is divided into small cells, indicated in the
piano score with double barlines, the listener cannot anticipate the next event because
there is no clear order of repeated material and one piano cell leads into the other
without pause. (In this way, the form of Gong Agong is unlike minimalist pieces since
minimalist pieces usually involve a process that unfolds allowing the listener to
anticipate the next event.) As stated above, Gong Agong is not a minimalist piece; it
simply uses minimalism as a technique. In Gong Agong, there is no process that
unfolds but the blending of the piano cells and the CD soundbed provides a continuous
formal structure akin to minimalist pieces. The CD soundbed continuously adds new
sounds until the very end of the piece. Not only do minimalist pieces have a
continuous form, they are also generally non- developmental and feel as though they
have no goal. Likewise, Gong Agong does not seem to have a goal, at least one that
the listener can predict. There is a climax around bars 47-51, but that is rather early in
this 105-bar piece. The climax is the loudest part of the CD soundbed and the piano,
after which the dynamic of the CD drops significantly, and the piano becomes the
most prominent voice. Even though this is the climax of the piece, the material before
bars 47-51 does not foreshadow that it is building to its apex; we recognise that bars.
47-51 are the climax only retrospectively when we realise that it was the loudest part
of the piece. In these ways, Gong Agong takes its formal structure from minimalism.
But, upon further examination of the piece, there are some indications that the formal
structure could be described as ABA’.
The piece begins with extremely short piano cells that are never more than a
few bars long, but in bar 28, the piano introduces Motive D, a nine-bar interlocking
piano melody that is much longer and more melodic than anything heard previously.
The material from bars 92-101 returns to material that was heard in the first 26 bars
of the piece. Bars 92-93 correspond nearly exactly to bar 14, bar 94 is directly related
to bars 24-25, and bars 95-101 are an expanded version of bars 7-9, 11, and
14. The drastically new material introduced in bar 28 and the reprise of material from
the beginning of the piece in bar 92 seems to suggest an ABA’ division of the piece.
Figures 1a and 1c show the possible beginnings of the A sections, while Figure 3a
shows the beginning of the B section. The boundaries of these divisions are not clear,
however, until more elements are considered.
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Kristi Hardman
The changing relationship between the piano and the soundbed helps us
identify the divisions of the ABA’ structure of Gong Agong more precisely. As
mentioned above, in the beginning, the piano imitates the CD soundbed, but in bar 28,
the piano ceases simply imitating the electroacoustic sounds and strikes out on its own
with a full-fledged melody. The piano returns to imitating the CD soundbed in bar 86;
in bar 85, tubular bells playing pitches {0, 5, t} are imitated in the highest pitches of
the piano in the following bar (Figure 1c). The return of the imitative relationship
between the piano and the CD soundbed suggests a reprise of the beginning of the
piece, even though a more exact reprise of piano cells from bars 1- 26 does not happen
until bar 92. The material in bars 85-88 is a highly varied form of Motive A, so it is
not easy to hear these bars as a reprise of material from the beginning of the piece.
The notation of CD landmarks on the piano score also indicates that the form
of the piece may be ABA’. The A section features many landmarks, probably because
the piano is meant to imitate the CD in this section. On the other hand, the piano has
more independence from the CD track in the B section, so few landmarks are notated
in the score. This is not to say that the CD is not heard in the B section, but that the
pianist does not need to sync her performance as closely with the CD as she does in
the A sections. In the reprise of the A section, there is again many more CD landmarks
notated on the piano score.
The introduction of drastically new material, reprise of old material, and the
changes in the relationship between the instruments are still not enough, however, to
definitively establish the boundaries of the large-scale formal sections. Table 1
illustrates two possible formal divisions of the piece, one with transitions and another
without transitions. The material in bars 28-51 seem to be transitional, linking the A
section to the B section. After the nine-bar interlocking melody is introduced in bar
28, we still hear material from the beginning of the piece—though, sometimes highly
varied—until bar 52, at which point variants of the interlocking melody dominate until
bar 84. Likewise, bars 84-91 seem to be a transitional section, linking the reprise of
the A section with the B section.
The defining characteristic that confirms our placement of the boundaries is
the rare full-bar rests in the piano. The piano rests in bars 1, 12, 27, 85 and 105 (the
final bar). The rest in bar 12 is too close to the start of the piece to signal the beginning
of a new section and the material after bar 12 is similar to the beginning of the piece,
suggesting a continuation of the A section. Interestingly, the other two full bars of rest
that happen in the middle of the piece, bars 27 and 85, correspond nearly exactly to
the divisions mentioned above. Perhaps, in lieu of a proper cadence, these bars of rest
in the piano mark divisions in the formal structure. The material heard in the soundbed
during these piano rests seems more connected to the material that follows, so the bars
of full-bar rest in the piano are included in the following section on Table 1. Based on
the changes of melodic material in the piano, the relationship between the voices, and
the infrequent full-bar rests in the piano, we can establish that the A section occurs
from bars 1-26, the B section follows from bars. 27-84, and the reprise of A is from
bars 85-105.
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Table 1 Formal structure of Gong Agong
CONCLUSION
Gong Agong (2006) is certainly not a minimalist piece; it is not defined by a process
that unfolds throughout the course of the work. Blom and Stacker’s Gong Agong is,
on the other hand, a postminimalist piece since the composers go beyond the narrow
definition of minimalism, drawing inspiration from both minimalism and gamelan
The above discussion centred around ways in which Gong Agong incorporates
characteristics from minimalism and gamelan. The minimalist features include a few
short motives, simple harmonies, small pitch-class sets, a continual texture, and a
continuous formal structure. The piano cells typically last only a few bars, and never
exceed 11 bars. Additionally, Blom primarily uses only four motives, which are
subjected to numerous variations. The harmonies comprise mostly familiar triads and
sevenths, and the harmonic structure is relatively static throughout much of the piece.
Although Gong Agong uses all 12 pitch classes, each motive uses only a few pitch
classes in a very structured way. The piece features a continuous, sparse texture and
hints at a continuous formal structure, even though the piece can be divided into an
ABA’ structure. According to Blom (2001), minimalist composers have always
looked to non-Western musics for inspiration. This is certainly true as gamelan is a
known influence of Steve Reich and Philip Glass. Continuing with the tradition, Blom
and Stacker combine minimalism with gamelan in Gong Agong. In addition to
receiving its name from a gamelan instrument, Gong Agong features interdependent
lines, small pitch-class sets, even subdivisions of the beat,
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Kristi Hardman
interlocking rhythms, and an extreme dynamic range. Of course, the composers were
most likely influenced by a great number of other sources in their construction of
Gong Agong, but characteristics of minimalism and gamelan are certainly the most
apparent.
With so many different styles of music from which to draw inspiration,
current music tends to be very pluralistic in its design. This can make it rather difficult
for theorists looking to analyse a current piece of music, and especially students, as
they may not immediately know how to approach the piece. By learning about the
influences of the composer(s), those influences may make beginning an analysis much
less challenging as it narrows the number of analytical tools need to analyse the piece.
By first recognising that minimalism and gamelan were inspirations for Blom and
Stacker during the writing of Gong Agong I was able to narrow the scope of my
analysis, but still cover many of the topics which one might expect from a thorough
analysis of a piece: motives, tonality, metre, texture, dynamic range, and form. Rather
than choose an analytic technique from the many possible options to assist in
analysing Gong Agong, the styles of music that inspired the piece provided a way to
begin the analysis without being overwhelmed by the multitude of available analytic
methods.
ENDNOTES
1 Emma Stacker now goes by Emma Malfroy. For the purposes of this article, I will use her
maiden name as it is the one indicated on the score of Gong Agong.
2 For a detailed discussion of the definitions of minimalism see Timothy A. Johnson’s
“Minimalism: Aesthetic, Style, or Technique?” (1994). According to Johnson, minimalism as
an aesthetic refers to the earliest minimal pieces from the late 1950s and early 1960s that
suspended time, feature no goal-directed motion, and developed through a slowly unfolding
process or focused on the repetition of a short basic idea. Minimalism as a style refers to the
use of a number of minimalist elements, such as a continuous form, interlocking rhythmic
patterns, steady pulses, bright tone colour, simple harmonies, diatonic collections, no extended
melodic lines, and slow harmonic rhythm. Minimalism as a technique on the other hand refers
to pieces in which only a few characteristics of minimalism are adopted.
REFERENCES
Bernard, J. W. (2003). Minimalism, postminimalism, and the resurgence of tonality in recent
American music. American music, 21(1), 112-133.
Blom, D. (1999). ‘Minimalism isn’t dead…it just smells funny’: phases in the Australian
experience of minimal music. Minimalism – architecture, art, performance, a conference
presented by Artspace and the University of Technology Faculty of Design Architecture
and Building, July 3, 1999. Accessed March 30, 2015.
http://hindson.com.au/Writings/dblom-essay.html.
Blom, D. (2001). Minimal music: Roles and approaches of teachers engaging students with a
contemporary art music through composing activities, Vol.1 & 2 (Doctoral dissertation).
Retrieved from Sydney Digital Theses. http://hdl.handle.net/2123/802.
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Blom, D. (2003). Engaging students with a contemporary music – minimalism – through
composing activities: Teachers’ approaches, strategies and roles. International Journal of
Music Education, 40 (1), 81-99.
Blom, D., & Bischoff A. (2008). Creating ‘a very fulfilled and wonderful piece’: Asia- Pacific
musics as an impetus for upper primary class composition. In M. Atherton & B. Crossman
(Eds.), Music of the spirit: Asian-Pacific musical identity (pp. 145-158). Sydney:
Australian Music Centre.
Blom, D., & Stacker E. (2009). Gong agong. Wollongong, Australia: Wirripang.
Gann, K. (2013). A technically definable stream of postminimalism, its characteristics and its
meaning. In K. Potter, K. Gann & P. A. Siôn (Eds.), The Ashgate research companion to
minimalist and postminimalist music (pp.39-60). Farnham: Ashgate.
Johnson, T. A. (1994). Minimalism: Aesthetic, style, or technique?. The Musical Quarterly,
78(4), 742-773.
Nattiez, J. J. (1990). Music and discourse: Toward a semiology of music. Translated by C.
Abbate. Princeton: Princeton University Press.
Pickvance, R. (2005). A gamelan manual: A player’s guide to the central Javanese gamelan.
London: Jaman Mas Books.
Sazdov, R. (2008). Unfenced. Australia: Australasian Computer Music Association. CD.
Spiller, H. (2008). Focus: Gamelan music of Indonesia. 2nd ed. New York, NY: Routledge.
Tenzer, M. (2011). Balinese gamelan music. Tokyo: Tuttle Publishing.
BIOGRAPHY
Kristi Hardman is a music teacher and theorist. Currently, she is a graduate student at the
University of British Columbia in Vancouver, Canada. She received her previous degrees from
the University of Manitoba in Winnipeg, Canada. Her primary area of research is rhythm and
meter in world music and North American popular music. Specifically, she is interested in
music-text relationships and issues of transcription. Her thesis is entitled “Hearing Metres from
Different Angles: Interactive Vocal Metre and Hypermeter in Selected Songs and Their
Covers.”
Email: [email protected]
|
Malaysian Journal of Music Vol. 4 No. 2 (2015) | Noise, music philosophy, auto-ethnographic, music performance, music and society | https://ejournal.upsi.edu.my/index.php/MJM/issue/view/109 | https://ejournal.upsi.edu.my/index.php/MJM/article/view/808 | Noise Making: The Rise of the Noisician in Malaysia | This paper considers the existence, culture and politics of an emergent Malaysian ‘Noise Scene’ through an exploration of the history of Noise in the twentieth century both in Malaysia and beyond, the views of several local practitioners, the author’s own experience of the noise scene, and a survey of Noise supporters to expand our understanding in ways that reflect the Malaysian Noise Scene. Prepared by a practicing ‘Noisician’, an autoethnographic or 'insider-outsider' stance is used in searching for answers to the research questions. The focus of this paper is on the perspectives, practice, politics and relationship to Malaysian culture of the local performers and their supporters. In preparing this research, the author made several assumptions about the current Noise Scene, but found that these were challenged by the results, with the outcomes shedding new knowledge for the author himself. | https://ejournal.upsi.edu.my/index.php/MJM/article/view/808/544 | [] | Muhammad Hafifi bin Mokhtar 37
Noise Making: The Rise of the Noisician in Malaysia
Muhamad Hafifi bin Mokhtar
Universiti Pendidikan Sultan Idris
e-mail: [email protected]
Abstract
This paper considers the existence, culture and politics of an emergent Malaysian ‘Noise
Scene’ through an exploration of the history of Noise in the twentieth century both in
Malaysia and beyond, the views of several local practitioners, the author’s own experience of
the noise scene, and a survey of Noise supporters to expand our understanding in ways that
reflect the Malaysian Noise Scene. Prepared by a practicing ‘Noisician’, an autoethnographic
or 'insider-outsider' stance is used in searching for answers to the research questions. The
focus of this paper is on the perspectives, practice, politics and relationship to Malaysian
culture of the local performers and their supporters. In preparing this research, the author
made several assumptions about the current Noise Scene, but found that these were
challenged by the results, with the outcomes shedding new knowledge for the author himself.
Keywords Noise, music philosophy, auto-ethnographic, music performance, music and
society
INTRODUCTION
The intent of this paper is to highlight the existence, culture and politics of the
‘Noise Scene’ by exploring the history of noise in the twentieth century in both
Malaysia and the world, the views of several local practitioners, the author’s own
experience of the Noise scene, and a survey of Noise supporters to expand our
understanding in ways that reflect the Malaysian Noise Scene.
In Malaysia, Noise performers (noisicians) are currently all amateur
performers - that is they do not perform daily or derive their living from
performance. Noisicians use a wide variety of individual techniques in their
performances and this paper describes some of the techniques of the performers.
Also, a comparison to the Noise scene in countries such as Japan is drawn.
In undertaking this research, the author seeks to: (i) investigate the
Malaysian Noise Scene; (ii) observe the artists involved in the Malaysian Noise
Scene; (iii) evaluate the culture of the Malaysian Noise Scene; and (iv) evaluate the
politics of the Malaysian Noise Scene.
Malaysian Music Journal Vol.4, Num. 2 (37-58) 38
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METHODOLOGY
In this paper, several stances were used to observe Noise – as performer, audience
member and researcher. These stances, ‘outsider’ and ‘insider’ researcher, offer a
range of answers and understandings for the research. The research, therefore,
moves between an auto-ethnographic mode and other stances indicated within the
text by the use of the third and first person respectively. Dwyer and Buckle (2009),
explained the ‘insider’ and the ‘outsider’:
Sometimes I wrote myself into my research, and other times I did not ... I
sometimes shared experiences, opinions, and perspectives with my participants, and
at other times I did not ... As a qualitative researcher I do not think being an insider
makes me a better or worse researcher; it just makes me a different type of
researcher ... issue of the researcher as an outsider or an insider to the group studied
is an important one ... because they find themselves studying a group to which they
are not a member ... my membership status in relation to the participants did not
seem to affect the interviews negatively, it raised an important point that must be
considered in all research endeavours with participants ... [in] group based on
shared experience, gender, sexuality, ethnicity, race, and so on (p.56, 57).
The advantage provided by multiple perspectives in this research is that
triangulating the stances with other research instruments would strengthen the
analysis of the data and draw meaningful conclusions. As Jensen (2011) points out:
The status of the social researcher as ‘outsider’ and ‘insider’ is neither static nor one
dimensional ... As a social researcher you may initially be an outsider to a particular
group, but as you spend more time with them, you become more of an insider
(p.150).
To fulfil the research objectives, multiple research instruments have been
incorporated, such as interviews, survey, observation/experience and the author’s
Noise art practice.
INTERVIEWS AND SURVEY
Structured interviews allow a focus on a selected group of Malaysian Noise
performers. This process was preferred because structured-interviews offer the
ability to cover a lot of ground regarding the performers’ practices. These questions
survey the performer’s background, their views on their art, their performing
methods, their reasons for using Noise as a medium, and their political, social or
cultural views. The practice of arts and research has similar superficial elements at a
process level. Art and Arts practices are intricate processes with their own intrinsic
validation, often including the specific outcome of some type of artefact. Research
has different prerogatives and validations, as Strand (1998), cited in Schippers and
Flenady (2010), in Caduff, Siegenthaler and Walchli (2010) observes:
Muhammad Hafifi bin Mokhtar 39
... Two concepts are common to the definitions of research [...] firstly; they all
describe research as an “original investigation”. Secondly, it must explicitly aim to
increase humanity’s “stock of knowledge”. [The] research process which must be
conducted in conjunction with others such as summary, analysis and reflection (p.
80-82).
An arts practice, without significant and triangulated reflection, cannot be
validly constructed as research. In conducting the research component of this
project, the author has ensured there is exterior reflection as defined by Schippers
and Flenady. In this section, the data that had been collected from the survey,
interviews and the author’s own observations and personal experience are discussed.
The survey is in two parts. Part A (five questions) considers the
respondent’s demography. Part B (15 questions) explores their view of the Noise
scene in Malaysia. The survey questions were sent to a total of 30 respondents.
Twenty responses were received, and results are analysed and interpreted in the
Noise Scene in Malaysia below.
OBSERVATION/EXPERIENCE
Observations pertaining to the experiences of Noisicians and audiences are based on
the author’s personal experience of Noise performances and the culture of the Noise
Scene where the author has been present, and through informal conversations at
these performances. This experience has helped develop an understanding of the
philosophy and attitude of the performers and listeners.
LITERATURE REVIEW
This section discusses the background to the concepts, techniques and history which
have led to the existence of this musical genre, and will contextualise Noise as a
musical art form. In doing so it asks: what is noise?; seeks an explanation of noise
in music; noise performance techniques are placed in a wider musical context; and
finally the author explores the international Noise Music Scene.The philosophical
meanings of Noise including some definitions and perspectives on its aesthetic are
part of this review. The role of noise in music and music in noise considers musical
aspects of noise, and its usage in twentieth century music. Aspects of making and
performing noise, including tools and techniques are discussed, alongside differing
views of Noise. Finally, the author considers noise performance within and beyond
Malaysia, specifically considering the ‘Japan – noise’ phenomena.
Music, as described by Merriam (1964), is defined by its temporal quality,
and may be categorised into 10 types of functions. Among these are to provide a
medium for emotional expression and evoke aesthetic gratification. Noise music
emotionally affects both listener and performers placing Noise performance as a
musical genre.
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WHAT IS NOISE?
Sound is a type of wave that changes according to the air pressure occurring within
the frequency range from 20 Hz to 20 kHz, which is the usual human perceptible
range. In addition to frequency, there are other characteristics to sound that permit
the detection of dynamic and timbre qualities of sound. Noise is a type of sound,
being generated when frequencies which are not compatible with each other are
grouped, resulting in a sound that is unfocussed in pitch (Berg & Stork, 2005). Noise
emerges from four types of production: vibration of surfaces, aerodynamic, or
hydrodynamic sources, and the acceleration of objects. A vibrating surface sets the
air around it in motion, thereby becoming the means of generating the noise
(Anderson & Bratos-Anderson, 1993). Noise is, therefore, shown to be a type of
sound containing musical elements such as pitch, dynamic and timbre. It is further
defined by frequencies colliding with each other, creating strong dissonance. The
author has identified sources of noise as created by surface vibrations, by
disturbance in air-flow, by the disturbance in the flow of liquid and the movements
of an object. This is a scientific description of noise. However, noise is sometimes
seen as something else, or from different perspectives.
PHILOSOPHICAL MEANING OF NOISE
As stated in the previous section, Noise can be described scientifically and with a
variety of meanings. Understanding its philosophical and aesthetic qualities help
place Noise in an expressive paradigm.
Noise can be accepted and re-imagined as time. Hegarty (2012) writes:
“As noise is not autonomous, but occurs through being perceived, defined,
legislated for and against ... it has led to the philosophical insight about its
working ... not just ‘there’ in space, it is also ‘there’ in time (p.15)”.
Hegarty (2012) also observes that “Noise does not disrupt clock time; it
brings clock time out as in its full reality” (Hegarty, 2012, p.15). Hegarty expands
this argument noting that the bond between noise and time is duration.
Philosophically, this is because duration also depends on listeners’ reactions to
certain situations that dictate this perception of how fast or slow time passes. This
perception is determined not only by the sound, but in the material quality of the
sound (Hegarty, 2012). Massumi observes
‘Noise’ may also be associated with art and language … One of it is understanding
noise as an ‘anti-signal’. Signals are structured and come with clarity ... noise ... is
understood to be as disorganised and unstructured as possible ... philosophically,
noise may carry the opposite of the meaning of signals that we usually understand ...
a disturbance and interference that originates outside the signals but intercepts and
disturbs them ... [A] language or signals: a cipher and a way of sending encoded
versions of signals (Massumi, 2012, p.40).
Muhammad Hafifi bin Mokhtar 41
Noise is also recognised as being able to induce feelings and emotions a
listener. This gives ‘noise’ an artistic, expressive potential initially articulated by
Luigi Russolo in 1913, a potential prominently exploited in some modern, Western
art, often associated with the portrayal of fear. Noise as a fear-inducing medium is
observed by Lockwood (2012): ‘We may conceive of noise in terms of
epidemiology and affective contagion. A viral fear effect activated by sound waves
bypasses cognitive functions, prompting visceral and chemical reactions’ (p.74).
Noise can also be associated with an innovative paradigm. Malaspina (2012) states,
“the analogy between noise, as a musical strategy, and the phenomenal of noise in
other discipline, appears to trigger the idea of a paradigm of innovation” (p.58).
In this context, noise is also expected to become the base of the idea of
artistic innovation. According to Anderson and Bratos (1993), change can be found
in ‘noise’ (change of paradigm) therefore it is continually dynamic – with dissonant
interactions and outcomes from the clash of timbre and pitch. Noise is also
continually evolutionary, particularly in its interactions between cultures, and the
methodical discipline of physical science. But, important within this paper is the
notion of noise as a paradigm being paired with the influence of innovative
principles (Malaspina, 2012).
NOISE IN MUSIC / MUSIC IN NOISE – A BRIEF HISTORY
The Art of Noises, Luigi Russolo (1913) is a manifesto which argues that the
evolution of music should include aspects reflecting the industrial environment
dominating contemporary Western Europe. To achieve this, Russolo insisted that the
noisy environments of machines and industries be included within music using
sound qualities that reflect the industrial age. Later in the twentieth century,
progressive composers, particularly John Cage, adopted Russolo’s principles. Cage,
employed electroacoustic and acousmatic music using synthesisers and radios to
imitate the sound of the environmental noises, while Russolo created devices and
was more interested by industrial sounds of the machineries. Cage incorporated
twentieth century industrial inventions that were available to him, such as radios as
tone generators in his works such as Imaginary Landscape for 12 Radios (1951). In
the early 1950s, the advent of the tape recorder made it possible for composers to
use noise as Russolo envisioned. The Musique concrete composers produced noise
by recording ordinary sounds then transforming them using techniques including
splitting, accelerating, overturning and looping the recorded sounds. Today,
performers including Throbbing Gristle, fuse rock with industrial sounds by
manipulating the sound of machines such as power tools in the album Abandoned
Factory (1991). Japanese artist Toshiya Tsunoda recorded the noise of hollow and
lifeless materials by the vibrations that pass through piezoelectric material on its
surface. Such approaches were predicted by Russolo who argued that the world has
no silence due to industrial and technological advances, now made real by Tsunoda
in his works (Christensen, 2009).
Today, composers are free to compose with any elements that they want
including previously unaccepted and unwelcome sounds into music, creating new
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aesthetic values. Such Noise appears in a composition as a result of electronically
generated environmental sounds such as thunder, hisses and blips. Noise is also
produced by, but not limited to, various techniques of vocal manipulation, described
by Kamien (2011) as where composers: use a … variety of sounds … including
many that were once considered undesirable noise. … [They achieve] what Edgard
Varese called “the liberation of sound”... the right to make music with any and all
sounds (Kamien, 2011, p.545).
Historically, Noise music is divided into the eras 1910s to 1960s, when
Noise was recognised and used aesthetically. Toward the end of this first era, from
the 1950s to the 1960s, Noise was solidified through the emergence of
electroacoustic music. The late 1960s to 1970s brought a new era in Noise music
with the use of conventional instruments, such as guitar, and emergent instruments
such as electronic oscillators being used to create Noise. Between the late 1970s to
early 1980s, Noise music became a movement which reflected the musical
expression and revolt against the musical norms of society. This era was also when
the industrial music initiated by Throbbing Gristle emerged (Tham, 2013, p.257).
In describing the aesthetic development of Noise, performers from different
disciplines of noise have been identified. Such people are among the earliest
pioneers in this art and belong to a scene which groups them with similar artists and
audiences who share their views and interests.
NOISE AS ART IN JAPAN AND MALAYSIA
Any discussion of Noise Music should describe the artists involved in the movement
or ‘scene’, and characteristics of their supporters or fans. This is important since a
‘scene’ involves the symbiotic elements between the artists and their audiences.
Prominent performers in Japan include Merzbow, Hijokaidan, Incapacitants
and Masonna. As early as the 1970s, recordings of Noise were found in the works of
Masayuki Takayanagi particularly the piece entitled Les Rallizes Desnudes (1975).
Noise music in Japan evolved as a genre during the 1990s with the rise of
performers who approached noise performance with different disciplines and
techniques. This made the noise scene in Japan appear to involve any music which
included sound from any origin. Importantly for this study, artists such as Keiji
Haino and Chie Mukai have also used traditional Japanese music as a noise source
(Hegarty, 2007, p.133).
Japanese performers incorporated source material such as ‘metallic sounds’,
combined with electronic and analogue effects, pedals, samplers, and playback
devices. Contrary to the conventional function providing sound effects in
conventional music, in Noise, their use may be interpreted as a gestural action, and
subsequently become identifiable characteristics of what may be called a ‘Japan-
Noise’ Scene. This peaked in the 1990s and now includes residual, original sounds.
Japanese Noise music is sometimes structured, yet at other times, flexible, with no
musical structures at all, except perhaps for that achieved by controlling high-level
amplitude. Contrary to music that offers calm, noise creates a basis for sound to
Muhammad Hafifi bin Mokhtar 43
exist, and will be discussed in the (ii) philosophical meaning of noise (Hegarty,
2007, p.134).
As a Noisician, my own and other performances have led me to understand
that Noise is usually created in one of three ways: analogue; digital; or a
combination of both. Analogue techniques normally exploit the properties of effects
pedals such as distortion, overdrive, flanger, reverb, amongst others, in performing
Noise. The digital approach uses digital electronic instruments such as synthesiser
and software, but this approach is yet to be experienced by me. The final approach is
the combination of using both analogue and digital techniques. This is usually done
by using pedals, synthesisers and digital samplers. The effects pedal choices made in
my performances incorporate distortion and feed-back as the principal means of
manipulating the sounds for noise. I have always been mesmerised by noise and its
expressive potential. From my own journals:
My first experience of noise, musically, is from the feedback that I created when
approaching a guitar amplifier with the pickup facing the speaker in the amplifier.
The magnetic pickup and the magnet in the speaker had produced the feed-backing
noise, which is a nuisance and should be avoided. When I grow in age and
musically, the feedback noise of the guitar had been prevalence in the music that I
listened to (10 July, 2015).
From there, I realised that noise, which was initially unwanted by me at
first, could be used in aesthetic ways in the creation of music. As Hegarty (2007)
wrote:
Noise is not the same as noises. Noises are sound until further qualified (e.g. as
unpleasant noises, loud noises, and so on), but noise is already that qualification; it
is already a judgement that noise is occurring (p.15).
I continued delving deeper, and discovered a name, John Cage. Inspired by
the discovery of Cage’s work and his philosophy on music:
I had discovered Cage from 20th century Western music class. I had realised the
avant-garde movement that had been associated with him is being carry out by
people that think alike. I had read his interview in Duckworth (1999) on his
inspiration on writing noise as a musical element (10 July, 2015).
I was particularly interested in an interview where Cage explains his
experience and inspiration when using noise.
... He (Galka Scheyer) had started me on a path of exploration of the world around
me which has never been stopped - of hitting and scratching and scraping and
rubbing everything, with anything I can get my hands on...(Cage, in Duckworth,
1999).
Gradually, I become more and more interested in the Noise performances of
Merzbow. His style of music and that of his countrymen have been dubbed ‘Japan-
Noise’ (Hegarty, 2007). I observed:
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… in the past five years, I had realised that there is a movement of performers
creating noise, as an art form, not necessarily in a ‘musical method’. These
performers seem to depend on the use of non-musical ‘instruments’. Performers,
such as Merzbow, a Japanese performer, a pseudonym for Masami Akita, depend
heavily on the use of electronics – mixers, analogue synthesizers and guitar pedals.
This combination of tools had created feedback and wall of noise and includes fine
manipulations of Noise (15 July, 2015).
My own interest continued to develop, and I came to realise that, in addition
to international noise performance, noise performances also occurred in Malaysia. In
my journal I note:
During my studying years as an undergraduate, I had attended several small shows,
or gigs. From a few of these gigs, I had watched a similar performance of controlled
noise manipulation by the use of guitar, specifically the manipulation of pickup, and
an array of pedals. This performer calls himself Jerk Kerouac, a word play from
Jack Kerouac. During those years, I was fascinated by his method but not yet
understanding the aesthetic underpinning of the performances. His performances
demonstrated the reality that there were similar performers, especially when I saw a
flyer and videos for a show in Findars, a performing arts centre in Kuala Lumpur
where Jerk Kerouac had performed. From this, I realised that Noise is alive and
being performed in Malaysia. There are a number of regional shows organised in
Ipoh, Perak. The performers are usually touring experimental Noisicians, with the
exception of Krosot, a duo with one of them whom lives near Ipoh, and Space
Gambus Experiment, a collective with no permanent members who live around Ipoh
(20 July, 2015).
These revelations raised questions to which I felt I had to find answers. These
questions became a motivation for writing this paper as:
I thought to myself, is there really a scene for Noise performers in Malaysia? Are
there more performers such as Jerk Kerouac, Space Gambus Experiment and
Krosot? Are they accepted in the local music circuits? (20 July, 2015).
THE NOISE SCENE IN MALAYSIA
Interviews
The author sent interview questions to three recognised Malaysian Noisicians known
by their stage names as: Jerk Kerouac (Azzief) and Krosot (Mack) and Neuphoric
Euphoria. Responses were received from only two of these noisicians: Jerk Kerouac
(Azzief) and Krosot (Mack). Eight questions were divided into four categories:
1.
Main Argument
i)
Do you believe there is a noise scene in Malaysia?
Muhammad Hafifi bin Mokhtar 45
2.
Performers Background
i)
How did you start as a performer of Noise?
ii)
What had influenced you into performing Noise?
3.
Methods
i)
What are the methods and material that you had influenced you in
any way? Why?
4.
Philosophical
i)
Do you yourself with specific arts or political movements?
ii)
What do you think you noise represents?
iii)
What do you want to express through your music?
Main Argument: Do you believe there is a Noise scene in Malaysia?
The answer to this question would help to verify the existence of a Noise scene in
Malaysia. The performers responded differently, yet there is a similarity between
their answers. Jerk Kerouac (Azzief) said that he believed there is ‘scene’ but it is
not focused on Noise itself. He explained that:
There is, to some extent. Maybe not a noise scene per se, but there’s definitely an
avant-garde and experimental music fringe, mostly centered around FINDARS and
events such as the KL Experimental Film, Video & Music Festival. There
admittedly isn’t a huge amount of performers, with most gigs featuring a regular
cast of performers and even audience. Occasionally some shows draw relatively big
crowds of maybe 30 to 40 people, although attendances, from my experience, are
often below 20, with single-digit attendances not uncommon. It’s not big, not
necessarily vibrant, but it is there. Whether this is a problem of promotion, appeal or
just a surfeit of leisure and entertainment choices in the Klang Valley/Malaysia, I’m
not sure (Azzief, pers. comm., 17 August, 2015).
Mack of Krosot believes there is a Noise movement in the country.
Although, defining it as a scene, should be left to the audience. In his own words:
It gets back to how/what you define as ‘scene’. Personally, I do believe there’s a
noise movement here in Malaysia. It was small but getting bigger proven by
numbers of shows getting organised and seeing how touring band had put one or
two local venue in their tour list (Mack, pers. comm., 22 August, 2015).
These responses suggest there is a Noise movement in Malaysia as a part of
a larger experimental music scene or a movement that may or not have its own
scene. Both however agree on one thing: Noise is alive and is being performed in
Malaysia.
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Performers’ Background
To understand the inspiration that drew these performers into Noise performance
and their musical philosophy in performance, interviews were conducted, including
questions regarding the background of the performers.
Azzief said that he started doing Noise in 2000, but not the harsh noise for
which he later became known. Reflecting on his early years, “I started out just
randomly clicking and making some crazy noise-gabber-grind stuff in software for a
year or so, which is I guess where it all started” (Azzief, pers. comm., 17 August,
2015). He also explained that he made Noise having being inspired by Japanese
harsh Noise performers. He continued:
I continued to make noise/noisy electronic music off and on from then until now,
with a number of less-noisy diversions (including trying my hand at trance music).
My first start at “proper” noise in the Japanese harsh noise style was probably in
late 2008 or sometime in 2009; I can’t remember clearly now (Azzief, pers. comm.,
17 August, 2015).
Mack’s response to this question was that he began making Noise as early as
1996 or 1997, when he was first exposed to the genre via a compilation in the form
of audio cassette. In explaining his earlier years, he had said:
With help from a computer and software, I manipulated Noise. It was in the early
days, later, with the joining force of my buddy, Maddy, we mostly use pedal and
some homemade equipments (Mack, pers. comm, 22 August, 2015).
Both performers are self-taught and the responses indicate that they both
began their performance practice using ‘trial and error’ processes before achieving
the Noise that they wanted.
a)
What influenced you to perform Noise?
This question explores influences that inspired the performers. Azzief
responded that as a Noise performer, he was inspired by different genres of music;
by listening to other music, he became more receptive to Noise and other noisy
music. However, his real motivation is the enjoyment in performance. He wrote:
My exposure to digital hardcore, metal and punk definitely made me receptive to
noise and noisy music. I can’t say whether there’s any other thing that influenced
me to make noise other than the fact that I enjoy noise and wanted to get in on the
noise action that everyone was doing. (Azzief, pers. comm., 17 August, 2015)
Mack offers a simpler explanation about the inspiration that led him to
become a Noise performer. His group, Krosot, in his own words, “People around us
inspired the most” (Mack, pers. comm., 22 August, 2015). The inspiration and
influence for both musicians were borderless. Azzief began making Noise because
he was influenced by other acts Other, such as Mack and Krosot started because of
their societal influences. This corresponds to my own performance experience, being
Muhammad Hafifi bin Mokhtar 47
influenced by artists such as Merzbow and Jerk Kerouac. Nevertheless, other genres
and artists such as Isis, Infest, and Minor Threat also influenced me. My
performance practice is usually a reflection of everyday situations that inspires me to
shape my Noise in a specific way.
Methods used in performances
In this category, the questions were shaped to delve into the way Noise performers
created their art.
a) What are the methods and materials that you used in your arts?
b) Can you give examples of other performers who influenced you in any way?
Why?
Both performers explained that to some extent they self-built their own
equipment. Both also sometime use both analogue and digital equipment in their
Noise performances. Azzief said:
I tend to stick to “analogue” methods of making noise. Contact microphones (piezo
elements), often attached to self-made shaker boxes (Hammond project enclosures
filled with objects such as ball bearings and a bullet casing) and general metal junk.
Almost always run through a distortion pedal or two and some modulation effects,
maybe delay or reverb, sometimes a ring modulator, sometimes an envelope filter. I
also sometimes use synths, often a Flower Electronics Little Boy Blue. For more
drone-based work I often combine the Little Boy Blue with an Arturia Microbrute
monosynth. And almost everything I’ve recorded over the past two years or so is
recorded on a Tascam four-track tape recorder for maximum tape scuzz (Azzief,
pers.comm.,17 August, 2015).
Mack responded that:
… during the earlier formation, we mostly use computer and software, but now
days, mainly pedal and some homemade equipment. We try to minimize the use of
pedal, instead, try to build our own equipment. It was a painstaking but we do our
best. (Mack, pers. comm., 22 August, 2015)
From these answers, we may conclude that both performers use both
analogue and digital media to create and recreate their desired Noise, and that both
artists build their own equipment. The answer to the second question would help to
explain their musical influences, and would help to discover whether they copied or
borrowed ideas from other Noisicians. Mack says his music is not consciously
influenced by other Noisicians. Azzief’s response confirmed my long held thought,
that he is influenced by acts from the Japanese Noise scene. He also mentioned a
number of performers from the American Noise scene. He said:
(I am influenced by) The usual big Japanese names: Merzbow,
Incapacitants, Masonna, K2, Monde Bruits… why? Because these guys are
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the “canon” of Noise, so to speak, and almost everyone starts there. I’m also
pretty influenced by the dirtier, cassette-fidelity sounds of American harsh
noise artists such as Macronympha, OVMN and so on, as well as the more
recent Swedish noise/power electronics scene (Azzief, interview, 17 August,
2015).
Azzief confirmed that the Japanese Noise scene, with a mixture of American
Noise scene and other musical genre, influences him. While Krosot’s influences
were not explicitly revealed, their style is suggestive of the Japanese Noise scene,
with a distinctive droning Noise characterising their music.
Philosophies
Their answers would relate these performers to any philosophical ethos or
understanding of the performers. There were three questions being asked in this
category, each intended to delve into the performers’ philosophy.
i) Do you associate yourself with specific arts or political movements?
Azzief answered that he does not associate with any movements by choice
and slowly disengaged with the arts or political movements. He explained that he
does not have a specific message for his noise, and does not bother to include his
arts within any particular movement. In his own words, he explained:
... since I don’t really have a message with my noise, why bother associating
myself/my work with a movement anyway? If it ends up linked to something, so be
it, but I don’t clamor to do it myself (Azzief, pers. comm., 17 August, 2015).
Krosot do not consciously associate their art with any movement, arts or
politics. In Mack’s words, “I just do what I want to do and I don’t associate myself
with any art or political movement” (Mack, pers.com, 22 August, 2015). They chose
to stay away from any arts or political movements for their own reasons due to
disdain and desertion. As a performer, I view Noise as a form of protest, which uses
unwanted sounds to create something, although the outcome is not pretty or
achieving catharsis values. It is a protest against the ‘perfect’ music or mass
obsession on technicality or difficulty of a piece.
ii)
What do you think your noise represents?
The intention of this question, is to see discover if the musicians had
answers regarding the semiotics of their noise. Both had interesting answers that are
relevant and could be related, in the author’s opinion, to other music. Mack observed
that their Noise is a representation of their opinions. When being asked what their
opinion is, he explained that:
Muhammad Hafifi bin Mokhtar 49
In our noise, we tend to express ourselves. It is our expression towards certain
things. (Author: Is it self-expression?) It is more towards collective expression since
Krosot is a duo that manipulates the instruments to create noise (Mack, pers.comm.,
22 August, 2015).
Azzief explained that he does not view his Noise semantically as a
representation. He told the author that his art is a form of his love and interest. In his
own words, “… nothing much, just the worship of loud sound, distortion pedals and
the textural and granular qualities of static and amplified and distorted objects”
(Azzief, interview, 17 August, 2015).
Both answers correspond to other musicians’ responses. For example, an
acquaintance of the author said that he played traditional music because of his love
of that music, rather than the form of ritualistic practice people normally associated
with traditional music.
iii)
What do you want to express through your music?
This question aims to determine if the performers wish to convey messages
through their Noise. Both artists seemed to dislike the idea of expressing or
associating other meanings to their Noise. Mack said it is a form of self-expression;
a personal view presented to listeners. Whether a listener relates to it or not, is a
matter of opinion. It is similar for Azzief, who asserts that his noise portrays:
Nothing much. Maybe anger and frustration, to some extent, as well as some sort of
existential angst, but the thing about noise, to me, is that it’s a form of music that is
exclusive, that doesn’t try and bring listeners in, that doesn’t welcome listeners. So I
don’t try and express anything beyond what I said in the answer to the previous
question: pure worship of loud sound and the granular texture of noise. No
statement, no meaning. Just noise. (Azzief, pers. com., 17 August, 2015)
Both of these performers associate their Noise with their views and
expressions. As a performer, the author tries to shape the Noise according to his
preference and emotion.
SURVEY
Part A
The first question asks the age range of the respondents (Table 1). The responses
show that listeners of Noise are drawn mostly from the group aged 30 and above,
with a few from different age groups. This can be useful in keeping track of the
audiences of the Malaysian Noise scene.
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Table 1 Correspondents’ Response for Question 1
Age
Number of Answers
Percentage
18 – 20
0
0
21 – 23
0
0
24 – 26
4
20
26 – 29
3
15
30 and above
13
65
The next question asks the respondents’ locality in order to track whether
there is a concentration of noise enthusiasts in certain locations (Table 2). It shows
that most respondents came from, or live in the Central Zone. This is not surprising
as most Noise shows are centred and focused in the Central Zone. Nevertheless,
there is still a sizeable audience in other zones attending live performances; it can be
said that interest in Noise is not based on territorial boundaries.
Table 2 Correspondents’ Responses for Question 2
Locality
Number of Answers
Percentage
Northern Zone (Kedah,
Perlis)
1
5
West Zone (Pulau
Pinang, Perak)
2
10
East Coast Zone
(Kelantan, Terengganu,
Pahang)
3
15
Central Zone (Kuala
Lumpur, Selangor,
Putrajaya)
13
65
Southern Zone (Negeri
Sembilan, Melaka, Johor)
0
0
Eastern Zone ( Sabah,
Sarawak)
1
5
The third question is about political views. The majority of the respondents
hold anarchy as their political view. The number of respondents who hate politics is
almost equal to those who adopt anarchist views. However, no respondents
answered that they are pro-government (see Table 3). This indicates that the
audience is not shaped by a common political view.
Muhammad Hafifi bin Mokhtar 51
Table 3 Correspondents’ Responses for Question 3
Political Views
Number of Answers
Percentage
Never think of it
1
5
Anarchist
9
45
Pro-Government
0
0
Pro-Opposition
2
10
Hate Politics
8
40
There is a common perception that Noise performance is associated with the
use of both illicit and licit recreational drugs. The next questions explore if there is
alink between Noise with such usage (Table 4 & 5); in order to evaluate whether
alcohol and illicit drugs are common in the scene and accepted by the listeners as a
culture in the scene. Though present, it cannot be defined as a dominant presence in
Noise scenes – either within audience or performers.
Table 4 Correspondents’ Responses for Question 4
Consumed Alcohol
Number of Answers
Percentage
Yes
7
35
No
13
65
Table 5 Correspondents’ Responses for Question 5
Consumed Drugs
Number of Answers
Percentage
Yes
5
25
No
15
75
The answers in Part A demonstrate that Noise listeners are people from
various backgrounds, with largely non-establishment political views, but are not
significant users of drugs – either licit and illicit.
Part B
In this section, respondents’ views were sought on the Noise scene, and culture. In
this section, questions were answered using a Likert Scale: 1 = Strongly Disagree, 2
= Disagree, 3 = Not Sure, 4 = Agree, 5 = Strongly Agree.
The first question asked whether the respondents agree that there is a ‘Noise
scene’ in Malaysia. The response validates the claim made by the author regarding a
Malaysian ‘Noise scene’ (see Table 6). The percentage of respondents who agreed
was 80% (‘Strongly Agree’ and ‘Agree’) that there is a Noise scene in Malaysia.
However, the survey only asks if they are agreeing with the statement and not about
their personal views of what constitutes a Noise scene.
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Table 6 Correspondents’ Responses for Question 1
Answer
Number of Answers
Percentage
1
0
0
2
0
0
3
4
20
4
7
35
5
9
45
Question two is consistent with the author’s view that Malaysian noise
performers produce recordings of their performances (see Table 7). From the survey,
50% answered ‘Strongly Agree’ with the statement; 40% ‘Agree’and 10 % were not
sure. Considering a vast number of respondents answered ‘Strongly Agree’ and
‘Agree’ indicated that in the Malaysian Noise scene the performers produced
recorded materials as CDs MP3s and videos.
Table 7 Correspondents’ Responses for Question 2
Answer
Number of Answers
Percentage
1
0
0
2
0
0
3
2
10
4
8
40
5
10
50
Question three considers listeners’ attendance at live performances. It
explores if local noise performers attract noise enthusiasts to their shows (see Table
8). Seventy per cent of the respondents ‘Strongly Agree’ that they had seen a Noise
performance live; 25% of the respondents answered ‘Agree’ and 5% answered ‘Not
Sure’. The responses allow one to conclude that Noise music is performed in
Malaysia, and validating its existence.
Table 8 Correspondents’ Responses for Question 3
Answer
Number of Answers
Percentage
1
0
0
2
0
0
3
1
5
4
5
25
5
14
70
Questions four and five explore local support for Malaysian noise
performers through purchases of recordings and if there are different purchasing
trends between the international (Table 9) and local performers (Table 10). The
answers suggest that there is little difference between local and international
recordings. The origin of recordings bought in Malaysia does not show a specific
preference for local or international artists. The responses also indicate there are
Muhammad Hafifi bin Mokhtar 53
about equal numbers of supporters who listen to Noise without purchasing
recordings from Noise performers.
Table 9 Correspondents’ Responses for Question 4
Answer
Number of Answers
Percentage
1
0
0
2
2
10
3
0
0
4
8
40
5
10
50
Table 10 Correspondents’ Responses for Question 5
Answer
Number of Answers
Percentage
1
0
0
2
2
10
3
1
5
4
8
40
5
9
45
Questions six and seven are framed to explore the presence, or otherwise of
a culture of using recreational substances by consumers of Noise. The questions ask
about both alcohol use (see Table 11) and the regular use of recreational drugs (see
Table 12). Responses suggest the majority of the listeners involved in this survey do
not associate Noise with alcohol consumption (65%) or illicit drug usage (60%). A
little surprisingly to the author, only 15% of them responded that using both
substances can help with the enjoyment of Noise.
Table 11 Correspondents’ Responses for Question 6
Answer
Number of Answers
Percentage
1
13
65
2
2
10
3
2
10
4
3
15
5
0
0
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ISSN 2232-1020
Table 12 Correspondents’ Responses for Question 7
Answer
Number of Answers
Percentage
1
12
60
2
2
10
3
3
15
4
3
15
5
0
0
The next three questions explore the respondents’ attitudes and awareness of
philosophical and ethical underpinnings of the noise scene. Question 8 attempts to
identify a common political persuasion amongst listeners (Table 13). The majority
of respondents selected ‘Not Sure’ and ‘Agree’. While the responses are
contradictory, it suggests that some do not consider Noise as a political statement
while other listeners do see Noise as something political.
Table 13 Correspondents’ Responses for Question 8
Answer
Number of Answers
Percentage
1
3
15
2
1
5
3
7
35
4
7
35
5
2
10
The ninth question considers the respondents’ perception of noise
performers towards commercialisation or consumerism (Table 14). The responses
indicate that 85% of the respondents chose to ‘Agree’ and ‘Strongly Agree’ that
Noise is something that is ‘anti-commercialisation’. In combination with the
responses of other questions in this sub-section (questions 7-9) supports the
assessment that audiences and performers in the Noise Scene have substantially anti-
establishment political attitudes
Table 14 Correspondents’ Responses for Question 9
Answer
Number of Answers
Percentage
1
1
5
2
0
0
3
2
10
4
10
50
5
7
35
Question 10 asks whether noise performers in Malaysia use home-made
equipment as a significant part of their music. It dictates the extent to which the
performers are in charge of their productions (Table 15), rather than commercial
interests.
Muhammad Hafifi bin Mokhtar 55
Table 15 Correspondent’s Responses for Question 10
Answer
Number of Answers
Percentage
1
0
0
2
0
0
3
2
10
4
10
50
5
8
40
Respondents agreed that the artists have a ‘Do it yourself’ attitude to
instrument making in Noise. The number of persons agreeing with the statement is a
total of 18 people who collectively chose ‘Agree’ (10) and ‘Strongly Agree’ (8). By
adding together these respondents, we find a total number of 90 % of the listeners
agree with the attitude. Such a high percentage suggests that this ‘do it yourself’
approach to instruments and performance may be said to be characteristics of the
Malaysian Noise music.
Questions 11 to 15 would verify whether the respondents understand the
performance techniques used to produce Noise music. These questions are also
intended to determine the extent of self-built equipment (Table 16) and if “Noise can
be performed with sound manipulation equipment such as [commercial] pedals and
mixers” (Table 17 & Table 18), if artists are creating digital Noise music using
computer software” (see Table 10) and whether “Noise can be performed with the
combination of analogue and digital equipment (see Table 20). The answers may be
interpreted to reflect the extent to which local performers use these techniques, and
whether the audience respondents are aware of it. The range of responses suggests
that Noise listeners in Malaysia are knowledgeable concerning Noise performance
and creation.
Table 16 Correspondents’ Responses for Question 11
Answer
Number of Answers
Percentage
1
0
0
2
1
5
3
5
25
4
5
25
5
9
45
Table 17 Correspondents’ Responses for Question 12
Answer
Number of Answers
Percentage
1
0
0
2
0
0
3
1
5
4
8
40
5
11
55
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ISSN 2232-1020
Table 18 Correspondents’ Responses for Question 13
Answer
Number of Answers
Percentage
1
0
0
2
0
0
3
0
0
4
8
40
5
12
60
Table 19 Correspondents’ Responses for Question 14
Answer
Number of Answers
Percentage
1
0
0
2
0
0
3
2
10
4
8
40
5
10
50
Table 20 Correspondents’ Responses for Question 15
Answer
Number of Answers
Percentage
1
0
0
2
0
0
3
1
5
4
8
40
5
11
55
CONCLUSIONS AND FUTURE RESEARCH
It is evident there is a Noise movement with discrete, specialised performers in
Malaysia. Though small, it stands within other local alternative and experimental
music scenes. Krosot and Jerk Kerouac are both artists involved with the Malaysian
Noise movement. This scene does not have strict rules of cultural identity or
political messages, with supporters drawn range from all ages and preferences.
Noise performers do not associate their Noise and musical scene as political, which
was unexpected because 45% of the Noise enthusiasts that took the survey agreed
that, fundamentally, Noise is a form of protest. The listeners also showed that even
though a percentage of them drink alcohol and use illicit drugs, taking these
substances is not necessary in order to enjoy Noise.
For future research, a thorough investigation of how Noise is performed
could be proposed. It would provide highly detailed information about how the
Noise performance is musically shaped. A second suggestion is to determine if
reception of masses on the Noise that is being performed by the local Noise
performers. The Leigh Landy reception of contemporary music could be a valuable
Muhammad Hafifi bin Mokhtar 57
instrument in this determination. Such research, would all audience reactions and
understanding on Noise to be evaluated.
REFERENCES
Anderson, J. S., & Bratos-Anderson, M. (1993). Noise: Its measurement, analysis, rating,
and control. Brookfield, VT: Avebury Technical.
Berg, R. E., & Stork, D. G. (2005). The physics of sound (3rd Edition.). New Delhi, Pearson
Education India.
Christensen, R. C. (2009). The art of noise after futurism. Nordic Net-Work Of Avant-Garde
Studies. Retrieved from
http://www.avantgardenet.eu/HAC/studentpapers/christensen_art_of_noise.pdf, 2009.
Duckworth, W. (1999). Talking music: Conversations with John Cage, Philip Glass, Laurie
Anderson, and five generations of American experimental composers. Massachusetts, Da
Capo Press.
Dwyer, S. C., & Buckle, J. L. (2009). The space between: On being An insider-outsider.
Qualitative Research. International Journal Of Qualitative Methods, 8 (1), 54-63.
Hegarty, P. (2007). Noise music: A History. New York, NY: Bloomsbury Academic.
Hegarty, P. (2012). A chronic condition: Noise and time. In Goddard, M., Halligan, B., &
Hegarty, P. (Eds.). Reverberations: The philosophy, aesthetics and politics of noise.
New York, NY: Bloomsbury Publishing USA.
Jensen, J. S. (2011). Revisiting the insider-outsider debate: Dismantling a pseudo-problem in
the study of religion. Method & theory in the study of religion, 23(1), 29-47.
Kamien, R. (2011). Music: An appreciation (7th Brief Ed.).New York, NY: Mcgraw-Hill.
Lockwood, D. (2012). Mongrel vibrations: H. P. Lovecraft’s Weird Ecology of Noise. In
Goddard, M., Halligan, B., & Hegarty, P. (Eds.). Reverberations: The philosophy,
aesthetics and politics of noise. New York, Bloomsbury Publishing USA.
Malaspina, C. (2012). The Noise paradigm. In Goddard, M., Halligan, B., & Hegarty, P.
(Eds.). Reverberations: The philosophy, aesthetics and politics of Noise. New York, NY:
Bloomsbury Publishing USA.
Massumi, B. (2012). Floating the social: An electronic art of noise. In Goddard, M.,
Halligan, B., & Hegarty, P. (Eds.). Reverberations: The philosophy, aesthetics and
politics of noise. New York, NY: Bloomsbury Publishing USA.
Merriam, A. P. (1964). The anthropology of music. Illinois Northwestern University Press.
Schippers, H., & Flenady, L., (2010) Beauty Or brain. In Caduff, C., Siegenthaler, F., &
Waclhli, T., (2012) Art and artistic research. Zurich, Verlag Scheidegger & Spiess AG.
Tham, J., (2013). Noise as music: Is there a historical continuum? From historical roots to
Industrial Music. In Goddard, M., Halligan, B., & Spelman, N. (Eds.). (2013).
Resonances: Noise and contemporary music. New York, NY: Bloomsbury Publishing
USA.
BIOGRAPHY
Muhamad Hafifi bin Mokhtar is currently furthering studies in a Master of Music degree
with a specialisation in Music Technology at Universiti Pendidikan Sultan Idris. He has
always been interested in various philosophical views on music. Growing up listening to
various alternative music, he opened his ears to music that is new and obscure, at least, to the
Malaysian Music Journal Vol.4, Num. 2 (37-58) 58
ISSN 2232-1020
local society. He is currently researching the possibilities of using traditional music and
musical instruments, particularly in Wayang Kulit, to produce Noise music with the help of
analogue and digital methods. He is also a performer of Noise under the pseudonym of
ankbktnoisescape and has released several recordings. He employs a more analogue
approach in his music, influenced by Japanese and local performers, outside of his study
interests.
Email: [email protected]
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